Findings from the first public COVID-19 temporary test centre in Hong Kong

Hong Kong Med J 2021;27:Epub 1 Apr 2021
Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Findings from the first public COVID-19 temporary test centre in Hong Kong
Will LH Leung, MB, ChB, FHKAM (Family Medicine)1; Ellen LM Yu, BSc (Stat & Fin), MSc (Epi & Biostat)2; SC Wong, MNurs3; M Leung, PhD4; Larry LY Lee, MB, BS (NSW), FHKAM (Emergency Medicine)5; KL Chung, MB, BS, FHKAM (Emergency Medicine)6; Vincent CC Cheng, MB, BS, MD7
1 Department of Family Medicine and Primary Health Care, Kowloon West Cluster, Hospital Authority, Hong Kong
2 Clinical Research Centre, Princess Margaret Hospital, Hong Kong
3 Infection Control Team, Queen Mary Hospital, Hong Kong West Cluster, Hospital Authority, Hong Kong
4 Central Nursing Department, Hospital Authority, Hong Kong
5 Department of Accident and Emergency, Tin Shui Wai Hospital, Hong Kong
6 Quality & Safety Division, Hospital Authority, Hong Kong
7 Department of Microbiology, Queen Mary Hospital, Hong Kong
 
Corresponding author: Dr Will LH Leung (llh864@ha.org.hk)
 
 Full paper in PDF
 
Abstract
Introduction: The Hospital Authority of Hong Kong Special Administrative Region established a coronavirus disease 2019 (COVID-19) temporary test centre at the AsiaWorld-Expo from March 2020 to April 2020, which allowed high-risk individuals to undergo early assessment of potential severe acute respiratory syndrome coronavirus 2 (SARS-CoV-2) infection. This study reviewed the characteristics and outcomes of individuals who attended the centre for COVID-19 testing.
 
Methods: This retrospective cross-sectional study collected epidemiological and clinical data. The primary outcome was a positive or negative SARS-CoV-2 test result, according to reverse transcription polymerase chain reaction analyses of pooled nasopharyngeal and throat swabs collected at the centre. The relationships of clinical characteristics with SARS-CoV-2 positive test results were assessed by multivariable binary logistic regression.
 
Results: Of 1258 attendees included in the analysis, 86 individuals tested positive for SARS-CoV-2 infection (positivity rate=6.84%; 95% confidence interval [CI]=5.57%-8.37%). Of these 86 individuals, 40 (46.5%) were aged 15 to 24 years and 81 (94.2%) had a history of recent travel. Symptoms were reported by 86.0% and 96.3% of individuals with positive and negative test results, respectively. The clinical characteristics most strongly associated with a positive test result were anosmia (adjusted odds ratio [ORadj]=8.30; 95% CI=1.12-127.09) and fever (ORadj=1.32; 95% CI=1.02-3.28).
 
Conclusion: The temporary test centre successfully helped identify individuals with COVID-19 who exhibited mild disease symptoms. Healthcare providers should carefully consider the epidemiological and clinical characteristics of COVID-19 to arrange early testing to reduce community spread.
 
 
New knowledge added by this study
  • A temporary test centre during the coronavirus disease 2019 (COVID-19) pandemic was effective for the identification of severe acute respiratory syndrome coronavirus 2 (SARS-CoV-2) infection among individuals who exhibited mild disease symptoms.
  • At the temporary test centre at AsiaWorld-Expo, a greater proportion of infected individuals were aged 15 to 24 years (46.5%), compared with the proportion (26.7%) in a previously described age-matched population in Hong Kong, presumably because of the targeted testing strategy used at the centre.
  • In our relatively healthy population of individuals with mild disease symptoms and epidemiological linkage to COVID-19, 6.84% had positive test results.
Implications for clinical practice or policy
  • In some individuals, COVID-19 causes mild initial symptoms despite its high infectivity; thus, there is a need for early identification of individuals with SARS-CoV-2 who exhibit mild symptoms.
  • The temporary test centre was successful in identifying infected individuals in a large-scale, high-turnover setting, thereby reducing the testing burden in secondary and tertiary healthcare facilities.
  • Gatekeeping healthcare providers should carefully consider the epidemiological and clinical manifestations of COVID-19 and be vigilant in arranging appropriate early testing to reduce community spread.
 
 
Introduction
Patients with coronavirus disease 2019 (COVID-19), including those with mild or no symptoms, may readily transmit the disease given the high person-to-person infectivity in the latent period of COVID-19; this transmission could threaten public health.1 Severe acute respiratory syndrome coronavirus 2 (SARS-CoV-2), the causative virus of COVID-19, replicates efficiently in the upper respiratory tract and appears to cause delayed onset of symptoms; therefore, COVID-19 poses considerable challenges to the health system.2 3 Thus, there is a need to rapidly identify infected individuals who exhibit only mild symptoms. In March to April 2020, the Hospital Authority, Hong Kong, established a temporary test centre (TTC) at the AsiaWorld-Expo (AWE), which is within the Hong Kong International Airport complex on Lantau Island. The AWE TTC offered tests for individuals with mild symptoms among those arriving at the airport, as well as those engaged in home quarantine in Hong Kong, for the early detection of SARS-CoV-2 infection that could be managed by early isolation and intervention.4 Asymptomatic individuals were tested at a different facility within AWE operated by the Department of Health. This study reviewed the characteristics and outcomes of individuals who attended the AWE TTC for COVID-19 testing.
 
Methods
This retrospective cross-sectional study evaluated the characteristics and outcomes of individuals who attended the AWE TTC during its operation from 20 March 2020 to 19 April 2020. All individuals who attended the AWE TTC were included, with the exception of patients who were transferred out of the AWE TTC to accident and emergency departments before they could undergo COVID-19 testing. Infection control measures implemented at the AWE TTC were reported previously.5 Ethics approval was obtained from the Kowloon West Cluster Research Ethics Committee, Hospital Authority.
 
Clinical characteristics assessed in this study were fever, chills, cough, runny nose, sore throat, vomiting, diarrhoea, fatigue, myalgia, headache, anosmia, history of hypertension, history of diabetes mellitus, history of chronic respiratory disease, and history of malignancy. Epidemiological parameters assessed in this study were age, sex, district of residence, travel history, occupational exposure, contact history, and clustering history. These data were collected using a standard clinical assessment template by duty medical officers in the Clinical Management System of the Hospital Authority. The primary outcome was positive or negative SARS-CoV-2 test results, according to reverse transcription polymerase chain reaction analyses of pooled nasopharyngeal and throat swabs collected at the AWE TTC.
 
The positivity rate with 95% confidence interval (CI) was calculated. Demographic and clinical characteristics of individuals with positive and negative test results were compared using Pearson’s Chi squared test, Fisher’s exact test, or the Mann-Whitney U test, as appropriate. Adjusted odds ratios with 95% Wald CIs were derived using multivariable binary logistic regression to assess the associations of clinical characteristics with SARS-CoV-2 positive test results. Partially standardised beta coefficients were used to compare the strengths of associations between individual clinical characteristics and SARS-CoV-2 test results; a greater absolute value of the partially standardised beta coefficient was indicative of a stronger association. Ridge regression was performed to implement penalisation for management of the sparse data bias elicited by the low prevalences of some clinical characteristics.6 7 The tuning parameter λ was identified as the optimal value that resulted in minimal error via 10-fold cross-validation; as the tuning parameter λ became larger, the estimated odds ratio decreased towards a value of 1. Bootstrapping was used to construct 95% CIs with 100 bootstrap replications. Statistical analyses were performed using R version 3.6.1 with “glmnet” and “boot” packages. A P value of <0.05 was considered statistically significant.
 
Results
In total, 1286 individuals attended the AWE TTC for COVID-19 testing (Table 1). Of these 1286 attendees, 1258 were included in the analysis after the exclusion of three attendees with important missing data and 25 attendees who were immediately referred to regional accident and emergency departments because of severe symptoms requiring investigation or therapy beyond the capacity of the AWE TTC. These severe symptoms included shortness of breath (n=8); high fever (n=5); chest discomfort (n=5); acute gastrointestinal symptoms (n=4); and acute ear, nose, throat symptoms (n=3). Finally, 1242 individuals were involved in the analysis because 16 individuals attended the AWE TTC twice due to ongoing or changing symptoms; the remaining 1226 individuals attended the AWE TTC only once for testing. Among the 1258 included tests, five showed indeterminate results during the first sampling, while subsequent re-tests revealed negative results; thus, there were 86 positive SARS-CoV-2 results with a positivity rate of 6.84% (95% CI=5.57%-8.37%). During the study period, the maximum number of attendees (n=79) was recorded on 30 March 2020 and the highest daily number of positive test results (n=8) was recorded on 6 April 2020. Attendees with positive test results were all admitted to public hospitals through central coordination for further clinical assessment and treatment.
 

Table 1. Demographic and clinical characteristics of attendees at the AsiaWorld-Expo temporary testing centre (n=1258)*
 
Most attendees were aged 15 to 24 years (740/1258, 58.8%). Furthermore, most attendees (n=1190, 94.6%) were incoming travellers from the United Kingdom, the United States, Canada, Australia, and other parts of the world (Table 2). A history of travel to the United Kingdom was significantly associated with positive test results (69.8% of positive test results vs 51.9% of negative test results; P=0.001). Cluster or contact history was reported by 32.6% of attendees with positive test results and 10.7% of attendees with negative test results (P<0.001). The most frequently reported symptoms among all attendees were cough (60.8%), sore throat (46.9%), and runny nose (34.6%). Symptoms were reported by 86.0% and 96.3% of individuals with positive and negative test results, respectively.
 

Table 2. Travel histories of attendees at the AsiaWorld-Expo temporary testing centre*
 
The clinical characteristics most strongly associated with a positive test result were anosmia (ridge regression adjusted odds ratio [ORadj]=8.30; 95% CI=1.12-127.09) and fever (ORadj=1.32; 95% CI=1.02-3.28) [Table 3]. Sore throat was significantly associated with a negative test result (ORadj= 0.86; 95% CI=0.36-0.99). Other characteristics (ie, cough, runny nose, fatigue, headache, myalgia, vomiting, chills, and diarrhoea) did not show significant associations with positive or negative test results, according to ridge regression analysis.
 

Table 3. Associations of clinical characteristics of attendees at the AsiaWorld-Expo temporary testing centre with SARS-CoV-2-positive test results: multivariable regression analyses
 
Discussion
To the best of our knowledge, this is the first study in Hong Kong to explore the clinical characteristics of attendees at a public TTC established by the Hospital Authority in response to a worldwide pandemic. Early identification and early containment have been critical strategies adopted by the Centre for Health Protection, Hong Kong to address the pandemic. Locally, the first imported case in an individual with a history of travel outside mainland China was reported on 4 March 2020. This was followed by a large number of imported cases involving returning travellers, including 245 students from the United Kingdom and the United States who had positive test results; the maximum number of cases (n=65) was reported on 27 March 2020.8 The establishment of a TTC was a crucial public health intervention to address the influx of returning overseas travellers during the worldwide spread of COVID-19 beginning in March 2020. Given the potential transmission of COVID-19 among individuals with relatively mild clinical symptoms, early identification of SARS-CoV-2 infection by reverse transcription polymerase chain reaction testing is crucial for reducing disease spread.9 The AWE TTC was equipped with extensive testing capacity for the target population of individuals with mild disease symptoms.
 
Among AWE TTC attendees, the majority of positive test results were recorded in young individuals (aged 15-24 years; 40 of 86 cases), who comprised 46.5% of total attendees with positive test results. Notably, this proportion was greater than the proportion reported by the Centre for Health Protection concerning individuals in the same age-group (289 of 1084 cases; 26.7%) among all COVID-19 cases in Hong Kong during the study period. This is potentially attributable to the targeted testing strategy that focused on incoming overseas students, which was implemented after the Hong Kong Government announced compulsory testing and quarantine for all arriving travellers beginning on 19 March 2020.10 We previously reported that most individuals could be tested on-site; moreover, the AWE TTC fulfilled its gatekeeping role by reducing the number of hospital admissions by 36 patients per day during its 31 days of operation.5
 
Primary care providers and emergency physicians have performed important gatekeeping roles in the early identification of individuals with COVID-19. However, a local Family Physician survey revealed that this gatekeeping task is challenging because of the non-specific and mild disease manifestations in many individuals with SARS-CoV-2 infections.11 In Hong Kong, among 1084 confirmed cases reported between January 2020 and May 2020, symptoms were reported by 859 (79.2%) affected patients. The five most common symptoms reported by Hong Kong patients with COVID-19 included cough (436, 50.8%), fever (428, 49.8%), sore throat (174, 20.3%), headache (98, 11.4%), and runny nose (97, 11.3%). The remaining 225 patients (20.8%) were asymptomatic.8 An early study of 41 patients in Wuhan, published in January 2020, revealed that the most common symptoms at onset of illness were fever (98%), cough (76%), and myalgia or fatigue (44%).12 A multicentre study in Shanghai reported that the most common symptoms among 1004 patients with positive test results were fever (84%), cough (62%), and fatigue (25%).13 Our study reviewed the clinical characteristics and outcomes of relatively healthy individuals in Hong Kong whose demographic characteristics were similar to those of the general practice population; we found that the three most common symptoms among infected individuals were cough, fever, and sore throat (Table 1), consistent with the findings in a local study by the Centre for Health Protection.6 In addition to the usual upper respiratory tract symptoms, our results showed that fever and anosmia were strongly associated with positive test results. These findings provide important guidance for gatekeeping physicians to carefully consider symptoms such as anosmia (a relatively uncommon symptom in primary care consultations), which was present in 22.1% of our attendees with positive test results and only 0.3% of attendees with negative test results. Evidence of such symptoms should alert clinicians to the potential presence of COVID-19. A study performed in South Korea revealed that acute olfactory disturbance was present in 15.3% of patients (488/3191) in the early stage of COVID-19. Its prevalence was significantly more common among female patients and younger individuals (P=0.01 and P<0.001, respectively).14 A study performed in the Netherlands showed that anosmia was present in 47% of individuals with positive test results and was strongly associated with SARS-CoV-2 positivity (odds ratio=23.0; 95% CI=8.2%-64.8%).15 In our study, the ORadj for anosmia was 8.30 (95% CI=1.12-127.09), indicating a strong association between anosmia and a positive test result. However, this result should be interpreted cautiously, considering the potential for over- or under-reporting of the symptom at a cross-sectional encounter, the co-existence of other conditions that may lead to olfactory disturbance, and the timing of illness presentation. The probability of identifying an infected individual depends on the incubation period and the proportion of individuals with subclinical disease.16 Symptoms alone might not be reliable for diagnosis. Early testing is critical for the early identification of both symptomatic and asymptomatic individuals. This approach has been particularly essential with worsening disease spread, which has required stricter infection control measures since July 2020.17 18
 
Of the 1286 AWE TTC attendees, 25 (1.94%) with severe symptoms were immediately transferred to the accident and emergency departments; these attendees did not undergo testing at the AWE TTC. The inclusion and exclusion criteria used in this TTC could be useful for planning and implementation efforts (in terms of referral criteria) if similar centres must be established in future emergency circumstances. Notably, this type of centre is considered safe and efficient for screening to reduce community disease spread19 and could be more readily implemented to manage an infectious disease, compared with vaccination and effective antiviral therapy.20
 
The strengths of this study were its large sample size and centralised setting that allowed coverage of the entire Hong Kong population (regardless of residential location) with elevated COVID-19 risk, including those arriving at the airport and those under home quarantine; all AWE TTC attendees exhibited mild disease symptoms similar to those of potentially infected individuals encountered in primary care settings. The limitations of this study included its retrospective data collection based on electronic health records. Investigators could not verify the reported conditions of the AWE TTC attendees or recover any important missing data. Nevertheless, all AWE TTC attendees were assessed by physicians with a standard questionnaire for documentation of demographics and symptoms; they were also tested by reverse transcription polymerase chain reaction analyses of standard pooled nasopharyngeal and throat swabs, which provided clear positive and negative results that facilitated data analysis. Another limitation of the study involved its cross-sectional study design. The epidemiological information and clinical symptoms collected during patient assessment at the AWE TTC might not be identical to those of post-admission situations because the patients’ conditions might have changed in a manner dependent on the timing of presentation. For example, a study of 1099 patients in China found that fever was present in 43.8% of patients on admission, but was present in 88.7% of patients during hospitalisation.21 Importantly, the present study could not offer predictive value or relative risk projection on the basis of its epidemiological and clinical findings. Further studies with a longitudinal design may provide useful epidemiological and clinical insights.
 
Conclusion
In some individuals, COVID-19 causes mild initial symptoms despite its high infectivity; thus, there is a need for early identification of individuals with SARS-CoV-2 infection who exhibit mild symptoms. The establishment of a TTC was successful in identifying infected individuals in a large-scale, high-turnover setting, thereby reducing the testing burden in secondary and tertiary healthcare facilities. Gatekeeping healthcare providers should carefully consider the epidemiological and clinical manifestations of COVID-19 and be vigilant in arranging appropriate early testing to reduce community spread.
 
Author contributions
Concept or design: WLH Leung, ELM Yu.
Acquisition of data: WLH Leung.
Analysis or interpretation of data: WLH Leung, ELM Yu.
Drafting of the manuscript: WLH Leung.
Critical revision of the manuscript for important intellectual content: All authors.
 
All authors had full access to the data, contributed to the study, approved the final version for publication, and take responsibility for its accuracy and integrity.
 
Conflicts of interest
All authors have disclosed no conflicts of interest.
 
Acknowledgement
The authors acknowledge all workers involved in the setup and operation of the temporary test centre at AsiaWorld-Expo, Hong Kong.
 
Funding/support
This research received no specific grant from any funding agency in the public, commercial, or not-for-profit sectors.
 
Ethics approval
This study was approved by the Kowloon West Cluster Research Ethics Committee, Hospital Authority [Ref KW/EX-20-085(148-09)]. The Ethics Committee waived the need for patient consent for this retrospective study.
 
References
1. Bai Y, Yao L, Wei T, et al. Presumed asymptomatic carrier transmission of COVID-19. JAMA 2020;323:1406-7. Crossref
2. Heymann DL, Shindo N, WHO Scientific and Technical Advisory Group for Infectious Hazards. COVID-19: what is next for public health? Lancet 2020;395:542-5. Crossref
3. Chan JF, Yuan S, Kok KH, et al. A familial cluster of pneumonia associated with the 2019 novel coronavirus indicating person-to-person transmission: a study of a family cluster. Lancet 2020;395:514-23. Crossref
4. Hong Kong SAR Government. Temporary test centres speed up tests for people upon arrival. Available from: https://www.info.gov.hk/gia/general/202003/19/P2020031900664.htm. Accessed 11 Jul 2020.
5. Wong SC, Leung M, Lee LL, Chung KL, Cheng VC. Infection control challenge in setting up a temporary test centre at Hong Kong International Airport for rapid diagnosis of COVID-19 due to SARS-CoV-2. J Hosp Infect 2020;105:571-3. Crossref
6. Greenland S, Mansournia MA, Altman DG. Sparse data bias: a problem hiding in plain sight. BMJ 2016;352:i1981. Crossref
7. Doerken S, Avalos M, Lagarde E, Schumacher M. Penalized logistic regression with low prevalence exposures beyond high dimensional settings. PloS One 2019;14:e0217057. Crossref
8. Lam HY, Lam TS, Wong CH, et al. The epidemiology of COVID-19 cases and the successful containment strategy in Hong Kong–January to May 2020. Int J Infect Dis 2020;98:51-8. Crossref
9. To KK, Yuen KY. Responding to COVID-19 in Hong Kong. Hong Kong Med J 2020;26:164-6. Crossref
10. Hong Kong SAR Government. Compulsory quarantine law gazetted. Available from: https://www.news.gov.hk/eng/20 20/03/20200318/20200318_211807_723.html. Accessed 11 Jul 2020.
11. Yu EY, Leung WL, Wong SY, Liu KS, Wan EY, HKCFP Executive and Research Committee. How are family doctors serving the Hong Kong community during the COVID-19 outbreak? A survey of HKCFP members. Hong Kong Med J 2020;26:176-83. Crossref
12. Huang C, Wang Y, Li X, et al. Clinical features of patients infected with 2019 novel coronavirus in Wuhan, China. Lancet 2020;395:497-506. Crossref
13. Mao B, Liu Y, Chai YH, et al. Assessing risk factors for SARS-CoV-2 infection in patients presenting with symptoms in Shanghai, China: a multicentre, observational cohort study. Lancet Digit Health 2020;2:e323-30. Crossref
14. Lee Y, Min P, Lee S, Kim SW. Prevalence and duration of acute loss of smell or taste in COVID-19 patients. J Korean Med Sci 2020;35:e174. Crossref
15. Tostmann A, Bradley J, Bousema T, et al. Strong associations and moderate predictive value of early symptoms for SARS-CoV-2 test positivity among healthcare workers, the Netherlands, March 2020. Euro Surveill 2020;25:2000508. Crossref
16. Gostic K, Gomez AC, Mummah RO, Kucharski AJ, Lloyd-Smith JO. Estimated effectiveness of symptom and risk screening to prevent the spread of COVID-19. Elife 2020;9:e55570. Crossref
17. Hong Kong SAR Government. Social distancing rules to be tightened. Available from: https://www.news.gov.hk/eng/2020/07/20200709/20200709_175812_722.html. Accessed 11 Jul 2020.
18. Hong Kong SAR Government. Government further tightens social distancing measures. Available from: https://www.info.gov.hk/gia/general/202007/27/P2020072700650.htm. Accessed 27 Jul 2020.
19. Kwon KT, Ko JH, Shin H, Sung M, Kim JY. Drive-through screening center for COVID-19: a safe and efficient screening system against massive community outbreak. J Korean Med Sci 2020;35:e123. Crossref
20. Peto J. Covid-19 mass testing facilities could end the epidemic rapidly. BMJ 2020;368:m1163. Crossref
21. Guan WJ, Ni ZY, Hu Y, et al. Clinical characteristics of coronavirus disease 2019 in China. N Engl J Med 2020;382:1708-20. Crossref

Evaluation of bronchial challenge test results for use in assessment of paediatric eczema: a retrospective series

Hong Kong Med J 2021 Feb;27(1):27–34  |  Epub 4 Feb 2021
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Evaluation of bronchial challenge test results for use in assessment of paediatric eczema: a retrospective series
KL Hon, MB, BS, MD1; Abraham HY Ng, MB, ChB2; Chrystal CC Chan, MB, ChB2; Prisca XY Ho, MB, ChB2; Emma PM Tsoi, MB, ChB2; Kathy YC Tsang, MPhil, BSc1Fanny W Ko, MB, ChB, MD3; TF Leung, MB, ChB, MD1
1 Department of Paediatrics, The Chinese University of Hong Kong, Hong Kong
2 Faculty of Medicine, The Chinese University of Hong Kong, Hong Kong
3 Department of Medicine and Therapeutics, The Chinese University of Hong Kong, Hong Kong
 
Corresponding author: Dr KL Hon (ehon@hotmail.com)
 
 Full paper in PDF
 
Abstract
Background: Atopic dermatitis (AD), asthma, and allergic rhinitis are associated diseases involved in the atopic march. The bronchial challenge test (BCT) is a tool that evaluates airway hyperresponsiveness in patients with asthma. This study aimed to evaluate whether a positive BCT result is useful in assessment of paediatric AD.
 
Methods: This retrospective case series included 284 patients with AD who had BCT results. Clinical information and laboratory parameters were reviewed, including AD severity (using the SCORing Atopic Dermatitis [SCORAD]), skin hydration, and transepidermal water loss.
 
Results: Of the 284 patients who had BCT, 106 had positive BCT results and 178 had negative BCT results. A positive BCT result was associated with a history of asthma (P<0.0005), sibling with asthma (P=0.048), serum immunoglobulin E (P=0.045), eosinophil count (P=0.017), and sensitisation to food allergens in the skin prick test (P=0.027). There was no association between a positive BCT result and personal allergic rhinitis, parental atopy, sibling allergic rhinitis or AD, skin prick response to dust mites, objective SCORAD score, skin hydration, transepidermal water loss, exposure to smoking, incense burning, cat or dog ownership, or AD treatment aspects (eg, food avoidance and traditional Chinese medicine). Logistic regression showed significant associations of a positive BCT result with a history of asthma (adjusted odds ratio=4.05; 95% confidence interval=1.92-8.55; P<0.0005) and sibling atopy (adjusted odds ratio=2.25; 95% confidence interval=1.03-4.92; P=0.042).
 
Conclusions: In patients with paediatric AD, a positive BCT result was independently and positively associated with personal history of asthma and sibling history of atopy, but not with any other clinical parameters.
 
 
New knowledge added by this study
  • In paediatric patients with atopic dermatitis (AD), a positive bronchial challenge test (BCT) result was significantly associated with a history of asthma (adjusted odds ratio [aOR]=4.05; 95% confidence interval [CI]=1.92-8.55; P<0.0005) and sibling atopy (aOR=2.25; 95% CI=1.03-4.92; P=0.042).
  • BCT results were independently and positively associated with a personal history of asthma and sibling history of asthma, but not with any other clinical parameters of AD.
Implications for clinical practice or policy
  • BCT may have limited usefulness in patients with AD beyond the prediction of asthma prevalence or risk.
  • Alternatives to the BCT should be sought with greater clinical predictive strength.
 
 
Introduction
Atopic dermatitis (AD) or eczema, asthma, and allergic rhinitis (AR) are associated diseases involved in the atopic march.1 2 3 Many children with AD develop asthma and/or AR when they reach adulthood. There are a number of clinical and laboratory tools to evaluate atopic status in patients with AD. The bronchial challenge test (BCT) is an important tool that evaluates airway hyperresponsiveness in patients with asthma. Responsive patients develop acute contraction of smooth muscles lining the bronchi, resulting in sudden narrowing and obstruction of the airway. The extent of airway narrowing can increase during periods of exacerbation and decrease during treatment with anti-inflammatory drugs.4 The inhalation of histamine or methacholine produces direct airway responses. Histamine maximises bronchial obstruction by directly activating H1 histamine receptors during inhalation challenge. It also stimulates nasal and mucus secretion, promotes vasodilation, and increases vascular permeability. Methacholine is a synthetic derivative of the acetylcholine neurotransmitter, which directly stimulates M3 muscarinic receptors on airway smooth muscles to induce bronchoconstriction.4 A low inhaled dose could trigger a high degree of airway hyperresponsiveness in patients with asthma.
 
In BCT, methacholine and histamine stimulate an increase in cyclic guanosine monophosphate level and a decrease in cyclic adenosine monophosphate level, thus contributing to smooth muscle contraction.5 Immediate bronchoconstriction reactions can begin immediately after challenge; the peak is within approximately 30 minutes. The effect is typically reversible within 1.5 to 2 hours with the aid of bronchodilators. This is regarded as a type 1 hypersensitivity reaction mediated by immunoglobulin E (IgE), which is present in patients with hypersensitivity pneumonitis, asthma, and other atopic diseases. Immunoglobulin E has a specific role in the induction of many allergic reactions as evidenced by its high serum level in patients with allergic diseases and those with atopic diseases.6 7
 
Distinct dosages are used for the inhalation of methacholine and histamine, but the inhalation challenge procedures are identical.8 During the test, a diluent is provided via nebulisation for five inhalations, followed by nebulisation of the test compound at low concentrations. A spirometry test is conducted after each dilution to assess the patient’s pulmonary function. A reduction in forced expiratory volume in 1 second (FEV1) of ≥20% signifies a positive response and the end of the test. A bronchodilator is then provided to counteract the effects of the test compound. In subsequent tests, the dose that provokes the desirable ≥20% reduction of FEV1 is employed.5
 
There are several contra-indications for the BCT. Patients with reduced lung function as evidenced by a low FEV1 level in baseline spirometry may be predisposed to a greater risk of serious adverse events.9 A prior bronchodilator FEV1 <60% predicted or FEV1 <75% predicted during a single high stimulus (eg, exercise) are relative contra-indications.10 Airway obstruction in baseline spirometry supplemented with clinical features of asthma is sufficient for diagnosis and the BCT is unnecessary. Furthermore, an inability to follow the instructions of the spirometry test undermines the BCT quality.11 Individuals with a history of cardiovascular problems, increased intracranial pressure, or recent eye surgery may experience enhanced cardiovascular stress as a consequence of bronchoconstriction during the BCT and should not be subjected to this test.4 10 In general, patients with asthma respond to methacholine and histamine even at low concentrations, such that 84% and 73% react to the above compounds, respectively.12
 
This study aimed to investigate whether personal characteristics, history of allergen exposure, skin prick test results, clinical assessment scores, laboratory parameters, and personal or family histories of atopic diseases are associated with a positive BCT result in paediatric patients with AD. The result is useful in counselling parents and patients with AD and risks of asthma in the family.
 
Methods
This retrospective case series included patients with AD who were treated at the paediatric dermatology clinic of a university hospital from January 2000 to November 2017; patients who had undergone the BCT were retrospectively selected for analysis. All selected patients were Chinese and aged >8 years (the minimum age at which patients can complete the BCT in our hospital pulmonology laboratory).4 11 13 Data concerning the following clinical and personal characteristics were obtained from the patients’ medical records: AD onset age, history of other atopy (ie, AR and atopic asthma), history of atopy (ie, AD, atopic asthma and AR) in parents and siblings, potential allergen exposure (ie, pet ownership and tobacco smoking), and AD treatment history (ie, allergen avoidance and use of traditional Chinese medicine). Clinical laboratory parameters obtained from the electronic patient record system included BCT results, highest serum IgE level, highest eosinophil counts (absolute and relative), and skin prick test results for allergic response to dust mite, cockroach, dogs, cats, and food allergens.
 
Atopic dermatitis severity was clinically scored by the SCORing Atopic Dermatitis (SCORAD), skin hydration, and transepidermal water loss (TEWL) during follow-up visits.14 The SCORAD is a mathematically derived score that considers the extent, severity, and subjective symptoms of AD.15 The skin hydration and TEWL were measured using Courage and Khazaka equipment, which indirectly measures the density gradient of water evaporation from the skin by two pairs of sensors that determine the temperature and relative humidity, respectively.16
 
The IBM SPSS Statistics (Windows version 20) was used to conduct all statistical analysis. Student’s t test was conducted to compare continuous variables between groups; these data were expressed as mean ± standard deviation. The Chi squared test (or Fisher’s exact test) was conducted to compare categorical variables between groups; these data were expressed as number (%). A P value of <0.05 was considered statistically significant. Backward binary logistic regression analysis was then used to analyse the data. The variable with the highest P value was removed at each step until the final equation included only variables with P<0.05.
 
The New Territories East Cluster and The Chinese University of Hong Kong ethics committee approved this retrospective study.
 
Results
Overall patient characteristics
In total, 579 patients with AD were included in this study; 284 had confirmed BCT results. Patient follow-up data were censored as of November 2017 to February 2018. Of the 284 patients with BCT results, 106 had a positive result (BCT-positive group), while 178 had a negative result (BCT-negative group). There were significant differences in current age (P=0.039) and the age at BCT performance (P=0.004) between groups (Table 1).
 

Table 1. Demographics of patients with AD, stratified according to BCT results (n=284)
 
Personal and family histories of atopic diseases
A positive BCT result was associated with personal history of asthma (P<0.0005) and a sibling with asthma, compared with patients with a negative BCT result (28.6% vs 6.8%; P=0.048) [Table 1].
 
There were no significant associations between BCT results and personal AR, maternal atopy (specifically, asthma, AR, AD), paternal atopy (specifically asthma, AR, AD), siblings’ AR, and siblings’ AD. Moreover, BCT results were not associated with a history of skin prick response to allergens, including dust mites (Table 1).
 
Clinical measures, laboratory results, environmental factors, and previous treatment
There were no significant associations between BCT results and clinical measures of AD severity, in terms of objective SCORAD score, SH, or TEWL. Results of BCT were associated with markers of allergic reactions, including (highest) serum IgE (P=0.045), highest eosinophil count (P=0.017), and sensitisation to food allergens in skin prick test (P=0.027). However, they were not associated with other allergens tested in the skin prick panel, such as aeroallergens from dust mites, cockroaches, dogs, or cats (Table 1). Results of BCT had no significant association with previous exposure to potential environmental irritants, including smoking in the household, incense burning, cat ownership, or dog ownership. There were no significant associations between BCT results and history of AD treatment, including food avoidance and traditional Chinese medicine usage (Table 1).
 
Regression analysis
Of the 284 patients with AD and confirmed BCT results, 142 patients had all relevant data available. Backward binary logistic regression (n=142) showed significant associations between a positive BCT result and a personal history of asthma (adjusted odds ratio [aOR]=4.05; 95% confidence interval [CI]=1.92-8.55; P<0.0005) and sibling atopy (aOR=2.25; 95% CI=1.03-4.92; P=0.042). However, it did not show associations with AD severity, young age at AD onset, personal history of AR, aeroallergen (including dust mite, cockroach, cat and dog hair) and food allergen sensitisation, parental history of atopy, or highest serum IgE level and blood eosinophil count (Table 2).
 

Table 2. Clinical asthma diagnosis and bronchial challenge test (BCT) status (n=271)
 
Discussion
Atopic dermatitis and asthma
In our study, backward binary logistic regression analysis showed that a positive BCT result was independently and positively associated with a personal history of asthma in patients with AD. The Global Initiative for Asthma, a medical guidelines organisation, has established a standard for the diagnosis of asthma, which recommends the documentation of variable expiratory airflow limitation. Although asthma is principally a clinical diagnosis, the BCT can aid in this assessment.17 The sensitivity of the BCT in complementing asthma diagnosis is generally believed to approach 100% if a cut point is set at 8 mg/mL or 16 mg/mL, using a non-deep inhalation method.18 Cockcroft18 showed that when the PC20 (ie, histamine provocative concentration causing a 20% drop in FEV1) cut-off was set at ≤8 mg/mL, all individuals with current symptomatic asthma could be identified in a random population with a sensitivity of nearly 100%.1
 
However, a recent study indicated that the prevalence of a positive BCT result in children with asthma is approximately 70%.19 This is attributed to the potential effects of several factors associated with a positive BCT result, especially using the methacholine challenge test; these factors include AR, respiratory infections, and chronic respiratory conditions (eg, bronchitis and chronic obstructive pulmonary disease).19 Despite its limitations, including that the test can only be used in older children, the BCT remains a useful tool for the diagnosis of asthma (Table 2). Clinical usage of the BCT in the diagnosis of asthma is based on its high sensitivity and negative predictive value, but a positive BCT result itself is not confirmatory for asthma.17 20
 
In this study of 284 patients with BCT results, the aOR of a positive BCT result for asthma in patients with AD was 4.05, implying that patients with AD who have a positive BCT result are fourfold more likely to have asthma. This is consistent with the findings of a 2015 meta-analysis that included 31 studies conducted in 102 countries; the risk ratio of AD to other two atopic disorders, including AR and asthma, was 4.24 (95% CI=3.75-4.79). The results demonstrated a clear relationship between the skin and the airways.21 Riiser et al22 followed 530 children who completed the BCT at the age of 10 years and underwent structured reviews and clinical examinations at the age of 16 years; they examined the predictability of BCT results for active asthma in adolescence. The investigators concluded that the presence of bronchial hyperreactivity (BHR), especially severe BHR, was a significant risk factor and that provocative dose 20 resulting in 20% decrease in FEV1 in a positive test alone explained 10% of the variation in active asthma.22 Another study showed similar findings, in that airway hyperresponsiveness independently predicted asthma symptoms in childhood (aOR=2.6; 95% CI=1.8-3.7).23 Our results concurred with those of the above studies, indicating that BHR could develop before active asthma symptoms appear and that BCT might indeed predict asthma incidence in children with AD.
 
Sibling history of atopy
Atopy is known to have a strong hereditary component. A family study of 188 Caucasian patients and their family members demonstrated a twofold increase in risk of developing AD and atopy with each additional first-degree relative who exhibited atopy.24 Furthermore, a maternal history of atopic disease was associated with an elevated IgE level among infants. For maternal asthma, this association was only evident in infant girls.25 Hong Kong has a relatively high prevalence of single-child families; however, among patients with siblings, positive relationships with sibling atopy have been found.1 2 In our study, among 106 patients with a positive BCT result, rates of maternal, paternal, and sibling atopy were 40.0%, 53.7%, and 64.1%, respectively. A positive BCT result was independently and positively associated with sibling atopy (aOR=2.25; 95% CI=1.03-4.92; P=0.042), which includes asthma, AR, and/or AD. However, no associations with parental atopy were found. Patients with positive BCT results are presumably more likely to have siblings with atopy, in that 64.1% of patients with positive BCT results had siblings with atopy, compared with 52.7% of patients with negative BCT results. The most likely explanations of the association with siblings involve genetic heredity and similar epigenetic factors in childhood. Siblings of patients with atopy are predisposed to an inherited tendency to developing IgE antibodies to specific allergens, with subsequent hypersensitivity reactions. Several twin studies were conducted to demonstrate the roles of genetic and environmental factors on atopy. A multivariate genetic analysis with a total of 575 twin participants revealed that atopic conditions were associated with genetic and environmental factors; it also showed that different phenotypic conditions shared common genetic backgrounds.26 Family and twin studies have shown that genetic inheritance plays an important role in the development of atopy; they identified 79 genes associated with asthma or atopy in more than one population.27 Despite genetic involvement, atopic conditions are highly heterogeneous and involve complex epigenetic factors. The atopic state is presumably related to a pre-existing genotype that is activated by environmental factors.28 Both the factors themselves and duration of exposure are important. Several epigenetic factors with an impact on atopy have been established; these can be further subcategorised into prenatal, infancy, childhood, and adulthood types.29 Affected children and their siblings are exposed to common environmental factors in their childhood, such as tobacco smoke, allergic sensitisation, infections, and diet.
 
There was minimal information concerning birth order and family size in the present study, although these factors may have substantial impacts on allergic disease susceptibility. Asthma prevalence is reportedly inversely related to family size in families with ≥4 children.30 An inverse relationship between birth order and asthma risk has also been suggested. Compared with younger siblings, stronger associations with older siblings with asthma have been demonstrated.30 However, family size was not specified in those studies; thus, there is a need to determine whether family size or birth order exerts a greater impact upon the risk of atopy. The mechanism by which younger children are protected against atopy is unknown. One possible explanation is the hygiene hypothesis, which suggests that children with less exposure to pathogens and other microorganisms in early childhood are more susceptible to allergic diseases. An implication is that the attempt to create dust-free and pathogen-free clean environment leads to increased atopy prevalence. The presence of older siblings and larger family size is presumed to protect children from atopy through greater exposure in early childhood, thus modulating their immune systems.
 
Food and aeroallergen sensitisation
Univariate analysis showed that food sensitisation, but not aeroallergen sensitisation, was significantly associated with a positive BCT result in patients with AD (P=0.027). The association was not statistically significant following regression analysis. It has been reported that 40% of patients with food allergy, but no diagnosis of asthma, have a substantial degree of bronchial hyperactivity (measured by the BCT).31 Another small study (n=22 patients with allergic asthma) showed no relationship between skin prick test sensitisation and inhaled reactivity (measured by the methacholine BCT).32 Skin allergen sensitisation does not accurately predict airway allergen response.32 33 This result was confirmed by several other studies,34 35 which showed no relationship between methacholine responsiveness and the presence or degree of atopy. Hence, food and aeroallergen sensitisation are generally not associated with BCT results.
 
Serum immunoglobulin E level and blood eosinophil count
Univariate analysis showed significant associations of serum IgE level (P=0.045) and blood eosinophil count (P=0.017) with a positive BCT result. These findings were consistent with the results published by Liu et al36 concerning significant relationships of BHR to methacholine and increased total serum IgE to a positive BCT result (P=0.001). Sears et al37 showed that BHR was related to serum IgE level in children not diagnosed with asthma; this relationship persisted despite the exclusion of children with a history of AR or AD. Hence, BHR is dependent on serum IgE level and is unrelated to the presence of AD. Nevertheless, IgE can be measured in young children when BHR is difficult to demonstrate; notably, IgE is a simple blood marker of AD severity and asthma risk.7 38
 
Personal history of allergic rhinitis
The “one airway” hypothesis (ie, “united airway disease”) is based on the bidirectional interaction between asthma and rhinitis, with the implication that both upper and lower airways should be treated for optimal symptomatic control.39 40 However, our study showed no association between the presence of AR and a positive BCT result in children with AD (P=0.079). Although several studies have shown an association between AR and BHR, they did not equate a positive BCT result with the diagnosis of AR.20 41 42
 
Atopic dermatitis severity
In our study, there was no association between AD severity (based on objective SCORAD score, SH, and TEWL) and a positive BCT result. Liu et al36 found that BHR to methacholine was related to atopy (P=0.0063), while the degree of BHR was not significantly associated with the severity of any atopic disease.
 
Strengths and limitations of this study
The strengths of this study included collection and review of the data over 10 years, which enabled the addition of follow-up assessments for many of the patients. The Prince of Wales Hospital is a public hospital; the family cost of healthcare service is relatively low, which supports a low dropout rate and consistent long-term follow-up. Our relatively large sample size enabled examination of various atopic phenotypes. Patients with AD who exhibited both skin and airway manifestations confirm the presumed atopic march with progression from AD to AR and asthma, or co-expression of asthma and AD phenotypes (ie, skin sensitivity plus wheeze).
 
The primary limitation of the present study was that data were missing for some factors, notably family atopic conditions and laboratory tests. Regarding the family history, many parents did not provide clear information concerning their own atopic conditions. Those with mild symptoms may fail to seek medical advice, although they reported self-diagnosed atopic conditions. Although only physician-diagnosed conditions were included in the data analysis, there was difficulty confirming the validity of those family histories. A substantial number of patients were only children in their families and had no siblings. Additionally, the BCT is a medical test that provokes airway narrowing. It is physically demanding and can cause severe discomfort (eg, violent coughing) which makes the measurement difficult. The irritating nature of the BCT makes it suitable solely for older children and causes high failure rates; thus, the number of patients with a positive BCT result was relatively low. Our observations concerning the usefulness of the BCT should be confirmed in a prospective study.
 
Conclusions
In patients with paediatric AD, a positive BCT result was independently and positively associated with personal history of asthma and sibling history of atopy, but not with any other clinical parameters.
 
Author contributions
Concept or design: KL Hon, AHY Ng, CCC Chan, PXY Ho, EPM Tsoi, TF Leung.
Acquisition of data: AHY Ng, CCC Chan, PXY Ho, EPM Tsoi.
Analysis or interpretation of data: KL Hon, AHY Ng, CCC Chan, PXY Ho, EPM Tsoi, KYC Tsang.
Drafting of the manuscript: KL Hon, AHY Ng, CCC Chan, PXY Ho, EPM Tsoi, FW Ko.
Critical revision of the manuscript for important intellectual content: KL Hon, FW Ko, TF Leung.
 
Conflicts of interest
As the editor of the journal, KL Hon was not involved in the peer review process. Other authors have disclosed no conflicts of interest.
 
Funding/support
This research received no specific grant from any funding agency in the public, commercial, or not-for-profit sectors.
 
Ethics approval
This study was approved by The Joint Chinese University of Hong Kong–New Territories East Cluster Clinical Research Ethics Committee (The Joint CUHK-NTEC CREC).
 
References
1. Hon KL, Liu M, Zee B. Airway disease and environmental aeroallergens in eczematics approaching adulthood. Pediatr Respirol Crit Care Med 2017;1:81-5. Crossref
2. Hon KL, Wang SS, Leung TF. The atopic march: from skin to the airways. Iran J Allergy Asthma Immunol 2012;11:73-7.
3. Hon KL, Yong V, Leung TF. Research statistics in atopic eczema: what disease is this? Ital J Pediatr 2012;38:26. Crossref
4. Coates AL, Wanger J, Cockcroft DW, et al. ERS technical standard on bronchial challenge testing: general considerations and performance of methacholine challenge tests. Eur Respir J 2017;49:1601526. Crossref
5. Dixon C. The bronchial challenge test: a new direction in asthmatic management. J Natl Med Assoc 1983;75:199-204.
6. Pepys J, Hutchcroft BJ. Bronchial provocation tests in etiologic diagnosis and analysis of asthma. Am Rev Respir Dis 1975;112:829-59.
7. Ng C, Hon KL, Kung JS, Pong NH, Leung TF, Wong CK. Hyper IgE in childhood eczema and risk of asthma in Chinese children. Molecules 2016;21:E753. Crossref
8. Miller MR, Crapo R, Hankinson J, et al. General considerations for lung function testing. Eur Respir J 2005;26:153-61. Crossref
9. Ramsdale EH, Morris MM, Roberts RS, Hargreave FE. Bronchial responsiveness to methacholine in chronic bronchitis: relationship to airflow obstruction and cold air responsiveness. Thorax 1984;39:912-8.Crossref
10. Crapo RO, Casaburi R, Coates AL, et al. Guidelines for methacholine and exercise challenge testing-1999. This official statement of the American Thoracic Society was adopted by the ATS Board of Directors, July 1999. Am J Respir Crit Care Med 2000;161:309-29. Crossref
11. Miller MR, Hankinson J, Brusasco V, et al. Standardisation of spirometry. Eur Respir J 2005;26:319-38.Crossref
12. Spector SL, Farr RS. A comparison of methacholine and histamine inhalations in asthmatics. J Allergy Clin Immunol 1975;56:308-16. Crossref
13. Schulze J, Smith HJ, Fuchs J, et al. Methacholine challenge in young children as evaluated by spirometry and impulse oscillometry. Respir Med 2012;106:627-34. Crossref
14. Hon KL, Kung JS, Tsang KY, Yu JW, Cheng NS, Leung TF. Do we need another symptom score for childhood eczema? J Dermatolog Treat 2018;29:510-4. Crossref
15. Severity scoring of atopic dermatitis: the SCORAD index. Consensus Report of the European Task Force on Atopic Dermatitis [editorial]. Dermatology 1993;186:23-31. Crossref
16. Hon KL, Wong KY, Leung TF, Chow CM, Ng PC. Comparison of skin hydration evaluation sites and correlations among skin hydration, transepidermal water loss, SCORAD index, Nottingham eczema severity score, and quality of life in patients with atopic dermatitis. Am J Clin Dermatol 2008;9:45-50. Crossref
17. Rothe T, Spagnolo P, Bridevaux PO, et al. Diagnosis and management of asthma—the Swiss guidelines. Respiration 2018;95:364-80. Crossref
18. Cockcroft DW. Direct challenge tests: Airway hyperresponsiveness in asthma: its measurement and clinical significance. Chest 2010;138(2 Suppl):18S-24S. Crossref
19. Huang SJ, Lin LL, Chen LC, et al. Prevalence of airway hyperresponsiveness and its seasonal variation in children with asthma. Pediatr Neonatol 201;59:561-6. Crossref
20. Davis BE, Cockcroft DW. Past, present and future uses of methacholine testing. Expert Rev Respir Med 2012;6:321-9. Crossref
21. Pols DH, Wartna JB, van Alphen EI, et al. Interrelationships between atopic disorders in children: a meta-analysis based on ISAAC questionnaires. PLoS One 2015;10:e0131869. Crossref
22. Riiser A, Hovland V, Carlsen KH, Mowinckel P, Lødrup Carlsen KC. Does bronchial hyperresponsiveness in childhood predict active asthma in adolescence? Am J Respir Crit Care Med 2012;186:493-500. Crossref
23. Toelle BG, Xuan W, Peat JK, Marks GB. Childhood factors that predict asthma in young adulthood. Eur Respir J 2004;23:66-70. Crossref
24. Küster W, Petersen M, Christophers E, Goos M, Sterry W. A family study of atopic dermatitis. Clinical and genetic characteristics of 188 patients and 2151 family members. Arch Dermatol Res 1990;282:98-102. Crossref
25. Johnson CC, Ownby DR, Peterson EL. Parental history of atopic disease and concentration of cord blood IgE. Clin Exp Allergy 1996;26:624-9. Crossref
26. Thomsen SF, Ulrik CS, Kyvik KO, Ferreira MA, Backer V. Multivariate genetic analysis of atopy phenotypes in a selected sample of twins. Clin Exp Allergy 2006;36:1382-90. Crossref
27. Ober C, Hoffjan S. Asthma genetics 2006: the long and winding road to gene discovery. Genes Immun 2006;7:95- 100. Crossref
28. Sublett JL. The environment and risk factors for atopy. Curr Allergy Asthma Rep 2005;5:445-50.Crossref
29. Subbarao P, Mandhane PJ, Sears MR. Asthma: epidemiology, etiology and risk factors. CMAJ 2009;181:E181-90. Crossref
30. Goldberg S, Israeli E, Schwartz S, et al. Asthma prevalence, family size, and birth order. Chest 2007;131:1747-52 Crossref
31. Kivity S, Fireman E, Sade K. Bronchial hyperactivity, sputum analysis and skin prick test to inhalant allergens in patients with symptomatic food hypersensitivity. Isr Med Assoc J 2005;7:781-4.
32. Bowton DL, Fasano MB, Bass DA. Skin sensitivity to allergen does not accurately predict airway response to allergen. Ann Allergy Asthma Immunol 1998;80:207-11. Crossref
33. Turner KJ, Stewart GA, Woolcock AJ, Green W, Alpers MP. Relationship between mite densities and the prevalence of asthma: comparative studies in two populations in the Eastern Highlands of Papua New Guinea. Clin Allergy 1988;18:331-40. Crossref
34. Lúdvíksdóttir D, Janson C, Björnsson E, et al. Different airway responsiveness profiles in atopic asthma, nonatopic asthma, and Sjögren’s syndrome. BHR Study Group. Bronchial hyperresponsiveness. Allergy 2000;55:259-65.Crossref
35. Suh DI, Lee JK, Kim CK, Koh YY. Methacholine and adenosine 5’-monophosphate (AMP) responsiveness, and the presence and degree of atopy in children with asthma. Pediatr Allergy Immunol 2011;22:e101-6. Crossref
36. Liu SF, Lin MC, Chang HW. Relationship of allergic degree and PC20 level in adults with positive methacholine challenge test. Respiration 2005;72:612-6. Crossref
37. Sears MR, Burrows B, Flannery EM, Herbison GP, Hewitt CJ, Holdaway MD. Relation between airway responsiveness and serum IgE in children with asthma and in apparently normal children. N Engl J Med 1991;325:1067-71. Crossref
38. Hon KL, Lam MC, Leung TF, et al. Are age-specific high serum IgE levels associated with worse symptomatology in children with atopic dermatitis? Int J Dermatol 2007;46:1258-62. Crossref
39. Haccuria A, Van Muylem A, Malinovschi A, Doan V, Michils A. Small airways dysfunction: the link between allergic rhinitis and allergic asthma. Eur Respir J 2018;51:1701749. Crossref
40. Lluncor M, Barranco P, Amaya ED, et al. Relationship between upper airway diseases, exhaled nitric oxide, and bronchial hyperresponsiveness to methacholine. J Asthma 2019;56:53-60. Crossref
41. Shaaban R, Zureik M, Soussan D, et al. Allergic rhinitis and onset of bronchial hyperresponsiveness. Am J Respir Crit Care Med 2007;176:659-66. Crossref
42. Ciprandi G, Signori A, Cirillo I. Relationship between bronchial hyperreactivity and bronchodilation in patients with allergic rhinitis. Ann Allergy Asthma Immunol 2011;106:460-6. Crossref

Paediatric glaucoma in Hong Kong: a multicentre retrospective analysis of epidemiology, presentation, clinical interventions, and outcomes

Hong Kong Med J 2021 Feb;27(1):18–26  |  Epub 4 Feb 2021
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE  CME
Paediatric glaucoma in Hong Kong: a multicentre retrospective analysis of epidemiology, presentation, clinical interventions, and outcomes
Nafees B Baig, FHKAM (Ophthalmology), FCOphth HK1,2,3 #; Joyce J Chan, FHKAM (Ophthalmology), FCOphth HK1; Jonathan C Ho, FHKAM (Ophthalmology), FCOphth HK4; Geoffrey C Tang, MB, BS5; Susanna Tsang, FHKAM (Ophthalmology), FCOphth HK2; Kelvin H Wan, MB, ChB6 #; Wilson W Yip, FHKAM (Ophthalmology), FCOphth HK3,7; Clement CY Tham, FHKAM (Ophthalmology), FCOphth HK1,3
1 Hong Kong Eye Hospital, Kowloon Central Cluster, Hospital Authority, Hong Kong
2 Department of Ophthalmology, Kowloon West Cluster, Hospital Authority, Hong Kong
3 Department of Ophthalmology and Visual Sciences, The Chinese University of Hong Kong, Hong Kong
4 Department of Ophthalmology, Hong Kong East Cluster, Hospital Authority, Hong Kong
5 Department of Ophthalmology, Kowloon East Cluster, Hospital Authority, Hong Kong
6 Department of Ophthalmology, New Territories West Cluster, Hospital Authority, Hong Kong
7 Department of Ophthalmology and Visual Sciences, New Territories East Cluster, Hospital Authority, Hong Kong
 
# NB Baig is currently affiliated with: (1) Department of Ophthalmology, Hong Kong Sanatorium and Hospital, Hong Kong and (2) Department of Ophthalmology and Visual Sciences, The Chinese University of Hong Kong, Hong Kong. JJ Chan is currently affiliated with Department of Ophthalmology and Visual Sciences, The Chinese University of Hong Kong, Hong Kong. JC Ho is currently affiliated with Clarity Medical Group (Central), Hong Kong. KH Wan is currently affiliated with Department of Ophthalmology and Visual Sciences, The Chinese University of Hong Kong, Hong Kong.
 
Corresponding author: Prof Clement CY Tham (clemtham@cuhk.edu.hk)
 
 Full paper in PDF
 
Abstract
Purpose: To document the epidemiology, presentation, clinical interventions, and outcomes of paediatric glaucoma in Hong Kong.
 
Methods: This multicentre territory-wide retrospective study was performed by reviewing charts of patients with paediatric glaucoma in six clusters of the Hong Kong Hospital Authority and The Chinese University of Hong Kong from 2006 to 2015.
 
Results: This study included 150 eyes of 98 patients with paediatric glaucoma (presenting age: 5.2±5.7 years). Of them, 35 eyes (23.3%) had primary congenital glaucoma, 22 eyes (14.7%) had juvenile open-angle glaucoma, and 93 eyes (62.0%) had secondary glaucoma. The most prevalent types of secondary glaucoma were lens-related after cataract extraction (18.0%), Axenfeld–Rieger anomaly (5.3%), uveitis (5.3%), Sturge–Weber syndrome (4.7%), and traumatic (3.3%). The most common clinical presentations were parental concerns (20.7%) including cloudy cornea (12.7%) and tearing/photophobia (8.0%), followed by poor visual acuity (18.0%), high intraocular pressure (13.3%), and strabismus (6.0%). The follow-up duration was 8.46±6.51 years. Furthermore, 63.2% of eyes with primary glaucoma and 45.2% of eyes with secondary glaucoma were treated surgically. The final visual acuity was 0.90±0.98 LogMAR; intraocular pressure was 18.4±6.6 mm Hg; and number of glaucoma medications was 2.22±1.61.
 
Conclusion: Primary congenital glaucoma was most prevalent, followed by juvenile open-angle glaucoma and aphakic glaucoma. Most eyes with primary glaucoma required surgical treatment. Parental concerns were important clinical presentations. Basic assessments by healthcare providers to identify glaucoma signs (eg, poor visual acuity, high intraocular pressure, and strabismus) warranted prompt referral to an ophthalmologist.
 
 
New knowledge added by this study
  • Primary congenital glaucoma and juvenile open-angle glaucoma are the most prevalent types of paediatric glaucoma in Hong Kong.
  • While most patients with primary glaucoma required surgical intervention, most patients with secondary glaucoma were treated medically.
  • Parental concerns were a critical factor in obtaining early medical attention. Basic ophthalmic assessments by healthcare providers warranted prompt referral to an ophthalmologist.
Implications for clinical practice or policy
  • Parental concerns regarding cloudy cornea, tearing, and photophobia are important clinical manifestations of paediatric glaucoma and are the chief complaints described to paediatricians, family physicians, or nurses.
  • Prompt and basic ophthalmic assessments by healthcare providers, which identify signs of paediatric glaucoma (eg, poor visual acuity, ocular asymmetry, strabismus, nystagmus, and leukocoria), warrant early and rapid referral to an ophthalmologist.
 
 
Introduction
Paediatric glaucoma affects infants and children and may result in irreversible blindness that substantially diminishes productivity and quality of life over the entire lifetime of affected individuals. Prognosis is largely dependent on early, accurate diagnosis and timely treatment, comprising rigorous intraocular pressure (IOP) reduction to a level at which further progression is unlikely; the prevention of amblyopia is also a critical component of treatment.1 Paediatric glaucoma is classified as ‘primary’ when it involves an isolated idiopathic developmental abnormality of the anterior chamber angle, whereas it is classified as ‘secondary’ when aqueous outflow is reduced because of a congenital or acquired ocular disease or systemic disorder.2
 
Primary paediatric glaucoma includes primary congenital glaucoma (PCG, isolated trabeculodysgenesis) and juvenile open-angle glaucoma. Primary congenital glaucoma is the most common type of glaucoma in infants,3 4 with a variable incidence reported worldwide. Higher incidences have been observed in inbred populations where parental consanguinity is common.5 6 7 Primary congenital glaucoma occurs more frequently in boys than in girls8 9 10; it is bilateral in 70% to 80% of patients.11 12 Patients with familial PCG tend to have an equal sex distribution.10 11 13
 
Secondary paediatric glaucoma is commonly associated with anterior segment dysgenesis; 50% of patients develop glaucoma.14 Glaucoma associated with aniridia is usually caused by progressive angle closure; it presents often in childhood with an incidence of 6% to 75% in aniridic eyes.15 Aphakic glaucoma can occur soon or years after initial uneventful cataract extraction surgery in children with congenital cataract; its incidence ranges from 5% to 41%, depending on patient age at the time of surgery, corneal diameter, and surgical techniques.16 17 18 19 Phacomatoses commonly associated with glaucoma include Sturge–Weber syndrome20 and Klippel–Trenaunay–Weber syndrome. The glaucoma evident in patients with inflammatory disorders is multifactorial, with a reported incidence of up to 38% in children with juvenile idiopathic arthritis.21
 
The primary goal of treatment for both primary and secondary types of paediatric glaucoma is IOP reduction, for which medical treatment is often the first-line approach. Longer-term treatment involves surgery as the definitive approach for IOP control in the vast majority of patients with paediatric glaucoma. Available surgical procedures have various indications, with both advantages and disadvantages, as well as different success rates, among patient populations. Notably, the management approach and success rate also considerably vary among countries worldwide. Paediatric congenital glaucoma is a relatively uncommon disease, such that a consultant ophthalmologist in a general ophthalmology centre in the Western world is estimated to encounter a new patient with PCG approximately once every 5 years.22 Because of its relative rarity, PCG is sometimes misdiagnosed or not treated appropriately, especially in general ophthalmology centres, leading to irreversible corneal and optic nerve damage, as well as unnecessary irreversible visual loss. Consequently, PCG is present in a disproportionate percentage (up to 18%) of children in institutions for the blind worldwide.23 24 Furthermore, congenital glaucoma was reportedly present in 30% of paediatric patients attending a university low vision service.25 Overall, paediatric glaucoma is responsible for 5% of irreversible blindness in children worldwide.26 However, there is a paucity of contemporary epidemiologic and clinical data regarding paediatric glaucoma in Hong Kong.
 
We conducted the Hong Kong Paediatric Glaucoma Study as the first territory-wide analysis of the epidemiology, presentation, clinical interventions, and outcomes of paediatric glaucoma in Hong Kong. This study is expected to greatly enhance the understanding of this disease in our local community, while improving our disease management approaches and standards of clinical care. The findings will also provide our colleagues in Paediatrics and Family Medicine with a clearer overview of the clinical presentations of patients with paediatric glaucoma.
 
Methods
Study design and ethical approval
This study comprised a retrospective chart review of patients with confirmed paediatric glaucoma who were managed over a 10-year period (January 2006 to December 2015) in the ophthalmology departments of six regional clusters of the Hospital Authority in Hong Kong (ie, Hong Kong East, Kowloon West, Kowloon Central, Kowloon East, New Territories West, and New Territories East) and The Chinese University of Hong Kong. The Hospital Authority in Hong Kong provides a heavily government-subsidised public clinical service to all Hong Kong citizens, while the Hospital Authority ophthalmology service provides more than 90% of all clinical ophthalmology services delivered in Hong Kong. The six hospital clusters participating in this study had a total population of 6 889 400 in 2017, which represented 92.96% of the total population (7 411 300) in Hong Kong at the time of the study.27 This study was performed in accordance with the 1996 Declaration of Helsinki and ICH-GC; the study protocol was approved by the institutional review boards of all involved clusters.
 
Patient population
Using the Hospital Authority’s Clinical Data Analysis and Reporting System, we identified patients aged ≤18 years on presentation, all of whom had either undergone glaucoma surgery or been prescribed glaucoma medication(s) continuously for >3 months. Patients identified through the Clinical Data Analysis and Reporting System were then verified through the Clinical Management System, which is an electronic medical records system in use throughout all hospitals and departments under the Hospital Authority in Hong Kong. Hard copies of medical records were also collected and reviewed to ensure the patients met the following criteria:
 
1. Age ≤18 years at presentation, with a diagnosis of primary or secondary glaucoma;
2. A combination of previous and/or current high IOP (>21 mm Hg), combined with disc cupping >0.3 or disc asymmetry >0.2, as well as one or more of the following signs: progressive disc cupping, buphthalmos (prominent, enlarged eye), enlarged corneal diameter (>11 mm in newborns, >12 mm in children aged <1 year, or >13 mm in children of any age), corneal oedema, Descemet’s membrane splitting (Haab’s striae), visual field defects, or progressive myopia.
 
Data collection
Clinical data of all patients who met the above study criteria were retrospectively collected from medical records and the Clinical Management System, using standardised data sheets. The following data were collected: patient demographics including family history of glaucoma and parental consanguinity (defined as a union between two related individuals who were second cousins or closer), type of glaucoma (primary/secondary), presentation of disease/reason for referral, examination findings on presentation, subsequent management (eg, medications, laser interventions, and surgical interventions), and clinical outcomes at the final follow-up. Patients’ Hong Kong Identity Card numbers were used to identify duplicate entries at different hospitals; in such instances, the clinical data were combined prior to analysis.
 
Outcome measures
The primary outcome measures were the epidemiological characteristics and clinical presentations of patients with paediatric glaucoma in Hong Kong. The secondary outcome measures were the subsequent management of these patients and their clinical outcomes at the final follow-up.
 
Results
Patient characteristics and epidemiological findings
In this study, we identified 98 patients with paediatric glaucoma (150 eyes; 47 boys and 51 girls). Seventy eyes (46.7%) were right eyes, and the mean ± standard deviation (SD) presenting age was 5.2±5.7 years (range, 0-18 years). With the exception of two patients (one Japanese and one from mid-western Asia), all included patients were of Chinese ethnic origin. Three patients (3.1%) had a positive family history of glaucoma, while none had parental consanguinity. The mean ± SD duration of follow-up was 8.46±6.51 years (range, 0.2-25.5 years). While one patient had pigment dispersion syndrome (follow-up duration of 2 months) and one patient had persistent hyperplastic primary vitreous (follow-up duration of 5 months), all other included patients had a minimum follow-up duration of 6 months. The Hong Kong population aged <20 years was 1 378 912 in 2006,28 and it was 1 174 500 in 2015.29 The population covered by the involved six Hospital Authority clusters and The Chinese University of Hong Kong eye clinic constituted approximately 93% of the total population.27 Given that Hospital Authority ophthalmology departments provided services to 90% of our general population, the estimated annual incidence rate of paediatric glaucoma in our Hong Kong was 0.92 per 100 000 population aged <20 years.
 
Types of glaucoma and presenting symptoms
Among the patients in this study, 57 eyes of 30 patients had primary glaucoma (35 eyes of 18 patients had PCG and 22 eyes of 12 patients had juvenile open-angle glaucoma). Furthermore, 93 eyes of 68 patients had secondary glaucoma (Table 1). The most prevalent type of secondary glaucoma was lens-related glaucoma after cataract extraction for congenital cataract (27 eyes of 17 patients, 18.0% of all involved eyes), which included aphakic glaucoma (13.3%) and pseudophakic glaucoma (4.7%). Other types of secondary glaucoma were Axenfeld–Rieger anomaly (8 eyes, 5.3%), uveitis (intermediate/anterior, 8 eyes, 5.3%), Sturge–Weber syndrome (7 eyes, 4.7%), and traumatic (5 eyes, 3.3%).
 

Table 1. Diagnostic findings in patients with paediatric glaucoma
 
The main presenting symptoms are summarised in Table 2. Common clinical presentations were parental concerns (31 eyes of 21 patients, 20.7% of all involved eyes) including cloudy cornea (19 eyes of 13 patients, 12.7%) and tearing/photophobia (12 eyes of 8 patients, 8.0%); other presentations that warranted referral to an ophthalmologist included poor visual acuity (27 eyes, 18.0%), high IOP (20 eyes, 13.3%), and strabismus (9 eyes, 6.0%). The mean ± SD IOP on presentation to the attending ophthalmologist was 25.3±10.2 mm Hg (range, 7-53 mm Hg). Notably, one eye had an iris cyst and underwent penetrating keratoplasty; although its IOP was 7 mm Hg, it showed an increased cup-to-disc ratio (0.5) and was therefore included in the cohort. The mean ± SD visual acuity was 0.6±0.7 logarithm of the minimum angle of resolution (LogMAR; range, -0.08 to 3.00), the mean ± SD spherical equivalent was -2.5±5.6 (range, -12.6 to 13.3), and the mean ± SD cup-to-disc ratio was 0.59±0.22 (range, 0.2-1.0).
 

Table 2. Presenting symptoms and signs of potential paediatric glaucoma that merited referral to an ophthalmologist
 
Glaucoma interventions
Among the 78 eyes which underwent surgical or laser interventions, 38 (48.7%) had primary glaucoma and 40 (51.3%) had secondary glaucoma. The first glaucoma intervention for each eye is indicated in Table 3. The most commonly performed surgery was trabeculectomy with antimetabolites (26 eyes, 33.3%) followed by goniotomy (23 eyes, 29.5%) and glaucoma drainage device implantation (6 eyes, 7.7%). The most commonly performed laser procedure was transscleral cyclophotocoagulation (9 eyes, 11.5%). The mean ± SD number of glaucoma interventions per eye was 1.37±1.90 (range, 0-9). Of the 78 eyes which underwent surgical or laser interventions, 31 (39.7%) received one intervention during the study period while 47 (60.3%) received more than one intervention.
 

Table 3. First glaucoma surgical/laser interventions for paediatric glaucoma
 
In all, 63.2% of eyes with primary glaucoma were treated surgically during the follow-up period; 54.8% of eyes with secondary glaucoma were treated by medications alone during the follow-up period. Among the 35 eyes of 18 patients with PCG, 23 eyes (66%) were managed surgically and only six of them (17.1%) were medication-free on the final follow-up. Among the 22 eyes of 12 patients with juvenile open-angle glaucoma, 15 eyes (68%) were managed surgically and only six of them (27.3%) were medication-free on the final follow-up. Among the 93 eyes of 68 patients with secondary glaucoma, 40 eyes (43.0%) were managed surgically during follow-up and 14 (15.1%) were medication-free on the final follow-up.
 
Follow-up findings
The mean ± SD LogMAR visual acuity at the final follow-up was 0.90±0.98 (range, -0.19 to 3.00, ie, no light perception). Among 111 eyes for which visual acuity was determined, 10 (9.0%) had no light perception at the final follow-up, four (3.6%) had light perception, five (4.5%) could perceive hand movement, and four (3.6%) could perceive finger counting. The mean ± SD IOP at the final follow-up was 18.4±6.6 mm Hg (range, 6-43 mm Hg), while the mean ± SD number of glaucoma medications at the final follow-up was 2.22±1.61 (range, 0-5). The mean ± SD spherical equivalent was -3.4±6.6 (range, -18.25 to 13.1), whereas the mean ± SD cup-to-disc ratio was 0.68±0.20 (range, 0.3-1.0). Clinical parameters among the different types of glaucoma (ie, PCG, juvenile open-angle glaucoma, and secondary glaucoma) are described in Table 4. As expected, PCG manifested at an earlier age, compared with other types of glaucoma. Patients with secondary glaucoma had a wider range of refraction because some exhibited hyperopia, such as in aphakic glaucoma. Other parameters (eg, IOP, cup-to-disc ratio, number of glaucoma interventions, and number of medications) were similar among the different types of glaucoma.
 

Table 4. Clinical parameters among different types of paediatric glaucoma
 
Discussion
Effects of ethnicity on paediatric glaucoma incidence and type
To our knowledge, this is the first epidemiological report concerning paediatric glaucoma in Hong Kong. Hong Kong had a population of 7.4 million in 2018,30 of which 92.0% were of Chinese ethnic origin, while there were 2.5% Filipinos, 2.1% Indonesians, and 0.8% Caucasians.29 In this study, we included patients with confirmed paediatric glaucoma who were managed in the ophthalmology departments of six regional clusters of the Hospital Authority in Hong Kong (Hong Kong East, Kowloon West, Kowloon Central, Kowloon East, New Territories West, and New Territories East) and The Chinese University of Hong Kong. In this study, we estimated the annual incidence rate of paediatric glaucoma in Hong Kong to be 0.92 per 100 000 population <20 years of age. The reported incidence rates have varied among previous studies, presumably because of differences in the ethnicity of the study population. In the British Infantile and Childhood Glaucoma Eye Study, Papadopoulos et al31 concluded that the incidence of PCG was nearly ninefold greater among children of Pakistani origin, compared with Caucasian children; other groups with high incidences of PCG included those of Bangladeshi and Indian origin. Notably, only one Chinese child (among 99 paediatric patients with newly diagnosed glaucoma) was diagnosed with PCG during the 1-year surveillance period. In total, 67% of all Pakistani children in that study were from consanguineous marriages. Although South Asians remain a minority in Hong Kong, local census data29 showed that the population increased from 47 505 to 80 028 from 2006 to 2016 (68% increase). Thus, clinicians should be aware of the potential for this condition among babies and children of specific ethnic origins.
 
Our study showed that PCG was the most prevalent type of glaucoma in our patient population, present in 23.3% of the included eyes; other common types were juvenile open-angle glaucoma (14.7%) and aphakic glaucoma (13.3%). The reported prevalences have varied among types of paediatric glaucoma in previous studies. Taylor et al3 described a population of Canadian patients with paediatric glaucoma, in which congenital glaucoma was the most common subtype (38% of patients). In the British Infantile and Childhood Glaucoma Eye Study,31 45 of 95 patients (47.4%) were diagnosed with PCG during the 1-year surveillance period. In mainland China, two hospital-based studies revealed the epidemiology of paediatric glaucoma in Chinese populations.32 33 Both studies concluded that congenital glaucoma was the most common subtype. Aponte et al34 reported the 40-year incidence and clinical characteristics of childhood glaucoma among patients in the region of Rochester, United States. They concluded that acquired and secondary forms of glaucoma were the most common, while congenital and juvenile forms of glaucoma were rare. Thus, we presume that variations in prevalence among different types of glaucoma are related to ethnicity.
 
Potential mechanisms underlying paediatric glaucoma
Among patients with secondary glaucoma, the most commonly associated conditions were lens-related: aphakia (13.3% of eyes) and pseudophakia (4.7%) after cataract extraction for congenital cataract. Although the exact mechanisms of glaucoma in young patients with aphakia and pseudophakia are not well known, Beck et al35 suggested the following aetiologies based on their findings in the Infant Aphakia Treatment Study: congenital angle anomalies, postoperative inflammation leading to angle dysfunction or progressive synechial closure, corticosteroid-induced mechanisms, and some unknown influences of the aphakic state or vitreous interaction with developing angle structures that cause reduced outflow.
 
Congenital conditions, such as anterior segment dysgenesis (11.4%) and Sturge–Weber syndrome (4.7%), were also associated with glaucoma in our patients. Clinicians could occasionally discern irregular pupils or abnormal red reflex from the fundi in patients with anterior segment dysgenesis; Sturge–Weber syndrome is associated with the presence of a facial port-wine stain.
 
The mechanisms of uveitic glaucoma are not clearly known, they may involve inflammatory substances/cellular components that cause trabecular damage and blockage, as well as a response to steroid treatment in young patients, which causes high IOP.36 In addition to uveitis, 2.7% of eyes had steroid-induced glaucoma related to the chronic use of topical steroid treatment for other ophthalmic conditions (eg, allergy and chalazion) or systemic conditions (eg, eczema). Therefore, medication history concerning steroid use is an important consideration in paediatric patients; steroid self-medication and/or long-term steroid use without close IOP monitoring could carry a risk of glaucoma.37
 
Trauma-related glaucoma was also observed in 3.3% of included eyes; four of the five patients with traumatic glaucoma exhibited angle recession. Therefore, IOP should generally be measured in young patients after ocular trauma and the angle structure should be examined via gonioscopy whenever possible.
 
Ophthalmic complaints and early clinical assessments of paediatric glaucoma
Parental concerns of tearing, photophobia, and cloudy cornea comprised approximately 21.5% of the reasons for referral in this cohort (20.7% of total eyes). High IOP comprised only 12.2% of the reasons for referral (13.3% of eyes); other ophthalmic complaints leading to referral included poor visual acuity (18.0% of eyes), strabismus (6.0% of eyes), and nystagmus (4.7% of eyes); these complaints could be related to the presence of unilateral or bilateral amblyopia. Buphthalmia is a finding of glaucoma in infancy as the young eye increases in size from elevated IOP due to corneal and scleral collagen immaturity (Fig).2 Therefore, a subset of patients presented with ocular asymmetry, buphthalmos, increased or early myopia, or increased cup-to-disc ratio with or without elevated IOP. Furthermore, although visual acuity may not be fully assessed in babies and young children, there is a need to actively screen for and treat amblyopia in this patient group. Amblyopia remains the main cause of poor visual acuity in patients with paediatric glaucoma. Appropriate correction of refractive error and eye patching are essential components of clinical management for these patients.
 

Figure. Photograph showing the surgeon’s view of an enlarged cornea (>12 mm), corneal oedema, and conjunctival injection in the right eye of a 4-month-old baby who had primary congenital glaucoma and was undergoing examination under general anaesthesia before goniotomy (Source: Prof Clement CY Tham)
 
Family doctors and paediatricians are usually the first clinicians to examine paediatric patients with suspected glaucoma in the healthcare setting in Hong Kong. Early detection and diagnosis are important for preventing the loss of vision. Appropriate referral is based on the detection of signs and symptoms of paediatric glaucoma. Clinical signs include epiphora, conjunctival erythema, corneal enlargement, corneal clouding, Haabs striae, abnormally deep anterior chamber, myopia and/or astigmatism, and enlarged optic nerve cupping. The classic triad of epiphora, photophobia, and blepharospasm is usually evident in patients with congenital glaucoma. Other symptoms of paediatric glaucoma often include a cloudy and enlarged cornea or large eye, ocular asymmetry (ie, one eye larger than the other), blurring, frequent eye rubbing, pain and discomfort; moreover, the child may become irritable and fussy, and may exhibit a poor appetite. Family doctors and paediatricians may assess vision in older babies or young children; measure IOP using non-contact tonometry in older children (although there is no established range of normal IOP in paediatric patients, an IOP ≥21 mm Hg would merit referral to an ophthalmologist); and may detect manifestations of strabismus, nystagmus, ocular asymmetry, cloudy cornea, irregular pupil, and/or conjunctival injection. Prompt and early referrals are important for minimising visual loss and preventing amblyopia.
 
Limitations
This study had some notable limitations. First, paediatric glaucoma is a rare and diverse condition with heterogeneous manifestations. Thus, there are no widely established diagnostic criteria and no standardised management protocol in use among different hospitals. Second, clinical data were collected retrospectively from the patients’ medical records in this study. Because the ophthalmology departments in most Hospital Authority service clusters have not fully implemented the use of electronic medical records for both out-patients and in-patients, the retrospective collection of handwritten clinical data from hard-copy medical records might have led to the unintentional exclusion of patients or data. Furthermore, missing data and recall bias may have influenced the findings, especially with respect to symptom presentation at the first clinical visit. Among patients who had not received surgical interventions, diagnostic information might have been omitted for some patients in some clusters. Finally, patients with paediatric glaucoma managed in the Hong Kong West Cluster and in the private sector were not included in this study; thus, the findings may not have been entirely representative of the whole territory, although this remains the largest cohort study of patients with paediatric glaucoma in Hong Kong.
 
Conclusion
Paediatric glaucoma remains an important and irreversible blinding eye disease among children. Children are often unable to complain of specific symptoms and the signs of paediatric glaucoma are often subtle; thus, parents, family doctors, and paediatricians should be familiar with the common manifestations of this disease. Family doctors and paediatricians should have a very high level of suspicion for paediatric glaucoma, combined with a lower threshold for referring patients to ophthalmologists for further evaluation and early treatment. Among the known types of paediatric glaucoma, PCG is the most common. Children with unexplained cloudy corneas, tearing, photophobia, diminished visual acuity, and signs of squinting should be promptly referred for further assessment.
 
Author contributions
Concept or design: NB Baig and CC Tham.
Acquisition of data: JJ Chan, JC Ho, GC Tang, S Tsang, KH Wan, WK Yip.
Analysis or interpretation of data: NB Baig and CC Tham.
Drafting of the manuscript: NB Baig and CC Tham.
Critical revision of the manuscript for important intellectual content: NB Baig and CC Tham.
 
All authors had full access to the data, contributed to the study, approved the final version for publication, and take responsibility for its accuracy and integrity.
 
Conflicts of interest
All authors have disclosed no conflicts of interest.
 
Funding/support
This research received no specific grant from any funding agency in the public, commercial, or not-for-profit sectors.
 
Ethics approval
The study obtained ethics approval from the following ethics committees:
  • Research Ethics Committee (Kowloon Central/Kowloon East) (Ref: KC/KE-15-0013/ER-2);
  • Research Ethics Committee, Kowloon West Cluster (Ref: KW/EX-15-056[85-09]);
  • Joint Chinese University of Hong Kong–New Territories East Cluster Clinical Research Ethics Committee (Ref: 2015.100);
  • New Territories West Cluster Clinical & Research Ethics Committee (Ref: NTWC/CREC/15010);
  • Hong Kong East Cluster Research Ethics Committee (Ref: HKEC-2015-033).

  • The participants (or a legal guardian) gave informed consent before the study.
     
    References
    1. Richardson KT Jr, Ferguson WJ Jr, Shaffer RN. Long-term functional results in infantile glaucoma. Trans Am Acad Ophthalmol Otolaryngol 1967;71:833-7.
    2. Papadopoulos M, Khaw PT. Childhood glaucoma. In: Taylor D, Hoyt CS, editors. Pediatric Ophthalmology and Strabismus. 3rd ed. Philadelphia: Elsevier Saunders; 2005: 458-71.
    3. Taylor RH, Ainsworth JR, Evans AR, Levin AV. The epidemiology of pediatric glaucoma: the Toronto experience. J AAPOS 1999;3:308-15. Crossref
    4. Shaffer RN, Weiss DI. Infantile glaucoma: diagnosis and differential diagnosis. Congenital and Pediatric Glaucomas. St. Louis: CV Mosby; 1970: 37-59.
    5. Elder MJ. Congenital glaucoma in the West Bank and Gaza Strip. Br J Ophthalmol 1993;77:413-6. Crossref
    6. Genĉík A. Epidemiology and genetics of primary congenital glaucoma in Slovakia. Description of a form of primary congenital glaucoma in gypsies with autosomal-recessive inheritance and complete penetrance. Dev Ophthalmol 1989;16:76-115.
    7. Turaçli ME, Aktan SG, Sayli BS, Akarsu N. Therapeutic and genetical aspects of congenital glaucomas. Int Ophthalmol 1992;16:359-62. Crossref
    8. McGinnity FG, Page AB, Bryars JH. Primary congenital glaucoma: twenty years experience. Ir J Med Sci 1987;156:364-5. Crossref
    9. Jay MR, Rice NS. Genetic implications of congenital glaucoma. Metab Ophthalmol 1978;2:257-8.
    10. Barsoum-Homsy M, Chevrette L. Incidence and prognosis of childhood glaucoma. A study of 63 cases. Ophthalmology 1986;93:1323-7. Crossref
    11. François J. Congenital glaucoma and its inheritance. Ophthalmologica 1980;181:61-73. Crossref
    12. Morin JD, Merin S, Sheppard RW. Primary congenital glaucoma—a survey. Can J Ophthalmol 1974;9:17-28.
    13. Sarfarazi M, Stoilov I. Molecular genetics of primary congenital glaucoma. Eye (Lond) 2000;14:422-8. Crossref
    14. Idrees F, Vaideanu D, Fraser SG, Sowden JC, Khaw PT. A review of anterior segment dysgeneses. Surv Ophthalmol 2006;51:213-31. Crossref
    15. Nelson LB, Spaeth GL, Nowinski TS, Margo CE, Jackson L. Aniridia. A review. Surv Ophthalmol 1984;28:621-42.Crossref
    16. Francois J. Late results of congenital cataract surgery. Ophthalmology 1979;86:1586-98. Crossref
    17. Simon JW, Mehta N, Simmons ST, Catalano RA, Lininger LL. Glaucoma after pediatric lensectomy/vitrectomy. Ophthalmology 1991;98:670-4. Crossref
    18. Rabiah PK. Frequency and predictors of glaucoma after pediatric cataract surgery. Am J Ophthalmol 2004;137:30-7. Crossref
    19. Vishwanath M, Cheong-Leen R, Taylor D, Russell-Eggitt I, Rahi J. Is early surgery for congenital cataract a risk factor for glaucoma? Br J Ophthalmol 2004;88:905-10. Crossref
    20. Sullivan TJ, Clarke MP, Morin JD. The ocular manifestations of the Sturge-Weber syndrome. J Pediatr Ophthalmol Strabismus 1992;29:349-56.
    21. Sijssens KM, Rothova A, Berendschot TT, de Boer JH. Ocular hypertension and secondary glaucoma in children with uveitis. Ophthalmology 2006;113:853-9.e2. Crossref
    22. Walton DS. Primary congenital open-angle glaucoma. In: Chandler PA, Grant WM, editors. Glaucoma. 2nd ed. Philadelphia: Lea & Febiger; 1979: 329-43.
    23. Tabbara KF, Badr IA. Changing pattern of childhood blindness in Saudi Arabia. Br J Ophthalmol 1985;69:312-5. Crossref
    24. Gilbert CE, Canovas R, Kocksch de Canovas R, Foster A. Causes of blindness and severe visual impairment in children in Chile. Dev Med Child Neurol 1994;36:326-33. Crossref
    25. Haddad MA, Lobato FJ, Sampaio MW, Kara-José N. Pediatric and adolescent population with visual impairment: study of 385 cases. Clinics (Sao Paulo) 2006;61:239-46. Crossref
    26. Gilbert CE, Rahi JS, Quinn GE. Visual impairment and blindness in children. In: Johnson GJ, Minassian DC, Weale RA, West SK, editors. The Epidemiology of Eye Disease. 2nd ed. London: Edward Arnold Ltd; 2003: 260-86.
    27. Planning Department, Hong Kong SAR Government. Projections of Population Distribution 2015-2024. Hong Kong: Planning Department, Hong Kong SAR Government; 2015.
    28. Census and Statistics Department, Hong Kong SAR Government. Hong Kong 2006 Population By-Census (Report). Hong Kong: Census and Statistics Department, Hong Kong SAR Government; 2006.
    29. Census and Statistics Department, Hong Kong SAR Government. Hong Kong 2016 Population By-Census (Report). Hong Kong: Census and Statistics Department, Hong Kong SAR Government; 2016.
    30. Census and Statistics Department, Hong Kong SAR Government. Hong Kong Monthly Digest of Statistics (Report). Hong Kong: Census and Statistics Department, Hong Kong SAR Government; 2018.
    31. Papadopoulos M, Cable N, Rahi J, Khaw PT, BIG Eye Study Investigators. The British Infantile and Childhood Glaucoma (BIG) Eye Study. Invest Ophthalmol Vis Sci 2007;48:4100-6. Crossref
    32. Qiao CY, Wang LH, Tang X, Wang T, Yang DY, Wang NL. Epidemiology of hospitalized pediatric glaucoma patients in Beijing Tongren Hospital. Chin Med J (Engl) 2009;122:1162-6.
    33. Fang Y, Long Q, Guo W, Sun X. Profile of pediatric glaucoma patients in Shanghai Eye, Ear, Nose and Throat Hospital. Chin Med J (Engl) 2014;127:1429-33.
    34. Aponte EP, Diehl N, Mohney BG. Incidence and clinical characteristics of childhood glaucoma: a population-based study. Arch Ophthalmol 2010;128:478-82. Crossref
    35. Beck AD, Freedman SF, Lynn MJ, Bothun E, Neely DE, Lambet SR, Infant Aphakia Treatment Study Group. Glaucoma-related adverse events in the Infant Aphakia Treatment Study: 1-year results. Arch Ophthalmol 2012;130:300-5. Crossref
    36. Sen ES, Dick AD, Ramanan AV. Uveitis associated with juvenile idiopathic arthritis. Nat Rev Rheumatol 2015;11:338-48. Crossref
    37. Nuyen B, Weinreb RN, Robbins SL. Steroid-induced glaucoma in the pediatric population. J AAPOS 2017;21:1-6. Crossref

    Clinical and radiological characteristics of COVID-19: a multicentre, retrospective, observational study

    Hong Kong Med J 2021 Feb;27(1):7–17  |  Epub 27 Aug 2020
    © Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
     
    ORIGINAL ARTICLE  CME
    Clinical and radiological characteristics of COVID-19: a multicentre, retrospective, observational study
    Y Wang, MD1 # †;S Luo, MD2 #; CS Zhou, BS2 #; ZQ Wen, MD3 #; W Chen, MD4,5; W Chen, MD6; WH Liao, MD7; J Liu, MD7; Y Yang, MD9; JC Shi, MD10; SD Liu, MD10; F Xia, MS2; ZH Yan, MD5; X Lu, PhD11; T Chen, MD12; F Yan, PhD11; B Zhang, MD1 †; DY Zhang, MD9 †; ZY Sun, MD2 †
    1 Department of Radiology, The Affiliated Nanjing Drum Tower Hospital of Nanjing University Medical School, Nanjing, Jiangsu, China
    2 Department of Medical Imaging, Jinling Hospital, Medical School of Nanjing University, Nanjing, Jiangsu, China
    3 Department of Outpatient, Jinling Hospital, Medical School of Nanjing University, Nanjing, Jiangsu, China
    4 Department of Radiology, Jinling Hospital, Southern Medical University, Nanjing, Jiangsu, China
    5 Department of Radiology, The Second Affiliated Hospital and Yuying Children’s Hospital of Wenzhou Medical University, Wenzhou, Zhejiang, China
    6 Department of Medical Imaging, Taihe Hospital, Shiyan, Hubei, China
    7 Department of Medical Imaging, Xiangya Hospital of Central South University, Changsha, Hunan, China
    8 Department of Medical Imaging, The Second Xiangya Hospital of Central South University, Changsha, Hunan, China
    9 Department of Medical Imaging, Wuhan First Hospital, Wuhan, Hubei, China
    10 Department of Infectious Disease, Wenzhou Central Hospital, Wenzhou, Zhejiang, China
    11 State Key Laboratory of Natural Medicines, Research Center of Biostatistics and Computational Pharmacy, China Pharmaceutical University, Nanjing, Jiangsu, China
    12 Medical School of Nanjing University, Nanjing, Jiangsu, China
    # Y Wang, S Luo, CS Zhou, and ZQ Wen equally contributed to this work
    Y Wang, ZY Sun, DY Zhang, and B Zhang equally contributed to this work
     
    Corresponding author: Dr Y Wang (wangzhang227@163.com)
     
     Full paper in PDF
     
    Abstract
    Background: Multicentre cohort investigations of patients with coronavirus disease 2019 (COVID-19) have been limited. We investigated the clinical and chest computed tomography characteristics of patients with COVID-19 at the peak of the epidemic from multiple centres in China.
     
    Methods: We retrospectively analysed the epidemiologic, clinical, laboratory, and radiological characteristics of 189 patients with confirmed COVID-19 who were admitted to seven hospitals in four Chinese provinces from 18 January 2020 to 3 February 2020.
     
    Results: The mean patient age was 44 years and 52.9% were men; 186/189 had ≥1 co-existing medical condition. Fever, cough, fatigue, myalgia, diarrhoea, and headache were common symptoms at onset; hypertension was the most common co-morbidity. Common clinical signs included dyspnoea, hypoxia, leukopenia, lymphocytopenia, and neutropenia; most lesions exhibited subpleural distribution. The most common radiological manifestation was mixed ground-glass opacity with consolidation (mGGO-C); most patients had grid-like shadows and some showed paving stones. Patients with hypertension, dyspnoea, or hypoxia exhibited more severe lobe involvement and diffusely distributed lesions. Patients in severely affected areas exhibited higher body temperature; more fatigue and dyspnoea; and more manifestations of multiple lesions, lobe involvement, and mGGO-C. During the Wuhan lockdown period, cough, nausea, and dyspnoea were alleviated in patients with newly confirmed COVID-19; lobe involvement was also improved.
     
    Conclusions: Among patients with COVID-19 hospitalised at the peak of the epidemic in China, fever, cough, and dyspnoea were the main symptoms at initial diagnosis, accompanied by lymphocytopenia and hypoxaemia. Patients with severe disease showed more severe lobe involvement and diffuse pulmonary lesion distribution.
     
     
    New knowledge added by this study
    • Among patients with coronavirus disease 2019 (COVID-19) hospitalised during the peak of the epidemic in China, common clinical signs included dyspnoea, hypoxia, leukopenia, lymphocytopenia, and neutropenia; most lesions exhibited subpleural distribution. The most common radiological manifestation was mixed ground-glass opacity with consolidation.
    • Patients with hypertension were likely to exhibit hypoxaemia; furthermore, their lung lobes were severely involved and lesions were significantly diffusely distributed.
    • All patients with severe disease showed mixed ground-glass opacity with consolidation; paving stones and grid-like shadows were significantly associated with the presence of mixed ground-glass opacity with consolidation.
    • Patients in severely affected areas demonstrated slightly higher body temperature, more frequent fatigue, and more frequent dyspnoea. After implementation of the ‘Wuhan lockdown’ policy, cough, nausea, and dyspnoea were significantly alleviated in patients with newly confirmed COVID-19.
    Implications for clinical practice or policy
    • Mixed ground-glass opacity with consolidation, paving stones, and grid-like shadows might serve as comprehensive indicators of disease severity in patients with COVID-19.
    • Radiological examinations should be used as the primary screening method in this epidemic because of their efficiency, instead of the current approach of body temperature checks and reverse-transcriptase polymerase chain reaction assays.
    • Patients with hypertension require close clinical monitoring, as they are more likely to exhibit hypoxaemia. Proactive interventions (eg, positive pressure ventilation) are needed to enhance blood oxygen concentration.
    • As COVID-19 progresses, patients begin to develop immunosuppression; lymphopenia may therefore be a key factor related to disease severity and mortality in these patients.
     
     
    Introduction
    Pneumonia caused by severe acute respiratory syndrome coronavirus 2 (SARS-CoV-2), known as coronavirus disease 2019 (COVID-19), has become a pandemic.1 2 3 By 1 March 2020, a total of 87 137 cases were confirmed globally, including 79 968 in China and 7169 distributed across 58 countries outside China. On 23 January 2020, the Chinese Central Government imposed a lockdown in Wuhan and other cities in Hubei Province to isolate the epicentre of the outbreak; to the best of our knowledge, the ‘Wuhan lockdown’ represents the first lockdown of a major city in modern history.4 Subsequently, compulsory policies have been established, such as suspension of public gatherings and the requirement to wear masks.5 In addition to non-medical interventions, the scientific community is responding to this challenge by working to understand and control the disease.6 7 8 9 10 11 However, there have been limited studies regarding the clinical and radiological features of patients with COVID-19, based on multicentre, multiprovincial cohorts at the peak of the epidemic.
     
    In this context, we retrospectively analysed 189 patients with laboratory-confirmed COVID-19, using data collected from seven hospitals in four provinces from 18 January 2020 to 3 February 2020. We compared clinical features, laboratory tests, and chest computed tomography (CT) image findings of these patients with respect to time (ie, before and after Wuhan lockdown) and space (ie, in and outside of Wuhan epidemic area); we investigated potential associations between CT findings and laboratory data. Our findings may help further understand the epidemiological characteristics of COVID-19 and improve the public health response to the epidemic; they can be used as a reference for implementing control measures in other regions or countries with increasing numbers of patients with COVID-19.
     
    Methods
    Study design and participants
    Data regarding 189 patients were obtained from the following seven hospitals: Taihe Hospital (n=59), Xiangya Hospital of Central South University (n=21), The Second Xiangya Hospital of Central South University (n=9), Wenzhou Hospital (n=76), Jinling Hospital (n=1), Nanjing Drum Tower Hospital (n=12), and Wuhan Hospital (n=11). Wenzhou is the prefecture-level city with the most confirmed cases outside Hubei Province. Symptom onset time was recorded from 31 December 2019 to 2 February 2020; patients were hospitalised from 18 January 2020 to 3 February 2020, with final follow-up for this report on 4 February 2020. Patients with suspected COVID-19 were admitted and quarantined, then diagnosed with COVID-19 in accordance with the ‘Novel Coronavirus Pneumonia Prevention and Control Program’ (sixth edition)—a patient was confirmed to have COVID-19 based on high throughput sequencing or real-time reverse-transcriptase polymerase chain reaction (RT-PCR) assays of nasal and pharyngeal swab specimens.12 Two target genes—open reading frame 1ab (ORF1ab) and nucleocapsid protein (N)—were simultaneously amplified and tested in real-time RT-PCR assays. Target 1 (ORF1ab) comprised forward primer 5’-CCCTGTGGGTTTTACACTTAA-3’, reverse primer 5’-ACGATTGTGCATCAGCTGA-3’, and the probe 5’-VIC-CCGTCTGCGGTATGTGGAAAGGTTATGG-BHQ1-3’. Target 2 (N) comprised forward primer 5’-GGGGAACTTCTCCTGCTAGAAT-3’, reverse primer 5’-CAGACATTTTGCTCTCAAGCTG-3’, and the probe 5’-FAMTTGCTGCTGCTTGACAGATT-TAMRA-3’. Real-time RT-PCR assays were conducted using a SARS-CoV-2 nucleic acid detection kit, in accordance with the manufacturer’s protocol (Shanghai BioGerm Medical Technology Company, Shanghai, China).
     
    Data collection
    Epidemiological, clinical, laboratory, and radiological characteristics were obtained from electronic medical records by using data collection forms. Date of disease onset was defined as the day when symptoms were noticed. The number of days between symptom onset and date of the first positive test was recorded. Fever was defined as an axillary temperature of ≥37.5°C. Hypoxaemia was defined as 94% oxygen saturation, in accordance with respiratory department criteria. Major CT features were described using standard international nomenclature, defined by the Fleischner Society glossary and peer-reviewed literature regarding viral pneumonia. Degree of COVID-19 severity at the time of admission was defined as mild, moderate, severe, or critical, using preliminary diagnostic guidance from the National Health Commission of the People’s Republic of China. Disease was further separated into non-severe (ie, mild and moderate) and severe (ie, severe and critical) classifications for simplicity. Direct exposure history was defined as patient confirmation of a direct visit to Wuhan, China, during a particular period; close exposure history was defined as close patient contact with an individual who had confirmed or suspected COVID-19. To analyse spatiotemporal differences, patients were divided into different categories according to the start date for the Wuhan lockdown (ie, 23 January 2020) for temporal analysis or heavy epidemic province classification (eg, Hubei and Zhejiang provinces13) for spatial analysis.
     
    Statistical analyses
    Continuous variables were described as the mean (±standard deviation); categorical variables were expressed as frequency (%). All statistical analyses were conducted with R (version 3.6.2; https://www.r-project.org/), using Fisher’s exact test for categorical data and a two-sample Mann-Whitney test or Student’s t test for continuous data (as appropriate). Correlations were measured by Pearson’s correlation coefficient (ρ). Co-morbidities, signs, and symptoms that appeared in more than 10% of the patients were regarded as common co-existing medical conditions. For unadjusted comparisons, two-sided P values <0.05 were considered statistically significant. The analyses were not adjusted for multiple comparisons; thus, given the potential for type I error, the findings should be interpreted as exploratory and descriptive.
     
    Results
    Presenting characteristics
    The present study included 189 patients with confirmed COVID-19 from four provinces in China, including 70 (37.0%) from Hubei (11 [5.8%] from Wuhan), 30 (15.9%) from Hunan, 76 (40.2%) from Zhejiang, and 13 (6.9%) from Jiangsu. Dates of confirmed infection by RT-PCR ranged from 18 January 2020 to 3 February 2020. The mean date of disease onset was 21 January 2020; the mean date of confirmed infection by RT-PCR was 28 January 2020. The mean duration between symptomology onset and first positive test was 6±5 days. Patients in severely affected areas (eg, Hubei and Zhejiang provinces) showed symptoms earlier than patients in other areas (Fig 1).
     

    Figure 1. Epidemiologic characteristics of COVID-19. Symptom onset timeline of four provincial clusters. Dates filled in light grey are the average dates on which symptoms onset before infection confirmed, and dates filled in dark grey are the average dates on which infections were confirmed by RT-PCR
     
    The overall characteristics of included patients are summarised in Table 1. The mean age was 44±14 years (range, 17-92 years); 100 patients (52.9%) were men. Of the 189 patients, 181 (95.8%) exhibited positive findings for COVID-19 in the initial RT-PCR assay; 186 patients (98.4%) had ≥1 co-existing medical condition. Fever (161 [86.1%]; two missing records), cough (113 [59.8%]), fatigue (68 [36.0%]), myalgia (35 [18.5%]), diarrhoea (25 [13.2%]), and headache (19 [10.1%]) were the most common symptoms at onset; hypertension (34 [18.0%]) was the most common co-morbidity. Less common co-morbidities included chronic obstructive pulmonary disease, chronic kidney disease, and malignancy (one patient each). Most patients (180 [95.2%]) had non-severe disease; patients with severe disease tended to be older (P=0.067) and had significantly greater breathing frequency (P=0.009) than patients with non-severe disease (online supplementary Appendix 1). Notably, fever was the primary symptom indicative of COVID-19 in patients with suspected disease during the epidemic; however, in our cohort, fever was independent of other imaging findings (data not shown).
     

    Table 1. Baseline characteristics and clinical presentations of patients with COVID-19 (n=189)
     
    On admission, 10 patients (5.3%) presented with hypoxaemia at the time of initial diagnosis; leukopenia was present in 31.2% of the patients, lymphocytopenia was present in 20.6%, and neutropenia was present in 13.2%. Patients with critical disease had more laboratory abnormalities than those with severe disease, including lymphocytopenia (44.4% vs 19.6%; P=0.09) and hypoxaemia (55.6% vs 2.8%; P<0.001). Approximately 91.0% of lesions exhibited subpleural distribution; 17.5% of lesions were diffusely distributed. The most common patterns on chest CT were mixed ground-glass opacity with consolidation (mGGO-C, 84.7%); 59.8% of patients had grid-like shadows and 27.5% of patients exhibited radiological manifestations of typical paving stones (Fig 2). Patients with severe disease showed more frequent involvement of multiple lobes (all P<0.05) and more frequent diffuse distribution (P=0.008), compared with patients who exhibited non-severe disease (online supplementary Appendix 1).
     

    Figure 2. Common lesions of typical pneumonia caused by COVID-19: (a) single ground-glass-like opacity with blurred boundaries (arrow) and no obvious symptoms or signs; (b) multiple ground-glass opacities (arrow) with signs of dry cough; (c) groundglass opacity with lung consolidation (arrow), accompanied with obvious signs of dry cough and fever; (d) grid-like shadows in the right lung (arrow), accompanied with partial consolidation and ground-glass opacities; patient has basic diseases such as hypertension, and positive symptoms and signs are obvious
     
    Severity of hypoxia and dyspnoea
    To evaluate the severity of respiratory damage caused by COVID-19, 26 patients (13.8%) who presented with subjective dyspnoea or objective hypoxia were selected for detailed analysis (Table 2). These 26 patients were generally older (50±16 years; P=0.013) and showed more diverse clinical symptoms (eg, cough [80.8%; P=0.033], fatigue [53.8%; P=0.068], nausea [30.8%; P<0.001], diarrhoea [34.6%; P=0.002], and abdominal pain [11.5%; P=0.017]), co-morbidities (eg, hypertension [38.5%; P=0.008]), and haematological abnormalities (eg, lymphocytopenia [38.5%; P=0.051]), compared with patients who did not exhibit dyspnoea or hypoxia. The radiological manifestations in these patients were not optimistic because all patients demonstrated multiple lesions (100%; P=0.123) and mGGO-C (100%; P=0.361); many patients had diffusely distributed lesions (42.3%; P=0.001) and grid-like shadows (80.8%; P=0.033) [Table 3]. Among nine patients with severe disease, seven (77.8%) had varying degrees of hypoxia and dyspnoea. Additionally, patients with haematological abnormalities (especially leukopenia or lymphocytopenia) showed more severe lobe involvement and tended to show diffusely distributed pulmonary lesions (online supplementary Appendix 2). Specifically, the white blood cell count was significantly negatively correlated with the numbers of lesions in left upper (ρ=-0.18, P=0.012), left lower (ρ=-0.23, P=0.002), and right lower lobes (ρ=-0.19, P=0.009).
     

    Table 2. Laboratory and radiological findings among patients with COVID-19 (n=189)*
     

    Table 3. Presenting characteristics of patients infected with COVID-19 according to dyspnoea or hypoxia status (n=189)
     
    Subgroup analysis of patients with hypertension
    Although there is no evidence that patients with hypertension are more susceptible to COVID-19, 18.0% of patients with confirmed disease exhibited hypertension, which was the most common clinical co-morbidity in our cohort. These patients were likely to exhibit hypoxaemia (14.7%; P=0.022); furthermore, their lung lobes were severely involved (all P<0.05) and lesions were significantly diffusely distributed (35.3%; P=0.006). Therefore, these patients require close clinical monitoring (Table 4).
     

    Table 4. Presenting characteristics of patients infected with COVID-19 according to co-morbid hypertension status (n=189)
     
    Co-occurrence of unfavourable radiological manifestations
    In this cohort, all patients with severe disease showed mGGO-C. Paving stones, a sign of the inflammatory absorption period, and grid-like shadows, a sign of interstitial lung lesions, were significantly associated with the presence of mGGO-C (both P<0.05); thus, these radiological findings might serve as comprehensive indicators of disease severity in patients with COVID-19 (online supplementary Appendix 3). Additionally, these patients also showed unfavourable imaging findings, including multiple lesions and severe lung lobe involvement (all P≤0.001).
     
    Spatial and temporal differences
    To further investigate the spatiotemporal differences among patients with COVID-19, we compared clinical, laboratory, and radiological characteristics of patients with respect to the start date of the Wuhan lockdown, as well as heavy epidemic province classification status (online supplementary Appendices 4 and 5). We found that patients in severely affected areas (eg, Hubei and Zhejiang provinces) demonstrated slightly higher body temperature (mean: 37.9℃ vs 37.6℃; P=0.070), more frequent fatigue (39.7% vs 23.3%, P=0.072), and more frequent dyspnoea (11.6% vs 0, P=0.041), compared with patients in other areas. Imaging findings showed more manifestations of multiple lesions (92.9% vs 78.0%, P=0.031), more severe lobe involvement, and more frequent radiological manifestations of mGGO-C (87.7% vs 74.4%, P=0.060). Additionally, after implementation of the ‘Wuhan lockdown’ policy, the symptoms of cough (51.0% vs 70.1%, P=0.012), nausea (3.9% vs 16.1%, P=0.010), and dyspnoea (2.0% vs 17.2%, P=0.001) were significantly alleviated in patients with newly confirmed COVID-19; lung lobe involvement was also dramatically improved, compared with patients who had been diagnosed prior to the start date of the lockdown.
     
    Discussion
    This study assessed the epidemiological, clinical, laboratory, and imaging characteristics of 189 patients with confirmed COVID-19 from multiple hospitals and provinces; it also included spatiotemporal analysis of disease in these patients. As expected, there were more male patients than female patients in our cohort; fever, cough, and dyspnoea were the main symptoms at the time of initial diagnosis, accompanied by lymphocytopenia, hypoxaemia, and other haematological abnormalities. Furthermore, patients with severe disease showed significantly more severe lobe involvement and diffuse distribution of pulmonary lesions, consistent with the findings in previous studies.6 11 12 13 14 Reductions in the numbers of white blood cells or lymphocytes are closely associated with lobe involvement and diffuse distribution, such that a large number of inflammatory cells is consumed at pulmonary lesions in a short period; this finding is consistent with past pathological findings in patients with COVID-1915—interstitial mononuclear inflammatory infiltrates, dominated by lymphocytes, have been observed in both lungs; multinucleated syncytial cells with atypical enlarged pneumocytes (characterised by large nuclei, amphophilic granular cytoplasm, and prominent nucleoli) were identified in intra-alveolar spaces, which constituted a viral cytopathy-like change. Additionally, lymphopenia is a common laboratory finding in patients with COVID-19. A serological study16 and a pathological result15 demonstrated that patients’ interleukin-6 levels increased during the course of the disease, whereas the levels of CD4+ T cells, CD8+ T cells, and natural killer cells decreased. These findings imply that, as the disease progresses, patients begin to develop immunosuppression; lymphopenia may therefore be a key factor related to disease severity and mortality in patients with COVID-19.
     
    Another important finding in this study was that patients with hypertension were likely to exhibit hypoxaemia, accompanied by unfavourable radiological manifestations; this was presumably because the patients included in this study were mostly middle-aged or elderly people. The reported prevalence of hypertension in China was 23.2% in adults,17 which was slightly higher than the prevalence in our cohort. In general, older people are more susceptible to COVID-19 and more likely to experience severe disease, compared with people younger than 50 years of age, because older people exhibit greater numbers of health conditions and co-morbidities. Notably, the zinc metallopeptidase angiotensin-converting enzyme 2 (ACE2)18 19—a negative regulator of the angiotensin system which affects heart function, hypertension, and diabetes—has been identified as a key receptor for SARS-CoV-2 in humans. Angiotensin-converting enzyme 2 protects against acute lung injury in several animal models of acute respiratory distress syndrome, which indicates that the renin-angiotensin system may play a critical role in the pathogenesis of acute lung injury. Thus, enhancement of ACE2 activity might be a novel approach for the treatment of acute lung failure in several diseases. Angiotensin-converting enzyme 2 receptors are widely expressed in nasal mucosa, bronchus, lung, heart, oesophagus, kidney, stomach, bladder, and ileum; importantly, the entrance of SARS-CoV-2 into cells mainly occurs through binding to ACE2. Thus, unlike other β-coronaviruses, SARS-CoV-2 replication is not limited to the upper respiratory mucosa epithelium (eg, nasal cavity and pharynx); it also occurs in the digestive tract and other organs, which partially explains the non-respiratory symptoms (eg, diarrhoea, liver damage, and kidney damage).20 Multiple affected organs cause diverse clinical manifestations and large individual differences, which lead to complex conditions. Accordingly, patients with a history of hypertension should receive closer monitoring.
     
    Respiratory system infections end in respiratory failure or multiple organ failure.21 Similar to previous reports of patients with severe acute respiratory syndrome (SARS), some patients in the present study experienced dyspnoea and hypoxaemia during the course of COVID-19 (online supplementary Appendix 6). Notably, our patients showed greater numbers of clinical symptoms and unfavourable imaging findings. Pathologically, SARS mainly causes the formation of hyaline membranes, which result in large numbers of inflammatory exudates into the alveolar cavity, as well as patchy haemorrhage and focal necrosis; these changes lead to respiratory failure and extremely high mortality. In contrast, our patients with COVID-19 generally exhibited mGGO-C as the main imaging feature, which causes airway obstruction without obvious hyaline membrane formation; thus, ventilator support can be used to improve patient prognosis. We presume that the presence of early imaging findings indicates that proactive interventions (eg, positive pressure ventilation) are needed to enhance blood oxygen concentration.
     
    Fever, the most common symptom at the first visit and the most commonly used indicator for COVID-19, showed no significant relationship with radiological findings in the present study, which implies that patients may show no abnormalities (eg, changes in body temperature) when obvious lesions form in the lungs. Furthermore, a recent study22 demonstrated that the sensitivity of RT-PCR for confirmation of COVID-19 is lower than the sensitivity of chest imaging scans, which also suggests that radiological examinations should be used as the primary screening method in this epidemic because of their efficiency, instead of the current approach of body temperature checks and RT-PCR assays.
     
    Overall, the spatial distribution of the epidemic demonstrated here is consistent with the official statistics.23 The distribution of disease incidence had a clear relationship with population mobility. In particular, cities surrounding Wuhan (throughout Hubei Province) reported the vast majority of cases, followed by Wenzhou (Zhejiang Province), which has a large floating population from Wuhan. Wan et al24 and Wrapp et al25 showed that SARS-CoV-2 is more infectious than SARS-CoV. Imported cases were most common in the early period of the epidemic; symptoms then began to appear among individuals who had been in contact with the first group of infected individuals, which contributed to a rapid increase in the number of infections. The symptoms of fatigue and dyspnoea were alleviated outside severely affected areas, which implied reduction of virus potency during intergenerational transmission and early admission to hospitals. In the present study, we used the date of disease onset for analysis of affected patients. Patients in Hubei and Zhejiang provinces showed symptoms earlier and were confirmed to have COVID-19 an average of 6 days later, compared with patients in other areas; these findings coincide with the reported 14-day incubation period.26 Gradually, clinical symptoms and chest CT findings were alleviated in patients with newly confirmed COVID-19 after the beginning of the Wuhan lockdown; these changes also implied reduction of virus potency during intergenerational transmission.
     
    In general, the radiological manifestations of COVID-19 are similar to those of SARS and Middle East respiratory syndrome (MERS), but pleural effusion is rare in patients with COVID-19 (online supplementary Appendix 6). In two previous studies,27 28 the proportions of patients with SARS and MERS who had pleural effusions were 25% (4/16) and 14.5% (8/55), whereas only one patient with COVID-19 (0.5%) had pleural effusions in our cohort. Current studies indicate that the binding forces between the SARS-CoV-2 S protein and human ACE2 are similar to (or stronger than) those between the SARS-CoV S protein and its receptor.25 Given the state of the epidemic, SARS-CoV-2 is highly infectious; its basic reproduction number (R0) is considerably greater than that of either SARS or MERS.29 The World Health Organization reported that the R0 of SARS-CoV-2 ranged from 1.4 to 2.5, whereas a study in China indicated an R0 of 3.3 to 5.530 and a study in the United States estimated an R0 of 3.77 (95% confidence interval, 3.51-4.05).31 The findings of our multicentre retrospective study demonstrate that current measures have affected the early epidemiological pattern (ie, rapid increase) because R0 is decreasing each day in China; however, considering the complexity of influencing factors, further evaluations and predictions are needed. The majority of patients with COVID-19 exhibit non-severe disease, which is an essential source of infection and a ‘blind spot’ for public health efforts; therefore, CT findings such as infiltration, nodules, and consolidation should be identified during early diagnosis. Notably, flu season is approaching rapidly; there is a need for attention to epidemiological history and condition monitoring, as well as efforts to block routes of transmission as quickly as possible.
     
    We acknowledge some limitations in this study. First, the cohort size was relatively small, and data were not collected equally from each included province, which may have led to bias in the conclusions. Second, documentation was incomplete for some patients, given the variations in electronic database structures among participating sites and the urgent timeline for data extraction. Missing data included contact history, heart rate, respiratory rate, and body temperature. Because of the small numbers of patients for whom these data were missing, the main conclusions of this study were presumably unaffected. Third, the sizes and densities of mGGO-C were not compared among patients; thus, analysis of relationships between these characteristics and COVID-19 progression warrants investigation.
     
    Interpretation
    Clinical and imaging features were compared among patients with COVID-19 at the peak of epidemic in China. The findings suggest that mGGO-C, paving stones, and grid-like shadows might serve as comprehensive indicators of disease severity in these patients. Furthermore, radiological examinations may be useful as the primary screening method in this epidemic because of their efficiency, in contrast to the current approach of body temperature checks and RT-PCR assays.
     
    Overall spatiotemporal trends were also evaluated retrospectively in this study. Patients in severely affected areas demonstrated slightly higher body temperature, more frequent fatigue, and more frequent dyspnoea. After implementation of the ‘Wuhan lockdown’ policy, cough, nausea, and dyspnoea were significantly alleviated in patients with newly confirmed COVID-19. These data indicate that the preventive measures adopted by China’s Central Government may be appropriate for planning efforts in other regions or countries with increasing numbers of infected patients.
     
    Author contributions
    Concept or design: Y Wang, F Yan, B Zhang, DY Zhang, and ZY Sun.
    Acquisition of data: ZQ Wen, W Chen, W Chen, WH Liao, J Liu, Y Yang, JC Shi, SD Liu, F Xia, and ZH Yan.
    Analysis or interpretation of data: X Lu, T Chen, and Y Wang.
    Drafting of the manuscript: Y Wang, S Luo, CS Zhou, X Lu, and T Chen.
    Critical revision of the manuscript for important intellectual content: Y Wang, B Zhang, DY Zhang, and Z Sun.
     
    All authors had full access to the data, contributed to the study, approved the final version for publication, and take responsibility for its accuracy and integrity.
     
    Conflicts of interest
    The authors declare no competing interests.
     
    Acknowledgement
    We thank Prof Guangming Lu (Department of Medical Imaging, Jinling Hospital, Medical School of Nanjing University, Nanjing, Jiangsu, China) for his coordination during the cross-centre data collection process. We also thank all hospital staff for their efforts in collecting the information used in this study; all patients who consented to inclusion of their data in the analysis; and all medical staff involved in patient care.
     
    Funding/support
    This work was supported by the National Natural Science Foundation of China (81720108022, 91649116, 81571040, 81973145), the Social Development Project of Science and Technology in Jiangsu Province (BE2016605, BE201707), the National Key R&D Program of China (2017YFC0112801), the Key Medical Talents of Jiangsu Province, the ‘13th Five-Year’ Health Promotion Project of Jiangsu Province (B.Z.2016-2020), the Jiangsu Provincial Key Medical Discipline (Laboratory) (ZDXKA2016020), the Project of the Sixth Peak of Talented People (WSN-138, BZ), the China Postdoctoral Science Foundation (2019M651805), the “Double First-Class” University project (CPU2018GY09), and Nanjing Health and Family Planning Commission (YKK17089). The funders had no role in study design, data collection, data analysis, interpretation, or writing of the report.
     
    Ethics approval
    This study adhered to the tenets of the Declaration of Helsinki and was approved by the ethics committees of the seven hospitals (Taihe Hospital, Xiangya Hospital of Central South University, The Second Xiangya Hospital of Central South University, Wenzhou Hospital, Jinling Hospital, Nanjing Drum Tower Hospital, and Wuhan Hospital) with a unified approval number [M202003050028] led by Nanjing Drum Tower Hospital; a waiver of informed consent was granted because the study involved patients with emerging infectious diseases.
     
    References
    1. Silverstein WK, Stroud L, Cleghorn GE, Leis JA. First imported case of 2019 novel coronavirus in Canada, presenting as mild pneumonia. Lancet 2020;395:734. Crossref
    2. Holshue ML, DeBolt C, Lindquist S, et al. First case of 2019 novel coronavirus in the United States. N Engl J Med 2020;382:929-36. Crossref
    3. Pongpirul WA, Pongpirul K, Ratnarathon AC, Prasithsirikul W. Journey of a Thai taxi driver and novel coronavirus. N Engl J Med 2020;382:1067-8. Crossref
    4. Lee J. Wuhan lockdown ‘unprecedented’, shows commitment to contain virus: WHO representative in China. 23 Jan 2020. Available from: https://www.reuters.com/article/us-china-health-who-idUSKBN1ZM1G9. Accessed 23 Jan 2020.
    5. Chen S, Yang J, Yang W, Wang C, Bärnighausen T. COVID-19 control in China during mass population movements at New Year. Lancet 2020;395:764-6. Crossref
    6. Chen N, Zhou M, Dong X, et al. Epidemiological and clinical characteristics of 99 cases of 2019 novel coronavirus pneumonia in Wuhan, China: a descriptive study. Lancet 2020;395:507-13. Crossref
    7. Kanne JP. Chest CT findings in 2019 novel coronavirus (2019-nCoV) infections from Wuhan, China: key points for the radiologist. Radiology 2020;295:16-7. Crossref
    8. Li Q, Guan X, Wu P, et al. Early transmission dynamics in Wuhan, China, of novel coronavirus–infected pneumonia. N Engl J Med 2020;382:1199-207. Crossref
    9. Ng MY, Lee EY, Yang J, et al. Imaging profile of the COVID-19 infection: radiologic findings and literature review. Radiol Cardiothorac Imaging 2020;2:e200034. Crossref
    10. Wang D, Hu B, Hu C, et al. Clinical characteristics of 138 hospitalized patients with 2019 novel coronavirus–infected pneumonia in Wuhan, China. JAMA 2020;323:1061-9. Crossref
    11. Guan WJ, Ni ZY, Hu Y, et al. Clinical characteristics of coronavirus disease 2019 in China. N Engl J Med 2020;382:1708-20. Crossref
    12. World Health Organization. Coronavirus disease (COVID-19) technical guidance publications. Laboratory testing for 2019 novel coronavirus (2019-nCOV) in suspected human cases. 2020. Available from: https://www.who.int/publications/i/item/10665-331501. Accessed 19 Mar 2020.
    13. Wu Z, McGoogan JM. Characteristics of and important lessons from the coronavirus disease 2019 (COVID-19) outbreak in China: summary of a report of 72 314 cases from the Chinese Center for Disease Control and Prevention. JAMA 2020 Feb 24. Epub ahead of print. Crossref
    14. Clinical findings in a group of patients infected with the 2019 novel coronavirus (SARS-Cov-2) outside of Wuhan, China: retrospective case series [editorial]. BMJ 2020;368:m792. Crossref
    15. Xu Z, Shi L, Wang Y, et al. Pathological findings of COVID-19 associated with acute respiratory distress syndrome. Lancet Respir Med 2020;8:420-2. Crossref
    16. Wan S, Yi Q, Fan S, et al. Characteristics of lymphocyte subsets and cytokines in peripheral blood of 123 hospitalized patients with 2019 novel coronavirus pneumonia (NCP). medRxiv [Preprint] 12 Feb 2020. Available from: https://doi.org/10.1101/2020.02.10.20021832. Accessed 19 Mar 2020. Crossref
    17. Chen WW, Gao RL, Liu LS, et al. China cardiovascular diseases report 2015: A summary. J Geriatr Cardiol 2017;14:1-10.
    18. Kuba K, Imai Y, Penninger JM. Angiotensin-converting enzyme 2 in lung diseases. Curr Opin Pharmacol 2006;6:271-6. Crossref
    19. Turner AJ, Hiscox JA, Hooper NM. ACE2: from vasopeptidase to SARS virus receptor. Trends Pharmacol Sci 2004;25:291-4. Crossref
    20. Huang C, Wang Y, Li X, et al. Clinical features of patients infected with 2019 novel coronavirus in Wuhan, China. Lancet 2020;395:497-506. Crossref
    21. Ksiazek TG, Erdman D, Goldsmith CS, et al. A novel coronavirus associated with severe acute respiratory syndrome. N Engl J Med 2003;348:1953-66. Crossref
    22. Fang Y, Zhang H, Xie J, et al. Sensitivity of chest CT for COVID-19: comparison to RT-PCR. Radiology 2020;296:E115-7. Crossref
    23. National Health Commission of the People’s Republic of China. Update on COVID-19 epidemic as of 24:00 on 1 March 2020 [in Chinese]. 2020. Available from: http://www.nhc.gov.cn/xcs/yqtb/202003/5819f3e13ff6413ba05fd b45b55b66ba.shtml. Accessed 2 Mar 2020.
    24. Wan Y, Shang J, Graham R, Baric RS, Li F. Receptor recognition by novel coronavirus from Wuhan: An analysis based on decade-long structural studies of SARS Coronavirus. J Virol 2020;94:e00127-20. Crossref
    25. Wrapp D, Wang N, Corbett KS, et al. Cryo-EM structure of the 2019-nCoV spike in the prefusion conformation. Science 2020;367:1260-3. Crossref
    26. Diagnosis and Treatment Protocol for Novel Coronavirus Pneumonia (Trial Version 7). 2020. Available from: http://www.shliangshi.com/newsshow_825.html. Accessed 3 Mar 2020.
    27. Hsieh SC, Chan WP, Chien JC, et al. Radiographic appearance and clinical outcome correlates in 26 patients with severe acute respiratory syndrome. AJR Am J Roentgenol 2004;182:1119-22. Crossref
    28. Das KM, Lee EY, Al Jawder SE, et al. Acute Middle East Respiratory Syndrome Coronavirus: temporal lung changes observed on the chest radiographs of 55 patients. AJR Am J Roentgenol 2015;205:W267-74. Crossref
    29. Paules CI, Marston HD, Fauci AS. Coronavirus infections—more than just the common cold. JAMA. 2020 Jan 23. Epub ahead of print. Crossref
    30. Zhao S, Lin Q, Ran J, et al. Preliminary estimation of the basic reproduction number of novel coronavirus (2019-nCoV) in China, from 2019 to 2020: A data-driven analysis in the early phase of the outbreak. Int J Infect Dis 2020;92:214-7. Crossref
    31. Kim JY, Choe PG, Oh Y, et al. The first case of 2019 novel coronavirus pneumonia imported into Korea from Wuhan, China: implication for infection prevention and control measures. J Korean Med Sci 2020;35:e61. Crossref

    Cross-border reproductive care use by women with infertility in Hong Kong: cross-sectional survey

    Hong Kong Med J 2020 Dec;26(6):492–9  |  Epub 16 Dec 2020
    © Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
     
    ORIGINAL ARTICLE
    Cross-border reproductive care use by women with infertility in Hong Kong: cross-sectional survey
    Dorothy YT Ng, MB, BS, FHKAM (Obstetrics and Gynaecology)1,2; Ellen MW Lui, MB, BS, FHKAM (Obstetrics and Gynaecology)1; SF Lai, MB, BS, FHKAM (Obstetrics and Gynaecology)3; Tracy SM Law, MB, BS, FHKAM (Obstetrics and Gynaecology)4; Grace CY Wong, MB, BS, FHKAM (Obstetrics and Gynaecology)5; Ernest HY Ng, MD, FHKAM (Obstetrics and Gynaecology)5
    1 Department of Obstetrics and Gynaecology, The University of Hong Kong, Hong Kong
    2 Department of Obstetrics and Gynaecology, Pamela Youde Nethersole Eastern Hospital, Hong Kong
    3 Department of Obstetrics and Gynaecology, Kwong Wah Hospital, Hong Kong
    4 Department of Obstetrics and Gynaecology, Prince of Wales Hospital, Hong Kong
    5 The Family Planning Association of Hong Kong, Hong Kong
     
    Corresponding author: Dr Dorothy YT Ng (dor723@gmail.com)
     
     Full paper in PDF
     
    Abstract
    Objectives: Cross-border reproductive care (CBRC) is an increasingly common global phenomenon, but there is a lack of information regarding its frequency among residents of Hong Kong. This study aimed to evaluate the use of CBRC and the factors affecting its use among residents of Hong Kong.
     
    Methods: This cross-sectional questionnaire study collected data from 1204 women with infertility who attended Hong Kong Hospital Authority and Family Planning Association infertility clinics.
     
    Results: In total, 178 women (14.8% of all respondents) had used CBRC. Among respondents who had not used CBRC, 36.3% planned to use or would consider it. The main factors influencing the likelihood of using CBRC among women with infertility in Hong Kong use were long waiting times in the public sector and high cost in the private sector. Taiwan was the most preferred destination for CBRC (69.6% of respondents). Most information concerning CBRC was accessed via the internet. More than two thirds of respondents believed that the government in Hong Kong should formulate some regulations or guidance regarding CBRC.
     
    Conclusion: Nearly one in six women with infertility in Hong Kong had used CBRC. Among women who had not used CBRC, more than one third planned to use or would consider it. The main factors influencing the likelihood of CBRC use were long waiting times in the public sector and high cost in the private sector. These results will help clinicians to more effectively counsel patients considering CBRC and facilitate infertility services planning by authorities in Hong Kong.
     
     
    New knowledge added by this study
    • Nearly one in six women with infertility in Hong Kong has used cross-border reproductive care (CBRC). Among women who have not used CBRC, more than one third plan to use CBRC or would consider using CBRC.
    • The main factors influencing the likelihood of using CBRC instead of local reproductive care included long waiting times in the public sector and high cost in the private sector.
    • More than two thirds of respondents believe that the authorities in Hong Kong should formulate some regulations or guidance regarding CBRC.
    Implications for clinical practice or policy
    • Clinicians should remind patients about the implications of the number of embryos transferred during CBRC and the potential risk of multiple pregnancy.
    • The safety of women in Hong Kong who travel abroad for fertility treatment is jeopardised by the current lack of uniform clinical and safety regulations in other parts of the world.
    • To ensure fair access to infertility care in Hong Kong, local health authorities should implement more effective measures to manage long waiting lists in the public sector.
     
     
    Introduction
    Cross-border reproductive care (CBRC) is an increasingly popular global trend in reproductive medicine, whereby patients travel out of their home country to receive fertility treatment.1 2
     
    This phenomenon has also been referred to as “reproductive tourism”, “reproductive travel”, “health travel”, and “reproductive exile”.3 4 Among these terms, CBRC has a relatively neutral meaning and is used in the present study to avoid stigmatisation. Thus far, CBRC has been described in Europe, North America, Middle East, Australia, and Japan.1 2 3 4 5 6 7 8 9 10 11
     
    A survey in Europe in 2010 showed that there were 24 000 to 30 000 cycles of CBRC annually, which involved 11 000 to 14 000 patients.12 13 Because 525 640 total treatment cycles were performed during the same period, approximately 5% of the fertility care was estimated to involve CBRC. In the US, nearly 4% of all fertility treatment provided was delivered to non-US residents; this comprised approximately 6000 cycles.13 14 The reasons for CBRC use in Europe12 included avoidance of legal restrictions at home (eg, fertility treatment for single and lesbian women in France and pre-implantation genetic testing in Germany), avoidance of lengthy waiting lists at home (eg, for egg donation in the United Kingdom), lower treatment cost, and treatment within a more favourable framework (eg, gamete donation with donor anonymity).
     
    The aim of the present study was to evaluate the use of CBRC and its influencing factors in Hong Kong.
     
    Methods
    Participants
    Women with infertility who attended infertility clinics in the Hospital Authority (ie, Queen Mary Hospital, Pamela Youde Nethersole Eastern Hospital, Kwong Wah Hospital, and Prince of Wales Hospital) and the Family Planning Association (FPA) from 1 February 2017 to 31 March 2019 were recruited to participate in the study. Women who could not read English or Chinese were excluded from the study. All participants provided written informed consent to participate. The study was approved by the Institutional Review Boards of all participating centres, including the Hong Kong East Cluster Ethics Committee (HKECREC-2018-014); The University of Hong Kong Hong Kong West Cluster Clinical Research Ethics Committee (UW 18-266); Kowloon Central/Kowloon East Cluster Clinical Research Ethics Committee (KC/KE-18-0073/ER-4); North Territories East Cluster Clinical Research Ethics Committee (NTEC-2018-0384); and the Ethics Panel and the Health Services Subcommittee of the FPAHK (OA1-2).
     
    Questionnaire development and distribution
    A search of the literature was conducted using PubMed using the terms “cross border reproductive care”, “reproductive travel”, “infertility”, and “Hong Kong”. It revealed no existing validated questionnaires concerning CBRC use in Hong Kong. Most questions in our questionnaire were adapted from another questionnaire focused on CBRC.5 The questionnaire content focused on three main areas: (1) demographic information, (2) reproductive history and attitudes concerning fertility, and (3) factors affecting the use of CBRC. The questionnaire was evaluated and revised by specialists in Obstetrics and Gynaecology and subspecialists in Reproductive Medicine, all of whom worked in the Hospital Authority. It was then piloted by administration to five patients in the clinic with the aim of ensuring that patients could understand the questionnaire.
     
    Women with infertility who attended infertility clinics in the Hospital Authority or FPA were invited to participate in the study. The questionnaire was distributed by clinic nurses to clinic attendees. Participation was voluntary and patients were invited to complete the questionnaire without assistance while awaiting medical consultation. The questionnaire required approximately 20 minutes to complete. Completed questionnaires were returned to the clinic nurse at the end of the consultation.
     
    Statistical analysis
    Calculations were performed using SPSS Statistics for Windows, version 25.0 (IBM Corp, Armonk [NY], US). Associations between attitudes towards CBRC and background variables (total monthly household income, education level, years of attempting conception, and age) were explored using the Chi squared test. P values <0.05 were considered to indicate statistical significance. Logistic regression was used to investigate whether respondent age, education level, years of attempting conception, and total monthly household income were associated with CBRC use.
     
    Results
    Respondent characteristics
    In total, 1204 questionnaires were returned (Table 1): 175 (14.5%) from Pamela Youde Nethersole Eastern Hospital, 510 (42.4%) from Queen Mary Hospital, 293 (24.3%) from Kwong Wah Hospital, 146 (12.1%) from Prince of Wales Hospital, and 80 (6.6%) from the FPA. The mean age (±standard deviation) of the respondents was 34.7±6.8 years. Among the 1204 respondents, 913 women (76.6%) had primary infertility and 279 women (23.4%) had secondary infertility. Thirty one women had an existing child. All respondents indicated that they were married; the shortest duration was 0.2 years. This finding was presumably influenced by the marriage requirement for intrauterine insemination (IUI) and in vitro fertilisation (IVF) in Hong Kong. Concerning the duration of attempted conception, 863 women (72.0%) had been actively trying for fewer than 5 years, 311 women (26.0%) had been actively trying for 5 years to fewer than 10 years, 22 women (1.8%) had been actively trying for 10 years to fewer than 15 years, and two women (0.2%) had been actively trying for 15 years or more.
     

    Table 1. Demographic characteristics of the respondents (n=1204)
     
    There were missing data in our study involving non-responses to some questionnaire components. The missing data exhibited a random pattern and did not cluster around a particular question. Because the number of missing values was small (<5%), these values were omitted from further analyses.
     
    Reproductive history and attitudes concerning fertility
    Overall, 1051 respondents (87.3%) reported unremarkable medical histories. The cause of infertility was unexplained in 516 respondents (43.0%, 516/1200), related to the male partner in 216 respondents (18.0%, 216/1200), caused by a tubal factor in 181 respondents (15.1%, 181/1200), and caused by anovulation in 103 respondents (8.6%, 103/1200). The remaining respondents noted that infertility was attributed to endometriosis, other factors, or unknown (ie, no previous consultation). Notably, 578 respondents (48.0%, 578/1204) or their partners were unwilling to accept adoption. When asked to rank the importance of having a child, 382 respondents (31.7%, 382/1204) reported a score of 10/10 (very important). Furthermore, 300 respondents (24.9%, 300/1204) reported that having a child was very important to their marital relationship (score of 10/10). Finally, 351 respondents (29.2%, 351/1204) felt that having a child was very important to their family members (score of 10/10).
     
    Use of cross-border reproductive care and factors affecting its use
    In total, 178 women (14.8% of total respondents) had used CBRC (Table 2). Among respondents who had not used CBRC, 36.3% (372/1026) were planning or would consider it. The 550 respondents who had previously used CBRC, were planning for CBRC, or would consider CBRC were then asked to choose one reproductive technology that they preferred for use in CBRC; 54.4% selected non-donor IVF as their treatment of choice. In all, 40.6% of these respondents showed interest in IUI; only 0.6% showed interest in oocyte donation, 0.2% showed interest in sperm donation, and 0.4% showed interest in surrogacy for CBRC.
     

    Table 2. Responses to questions about cross-border reproductive care
     
    The two main factors positively influencing its use (ie, motivational factors) were long waiting times in the public sector and high treatment costs in the private sector, reported by 80.9% (445/550) and 12.0% (66/550), respectively, of the respondents who had used or would consider CBRC. Only 0.5% (3/550) of the respondents reported law evasion as a positive influence for the use of CBRC.
     
    Most respondents indicated that Taiwan was their preferred destination (69.6%; 383/550); China was the second-most preferred destination (25.8%; 142/550).
     
    Most respondents who had used or would consider CBRC (61.1%; 336/550) felt that it was difficult to allocate time for CBRC. In total, 14.5% of these respondents (80/550) had a suspicion of substandard medical technology in the destination countries. Some respondents were worried about a language barrier and the lack of communication between local doctors and doctors in the destination countries.
     
    Source of information
    Respondents accessed information concerning CBRC through multiple channels (Table 2). Among the respondents who had used or would consider CBRC, more than half (57.1%; 314/550) accessed information from the internet; 32.7% (180/550) obtained relevant information from their friends. Notably, only 4.0% of these respondents (22/550) obtained information concerning CBRC from professional sources (eg, local fertility clinics).
     
    Fertility treatment during cross-border reproductive care
    Among respondents who had used or would consider CBRC (n=550), 340 (61.8%) indicated that they had received local counselling from their home country to assist in CBRC treatment. Among the 178 respondents who had previously used CBRC, 67 (37.6%) had some involvement from local doctors in their home country during CBRC treatment.
     
    Among respondents who had engaged in CBRC and reached the point of embryo transfer (n=59), 40 (67.8%) had undergone transfer of two embryos. Surprisingly, 10 women (16.9%) had undergone transfer of three embryos and three women (5.1%) had undergone transfer of four embryos.
     
    Among the 178 respondents who had used CBRC, three (1.7%) had ovarian hyperstimulation syndrome and three (1.7%) had other types of complications. Overall, 70.2% of the respondents believed that the authorities in Hong Kong should formulate some regulations or guidance regarding CBRC.
     
    Respondent characteristics influencing use of cross-border reproductive care
    Associations between attitudes towards CBRC and background variables were also explored using the Chi squared test. Respondents who had a total monthly household income above >HK$100 000 were more likely to consider CBRC than those who had total monthly household income of ≤HK$100 000 (P<0.001). Respondents who had a university degree or above were also more likely to consider CBRC than those who had education below university level (P<0.001). Respondents who had been attempting conception for ≥5 years had a similar likelihood of CBRC use, compared with those who had been attempting conception for <5 years. Respondents aged ≥35 years had a similar likelihood of CBRC use, compared with those aged <35 years.
     
    Logistic regression analysis of factors potentially associated with CBRC use revealed no relationships with respondent age, education, years of attempting conception, or total monthly household income.
     
    Discussion
    To the best of our knowledge, this is the first study concerning the use of CBRC and factors affecting its use in Hong Kong. Nearly one in six women with infertility had used CBRC and approximately one-third of the respondents planned to use or would consider it. The main factors influencing the likelihood of CBRC use, instead of local reproductive care, included long waiting times in the public sector and high cost in the private sector. Over half of the respondents accessed information from the internet. More than two thirds of respondents believed that the authorities in Hong Kong should formulate some regulations or guidance regarding CBRC.
     
    Comparison with other regions
    It is difficult to compare the use of CBRC in Hong Kong with that in Europe (5%) and the US (4%); the methodologies have differed among studies and the extent of CBRC use in Hong Kong was not fully established in the present study. Where women in Europe frequently engage in CBRC for purposes of law evasion, women in Hong Kong appear to engage in CBRC primarily because of the long waiting lists for public fertility treatment. In a survey of European women, law evasion was a concern for 55% of women using CBRC (9% of patients in the UK, 65% in France, 71% in Italy, and 80% in Germany).12 Specific assisted reproduction treatment, such as surrogacy or oocyte donation, is prohibited in some countries (eg, Italy, Germany, and Japan), but legal in other countries (eg, Belgium, India, and the US). We found that only 0.5% of women in Hong Kong travelled for purposes of law evasion. This may be partly explained by the legal availability of gamete donation and surrogacy in Hong Kong (although no treatment centres in Hong Kong an appropriate licence to offer surrogacy). Because of differences in cultural backgrounds, compared with prior studies, women in Hong Kong may be less interested in gamete donation (eg, in relation to their traditional Chinese beliefs).
     
    Fertility treatment options
    Surprisingly, many respondents in our study engaged in IUI during CBRC. Among respondents in this subgroup, the two main motivational factors were identical: long waiting times in the public sector and high treatment costs in the private sector. The waiting time for IUI in public hospitals within the Hospital Authority may be longer than many patients prefer; this includes the waiting time for the initial consultation, required examinations, and subsequent waiting list for IUI treatment. The treatment cost of IUI is much lower than that of IVF in the private sector, but may be prohibitive for many patients from lower and middle social classes. We also acknowledge possible misconceptions among our respondents, who may presume that IUI is always the first-line approach or must be performed prior to IVF.
     
    Among women who had previously engaged in non-donor IVF during CBRC, 33.1% were aged <35 years. Among all the respondents who engaged in CBRC, 30% of the respondents were aged <35 years and had unexplained infertility. Given the large percentage of young women with unexplained infertility who actually engaged in IVF during CBRC, it is unclear whether there is an overtreatment problem or inappropriate use of IVF treatment during CBRC. However, the treatment of unexplained infertility is empirical. A recent Cochrane systemic review revealed insufficient evidence for differences in live birth between expectant management and the other four interventions (ovarian stimulation, IUI, stimulated IUI, and IVF).15 For most couples, the American Society of Reproductive Medicine recommends that the preferred initial therapy is three or four cycles of ovarian stimulation with oral medications and IUI, followed by IVF for those unsuccessful with stimulated IUI treatments.16 In contrast, the 2013 guidelines of the National Institute for Health and Care Excellence recommend IVF treatment for women with unexplained infertility who have not conceived after 2 years of regular unprotected sexual intercourse. Therefore, stimulated IUI and IVF are both appropriate treatment options for unexplained infertility as the first-line therapy after adequate counselling.17
     
    Pre-implantation genetic testing is increasingly used to detect genetic abnormalities in embryos, thus allowing replacement with normal embryos. Pre-implantation genetic testing is useful when prospective parents either have or are carriers of a genetic disease that is potentially transmissible to their offspring. A small proportion of the patients in our study (1.5%) had engaged or were interested in CBRC for pre-implantation genetic testing. In Hong Kong, pre-implantation genetic testing is permitted for medical indications and is available in Queen Mary Hospital, Prince of Wales Hospital, and some private assisted reproduction centres. Because it is legal and available in Hong Kong, few of our respondents reported a desire to engage in CBRC for pre-implantation genetic testing. A small percentage of patients (0.4%) reported a desire to engage in CBRC for sex selection. Notably, sex selection of embryos for non-medical reasons is prohibited in Hong Kong and many Western countries; however, it is allowed in the US.
     
    Destinations and sources of information
    Our results found that the most popular CBRC destination for Hong Kong couples with infertility was Taiwan. This may be due to the presence of Taiwanese agencies established in Hong Kong who provide local couples with the option of going to Taiwan to undergo CBRC. It may also be associated with the close proximity, relatively lower costs, and potential family ties involving Taiwan.
     
    Importantly, we found that the internet was the major source of information for women in Hong Kong seeking CBRC. Women who intended to go abroad sought information concerning CBRC primarily via the internet, rather than from their local doctors or fertility clinics. This phenomenon is consistent with the findings in another study, which reported that the internet was the main source of information for Swedish, German, and British women seeking CBRC.12
     
    Multiple births
    For respondents who had engaged in CBRC and reached the point of embryo transfer, the majority had undergone transfer of two embryos. An alarming result of our study was that one of the patients had undergone transfer of four embryos. High-order multiple pregnancies can potentially cause significant morbidity and mortality for the mother and the baby. To reduce the likelihood of multiple births, some countries/places (eg, the United Kingdom and Hong Kong) have placed restrictions on the number of embryos transferred during each cycle. A previous survey found that 14 countries had an upper limit of three embryos, 12 had a limit of four, and six had a limit of five.18 This indicates that CBRC may pose an increasing challenge for obstetricians and paediatricians due to the increasing likelihood of higher multiple pregnancies from CBRC, which indirectly leads to a burden on the local healthcare system. Clinicians should remind patients about the implications of the number of embryos transferred during CBRC and the potential risk of multiple pregnancy.
     
    Benefits and challenges involving cross-border reproductive care
    Potential advantages to CBRC include that it provides an equal opportunity for treatment, thus improving patient autonomy; however, that autonomy may come at a cost or involve law invasion. Cross-border reproductive care also illustrates the principle of freedom of patient movement, as set out in a 2008 Directive of the European Commission.19
     
    The largest potential problem related to CBRC involves patient health and safety. In the context of assisted reproduction treatment, this could include multiple pregnancies, ovarian hyperstimulation syndrome, and infectious disease transmission. The lack of uniform clinical and safety regulations worldwide is further complicated by the lack of policies to govern CBRC. This could mean that patients are disadvantaged, such that they cannot receive information or services that are of a minimum quality standard. The lack of knowledge provided to patients could inhibit their ability to discover potential services. It is often difficult for a patient to assess the standard of quality of a fertility clinic in another country, in terms of infection screening measures, embryology laboratory quality, and risk management measures (eg, gamete and embryo handling). Therefore, patients assume greater risk when they engage in CBRC, compared with fertility treatment in their home country, because of the difference in accessible information. The safety of women in Hong Kong who travel abroad for fertility treatment is jeopardised by the current lack of uniform clinical and safety regulations in other parts of the world.
     
    Strategies to reduce risks associated with cross-border reproductive care
    Strategies to minimise the negative impact of CBRC should focus on each of the relevant stakeholders: patients, clinicians, and local regulatory bodies. First, patients who are interested in CBRC should obtain more information prior to engaging in CBRC. They should be aware of the potential complications and the success rate in the destination country centre, then make informed choices for themselves when embarking on fertility treatment in another country. Second, clinicians must educate their patients about the potential risks of CBRC. Clinicians who are collaborating with doctors in other countries to facilitate in CBRC should formulate a clear plan concerning the role of patient management, ensuring that patients’ best interests are respected. Clinicians should also resume care of a patient who has returned after receiving CBRC treatment, especially if that patient has encountered complications from fertility treatment during CBRC. Third, in Europe, the European Society of Human Reproduction and Embryology has published a good practice guide for CBRC for centres and practitioners.2 Such guidelines can help regulators and policy makers create a framework to enable centres to abide by these rules. The Hong Kong SAR Government can also formulate guidance for clinicians and publish advice for patients who are considering CBRC, particularly highlighting the potential problems of CBRC. Over two thirds of respondents in the present study believed that authorities in Hong Kong should formulate some regulations or guidance regarding CBRC.
     
    Limitations and implications
    This study had a number of limitations. First, it included patients with infertility who were not pregnant at the time of consultation. Patients who had a successful pregnancy following CBRC would not attend infertility clinics; hence, they would not be included in our sample. This could have led to an underestimation of the use of CBRC. Second, this study only involved heterosexual couples who were legally married, which was a prerequisite for receiving assisted reproduction in Hong Kong. The study did not include single women, single men, or same-sex couples in Hong Kong who probably engaged in CBRC for gamete donation or surrogacy. Third, the infertility centres in this study cannot be considered representative of all infertility centres in Hong Kong. A relatively small number of patients were recruited. A territory-wide study should be performed to further evaluate the state of CBRC in Hong Kong.
     
    Notably, the European Society of Human Reproduction and Embryology recognises that ideal reproductive care involves fair access to good quality treatment in a patient’s home country.2 To ensure fair access to infertility care in Hong Kong, the waiting lists in the public sector should be shortened. Based on the results of this questionnaire study, the current CBRC trend in Hong Kong will presumably continue until the local health authorities implement more effective measures to manage the long waiting lists in the public sector. Patient education on this topic should also be improved.
     
    Conclusion
    Nearly one in six women with infertility in Hong Kong had used CBRC. Among women who had not used CBRC, more than one third had planned to use or would consider it. The main factors influencing the likelihood of using CBRC instead of local reproductive care included long waiting times in the public sector and high cost in the private sector. These results will help clinicians to more effectively counsel patients considering CBRC and facilitate infertility services planning by authorities in Hong Kong.
     
    Author contributions
    Concept or design: DYT Ng, EHY Ng.
    Acquisition of data: All authors.
    Analysis or interpretation of data: DYT Ng, EHY Ng.
    Drafting of the manuscript: DYT Ng, EHY Ng.
    Critical revision of the manuscript for important intellectual content: All authors.
     
    All authors had full access to the data, contributed to the study, approved the final version for publication, and take responsibility for its accuracy and integrity.
     
    Conflicts of interest
    All authors have disclosed no conflicts of interest.
     
    Acknowledgement
    We would like to express our gratitude to Ms Merie Yuen, project nurse of University of Hong Kong for data collection and entry.
     
    Funding/support
    This research received no specific grant from any funding agency in the public, commercial, or not-for-profit sectors.
     
    Ethics approval
    The study was approved by the Institutional Review Boards of all participating centres, including the Hong Kong East Cluster Ethics Committee (HKECREC-2018-014); The University of Hong Kong Hong Kong West Cluster Clinical Research Ethics Committee (UW 18-266); Kowloon Central/Kowloon East Cluster Clinical Research Ethics Committee (KC/KE-18-0073/ER-4); North Territories East Cluster Clinical Research Ethics Committee (NTEC-2018-0384); and the Ethics Panel and the Health Services Subcommittee of the FPAHK (OA1-2).
     
    All participants provided written informed consent to participate in the questionnaire study.
     
    References
    1. Inhorn MC, Patrizio P. The global landscape of cross-border reproductive care: twenty key findings for the new millennium. Curr Opin Obstet Gynecol 2012;24:158-63. Crossref
    2. Shenfield F, Pennings G, de Mouzon J, Ferraretti AP, Goossens V, ESHRE Task Force ‘Cross Border Reproductive Care’ (CBRC). ESHRE’s good practice guide for cross-border reproductive care for centers and practitioners. Hum Reprod 2011;26:1625-7. Crossref
    3. Inhorn MC, Patrizio P. Rethinking reproductive ‘‘tourism’’ as reproductive ‘‘exile’’. Fertil Steril 2009;92:904-6. Crossref
    4. Mattorras R. Reproductive exile versus reproductive tourism. Hum Reprod 2005;20:3571. Crossref
    5. Culley L, Hudson N, Rapport F, Blyth E, Norton W, Pacey AA. Crossing borders for fertility treatment: motivations, destinations and outcomes of UK fertility travellers. Hum Reprod 2011;26:2373-81. Crossref
    6. Gomez VR, de La Rochebrochard E. Cross-border reproductive care among French patients: experiences in Greece, Spain and Belgium. Hum Reprod 2013;28:3103-10. Crossref
    7. Gürtin ZB. Banning reproductive travel: Turkey’s ART legislation and third party assisted reproduction. Reprod Biomed Online 2011;23:555-64. Crossref
    8. Bergmann S. Reproductive agency and projects: Germans searching for egg donation in Spain and the Czech Republic. Reprod Biomed Online 2011;23:600-8. Crossref
    9. Hughes EG, Dejean D. Cross-border fertility services in North America: a survey of Canadian and American providers. Fertil Steril 2010;94:e16-9. Crossref
    10. Inhorn MC, Shrivastav P, Patrizio P. Assisted reproductive technologies and fertility ‘‘tourism”: examples from global Dubai and the Ivy League. Med Anthropol 2012;31:249-65. Crossref
    11. Yuri H, Yosuke S, Yasuhiro K, Yoshiaki H, Hiroyuki N. Attitudes towards cross-border reproductive care among infertile Japanese patients. Environ Health Prev Med 2013;18:477-84. Crossref
    12. Shenfield F, de Mouson J, Pennings G, et al. Cross border reproductive care in six European countries. Hum Reprod 2010;25:1361-8. Crossref
    13. Hudson N, Culley L, Blyth E, Norton W, Rapport F, Pacey A. Cross-border reproductive care: a review of the literature. Reprod Biomed Online 2011;22:673-85. Crossref
    14. National Center for Chronic Disease Prevention and Health Promotion, Division of Reproductive Health, US Government. 2013 Assisted reproductive technology: national summary report 5 (2015). Available from: http://www.cdc.gov/art/pdf/2013-report/art_2013_national_summary_report.pdf. Accessed 4 Dec 2019.
    15. Wang R, Danhof NA, Tjon-Kon-Fat RI, et al. Interventions for unexplained infertility: a systematic review and network meta-analysis. Cochrane Database Syst Rev 2019;(9):CD012692. Crossref
    16. Practice Committee of the American Society for Reproductive Medicine. Evidence-based treatments for couples with unexplained infertility: a guideline. Fertil Steril 2020;113:305-22. Crossref
    17. National Collaborating Centre for Women’s and Children’s Health (UK). Fertility: Assessment and Treatment for People with Fertility Problems. London: Royal College of Obstetricians and Gynaecologists; 2013.
    18. International Federation of Fertility Societies. Global Reproductive Health: IFFS Surveillance 2016. September 2016. Available from: https://journals.lww.com/grh/Fulltext/2016/09000/IFFS_Surveillance_2016.1.aspx. Accessed 4 Dec 2019.
    19. Commission of the European Communities. Proposal for a Directive of the European Parliament and of the Council on the application of patients’ rights in cross-border healthcare. 2008. Available from: http://ec.europa.eu/health/ph_overview/co_operation/healthcare/docs/COM_en.pdf. Accessed 4 Dec 2019.

    Clinical outcomes of patients with ductal carcinoma in situ in Hong Kong: 10-year territory-wide cancer registry study

    Hong Kong Med J 2020 Dec;26(6):486–91  |  Epub 4 Dec 2020
    © Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
     
    ORIGINAL ARTICLE
    Clinical outcomes of patients with ductal carcinoma in situ in Hong Kong: 10-year territory-wide cancer registry study
    Michael Co, MB, BS, FRCS1,2; Roger KC Ngan, MB, BS, FRCR3,4,5; Oscar WK Mang, MPH4; Anthony HP Tam, MPH4; KH Wong, MB, ChB, FRCR4,5; Ava Kwong, PhD, FRCS1,2
    1Division of Breast Surgery, Department of Surgery, The University of Hong Kong, Hong Kong
    2Department of Surgery, Queen Mary Hospital, Hong Kong
    3Department of Clinical Oncology, The University of Hong Kong, Hong Kong
    4Hong Kong Cancer Registry, Hospital Authority, Hong Kong
    5Department of Clinical Oncology, Queen Elizabeth Hospital, Hong Kong
     
    Corresponding author: Prof Ava Kwong (avakwong@hku.hk)
     
     Full paper in PDF
     
    Abstract
    Background: Incidence of ductal carcinoma in situ (DCIS) has increased in recent decades because of breast cancer screening. This study comprised a long-term survival analysis of DCIS using 10-year territory-wide data from the Hong Kong Cancer Registry.
     
    Methods: This study included all patients diagnosed with DCIS in Hong Kong from 1997 to 2006. Exclusion criteria were age <30 years or ≥70 years, lobular carcinoma in situ, Paget’s disease, and co-existing invasive carcinoma. Patients were stratified into those diagnosed from 1997 to 2001 and those diagnosed from 2002 to 2006. The 5- and 10-year breast cancer–specific survival rates were evaluated; standardised mortality ratios were calculated.
     
    Results: Among the 1391 patients in this study, 449 were diagnosed from 1997 to 2001, and 942 were diagnosed from 2002 to 2006. The mean age at diagnosis was 49.2±9.2 years. Overall, 51.2% of patients underwent mastectomy and 29.5% received adjuvant radiotherapy. The median follow-up interval was 11.6 years; overall breast cancer–specific mortality rates were 0.3% and 0.9% after 5 and 10 years of follow-up, respectively. In total, 109 patients (7.8%) developed invasive breast cancer after a considerable delay. Invasive breast cancer rates were comparable between patients diagnosed from 1997 to 2001 (n=37, 8.2%) and those diagnosed from 2002 to 2006 (n=72, 7.6%).
     
    Conclusion: Despite excellent long-term survival among patients with DCIS, these patients were more likely to die of breast cancer, compared with the general population of women in Hong Kong.
     
     
    New knowledge added by this study
    • The incidence of ductal carcinoma in situ (DCIS) has doubled from the late 1990s to early 2000s.
    • Most patients with DCIS in Hong Kong undergo mastectomy.
    • Breast cancer–specific mortality rates were 0.3% and 0.9% after 5 and 10 years of follow-up, respectively.
    • The overall standardised mortality ratio of patients with DCIS was 5.7, compared with the general population of women in Hong Kong.
    Implications for clinical practice or policy
    • Surgery, with or without radiotherapy, remains the gold-standard treatment modality for patients with DCIS.
    • Further investigation is needed regarding the cost-effectiveness of population-wide breast cancer screening implementation.
     
     
    Introduction
    Ductal carcinoma in situ (DCIS) is a premalignant disease in the breast cancer spectrum, in which cancer cells are confined within the basement membrane of the breast ductal system.1 Because of the enhanced availability of breast imaging and breast cancer awareness, the incidence of DCIS has increased over the past two decades.2 Although the incidence of invasive breast cancer has declined over the past decade, diagnoses of DCIS have continued to rise.3
     
    Although DCIS is the earliest recognised form of breast cancer, its natural history remains largely unknown.4 5 Long-term survival studies have found that mortality of DCIS could be as low as 3% over 10 years of follow-up.6 The current gold standard treatment for DCIS is surgery, with or without radiotherapy, according to the type of surgery performed on a particular patient. To the best of our knowledge, there has been no randomised controlled trial comparing mastectomy and breast-conserving surgery in the context of DCIS treatment; however, a meta-analysis suggested that local recurrence rates were substantially lower among women treated with mastectomy.7
     
    In recent decades, the incidence of DCIS has increased due to the widespread use of breast imaging screenings, on the basis of enhanced breast cancer awareness. As in other screening-detected disorders, there is widespread debate regarding whether DCIS is overdiagnosed and overtreated. Some clinicians have advocated a watchful-waiting strategy for DCIS, with the presumption that not all DCIS will progress to invasive cancer.8
     
    In contrast to many developed countries, a population-based breast cancer screening programme is not available in Hong Kong. A recent study showed that DCIS is more frequently detected and treated in the private sector in Hong Kong, compared with the public health care system. Notably, DCIS is reportedly detected more frequently among patients in higher social classes due to self-initiated breast screening; more than half of these patients undergo successful treatment with breast-conserving surgery.9 Here, we present the results of long-term survival analyses based on a territory-wide breast cancer registry.
     
    Methods
    Data source
    This was a retrospective analysis of a territory-wide, prospectively maintained database from the Hong Kong Cancer Registry, concerning patients diagnosed during the period from 1997 to 2006; data were censored in December 2015 for retrieval of long-term survival outcomes. The Hong Kong Cancer Registry is a population-based cancer registry managed by the Hong Kong Hospital Authority; this registry has been responsible for collecting basic demographic data, cancer site information, and cancer histology results for all patients diagnosed with cancer in all public and private medical institutions in Hong Kong since 1963. All raw data were validated by various crosschecking procedures involving the locally designed Cancer Case Audit System; they were scrutinised by multiple quality control processes, commensurate with the recommendations by the International Agency for Research on Cancer, a component of the World Health Organization. Queries and “unusual cases” were referred to a clinical oncologist for re-validation.
     
    Cohort selection and statistics
    Institutional review board approval was not needed for this retrospective review of a breast cancer registry database. This study included all patients with DCIS who were diagnosed from 1997 to 2006. Exclusion criteria were age <30 years or ≥70 years, lobular carcinoma in situ, Paget’s disease, and co-existing invasive carcinoma (ie, diagnosed within 6 months of DCIS onset). Patients were stratified into those diagnosed from 1997 to 2001 and those diagnosed from 2002 to 2006. Five- and 10-year breast cancer–specific survival rates were evaluated; standardised mortality ratios were calculated (with reference to the general population of women in Hong Kong).
     
    Results
    From 1997 to 2006, 1391 patients were diagnosed with DCIS and included in the Hong Kong Cancer Registry breast cancer database. In total, 449 patients were diagnosed from 1997 to 2001, while 942 patients were diagnosed from 2002 to 2006. The mean age at diagnosis was 49.2±9.2 years. Most patients (43.5%) were aged 40 to 49 years (Table 1). More than half of the patients (n=712, 51.2%) underwent mastectomy, while 399 (28.7%) underwent breast-conserving surgery. Overall, 410 patients (29.5%) received adjuvant radiotherapy. In addition, 221 patients (15.9%) received risk-reducing hormonal therapy with tamoxifen (Table 1).
     

    Table 1. Baseline demographic data
     
    The median follow-up interval was 11.6 years; overall breast cancer–specific mortality rates were 0.3% and 0.9% after 5 and 10 years of follow-up, respectively (Table 2). In total, 109 patients (7.8%) developed invasive breast cancer after a considerable delay. Invasive breast cancer rates were comparable between patients diagnosed from 1997 to 2001 and those diagnosed from 2002 to 2006: 37 (8.2%) and 72 (7.6%), respectively (Table 1).
     

    Table 2. Breast cancer–specific mortality
     
    Subgroup analysis revealed higher breast cancer–specific mortality in patients with human epidermal growth factor receptor 2 (HER2)–positive DCIS after 10 years of follow-up, compared with patients who exhibited HER2-negative DCIS (2.9% vs 0%; P=0.0181, Fisher’s exact test). In contrast, 10-year breast cancer–specific mortality rates were comparable between patients with low-/intermediate-grade DCIS and those with high-grade DCIS (0.5% vs 0.8%; P=0.6776).
     
    The breast cancer–specific mortality rate (per 100 000) was 2.2 among patients aged 30 to 34 years; this rate slowly increased and peaked at 34.8 among patients aged 60 to 64 years (Table 3). Patients with DCIS were more likely to die of breast cancer, compared with the general population of women in Hong Kong (standardised mortality ratio=5.7; 95% confidence interval=3.1-8.3).
     

    Table 3. Standardised mortality ratios of ductal carcinoma in situ
     
    Discussion
    Breast cancer is the most common cancer among women in Hong Kong, such that it constituted 26.1% of all newly diagnosed cancers among women in Hong Kong in 2015.10 Notably, a population-wide breast cancer screening programme is not available in Hong Kong. However, because of improved patient-level and population-level education regarding breast cancer awareness, rates of self-initiated breast cancer screening by ultrasonography and mammography have increased over the past decade.9 This might well explain the doubling of DCIS incidence from 449 patients (1997-2001) to 942 patients (2002-2006).
     
    The mortality rate of patients with DCIS has substantially declined over the past few decades in the United States: the 10-year breast cancer mortality rate was 3.4% for women who received a diagnosis from 1978 to 1983, then decreased to 1.9% for women who received a diagnosis from 1984 to 198911 and 1.1% for women who received a diagnosis from 1988 to 2011.2 The mortality rate of patients with DCIS in Hong Kong has remained stable during this same period, despite improved detection through selfinitiated breast screening. Nevertheless, the 10-year breast cancer–specific mortality rate of 0.9% in the current study is comparable with the findings from Western nations; in particular, the 10-year breast cancer–specific mortality rate was reportedly 1.8% in a randomised trial of 1046 Swedish patients with DCIS, who were diagnosed from 1987 to 1999.12 The underlying reason for such an improvement in survival is beyond the scope of this study, but we presume that it is multifactorial (eg, earlier detection and improved surgical oncologic treatment for DCIS).13 However, reports on the improved survival of patients with DCIS (including the current cohort) should be interpreted with care, because this improvement may be the result of overdiagnosis of DCIS.
     
    Overdiagnosis and overtreatment for DCIS have been a major focus of debate over the past decade.12 Several randomised controlled trials, such as the COMET (NCT02926911) and LORIS trials, are currently investigating the feasibility and non-inferiority of active surveillance with or without endocrine therapy for management of low-risk DCIS.
     
    Biological markers such as HER2 receptor and oestrogen receptor statuses have been used for assessment of prognosis and tumour behaviour in patients with invasive breast cancers,14 but their roles in the context of DCIS may have been previously underestimated. Human epidermal growth factor receptor 2–positive DCIS is considered the most unstable precursor among all molecular subtypes, because of its high invasion rate and frequent association with a discordant phenotype.15 Our results may provide clinical validation of this postulation, because they demonstrated that the 10-year breast cancer–specific mortality is significantly worse in patients with HER2-positive disease. However, because of the relatively small number of events included in the subgroup analysis, it may be premature to conclude that positive HER2 findings are associated with adverse survival outcome. Oestrogen receptor–positive DCIS was associated with slightly lower 10-year breast cancer–specific mortality (Table 2). Indeed, the use of systemic hormonal therapy with tamoxifen in patients with oestrogen receptor–positive DCIS has been shown to reduce the risk of future invasive cancer.16
     
    We acknowledge that this study was limited by its retrospective in nature, because all pathological diagnoses were supplied by the breast cancer database from The Hong Kong Cancer Registry. A formal pathology review might have identified patients whose diagnoses were modified from DCIS (in core biopsy) to invasive cancers (in final pathology); other diagnoses might have been modified from invasive cancers to DCIS. While some researchers reported a 17% exclusion rate after a central pathology review,17 others reported a much lower exclusion rate of 2% after secondary pathological review of patients with DCIS.18 19 20 Nevertheless, our analysis was based on a large territory-wide cancer registry. All data were maintained and validated in a consistent manner. In addition, the extended follow-up period enabled detailed long-term survival analysis for patients with DCIS.
     
    Conclusion
    Data from the Hong Kong Cancer Registry revealed that the incidence of DCIS doubled from the late 1990s to the early 2000s. The estimated standardised mortality ratio of patients with DCIS in Hong Kong was 5.7, compared with the general population of women in Hong Kong. Our cohort represents one of the largest DCIS cohorts in the published literature. For locations where population-wide breast cancer screening is not available, as in Hong Kong, we believe that the results of our study support further investigation of the cost-effectiveness of population-wide breast cancer screening implementation.
     
    Author contributions
    Concept or design: M Co, A Kwong.
    Acquisition of data: A Kwong, OWK Mang, RKC Ngan, AHP Tam, KH Wong.
    Analysis or interpretation of data: M Co, A Kwong, OWK Mang, AHP Tam.
    Drafting of the manuscript: M Co, A Kwong.
    Critical revision of the manuscript for important intellectual content: A Kwong, RKC Ngan, KH Wong.
     
    Conflicts of interest
    The authors have no conflicts of interest to disclose.
     
    Acknowledgement
    We thank the Dr Ellen Li Charitable Foundation and the Kuok Foundation for their continual support in providing the staff for collection of the data to make this possible. We also thank members of the Hong Kong Breast Cancer Research group for their advice on the research during the period of data collection.
     
    Funding/support
    This research was funded by the Dr Ellen Li Charitable Foundation and the Kuok Foundation. The funders had no role in the design of this study, the analysis and interpretation of the data, or the decision to submit the results for publication.
     
    Ethics approval
    This study was approved by the Hong Kong Hospital Authority West Cluster Research Ethics Committee (Ref UW 09-045). Patient consent was obtained for data collection and analysis.
     
    References
    1. Silverstein MJ, Baril NB. In situ carcinoma of the breast. In: Donegan WL, Spratt JS, editors. Cancer of the Breast. 5th ed. Saunders: Philadelphia; 2002.
    2. Ernster VL, Barclay J, Kerlikowske K, Grady D, Henderson C. Incidence of and treatment for ductal carcinoma in situ of the breast. JAMA 1996;275:913-8. Crossref
    3. Surveillance, epidemiology and end results program, National Cancer Institute. USA government. Previous version: SEER cancer statistics review, 1975-2009. Available from: https://seer.cancer.gov/archive/csr/1975_2009_pops09/. Accessed 10 Jan 2019.
    4. Sprague BL, Trentham-Dietz A. In situ breast cancer. In: Li CI, editor. Breast Cancer Epidemiology. New York: Springer; 2010: 47-72. Crossref
    5. Allegra CJ, Aberle DR, Ganschow P, et al. National Institutes of Health State-of-the-Science Conference Statement: Diagnosis and Management of Ductal Carcinoma in Situ September 22-24, 2009. J Natl Cancer Inst 2010;102:161-9. Crossref
    6. Co M, Kwong A. Ductal carcinoma in situ of the breast—long term results from a twenty-year cohort. Cancer Treat Res Commun 2018;14:17-20. Crossref
    7. Boyages J, Delaney G, Taylor R. Predictors of local recurrence after treatment of ductal carcinoma in situ: a meta-analysis. Cancer 1999;85:616-28. Crossref
    8. Merrill AL, Esserman L, Morrow M. Clinical decisions. Ductal carcinoma in situ. N Engl J Med 2016;374:390-2. Crossref
    9. Yau TK, Chan A, Cheung PS. Ductal carcinoma in situ of breast: detection and treatment pattern in Hong Kong. Hong Kong Med J 2017;23:19-27. Crossref
    10. Centre for Health Protection, Department of Health, Hong Kong SAR Government. Breast Cancer. Available from: https://www.chp.gov.hk/en/healthtopics/content/25/53.html. Accessed 7 Jul 2018.
    11. Ernster VL, Barclay J, Kerlikowske K, Wilkie H, Ballard-Barbash R. Mortality among women with ductal carcinoma in situ of the breast in the population-based surveillance, epidemiology and end results program. Arch Intern Med 2000;160:953-8. Crossref
    12. Early Breast Cancer Trialists’ Collaborative Group (EBCTCG), Correa C, McGale P, et al. Overview of the randomized trials of radiotherapy in ductal carcinoma in situ of the breast. J Natl Cancer Inst Monogr 2010;2010:162-77. Crossref
    13. Co M, Kwong A, Shek T. Factors affecting the underdiagnosis of atypical ductal hyperplasia diagnosed by core needle biopsies—a 10-year retrospective study and review of the literature. Intl J Surg 2018;49:27-31. Crossref
    14. Perou CM, Sørlie T, Eisen MB, et al. Molecular portraits of human breast tumours. Nature 2000;406:747-52. Crossref
    15. Harada S, Mick R, Roses RE, et al. The significance of HER-2/neu receptor positivity and immunophenotype in ductal carcinoma in situ with early invasive disease. J Surg Oncol 2011;104:458-65. Crossref
    16. Boughey JC, Gonzalez RJ, Bonner E, Kuerer HM. Current treatment and clinical trial developments for ductal carcinoma in situ of the breast. Oncologist 2007;12:1276-87. Crossref
    17. Collins LC, Achacoso N, Haque R, et al. Risk factors for non-invasive and invasive local recurrence in patients with ductal carcinoma in situ. Breast Cancer Res Treat 2013;139:453-60. Crossref
    18. Bijker N, Peterse JL, Duchateau L, et al. Risk factors for recurrence and metastasis after breast-conserving therapy for ductal carcinoma-in-situ: analysis of European Organization for Research and Treatment of Cancer Trial 10853. J Clin Oncol 2001;19:2263-71. Crossref
    19. Fisher ER, Costantino J, Fisher B, et al. Pathologic findings from the National Surgical Adjuvant Breast Project (NSABP) Protocol B-17. Five-year observations concerning lobular carcinoma in situ. Cancer 1996;78:1403-16. Crossref
    20. Rakovitch E, Mihai A, Pignol JP, et al. Is expert breast pathology assessment necessary for the management of ductal carcinoma in situ? Breast Cancer Res Treat 2004;87:265-72. Crossref

    Pre-hospital stroke screening and notification of patients with reperfusion-eligible acute ischaemic stroke using modified Face Arm Speech Time test

    Hong Kong Med J 2020 Dec;26(6):479–85  |  Epub 7 Dec 2020
    Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
     
    ORIGINAL ARTICLE  CME
    Pre-hospital stroke screening and notification of patients with reperfusion-eligible acute ischaemic stroke using modified Face Arm Speech Time test
    William CY Leung, MB, BS1; Kay C Teo, MB, BS1; WM Kwok, MB, BS2, Lawrence HC Lam, MSc3; Olivia MY Choi, MPsych4; Mona MY Tse, MB, BS1; WM Lui, MB, BS4; TC Tsang, MB, BS2; Anderson CO Tsang, MB, BS4
    1 Division of Neurology, Department of Medicine, Queen Mary Hospital, The University of Hong Kong, Hong Kong
    2 Department of Accident and Emergency, Queen Mary Hospital, Hong Kong
    3 Hong Kong Division, Ambulance Command, Hong Kong Fire Services Department, Hong Kong
    4 Division of Neurosurgery, Department of Surgery, Queen Mary Hospital, The University of Hong Kong, Hong Kong
     
    Corresponding author: Dr Anderson CO Tsang (acotsang@hku.hk)
     
     Full paper in PDF
     
    Abstract
    Objectives: To investigate the effects of pre-hospital stroke screening and notification on reperfusion therapy for patients with acute ischaemic stroke.
     
    Methods: Pre-hospital stroke screening criteria were established based on a modified version of the Face Arm Speech Time (FAST) test. Screening was performed during ambulance transport by emergency medical service (EMS) personnel who completed a 2-hour training session on stroke screening. Temporal trends affecting acute ischaemic stroke investigation and intervention were compared before and after implementation of the pre-hospital screening.
     
    Results: From July 2018 to October 2019, 298 patients with suspected stroke were screened by EMS personnel during ambulance transport prior to hospital arrival. Of these 298 patients, 213 fulfilled the screening criteria, 166 were diagnosed with acute stroke, and 32 received reperfusion therapy. The onset-to-door time was shortened by more than 1.5 hours (100.6 min vs 197.6 min, P<0.001). The door-to–computed tomography time (25.6 min vs 32.0 min, P=0.021), door-to-needle time (49.2 min vs 70.1 min, P=0.003), and door-to–groin puncture time for intra-arterial mechanical thrombectomy (126.7 min vs 168.6 min, P=0.04) were significantly shortened after implementation of the pre-hospital screening and notification, compared with historical control data of patients admitted from January 2018 to June 2018, before implementation of the screening system.
     
    Conclusion: Implementation of pre-hospital stroke screening using criteria based on a modified version of the FAST test, together with pre-arrival notification, significantly shortened the door-to-reperfusion therapy time for patients with ischaemic stroke. Pre-hospital stroke screening during ambulance transport by EMS personnel who complete a 2-hour focused training session is effective for identifying reperfusion-eligible patients with stroke.
     
     
    New knowledge added by this study
    • Implementation of pre-hospital stroke screening using criteria based on a modified version of the FAST (Face Arm Speech Time) test, together with pre-arrival notification, significantly shortened the door-to-reperfusion therapy time for patients with acute ischaemic stroke.
    • The onset-to-door time, door-to–computed tomography time, door-to-needle time, and door-to–groin puncture time for intra-arterial mechanical thrombectomy were all significantly shortened after implementation of the pre-hospital screening and notification, compared with historical control data.
    • Pre-hospital stroke screening during ambulance transport by emergency medical service personnel who complete a 2-hour focused training session is effective for identifying patients with reperfusion-eligible stroke.
    Implications for clinical practice or policy
    • The findings confirm the importance of pre-hospital notification in facilitating downstream management of patients with acute stroke by allowing the Accident and Emergency Department and stroke team to prepare for the patient’s arrival.
    • Cost-effectiveness studies are needed to evaluate the impact and sustainability of the system on a territory-wide scale, which will aid in long-term infrastructure development in acute stroke care.
     
     
    Introduction
    Timely reperfusion for ischaemic stroke with intravenous thrombolysis (IVT) or mechanical thrombectomy can substantially improve patient outcomes.1 Hence, all possible efforts should be made to shorten the stroke onset-to-treatment time. The major benchmark for measurement of acute stroke treatment speed is the door-to-needle time, that is, the duration between Accident and Emergency Department (AED) arrival and administration of IVT. Other benchmarks include duration between AED arrival and brain computed tomography (door-to-CT time) and duration between AED arrival and groin puncture for mechanical thrombectomy (door-to–groin puncture time). The recommended intervals are within 60 minutes for door-to-needle time, 25 minutes for door-to-CT time, and 120 minutes for door-to–groin puncture time.
     
    The American Heart Association/American Stroke Association Target Stroke initiative supports implementation of strategies to shorten the door-to-needle time. These include advance hospital notification by emergency medical service (EMS) personnel, rapid triage protocol in the AED, rapid acquisition of brain imaging data, and a team-based approach. These strategies were consolidated in the recent recommendation for establishing a system of care for patients with stroke.2 3
     
    Before 2018, there was no pre-hospital stroke notification system in Hong Kong.4 Patients with ischaemic stroke, including those who are within the therapeutic window for reperfusion therapy, are transferred to the nearest AED under the regular triage system, which may delay reperfusion treatment. Herein, we investigate the effects of a team-based pre-hospital stroke notification system designed to improve the delivery of acute stroke care.
     
    Methods
    Pre-hospital stroke notification system
    Our pre-hospital stroke notification system was established in collaboration between the AED, stroke neurologists, neurosurgeons, and the ambulance service. This included an advance hospital notification by EMS personnel, rapid triage protocol, advance stroke team notification, and image acquisition via CT. The EMS personnel screened patients with suspected stroke using a locally formulated pre-hospital stroke assessment scale to identify reperfusion-eligible patients with stroke. For patients who met all criteria, advance hospital notification was activated by calling a designated number in the AED; this call served to alert the stroke team, triage station, and on-duty AED medical officer. A CT scan was then arranged by the AED medical officer in the next available urgent slot.
     
    Ambulance stroke assessment
    Our simple pre-hospital stroke assessment in Chinese was formulated on the basis of the Los Angeles Pre-hospital Stroke Screen and the Face drooping, Arm weakness, Speech difficulty, Time to call 911 (FAST) screening criteria.5 6 In contrast to the Los Angeles Pre-hospital Stroke Screen and FAST criteria, we aimed to identify only patients eligible for reperfusion therapy, in whom earlier treatment would provide the greatest benefit. The inclusion criteria were as follows: (1) ≤4 hours since onset of symptoms, (2) sudden limb weakness or speech impairment, (3) age >18 years, (4) stroke unrelated to recent trauma, (5) Glasgow Coma Scale score ≥8, (6) systolic blood pressure of >100 mm Hg, (7) no history of seizures/epilepsy, and (8) absence of previous wheelchair-bound or bed-ridden status. Patients who satisfied all eight inclusion criteria underwent a point-based Chinese FAST screening (speech disturbance = 2 points; unilateral facial drooping = 1 point; and unilateral limb weakness = 2 points). Advance hospital notification was activated for eligible patients with ≥2 points in the FAST screening.
     
    Emergency medical service personnel training
    All EMS personnel within our hospital’s catchment area attended a 2-hour stroke training session delivered by a team of stroke neurologists, neurosurgeons, and emergency physicians. This included didactic instruction concerning stroke subtypes, symptoms, reperfusion therapy pre-hospital management, and hands-on training for utilisation of the ambulance stroke assessment scale.
     
    Patients
    The pre-hospital stroke screening and notification system was implemented on 1 July 2018. All patients with acute stroke admitted via ambulance transfer from July 2018 to October 2019 were prospectively included in this study. Data were collected concerning patient characteristics, stroke severity, and temporal trends of stroke treatment. Patients admitted via the AED whose admission had included acute stroke diagnosis, during the period from January 2018 to June 2018 (6 months before implementation of the pre-hospital stroke screening and notification system), were retrospectively identified as historical controls.
     
    Statistical Analysis
    Categorical variables were compared using Chi squared analysis, while continuous variables were compared using independent t tests and one-way analysis of variance. Univariate analysis was initially used on all variables; the results were recorded as odds ratios with 95% confidence intervals. Kaplan–Meier curve and log rank test analyses of door-to-needle time with and without notification were performed. Statistical significance was set at P<0.05. All analyses were performed using SPSS Statistics for Windows, version 25.0 (IBM Corp, Armonk [NY], United States).
     
    Results
    During the study period, 298 patients with suspected stroke were screened by the ambulance staff. Of these 298 patients, 213 fulfilled the screening criteria for pre-hospital notification; the AED was notified for 211 (99.1%), in accordance with study protocol. Among patients for whom the AED was notified, 166 (78.7%) were eventually diagnosed with acute stroke. The final diagnoses of patients without stroke included vasovagal syncope, fever/sepsis, and acute coronary syndrome (Fig 1).
     

    Figure 1. Flowchart of pre-hospital ambulance stroke screening
     
    Among the 211 patients for whom pre-arrival notification was performed, 32 (15.2%) received reperfusion therapy (IVT and/or intra-arterial endovascular thrombectomy [IAT]). Reperfusion therapy was not administered to the remaining 134 patients for reasons such as intracranial haemorrhage, resolution of symptoms after arrival, and mild neurological deficits. Among the 85 patients who did not fulfil the screening criteria, one eventually received thrombectomy. Stroke notification was not performed for this patient due to uncertain time of symptom onset.
     
    We compared the temporal trends in provision of acute stroke care after the implementation of ambulance stroke screening with a historical cohort from the period prior to implementation (Table 1). The door-to-CT time (25.6 min vs 32.0 min, P=0.021), door-to-needle time (49.2 min vs 70.1 min, P=0.003) [Fig 2], and door-to–groin puncture time for IAT (126.7 min vs 168.6 min, P=0.04) were significantly shortened after implementation of the pre-hospital stroke screening and notification system, compared with the historical control cohort. The proportions of patients who underwent CT within 25 minutes (68.6% vs 51.6%, P=0.001) and groin puncture within 120 minutes were also increased (72.3% vs 18.2%, P=0.008). Notably, the onset-to-door time was shortened by more than 1.5 hours (100.6 min vs 197.6 min, P<0.001) after implementation of our system.
     

    Table 1. Demographic characteristics of acute ischaemic stroke patients and temporal trends affecting their treatment from January 2018 to October 2019
     

    Figure 2. Kaplan–Meier curves of door-to-needle time with and without pre-hospital stroke screening and notification
     
    Furthermore, we compared the temporal trends in patients who received reperfusion therapy (ie, IVT and IAT) during the study period between patients who underwent pre-notification screening and those who did not (Table 2). The door-to-needle time was significantly reduced with pre-notification screening (49.2 min vs 75.2 min, P=0.005). The door-to-CT time and door-to–groin puncture time also tended to be shorter with pre-notification, although these differences were not statistically significant.
     

    Table 2. Temporal trends in provision of reperfusion therapy after implementation of pre-notification programme (Jul 2018 to Oct 2019)
     
    Discussion
    The typical patient with stroke loses 1.9 million neurons per minute while the stroke remains untreated.7 Each minute saved between onset of stroke and treatment grants 1.8 days of extra healthy life.1 Timely reperfusion therapy with thrombolysis or thrombectomy has been demonstrated to reduce long-term disability when administered early to eligible patients. Earlier thrombolysis also lowers the risks of complications such as haemorrhagic transformation.8 9 Our study demonstrated that the implementation of a simple yet effective pre-hospital screening notification system significantly shortened time to diagnosis of acute stroke and subsequent intervention. This confirms the importance of pre-hospital notification in facilitating downstream management of patients with acute stroke by allowing the AED and stroke team to prepare for the patient’s arrival in advance.
     
    The efficiency of the acute stroke treatment pathway was improved by the notification system for the following reasons. First, early notification by the ambulance team allowed the AED and stroke physicians to assess the patient’s medical history, including their eligibility and contra-indications for emergency reperfusion therapy, before patient arrival at the hospital. Second, the triage process at the AED was streamlined and patients with suspected stroke could be prioritised and immediately attended by the medical team. Moreover, the CT-suite staff were alerted to ensure the availability of a CT scan slot upon patient arrival. Third, the acute stroke nurse was consulted early to standby for patient arrival at the AED. Finally, the stroke alert created a sense of urgency among all medical and allied health professionals involved in stroke care, thereby enhancing the speed of the entire care pathway. Our experience is consistent with the reports from other medical systems that have implemented stroke alert systems to reduce door-to-needle time.10 11 12
     
    Notably, the present study demonstrated that the door-to–groin puncture time for thrombectomy candidates was also markedly reduced by pre-arrival notification, enabling the majority of patients to undergo groin puncture within 120 minutes. This is likely due to the longer time required to coordinate the neurointerventionist, interventional suite, and anaesthesiology care team; this process was initiated early with pre-arrival stroke notification. Consistent with our findings, pre-arrival notification is now recommended for all patients with suspected stroke, according to the 2019 guidelines of the American Stroke Association.3 Future efforts should focus on pre-hospital screening of thrombectomy-eligible patients with large vessel occlusion and establishment of a diversion system to ensure patients are transported to thrombectomy-capable hospitals.10
     
    One concern related to pre-hospital stroke screening was the potential for over-calling and thus overloading the acute stroke treatment pathway, thereby negatively affecting the AED service for patients with non-stroke emergencies. To maximise cost-effectiveness, the screening criteria were tailored to reduce notification for patients with stroke mimics and to exclude patients who were unlikely to benefit from acute reperfusion therapy. The addition of criteria such as the time of onset and pre-morbid functional status enabled efficient detection of reperfusion-eligible patients without excessively overloading the acute stroke treatment pathway. These approaches are known to prioritise patients with salvageable stroke for timely reperfusion therapy and are especially relevant in resource-limited public healthcare systems with restricted capacity to expeditiously manage all patients with stroke.13 As capacity improves, the criteria can be modified to include patients with delayed presentation after stroke onset.
     
    Our study also validated the use of a Chinese version of the FAST criteria for screening of patients with suspected acute stroke. An important criticism of the FAST criteria is that they are not universally applicable in Chinese-speaking populations because there is no direct translation of “Face Arm Speech Time” to a memorable phase.14 15 In Hong Kong, the FAST mnemonic has been modified to “談笑用兵”, which is a well-recognised Chinese idiom where the characters represent Speech, Smile (Face), Mobilise (Arm), and Troop (Time to call for help). This version has been promoted widely by local healthcare professionals and stroke awareness organisations in the past decade. This concise screening algorithm is easily learned and rapidly performed, as reflected by the high accuracy in stroke detection by our ambulance staff after a 2-hour education session. To the best of our knowledge, this is the first study concerning the clinical utility of this modified screening algorithm. Recently, Chinese versions of similar scales, such as “Stroke 1-2-0” (China) and “Stroke 112” (Taiwan), have been proposed in other Chinese-speaking countries; each has achieved satisfactory acceptance among healthcare professionals.14 15 However, these scales have not achieved widespread recognition by the general populations of those countries. Improved versions that aim to stratify large vessel occlusion strokes (ie, BE-FAST) or a new score developed specifically for use by ambulance staff may be introduced in the future. Comparative studies of these different scales and their applicability among Chinese-speaking countries will provide useful information to unify stroke awareness efforts across these populations. Further cost-effectiveness studies to evaluate the impact and sustainability of the system on a territory-wide scale will be beneficial for long-term infrastructure development in acute stroke care.
     
    This study had some limitations. First, because of logistical considerations, symptom onset time of ≤4 hours was used as a screening criterion. This was established on the basis of the practical expected times required to institute thrombolysis (30 min) or coordinate thrombectomy (120 min) at the time of study initiation. Because the time window for thrombectomy has been expanded from 6 to 24 hours in patients with favourable penumbra demonstrated with CT perfusion imaging, the cut-off time of symptom onset can be extended accordingly. Second, EMS personnel may serve multiple catchment areas. Hence, patients with stroke may be transported by ambulances with EMS personnel who did not undergo the additional training; these patients may not be screened and hospitals may not be notified before patient arrival. Third, clinical outcome data were not consistently available for the historical cohort, precluding analysis of clinical benefits due to improved stroke treatment times. This issue might be resolved through territory-wide adoption of a stroke screening protocol.
     
    Conclusion
    Implementation of pre-hospital stroke screening using criteria based on a modified version of the FAST test, together with pre-arrival notification, significantly shortened the door-to-reperfusion therapy time for patients with acute ischaemic stroke. Pre-hospital stroke screening during ambulance transport by EMS personnel who complete a 2-hour focused training session is effective for identifying reperfusion-eligible patients with stroke.
     
    Author contributions
    Concept or design: KC Teo, MMY Tse, WM Lui, TC Tsang, ACO Tsang.
    Acquisition of data: WCY Leung, WM Kwok, LHC Lam, OMY Choi, ACO Tsang.
    Analysis or interpretation of data: All authors.
    Drafting of the manuscript: WCY Leung, KC Teo, OMY Choi, ACO Tsang.
    Critical revision of the manuscript for important intellectual content: All authors.
     
    All authors had full access to the data, contributed to the study, approved the final version for publication, and take responsibility for its accuracy and integrity.
     
    Conflicts of interest
    All authors have no conflicts of interest to disclose.
     
    Acknowledgement
    We would like to acknowledge the ambulance staff of the Ambulance Command (Hong Kong Division), Fire Services Department for the support in this project and in improving stroke patient care in Hong Kong.
     
    Funding/support
    This research received no specific grant from any funding agency in the public, commercial, or not-for-profit sectors.
     
    Ethics approval
    The study was approved by The University of Hong Kong/Hospital Authority Hong Kong West Cluster Research Ethics Committee (Ref UW20-442). The patients provided written informed consent for all treatments and procedures.
     
    References
    1. Meretoja A, Keshtkaran M, Saver JL, et al. Stroke thrombolysis: save a minute, save a day. Stroke 2014;45:1053-8. Crossref
    2. Adeoye O, Nyström KV, Yavagal DR, et al. Recommendations for the establishment of stroke systems of care: a 2019 update. Stroke 2019;50:e187-210. Crossref
    3. Powers WJ, Rabinstein AA, Ackerson T, et al. Guidelines for the early management of patients with acute ischemic stroke: 2019 update to the 2018 guidelines for the early management of acute ischemic stroke: a guideline for healthcare professionals from the American Heart Association/American Stroke Association. Stroke 2019;50:e344-418. Crossref
    4. Tsang AC, Yeung RW, Tse MM, Lee R, Lui WM. Emergency thrombectomy for acute ischaemic stroke: current evidence, international guidelines, and local clinical practice. Hong Kong Med J 2018;24:73-80. Crossref
    5. Kidwell CS, Starkman S, Eckstein M, Weems K, Saver JL. Identifying stroke in the field. Prospective validation of the Los Angeles prehospital stroke screen (LAPSS). Stroke 2000;31:71-6. Crossref
    6. Harbison J, Hossain O, Jenkinson D, Davis J, Louw SJ, Ford GA. Diagnostic accuracy of stroke referrals from primary care, emergency room physicians, and ambulance staff using the face arm speech test. Stroke 2003;34:71-6. Crossref
    7. Saver JL. Time is brain—quantified. Stroke 2006;37:263-6. Crossref
    8. Saver JL, Fonarow GC, Smith EE, et al. Time to treatment with intravenous tissue plasminogen activator and outcome from acute ischemic stroke. JAMA 2013;309:2480-8. Crossref
    9. Lees KR, Bluhmki E, von Kummer R, et al. Time to treatment with intravenous alteplase and outcome in stroke: an updated pooled analysis of ECASS, ATLANTIS, NINDS, and EPITHET trials. Lancet 2010;375:1695-703. Crossref
    10. Chiu YC, Tang SC, Sun JT, et al. Using G-FAST to recognize emergent large vessel occlusion: a training program for a prehospital bypass strategy. J Neurointerv Surg 2020;12:104-8. Crossref
    11. Tan BY, Ngiam NJ, Sunny S, et al. Improvement in door-to-needle time in patients with acute ischemic stroke via a simple stroke activation protocol. J Stroke Cerebrovasc Dis 2018;27:1539-45. Crossref
    12. Zhang S, Zhang J, Zhang M, et al. Prehospital notification procedure improves stroke outcome by shortening onset to needle time in Chinese urban area. Aging Dis 2018;9:426-34. Crossref
    13. Tsang AC, Yang IH, Orru E, et al. Overview of endovascular thrombectomy accessibility gap for acute ischemic stroke in Asia: a multi-national survey. Int J Stroke 2020;15:516-20. Crossref
    14. Zhao J, Eckenhoff MF, Sun WZ, Liu R. Stroke 112: a universal stroke awareness program to reduce language and response barriers. Stroke 2018;49:1766-9. Crossref
    15. Zhao J, Liu R. Stroke 1-2-0: a rapid response programme for stroke in China. Lancet Neurol 2017;16:27-8. Crossref

    Safety and efficacy of magnetic seed localisation of non-palpable breast lesions: pilot study in a Chinese population

    Hong Kong Med J 2020 Dec;26(6):500–9  |  Epub 11 Dec 2020
    © Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
     
    ORIGINAL ARTICLE
    Safety and efficacy of magnetic seed localisation of non-palpable breast lesions: pilot study in a Chinese population
    WY Fung, MB, ChB, FRCR1; T Wong, MB, ChB, FHKCR1; CM Chau, MB, BS, FHKCR1; Ellen LM Yu, BSc, MSc2; TS Chan, MB, BS, FHKCR1; Rois LS Chan, MB, BS, FHKCR1; Alfred WT Yung, MB, BS, FHKCR1; Johnny KF Ma, MB, BS, FHKCR1
    1 Department of Radiology, Princess Margaret Hospital, Hong Kong
    2 Clinical Research Centre, Princess Margaret Hospital, Hong Kong
     
    Corresponding author: Dr WY Fung (fwyyuk@gmail.com)
     
     Full paper in PDF
     
    Abstract
    Introduction: A magnetic seed marker system (Magseed, Endomagnetics, Cambridge, United Kingdom) is used as a localisation method for non-palpable breast lesions in the United States, Europe, and Hong Kong. It overcomes many limitations of conventional techniques and allows scheduling flexibility. We sought to evaluate its efficacy and safety in the Chinese population.
     
    Methods: We retrospectively reviewed all Chinese women who underwent magnetic seed marker–guided breast lesion excision from June 2019 to February 2020 at a single institution. Placement success (final target-to-seed distance <10 mm) was evaluated by imaging on the day of surgery. Specimen radiographs and pathology reports were reviewed for magnetic seed markers and target removal. Margin clearance and re-excision rates were analysed.
     
    Results: Twenty two magnetic seed markers were placed in 21 patients under sonographic or stereotactic guidance to localise 21 target lesions. One target lesion required two magnetic seed markers for bracketing. There was no migration of nine markers placed 6 to 56 days before the day of surgery. Placement success was achieved in 20 (90.9%) cases. Mean final target-to-seed distance was 3.1 mm. Two out of 21 (9.5%) lesions required alternative localisation due to marker migration >=10 mm, while 19 (90.5%) lesions underwent successful magnetic seed marker-guided excision. Three of these 19 lesions (15.8%) were excised with therapeutic intent, one of which (33%) required re-excision due to a close margin. All 22 magnetic seed markers were successfully removed. No complications were reported.
     
    Conclusion: Magnetic seed markers demonstrated safety and efficacy in Chinese women for breast lesion localisation and excision.
     
     
    New knowledge added by this study
    • The magnetic marker system is an accurate and safe method to localise and excise non-palpable breast lesions.
    • This is the first study reporting high placement success and retrieval rate without any reported complications in a Chinese population.
    Implications for clinical practice or policy
    • The magnetic marker system addresses many limitations associated with conventional localisation methods such as hookwire and radioguided occult lesion localisation. The deployment procedure is approved to be performed up to 30 days before the surgical procedure in Hong Kong, and as long-term implantation in the United States and Europe.
    • The lack of any external component overcomes the disadvantages of wire localisation including wire kinking, transection, migration, and breakage.
    • Magnetic seed markers are non-radioactive, thus no support from the nuclear medicine unit is necessary and radiation exposure to staff and patients can be minimised.
     
     
    Introduction
    With the increasing use of screening mammography and advances in neoadjuvant therapy, tumours at the time of surgery are more often non-palpable.1 2 3 4 5 6 7 Accurate image-guided localisation is the key to successful excision of these lesions.
     
    Hookwire localisation has been the traditional standard method of localising non-palpable breast lesions for decades. It has many inherent limitations and challenges. Wire placement has to be done on the day of surgery to minimise the risk of wire dislodgment, which limits the flexibility of radiology appointments and scheduling of surgery, therefore potentially resulting in delayed surgery.8 Wire displacement and wire transection with retained fragments have also been reported.5 9 10 The track of the wire limits the surgical approach, causing additional healthy breast tissue to be dissected along the course of the wire.5 9 10 These can affect cosmetic outcome.5 9 10
     
    More recently, radioguided occult lesion localisation (ROLL) has gained popularity, as it overcomes many disadvantages of wire localisation and is reported to be equally effective compared to hookwire.11 However, it also needs to be performed on the same day or a day before surgery due to the half-life of the radiotracer.12 Moreover, radiation safety precautions and the need of Nuclear Medicine unit support limit its widespread use.
     
    Recently, non-radioactive non-wire techniques have started to emerge and address many of these issues. A magnetic marker system (Magseed, Endomagnetics, Cambridge, United Kingdom) is one of these techniques and received clearance for longterm breast implantation from United States Food and Drug Administration in February 2018. It was introduced in Hong Kong in 2019. Our study aimed to evaluate the efficacy and safety of magnetic seed marker localisation of non-palpable breast lesions. To the best of our knowledge, there is no prior publication on magnetic seed marker localisation in a Chinese population.
     
    Methods
    A retrospective review of all Chinese women who underwent magnetic seed marker localisation for non-palpable breast lesions from June 2019 to February 2020 in a single institution was conducted. Patients were selected by breast surgeons and breast radiologists in consensus by reviewing images on the basis of target visibility and target depth. Patients who had a magnetic seed marker placed but surgery performed out of the study period were excluded.
     
    Magnetic marker system
    The magnetic seed marker (Magseed, Endomagnetics, Cambridge, United Kingdom) is made of non-radioactive paramagnetic low-nickel stainless steel. The seed is 5 mm × 0.9 mm, which is the smallest non-wire non-radioactive localisation device available. The magnetic seed marker is preloaded in a sterile 7- or 12-cm 18-gauge deployment needle.
     
    The magnetic seed marker is intended to be placed at a depth up to 3 cm from the skin according to the manufacturer’s instructions13 due to limitations of signal transmission from a greater depth. It is localised with a detector probe (Sentimag, Endomagnetics), which generates an alternating magnetic field to transiently magnetise the seed.14 A visual numerical value and audio feedback are produced according to the strength of the magnetic field, thus signalling the distance of the seed from the detector probe.14
     
    Localisation procedure
    Magnetic seed marker placement was percutaneously performed under image guidance by one of four breast radiologists with 3 to 19 years of experience performing image-guided breast localisation, or by a breast radiology trainee who was directly supervised by one of the breast radiologists. During ultrasound-guided placement, the patient lies supine and rolled slightly with a wedge put under the shoulder on the ipsilateral side to spread the breast evenly. The ipsilateral arm is raised over the patient’s head to facilitate a larger sterilisation field. During stereotactically guided placement, the patient lies on either side or sits up to facilitate breast compression by the stereotactic table.
     
    Target-to-seed distance was evaluated in real time for magnetic seed markers placed under sonographic guidance and was measured on post-procedure mammograms in mediolateral and craniocaudal projections for magnetic seed markers placed under stereotactic guidance. If multiple magnetic seed markers were placed in one breast, the minimum distance between the markers was measured. For patients with magnetic seed markers inserted before the day of surgery, target ultrasound and/or mammography were performed on the day of surgery to evaluate for any delayed magnetic seed marker migration, which was defined by any difference between the initial target-to-seed distance after the localisation procedure and the final target-to-seed distance on the day of surgery. If the final target-to-seed distance was >=10 mm, signifying significant migration, alternative localisation was performed on the day of surgery. Lesions with acceptable marker position underwent marker-guided excision as planned with the depth of the marker from the skin evaluated by preoperative ultrasound, followed by intraoperative guidance with the use of the probe. The presence of the markers in the specimens was confirmed with the probe by surgeons and by specimen radiographs with the radial margins evaluated.
     
    Outcome analysis
    Rates of placement success and retrieval success with a 95% confidence interval (CI) were calculated using the Wilson score method.15 Placement success was defined as a final target-to-seed distance <10 mm in any plane on images on the day of surgery, with reference to guidelines from the National Health Service Breast Screening Programme16 and previous studies.14 17 For degrees of magnetic seed marker placement success, the final target-to-seed distances were further subdivided into ≤1 mm, 2 to 5 mm, and 5 to 9 mm. Retrieval success was determined by the presence of the magnetic seed marker(s) in the specimen radiograph.
     
    Electronic patient records were reviewed for patients’ demographics, preoperative pathology (if any), and indications for surgery. Specimen radiographs and pathology reports were reviewed to verify excision of target lesions and to evaluate the resection margins.
     
    The target lesions were divided into two groups according to the indications for surgery. The surgery was considered to be of therapeutic intent if the target lesion had been proven to be malignant from preoperative pathology. Otherwise, the surgery was considered to be of diagnostic intent. Among the surgeries with therapeutic intent, margin clearance, defined as at least 1-mm disease-free margins, was assessed. The re-excision rate due to inadequate margin clearance was analysed. Complications related to magnetic seed marker deployment and surgeries were recorded.
     
    Results
    There were 22 Chinese patients with magnetic seed markers placed during the study period; one patient was excluded due to deferred surgery out of the study period (Fig 1a). A total of 21 patients, with mean age 60.0 years (range, 38-73 years) were included (Table 1). Thirteen patients (61.9%) each had one magnetic seed marker placed on the day of surgery, which were performed during the initial learning period of this new technique. Eight patients (38.1%) had nine magnetic seed markers inserted before the day of surgery in out-patient setting, ranging from 6 to 56 days from surgery with a median of 8 days (interquartile range=6.25-13.75) [Fig 1b]. Fifteen out of 22 magnetic seed markers (68.2%) were placed under ultrasound guidance, and seven magnetic seed markers (31.8%) were placed under stereotactic guidance. The most common type of target lesion was a solid mass (15 of 21, 71.4%), all of which had markers placed under ultrasound guidance. The other six lesions had magnetic seed markers placed by stereotactic guidance, including three groups of microcalcifications, one biopsy marker, one architectural distortion, and one focal asymmetry. One group of calcifications required two magnetic seed markers for bracketing due to its extensive distribution.
     

    Figure 1. (a) Flowchart showing subject recruitment and outcome. (b) Outcomes of the 22 magnetic seed markers placed in the 21 target lesions
     

    Table 1. Characteristics of subjects and target lesions (n=21)
     
    Two magnetic markers (9.1%) migrated >=10 mm away from their targets. Both had been placed under stereotactic guidance and migrated along the direction of breast compression (Fig 2). One of these magnetic seed markers was aimed for bracketing initially. No delayed migration was detected in all of the nine magnetic seed markers placed before the day of surgery, and there was no further migration of the two with initial migration. Among the 22 magnetic seed markers, 17 (77.3%) and three (13.6%) were ≤1 mm and 2 to 5 mm from their target, respectively (Figs 3 and 4). Therefore, placement success was achieved in 20 out of 22 magnetic seed markers, with a success rate of 90.9% (95% CI=72.2%-97.5%). The mean final target-to-seed distance was 3.1±9.8 mm (Table 2). The final distance between the two bracketing magnetic seed markers was 29 mm. All 22 magnetic seed markers were able to be localised by the probe intraoperatively and removed successfully (100%; 95% CI=85.1%-100%).
     

    Figure 2. Mammographic craniocaudal (a) and mediolateral oblique (b) views of a 63-year-old woman showing an architectural distortion (arrows) in the upper outer quadrant of the left breast with lobular neoplasia on biopsy. Ultrasound of the left breast (c) showing a hypoechoic lesion (asterisk) at 12 o’clock. The operator decided to place the magnetic seed markers under stereotactic guidance with a lateromedial approach as the lesion was more discrete on mammogram. Post-procedure craniocaudal (d) and mediolateral (e) views reveal 13-mm lateral migration of magnetic seed markers (arrowheads) from the target (arrows). The migration was along the direction of breast compression, with no significant hematoma; this was likely due to the accordion effect. Craniocaudal (f) and mediolateral (g) views on the day of surgery showing no further delayed migration of the magnetic seed marker (arrowheads). Target ultrasound on the day of surgery (h) showed that the magnetic seed marker was lateral to the hypoechoic lesion, which corresponded to the mammographically seen architectural distortion. Ultrasoundguided skin marking was done to localise hypoechoic lesion. The magnetic seed marker (arrowhead) was successfully detected intraoperatively and removed (i)
     

    Figure 3. (a) Ultrasound of left breast of a 51-year-old woman showing an irregular 6-mm hypoechoic lesion with indistinct margins (asterisk) at 6 o’clock. Ultrasound-guided magnetic seed marking of the hypoechoic lesion was performed. The introducer needle tip (b, arrowhead) is at the centre of the lesion. Subsequent ultrasound (c) showing magnetic seed marker (arrow) in the centre of the lesion. Specimen radiograph (d) showing the magnetic seed marker (arrow), suggestive of a successful excision. The pathology of both biopsy and surgical specimens showed intraductal papilloma
     

    Figure 4. Mammogram with craniocaudal (a) and mediolateral oblique (b) views of a 56-year-old woman who had biopsy-proven high-grade ductal carcinoma in situ in the lower inner quadrant of the left breast with an open coil biopsy marker (arrowheads) placed upon prior stereotactic-guided biopsy. Stereotactic-guided placement of a magnetic seed marker was performed with the tip of the deployment needle targeting the biopsy marker (c). Post-procedure left mammogram of craniocaudal (d) and mediolateral (e) views, and supplementary ultrasound (f) showing the successful localisation of the biopsy marker. Specimen radiograph (g) confirmed the presence of both magnetic seed marker (arrow) and biopsy marker (arrowhead), suggestive of a successful excision of target lesion. Pathology of the final surgical specimen showed high-grade ductal carcinoma in situ with adequate excision margins
     

    Table 2. Placement success and retrieval success of 22 magnetic seed markers in 21 patients
     
    Two out of 21 lesions (9.5%) required alternative localisation performed on the day of surgery to guide lesion excision due to significant magnetic seed marker migration of >=10 mm. One of the lesions was a mammographic architectural distortion that could be visualised on ultrasound. The magnetic seed marker had migrated 13 mm laterally on mammogram. Ultrasound-guided skin marking was performed on the day of surgery with the magnetic seed marker detected and removed together with successful removal of the target lesion (Fig 2). Another lesion was a wide distribution of microcalcifications that required two magnetic seed markers for bracketing under stereotactic guidance. One of the magnetic seed markers migrated 45 mm along the direction of breast compression, with no significant associated haematoma. Salvage hookwire localisation was performed on the day of surgery. The target lesion and the non-migrated magnetic seed marker were first removed by hookwire guidance, and the migrated magnetic seed marker was then detected by the probe and removed.
     
    Nineteen lesions (90.5%) had magnetic seed marker–guided excision as planned, with sonographic depth of the magnetic seed markers from skin ranging from 3 to 21 mm with a mean of 10.8±4.8 mm. Among these 19 lesions, 16 (84.2%) were excised with diagnostic intent and three (15.8%) were excised with therapeutic intent.
     
    For the 16 lesions excised with diagnostic intent, preoperative biopsies or fine needle aspiration had been performed in 14 (87.5%) lesions. Core needle biopsy of 12 lesions, resulted in two with non-diagnostic findings, four with benign pathologies and six with high-risk findings; including four papillary lesions, one atypical ductal hyperplasia, and one with scanty atypical ductal cells. Fine needle aspiration was performed in two lesions, detecting one fibroadenoma and one papillary lesion. In final surgical pathology, two of these 16 lesions (12.5%) had a malignant upgrade from the core biopsy findings including one low-grade and one high-grade ductal carcinoma in situ (DCIS).
     
    For the three lesions excised with therapeutic intent, both preoperative biopsy and final surgical pathology showed DCIS. The subtype of these lesions included a high-grade DCIS, a low-grade DCIS, and an intermediate-grade DCIS with atypical lobular hyperplasia. One of them had close (0.5 mm) margins and required re-excision, for a margin clearance rate of 66.7% and a re-excision rate of 33.3%. There were no reported complications related to magnetic seed marker localisation or lesion excision.
     
    Discussion
    Successful localisation of breast lesions by magnetic seed markers was achieved in 19 out of 21 (90.5%) Chinese patients with a high placement success rate (90.9%) in our study. The majority of the magnetic seed markers were accurately placed with a mean final target-to-seed distance of 3.1 mm. All of the successfully placed magnetic seed markers were <5 mm of the target, with 85% of them ≤1 mm. In all, 100% marker retrieval was achieved without any reported complications. Such results were similar to several recent studies which revealed 100% successful magnetic seed marker retrieval14 17 18 19 20 and high placement success (96.7%-100%).14 17 18 Our re-excision rate for therapeutic intent surgery was found to be 33.3%, which was apparently higher than that reported in previous studies, ranging from 14.8% to 21.9%.17 18 19 This could be attributable to our small sample size with only three lesions excised for therapeutic intent. In fact, a prospective non-randomised control study by Zacharioudakis et al19 with 100 patients in each arm demonstrated that the outcome of magnetic seed marker localisation was comparable to hookwire localisation for breast conservation surgery in terms of re-excision rate. A systemic review by Fusco et al21 demonstrated that the successful localisation and margin clearance rates were 65% to 100% and 58% to 84%, respectively for hookwire localisation, and 93% to 100% and 60% to 100%, respectively for ROLL, while the margin clearance rates from other previous studies9 10 22 ranged from 57% to 87.4% for hookwire localisation and 75% to 93.5% for ROLL. All these suggest that magnetic seed marker is a feasible alternative localisation method.
     
    Thirteen magnetic seed markers (59.1%) were placed on the day of surgery during our initial experience. The purpose was to ensure safety and to allow radiologists’ and surgeons’ familiarisation with the new device and workflow. Among all of the nine magnetic seed markers placed before the day of surgery (range, 6-56 d), none of them showed delayed migration on the day of surgery. This illustrates that delayed migration is unlikely to occur and it may not be necessary for patients to come back to the Radiology Department on the day of surgery to confirm magnetic seed marker position prior to the operation. Similar results were reported by a multi-centre open-label cohort study on mastectomy patients, which showed no migration of magnetic seed markers between placement and surgery, which were up to 30 days apart.20 This reassures the feasibility of decoupling of surgery and radiology appointments, which can potentially reduce localisation-related delay in surgery. Prolonged fasting before surgery and the associated increased risk of vasovagal syncope can therefore be avoided.9 Magnetic seed markers are approved to be placed up to 30 days prior to surgery in Hong Kong at the time this article was written. However, successful retrieval was achieved in one of our patients who had had her surgery deferred to 56 days after magnetic seed marker placement due to personal reasons. This suggests that magnetic seed markers may be applicable for long-term implantation, which has already been approved in the United States and Europe.
     
    Due to limitations of signal transmission, magnetic seed markers are intended to be placed at a depth up to 3 cm from skin according to the manufacturer’s instructions.13 It is challenging to estimate the true lesion depth as the intraoperative breast position varies from the position during breast examinations, particularly when the breast is under compression during mammographic examinations. The distance from skin on the image does not necessarily reflect the shortest distance to the lesion and can be overestimated. Therefore, for lesions visible only on mammography, we selected those near the skin or at middle depth on mammography. For ultrasound-detected lesions, the sonographic depth of the lesion from the skin would be measured. We performed sonographic measurements for magnetic seed marker depth for all patients as the sonographic breast position should best resemble its intraoperative position. In our study, the depth of magnetic seed marker placement in successfully localised lesions ranged from 3 to 21 mm with a mean of 10.8 mm. All magnetic seed markers were able to be localised by the probe intraoperatively. The depth limitation of magnetic seed markers is probably not a major issue in the Chinese population, since Chinese females tend to have thinner breasts.23 Further study is warranted to validate this postulation.
     
    Because of potential signal interference, two magnetic seed markers should not be placed at close proximity (<2 cm apart) within the breast.14 20 This can potentially limit its use in bracketing a target or in localising multiple target lesions in one breast. We had one case requiring two magnetic seed markers placed in the same breast for bracketing a group of microcalcifications. Although one of them showed significant migration from the initial target, the final distance between the two magnetic seed markers was 29 mm. Since there could be potential interference to the probe from hookwires, the target lesion and the non-migrated magnetic seed marker were first removed by hookwire guidance, and the migrated magnetic seed marker was then detected by the probe and removed. The utility of multiple magnetic seed markers in one breast should be further evaluated in future studies with larger sample sizes.
     
    In our study, two magnetic seed markers (9.1%) were found to have undergone significant migration of >=10 mm from the target on post-insertion images. Both of them migrated along the direction of breast compression after the compression was released, with no significant hematoma detected radiologically or clinically. We postulate such migration to be resulting from the accordion effect, which is a well-known cause for clip migration after stereotactically guided biopsy. Fatty breasts are known to be more susceptible to accordion effect–related migration as they are more compressible and are usually compressed to a greater degree.24 The migrated biopsy marker can move in the direction of compression either proximal or distal to the needle track when the breast expands to its original size and shape after compression.25 26 27 28 It is best evaluated in the plane orthogonal to the direction of compression used.25 Such migration was also recognised in 5.9% of tomosynthesis-guided magnetic seed marker localisation procedures by a previous study.17 For prevention, it is suggested to hold and release the breast slowly from the compression pad after marker placement.17 Chinese patients probably have a lower risk of accordion effect–related migration, as they tend to have denser breasts.23 However, it could not be analysed in our study given our small sample size with only seven magnetic seed markers placed under stereotactic guidance. Future research with a larger sample size is needed to evaluate the association between breast density and seed migration.
     
    There are several other drawbacks of magnetic seed marker localisation. Cost is a major concern as it is more expensive compared with hookwire or ROLL. Extra costs are needed for the initial purchase of the probes and instruments,17 as specialised non-ferromagnetic surgical instruments must be used to avoid magnetic interaction between magnetic seed marker and sensor. However, minimising localisation-related delay in surgery may reduce the operational cost and improve workflow efficiency. A full cost analysis is necessary in the future. In addition, magnetic seed markers could not be placed under magnetic resonance imaging (MRI) guidance as the deployment needle is made of stainless steel. Magnetic seed marker insertion is contra-indicated for patients who have pacemakers or implanted cardiac devices due to interference of the devices with the probe.29 Magnetic seed markers are not officially indicated for use in nickel allergy patients. Bone wax, which is used as a terminal plug in the deployment needle, contains beeswax, and may cause allergic or foreign body reaction.13 Magnetic seed marker deployment is also not advised in a patient who may undergo future breast MRI prior to surgery due to its void artefact of 4 to 6 cm distance,5 9 which influences the MRI diagnostic accuracy.5
     
    There are several limitations to this study. It is a single-institution retrospective study without direct comparison to our hookwire localisation or ROLL cases. Patients were selected for magnetic seed marker localisation in a multidisciplinary meeting involving breast radiologists and breast surgeons and this might introduce selection bias. We did not have any patients with a preoperative diagnosis of invasive carcinoma in our study, as sentinel node and occult lesion localisation with a radioisotope still remains the preferred localisation method for invasive carcinoma requiring sentinel lymph node biopsy in our centre. This can be performed in one single procedure instead of two, thus minimising patients’ discomfort and potential complications from the procedure. However, magnetic seed markers have been reported to be a safe and feasible method for image-guided excision of invasive carcinoma.14 17 18 As discussed before, our small sample size limited our analyses of migration and margin clearance rates, and the evaluation of the feasibility of using multiple seeds in one breast for bracketing a lesion or for localising multiple lesions. A prospective randomised trial with larger sample size will be necessary to fully compare wire localisation and ROLL to magnetic seed marker localisation. Patient satisfaction, the reproducibility operator dependence of magnetic seed marker deployment and intraoperative localisation, specimen weight, and cosmetic outcome can also be investigated in future studies.
     
    Conclusion
    The magnetic seed marker system demonstrated safety and efficacy in Chinese women to localise and excise non-palpable breast lesions and appears to overcome many of the limitations of conventional localisation techniques. It can be an alternative to hookwires or ROLL in selected patients. Future research is needed to validate the results.
     
    Author contributions
    Concept or design: WY Fung, T Wong, CM Chau, ELM Yu.
    Acquisition of data: WY Fung.
    Analysis or interpretation of data: WY Fung, T Wong, CM Chau, ELM Yu, JKF Ma.
    Drafting of the manuscript: WY Fung, T Wong, CM Chau, ELM Yu.
    Critical revision of the manuscript for important intellectual content: All authors.
     
    Conflicts of interest
    All authors have disclosed no conflicts of interest.
     
    Acknowledgement
    We would like to express our gratitude to our breast team (Department of Surgery, Princess Margaret Hospital) for support of our research project.
     
    Funding/support
    This research received no specific grant from any funding agency in the public, commercial, or not-for-profit sectors.
     
    Ethics approval
    This study was approved by Kowloon West Cluster Research Ethics Committee (Ref 146-11). The need for patient consent was waived by the Research Ethics Committee.
     
    References
    1. Lui CY, Lam HS, Chan LK, et al. Opportunistic breast cancer screening in Hong Kong; a revisit of the Kwong Wah Hospital experience. Hong Kong Med J 2007;13:106- 13.
    2. Lau SS, Cheung PS, Wong TT, Ma MK, Kwan WH. Comparison of clinical and pathological characteristics between screen-detected and self-detected breast cancers: a Hong Kong study. Hong Kong Med J 2016;22:202-9. Crossref
    3. Welch HG, Prorok PC, O’Malley AJ, Kramer BS. Breast-cancer tumor size, overdiagnosis, and mammography screening effectiveness. N Engl J Med 2016;375:1438-47. Crossref
    4. Ramos M, Díez JC, Ramos T, Ruano R, Sancho M, González-Orús JM. Intraoperative ultrasound in conservative surgery for non-palpable breast cancer after neoadjuvant chemotherapy. Int J Surg 2014;12:572-7. Crossref
    5. Hayes MK. Update on preoperative breast localization. Radiol Clin North Am 2017;55:591-603. Crossref
    6. Chu TY, Lui CY, Hung WK, Kei SK, Choi CL, Lam HS. Localisation of occult breast lesion: a comparative analysis of hookwire and radioguided procedures. Hong Kong Med J 2010;16:367-72.
    7. Dauphine C, Reicher JJ, Reicher MA, Gondusky C, Khalkhali I, Kim M. A prospective clinical study to evaluate the safety and performance of wireless localization of nonpalpable breast lesions using radiofrequency identification technology. AJR Am J Roentgenol 2015;204:W720-3. Crossref
    8. Sharek D, Zuley ML, Zhang JY, Soran A, Ahrendt GM, Ganott MA. Radioactive seed localization versus wire localization for lumpectomies: a comparison of outcomes. AJR Am J Roentgenol 2015;204:872-7. Crossref
    9. Kapoor MM, Patel MM, Scoggins ME. The wire and beyond: recent advances in breast imaging preoperative needle localization. Radiographics 2019;39:1886-906. Crossref
    10. Cheang E, Ha R, Thornton CM, Mango VL. Innovations in image-guided preoperative breast lesion localization. Br J Radiol 2018;91:20170740. Crossref
    11. Ocal K, Dag A, Turkmenoglu O, Gunay EC, Yucel E, Duce MN. Radioguided occult lesion localization versus wire-guided localization for non-palpable breast lesions: randomized controlled trial. Clinics (Sao Paulo) 2011;66:1003-7. Crossref
    12. Manca G, Mazzarri S, Rubello D, et al. Radioguided occult lesion localization: technical procedures and clinical applications. Clin Nucl Med 2017;42:e498-e503. Crossref
    13. Endomag Ltd. Magseed® magnetic marker system: Instructions for use. 2017. Available from: https://www. endomag.com/magseed/overview/. Accessed 30 Mar 2020.
    14. Price ER, Khoury AL, Esserman LJ, Joe BN, Alvarado MD. Initial clinical experience with an inducible magnetic seed system for preoperative breast lesion localization. AJR Am J Roentgenol 2018;210:913-7. Crossref
    15. Wilson EB. Probable inference, the law of succession, and statistical inference. J Am Stat Assoc 1927;22:209-12. Crossref
    16. Sibbering M, Watkins R, Winstanley J, Patnick J, editors. Quality Assurance Guideline for Surgeons in Breast Cancer Screening (NHSBSP Publication No. 20). 4th ed. Sheffield: NHS Cancer Screening Programmes; 2009.
    17. Lamb LR, Bahl M, Specht MC, D’Alessandro HA, Lehman CD. Evaluation of a nonradioactive magnetic marker wireless localization program. AJR Am J Roentgenol 2018;211:940-5. Crossref
    18. Thekkinkattil D, Kaushik M, Hoosein MM, et al. A prospective, single-arm, multicentre clinical evaluation of a new localisation technique using non-radioactive Magseeds for surgery of clinically occult breast lesions. Clin Radiol 2019;74:974.e7-11. Crossref
    19. Zacharioudakis K, Down S, Bholah Z, et al. Is the future magnetic? Magseed localisation for non palpable breast cancer. A multi-centre non randomised control study. Eur J Surg Oncol 2019;45:2016-21. Crossref
    20. Harvey JR, Lim Y, Murphy J, et al. Safety and feasibility of breast lesion localization using magnetic seeds (Magseed): a multi-centre, open-label cohort study. Breast Cancer Res Treat 2018;169:531-6. Crossref
    21. Fusco R, Petrillo A, Catalano O, et al. Procedures for location of non-palpable breast lesions: a systematic review for the radiologist. Breast Cancer 2014;21:522-31. Crossref
    22. Nadeem R, Chagla LS, Harris O, et al. Occult breast lesions: a comparison between radioguided occult lesion localisation (ROLL) vs. wire-guided lumpectomy (WGL). Breast 2005;14:283-9. Crossref
    23. Maskarinec G, Meng L, Ursin G. Ethnic differences in mammographic densities. Int J Epidemiol 2001;30:959-65. Crossref
    24. Rosen LE, Vo TT. Metallic clip deployment during stereotactic breast biopsy: Retrospective analysis. Radiology 2001;218:510-6. Crossref
    25. Burbank F, Forcier N. Tissue marking clip for stereotactic breast biopsy: initial placement accuracy, long-term stability, and usefulness as a guide for wire localization. Radiology 1997;205:407-15. Crossref
    26. Liberman L, Dershaw DD, Morris EA, Abramson AF, Thornton CM, Rosen PP. Clip placement after stereotactic vacuum-assisted breast biopsy. Radiology 1997;205:417-22. Crossref
    27. Esserman LE, Cura MA, DaCosta D. Recognizing pitfalls in early and late migration of clip markers after imaging-guided directional vacuum-assisted biopsy. Radiographics 2004;24:147-56. Crossref
    28. Endomag Ltd. Sentimag®: instructions for use. 2018. Available from: https://www.endomag.com/sentimag/. Accessed 30 Mar 2020.

    Epidemiological and clinical characteristics of patients with COVID-19 from a designated hospital in Hangzhou City: a retrospective observational study

    Hong Kong Med J 2022 Feb;28(1):54–63  |  Epub 12 Nov 2020
    © Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
     
    ORIGINAL ARTICLE (HEALTHCARE IN MAINLAND CHINA)
    Epidemiological and clinical characteristics of patients with COVID-19 from a designated hospital in Hangzhou City: a retrospective observational study
    J Gao, MD1; S Zhang, MD2, K Zhou, MD2; X Zhao, MD2; J Liu, 3; Z Pu4
    1 Critical Care Department, Sir Run Run Shaw Hospital, School of Medicine, Zhejiang University, Hangzhou, China
    2 Critical Care Department, XiXi Hospital of Hangzhou, Hangzhou, China
    3 Department of General Internal Medicine, XiXi Hospital of Hangzhou, Hangzhou, China
    4 Research Center of Analysis and Measurement, Zhejiang University of Technology, Hangzhou, China
     
    Corresponding author: Dr S Zhang (zrjzk@zju.edu.cn)
     
     Full paper in PDF
     
    Abstract
    Introduction: The outbreak of coronavirus disease 2019 (COVID-19) has exerted a heavy burden on public health worldwide. We aimed to investigate the epidemiological and clinical characteristics of patients with COVID-19 in a designated hospital in Hangzhou, China.
     
    Methods: This was a retrospective study that included laboratory-confirmed cases of COVID-19 in XiXi Hospital of Hangzhou from 15 January 2020 to 30 March 2020. We reviewed and analysed the epidemiological, demographic, clinical, radiological, and laboratory features involving these cases. Age-tratification analysis was also implemented.
     
    Results: We analysed 96 confirmed cases. The patients had a mean age of 43 years, with six patients younger than 18 years and 14 patients older than 60 years. No significant gender difference was discovered. Co-morbidities were commonly observed in patients aged over 40 years. Twenty eight of the patients had travelled from Wuhan City, and 51 patients were infected through close contact. Familial clusters accounted for 48 of the cases. The mean incubation time was 7 days, and the symptoms were mainly fever, cough, fatigue, and sore throat. Lymphocytopenia was observed predominantly in patients aged over 60 years. Fifty five patients presented with bilateral pulmonary lesions. The radiological changes were typically distributed in the subpleural area, and pleural effusion rarely occurred. All patients were discharged successfully.
     
    Conclusion: During the early stage of the COVID-19 outbreak, half of the patients from a designated hospital in Hangzhou City were discovered as familial clusters. Therefore, strict prevention and control measures during self-isolation should be implemented. Patients aged over 60 years who had underlying co-morbidities were prone to lymphocytopenia and severe infection.
     
     
    New knowledge added by this study
    • Half of the patients with coronavirus disease 2019 (COVID-19) from a designated hospital in Hangzhou City (outside of Hubei Province) during the early stage of COVID-19 outbreak were discovered as familial clusters.
    • The patients with COVID-19 who were aged >60 years and had underlying co-morbidities were prone to lymphocytopenia and severe infection.
    • All patients with COVID-19 in our centre successfully recovered and were eventually discharged.
    Implications for clinical practice or policy
    • Strict prevention and control measures should be implemented to prevent intrafamilial dissemination of severe acute respiratory syndrome coronavirus 2 during self-isolation and home quarantine, a meaningful insight for policy makers.
    • Patients aged >60 years with COVID-19 should be cared for and treated more carefully.
    • In general, patients with COVID-19 can recover well when diagnosed and treated early and properly, if overcrowding of medical resources is avoided.
     
     
    Introduction
    The rapid spread of coronavirus disease 2019 (COVID-19) has become a focus of public health concern since November 2019. According to the World Health Organization report with data updated on 6 November 2020, the COVID-19 pandemic has caused over 48.5 million confirmed cases and over 1.23 million deaths worldwide.1 The 2019 novel coronavirus has been designated as severe acute respiratory syndrome coronavirus 2 (SARS-CoV-2) by the Coronavirus Study Group of the International Committee on Taxonomy of Viruses. The Law on Prevention and Control of Infectious Diseases, China categorises COVID-19 as a Category B infectious disease, but it is supervised as Category A in China.
     
    During the early stage of the COVID-19 outbreak, especially before the lockdowns of Wuhan City and then Hubei Province, some people who had been infected by the virus travelled back to Hangzhou from Wuhan. Then the disease was disseminated by person-to-person transmission within the Hangzhou community. A familial cluster of the disease occurred during the self-isolation and home quarantine period because of intrafamilial transmission. The XiXi Hospital of Hangzhou was immediately designated by the government as the only municipal hospital for diagnosis and therapy of patients with COVID-19 in Hangzhou City. We reviewed and analysed the hospital’s medical records to determine the epidemiological and clinical characteristics of these cases.
     
    Methods
    Participants and setting
    This retrospective observational study was performed on the records of patients who were treated from 15 January 2020 to 30 March 2020 at the XiXi Hospital of Hangzhou. The study adhered to the ethical principles of medical research involving human subjects of the World Medical Association Declaration of Helsinki and was approved by the Ethics Committee of the XiXi Hospital of Hangzhou. Informed consent was waived because of the retrospective nature of this study.
     
    Instruments and testing
    The following instruments and materials were used in the study: a blood gas analyser (Radiometer ABL90, Denmark), an automatic haematology analyser (SYSMEX XE-5000, Japan), an automatic coagulation analyser (SYSMEX CS5100, Japan), an automatic biochemistry analyser (Beckman Coulter AU5831, US), and a vacuum blood collection tube (BD Vacutainer containing lithium heparin anticoagulant, US). Body surface temperature was detected by a non-contact infrared thermometer (JXB-178, Berrcom, Guangzhou). A fever was defined as a body temperature >37.0°C. Chest computed tomography (CT) scans (GE Revolution EVO, US) were conducted on every patient. Standard nucleic acid detection for SARS-CoV-2 was conducted at the Hangzhou Municipal Center for Disease Control and Prevention by the way of qualitative polymerase chain reaction (PCR). The diagnostic criteria were based on the recommendation of the National Institute for Viral Disease Control and Prevention, China (http://ivdc.chinacdc.cn/kyjz/202001/ t20200121_211337.html).
     
    Data collection
    Epidemiological and demographic information about patients with COVID-19 was collected and reviewed, including age, gender, height, weight, co-morbidities like hypertension and type 2 diabetes mellitus, history of smoking, drinking and surgery, and recent travel and residence history. The clinical features and symptoms were recorded and reviewed during hospital visits. The results of the first laboratory tests performed on hospital admission were analysed. During hospitalisation, clinical and laboratory characteristics including SARS-CoV-2 nucleic acid test results were evaluated. Radiological manifestations on chest CT scan were examined. The outcomes of treatment were checked, and the patients received follow-up.
     
    Two attending doctors were responsible for the diagnosis and treatment of all patients with COVID-19 according to the clinical diagnosis guideline and treatment protocol for COVID-19 released by the National Health Commission & National Administration of Traditional Chinese Medicine, China and the Zhongnan Hospital of Wuhan University Novel Coronavirus Management and Research Team.2 3 The radiological diagnosis of chest CT scans was decided by two attending radiologists and another two attending clinical doctors independently.
     
    Severity classification
    The laboratory-confirmed cases were classified according to severity as mild (ie, mild symptoms without pneumonia), moderate (ie, respiratory symptoms and fever with pneumonia), severe (ie, respiratory distress, respiratory frequency ≥30/min, blood oxygen saturation ≤93%, ratio of partial pressure of arterial oxygen to fraction of inspired oxygen <300 mm Hg, and/or lung infiltration >50% within 24-48 hours), and critical (ie, respiratory failure, shock, and/or multiple organ dysfunction or failure).
     
    Discharge criteria
    The discharge criteria were normalisation of body temperature for more than 3 days, obvious improvement of respiratory symptoms, pulmonary imaging showing distinct inflammation absorption, and two consecutive negative nucleic acid tests on respiratory tract samples such as sputum or nasopharyngeal swab (with a sampling interval of at least 24 hours). Patients with COVID-19 who met the above criteria could be discharged.
     
    Statistical analysis
    We used SPSS (Windows version 19.0; IBM Corp, Armonk [NY], US) for all statistical analyses. One-way analysis of variance was performed to compare continuous, normally distributed numeric variables, which were presented as means and 95% confidence intervals. The Mann-Whitney U non-parametric test was used to compare continuous numeric variables with skewed distributions, which were shown as medians and 95% confidence intervals. The Pearson χ2 test was employed to compare categorical variables, which were presented as frequencies and proportions (percentages). A stratified analysis by age was also conducted. Comparative analysis between early and late discharge was implemented to explore potentially associated factors. A P value of <0.05 was considered to be statistically significant.
     
    Results
    Epidemiological, demographic, and general clinical characteristics
    Among these 96 patients with COVID-19, six were aged 0 to 18 years and 14 were aged >60 years (Table 1). Most (79.2%) patients were aged between 19 and 60 years. No significant sex difference was discovered. All patients had basically normal body mass index values. Half of patients aged >60 years had a history of hypertension. Eight adult patients had a surgical history involving pituitary tumour, pulmonary abscess, coronary artery bypass grafting because of coronary heart disease, gallbladder stone, ovarian cyst, Caesarean section, or splenectomy because of trauma. Other co-morbidities were exclusively observed in patients aged >40 years, including type 2 diabetes mellitus, fatty liver, hepatitis B, liver cirrhosis, and bronchiectasis. A history of smoking or drinking was reported by nine (9.4%) and 10 (10.4%) patients, respectively.
     

    Table 1. General characteristics of the patients with COVID-19
     
    Among 96 patients with confirmed infection, 28 (29.2%) had travelled from Wuhan City, and 51 cases were acquired via close contact. However, a few patients had no definitive contact history, even after rigorous tracing. Familial clusters of the disease accounted for 48 of this study’s cases, and 11 patients who had travelled from Wuhan City presented in familial clusters. In most familial clusters, two members were attacked, however, six family members were also found to be infected in two separate familial clusters.
     
    The mean time from symptom onset to the first visit was 3.7 days, and the time to hospital admission was 4.5 days. The period from symptom onset to definitive diagnosis based on positive viral nucleic acid test was 5.2 days. The mean incubation time was 7.0 days. The mean time with fever before admission was 3.3 days, and the maximum body temperature before admission was 37.9°C.
     
    Symptoms recorded during hospital visits
    The laboratory-confirmed patients’ main symptoms were fever, cough, fatigue, sore throat, chills, expectoration, shortness of breath, headache, dizziness, decreased appetite, diarrhoea, nausea, and vomiting (Table 2). These symptoms essentially involved the respiratory system, in addition to the alimentary and central nervous systems. The symptoms were basically similar across different age-groups, except that shortness of breath occurred more commonly among patients aged >60 years.
     

    Table 2. Symptoms of the patients with COVID-19 during hospital visits
     
    First test results on hospital admission
    As presented in Table 3, the mean white blood cell count was not elevated. Besides white blood cells, the levels of haemoglobin, eosinophil, and platelets were basically within normal ranges. Lymphocytopenia was observed predominantly in patients aged >60 years. The concentrations of blood electrolytes, glucose, lactate, triglycerides, and free fatty acids were largely normal. Injury to the liver, kidney, heart, and coagulation systems were not observed. Further, hypoxaemia was not found in most cases on hospital admission, except for several patients aged >60 years. The overall ratio of the partial pressure of arterial oxygen to the fraction of inspired oxygen was about 340 mm Hg. Inflammatory biomarkers are an acute-phase response to the virus insult and are therefore involved in the development of the disease. Generally, the level of blood C-reactive protein was slightly elevated on admission (16.2 mg/L), and that of patients aged >60 years was relatively higher (31.6 mg/L). Serum amyloid A concentration increased in almost all cases (61.7 mg/L), especially for patients aged >60 years (88.1 mg/L). The procalcitonin level did not increase across all cases on admission.
     

    Table 3. Initial test results of the patients with COVID-19 on hospital admission
     
    Features during hospitalisation
    During hospitalisation, eight patients with COVID-19 were transferred to a designated provincial hospital in Hangzhou to enact an optimal allocation policy. Therefore, we analysed the clinical and laboratory features of 88 cases during hospitalisation (Table 4). The severity of disease was mild or moderate in 83 patients (around 94%). Among 12 patients aged >60 years, three (25%) had severe disease. The mean length of stay across all cases was 15.6 days. The mean time with fever during hospitalisation was 4.4 days. The mean maximum body temperature was 37.8°C. Hypokalaemia, hyponatraemia, and hypoalbuminaemia were more likely to develop in patients aged >60 years. The time from symptom onset to secondary negative result of a viral nucleic acid test was about 17 days, and the mean time to patient discharge was about 20 days.
     

    Table 4. Features of the patients with COVID-19 during hospitalisation
     
    Most cases (59.1%) were supported through nasal catheter or mask oxygen. No one was assisted by non-invasive or invasive mechanical ventilation. All patients were treated with one or two kinds of antivirals, ie, α-interferon, lopinavir/ritonavir, or abidor. Antibiotics like levofloxacin and moxifloxacin were prescribed when bacterial infection was suspected. Adjuvant therapy with glucocorticoids (methylprednisolone, 40-80 mg/d) or γ-globulin was implemented only in a small percentage of cases (around 10%) and exclusively in adult patients. All patients successfully recovered and were discharged. No one progressed to the critically ill state, and the absence of recurrence in all cases was confirmed by follow-up until 20 June 2020.
     
    Radiological manifestations during hospitalisation
    Radiological pulmonary imaging was evaluated during hospitalisation of the patients with moderate and severe disease (74 cases) [Table 5 and Fig]. A total of 19 (25.7%) and 55 (74.3%) patients presented with unilateral and bilateral pulmonary lesions, respectively. Ground-glass opacities in the lungs were discovered on chest CT scan in approximately 50% of cases. Radiological pulmonary changes were mostly distributed in the subpleural area (around 80%), and pleural effusion rarely occurred in any age-stratified group. The mean time from symptom onset to the worst CT imaging finding was 9 days, and the mean time to the start of pulmonary infiltration absorption on CT imaging was about 12 days.
     

    Table 5. Radiological manifestations of the patients with COVID-19 on chest computed tomography during hospitalisation
     

    Figure. (a) Unilateral and (b) bilateral pulmonary lesions, and (c) ground-glass opacity found on chest computed tomography imaging
     
    Potential factors associated with early discharge
    We explored the factors that could potentially be associated with early discharge of patients with COVID-19 (Table 6). Early discharge was defined as a hospital length of stay (LOS) of ≤10 days. A comparison was conducted between early (LOS ≤10 days) and late (LOS >10 days) discharge of patients with COVID-19. Of the investigated patients, 20 cases were discharged early, whereas 68 cases underwent late discharge. We compared 13 factors between the two groups. Two factors were significantly associated with early discharge: more patients in the early discharge group compared with the late discharge group had travelled from Wuhan City (50.0% vs 22.1%). Further, the time from symptom onset to secondary negative result of a viral nucleic acid test was shorter in the early discharge group than the late discharge group (11.8 days vs 18.7 days).
     

    Table 6. Comparison between early and late discharge of the patients with COVID-19
     
    Discussion
    The emergence and spread of COVID-19 has caused a new public health crisis to threaten the world. Patient zero of the disease is still unknown, although many of the initial cases in Wuhan City had exposure to the Huanan Seafood Wholesale Market in common.4 5 A probable bat origin of SARS-CoV-2 has been considered.6 Angiotensin-converting enzyme II has been reported to be the entry receptor on epithelial and endothelial cells within the lung, heart, kidney, and intestine.6 7 As a highly contagious disease, COVID-19 is transmitted by inhalation or contact with infected droplets. On 23 January 2020, Wuhan City, as the epicentre of COVID-19 in China, was locked down to prevent the disease’s spread. Before the lockdown, some infected people left Wuhan City for other cities outside Hubei Province. Then, extensive person-to-person transmission occurred.8 9 Thanks to healthcare service providers, all hospitalised patients with COVID-19 in our research survived, recovered successfully, and then were eventually discharged. The findings of our observational study can provide help with decision making about public health policy involving COVID-19 prevention and therapy.
     
    This retrospective study reports the epidemiological, demographic, clinical, laboratory, and radiological findings of patients with COVID-19 who were treated at a designated hospital in Hangzhou City. A comparative analysis according to age stratification was implemented. Deterioration was more probable in patients aged over 60 years with underlying co-morbidities. The finding is consistent with those of another previous report.10 Deterioration could be associated with the ageing and dysfunction of organs, especially reduced immune function as lymphocytopenia. Severe acute respiratory syndrome coronavirus 2 can consume lymphocytes, which is probably an important cause of the proliferation and spread of the virus. Although we did not detect the plasma levels of pro-inflammatory mediators like tumour necrosis factor and interleukin, the cytokine storm has been previously reported to be associated with COVID-19 severity.11
     
    Respiratory symptoms like fever, cough, sore throat, and shortness of breath were commonly the first presentations during hospital visits among the patients in the present study. The disease should be differentiated from influenza and common cold-causing rhinovirus or parainfluenza virus infections. In the early stage of the pandemic, a policy of selfisolation and home quarantine was implemented. However, because of the high contagiousness of SARS-CoV-2, 50% (48 of 96) of the cases in our study appeared as familial clusters. Prior studies also reported the discoveries of case clusters within familial households.12 13 14 The basic reproductive number (R0) has been revealed to be as high as 2.2 or even 5.7.15 16 Therefore, strict control measures should be implemented to avoid intrafamilial dissemination during self-isolation and home quarantine.
     
    The disease has very strong infectivity by human-to-human transmission, even during the incubation period. Based on the gradually increasing understanding of the disease’s characteristics, the policy for personnel travelling from the epidemic area to Hangzhou City was changed from self-isolation and home quarantine to centralised compulsory isolation on 21 March 2020. Consequently, person-to-person transmission was effectively controlled. Therefore, strict quarantine has been confirmed to be the only effective intervention to decrease the contagion rate.
     
    Early negative turning of the viral nucleic acid test was associated with early discharge of patients with COVID-19 in this study. This may imply early recovery of injured organs. A relatively high proportion of patients who travelled from Wuhan City were discharged early. Thus, SARS-CoV-2 could have mutated and evolved. More research is needed to clarify that whether its virulence has increased or decreased after its propagation through generations.
     
    In this study, five (5.7%) patients had the severe disease type, but no patients died. In a summary report from Chinese Center for Disease Control and Prevention with data updated through 11 February 2020, 14% of 44 415 confirmed cases were classified as severe, and 5% were critical.13 The overall case-fatality rate was 2.3% (1023 of 44 672 confirmed cases). In Italy, the corresponding rate was reported to be 7.2% (1625 deaths of 22 512 cases) based on data through 17 March 2020.17 The case-fatality rate of COVID-19 is much lower than those of the prior SARS and Middle East Respiratory Syndrome, which were 9.6% and 34.4%, respectively.13 However, because of the shortage of PCR test kits and the existence of false-negative PCR results, the actual number of cases in the population is unknown. Serological tests, when available, could be adopted widely in the future for COVID-19 diagnosis. Although the quantity of cases in this study is limited, overall recovery from the disease will proceed well when diagnosis and treatment are conducted early and properly, if overcrowding of medical resources is avoided.
     
    Bilateral distribution of patchy shadows and ground-glass opacities in the subpleural area were the most frequently discovered radiological findings in the present study, and these are typical hallmarks of radiological pulmonary imaging in COVID-19.18 Although multiple organs (eg, those of the respiratory, alimentary, genitourinary, and central nervous systems) can interact with SARS-CoV-2 owing to viraemia and the cytokine storm, the lungs are still the principal target of the virus. Generally, the pulmonary presentation is consistent with the clinical severity of COVID-19. Because there were no critical cases in our study, more severe chest imaging findings were not present (eg, entire lungs involved in exudation and consolidation). Certain critical patients in intensive care units with severe acute respiratory distress syndrome even need extracorporeal membrane oxygenation support.19 In epidemic areas, chest CT could also be adopted as an early supplementary diagnostic tool.20
     
    So far, there is no specifically proven antiviral treatment for COVID-19. The mainstay of therapy is optimised supportive care, including proper oxygen supply. The efficacy of antiviral drugs, including lopinavir/ritonavir, is still unknown.21 The pharmacotherapies used in the present study, including antiviral and immunomodulating treatments, are only empirical and palliative. Further randomised clinical trials are urgently needed to determine the most effective evidence-based treatments.
     
    The current study has several limitations. First, this is a retrospective study with data from a single centre. The number of included cases is relatively small. However, it is meaningful for the evaluation of characteristics of early cases outside of Wuhan City, especially for policy makers. Second, no potentially effective antiviral drugs can be proposed by the present study. Further basic and clinical research is required to elucidate effective and safe pharmacotherapies, as to date, no proven antiviral drugs are available. Third, asymptomatic infection of COVID-19 is currently an important issue. We do not have enough data to provide associated information. More studies are needed to provide diagnosis and differentiation of asymptomatic cases, particularly involving the serological and nucleic acid tests that have recently become available to the general population.
     
    Conclusion
    During the early stage of the COVID-19 outbreak, half of the patients from a designated hospital in Hangzhou City were discovered as familial clusters. Therefore, strict prevention and control measures should be implemented during self-isolation. Patients aged >60 years with underlying co-morbidities were prone to lymphocytopenia and severe infection.
     
    Author contributions
    Concept or design: J Gao, S Zhang.
    Acquisition of data: K Zhou, X Zhao, J Liu.
    Analysis or interpretation of data: J Gao, Z Pu.
    Drafting of the manuscript: J Gao, Z Pu.
    Critical revision of the manuscript for important intellectual content: S Zhang, K Zhou, X Zhao, J Liu.
     
    All authors had full access to the data, contributed to the study, approved the final version for publication, and take responsibility for its accuracy and integrity.
     
    Conflicts of interest
    All authors have disclosed no conflicts of interest.
     
    Acknowledgement
    All authors thank all of the patients with COVID-19 and healthcare service providers at XiXi Hospital of Hangzhou, China.
     
    Funding/support
    This research was supported by the Innovative Talents Supportive Project from Medical Health Science and Technology Programme of Zhejiang Provincial Health Commission, China (Ref 2020RC072). The funder had no role in study design, data collection/analysis/interpretation, or manuscript preparation.
     
    Ethics approval
    The study was approved by the Ethics Committee of the XiXi Hospital of Hangzhou, China (Ref 2020-31). The requirement for informed consent was waived because of the retrospective nature of this study.
     
    References
    1. World Health Organization. Coronavirus disease (COVID-2019) situation report. 6 Nov 2020. Available from: https://www.who.int/emergencies/diseases/novel-coronavirus-2019/situation-reports/. Accessed 8 Nov 2020.
    2. Zhao JY, Yan JY, Qu JM. Interpretations of “diagnosis and treatment protocol for novel coronavirus pneumonia (Trial Version 7)”. Chin Med J (Engl) 2020;133:1347-9. Crossref
    3. Jin YH, Cai L, Cheng ZS, et al. A rapid advice guideline for the diagnosis and treatment of 2019 novel coronavirus (2019-nCoV) infected pneumonia (standard version). Mil Med Res 2020;7:4. Crossref
    4. Forster P, Forster L, Renfrew C, Forster M. Phylogenetic network analysis of SARS-CoV-2 genomes. Proc Natl Acad Sci USA 2020;117:9241-3. Crossref
    5. Zhu N, Zhang D, Wang W, et al. A novel coronavirus from patients with pneumonia in China, 2019. N Engl J Med 2020;382:727-33. Crossref
    6. Zhou P, Yang XL, Wang XG, et al. A pneumonia outbreak associated with a new coronavirus of probable bat origin. Nature 2020;579:270-3. Crossref
    7. Yan R, Zhang Y, Li Y, Xia L, Guo Y, Zhou Q. Structural basis for the recognition of SARS-CoV-2 by full-length human ACE2. Science 2020;367:1444-8. Crossref
    8. Guan WJ, Ni ZY, Hu Y, et al. Clinical characteristics of coronavirus disease 2019 in China. N Engl J Med 2020;382:1708-20. Crossref
    9. Li X, Zai J, Wang X, Li Y. Potential of large “first generation” human-to-human transmission of 2019-nCoV. J Med Virol 2020;92:448-54. Crossref
    10. Chen N, Zhou M, Dong X, et al. Epidemiological and clinical characteristics of 99 cases of 2019 novel coronavirus pneumonia in Wuhan, China: a descriptive study. Lancet 2020;395:507-13. Crossref
    11. Huang C, Wang Y, Li X, et al. Clinical features of patients infected with 2019 novel coronavirus in Wuhan, China. Lancet 2020;395:497-506. Crossref
    12. Chan JF, Yuan S, Kok KH, et al. A familial cluster of pneumonia associated with the 2019 novel coronavirus indicating person-to-person transmission: a study of a family cluster. Lancet 2020;395:514-23. Crossref
    13. Wu Z, McGoogan JM. Characteristics of and important lessons from the coronavirus disease 2019 (COVID-19) outbreak in China: summary of a report of 72 314 cases from the Chinese Center for Disease Control and Prevention. JAMA 2020;323:1239-42. Crossref
    14. Yu P, Zhu J, Zhang Z, Han Y. A familial cluster of infection associated with the 2019 novel coronavirus indicating possible person-to-person transmission during the incubation period. J Infect Dis 2020;221:1757-61. Crossref
    15. Li Q, Guan X, Wu P, et al. Early transmission dynamics in Wuhan, China, of novel coronavirus-infected pneumonia. N Engl J Med 2020;382:1199-207. Crossref
    16. Sanche S, Lin YT, Xu C, Romero-Severson E, Hengartner N, Ke R. High contagiousness and rapid spread of severe acute respiratory syndrome coronavirus 2. Emerg Infect Dis 2020;26:1470-7. Crossref
    17. Onder G, Rezzz G, Brusaferro S. Case-fatality rate and characteristics of patients dying in relation to COVID-19 in Italy. JAMA 2020;323:1775-6. Crossref
    18. Cao Y, Liu X, Xiong L, Cai K. Imaging and clinical features of patients with 2019 novel coronavirus SARS-CoV-2: a systematic review and meta-analysis. J Med Virol 2020 Apr 3. Epub ahead of print. Crossref
    19. Wang D, Hu B, Hu C, et al. Clinical characteristics of 138 hospitalized patients with 2019 novel coronavirus-infected pneumonia in Wuhan, China. JAMA 2020;323:1061-9. Crossref
    20. Ai T, Yang Z, Hou H, et al. Correlation of chest CT and RT-PCR testing in coronavirus disease 2019 (COVID-19) in China: a report of 1014 cases. Radiology 2020;296:E32- 40. Crossref
    21. Cao B, Wang Y, Wen D, et al. A trial of lopinavir–ritonavir in adults hospitalized with severe COVID-19. N Engl J Med 2020;382:1787-99. Crossref

    Rapid Estimate of Inadequate Health Literacy (REIHL): development and validation of a practitioner-friendly health literacy screening tool for older adults

    Hong Kong Med J 2020 Oct;26(5):404–12  |  Epub 25 Sep 2020
    Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
     
    ORIGINAL ARTICLE
    Rapid Estimate of Inadequate Health Literacy (REIHL): development and validation of a practitioner-friendly health literacy screening tool for older adults
    Angela YM Leung, PhD, FHKAN (Gerontology)1; Esther YT Yu, FHKCFP, FHKAM (Family Medicine)2; James KH Luk, FHKCP, FHKAM (Medicine)3; PH Chau, PhD4; Diane Levin-Zamir, PhD5,6; Isaac SH Leung, MPhil1; KT Cheung, MPhil7; Iris Chi, DSW8
    1 Centre for Gerontological Nursing, School of Nursing, The Hong Kong Polytechnic University, Hong Kong
    2 Department of Family Medicine and Primary Care, Li Ka Shing Faculty of Medicine, The University of Hong Kong, Hong Kong
    3 Department of Medicine, Fung Yiu King Hospital, Hong Kong
    4 School of Nursing, Li Ka Shing Faculty of Medicine, The University of Hong Kong, Hong Kong
    5 Department of Health Education and Promotion, Clalit Health Services, Israel
    6 School of Public Health, University of Haifa, Israel
    7 Centre on Research and Advocacy, Hong Kong Society for Rehabilitation, Hong Kong
    8 USC Suzanne Dworak-Peck School of Social Work, University of Southern California, Los Angeles, United States
     
    Corresponding author: Dr Angela YM Leung (angela.ym.leung@polyu.edu.hk)
     
     Full paper in PDF
     
    Abstract
    Introduction: This study aimed to develop and validate a brief practitioner-friendly health literacy screening tool, called Rapid Estimate of Inadequate Health Literacy (REIHL), that estimates patients’ health literacy inadequacy in demanding clinical settings.
     
    Methods: This is a methodological study of 304 community-dwelling older adults recruited from one community health centre and five district elderly community centres. Logistic regression models were used to identify the coefficients of the REIHL score’s significant factors. Receiver operating characteristic (ROC) curve analysis was then used to assess the REIHL’s sensitivity and specificity. Path analysis was employed to examine the REIHL’s criterion validity with the Chinese Health Literacy Scale for Chronic Care and concurrent validity with self-rated health scale and the Geriatric Depression Scale–15.
     
    Results: The REIHL has scores ranging from 0 to 23. It had 76.9% agreement with the Chinese Health Literacy Scale for Chronic Care. The area under the ROC curve for predicting health literacy inadequacy was 0.82 (95% confidence interval=0.78-0.87, P<0.001). The ROC curve of the REIHL showed that scores ≥11 had a sensitivity of 77.8% and specificity of 75.6% for predicting health literacy inadequacy. The path analysis model showed excellent fit (Chi squared [2, 304] 0.16, P=0.92, comparative fit index 1.00, root mean square error of approximation <0.001, 90% confidence interval=0.00-0.04), indicating that the REIHL has good criterion and concurrent validity.
     
    Conclusion: The newly developed REIHL is a practical tool for estimating older adults’ inadequate health literacy in clinical care settings.
     
     
    New knowledge added by this study
      This paper contributes to the field of health literacy and primary care by:
    • providing a practitioner-friendly tool for estimating individuals’ health literacy inadequacy without interrupting clinical workflow; and
    • screening high-risk people in China for comprehensive health literacy assessment with the Chinese Health Literacy Scale for Chronic Care.
    Implications for clinical practice or policy
    • Using this rapid estimation may allow doctors/nurses to avoid asking patients to complete a questionnaire, which may interrupt the clinical workflow or take up substantial time during medical consultations.
    • The Rapid Estimate of Inadequate Health Literacy could also encourage practitioners to spend more time with those who have inadequate health literacy in health education and counselling.
     
     
    Introduction
    Health literacy is the ability to obtain, read, understand, and use healthcare information to make appropriate health decisions and follow treatment instructions. Inadequate health literacy (IHL) is a public health concern that is associated with poor health outcomes and frequent use of health services.1 Identifying groups at risk for IHL is therefore crucial. Screening tools such as the Rapid Evaluation of Adult Literacy in Medicine–Revised (REALM-R),2 Rapid Evaluation of Adult Literacy in Medicine–Short form,3 Wide Range Achievement Test (WRAT-4),4 Newest Vital Sign (NVS),5 and Single-Item Literacy Screener6 have been developed for assessment of patients’ health literacy. Nonetheless, each of those tools has limitations, hindering the extensive use of rapid health literacy screening in clinical settings.
     
    The REALM-R, Rapid Evaluation of Adult Literacy in Medicine–Short form, and WRAT-4 focus only on word recognition,7 representing a narrow concept of health literacy and failing to address two other crucial dimensions: ‘interpretation of health information’ and ‘health decision making’.7 8 The REALM-R and WRAT-4 health literacy assessments require 2 to 3 and 3 to 5 minutes, respectively, to administer. Thus, using the REALM-R or WRAT-4 demands special arrangements in clinical settings: patients may be required to complete them prior to consultation, and they may interrupt the usual clinical workflow. An alternative is for the doctor to conduct the assessment, but the typical out-patient clinical consultation period is about 7 minutes for each patient, and adequate health literacy assessment would occupy multiple minutes of this period.
     
    The NVS is another recommended tool for quick health literacy screening that compensates for the shortcomings of previous tools by addressing the need to understand and interpret health information from a designated nutritional label. After reading the label, the client answers six questions about it. The assessment of these capacities by the NVS is both a strength and a shortcoming, as it requires more time to complete.9 Notably, older adults take 11.7 minutes (range, 6-28 minutes) to complete the NVS, so its practicality for quick assessment of elderly patients’ health literacy is limited.10
     
    Another rapid health literacy assessment tool is the Short-Form Test of Functional Health Literacy in Adults, a 36-item tool that assesses clients’ comprehension and numeracy abilities.11 It is recommended to allot 7 minutes to complete the assessment, and clients should stop when that time is up. However, time-limited assessments can be challenging for older adults because of their delayed cognitive processing or age-related slowness. These effects are typical but not pathological with age, rendering the Short-Form Test of Functional Health Literacy in Adults inappropriate for this population.12 Further, most of its contents were based on the US healthcare system, making its generalisability to other countries questionable.
     
    The Single-Item Health Literacy Screening is the simplest health literacy assessment, containing only one item. Its key limitation is possible self-report bias, as it assesses clients’ perceived ability to read and understand health information from written material, which may not reflect their actual abilities.6
     
    Given the shortcomings of existing rapid health literacy screening tools and the need to assess patients’ health literacy in clinical settings, there is a need to develop a rapid tool for non-English-speaking older adults that can be used in different healthcare systems and is based on available patient data. The project team has developed several health literacy tools for Chinese populations, including the Chinese Health Literacy Scale for Diabetes,13 Chinese Health Literacy Scale for Chronic Care (CHLCC),14 and Chinese Health Literacy Scale for Diabetes–Multiple Choice version.15 Although these tools can be used in Chinese-speaking populations, they require several minutes for clients to complete, which may not be ideal for rapid screening in busy clinics. Therefore, in this study, we aimed to develop and validate a brief practitioner-friendly health literacy screening tool, the Rapid Estimate of Inadequate Health Literacy (REIHL), which employs a multivariable prediction model to determine patients’ risk for IHL in a demanding clinical setting.
     
    Methods
    Study design and participants
    This is a cross-sectional, methodological study that was conducted from August 2010 to January 2011. The Transparent Reporting of a Multivariable Prediction Model for Individual Prognosis or Diagnosis guidelines were also followed.16
     
    Older adults from one community health centre and five district elderly community centres in Hong Kong were recruited. The inclusion criteria were: (1) age ≥50 years; (2) cognitively capable (Short Portable Mental Status Questionnaire Chinese version score ≥7); and (3) able to communicate in Cantonese. The sample size calculation was derived from a receiver operating characteristic (ROC) power calculation using the ‘power.roc.test’ function under the ‘pRCO’ library in R version 3.6. Assuming that the newly developed tool’s area under the curve 0.60, type 1 error 0.05, power 0.8, and attrition 20%, at least 298 subjects should be recruited.17
     
    Recruitment strategies included posters at community centres, monthly meetings, and in-person contact. All participants were interviewed to assess their eligibility to participate. Ethical approval was obtained from the Institutional Review Board of The University of Hong Kong/Hospital Authority Hong Kong West Cluster (Ref UW 09-033).
     
    Procedure for developing the Rapid Estimate of Inadequate Health Literacy
    The newly developed REIHL screening tool was devised using model estimation. Unlike other scale development, we did not create the items for the REIHL but collected socio-demographic data (age, gender, education level, types of chronic illness) and conducted the CHLCC on the subjects. Scores on the CHLCC were used to determine which subjects had IHL. People with CHLCC scores of <36 were considered as having IHL. We then created a dummy variable representing IHL (1: IHL; 0: adequate health literacy). Socio-demographic factors (eg, age, education level, types and number of chronic illnesses) associated with IHL were identified, and these became the items of the REIHL. Chronic illnesses refer to conditions that last 1 year or more and lead to limitations in activities of daily living and/or require ongoing medical attention.18
     
    Measurement
    People with IHL were more likely to have more depressive symptoms19 20 and poor self-rated health (SRH).21 22 We therefore checked the criterion validity and concurrent validity of REIHL with the following validated scales.
     
    The CHLCC was used to check the criterion validity of REIHL. The CHLCC is a 24-item tool for measuring health literacy in Chinese populations with four subscales (remembering, understanding, applying, and analysing). It has good internal (Cronbach’s alpha, 0.91) and test-retest (intraclass correlation coefficient, 0.77; P<0.01) reliability.14
     
    The Geriatric Depression Scale–15 (GDS-15) and the SRH scale were used to check the REIHL’s concurrent validity. The GDS-15 is used to assess older adults’ depressive symptoms,23 and it has been translated into Chinese and validated in Hong Kong with good psychometric properties (Cronbach’s alpha, 0.82; item-total correlation, 0.23-0.66).24 25 Its total score ranges from 0 to 15, with higher values representing increased depression levels. The SRH is a validated single-item scale for assessing general health status.26 It is a subjective assessment of general health, asking ‘In the last 3 months, how would you describe your health status?’ Five options are given: ‘very good’, ‘good’, ‘fair’, ‘poor’, or ‘very poor’, coded as integers from 1 (very good) to 5 (very poor).
     
    Statistical analyses
    There were a few items of missing data, which comprised about 2% of all data. Missing values were filled in using multiple imputation in SPSS (Windows version 25.0; IBM Corp, Armonk [NY], US). Chi squared tests were used to assess the bivariate relationships between demographic variables and IHL. Logistic regression analyses were used to further assess the multivariate relationships among the factors that were significantly associated with IHL. Model adequacy was evaluated by Nagelkerke’s R2.27 To obtain an optimistic assessment of the model’s prediction performance and avoid overfitting, 10-fold cross-validation was used, and error mean square (EMS) was reported. To select the best model, we chose the model with the smallest EMS and lowest Bayesian information criterion (BIC) values. We derived the point scores for REIHL with reference to the Framingham Study Risk Score.16 The score for each item of the REIHL is calculated by dividing its coefficient by the smallest coefficient and then rounding up to the next highest integer. The total REIHL score is the sum of the scores of all items in the REIHL.
     
    To test the reliability of the REIHL, we used ROC curve analysis28 to assess its sensitivity and specificity. We choose the optimum sensitivity and specificity based on maximisation of Youden’s index.29 We assessed the corresponding sensitivity and specificity of each potential cut-off point. The chosen cut-off point was the one with the largest Youden’s index (ie, sensitivity + specificity − 1). We also assessed the criterion validity and concurrent validity of REIHL. Criterion validity refers to the stated criterion, that is, the correspondence between the results of this newly developed scale and those of a validated health literacy scale. Concurrent validity is the extent to which a test relates to another previously validated metric. Here, we tested the REIHL’s criterion validity with the CHLCC and the REIHL’s concurrent validity with two health outcomes (depression and SRH). Path analysis30 was also used to examine the criterion and concurrent validity of REIHL with a validated health literacy scale (CHLCC) and two health outcomes (depressive symptoms and SRH) using MPlus version 7.31 We assessed three fit indices to determine the goodness of fit of the model: a model with non-significant Chi squared value (P>0.05), comparative fit index ≥0.95, and root mean square error of approximation ≤0.10 was considered to be a well-fitting model.32 33 We also inspected the direction and significance of the standardised estimate coefficients to determine the effects of one variable on another.
     
    Results
    A total of 304 subjects were included in the analysis, of whom 220 (72.4%) were female. In all, 185 (60.9%) subjects were shown to have IHL when assessed by the health literacy scale (CHLCC score <36). Age, gender, education level, and number of chronic illnesses were significantly associated with CHLCC (Table 1).
     

    Table 1. Comparison of demographics of subjects with adequate and inadequate health literacy (n=304)
     
    Because gender was significantly correlated with education, we selected education level as the representative variable used in the regression models (Table 2). Model 1 employed a regression model that incorporated age and education, and the results were: Nagelkerke’s R2 0.39, EMS 0.15, and BIC 347. To form Model 2, we added five chronic illnesses (ie, diabetes, hypertension, stroke, heart disease, and osteoporosis) into the regression; Nagelkerke’s R2 increased to 0.43, EMS to 0.16, and BIC to 359. In Model 3, the selected chronic illnesses were replaced by the number of chronic illnesses, and Nagelkerke’s R2 became 0.40, EMS 0.15, and BIC 346. Because Model 3 had the lowest BIC and EMS values, and its Nagelkerke’s R2 was comparable to those of the other two models, we considered Model 3 as the best and final model.
     

    Table 2. Regression of factors and significance of associations with inadequate health literacy (n=304)
     
    The coefficients of age, education level, and number of chronic illnesses were identified in Model 3. The smallest coefficient was 0.34, and that value was used as the denominator to calculate the score for each item. Age was categorised and scored as 0, 4, 4, or 7; education level was scored as 0, 2, 5, or 11; and chronic illnesses were scored from 0 to 5 depending on their number (Table 3). Therefore, the total REIHL score ranged from 0 to 23. The REIHL had 76.9% agreement with the CHLCC, the validated, reliable health literacy scale. The area under the ROC curve for predicting IHL was 0.82 (95% confidence interval=0.78-0.87, P<0.001; Fig 1). The curve for the REIHL showed that scoring ≥11 had a sensitivity of 77.8% and specificity of 75.6% for predicting IHL. This criterion identified 60.9% of the participants as having IHL.
     

    Table 3. Scoring system of the Rapid Estimate of Inadequate Health Literacy (REIHL)
     

    Figure 1. Receiver operating characteristic (ROC) curve of the final model
     
    All of the REIHL items had unique scores except for two items under ‘Age’ that had the same score (ie, 4) after rounding up. The actual score for those aged 65 to 74 years was 3.71 (=1.27/0.34), whereas that for those aged 75 to 84 years was 4.44 (=1.55/0.34). Because the difference between the actual scores (3.71 and 4.44) was almost 1, we considered the possibility of adjusting the score of the item ‘aged 75 to 84 years’ to 5. The sensitivity and specificity of the REIHL were 72.4% and 79.8%, respectively, when adjusted accordingly. These results were not significantly different from those before adjustment. The agreement between REIHL and CHLCC in the adjusted model was 75.3%, which was lower than that before adjustment. The area under the ROC curve of the adjusted REIHL was 0.83 (ie, very close to the corresponding value of the unadjusted version). In view of the insignificant improvement in psychometric properties, we propose to not adjust the scoring of the item ‘aged 75 to 84 years’, leaving it as 4.
     
    The path analysis model showed excellent fit (Chi squared [2, 304] 0.16, P=0.92, comparative fit index 1.00, root mean square error of approximation <0.001, 90% confidence interval=0.00-0.04), indicating the criterion validity and concurrent validity of the REIHL (Fig 2). The path between the REIHL and CHLCC (β= −32.69, P<0.001) was statistically significant, implying that the REIHL was significantly negatively associated with the CHLCC. This shows the criterion validity of REIHL with a validated health literacy instrument. A negative association between the two scales is reasonable and expected because the REIHL measures inadequacy, unlike the CHLCC, which measures adequacy. The path between the REIHL and the GDS-15 (β = 0.13, P<0.01) was also statistically significant, but the path between the REIHL and SRH was not. This implies that there was a significant relationship between IHL and depressive symptoms. The path between the GDS-15 and SRH (β=1.02, P<0.001) was statistically significant, indicating a strong relationship between depression and poor SRH.
     

    Figure 2. Criterion and concurrent validity of REIHL with a validated health literacy scale and clinical health outcomes
     
    Discussion
    The newly developed REIHL is a reliable screening tool for estimating IHL among older adults in clinical settings. Although REIHL is an estimation tool, it had very good agreement with a validated health literacy measure (CHLCC). This implies that if clinicians have limited time to assess patients’ health literacy, they could estimate it using the REIHL rather than actually measuring patients’ health literacy levels.
     
    The strengths of the REIHL are its reliability and simplicity. We used several methods to test the tool’s reliability. For instance, ROC analysis found that the area under the curve was more than 80%, and the sensitivity and specificity of the REIHL with a cut-off point of 11 reached an acceptable level, indicative of an accurate assessment tool. The relationships between REIHL and CHLCC were well illustrated in the path analysis, indicating that REIHL has reasonably good criterion validity. Previous literature showed that adults with IHL were more likely to have depressive symptoms19 20 and poor SRH.21 22 The path analysis showed that REIHL was significantly associated with GDS-15 but not with SRH; however, the GDS-15 was significantly associated with SRH, and the model showed good fit. These findings confirmed the concurrent validity of REIHL, as estimated IHL was significantly associated with depression. This result provides some added value, as IHL was indirectly associated with poor SRH via depression. This means that older adults’ poor SRH was caused not directly by IHL, but by the presence of depression.
     
    Three of the REIHL’s items (age, education, and number of chronic illnesses) may be risk factors for depression, so testing the tool’s association with depression might be a challenge analogous to testing the relationship between risk factors and poor health outcomes. However, we are confident that the inclusion of these items in the REIHL is a good design choice to highlight the heterogeneity of older adults and remind practitioners to be sensitive to the differentiation among clients. People of advanced age and low education are more likely to have poor health outcomes (including depression), but the age and education level at which practitioners should be mindful of IHL remains unclear. The REIHL is a reminder to practitioners to pay proper attention to these important aspects so that they can communicate with patients to self-manage their health issues. Advocating the use of REIHL is not intended to replace the concept of universal precaution in health literacy and its adoption, but it highlights a population that needs special attention regarding health literacy. In clinics where most clients are older adults, practitioners could thereby direct their limited time and resources to those in the greatest need. By contrast, when encountering less-educated clients, some practitioners do not attempt to educate them, assuming they are unable to understand or apply the information. In such situations, the REIHL may encourage practitioners to adopt strategies such as referring clients with IHL to training. In one US study, people with IHL were referred to regular telephone counselling provided by health coaches (trained nurses, health educators, and diabetes educators) for 12 months.34 The health coaches delivered health advice/messages in simple sentences over the phone. In a Hong Kong study, multi-component nurse-led group meetings derived from the concept of photovoice were arranged for patients with diabetes, hypertension, and limited health literacy.35 In these meetings, participants used photos to express barriers to and facilitators of physical activity and developed plans to improve their health status.35 These two examples illustrate how people with IHL have been supported to communicate with healthcare professionals to make their health decisions.
     
    The REIHL can be used easily by clinicians provided that they know the clients’ age, education level, and number of chronic illnesses. Its scoring system is simple, with the sum of all items forming the total score. The different levels within each item have unique scores, except for two age categories (65-74 and 75-84 years), to both of which the score 4 was assigned. We investigated the possibility of adding one more point to the latter category’s score, but this did not contribute additional sensitivity or specificity; therefore, we decided to keep the status quo.
     
    The REIHL could contribute to the hands-on 1-minute estimation of patients’ health literacy levels that is sometimes performed in clinical areas. Such a swift assessment allows practitioners to make decisions in health education, such as avoiding the use of jargon, providing simplified information and illustrations, using the ‘teach-back’ method, and encouraging patients’ questions. These strategies can improve health behaviours among those with IHL.36 As IHL is a common phenomenon in clinical settings, the Agency for Healthcare Research and Quality and the Institute for Healthcare Improvement of the US recommend that practitioners use the teach-back method as a strategy of taking universal precautions for health literacy (ie, applying such precautions to all patients).37 In the teach-back method, patients are asked to repeat the instructions they receive from doctors and nurses, allowing healthcare professionals to check patients’ understanding of the health messages and then re-teach or modify the method of presentation if the patients do not demonstrate comprehension. Throughout the process, it is recommended that doctors and nurses have a caring attitude and use plain language in communication.38
     
    Unlike other rapid estimation tools for health literacy, such as the REALM-R, the REIHL does not require clients to read aloud. This enables practitioners to estimate patients’ health literacy without embarrassing them, which is particularly suitable to Chinese culture in view of the concept of ‘saving face’. Its application is highly recommended in the management of geriatric patients, as such patients are a heterogeneous group in terms of health literacy adequacy. Older patients’ literacy problems may not be obvious, as some may conceal their problems out of shame or may not recognise their difficulties with reading. Such individuals may be unable to ask relevant health questions or may misunderstand healthcare providers’ recommendations. As older patients tend to have many co-morbidities, they need to navigate the health care system and interpret complex information, which are challenging for people with IHL. Understanding patients’ health literacy could allow the implementation of strategies that could potentially improve their health and reduce emergency attendance and hospital admissions. Two strategies have been proven effective to facilitate medication adherence and health literacy. A self-management education programme (two 30- to 40-minute weekly meetings followed by four phone-based educational sessions) tailored to health literacy was shown to increase adherence to antihypertensive medication.39 Another strategy is the use of a tailor-made comic book to facilitate medication counselling sessions (two 45-minute face-to-face meetings) administered by trained volunteers.40 41 Because people with IHL are more likely to have low confidence in medicine taking,33 42 health education of this kind can be beneficial to people with chronic illnesses.
     
    The REIHL is a screening tool for health literacy. Because of its estimated nature and capacity for rapid implementation, it is best used in ambulatory care or out-patient care clinics. The REIHL cannot replace the CHLCC, which assesses health literacy levels accurately and directly. However, the REIHL is good at identifying members of the high-risk population on whom the administration of the CHLCC or other health literacy tests is warranted. The prevalence of IHL in this sample was high (61%), and this result is comparable to those found in other populations: in the Netherlands, the prevalence of IHL in patients with arterial vascular disease was 76.7%,43 whereas in Brazil, more than half of people with hypertension (54.6%) had IHL.44 As the prevalence of IHL is high across various populations, there should be no problems with the generalisation of this health literacy tool. However, to determine whether the REIHL can be applied in other populations or nations, a cross-national study should be carried out in future.45
     
    Several limitations of this study should be acknowledged. First, the cross-sectional design did not allow us to investigate the causal relationship between health literacy and health outcomes. Second, because only Chinese subjects were included, the threshold is only valid for Chinese older adults, and whether the results can be generalised to other non-Chinese populations is not known. Future studies should investigate the scale’s psychometric properties in other populations. Third, we recruited volunteers from community district elderly centres, so there is some selection bias based on interest and motivation. Further, the tool measures the risk for IHL based on patients’ background information; thus, it is not sensitive to changes in an individual’s personal health literacy level. Previous studies have shown that cognitive impairment is strongly related to low health literacy. However, we restricted the inclusion criteria to those without impaired cognitive function.46 Fourth, the REIHL relies on self-reported items, so under-reporting or over-reporting are possible. Inaccurate reporting may be the result of stigma or the potential for embarrassment associated with low education levels or literacy abilities. Caution should be applied when interpreting REIHL scores. Finally, the present dataset is too small to be split into training and validation datasets. Future studies with larger datasets should be used to validate this scale.
     
    Conclusion
    The REIHL is a practitioner-friendly tool for screening older adults’ risk for IHL, which can be applied in clinical settings to identify at-risk groups. This tool is particularly useful in demanding clinical areas where older adults constitute the majority of patients. Future studies should assess how using the REIHL in a community clinical setting encourages healthcare providers to relate better to patients with lower health literacy and improves communication with them.
     
    Author contributions
    Concept or design of study: AYM Leung, PH Chau, I Chi.
    Acquisition of data: ISH Leung, KT Cheung.
    Analysis or interpretation of data: All authors.
    Drafting of the manuscript: ISH Leung, KT Cheung.
    Critical revision of the manuscript for important intellectual content: AYM Leung, EYT Yu, JKH Luk, D Levin-Zamir, I Chi.
     
    All authors had full access to the data, contributed to the study, approved the final version for publication, and take responsibility for its accuracy and integrity.
     
    Conflicts of interest
    As an editor of the journal, JKH Luk was not involved in the peer review process of the article. Other authors have disclosed no conflicts of interest.
     
    Acknowledgement
    The authors would like to acknowledge the invaluable contribution of the study participants. Special thanks go to the anonymous reviewers for their thoughtful review and guidance.
     
    Declaration
    The findings of this study were presented in part as a poster at the 10th International Symposium on Healthy Aging, Hong Kong. Leung ISH, Leung AYM, Chau PH (2015, March 7-8). Rapid Estimate of Inadequate Health Literacy (REIHL) for community-dwelling Chinese older adults.
     
    Data availability
    The data that support the findings of this study are available on request from the corresponding author. The data are not publicly available because of privacy or ethical restrictions.
     
    Funding/support
    This project was funded by Seed Funding for Basic Research, HKU 2010-11 (Project No: 200911159075) of the University of Hong Kong.
     
    Ethics approval
    Approval was obtained from the Institutional Review Board of The University of Hong Kong/Hospital Authority Hong Kong West Cluster (Ref UW 09-033).
     
    References
    1. Berkman ND, Sheridan SL, Donahue KE, Halpem DJ, Crotty K. Low health literacy and health outcomes: an updated systematic review. Ann Int Med 2011;155:97-107. Crossref
    2. Davis TC, Long SW, Jackson RH, et al. Rapid estimate of adult literacy in medicine: a shortened screening instrument. Fam Med 1993;25:391-5.
    3. Arozullah AM, Yarnold PR, Bennett CL, et al. Development and validation of a short-form, rapid estimate of adult literacy in medicine. Med Care 2007;45:1026-33. Crossref
    4. Wilkinson GS, Robertson GJ. Wide Range Achievement Test–Fourth Edition (WRAT-4). Lutz, FL: Psychological Assessment Resources; 2006. Crossref
    5. Weiss BD, Mays MZ, Martz W, et al. Quick assessment of literacy in primary care: the newest vital sign. Ann Fam Med 2005;3:514-22. Crossref
    6. Morris NS, MacLean CD, Chew LD, Littenberg B. The Single Item Literacy Screener: evaluation of a brief instrument to identify limited reading ability. BMC Fam Pract 2006;7:21. Crossref
    7. Haun JN, Valerio MA, McCormack LA, Sørensen K, Passche-Orlow MK. Health literacy measurement: an inventory and descriptive summary of 51 instruments. J Health Comm 2014;19 Suppl 2:302-33. Crossref
    8. Carpenter CR, Kaphingst KA, Goodman MS, Lin MJ, Melson AT, Griffey RT. Feasibility and diagnostic accuracy of brief health literacy and numeracy screening instruments in an urban emergency department. Acad Emerg Med 2014;2:137-46. Crossref
    9. Shah LC, West P, Bremmeyr K, Savoy-Moore RT. Health literacy instrument in family medicine: the “newest vital sign” ease of use and correlates. J Am Board Fam Med 2010;23:195-203. Crossref
    10. Patel PJ, Joel S, Rovena G, et al. Testing the utility of the newest vital sign (NVS) health literacy assessment tool in older African-American patients. Patient Educ Couns 2011;85:505-7. Crossref
    11. Baker DW, Williams MV, Parker RM, Gazmararian JA, Nurss J. Development of a brief test to measure functional health literacy. Patient Educ Couns 1999;38:33-42. Crossref
    12. Robinson S, Moser D, Pelter MM, Besbitt T, Paul SM, Dracup K. Assessing health literacy in heart failure patients. J Card Fail 2011;17:887-92. Crossref
    13. Leung AY, Lou VW, Cheung MK, Chan SS, Chi I. Development and validation of Chinese health literacy scale for diabetes. J Clin Nurs 2013;22:2090-9. Crossref
    14. Leung AY, Cheung MK, Lou VW, et al. Development and validation of the Chinese Health Literacy Scale for chronic care. J Health Comm 2013;18 Suppl 1:205-22. Crossref
    15. Leung AY, Lau HF, Chau PH, Chan EW. Chinese Health Literacy Scale for Diabetes–multiple-choice version (CHLSD-MC): a validation study. J Clin Nurs 2015;24:2679-82. Crossref
    16. Sullivan LM, Massaro JM, D’Agostino RB Sr. Presentation of multivariate data for clinical use: The Framingham Study risk score functions. Stat Med 2004;23:1631-60. Crossref
    17. Li F, He H. Assessing the accuracy of diagnostic tests. Shanghai Arch Psychiatry 2018;30:207-12.
    18. Center for Disease Control and Prevention, US Government. About chronic diseases. Available from: https://www.cdc.gov/chronicdisease/about/index.htm. Accessed 17 May 2020.
    19. Rhee TG, Lee HY, Kim NK, Han G, Lee J, Kim K. Is health literacy associated with depressive symptoms among Korean adults? Implications for mental health nursing. Perspect Psychiatr Care 2017;53:234-42. Crossref
    20. Puente-Maestu L, Calle M, Rodríguez-Hermonsa JL, et al. Health literacy and health outcomes in chronic obstructive pulmonary disease. Respir Med 2016;115:78-82. Crossref
    21. Protheroe J, Whittle R, Bartlam B, Estacio EV, Clark L, Kurth J. Health literacy, associated lifestyle and demographic factors in adult population of an English city: a cross-sectional survey. Health Expect 2017;20:112-9. Crossref
    22. Liu YB, Liu L, Li YF, Chen YL. Relationship between health literacy, health-related behaviors and health status: a survey of elderly Chinese. Int J Environ Res Public Health 2015;12:9714-25. Crossref
    23. Sheik JI, Yesavage JA. Geriatric Depression Scale (GDS): recent evidence and development of a shorter version. Clin Gerontol 1986;5:165-73. Crossref
    24. Lee HC, Chiu HF, Kwok WY, et al. Chinese elderly and the GDS short form: a preliminary study. Clin Gerontol 1993;14:37-42.
    25. Boey KW, Chiu HF. Assessing psychological well-being of the old-old: a comparative study of GDS-15 and GHQ-12. Clin Gerontol 1998;19:65-75. Crossref
    26. Lundberg O, Manderbacka K. Assessing reliability of a measure of self-rated health. Scand J Soc Med 1996;24:218-24. Crossref
    27. Nagelkerke NJ. A note on a general definition of the coefficient of determination. Biometrika 1991;78:691-2. Crossref
    28. Zweig MH, Campbell G. Receiver-operating characteristic (ROC) plots: a fundamental evaluation tool in clinical medicine. Clin Chem 1993;39:561-77. Crossref
    29. Ruopp MD, Perkins NJ, Whitcomb BW, Schisterman EF. Youden Index and optimal cut-point estimated from observations affected by a lower limit of detection. Biom J 2008;50:419-30. Crossref
    30. Garson GD. Path analysis. Asheboro (NC): Statistical Associates Publishers; 2014.
    31. Muthén LK, Muthén BO. MPlus (version 6) [computer software]. Los Angeles (CA): Muthén & Muthén; 2010.
    32. Bentler PM. Comparative fit indexes in structural models. Psychol Bull 1990;107:238-46. Crossref
    33. Raykov T, Marcoulides GA. A First Course in Structural Equation Modeling. 2nd ed. Mahwah (NJ): Erlbaum; 2006.
    34. Hadden KB, Arnold CL, Curtis LM, et al. Barriers and solutions to implementing a pragmatic diabetes education trial in rural primary care clinics. Contemp Clin Trials Commun 2020;18:100550. Crossref
    35. Leung AY, Chau PH, Leung IS, et al. Motivating diabetic and hypertensive patients to engage in regular physical activity: a multi-component intervention derived from the concept of photovoice. Int J Environ Res Public Health 2019;16:1219. Crossref
    36. Nouri SS, Rudd RE. Health literacy in the “oral exchange”: an important element of patient-provider communication. Patient Educ Couns 2015;98:565-71. Crossref
    37. Yen PH, Leasure AR. Use and effectiveness of the teach-back method in patient education and health outcomes. Fed Pract 2019;36:284-9.
    38. Warde F, Papadakos J, Papadakos T, Rodin D, Salhia M, Giuliani M. Plain language communication as a priority competency for medical professionals in a globalized world. Can Med Educ J 2018;9:e52-9. Crossref
    39. Delavar F, Pashaeypoor S, Negarandeh R. The effects of self-management education tailored to health literacy on medication adherence and blood pressure control among elderly people with primary hypertension: a randomized controlled trial. Patient Educ Couns 2020;103:336-42. Crossref
    40. Leung AY, Leung IS, Liu JW, Ting S, Lo S. Improving health literacy and medication compliance through comic books: a quasi-experimental study in Chinese community-dwelling older adults. Glob Health Promot 2018;25:67-78.Crossref
    41. Wu SW, Tse DT, Chui JC, et al. Educational comic book versus pamphlet for improvement of health literacy in older patients with type II diabetes mellitus: a randomized controlled trial. Asian J Gerontol Geriatr 2017;12:60-4.
    42. Lee YM, Yu HY, You MA, Son YJ. Impact of health literacy on medication adherence in older people with chronic diseases. Collegian 2017;24:11-8. Crossref
    43. Strijbos RM, Hinnen JW, van den Haak RF, Verhoeven BA, Koning OH. Inadequate health literacy in patients with arterial vascular disease. Eur J Vasc Endovasc Surg 2018;56:239-45. Crossref
    44. Costa VR, Costa PD, Nakano EY, Apolinário D, Santana AN. Functional health literacy in hypertensive elders at primary health care. Rev Bras Enferm 2019;72 Suppl 2:266-73. Crossref
    45. Sharma S, Weathers D. Assessing generalizability of scales used in cross-national research. Int J Res Mark 2003;20:287-95. Crossref
    46. Federman AD, Sano M, Wolf MS, Siu AL, Halm EA. Health literacy and cognitive performance among older adults. J Am Geriatr Soc 2009;57:1475-80. Crossref
    sref

    Pages