Patterns of COVID-19 on computed tomography imaging

Hong Kong Med J 2020 Aug;26(4):289–93  |  Epub 30 Jul 2020
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE  CME
Patterns of COVID-19 on computed tomography imaging
SK Li, MB, ChB, FRCR; FH Ng, FHKCR, FHKAM (Radiology); KF Ma, FHKCR, FHKAM (Radiology); WH Luk, FHKAM (Radiology), FRCR; YC Lee, FHKAM (Radiology), FRCR; KS Yung, MB, BS
Department of Radiology, Princess Margaret Hospital, Hong Kong
 
Corresponding author: Dr SK Li (leskileskileskileski@gmail.com)
 
 Full paper in PDF
 
Abstract
Purpose: As the designated tertiary referral centre for infectious diseases in Hong Kong, our hospital received the city’s first group of patients diagnosed with coronavirus disease 2019 (COVID-19). Herein, we studied the earliest patients admitted to our centre in order to clarify the typical radiological findings, particularly computed tomography (CT) findings, associated with COVID-19.
 
Methods: From 22 January 2020 to 29 February 2020, 19 patients with confirmed COVID-19 underwent high-resolution or conventional CT scans of the thorax in our centre. The CT imaging findings of these patients with confirmed COVID-19 in Hong Kong were reviewed in this study.
 
Results: Ground-glass opacities (GGO) with peripheral subpleural distribution were found in all patients (100%). No specific zonal predominance was observed. All lobes were involved in 16 (84.2%) patients, focal subsegmental consolidations were observed in 14 (73.7%) patients, and interlobular septal thickening was present in 12 (63.2%) patients. No mediastinal lymph node enlargement, centrilobular nodule, or pleural effusion was detected in any of the patients. Other imaging features present in several patients include bronchial dilatation, bronchial wall thickening, and crazy-paving patterns.
 
Conclusion: Peripheral subpleural GGO without zonal predominance in the absence of centrilobular nodule, pleural effusion, and lymph node enlargement were consistent findings in patients with confirmed COVID-19. The observed radiological patterns on CT scans can help identify COVID-19 and assess affected patients in the context of the ongoing outbreak.
 
 
New knowledge added by this study
  • Peripheral subpleural ground-glass opacities without zonal predominance in the absence of centrilobular nodules, pleural effusion, and lymph node enlargement were consistent findings in initial thoracic computed tomography scans of patients with coronavirus disease 2019 (COVID-19) in Hong Kong.
  • Lung changes in patients with COVID-19 have no zonal predominance, which contrasts with the findings in patients with severe acute respiratory syndrome or Middle East respiratory syndrome, which predominantly affect basal zones.
Implications for clinical practice or policy
  • Knowledge of common radiological patterns on computed tomography of the thorax can help discern the extent of pulmonary involvement and potentially facilitate identification of patients with pneumonia in Hong Kong during the COVID-19 outbreak.
  • Air-space opacities are less frequent in patients with COVID-19 pneumonia, compared with patients with severe acute respiratory syndrome or Middle East respiratory syndrome, which implies that the course of COVID-19 pneumonia might be less aggressive.
 
 
Introduction
The Health Commission of Hubei province, China, first announced a cluster of patients with atypical pneumonia of unidentified pathogenic cause on 31 December 2019.1 The virus was isolated; its genome was then sequenced by a number of Chinese scientists who confirmed it to be a type of coronavirus. The virus was named severe acute respiratory syndrome coronavirus 2 (SARS-CoV-2), and the resulting disease was termed coronavirus disease 2019 (COVID-19) by the World Health Organization.2 The infectious disease centre at Princess Margaret Hospital, Hong Kong, is the designated local tertiary referral centre that provides treatment for patients diagnosed with COVID-19. Case reports available at the time of writing describe ground-glass lung changes in isolated patients with COVID-19.3 4 5 Herein, we evaluate the radiological features in the earliest group of patients with confirmed COVID-19 in Hong Kong. The aim of the present study was to provide insights into radiological identification and assessment of COVID-19 pneumonia.
 
Methods
Patients in this study were confirmed to have SARS-CoV-2 infection on the basis of a positive nasopharyngeal aspirate reverse transcription polymerase chain reaction result and/or a positive serological testing result. The first 20 confirmed patients from all hospitals in Hong Kong were sent to our infectious disease unit for quarantine and treatment.
 
The radiological images reviewed in this study were obtained with high-resolution computed tomography (CT) or conventional thoracic CT. The examinations were performed with a multi-slice 16-head detector scanner (LightSpeed; GE Medical Systems, Waukesha [WI], United States) in the infectious disease centre, which is equipped with a negative pressure ventilating system.
 
The following parameters were used for high-resolution CT of the thorax: voltage, 120 kVp; current, 30-300 mA (smart mA); field of view, 32-40 mm; and gantry rotation, 1.0 s. Conventional CT was performed with the following parameters: voltage, 120 kVp; current, 100-500 mA (smart mA); diagonal field of view, 40 mm; and gantry rotation, 0.5 s.
 
Radiographers who performed CT scans of patients with confirmed or suspected COVID-19 were required to wear full-body protective garments, in accordance with guidelines from infection control specialists. All radiographers wore disposable fluid-resistant gowns, gloves, face shields, face masks with a rating of at least N95 (3M; Aberdeen [SD], United States), disposable shoe wraps, and protective eyewear. Patients were also required to wear masks with a rating of at least N95. All surfaces in contact with or within 1 m of the patients were cleaned with antiviral agents after completion of scanning. Cleaning procedures were performed twice; subsequently, the CT suite was not used for at least 30 minutes to allow for several air exchanges prior to the entry of the next patient.
 
The radiological images were reviewed and interpreted by consensus; the reviewers were two consultant radiologists who were registered specialist radiologists under Hong Kong Medical Council, Fellows of the Royal College of Radiologists, and Fellows of the Hong Kong College of Radiologists with 20 years of experience each in body CT.
 
Results
From 22 January 2020 to 29 February 2020, our hospital received 20 patients aged 25 to 80 years all with confirmed COVID-19 (Table). Chest radiographs were performed for all patients on admission; the most common finding was bilateral non-specific pulmonary infiltrates (Fig 1). Shortly after admission, 19 patients (11 men and eight women) underwent high-resolution CT or conventional plain CT thorax. One patient was asymptomatic and exhibited normal chest radiographs throughout the hospital stay; thus, no CT scans were performed for further evaluation. The median interval from confirmation of diagnosis to CT scanning was 3 days.
 

Figure 1. A middle-aged man who travelled from Hubei province, presenting with fever and respiratory symptoms, was confirmed to have coronavirus disease 2019 (COVID-19). Chest radiograph on admission showed bilateral peripheral non-specific pulmonary infiltrates (arrowheads), a common finding among patients subsequently confirmed to have COVID-19
 
As indicated in the Table, ground-glass opacities (GGO) with peripheral subpleural distribution were observed in all patients (100%) [Figs 2, 3a, b]. Furthermore, 57.9% of the patients exhibited diffuse involvement of both upper and basal zones, 15.8% demonstrated upper zone predominance, and 26.3% demonstrated basal predominance. All lobes of the lungs were involved in 16 (84.2%) patients (Fig 2), subsegmental consolidative changes were present in 14 (73.7%) patients (Fig 3a, c), interlobular septal thickening was present in 12 (63.2%) patients (Fig 3a), bronchial wall thickening or dilation was present in 10 (52.6%) patients (Fig 3b), and crazy-paving patterns were present in six (31.6%) patients (Fig 3). Mediastinal lymph node enlargement (ie, short axis >1 cm), centrilobular nodule, and pleural effusion were not detected in any of the patients.
 

Table. Patient demographics and radiological findings (n=19)
 

Figure 2. Computed tomography scan performed 4 days after the patient was confirmed to have coronavirus disease 2019 (COVID-19) showed bilateral ground-glass opacities in peripheral subpleural distribution (arrowheads) involving all lobes, in the absence of pleural effusion and lymph node enlargement, a pattern commonly encountered in our patients with COVID-19 pneumonia
 

Figure 3. A patient with recent overseas travel history presented with fever and respiratory symptoms consistent with coronavirus disease 2019. (a) Axial computed tomography of thorax showed subsegmental consolidative changes over medial aspect of right upper lobe (arrow). Interlobular septal thickening was observed over bilateral upper lobes (arrowheads). Combined with ground-glass opacities, crazy-paving pattern was noted in right upper lobe. (b) Right lung bronchial wall thickening was present (arrowheads). (c) Peripherally located ground-glass opacities were noted in both lungs (arrowheads). Right lower lobe consolidative changes were present (arrow). Septal thickening and ground-glass opacities in left upper lobe constitute a crazy-paving pattern (circle). Lung changes involved all lobes
 
In summary, peripheral subpleural GGO without zonal predominance in the absence of centrilobular nodules, pleural effusion, and lymph node enlargement were consistent findings. Other common findings included septal thickening, consolidations, bronchial dilatation/wall thickening, and crazy-paving patterns.
 
Discussion
The most common respiratory pathogens are viruses. The imaging findings of viral pneumonia are diverse and often overlap with the findings of other non-viral pneumonias and inflammatory conditions. Imaging findings have been described in recent outbreaks associated with emerging pathogens, including severe acute respiratory syndrome (SARS) coronavirus and Middle East respiratory syndrome (MERS) coronavirus.6 7 Although a definite diagnosis cannot be reached based on imaging features alone, recognition of viral pneumonia patterns can aid in identification of potentially infected patients, especially during a specific viral outbreak.
 
Peripheral subpleural GGO without zonal predominance in the absence of pleural effusion and lymph node enlargement were consistent findings in initial thoracic CT scans of patients with COVID-19. These findings coincide with recent reports of single patients in which the major findings comprised multifocal patchy GGO, most evident around the periphery.3 4 5 Several other findings including bronchial wall thickening, bronchial dilatation, septal thickening, and crazy-paving patterns were also observed in a subset of patients.
 
Similar to our findings, diseases caused by other β-coronaviruses (eg, SARS, MERS, and other endemic human β-coronaviruses including OC43 and HKU1) are also characterised by multifocal peripheral GGOs. Moreover, patients infected with those viruses rarely exhibit cavitation, lymphadenopathy, or pleural effusions,6 similar to the findings in the present study. However, our study showed that lung changes in patients with COVID-19 have no zonal predominance, which contrasts with the findings in patients with SARS or MERS, which predominantly affect basal zones.6 Air-space opacities are less frequent in patients with COVID-19 pneumonia, compared with patients with SARS or MERS, which suggests that the course of COVID-19 pneumonia may be less aggressive. Nonetheless, conclusions should not be drawn prematurely as this study only involved the initial radiological assessment. More insights into the temporal changes regarding radiological findings during the progression of disease will become available as these patients undergo follow-up scans. Further studies that include the clinical course of COVID-19 in these patients will be performed in the future.
 
Conclusion
Coronavirus disease 2019 is a highly contagious disease that requires high vigilance and rapid detection. Knowledge of common radiological patterns on CT thorax can help discern the extent of pulmonary involvement and potentially facilitate identification of patients with pneumonia in Hong Kong during the COVID-19 outbreak.
 
Author contributions
Concept or design: All authors.
Acquisition of data: All authors.
Analysis or interpretation of data: All authors.
Drafting of the manuscript: SK Li, FH Ng.
Critical revision of the manuscript for important intellectual content: SK Li, FH Ng.
 
All authors had full access to the data, contributed to the study, approved the final version for publication, and take responsibility for its accuracy and integrity.
 
Conflicts of interest
The authors have disclosed no conflicts of interest.
 
Acknowledgement
We would like to express our gratitude to the Infectious Disease Team and “dirty team” physicians of Princess Margaret Hospital, Hong Kong, for their professional patient care and invaluable contribution to the understanding of a novel disease.
 
Funding/support
This research received no specific grant from any funding agency in the public, commercial, or not-for-profit sectors.
 
Ethics approval
This study was carried out with approval from the Kowloon West Cluster Ethics Committee (Ref KW/EX-20-032(144-20)). The requirement for patient consent was waived by the committee.
 
References
1. Centre for Health Protection, Hong Kong SAR Government. CHP closely monitors cluster of pneumonia cases on Mainland. 31 December 2019. Available from: https://www.info.gov.hk/gia/general/201912/31/P2019123100667.htm. Accessed 1 Feb 2020.
2. World Health Organization. Clinical management of severe acute respiratory infection when COVID-19 is suspected. Interim guidance. 12 January 2020. Available from: https://www.who.int/publications-detail/clinical-management-of-severe-acute-respiratory-infection-when-novel-coronavirus-(ncov)-infection-is-suspected. Accessed 1 Feb 2020.
3. Chan JF, Yuan S, Kok KH, et al. A familial cluster of pneumonia associated with the 2019 novel coronavirus indicating person-to-person transmission: a study of a family cluster. Lancet 2020;395:514-23. Crossref
4. Medlinkcn.com. 武漢19-nCoV 肺炎影像學表現初探 [in Chinese]. Available from: http://www.medlinkcn. com/?id=138. Accessed 1 Feb 2020.
5. Lei J, Li J, Li X, Qi X. CT imaging of the 2019 novel coronavirus (2019-nCoV) pneumonia. Radiology 2020;295:18. Crossref
6. Koo HJ, Lim S, Choe J, Choi SH, Sung H, Do KH. Radiographic and CT features of viral pneumonia. Radiographics 2018;38:719-39. Crossref
7. Franquet T. Imaging of pulmonary viral pneumonia. Radiology 2011;260:18-39. Crossref

Universal haemoglobin A1c screening reveals high prevalence of dysglycaemia in patients undergoing total knee arthroplasty

Hong Kong Med J 2020 Aug;26(4):304–10  |  Epub 7 Aug 2020
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Universal haemoglobin A1c screening reveals high prevalence of dysglycaemia in patients undergoing total knee arthroplasty
Vincent WK Chan, FHKCOS, FHKAM (Orthopaedic Surgery)1; PK Chan, FHKCOS, FHKAM (Orthopaedic Surgery)1; YC Woo, FRCP (Lond), FHKAM (Medicine)2; Henry Fu, FHKCOS, FHKAM (Orthopaedic Surgery)1; Amy Cheung, FHKCOS, FHKAM (Orthopaedic Surgery)1; MH Cheung, FHKCOS, FHKAM (Orthopaedic Surgery)3; CH Yan, FHKCOS, FHKAM (Orthopaedic Surgery)3; KY Chiu, FHKCOS, FHKAM (Orthopaedic Surgery)3
1 Department of Orthopaedics and Traumatology, Queen Mary Hospital, Hong Kong
2 Department of Medicine, Queen Mary Hospital, Hong Kong
3 Department of Orthopaedics and Traumatology, The University of Hong Kong, Hong Kong
 
Corresponding author: Dr Vincent WK Chan (drvincentwkchan@gmail.com)
 
 Full paper in PDF
 
Abstract
Introduction: Diabetes mellitus is an established modifiable risk factor for periprosthetic joint infection (PJI). Haemoglobin A1c (HbA1c) is a glycaemic marker that correlates with diabetic complications and PJI. As diabetes and prediabetes are frequently asymptomatic, and there is increasing evidence to suggest a correlation between dysglycaemia and osteoarthritis, it is reasonable to provide HbA1c screening before total knee arthroplasty (TKA). The aim of the present study was to determine the prevalence of dysglycaemia in patients who underwent TKA and investigate whether HbA1c screening and optimisation of glycaemic control before TKA affects the incidence of PJI after TKA.
 
Methods: Patients who underwent primary TKA before and after routine HbA1c screening was introduced in our unit were reviewed. Prediabetes and diabetes were defined according to the American Diabetes Association. Patients with HbA1c ≥7.5% were referred to an endocrinologist for optimisation of glycaemic control before TKA. The incidence PJI, defined according to the Musculoskeletal Infection Society criteria, was recorded.
 
Results: A total of 729 patients (934 knees) had HbA1c screening before TKA. Of them, 17 (2.3%) and 184 (25.2%) patients had known prediabetes and diabetes, respectively, and 265 (36.4%) and 12 (1.6%) had undiagnosed prediabetes and diabetes, respectively. The incidence of PJI was significantly lower in all patients who received HbA1c screening compared with those who did not (0.2% vs 1.02%, P=0.027).
 
Conclusion: Screening for HbA1c before TKA provides a cost-effective opportunity to identify undiagnosed dysglycaemia. Patients identified as having dysglycaemia receive modified treatment, significantly reducing the rate of PJI when compared with historical controls.
 
 
New knowledge added by this study
  • There is a high prevalence of undiagnosed diabetes and prediabetes in patients undergoing total knee arthroplasty (TKA) in Hong Kong.
  • Universal haemoglobin A1c (HbA1c) screening before TKA can identify patients with undiagnosed dysglycaemia.
Implications for clinical practice or policy
  • HbA1c screening should be considered for all patients before TKA.
 
 
Introduction
Worldwide, the prevalence of diabetes mellitus and the number of total knee arthroplasty (TKA) surgeries performed is increasing; therefore, the number of patients with dysglycaemia undergoing TKA is expected to rise.1 2 3 The proportion of patients undergoing TKA who have diabetes mellitus was reported to be 20.6% in the US in 2018.4 Diabetes mellitus is associated with various adverse outcomes after total joint arthroplasty, including periprosthetic joint infection (PJI).5 6 7 8 9 10 Although the occurrence of PJI is rare, it is a devastating complication after total joint arthroplasty, resulting in significant morbidity and even mortality. The economic burden to manage PJI after total joint arthroplasty is projected to be over US$1.62 million by 2020.11 Despite advances in total joint arthroplasty, the risk of PJI remains and likely cannot be eliminated. Therefore, enhancing preoperative screening and optimisation of various risk factors for PJI is of the utmost importance.
 
Glycated haemoglobin A1c (HbA1c) is a readily accessible glycaemic control marker and, according to the American Diabetes Association, HbA1c is also a predictor for diabetes-related complications.12 Previous studies have found that preoperative HbA1c >7.5% or 8% is associated with an increased risk of PJI and wound complications after TKA.13 14 15 Therefore, optimising HbA1c levels to below these suggested thresholds might be a feasible strategy to reduce PJI. Moreover, patients with prediabetes and diabetes are frequently asymptomatic in the early stages and up to 50% of patients present with complications at the time of diagnosis.16 Diabetes mellitus is also associated with the development of osteoarthritis.17 18 Preoperative assessment for TKA provides an ideal opportunity for diabetes screening.
 
In our centre, we introduced universal HbA1c screening 2 to 3 months before surgery for all patients undergoing TKA, regardless of their diabetic status, in March 2017. Patients with HbA1c level ≥7.5% are referred to an endocrinologist for optimisation of glycaemic control before proceeding to TKA surgery.
 
The aim of the present study was to determine the prevalence of prediabetes and diabetes in patients who underwent TKA and investigate whether the introduction of universal HbA1c screening and optimisation of glycaemic control affected the rate of PJI after TKA.
 
Methods
All patients who underwent primary TKA at Queen Mary Hospital, Hong Kong, from December 2014 to May 2019 were reviewed. Patients were diagnosed as prediabetes or diabetes according to the American Diabetes Association definitions, wherein a HbA1c level of 5.7% to 6.4% is defined as prediabetes, and a HbA1c level ≥6.5% is defined as diabetes.10 Patients were classified as undiagnosed prediabetes or diabetes if there was no previous diagnosis or diabetic status in the patient’s medical record. Patients with HbA1c level ≥7.5% were referred to an endocrinologist for optimisation of glycaemic control before proceeding to TKA.
 
Patients who underwent primary TKA from December 2014 to February 2017 did not receive universal HbA1c screening. These patients were included in the study as historical controls, to compare the PJI rate with patients who received HbA1c screening before undergoing TKA from March 2017 to May 2019. These 27-month periods immediately prior to and after the initiation of HbA1c screening were chosen to match as closely as possible the duration, comparable indications, perioperative management, surgical technique, and wound care protocol for better comparisons.
 
All patients received one dose of prophylactic antibiotic on the induction of anaesthesia and no further doses of antibiotics postoperatively. All PJIs were defined according to the Workgroup of the Musculoskeletal Infection Society diagnostic criteria.19
 
The primary outcome of this study was the prevalence of undiagnosed prediabetes and diabetes in patients undergoing TKA, identified by universal HbA1c screening. The secondary outcome was the difference in the PJI rate between patients undergoing TKA who received HbA1 screening and historical control patients undergoing TKA who did not receive HbA1c screening.
 
Fisher’s exact test was used for statistical analysis of categorical variables, and Student’s t test was used for continuous variables. We used SPSS (Windows version 26.0; IBM Corp, Armonk [NY], US) for all analyses. A P value <0.05 was considered statistically significant.
 
Results
A total of 1566 patients (2017 knees) who underwent primary TKA were included for analysis. Of them, 729 patients (934 knees) received HbA1c screening before TKA surgery and 837 patients (1083 knees) did not. The baseline demographics for both groups of patients, including age, sex, body mass index (BMI), the prevalence of known diabetes and diagnosis for TKA are shown in Table 1. The BMI of patients who received HbA1c screening was significantly higher than that of patients who did not (28.4±4.7 vs 27.1±4.5, P=0.0001). Other baseline characteristics were not significantly different between the two groups.
 

Table 1. Demographics of patients who received HbA1c screening and optimisation of glycaemic control before undergoing TKA, and patients who underwent TKA without screening
 
Of the patients who received HbA1c screening, 17 (2.3%) patients were referred to an endocrinologist for optimisation of glycaemic control before TKA and all 17 were seen within 4 months. All 17 of these patients had TKA performed 3 to 18 months after HbA1c level was controlled to <7.5%.
 
Concerning the results for universal HbA1c screening, the overall prevalence of diabetes and prediabetes was 26.9% and 38.7%, respectively. Patients with a known diagnosis of diabetes and prediabetes consisted of 25.2% and 2.3%, respectively, while undiagnosed diabetes and prediabetes consisted of 1.6% and 36.4% as shown in Table 2. Therefore, a total of 38% of patients scheduled for primary TKA have undiagnosed dysglycaemia that were only detected with HbA1c screening. Mean (±standard deviation) HbA1c levels for patients with undiagnosed diabetes, undiagnosed prediabetes, known diabetes, known prediabetes, and those without diabetes were 6.7%±0.15 (range, 6.5-7%), 5.9%±0.20 (range, 5.7-6.4%), 6.6%±0.62 (range, 4.6-8.6%), 6.1%±0.45 (range, 5.4-6.4%), and 5.4%±0.19 (range, 4.8-5.6%), respectively, as shown in Table 2.
 

Table 2. Prevalence of diabetes status and HbA1c% of patients who had universal HbA1c screening before total knee arthroplasty (n=729)
 
The PJI rate for patients who received HbA1c screening before undergoing TKA was significantly lower than that for the historical control group (0.2% vs 1.0%; P=0.027) [Table 3]. Further comparisons found that the PJI rate for patients with dysglycaemia was not significantly higher than that for patients without dysglycaemia in the HbA1c screening group (0.33% vs 0%; P>0.05). The rate of PJI was not significantly different between patients with and without diabetes in the historical control group (1.03% vs 1.02%; P>0.05).
 

Table 3. Rate of periprosthetic joint infection in patients who underwent total knee arthroplasty with or without universal HbA1c screening before surgery
 
Discussion
The main finding of the present study is that a substantial proportion (38.0%) of patients undergoing primary TKA had undiagnosed prediabetes or diabetes. This finding is consistent with an earlier study in the US, which reported 33.6% of patients had undiagnosed dysglycaemia before total hip or knee arthroplasty.20 Universal HbA1c screening allows for earlier diagnosis of prediabetes and diabetes and timely intervention. Because diabetes mellitus is an established risk factor for PJI,5 6 7 8 9 identifying patients with prediabetes and diabetes allows better preoperative communication and risk expectation with the patient before surgery. Moreover, initiating medical treatment to optimise blood glucose control may reduce postoperative hyperglycaemia, of clinical significance, which is an independent risk factor for wound complications and PJI.21 22 23
 
Undiagnosed prediabetes was found in 36.4% of our TKA patients. These patients might have remained undiagnosed for a long period, as most were asymptomatic. Nathan et al24 reviewed the natural history of prediabetes and found that 25% of patients with prediabetes progress to diabetes over the subsequent 3 to 5 years. Therefore, early detection and treatment of prediabetes is important to prevent the development of diabetes and its complications. Early lifestyle changes and medical treatment for prediabetes reduce the chance of progressing to diabetes.25 26
 
In the present study, the PJI rate for patients who received HbA1c screening before undergoing TKA was significantly lower than that for the historical control group (0.2% vs 1.0%; P=0.027). However, only 17 (2.3%) of the screened patients required endocrinologist referral; therefore, the observed reduction in PJI is likely the result of multiple factors. Antibiotic-loaded cement can reduce PJI after total joint arthroplasty27 28; therefore, we routinely use antibiotic-loaded cement for patients with dysglycaemia, who are considered at higher risk of PJI. Further measures are used to prevent postoperative hyperglycaemia in patients with dysglycaemia, such as closer monitoring of glucose level, choice of intravenous fluid, and providing a diabetic diet during their in-patient stay. In addition to screening for dysglycaemia and direct optimisation of glycaemic control, employing a more preventive perioperative care might have contributed to the observed lower rate of PJI in all patients who received HbA1c screening.
 
Patients with diabetes and prediabetes are at increased risk of transient hyperglycaemia and increase glycaemic variability.29 30 Acute glucose fluctuation increases oxidative stress at the cellular level increasing diabetic microvascular and macrovascular complications.29 31 32 Moreover, a recent retrospective review using point-of-care glucose measurement showed that higher postoperative glucose variability after total joint arthroplasty is associated with adverse outcomes, including surgical site infection and PJI.33 Therefore, identifying patients with prediabetes and diabetes before surgery allows closer postoperative surveillance and glycaemic control, which might improve the patients’ clinical outcomes.
 
Universal HbA1c screening for diabetes among patients undergoing primary TKA fulfils many of the criteria for effective screening set out by Wilson and Jungner34 in 1968, including being an important and prevalent health issue, having an acceptable screening test and treatment, and having a recognised early asymptomatic stage. Quan et al3 reviewed the complete census of public health records in Hong Kong and reported that the overall incidences of diabetes and prediabetes in 2014 were 10.29% and 8.9%, respectively. In the present study, we found that the prevalences of diabetes and prediabetes in Hong Kong patients undergoing TKA were 26.9% and 38.7% respectively, which are much higher than in the general local population. This is explained by the linkage between diabetes and osteoarthritis, together with the relatively older age of patients undergoing TKA.17 18 Moreover, the mean BMI in both patient groups is above the cut-off value for obesity in the Hong Kong Chinese population,35 and these patients are therefore considered at high risk for developing type 2 diabetes and cardiovascular disease by the World Health Organization.36 Thus, preoperative assessment for TKA provides an ideal occasion for opportunistic screening for diabetes.
 
Blood HbA1c level is a useful marker in monitoring glucose control and correlates with diabetic complications.12 37 Multiple studies have shown that high preoperative HbA1c is associated with PJI and wound complications after TKA, with proposed HbA1c thresholds from 7.5% to 8%.13 14 15 Other glycaemic markers, such as preoperative fasting glucose, fructosamine, postoperative hyperglycaemia, and glucose variability, are also associated with an increased risk of adverse clinical outcomes, including PJI.21 22 23 31 38 Future studies are needed to clarify the role of each marker, and the use of continuous glucose monitoring devices can reveal the postoperative glucose profile in patients with and without diabetes mellitus after TKA.
 
The rate of PJI after total joint arthroplasty is 0.5% to 2%, and PJI remains the leading cause of revision arthroplasty, comprising up to 25% of all TKA failures.39 40 41 42 Preventing PJI will have a substantial impact on clinical outcomes and the economic burden on our healthcare system. The cost of a single HbA1c test in local laboratories ranges from HK$290 to HK$480. We found that 38% of patients scheduled for primary TKA had undiagnosed dysglycaemia. Therefore, the cost to identify each case of undiagnosed dysglycaemia would be HK$870 to HK$1440, and these patients can receive appropriate and timely treatment. In contrast, treating a single PJI would cost HK$530 000 to HK$830 000.43 Using 7.5% as the HbA1c threshold for referral, we found that only 2.3% of the screening population required assessment and optimisation of glycaemic control by an endocrinologist. Hence, our HbA1c screening and optimisation of glycaemic control did not result in excessive use of medical services.
 
To the best of our knowledge, this is the first study to compare the PJI rate of patients who underwent TKA with or without preoperative universal HbA1c screening. Our findings from a Hong Kong Chinese population add to the body of evidence supporting universal HbA1c screening for patients undergoing TKA. Although few patients in the present study required endocrinologist assessment, identifying undiagnosed dysglycaemia allows early and appropriate intervention. Knowing the diabetic status of patients undergoing TKA also alters the perioperative treatment of these patients, including the use of antibiotic-loaded cement, the choice of intravenous fluid, and postoperative glucose monitoring. Because primary TKA is an elective surgery, the risk factors for adverse outcomes should be thoroughly assessed and optimised, to improve patient safety and maximise the benefit of the surgery.
 
There are several limitations to this study. This was a retrospective study involving Hong Kong Chinese patients undergoing TKA at a single institution. Genetic and social differences affect the prevalence of diabetes,44 and the perioperative care for dysglycaemic patients varies between different institutions; therefore caution is advised when generalising the results to other populations. Other medical co-morbidities that affect the risk of PJI were not controlled for, such as rheumatological diseases, obesity, malnutrition, preoperative anaemia, history of steroid administration, and malignancy.7 45 46 In the present study, diagnosis and identification of PJI was based on analysis of medical records in the public healthcare system. Patients treated elsewhere, such as in the private healthcare sector, were not included in this study. Similarly, patients in the historical control that had dysglycaemia diagnosed and managed by private practitioners would be labelled as non-diabetes. Moreover, diabetes and prediabetes were defined using only HbA1c, and fasting blood glucose and oral glucose tolerance tests were not performed, potentially leading to an underestimation of dysglycaemia. Finally, although all TKA procedures and perioperative care routines were performed consistently by the same surgical team, advances in surgical technique and perioperative patient care may have created bias when historical data are used as controls. Future prospective, comparative studies with larger sample sizes and multivariate analyses are required to clarify the role of universal diabetes screening and optimisation of the risks of PJI after total joint arthroplasty.
 
Conclusion
Universal HbA1c screening for patients before undergoing TKA provides a valuable opportunity to identify undiagnosed dysglycaemia. Patients identified as having dysglycaemia receive modified treatments, including preoperative optimisation of glycaemic control, resulted in a significantly lower rate of PJI when compared with historical controls.
 
Author contributions
All authors contributed to the concept of the study, analysis or interpretation of the data, drafting of the manuscript, and critical revision of the manuscript for important intellectual content. All authors had full access to the data, contributed to the study, approved the final version for publication, and take responsibility for its accuracy and integrity.
 
Conflicts of interest
All authors have disclosed no conflicts of interest.
 
Declaration
The results of this study were presented in part as a free paper on adult joint reconstruction at the Hong Kong Orthopaedic Association Annual Congress in 2019.
 
Funding/support
This research received no specific grant from any funding agency in the public, commercial, or not-for-profit sectors.
 
Ethics approval
This study was approved by the University of Hong Kong/Hospital Authority Hong Kong West Cluster Institutional Review Board (Ref UW 20-157). The need for informed consent from the patients was waived by Institutional Review Board, owing to the retrospective nature of the study.
 
References
1. Klonoff DC. The increasing incidence of diabetes in the 21st century. J Diabetes Sci Technol 2009;3:1-2. Crossref
2. Memtsoudis SG, Della Valle AG, Besculides MC, Gaber L, Laskin R. Trends in demographics, comorbidity profiles, in-hospital complications and mortality associated with primary knee arthroplasty. J Arthroplasty 2009;24:518-27. Crossref
3. Quan J, Li TK, Pang H, et al. Diabetes incidence and prevalence in Hong Kong, China during 2006-2014. Diabet Med 2017;34:902-8. Crossref
4. Shohat N, Goswami K, Tarabichi M, Sterbis E, Tan TL, Parvizi J. All patients should be screened for diabetes before total joint arthroplasty. J Arthroplasty 2018;33:2057-61. Crossref
5. Marchant MH Jr, Viens NA, Cook C, Vail TP, Bolognesi MP. The impact of glycemic control and diabetes mellitus on perioperative outcomes after total joint arthroplasty. J Bone Joint Surg Am 2009;91:1621-9. Crossref
6. Stryker LS, Abdel MP, Morrey ME, Morrow MM, Kor DJ, Morrey BF. Elevated postoperative blood glucose and preoperative hemoglobin A1C are associated with increased wound complications following total joint arthroplasty. J Bone Joint Surg Am 2013;95:808-14, S1-2. Crossref
7. Kunutsor SK, Whitehouse MR, Blom AW, Beswick AD; INFORM Team. Patient-related risk factors for periprosthetic joint infection after total joint arthroplasty: a systematic review and meta-analysis. PloS One 2016;11:e0150866. Crossref
8. Bozic KJ, Lau E, Kurtz S, et al. Patient-related risk factors for periprosthetic joint infection and postoperative mortality following total hip arthroplasty in Medicare patients. J Bone Joint Surg Am 2012;94:794-800. Crossref
9. Schwarz EM, Parvizi J, Gehrke T, et al. 2018 International Consensus Meeting on Musculoskeletal Infection: Research Priorities from the General Assembly Questions. J Orthop Res 2019;37:997-1006. Crossref
10. Meding JB, Reddleman K, Keating ME, et al. Total knee replacement in patients with diabetes mellitus. Clin Orthop Relat Res 2003;(416):208-16. Crossref
11. Kurtz SM, Lau E, Watson H, Schmier JK, Parvizi J. Economic burden of periprosthetic joint infection in the United States. J Arthroplasty 2012;27(8 Suppl):61-5.e1. Crossref
12. American Diabetes Association. Standards of medical care in diabetes–2013. Diabetes Care 2013;36 Suppl 1:S11-66. Crossref
13. Cancienne JM, Werner BC, Browne JA. Is there an association between hemoglobin A1C and deep postoperative infection after TKA? Clin Orthop Relat Res 2017;475:1642-9. Crossref
14. Tarabichi M, Shohat N, Kheir MM, et al. Determining the threshold for HbA1c as a predictor for adverse outcomes after total joint arthroplasty: a multicenter, retrospective study. J Arthroplasty 2017;32:S263-S267.e1. Crossref
15. Han HS, Kang SB. Relations between long-term glycemic control and postoperative wound and infectious complications after total knee arthroplasty in type 2 diabetics. Clin Orthop Surg 2013;5:118-23. Crossref
16. UK Prospective Diabetes Study (UKPDS). VIII. Study design, progress and performance [editorial]. Diabetologia 1991;34:877-90. Crossref
17. Courties A, Sellam J. Osteoarthritis and type 2 diabetes mellitus: What are the links? Diabetes Res Clin Pract 2016;122:198-206. Crossref
18. Schett G, Kleyer A, Perricone C, et al. Diabetes is an independent predictor for severe osteoarthritis: results from a longitudinal cohort study. Diabetes Care 2013;36:403-9. Crossref
19. Parvizi J, Zmistowski B, Berbari EF, et al. New definition for periprosthetic joint infection: from the Workgroup of the Musculoskeletal Infection Society. Clin Orthop Relat Res 2011;469:2992-4. Crossref
20. Capozzi JD, Lepkowsky ER, Callari MM, Jordan ET, Koenig JA, Sirounian GH. The prevalence of diabetes mellitus and routine hemoglobin A1c screening in elective total joint arthroplasty patients. J Arthroplasty 2017;32:304-8. Crossref
21. Jämsen E, Nevalainen P, Eskelinen A, Huotari K, Kalliovalkama J, Moilanen T. Obesity, diabetes, and preoperative hyperglycemia as predictors of periprosthetic joint infection: a single-center analysis of 7181 primary hip and knee replacements for osteoarthritis. J Bone Joint Surg Am 2012;94:e101. Crossref
22. Kheir MM, Tan TL, Kheir M, Maltenfort MG, Chen AF. Postoperative blood glucose levels predict infection after total joint arthroplasty. J Bone Joint Surg Am 2018;100:1423-31. Crossref
23. Chrastil J, Anderson MB, Stevens V, Anand R, Peters CL, Pelt CE. Is hemoglobin A1c or perioperative hyperglycemia predictive of periprosthetic joint infection or death following primary total joint arthroplasty? J Arthroplasty 2015;30:1197-202. Crossref
24. Nathan DM, Davidson MB, DeFronzo RA, et al. Impaired fasting glucose and impaired glucose tolerance: implications for care. Diabetes Care 2007;30:753-9. Crossref
25. Knowler WC, Barrett-Connor E, Fowler SE, et al. Reduction in the incidence of type 2 diabetes with lifestyle intervention or metformin. N Engl J Med 2002;346:393- 403. Crossref
26. Lindström J, Ilanne-Parikka P, Peltonen M, et al. Sustained reduction in the incidence of type 2 diabetes by lifestyle intervention: follow-up of the Finnish Diabetes Prevention Study. Lancet 2006;368:1673-9. Crossref
27. Wang J, Zhu C, Cheng T, et al. A systematic review and meta-analysis of antibiotic-impregnated bone cement use in primary total hip or knee arthroplasty. PLoS One 2013;8:e82745. Crossref
28. Sebastian S, Liu Y, Christensen R, Raina DB, Tägil M, Lidgren L. Antibiotic containing bone cement in prevention of hip and knee prosthetic joint infections: a systematic review and meta-analysis. J Orthop Translat 2020;23:53-60. Crossref
29. Timmons JG, Cunningham SG, Sainsbury CA, Jones GC. Inpatient glycemic variability and long-term mortality in hospitalized patients with type 2 diabetes. J Diabetes Complications 2017;31:479-82. Crossref
30. Hanefeld M, Sulk S, Helbig M, Thomas A, Kohler C. Differences in glycemic variability between normoglycemic and prediabetic subjects. J Diabetes Sci Technol 2014;8:286- 90. Crossref
31. Brownlee M, Hirsch IB. Glycemic variability: a hemoglobin A1c-independent risk factor for diabetic complications. JAMA 2006;295:1707-8. Crossref
32. Nusca A, Tuccinardi D, Albano M, et al. Glycemic variability in the development of cardiovascular complications in diabetes. Diabetes Metab Res Rev 2018;34:e3047. Crossref
33. Shohat N, Restrepo C, Allierezaie A, Tarabichi M, Goel R, Parvizi J. Increased postoperative glucose variability is associated with adverse outcomes following total joint arthroplasty. J Bone Joint Surg Am 2018;100:1110-7. Crossref
34. Wilson JM, Jungner YG. Principles and practice of screening for disease [in Spanish]. Bol Oficina Sanit Panam 1968;65:281-393.
35. Ko GT, Tang J, Chan JC, et al. Lower BMI cut-off value to define obesity in Hong Kong Chinese: an analysis based on body fat assessment by bioelectrical impedance. Br J Nutr 2001;85:239-42. Crossref
36. WHO Expert Consultation. Appropriate body-mass index for Asian populations and its implications for policy and intervention strategies. Lancet 2004;363:157-63. Crossref
37. Davies MJ, D’Alessio DA, Fradkin J, et al. Management of hyperglycemia in type 2 diabetes, 2018. A consensus report by the American Diabetes Association (ADA) and the European Association for the Study of Diabetes (EASD). Diabetes Care 2018;41:2669-701. Crossref
38. Shohat N, Tarabichi M, Tischler EH, Jabbour S, Parvizi J. Serum fructosamine: a simple and inexpensive test for assessing preoperative glycemic control. J Bone Joint Surg Am 2017;99:1900-7. Crossref
39. Bozic KJ, Ries MD. The impact of infection after total hip arthroplasty on hospital and surgeon resource utilization. J Bone Joint Surg Am 2005;87:1746-51. Crossref
40. Bozic KJ, Kurtz SM, Lau E, et al. The epidemiology of revision total knee arthroplasty in the United States. Clin Orthop Relat Res 2010;468:45-51. Crossref
41. Delanois RE, Mistry JB, Gwam CU, Mohamed NS, Choksi US, Mont MA. Current epidemiology of revision total knee arthroplasty in the United States. J Arthroplasty 2017;32:2663-8. Crossref
42. Sculco TP. The economic impact of infected total joint arthroplasty. Instr Course Lect 1993;42:349-51.
43. Parvizi J, Pawasarat IM, Azzam KA, Joshi A, Hansen EN, Bozic KJ. Periprosthetic joint infection: the economic impact of methicillin-resistant infections. J Arthroplasty 2010;25(6 Suppl):103-7. Crossref
44. Golden SH, Yajnik C, Phatak S, Hanson RL, Knowler WC. Racial/ethnic differences in the burden of type 2 diabetes over the life course: a focus on the USA and India. Diabetologia 2019;62:1751-60. Crossref
45. Bozic KJ, Lau E, Kurtz S, Ong K, Berry DJ. Patient-related risk factors for postoperative mortality and periprosthetic joint infection in Medicare patients undergoing TKA. Clin Orthop Relat Res 2012;470:130-7. Crossref
46. Zhu Y, Zhang F, Chen W, Liu S, Zhang Q, Zhang Y. Risk factors for periprosthetic joint infection after total joint arthroplasty: a systematic review and meta-analysis. J Hosp Infect 2015;89:82-9. Crossref

Acceptance of antiviral treatment and enhanced service model for pregnant patients carrying hepatitis B

Hong Kong Med J 2020 Aug;26(4):318–22  |  Epub 12 Aug 2020
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Acceptance of antiviral treatment and enhanced service model for pregnant patients carrying hepatitis B
PW Hui, MD, FHKAM (Obstetrics and Gynaecology)1; Carmen Ng, MB, BS1; KW Cheung, MB, BS, FHKAM (Obstetrics and Gynaecology)1; CL Lai, MD, FHKAM (Medicine)
1 Department of Obstetrics and Gynaecology, Queen Mary Hospital, Hong Kong
2 Department of Medicine, The University of Hong Kong, Hong Kong
 
Corresponding author: Dr PW Hui (apwhui@hku.hk)
 
 Full paper in PDF
 
Abstract
Introduction: A service model was established for pregnant women with positive screening results for hepatitis B surface antigen (HBsAg) at Queen Mary Hospital in Hong Kong. All women were offered a blood test for hepatitis B virus (HBV) DNA level during the first antenatal visit. Women with HBV DNA levels of ≥200 000 IU/mL received counselling from hepatologists regarding treatment with antenatal tenofovir disoproxil fumarate (TDF) 300 mg daily.
 
Methods: This retrospective review included women attending our antenatal clinic who exhibited positive HBsAg screening results from 15 May 2017 to 31 December 2019. The proportions of women with positive HBsAg, DNA test acceptance, hepatological review, and TDF acceptance during pregnancy were reviewed.
 
Results: In total, 375 (2.9%) of 13 082 pregnant women had positive HBsAg screening results. Blood tests for HBV DNA and hepatological reviews were offered to 273 women who had not undergone hepatological review prior to pregnancy; the acceptance rate was 97.8%. Sixty (22.6%) pregnant women were hepatitis B carriers with high viral loads of ≥200 000 IU/mL. Among 58 women with high viral loads, 57 received antenatal counselling regarding TDF and 56 (96.6%) agreed to take the drug; 92.9% of these 56 women had commenced TDF at or before 32 weeks of gestation.
 
Conclusions: This study indicated broad acceptance of HBV DNA tests by pregnant women. Triage allowed early review and commencement of antiviral medication. This service model serves as a framework for enhanced antenatal service to prevent mother-to-child-transmission in public maternity units.
 
 
New knowledge added by this study
  • More than 70% of the pregnant women in our cohort did not have hepatitis B virus (HBV) viral load testing or regular hepatological surveillance before pregnancy.
  • Antenatal testing of HBV DNA level and treatment with tenofovir disoproxil fumarate was widely accepted by pregnant women.
  • More than 90% of pregnant women accepted tenofovir disoproxil fumarate treatment at or before 32 weeks of gestation.
Implications for clinical practice or policy
  • HBV DNA testing should be arranged in all pregnant women carrying hepatitis B; triage allows early review and commencement of antiviral medication.
  • An enhanced service model involving multidisciplinary assessment and treatment by obstetricians and hepatologists is achievable in a public hospital in Hong Kong.
 
 
Introduction
The World Health Organization aims to eradicate hepatitis B virus (HBV) by 2030 and prevention of vertical transmission is a key element of its eradication efforts.1 The risk of chronic infection depends on the timing of infection acquisition and is highest during the perinatal period, such that chronic infection occurs in approximately 90% of newborns from HBV-infected mothers.2 The risk is dramatically reduced by administration of hepatitis B immunoglobulin to newborns at birth, in combination with a complete course of hepatitis B vaccination.3 Despite a 75% to 90% reduction in the carrier rate with these measures, they have not resulted in complete eradication of HBV infections. Among the maternal and obstetric factors examined, a high maternal HBV DNA level during pregnancy is the strongest risk factor leading to immunoprophylaxis failure.4 5 6 7
 
The immunoprophylaxis failure rate in Hong Kong is reportedly 1.1%, according to the results of a local prospective multicentre observational study.5 Immunoprophylaxis failure occurs only in those women with high viral load (ie, ≥6 log10 copies/mL [≥171 821 IU/mL]; immunoprophylaxis failure rate 4.2%) or hepatitis B e-antigen (HBeAg)–positive status (immunoprophylaxis failure rate 4.5%). The use of antiviral treatment during the third trimester in highly viraemic mothers to suppress viral load has been advocated to reduce the risk of chronic HBV infection in newborns.8 9 To achieve this, it is essential to establish a management strategy that includes HBV DNA assessment for identification of high-risk patients, as well as initiation of prompt antiviral treatment in the antenatal period.
 
An enhanced service model for pregnant women who had positive screening results for hepatitis B surface antigen (HBsAg) was established on 15 May 2017 at Queen Mary Hospital in Hong Kong (Fig 1). All women were offered blood tests for HBV DNA, performed by the Department of Medicine, The University of Hong Kong, during their first antenatal visits at Tsan Yuk Hospital or Queen Mary Hospital. The cost of HK$400 per test was borne by the patients; the laboratory results were reviewed by hepatologists.
 

Figure 1. Flowchart illustrating enhanced service model for pregnant women carrying hepatitis B virus
 
Pregnant women with HBV DNA levels of ≥200 000 IU/mL were triaged by hepatologists for an early clinic appointment, generally before 33 weeks of gestation, to receive counselling regarding potential antiviral treatment. Tenofovir disoproxil fumarate (TDF) 300 mg daily was chosen for its potent efficacy and risk of pre-existing or emergent resistant mutants from previous lamivudine and telbivudine treatments.10 11 12 Drug compliance and HBV DNA level were monitored regularly. All other pregnant women with viral loads of <200 000 IU/mL were also scheduled for an elective long-term follow-up appointment. Irrespective of viral load, all neonates born from pregnant women with hepatitis B were administered HBV vaccine and hepatitis B immunoglobulin within 12 hours of birth. The present study aimed to evaluate the patients’ acceptance and outcome of this enhanced service model for management of pregnant women carrying hepatitis B.
 
Methods
This retrospective review included all women who attended the antenatal clinic from 15 May 2017 to 31 December 2019. Information regarding hepatitis B carrier status, HBV DNA blood test acceptance, viral load, patient triage, and TDF acceptance were retrieved from the antenatal record system and clinical management system under the Hong Kong Hospital Authority. The HBV DNA assays were performed in Department of Medicine, The University of Hong Kong.
 
Each patient’s HBV carrier status was determined by an HBsAg test performed during pregnancy. Hepatitis B virus DNA level was considered high for viral loads of ≥200 000 IU/mL and low for viral loads of <200 000 IU/mL. The rate of antenatal acceptance of TDF was defined as the proportion of women taking TDF in the group with high viral loads who had been counselled by hepatologists. Descriptive statistics are reported.
 
Results
Of 13 082 women who attended the antenatal clinic from 15 May 2017 to 31 December 2019, 375 pregnant women had positive HBsAg screening results; the carrier rate was 2.9%. In total, 102 (27.2%) women had undergone HBV DNA testing or received regular hepatological follow-up before pregnancy. Blood tests for HBV DNA and hepatological reviews were offered to 273 pregnant women. Two women refused further assessment and four women did not attend the blood test visit. Reasons for refusal or non-attendance were not documented. Of the four women who did not attend the blood test visit, two were reminded of the need for a blood test at subsequent antenatal visits, but did not complete the tests. Overall, the acceptance rate for hepatological review was 97.8% (267/273). Among the 267 women who accepted hepatological reviews, blood tests were not performed because of pregnancy termination due to trisomy 21 (n=1) and miscarriage (n=1). Thus, the final cohort comprised 265 pregnant women who had HBV viral load results available for triage assessment. The median gestational age at the time of HBV testing was 17 weeks.
 
Sixty (22.6%) pregnant women were HBV carriers with viral loads of ≥200 000 IU/mL; highest level was 688 000 000 IU/mL. The median age of women with high viral loads was not substantially lower than that of women with low viral loads (33 years vs 35 years; Wilcoxon rank sum test; not significant).
 
Fifty eight of the 60 patients with high viral loads were scheduled for hepatological review before the expected date of delivery. First hepatological review appointments were scheduled for 55 (91.7%) women and 44 (73.3%) women at or before 32 and 28 weeks of gestation, respectively. Among the three women who scheduled their first hepatological review appointment after 32 weeks of gestation, two delayed the referral submission and one had attended the antenatal clinic at an advanced stage of gestation (Fig 2).
 

Figure 2. Hepatitis B virus DNA level and acceptance of antenatal antiviral prophylaxis for pregnant women carrying hepatitis B virus
 
One patient did not attend a hepatological review appointment before 28 weeks of gestation. The remaining 57 women with high viral loads received antenatal counselling regarding TDF and 56 women agreed to take the drug, thereby constituting an antenatal acceptance rate of 96.6% (56/58). The acceptance rates of TDF among women with high viral loads are shown in the Table.
 

Table. Acceptance of hepatological review and tenofovir disoproxil fumarate treatment among 60 pregnant women with high hepatitis B viral load (≥200 000 IU/mL)
 
Treatment with TDF commenced at a median gestational age of 26 weeks (range, 20-38 weeks). Overall, 44 (78.6%) women received 300 mg daily TDF at or before 28 weeks of gestation. Among the 12 women who began TDF treatment after 28 weeks of gestation, four had deferred blood tests for assessment of viral load, six had late antenatal clinic appointments, one did not attend the initial appointment at 28 weeks, and one attended the clinic at 33 weeks of gestation. Overall, 52 (92.9%) women commenced TDF treatment at or before 32 weeks of gestation.
 
Discussion
Screening for HBV carrier status is a universal antenatal test in Hong Kong. Women who have positive screening results are counselled regarding the risk of vertical transmission. In 1983, a neonatal HBV vaccination programme was introduced in Hong Kong to cover vaccination for first newborns of carrier mothers. This became universal in November 1988; hepatitis B immunoglobulin and hepatitis B vaccine have since been administered to all babies born to mothers carrying HBV. These measures focus mainly on postnatal neonatal immunoprophylaxis; however, they lack a robust system for actively reducing the antenatal risk of vertical transmission, as well as a referral system that ensures long-term hepatological follow-up for carrier mothers.
 
The present study demonstrated an effective and acceptable approach involving HBV DNA testing during triage of obstetric patients for prevention of perinatal HBV transmission. Data from the Centre of Health Protection have shown that the HBsAg prevalence in pregnant women is decreasing, from >10% in the early 1990s to 5.0% in 2017.13 The HBV carrier rate in the present study (2.9%) was lower than that previously reported in Hong Kong. Our cohort included women with HBsAg who were tested from May 2017 to December 2019; the low carrier rate in the present study might reflect a continuous reduction in overall HBsAg prevalence, due to universal neonatal vaccination.14 However, more than 70% of the pregnant women in our cohort did not have HBV viral load testing or regular hepatological surveillance before pregnancy. This is an important public health concern, because HBV carriers with high viral loads are at higher risk of mother-to-child transmission of HBV, as well as development of liver cirrhosis and hepatocellular carcinoma. With proper antenatal education and general awareness, nearly 98% of the obstetric patients in our population were willing to undergo self-financed HBV DNA testing.
 
Viral load is a key factor that influences immunoprophylaxis failure4; a higher risk of immunoprophylaxis failure has been demonstrated in women with viral loads of ≥200 000 IU/mL. Positive HBeAg screening results, maternal age <35 years, and body mass index ≤21 kg/m2 have been associated with a higher mean viral load.15 Our study showed that 22.6% of women had viral loads of ≥200 000 IU/mL, which was comparable to previous findings. Although age was not a statistically significant factor in the present study, a previous study showed that women with high viral loads were younger than women with low viral loads.5 The prevention of perinatal transmission is of considerable importance in achieving complete eradication of HBV. Incorporation of HBV DNA testing during pregnancy is a key element that can facilitate identification of at-risk pregnant women who may benefit from antenatal antiviral prophylaxis. Ideally, both liver function test and HBeAg should be assessed in pregnant women to determine their HBV disease status; antiviral treatment may be initiated for maternal indications. Although the presence of HBeAg suggests a high risk of immunoprophylaxis failure, HBeAg was not routinely assessed during triage in the present cohort because it was not regarded as an indicator of the need for antiviral treatment to prevent vertical transmission.9 16 17 Additionally, HBV DNA quantification provides a continuous assessment of risk according to viral load, compared to the dichotomous result of HBeAg screening. Therefore, HBV DNA level should be used to identify women who should receive antiviral treatment.18
 
Tenofovir disoproxil fumarate is the drug of choice for antenatal prophylaxis because of its potent effect and the possibility of mutants resistant to lamivudine and telbivudine, due to prior treatment with those drugs.11 12 19 Breastfeeding is not contra-indicated for women who are taking TDF. A highly promising rate of antenatal acceptance of TDF (96.6%) was observed among women who had undergone antenatal hepatological review. This indicates the need for surveillance and the usefulness of patient education during the antenatal period.
 
Although the optimal timing of antiviral treatment remains controversial, randomised controlled trials show that initiation of TDF during the period between 28 and 32 weeks of gestation is effective in reduction of immunoprophylaxis failure. Earlier initiation of antiviral treatment is unnecessary, because the immunoprophylaxis failure rate is not appreciably reduced. Postponement of treatment to a point later than 32 weeks of gestation may result in an insufficient duration of treatment and suboptimal viral load reduction at delivery.10 20 Guidelines from the American Association for the Study of Liver Diseases and the Asian Pacific Association for the Study of the Liver recommend initiation of treatment at 28 to 32 weeks of gestation.9 21 The present study demonstrated a feasible framework for triage of nearly all pregnant women with high viral loads before their dates of delivery. Nearly 93% were able to initiate antiviral prophylaxis at or before 32 weeks of gestation; this could only be attained with an appropriate hepatological review appointment during pregnancy. The arrangement could be further improved if women could attend antenatal visits earlier during pregnancy, blood test logistics could be simplified, and resources could be allocated more effectively.
 
Conclusion
To the best of our knowledge, the multidisciplinary efforts of obstetricians and hepatologists have enabled Queen Mary Hospital to become the first public hospital in Hong Kong with enhanced antenatal management for pregnant women carrying hepatitis B. The proportion of women with high viral loads was comparable to the proportions in previous studies. Our results indicated the usefulness of HBV DNA blood tests in pregnant women and high acceptance of antenatal antiviral treatment. Triage according to HBV DNA level allowed early hepatological review and commencement of antiviral medication, thereby reducing the viral load at the time of delivery and minimising the risk of vertical transmission. This service model was adopted as a framework for implementation of a fully funded enhanced antenatal service to prevent mother-to-child transmission of HBV in public maternity units, commencing 1 January 2020.
 
Author contributions
Concept or design: PW Hui.
Acquisition of data: C Ng, PW Hui.
Analysis or interpretation of data: C Ng, PW Hui.
Drafting of the manuscript: PW Hui.
Critical revision of the manuscript for important intellectual content: KW Cheung, CL Lai.
 
All authors had full access to the data, contributed to the study, approved the final version for publication, and take responsibility for its accuracy and integrity.
 
Conflicts of interest
All authors have disclosed no conflicts of interest.
 
Acknowledgement
The authors thank Mr John Yuen for performing HBV DNA analysis.
 
Funding/support
This research received no specific grant from any funding agency in the public, commercial, or not-for-profit sectors.
 
Ethics approval
This research was approved by the Institutional Review Board of the University of Hong Kong / Hospital Authority West Cluster (Ref UW 20-092).
 
References
1. World Health Organization. Global Health Sector Strategy on viral hepatitis 2016-2021, towards ending viral hepatitis. 2016. Available from: http://apps.who.int/iris/bitstream/handle/10665/246177/WHO-HIV-2016.06-eng.pdf?sequence=1. Accessed 2 Feb 2020.
2. Edmunds WJ, Medley GF, Nokes DJ, Hall AJ, Whittle HC. The influence of age on the development of the hepatitis B carrier state. Proc Biol Sci 1993;253:197-201. Crossref
3. Lee C, Gong Y, Brok J, Boxall EH, Gluud C. Effect of hepatitis B immunisation in newborn infants of mothers positive for hepatitis B surface antigen: systematic review and meta-analysis. BMJ 2006;332:328-36. Crossref
4. Cheung KW, Seto MT, Wong SF. Towards complete eradication of hepatitis B infection from perinatal transmission: review of the mechanisms of in utero infection and the use of antiviral treatment during pregnancy. Eur J Obstet Gynecol Reprod Biol 2013;169:17-23. Crossref
5. Cheung KW, Seto MT, Kan AS, et al. Immunoprophylaxis failure of infants born to hepatitis B carrier mothers following routine vaccination. Clin Gastroenterol Hepatol 2018;16:144-5. Crossref
6. Wen WH, Chang MH, Zhao LL, et al. Mother-to-infant transmission of hepatitis B virus infection: significance of maternal viral load and strategies for intervention. J Hepatol 2013;59:24-30. Crossref
7. Zou H, Chen Y, Duan Z, Zhang H, Pan C. Virologic factors associated with failure to passive-active immunoprophylaxis in infants born to HBsAg-positive mothers. J Viral Hepat 2012;19:e18-25. Crossref
8. European Association for the Study of the Liver. EASL 2017 Clinical Practice Guidelines on the management of hepatitis B virus infection. J Hepatol 2017;67:370-98.
9. Terrault NA, Lok AS, McMahon BJ, et al. Update on prevention, diagnosis, and treatment of chronic hepatitis B: AASLD 2018 hepatitis B guidance. Hepatology 2018;67:1560-99. Crossref
10. Pan CQ, Duan Z, Dai E, et al. Tenofovir to prevent hepatitis B transmission in mothers with high viral load. N Engl J Med 2016;374:2324-34. Crossref
11. Hyun MH, Lee YS, Kim JH, et al. Systematic review with meta-analysis: the efficacy and safety of tenofovir to prevent mother-to-child transmission of hepatitis B virus. Aliment Pharmacol Ther 2017;45:1493-505. Crossref
12. Hu YH, Liu M, Yi W, Cao YJ, Cai HD. Tenofovir rescue therapy in pregnant females with chronic hepatitis B. World J Gastroenterol 2015;21:2504-9. Crossref
13. Viral Hepatitis Control Office, Special Preventive Programme, Centre for Health Protection, Department of Health, Hong Kong SAR Government. Surveillance of Viral Hepatitis in Hong Kong—2017 Update Report. Available from: https://www.chp.gov.hk/files/pdf/viral_hepatitis_report.pdf. Accessed 2 Feb 2020.
14. Lao TT, Sahota DS, Chan PK. Three decades of neonatal vaccination has greatly reduced antenatal prevalence of hepatitis B virus infection among gravidae covered by the program. J Infect 2018;76:543-9. Crossref
15. Cheung KW, Seto MTY, So PL, et al. Optimal timing of hepatitis B virus DNA quantification and clinical predictors for higher viral load during pregnancy. Acta Obstet Gynecol Scand 2019;98:1301-6. Crossref
16. Hu Y, Xu C, Xu B, et al. Safety and efficacy of telbivudine in late pregnancy to prevent mother-to-child transmission of hepatitis B virus: a multicenter prospective cohort study. J Viral Hepat 2018;25:429-37. Crossref
17. Jourdain G, Ngo-Giang-Huong N, Harrison L, et al. Tenofovir versus placebo to prevent perinatal transmission of hepatitis B. N Engl J Med 2018;378:911-23. Crossref
18. Cheung KW, Lao TT. Hepatitis B—Vertical transmission and the prevention of mother-to-child transmission [in press]. Best Pract Res Clin Obstet Gynaecol. In press.
19. Cheung KW, Seto MT, Lao TT. Prevention of perinatal hepatitis B virus transmission. Arch Gynecol Obstet 2019;300:251-9. Crossref
20. Yang X, Zhong X, Liao H, Lai Y. Efficacy of antiviral therapy during the second or the third trimester for preventing mother-to-child hepatitis B virus transmission: a systematic review and meta-analysis. Rev Inst Med Trop Sao Paulo 2020;62:e13. Crossref
21. Sarin SK, Kumar M, Lau GK, et al. Asian-Pacific clinical practice guidelines on the management of hepatitis B: a 2015 update. Hepatol Int 2016;10:1-98. Crossref

Communication skills of providers at primary healthcare facilities in rural China

Hong Kong Med J 2020 Jun;26(3):208–15  |  Epub 4 Jun 2020
Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Communication skills of providers at primary healthcare facilities in rural China
Q Zhou, MSc1; Q An, MSc1; N Wang, MSc1; Jason Li, BS2; Y Gao, MD, PhD3; J Yang, PhD1; J Nie, PhD1; Q Gao, PhD1; H Xue, PhD1
1 Center for Experimental Economics in Education, Shaanxi Normal University, Xi’an, China
2 Harvard Medical School, Harvard University, United States
3 Cadre Training Centre, National Health and Family Planning Commission of People’s Republic of China, Beijing, China
 
Corresponding author: Ms J Yang (jyang0716@163.com)
 
 Full paper in PDF
 
Abstract
Introduction: Effective provider-patient communication has been confirmed to improve diagnosis, treatment planning, health outcomes, patient satisfaction, and treatment compliance. Few studies have measured the effectiveness of communication between patients and rural providers in China. To fill this gap in the literature, the present study describes the communication skills of providers at primary healthcare facilities in rural China and investigates the provider- and facility-level factors underlying these communication skills.
 
Methods: The standardised patients successfully completed 504 interactions across two tiers of China’s rural health system and engaged with providers at village clinics and township health centres. We assessed providers’ communication skills based on recorded interactions between the providers and the standardised patients using the SEGUE Framework, which contains the following five dimensions: ‘Set the stage’, ‘Elicit information’, ‘Give information’, ‘Understand the patient’s perspective’, and ‘End the encounter’.
 
Results: The providers’ overall average score was 50.6% on the SEGUE communication tasks. They did well in ‘Set the stage’ (54.4%) and ‘Elicit information’ (56.2%) but performed poorly in ‘End the encounter’ (24.5%) and ‘Understand the patient’s perspective’ (44.0%). Female and younger providers scored 0.75 (P<0.05) and 0.04 (P<0.01) points higher than their male and older counterparts on total SEGUE score, respectively.
 
Conclusion: Providers in rural China had relatively poor communication skills overall, especially in terms of their demonstration of care for patients and inviting them to participate in the interaction. Gender and age were significantly associated with providers’ level of communication skills in rural China.
 
 
New knowledge added by this study
  • Rural providers in China scored 50.6% on the SEGUE Framework, revealing relatively poor communication skills.
  • No correlations were found between education level and communication skills in rural China.
  • The ability of providers in townships to establish a relationship with patients was worse than that of providers in villages.
Implications for clinical practice or policy
  • Policy officials and medical educators must focus on systemically reforming medical school curricula and integrating evidence-based communication skills training rather than simply encouraging further education using an outdated curriculum.
  • Appropriate incentives should be provided to encourage rural providers and improve their job satisfaction.
  • It is necessary to enhance the ability of providers in townships to communicate with strangers.
 
 
Introduction
A wealth of literature has demonstrated the importance of providers’ communication skills to the delivery of high-quality healthcare.1 2 Although definitions of effective provider-patient communication vary, some common attributes are as follows: establish a provider-patient relationship, elicit and understand patient perspectives, convey empathy and affirmation, and reach shared decisions regarding treatment and goals.2 3 Effective provider-patient communication has been shown to improve diagnoses, treatment plans, health outcomes, patient satisfaction, and treatment compliance1 2 4; in contrast, deficiencies in provider-patient communication are associated with patient anger, frustration,5 and malpractice litigation.6
 
Measuring and improving providers’ communication skills are especially critical in rural China’s primary healthcare facilities. As rural residents’ first points of contact, village clinics and township healthcare centres provide services for a large proportion of the population in those areas (40.42%)7 8; however, their quality of service remains low.9 10 For example, Shi et al9 found that rural clinicians were incorrect in 41% of their diagnoses and gave prescriptions that were unnecessary or harmful 64% of the time.
 
Existing research has reached the consensus that quality medical care is heavily dependent on providers’ communication skills,1 2 4 but some prominent limitations also exist. First, to our knowledge, no studies have measured provider-patient communication skills in rural primary healthcare facilities in China. Instead, existing research has focused on medical students and related education11 12 or examined providers in upper-tier hospitals.13 14 15 Second, studies have primarily relied on recall-based assessments, such as patient exit interviews or surveys, which may be biased or inaccurate.12 14 Finally, students and clinicians in those studies are notified in advance that they are being evaluated, which may lead them to deviate from their actual clinical behaviours because they know they are being observed (also known as the ‘Hawthorne Effect’).12 13 14
 
Given the above, it is critically important to understand how rural providers communicate with their patients. The primary goal of this study was to systematically describe and analyse the communication skills of primary care providers in China’s rural healthcare system and to identify the provider- and facility-level factors of providers’ interactions with standardised patients (SPs).
 
Methods
Setting and study design
Stratified random sampling was employed as the sampling method. The study sample was drawn from rural areas in three provinces: Anhui, Eastern China; Sichuan, Central China; and Shaanxi, Western China. Specifically, 21 counties were randomly selected from a total of 24 counties in the sample provinces. Within the selected counties, 209 township health centres and 139 village clinics were randomly selected as the study sample (441 providers in total).
 
Two separate waves of data collection were conducted among the village- and township-level providers: an initial provider survey conducted in June 2015 and visits by SPs in August 2015. The provider survey included items about basic demographic characteristics, educational attainment, medical experience, medical instruments, and the facility in which they worked. In August 2015, SPs visited all sampled township health centres and village clinics with concealed devices to record their encounters. The recordings were then transcripted with the consultation of the SPs.
 
Standardised patients
A total of 63 individuals (42 male and 21 female; mean age 36 years; range, 25-50 years) were hired and trained as SPs in three provinces (21 from each province). To be qualified as SPs, they had to be of average weight and height and in good overall health with no obvious signs of illness or other conditions that might influence the accuracy of diagnoses. The SPs were divided into 21 groups of three. In each group, each SP was taught to report a case of either pulmonary tuberculosis, childhood viral gastroenteritis, or unstable angina. In each location, the group of three SPs visited the township health centre in a randomly arranged order. Only one SP was sent to village clinics to minimise the risk that SPs were identified as fake patients. The case reported by SPs visiting a village clinic was randomly determined beforehand. Upon presenting to the provider, the SPs made an opening statement describing the primary symptom(s) of their disease case (fever and cough for pulmonary tuberculosis, diarrhoea for viral gastroenteritis, or chest pain for angina). For the viral gastroenteritis cases, the SPs presented the case of a child who was not present. The SPs responded to all questions asked by the providers following a predetermined script, purchased all medications prescribed (which are sold by providers in China), and paid the providers their fees. After each visit, the SPs were debriefed using a structured questionnaire, and the SPs’ responses were confirmed against a recording of the interaction taken using a concealed recording device.
 
Measuring communication skills
Over the past 10 years, China has used various methods and tools to measure the communication level of Chinese providers; although progress has been made, rigorously validated and widely accepted measurement tools are still lacking. Meanwhile, studies in other countries have used a variety of verified scales owing to their large amount of research on this topic over the last 30 years. The SEGUE Framework is one of the most common tools used to assess providers’ communication skills. In previous studies, the scale has demonstrated acceptable psychometric characteristics (inter-rater reliability, validity, and sensitivity to differences in performance) in varied contexts.11 14 15 16
 
First developed by Makoul,17 the SEGUE Framework employs a nominal (Yes/No) scale to allow coders to assess medical communication skills using a task-based checklist. The SEGUE checklist contains 25 items, which are classified into the five aforementioned dimensions as follows: (1) ‘Set the stage’ [5 items]; (2) ‘Elicit information’ [10 items]; (3) ‘Give information’ [4 items]; (4) ‘Understand the patient’s perspective’ [4 items]; and (5) ‘End the encounter’ [2 items]. Each of the 25 items comprising the SEGUE Framework can also be coded into one of two categories: communication content (17 items) or communication process (8 items). Communication content tasks include topics raised or behaviours enacted at least once during the encounter (eg, Discuss antecedent treatments). Conversely, communication process items focus on the manner in which providers communicate, assessing aspects such as behaviours that should be maintained throughout the encounter (eg, Maintain a respectful tone).17 We used a Chinese version of the SEGUE, which was translated to test the communication skills of Chinese medical students.11
 
Eight research assistants were recruited from the local community and trained to code the providers’ communication skills. Following a highly structured protocol, we conducted a series of training sessions to ensure that the coders could understand and accurately use the SEGUE Framework to score various possible behaviours and interactions. The coders then followed the transcripts while listening to the recordings and identified the targeted behaviours contained in the SEGUE Framework whenever they occurred. Coders were blinded to the provider-, facility-, and regional-level characteristics of each encounter. The overall score for all of the different communication dimensions was computed by adding the total scores for each dimension per encounter. The Cronbach’s α internal consistency reliability estimate of SEGUE Framework is 0.63. This moderate reliability result suggests that the SEGUE Framework is an acceptable measurement tool.
 
Statistical analysis
We calculated the mean, standard deviation, and scoring rate (the rate at which providers achieved the SEGUE checklist items) across all SP interactions for each of our primary outcomes: the five dimensions, Communication content, Communication process, and the total score across all five SEGUE dimensions. Ordinary least squares regressions were conducted to assess the correlates of the different dimensions of communication skills. For each of the primary outcomes mentioned above, we assessed the correlations with a fixed set of provider-level and facility-level characteristics. These included the provider’s gender, age, education, certification, number of patients in catchment area, number of full-time physicians employed at the facility, distance between the county hospital and the facility, and the monetary value of the facility’s medical instruments. All regressions controlled for the fixed effects of the disease cases, the SPs, and the coders. Analyses were conducted using Stata 14.2 (Stata Corporation; College Station, [TX], United States).
 
Results
Provider and facility characteristics
A total of 413 providers and 504 SP encounters were included in our analysis (Table 1). The providers’ mean age was 45.40 years, and 87.4% of them were male. A total of 47.9% of the providers had achieved a minimum education level of college diploma, and 43.6% had a practising physician certificate, which is the highest level of medical certification that can be obtained by physicians in rural China. Township health centres had a more developed and extensive medical infrastructure than village clinics had (P<0.01): the average value of the medical equipment in township health centres was much higher than that in village clinics (RMB 711 000 vs RMB 9000; Table 1).
 

Table 1. Characteristics of providers and facilities
 
Communication skills scores
Table 2 shows the descriptive statistics for the total SEGUE score and each of the five SEGUE dimensions. On average, providers scored 50.6% (12.15 of 24) on all SEGUE communication tasks (range, 16.7%-79.2%; 4-19 of 24), indicating that providers in rural China had relatively poor communication skills. Moreover, the providers scored means of 36.1% (5.77 of 16) and 79.9% (6.39 of 8) on Communication content and Communication process, respectively. Among the five SEGUE dimensions, the providers had difficulty with ‘End the encounter’ and ‘Understand the patient’s perspective’, scoring means of 24.5% (0.49 of 2) and 44.0% (1.32 of 3), but attained relatively high mean scores of 54.4% (2.72 of 5) and 56.2% (5.62 of 10) in ‘Set the stage’ and ‘Elicit information’, respectively.
 

Table 2. Communication skills scores at each assessment point (n=504)
 
Further summary statistics of provider communication skills are presented by gender, age, education, and facility type in Table 3. The total score achieved by female providers was slightly but significantly higher than that of male providers (12.98 vs 12.03, P<0.05), which was also the case for Communication content (6.52 vs 5.66, P<0.01), ‘Elicit information’ (5.94 vs 5.57, P<0.1), ‘Understand the patient’s perspective’ (1.47 vs 1.30, P<0.1), and ‘End the encounter’ (0.64 vs 0.47, P<0.05). We found statistically significant differences when the individual SEGUE dimensions were examined among subgroups. For instance, providers aged <45 years, who had a college education, and who were based in township health centres performed better in ‘Give information’ and ‘End the encounter’. However, their counterparts scored higher in ‘Set the stage’.
 

Table 3. Communication skills scores by gender, age, education, and facility level
 
Predictors of providers’ communication skills
Table 4 shows the results of multiple linear regressions between the different dimensions of communication skills and provider and facility characteristics. The provider’s gender was the factor that had the strongest correlation with communication skills. Female providers scored 0.75 points higher in their total communication score (P<0.05) and 0.71 points higher in the aspect of Communication content (P<0.05) than their male counterparts. Among the five different dimensions of interaction that were examined, female providers mainly excelled in their ability to ‘Elicit information’, scoring about 0.42 points higher than male providers did (P<0.05). In addition to provider gender, provider age was also significantly correlated with communication skills. Younger providers scored 0.04 points higher than their older counterparts on total SEGUE score (P<0.01). Younger providers were more likely to score higher in three of the five SEGUE dimensions: ‘Elicit information’, ‘Give information’, and ‘End the encounter’. The results of the regressions without correction for fixed effects are shown in the online supplementary Appendix.
 

Table 4. Facility and provider characteristics and associations with communication skills scores (n=504)
 
Discussion
The results revealed that rural providers in China had relatively poor communication skills overall, especially in terms of understanding patients, caring for them, and inviting patients to participate in the interaction. Female and younger providers had significantly higher overall communication scores, even after controlling for fixed effects of SPs, disease cases, and coders.
 
We found that rural providers in China had relatively poor communication skills overall. They performed poorly at most tasks involving patient engagement during the encounter, such as inviting them to discuss their questions and concerns. In these cases, patients generally adopt a more passive role, which could lead to inaccuracies and inefficiencies when providers do not elicit all information necessary to develop an effective diagnosis and treatment plan.18 Moreover, while rural providers generally maintained a respectful tone throughout their patient encounters, they seldom actively expressed understanding, care, or concern.
 
Two possible explanations may account for the rural providers’ poor communication skills. First, in the past, medical students (ranging from those in-service to those engaged in continuing education) rarely received instruction in provider-patient communication.19 20 21 According to a 2015 survey of 81 independent medical colleges, the proportion of medical students who took provider-patient communication courses was 61%, and the percentage required to take compulsory communication courses was only 27%.20 Thus, most currently practising occupational health technicians have not received systematic education in provider-patient communication at an academic level.22 Training for rural providers is more concerned with clinical skills and medication knowledge and does not generally involve provider-patient communication.23 This gap has caused rural clinicians to have an insufficient understanding of the importance of communication, and their interpersonal abilities tend to be relatively weak. Indeed, our data revealed no correlation between education level and communication skills, suggesting that further education does not improve the providers’ methods of interacting with their patients (Tables 3 and 4). Second, rural providers have heavy workloads but low incomes compared with urban providers.24 25 Thus, they sometimes lack enthusiasm for their work, are unwilling to give patients humane care, and lack the motivation to improve their communication skills.26 27 According to survey data from providers in Chinese township hospitals, income and provider-patient relationship quality have positive impacts on rural providers’ job satisfaction, and the provider-patient relationship has strong endogeneity.28
 
Compared with the providers in townships, the providers at village clinics were more likely to make personal connections with their patients and established a warmer and more accessible clinic environment during the encounters. This result is unsurprising, as township health centres serve a patient population that is 13 times that of village clinics (Table 1). Consequently, providers in villages are more likely to develop longitudinal relationships with their local patients and communities, enabling greater knowledge of villagers’ socioeconomic backgrounds and more personable communication.24 29
 
Our study also found that the providers’ gender was associated with their level of communication skills, especially in gathering information and reviewing the next steps with patients. These results are in line with a large body of literature that links female gender with greater provider engagement in patient concerns and asking more psychosocial questions.30 31 These behaviours may stimulate greater patient disclosure of aspects that are both psychosocial and biomedical in nature. Thus, although male and female providers did not differ in the amount of information they provided to their patients, the patients of female physicians collected more biomedical information than those of male providers.
 
Moreover, we found that younger providers performed well in the two dimensions that are directly related to diseases: eliciting or sharing information, and reviewing the next steps with patients. We conclude that greater experience may not necessarily help providers to develop better communication skills. One possible explanation is that low income, heavy workload, lack of appreciation, and restrictions on providers’ autonomy imposed by hospital guidelines may contribute to fading enthusiasm and burnout.32 33 Burnout may influence the quality of care, resulting in more suboptimal and less compassionate care.34 Older providers who have been in their roles for longer periods are more likely to experience emotional exhaustion.35 Therefore, although older providers have more experience communicating with patients, they do not necessarily communicate better. This is consistent with previous findings indicating that communication skill does not automatically develop over time or with experience.36 37
 
Our study has three main limitations. First, we evaluated providers’ communication skills using audio recordings from concealed devices rather than videos, which may have resulted in an underestimation of providers’ communication skills due to our sole reliance on verbal communication. Second, although unannounced SPs may capture actual provider behaviour more accurately, the SPs themselves may not have accurately mimicked actual patients, as they did not initially offer disease-related information unless the providers asked for it. However, any effects caused by the simulated environment did not impact the comparisons between different types of providers. We also increased the accuracy of our observation of the providers’ communication behaviour by excluding any influence of the patient’s communication ability on the provider. Finally, the physician-patient relationship in the Asian context has historically been described as more paternalistic than that in Western countries.38 Thus, the SEGUE scale, which was based on a Western model, may not be completely suitable for measuring Chinese providers’ communication skills. However, as increasing numbers of patients and providers are recognising the importance of ‘patient-centred’ communication,21 39 the SEGUE Framework is an effective tool for understanding the characteristics of rural providers’ communication skills in most regards.
 
Conclusion
The study revealed that providers in rural China have poor communication skills overall. These deficits in communication skills were especially pronounced when providers were required to ‘Understand the patient’s perspective’ and ‘End the encounter.’ They asked about basic symptoms but rarely took the initiative to invite patients to participate in the encounter or discuss their questions and concerns, and they also rarely showed care for the patients themselves. Moreover, we found that the providers from village clinics were more likely to make personal connections with their patients. Female and younger providers exhibited better communication skills, asked more follow-up questions, and explained future plans and steps more frequently than their male and older counterparts.
 
Author contributions
Concept or design: Q Zhou, J Yang, J Nie, H Xue.
Acquisition of data: Q Zhou, Q An, N Wang, J Li, Q Gao, H Xue.
Analysis or interpretation of data: Q Zhou, J Li, Y Gao, J Yang, J Nie, H Xue.
Drafting of the manuscript: Q Zhou, J Yang.
Critical revision of the manuscript for important intellectual content: All authors.
 
Conflicts of interest
All authors have disclosed no conflicts of interest.
 
Acknowledgement
The authors thank the standardised patients and coders for their hard work.
 
Funding/support
The authors are supported by the 111 Project (Grant No. B16031), Laboratory of Modern Teaching Technology of the Ministry of Education, Shaanxi Normal University, National Natural Science Foundation of China (Grant No. 71703083), the National Social Science Fund Youth Project (Grant No. 15CJL005), the National Natural Science Foundation of China (Grant No. 71703084), and the Knowledge for Change Program at The World Bank (Grant No. 7172469).
 
Ethics approval
Approval was obtained from the Institutional Review Boards of Stanford University, United States (Protocol no. 25904) and Sichuan University, China (Protocol no. K2015025).
 
References
1. Orth JE, Stiles WB, Scherwitz L, Hennrikus D, Vallbona C. Patient exposition and provider explanation in routine interviews and hypertensive patients’ blood pressure control. Health Psychol 1987;6:29-42. Crossref
2. Ward MM, Sundaramurthy S, Lotstein D, Bush TM, Neuwelt CM, Street RL Jr. Participatory patient-physician communication and morbidity in patients with systemic lupus erythematosus. Arthritis Rheum 2003;49:810-8. Crossref
3. Mafinejad MK, Rastegarpanah M, Moosavi F, Shirazi M. Training and validation of standardized patients for assessing communication and counseling skills of pharmacy students: a pilot study. J Res Pharm Pract 2017;6:83-8. Crossref
4. Henman MJ, Butow PN, Brown RF, Boyle F, Tattersall MH. Lay constructions of decision-making in cancer. Psychooncology 2002;11:295-306. Crossref
5. van Osch M, van Dulmen S, van Vliet L, Bensing J. Specifying the effects of physician’s communication on patients’ outcomes: a randomised controlled trial. Patient Educ Couns 2017;100:1482-9. Crossref
6. Levinson W, Roter DL, Mullooly JP, Dull VT, Frankel RM. Physician-patient communication. The relationship with malpractice claims among primary care physicians and surgeons. JAMA 1997;277:553-9. Crossref
7. Babiarz KS, Miller G, Yi H, Zhang L, Rozelle S. China’s new cooperative medical scheme improved finances of township health centers but not the number of patients served. Health Aff (Millwood) 2012;31:1065-74. Crossref
8. National Bureau of Statistics, PRC Government. National Bureau of Statistics. 2018. Available from: http://www. stats.gov.cn/. Accessed 7 Jun 2019.
9. Shi Y, Xue H, Wang H, Sylvia S, Medina A, Rozelle S. Measuring the quality of doctors’ health care in rural China: an empirical research using standardized patients [in Chinese]. Studies in Labor Econ 2016;4:48-71.
10. Xue H, Shi Y, Huang L, et al. Diagnostic ability and inappropriate antibiotic prescriptions: a quasi-experimental study of primary care providers in rural China. J Antimicrob Chemother 2019;74:256-63. Crossref
11. Li J. Using the SEGUE Framework to assess Chinese medical students’ communication skills in history-taking [in Chinese]. Dissertation. China Medical University. 2008. Available from: https://kns.cnki.net/KCMS/detail/ detail.aspx?dbcode=CMFD&dbname=CMFD2008&filena me=2008082494.nh. Accessed 7 Jun 2019.
12. Li H, Li D, Wang J, et al. Assessment on doctor-patient communication skills of medical students with SEGUE framework scale [in Chinese]. Hospital Manage Forum 2016;33:29-30.
13. Xu T, Dong E, Liu W, Liang Y, Bao Y. Reliability and validity of the Chinese version of the Liverpool Communication Skills Assessment Scale [in Chinese]. Chin Mental Health J 2013;27:829-33. Crossref
14. Shen L, Sun G. Assessment pf physician-patient communication skills in practicing physicians by SEGUE framework [in Chinese]. Chin Gen Pract 2017;20:1998- 2002.
15. Zhao T, Zou X, Zhou H, Ma H. General practitioner-patient communications in outpatient clinic settings in Beijing [in Chinese]. Chin Gen Pract 2019;22:413-6.
16. Makoul G. The SEGUE Framework for teaching and assessing communication skills. Patient Educ Couns 2001;45:23-34. Crossref
17. Makoul G. Essential elements of communication in medical encounters: the Kalamazoo consensus statement. Acad Med 2001;76:390-3. Crossref
18. Beckman HB, Frankel RM. The effect of physician behavior on the collection of data. Ann Intern Med 1984;101:692-6. Crossref
19. Li S, Liu Y. The achievements, problems and experiences of the health services development in China’s 30-year reform and opening-up [in Chinese]. Chin J Health Policy 2008;1:3-8.
20. Liu H, Shen C. Investigation report on educational organization status of humanistic medicine in independent medical universities [in Chinese]. Med Philos (A) 2015;36:13-8, 50.
21. Liu X, Rohrer W, Luo A, Fang Z, He T, Xie W. Doctorpatient communication skills training in mainland China: a systematic review of the literature. Patient Educ Couns 2015;98:3-14. Crossref
22. Guo L, Wang H, Zeng Q, et al. Exploration and practice of the ways of cultivating communication and communication ability of rural doctors [in Chinese]. Chin Rural Health Serv Adm 2011;31:1017-8.
23. Song J, Yin W, Feng Z, et al. A study on-job-training status and demand of rural doctors in Shandong Province [in Chinese]. Chin Health Serv Manage 2017;34:378-80.
24. Hung LM, Shi L, Wang H, Nie X, Meng Q. Chinese primary care providers and motivating factors on performance. Fam Pract 2013;30:576-86. Crossref
25. Xue H, Shi Y, Medina A. Who are rural China’s village clinicians? Chin Agric Econ Rev 2016;8:662-76. Crossref
26. Campbell N, McAllister L, Eley D. The influence of motivation in recruitment and retention of rural and remote allied health professionals: a literature review. Rural Remote Health 2012;12:1900.
27. Sun K, Yin W, Huang D, Yu Q, Zhao Y, Li Y. The effect of income on occupation mentality of rural doctors under the situation of new medical reform. Chin Health Serv Manage 2016;33:371-3.
28. Dong X, Ariana P. Why are rural doctors not satisfied with their work? An empirical study on job income, doctorpatient relationship and job satisfaction. Manage World 2012;(11):77-88.
29. Haddad S, Fournier P, Machouf N, Yatara F. What does quality mean to lay people? Community perceptions of primary health care services in Guinea. Soc Sci Med 1998;47:381-94. Crossref
30. Roter DL, Hall JA. Physician gender and patient-centered communication: a critical review of empirical research. Annu Rev Public Health 2004;25:497-519. Crossref
31. Swygert KA, Cuddy MM, van Zanten M, Haist SA, Jobe AC. Gender differences in examinee performance on the Step 2 Clinical Skills data gathering (DG) and patient note (PN) components. Adv Health Sci Educ Theory Pract 2012;17:557-71. Crossref
32. Hojat M, Vergare MJ, Maxwell K, et al. The devil is in the third year: a longitudinal study of erosion of empathy in medical school. Acad Med 2009;84:1182-91. Crossref
33. Shanafelt TD, Gradishar WJ, Kosty M, et al. Burnout and career satisfaction among US oncologists. J Clin Oncol 2014;32:678-86. Crossref
34. Dyrbye LN, Massie FS Jr, Eacker A, et al. Relationship between burnout and professional conduct and attitudes among US medical students. JAMA 2010;304:1173-80. Crossref
35. Yin S, Zhao J, Chen R. Empathy fatigue of clinical doctors and its influencing factors. Chin Gen Pract 2016;19:206-9.
36. Kosunen E. Teaching a patient-centred approach and communication skills needs to be extended to clinical and postgraduate training: a challenge to general practice. Scandi J Prim Health Care 2008;26:1-2. Crossref
37. Skoglund K, Holmström IK, Sundler AJ, Hammar LM. Previous work experience and age do not affect final semester nursing student self-efficacy in communication skills. Nurse Educ Today 2018;68:182-7. Crossref
38. Ishikawa H, Takayama T, Yamazaki Y, Seki Y, Katsumata N, Aoki Y. The interaction between physician and patient communication behaviors in Japanese cancer consultations and the influence of personal and consultation characteristics. Patient Educ Couns 2002;46:277-85. Crossref
39. Ting X, Yong B, Yin L, Mi T. Patient perception and the barriers to practicing patient-centered communication: a survey and in-depth interview of Chinese patients and physicians. Patient Educ Couns 2016;99:364-9. Crossref

Blood transfusions in total knee arthroplasty: a retrospective analysis of a multimodal patient blood management programme

Hong Kong Med J 2020 Jun;26(3):201–7  |  Epub 6 May 2020
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Blood transfusions in total knee arthroplasty: a retrospective analysis of a multimodal patient blood management programme
PK Chan, FHKCOS, FHKAM (Orthopaedic Surgery)1; YY Hwang, FHKCP, FHKAM (Medicine)2; Amy Cheung, FHKCOS, FHKAM (Orthopaedic Surgery)1; CH Yan, FHKCOS, FHKAM (Orthopaedic Surgery)1; Henry Fu, FHKCOS, FHKAM (Orthopaedic Surgery)1; Timmy Chan, FHKCA, FHKAM (Anaesthesiology)3; WC Fung, BSc1; MH Cheung, FHKCOS, FHKAM (Orthopaedic Surgery)1; Vincent WK Chan, FHKCOS, FHKAM (Orthopaedic Surgery)1; KY Chiu, FHKCOS, FHKAM (Orthopaedic Surgery)1
1 Department of Orthopaedics and Traumatology, Queen Mary Hospital, The University of Hong Kong, Hong Kong
2 Department of Medicine, Queen Mary Hospital, Hong Kong
3 Department of Anaesthesiology, Queen Mary Hospital, Hong Kong
 
Corresponding author: Dr PK Chan (cpk464@yahoo.com.hk)
 
 Full paper in PDF
 
Abstract
Purpose: Transfusion is associated with increased perioperative morbidity and mortality in patients undergoing total knee arthroplasty (TKA). Patient blood management (PBM) is an evidence-based approach to maintain blood mass via haemoglobin maintenance, haemostasis optimisation, and blood loss minimisation. The aim of the present study was to assess the effectiveness of a multimodal PBM approach in our centre.
 
Methods: This was a single-centre retrospective study of patients who underwent primary TKA in Queen Mary Hospital in Hong Kong in 2013 or 2018, using data from the Clinical Data Analysis and Reporting System and a local joint registry database. Patient demographics, preoperative haemoglobin, length of stay, readmission, mean units of transfusion, postoperative prosthetic joint infection, and mortality data were compared between groups.
 
Results: In total, 262 and 215 patients underwent primary TKA in 2013 and 2018, respectively. The mean transfusion rate significantly decreased after PBM implementation (2013: 31.3%; 2018: 1.9%, P<0.001); length of stay after TKA also significantly decreased (2013: 14.49±8.10 days; 2018: 8.77±10.14 days, P<0.001). However, there were no statistically significant differences in readmission, early prosthetic joint infection, or 90-day mortality rates between the two groups.
 
Conclusion: Our PBM programme effectively reduced the allogeneic blood transfusion rate in patients undergoing TKA in our institution. Thus, PBM should be considered in current TKA protocols to reduce rates of transfusions and related complications.
 
 
New knowledge added by this study
  • Patient blood management effectively reduced the allogeneic blood transfusion rate in patients undergoing total knee arthroplasty in our institution; it also reduced the length of stay after total knee arthroplasty.
Implications for clinical practice or policy
  • Patient blood management should be considered in current total knee arthroplasty protocols to reduce rates of transfusions and related complications.
  • Patient blood management in total knee arthroplasty could reduce healthcare expenditures among the ageing population in Hong Kong.
 
 
Introduction
Total knee arthroplasty (TKA) is the most effective and efficacious surgical method to improve pain and function for patients with end-stage osteoarthritis; however, TKA has been associated with substantial blood loss. In addition to visible blood loss from the surgical field and wound drainage, hidden blood loss occurred in patients undergoing TKA, which resulted in mean blood loss of 1.5 L.1 Therefore, perioperative blood transfusion was needed in up to 38% of patients undergoing TKA.2
 
Blood transfusion is not risk-free. Often, no adverse effects are encountered by patients who undergo blood transfusion. However, adverse effects occasionally occur, ranging from minor allergic reactions to blood-borne infection and potentially fatal acute immune haemolytic reaction. With the implementation of best international practices to warrant blood transfusion safety by the Blood Transfusion Service in Hong Kong, the transfusion risk has significantly decreased in the past two decades.3 However, absolute safety in transfusion cannot be achieved because of the window period for detecting infections, possibility of emerging infections, and potential human errors related to the process of transferring collected blood from donors to transfusion recipients. Notably, researchers in Hong Kong reported the first two cases (worldwide) of transmission of Japanese encephalitis virus, via blood transfusion to immunocompromised hosts, in 2018.4 In addition to the general risks associated with transfusion, blood transfusion has been independently associated with poor surgical outcome. Specifically, patients who underwent transfusion exhibited an eight-fold to 10-fold excess risk of adverse outcomes, defined as postoperative complications in the American College of Surgeons National Surgical Quality Improvement Project.5 With respect to total hip or knee arthroplasty, a dose-dependent relationship between transfusion and risk of surgical site infection was observed.6
 
With increasing understanding regarding the benefits and risks of blood transfusion, as well as alternative approaches for patients who experience blood loss, the concept of patient blood management (PBM) was developed. The World Health Organization defines PBM as ‘a patient-focused, evidence-based and systematic approach to optimise the management of patients and transfusion of blood products for quality and effective patient care. It is designed to improve patient outcomes through the safe and rational use of blood and blood products and by minimising unnecessary exposure to blood products…’.7 The three major components of PBM are as follows: (1) optimisation of the patient’s own blood mass; (2) minimisation of blood loss; and (3) optimisation of physiological tolerance to anaemia.8 This new standard of care is now well-established in some centres in the US, Austria, and Western Australia, as well as nationally in the Netherlands. However, PBM remains an uncommon practice in Asia.
 
We introduced the PBM programme for patients undergoing TKA in our institution, beginning in 2014. Various components were introduced gradually (in phases) from 2014 to 2018. The key measures of PBM in preoperative, intra-operative, and postoperative periods were fully implemented in 2018. To the best of our knowledge, our PBM programme is a pioneer PBM programme in Hong Kong. The aim of the present study was to assess the effectiveness of the multimodal PBM approach in our university-based centre.
 
Methods
This single-centre retrospective study was approved by the Institutional Review Board of the University of Hong Kong/Hospital Authority Hong Kong West Cluster (Ref UW 19-600). The requirement for patient consent was waived by the review board. We retrospectively collected blood transfusion data regarding patients who underwent unilateral primary TKA in our centre from 1 January 2013 to 31 December 2018. Patients who underwent one-stage bilateral primary TKA or revision TKA were excluded from our study. Patients with acquired or congenital coagulopathy, as well as those currently taking anticoagulants, were included in our study; notably, these patients were at greater risk of perioperative blood loss and transfusion.
 
The primary outcome measure was the mean yearly transfusion rate, which was defined as the number of patients who received transfusion after TKA (during the same hospitalisation episode) divided by the number of patients who underwent TKA during the period from 1 January to 31 December; this result was multiplied by 100. The mean units of blood given per transfusion episode in 1 year was defined as the cumulative total number of blood units transfused to patients after TKA in 1 year divided by the number of transfusion episodes in that year. Transfusion data were retrieved from the Clinical Data Analysis and Reporting System, a database developed by the Hong Kong Hospital Authority for research purposes; this database contains medical information recorded by the Hong Kong Hospital Authority since 1993.
 
Secondary outcome measures were mean length of hospital stay after surgery, the rate of unexpected readmission through the Emergency Department after discharge from the hospital, the proportion of patients who had early prosthetic joint infection requiring revision surgery within 90 days after index surgery, and the 90-day mortality rate. These data and other patient demographic data (eg, age and sex), perioperative data (eg, American Society of Anesthesiologists [ASA] physical status), and preoperative haemoglobin level were retrieved from our patient records, as well as a local joint replacement registry.
 
Patient blood management was a relatively new concept in Hong Kong when it was first implemented in our institution in 2014. Initially, this programme was a standalone surgeon-initiated programme without external support; it was implemented in sequential stages based on PBM guidelines provided by the National Blood Authority in Australia.9 The sequential stages of PBM implementation in our centre are described in Table 1. The PBM strategies included modern surgical, anaesthetic, and perioperative care. In 2014, PBM was initiated with instructions regarding proper indications for transfusion, single-unit transfusion policy,10 and restrictive transfusion policy with transfusion triggered at haemoglobin ≤8 g/dL in healthy individuals.11 In 2015, the traditional practice of routine placement of a surgical drain during TKA (associated with a higher transfusion rate12) was stopped; the use of topical tranexamic acid (injection of 1 g tranexamic acid into knee joint at the end of the surgical procedure, shown to reduce postoperative blood loss and transfusion rate13) was implemented to reduce perioperative blood loss. In 2016, preoperative anaemia screening and optimisation were initiated via collaboration with haematologists. Patients with preoperative haemoglobin <11 g/dL were examined for causes of anaemia, in accordance with Network for Advancement of Transfusion Alternatives guidelines14; their erythropoiesis and preoperative haemoglobin characteristics were optimised before TKA was performed. For example, patients with iron-deficiency anaemia were checked for gastrointestinal blood loss and prescribed iron supplementation; their haemoglobin levels were rechecked after supplementation to confirm achievement of ≥11 g/dL before TKA. To further reduce intra-operative blood loss, combined intravenous tranexamic acid (15 mg/kg administered intravenously at the induction of anaesthesia) and topical tranexamic acid were implemented; these are reportedly effective for reduction of blood loss.15 In 2017, a more stringent restrictive transfusion policy was adopted with transfusion triggered at haemoglobin ≤7 g/dL in healthy individuals. Moreover, active warming (a modern anaesthetic technique used during intra-operative care) was implemented to avoid intra-operative hypothermia16; this hypothermia has been associated with greater volume of blood loss and the need for transfusion.17 18 By the beginning of 2018, all above PBM strategies were fully implemented.
 

Table 1. Summary of the gradual introduction of key components of patient blood management from 2014 to 2018
 
In addition to PBM strategies, other changes in patient selection and perioperative management were implemented between 2013 and 2018. First, the degree of medical co-morbidities may have differed because of the establishment of another joint replacement centre in July 2016; this new centre provided joint replacement surgeries for patients with improved medical fitness, among patients with end-stage osteoarthritis in our hospital. Therefore, the medical co-morbidities of the patients in 2013 and 2018 were compared on the basis of ASA status. Second, because of technological advances in the design of TKA prostheses over time, there were differences in the numbers of modern-design TKA prostheses between 2013 and 2018; these modern-design TKA prostheses aimed to improve knee kinematics, rather than reduce transfusion rate. However, these prostheses were unlikely to bias our transfusion rate results, according to a prior assessment of factors predictive of transfusion rate in patients undergoing TKA.19
 
In 2013, no PBM strategies had been implemented in our institution, whereas all strategies had been fully implemented by 2018. The Chi squared test was used to compare the transfusion rate between patients who underwent TKA in 2013 and those who underwent TKA in 2018; differences with P<0.05 were considered statistically significant. As mentioned above, medical co-morbidities of the patients in 2013 and 2018 were compared on the basis of ASA status.
 
Results
In total, 262 and 215 patients underwent primary TKA in our centre in 2013 and 2018, respectively (Table 2). There were no significant differences in mean age (2013: 72.17±9.76 years; 2018: 72.49±9.27 years, P=0.71) or sex (male:female) ratio (2013, 61:201; 2018, 63:152, P=0.14) between the groups. The preoperative haemoglobin level was also similar between the groups (2013: 12.77±1.42 g/dL; 2018: 12.89±1.42 g/dL, P=0.35). However, there was a significant difference in ASA distribution between the groups (P=0.03). There was a comparatively greater proportion of patients with ASA Grade II status in 2018 (2013: 57.6%; 2018: 68.8%).
 

Table 2. Preoperative and postoperative parameters of patients who underwent primary TKA in Queen Mary Hospital (Hong Kong) in 2013 and 2018
 
The primary outcome was the mean transfusion rate in 1 year. There was a significant difference in the mean transfusion rate after primary TKA between 2013 and 2018 (2013: 31.3%; 2018: 1.9%, P<0.001); however, there was no significant difference in the mean units of blood transfused per transfusion episode (2013: 1.62±0.78; 2018: 1.00±0.00, P=0.12). Moreover, the mean annual transfusion rate after primary TKA exhibited stepwise reduction as PBM strategies were implemented during the period from 2014 to 2018 (Fig).
 
Regarding secondary outcomes, the mean length of hospitalisation was significantly lower in 2018 (2013: 14.49±8.10 days; 2018: 8.77±10.14 days, P<0.001). However, there was no difference in the unexpected readmission rate through the Emergency Department (2013: 3.8%; 2018: 3.7%, P=0.96), the proportion of patients who exhibited early prosthetic joint infection within 90 days after index surgery (2013: 0.4%; 2018: 0%, P=0.36), or the proportion of patients with 90-day mortality (2013: 0%; 2018: 0.5%, P=0.27).
 
Discussion
Blood transfusion is a life-saving therapy, but is a limited resource. In recent years, there have been recurrent blood shortages in Hong Kong, and the Hong Kong Red Cross has issued an urgent appeal for blood donors on several occasions.20 21 22 23 The amount of blood stored in blood banks is determined by supply and demand. To increase blood supply, additional blood donors are needed. The Annual Report of Hong Kong Red Cross in 2018/2019 revealed that 4% of blood donors were aged >60 years, and the largest group of blood donors were aged 41-50 years (23.7% of donors).24 With the increasing number of older people in Hong Kong, more blood donors are needed from older age-groups. In addition, healthcare professionals should be judicious in prescribing transfusion, and should consider methods to minimise transfusion. Our study demonstrated the effectiveness of implementing PBM in our centre. In addition to comparing the mean transfusion rate in 2013 and 2018, this study included an audit of the mean annual transfusion rate after primary TKA from 2014 to 2018 (Fig).
 

Figure. Mean annual transfusion rate among patients who underwent primary total knee arthroplasty in Queen Mary Hospital (Hong Kong)
 
Globally, PBM is not a new concept. In May 2010, the World Health Organization formally recognised the importance of PBM and recommended its use to the 193 member states.25 Subsequently, PBM has been successfully implemented in Western countries, especially Australia26 and the US.27 The Asia-Pacific PBM Expert Consensus Meeting Working Group assessed the status of PBM in Asia.28 In Singapore, PBM was implemented nationally, beginning in 2013. The Ministry of Health and Blood Services Group actively promoted PBM at public hospitals in the first few years; regular national audits of PBM-related efforts have been performed since 2017 to promote appropriate use of red blood cell transfusion and implementation of preoperative anaemia screening for elective surgeries. Patient blood management programmes were successfully implemented in National University Hospital and Singapore General Hospital.28 29 In Korea, PBM was implemented through a professional initiative by the Korean Research Society of Transfusion Alternatives of the Republic of Korea in 2006; the Korean Patient Blood Management Research Group was formed to promote greater PBM use in 2016. The efforts of the Korean Patient Blood Management Research Group resulted in achievement of several PBM milestones in 2016.28 Notably, PBM was included in the Korean Transfusion Guidelines; a new steering committee was also formed, comprising leading physicians from various specialties. Patient blood management was successfully implemented in a number of Korean hospitals, which led to a reduction in transfusion rate.30 31 32 In Malaysia, PBM has been promoted at the local hospital level.28 In the Department of Maternal and Fetal Medicine at the Sultan Haji Ahmad Shah Hospital, women at high risk of anaemia are screened for iron deficiency anaemia in early pregnancy; iron-deficient women are provided oral or intravenous iron supplementation.
 
At our institution, PBM was first implemented in 2014 as a surgeons’ initiative in the Division of Joint Replacement Surgery. In addition to good surgical techniques, good perioperative care is an important determinant of surgical outcomes. Patient blood management is a component of our overall perioperative management protocol in the modern enhanced recovery after surgery programme. With implementation of PBM strategies and measures in the enhanced recovery after surgery programme, the length of hospitalisation was shortened in 2018, compared with 2013. Despite the shorter length of stay, there were no differences in the unexpected readmission rate through the Emergency Department, the proportion of patients who had early prosthetic joint infection within 90 days after index surgery, or the proportion of patients who had 90-day mortality.
 
To the best of our knowledge, there have been few studies regarding PBM in patients undergoing TKA in Hong Kong. In 2015, Lee et al33 reported their pioneering experience with implementation of PBM in patients undergoing TKA; their PBM protocols included typing and screening only for patients with preoperative haemoglobin of <11 g/dL, and restrictive transfusion triggered at haemoglobin 8 g/dL. When they compared outcomes before and after introduction of the PBM programme, the transfusion rate (before: 10.3%; after: 3.1%, P=0.046) and cross-match rate (before: 100%; after: 3.1%, P<0.001) both decreased. We implemented PBM in our institution, beginning in 2014. Modern surgical, anaesthetic, and perioperative techniques in PBM were gradually introduced from 2014 to 2018. Our PBM protocols are more comprehensive than those of Lee et al, because our protocols were designed in accordance with the PBM guidelines provided by the National Blood Authority in Australia.9 Therefore, our transfusion rate in TKA in 2018 decreased to 1.9%.
 
Prosthetic joint infection is a severe complication in arthroplasty; affected patients often require revision surgery. Notably, patients who underwent treatment for prosthetic joint infection exhibited a significant, independent risk of increased mortality, due to the direct adverse effect of infection and the indirect effect of poor underlying health condition.34 In a recent meta-analysis involving 21 770 patients who underwent total hip and knee arthroplasty, patients who received allogeneic blood transfusion had a significantly greater risk of surgical-site infection (pooled odds ratio: 1.71, P=0.02).35 Recently, a dose-dependent relationship was observed between allogeneic transfusion and surgical site infection after total hip or knee arthroplasty.6 Therefore, PBM was expected to reduce the incidence of surgical site infection in our centre. However, because of the relatively small sample size in our study and the relatively low incidence of prosthetic joint infection (approximately 1%), a difference in the incidence of prosthetic joint infection between 2013 and 2018 could not be identified. When PBM was fully implemented in our centre (2018), the transfusion rate after primary TKA was 1.9%; this was comparable to international reported values. Specifically, when PBM strategies were implemented in the US, the transfusion rates were approximately 4.5%.36 When PBM is implemented by high-volume surgeons with an eight-step checklist to reduce bleeding, the transfusion rate after TKA could be as low as 0.0044%.37 Therefore, a transfusion rate of 0% is achievable.
 
As the transfusion rate decreased in patients undergoing TKA, there were also benefits to the healthcare system. Blood transfusion involves many costs associated with blood transfer from donors to recipients (eg, collection, screening, storage, transportation, and prescription of donated blood). We do not have data regarding the cost of packed red blood cells in Hong Kong; however, the cost was estimated to be approximately 1130 USD/unit in a study conducted in the US.36 Therefore, reduced transfusions through implementation of PBM can result in lower healthcare expenditures, which are of considerable importance because of the increasing demand for TKA among the aging population in Hong Kong.
 
There were some limitations in this study. First, it was a retrospective study; thus, compliance with PBM strategies could not be fully verified. However, as each strategy was introduced throughout the course of the study, there was gradual reduction in the transfusion rate. Therefore, compliance with the strategies was presumably optimal. Second, because different strategies were implemented successively, the strategies with the greatest contribution to the reduced transfusion rate could not be identified. Third, because this was not a prospective randomised placebo-controlled interventional trial, a causal relationship between PBM strategies and reduction in transfusion rate could not be established. However, our study provided an assessment of real-world implementation of PBM strategies within a large hospital; thus, it comprises pioneering research in Hong Kong. Fourth, some potential cofounding factors may not have been identified or controlled in the present analysis. For example, the type of prosthesis used was not analysed as a separate factor. However, preoperative haemoglobin levels (the most significant predictor of blood transfusion19) were compared between both groups. To the best of our knowledge, there remains minimal relevant literature regarding the effect of TKA prosthesis on the transfusion rate.
 
In conclusion, our results demonstrated the effectiveness of PBM implementation on transfusion rate in patients undergoing TKA. From 2014 to 2018, there was a stepwise reduction in transfusion rate after TKA; this was similar to findings in previously published research. This is one of the few studies in Hong Kong to review PBM in surgical practice. Although we focused on patients undergoing TKA, the principles of PBM could be useful for other medical or surgical specialties.
 
Author contributions
All authors contributed to the concept or design of the study, acquisition of data, analysis or interpretation of data, drafting of the manuscript, and critical revision of the manuscript for important intellectual content.
 
All authors had full access to the data, contributed to the study, approved the final version for publication, and take responsibility for its accuracy and integrity.
 
Conflicts of interest
All authors have disclosed no conflicts of interest.
 
Acknowledgements
We thank Dr CK Lee, Chief Executive and Medical Director, Hong Kong Red Cross Blood Transfusion Service, Hong Kong, for providing advice on the patient blood management programme. We also acknowledge and express our gratitude to the following departments of our hospital for the support in this multidisciplinary project: Nursing Division, Department of Orthopaedics and Traumatology; Operation Theatre Services; and Blood Transfusion Committee.
 
Declaration
This research has been presented in part as an oral presentation at the Hong Kong Hospital Authority Convention 2018.
 
Funding/support
This research received no specific grant from any funding agency in the public, commercial, or not-for-profit sectors.
 
Ethics approval
This study was approved by the Institutional Review Board of the University of Hong Kong/Hospital Authority Hong Kong West Cluster (Ref UW 19-600). The requirement for patient consent was waived by the review board.
 
References
1. Sehat KR, Evans R, Newman JH. How much blood is really lost in total knee arthroplasty? Correct blood loss management should take hidden loss into account. Knee 2000;7:151-5. Crossref
2. Cushner FD, Friedman RJ. Blood loss in total knee arthroplasty. Clin Orthop Relat Res 1991;(269):98-101. Crossref
3. Lee CK. Risk minimization in transfusion transmitted infection in Hong Kong [thesis]. University of Hong Kong; 2017.
4. Cheng VC, Sridhar S, Wong SC, et al. Japanese encephalitis virus transmitted via blood transfusion, Hong Kong, China. Emerg Infect Dis 2018;24:49-57. Crossref
5. Ferraris VA, Hochstetler M, Martin JT, Mahan A, Saha SP. Blood transfusion and adverse surgical outcomes: the good and the bad. Surgery 2015;158:608-17. Crossref
6. Everhart JS, Sojka JH, Mayerson JL, Glassman AH, Scharschmidt TJ. Perioperative allogeneic red blood-cell transfusion associated with surgical site infection after total hip and knee arthroplasty. J Bone Joint Surg Am 2018;100:288-94. Crossref
7. World Health Organization. WHO Global Forum for Blood Safety: patient blood management. Available from: https://www.who.int/bloodsafety/events/gfbs_01_pbm/en/ Accessed 5 Jan 2020.
8. Isbister JP. The three-pillar matrix of patient blood management-an overview. Best Pract Res Clin Anaesthesiol 2013;27:69-84. Crossref
9. National Blood Authority Australia. Patient Blood Management Guidelines. Available from: https://www.blood.gov.au/pbm-guidelines. Accessed 9 Jan 2020.
10. National Blood Authority Australia. Single Unit Transfusion Guide. Available from: https://www.blood.gov.au/single-unit-transfusion. Accessed 9 Jan 2020.
11. Hardy JF. Current status of transfusion triggers for red blood cell concentrates. Transfus Apher Sci 2004;31:55-66. Crossref
12. Zhang Q, Liu L, Sun W, et al. Are closed suction drains necessary for primary total knee arthroplasty? A systematic review and meta-analysis. Medicine (Baltimore) 2018;97:e11290. Crossref
13. Panteli M, Papakostidis C, Dahabreh Z, Giannoudis PV. Topical tranexamic acid in total knee replacement: a systematic review and meta-analysis. Knee 2013;20:300-9. Crossref
14. Goodnough LT, Maniatis A, Earnshaw P, et al. Detection, evaluation, and management of preoperative anaemia in the elective orthopaedic surgical patient: NATA guidelines. Br J Anaesth 2011;106:13-22. Crossref
15. Shang J, Wang H, Zheng B, Rui M, Wang Y. Combined intravenous and topical tranexamic acid versus intravenous use alone in primary total knee and hip arthroplasty: A meta-analysis of randomized controlled trials. Int J Surg 2016;36:324-9. Crossref
16. Benson EE, McMillan DE, Ong B. The effects of active warming on patient temperature and pain after total knee arthroplasty. Am J Nurs 2012;112:26-33. Crossref
17. Rajagopalan S, Mascha E, Na J, Sessler DI. The effects of mild perioperative hypothermia on blood loss and transfusion requirement. Anesthesiology 2008;108:71-7. Crossref
18. Schmied H, Kurz A, Sessler DI, Kozek S, Reiter A. Mild hypothermia increases blood loss and transfusion requirements during total hip arthroplasty. Lancet 1996;347:289-92. Crossref
19. Boutsiadis A, Reynolds RJ, Saffarini M, Panisset JC. Factors that influence blood loss and need for transfusion following total knee arthroplasty. Ann Transl Med 2017;5:418. Crossref
20. Ernest K. Hong Kong Red Cross issues urgent appeal for blood donors as supplies dwindle. South China Morning Post [newspaper on the internet]. 2017 May 4: Health & Environment. Available from: https://www.scmp.com/news/hong-kong/health-environment/article/2092982/hong-kong-red-cross-issues-urgent-appeal-blood. Accessed 10 Mar 2020.
21. City urged to donate blood amid severe shortage. The Standard [newspaper on the internet]. 2017 Aug 11: Local. Available from: https://www.thestandard.com.hk/breaking-news/section/3/94995/City-urged-to-donate-blood-amid-severe-shortage. Accessed 10 Mar 2020.
22. The Government of the Hong Kong Special Administrative Region. Urgent appeal for blood donation [press release]. 2018 Jan 9. Available from: https://www.info.gov.hk/gia/general/201801/09/P2018010900651.htm. Accessed 10 Mar 2020.
23. Coronavirus fears drain Hong Kong's blood banks. Radio Television Hong Kong [newspaper on the internet]. 2020 Feb 12. Available from: https://news.rthk.hk/rthk/en/component/k2/1508174-20200212.htm. Accessed 10 Mar 2020.
24. The Annual Report of Hong Kong Red Cross 2018/2019. Available from: https://www.redcross.org.hk/en/publications/annual_reports.html. Accessed 15 Jan 2020.
25. World Health Assembly. Resolution WHA63.12: Availability, safety and quality of blood products. Available from: https://apps.who.int/medicinedocs/documents/s19998en/s19998en.pdf. Accessed 10 Jan 2020.
26. Farmer SL, Towler SC, Leahy MF, Hofmann A. Drivers for change: Western Australia Patient Blood Management Program (WA PBMP), World Health Assembly (WHA) and Advisory Committee on Blood Safety and Availability (ACBSA). Best Pract Res Clin Anaesthesiol 2013;27:43-58. Crossref
27. Whitaker B, Rajbhandary S, Kleinman S, Harris A, Kamani N. Trends in United States blood collection and transfusion: results from the 2013 AABB Blood Collection, Utilization, and Patient Blood Management Survey. Transfusion 2016;56:2173-83. Crossref
28. Abdullah HR, Ang AL, Froessler B, et al. Getting patient blood management Pillar 1 right in the Asia-Pacific: a call for action. Singapore Med J 2019 May 2. Epub ahead of print. Crossref
29. D E H O, Hadi F, Stevens V. Health economic evaluation comparing iv iron ferric carboxymaltose, iron sucrose and blood transfusion for treatment of patients with iron deficiency anemia (Ida) in Singapore. Value Health 2014;17:A784. Crossref
30. Lee ES, Kim MJ, Park BR, et al. Avoiding unnecessary blood transfusions in women with profound anaemia. Aust N Z J Obstet Gynaecol 2015;55:262-7. Crossref
31. Yoon HM, Kim YW, Nam BH, et al. Intravenous ironsupplementation may be superior to observation in acute isovolemic anemia after gastrectomy for cancer. World J Gastroenterol 2014;20:1852-7. Crossref
32. Na HS, Shin SY, Hwang JY, Jeon YT, Kim CS, Do SH. Effects of intravenous iron combined with low-dose recombinant human erythropoietin on transfusion requirements in iron-deficient patients undergoing bilateral total knee replacement arthroplasty. Transfusion 2011;51:118-24. Crossref
33. Lee QJ, Mak WP, Yeung ST, Wong YC, Wai YL. Blood management protocol for total knee arthroplasty to reduce blood wastage and unnecessary transfusion. J Orthop Surg (Hong Kong) 2015;23:66-70. Crossref
34. Zmistowski B, Karam JA, Durinka JB, Casper DS, Parvizi J. Periprosthetic joint infection increases the risk of one-year mortality. J Bone Joint Surg Am 2013;95:2177-84. Crossref
35. Kim JL, Park JH, Han SB, Cho IY, Jang KM. Allogeneic blood transfusion is a significant risk factor for surgical-site infection following total hip and knee arthroplasty: a meta-analysis. J Arthroplasty 2017;32:320-5. Crossref
36. Moskal JT, Harris RN, Capps SG. Transfusion cost savings with tranexamic acid in primary total knee arthroplasty from 2009 to 2012. J Arthroplasty 2015;30:365-8. Crossref
37. Lindman IS, Carlsson LV. Extremely low transfusion rates: contemporary primary total hip and knee arthroplasties. J Arthroplasty 2018;33:51-4. Crossref

Attitudes, acceptance, and registration in relation to organ donation in Hong Kong: a cross-sectional study

Hong Kong Med J 2020 Jun;26(3):192–200  |  Epub 21 May 2020
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Attitudes, acceptance, and registration in relation to organ donation in Hong Kong: a cross-sectional study
Jeremy YC Teoh, FRCSEd (Urol), FHKAM (Surgery)1; Becky SY Lau, BSc, MPH1; Nikki Y Far, FCOphth HK, FHKAM (Ophthalmology)2; Steffi KK Yuen, FRCSEd (Urol), FHKAM (Surgery)1; CH Yee, FRCSEd (Urol), FHKAM (Surgery)1; Simon SM Hou, FHKAM (Surgery)1; Timothy SC Teoh, FHKAM (Surgery)3; CF Ng, FRCSEd (Urol), FHKAM (Surgery)1
1 SH Ho Urology Centre, Department of Surgery, Prince of Wales Hospital, The Chinese University of Hong Kong, Hong Kong
2 Department of Ophthalmology and Visual Sciences, Prince of Wales Hospital, The Chinese University of Hong Kong, Hong Kong
3 Lions Kidney Educational Centre & Research Foundation, Hong Kong
 
Corresponding author: Prof Jeremy YC Teoh (jeremyteoh@surgery.cuhk.edu.hk)
 
 Full paper in PDF
 
Abstract
Introduction: The objective of this study was to investigate the discrepancy between individuals with positive attitudes towards organ donation and the actual number of registered organ donors in Hong Kong, and to investigate the best modalities for promoting more organ donor registrations.
 
Methods: This cross-sectional telephone survey was conducted in Hong Kong. Telephone numbers were selected randomly. Upon successful contact with a household, the eligible household member who had the most recent birthday was selected to participate in the telephone interview.
 
Results: A total of 1000 Hong Kong Chinese residents were interviewed successfully. The response rate was 53.8%. The majority of the respondents were female (68.3%) and were aged 51 to 60 years (24%) or ≥61 years (43.6%). Among the respondents, 31.3% were willing to donate their organs after death; 43.3% were indecisive, and 25.4% refused. Among those who were willing to donate organs after death, only 34.2% had registered with the Centralised Organ Donation Register (CODR). Among those who were willing to donate organs after death but had not yet registered on CODR, 52.2% said they were not determined enough to take action, 47.8% said they were too busy, 37.8% said they were too lazy, and 20.4% said they were always forgetful about registering. In all, 32.8% of the interviewees were not aware of the ways to register as a prospective organ donor. Among non-messenger social media platforms, Facebook, YouTube, and Instagram were the most commonly used. Most participants believed that Facebook and YouTube were effective for engaging audiences.
 
Conclusions: More effort should be made to facilitate organ donor registration in face-to-face settings via promotional booths and in online settings via appropriate social media platforms.
 
 
New knowledge added by this study
  • A large proportion of respondents had a positive attitude towards organ donation.
  • The majority of respondents who were positive towards organ donation lacked the determination to register as organ donors.
  • Among respondents who had registered as organ donors, most did so in person via a promotional booth.
Implications for clinical practice or policy
  • More effort should be made to proactively reach out to passive-positive donors.
  • The importance of taking action to register as a prospective organ donor must be emphasised.
  • The use of social media platforms may help engage passive-positive donors and provide immediate opportunities for online registration.
 
 
Introduction
In 2017, Hong Kong had a low organ donation ratio of 6.0 deceased donors per million population, whereas the corresponding ratios were 46.9, 32.0, and 23.1 donors per million population in Spain, the United States, and the United Kingdom, respectively.1 Among all types of solid organs, there is the greatest shortage of donated kidneys in our locality. In 2018, there were 2318 patients on the waiting list for kidney transplantation.2 However, there were only 60 kidney donations from deceased donors and 16 from living donors in the same year.2 This marked mismatch has led to not only a long average waiting time for kidney transplantation of 51 months,3 but also the accompanying costs of prolonged dialysis, increased risk of dialysis-related complications, and adverse effects on patients’ quality of life.4 5 6
 
The majority of organ donations are from deceased donors. However, without knowing the wishes of deceased potential donors, it is often difficult to counsel their family members about organ donation. Therefore, it is important to engage the general public in prospective organ donor registration. Hong Kong has a population of approximately 7.39 million, but only 284 185 individuals had registered as organ donors via the Centralised Organ Donation Register (CODR) through June 2018, corresponding to a registration rate of 3.8%.7 In contrast, 52.6% of the respondents of the Behavioural Risk Factor Survey conducted in Hong Kong reported that they were willing to donate their organs after death.8 These results suggest that most people who are willing to donate organs after death have not yet registered as prospective organ donors. These individuals represent a group of passive-positive organ donors who would potentially become prospective organ donors if successfully engaged.9
 
We conducted a local survey to investigate the underlying reasons for the discrepancy between the number of individuals willing to donate organs and the number of registered donors. We postulate that appropriate use of social media may play a role in motivating people to register as prospective organ donors. Hence, we also investigated the use of smartphones and social media platforms by Hong Kong citizens. The results will be useful for planning our future directions and strategies for promoting organ donation.
 
Methods
A cross-sectional telephone survey of the general population of Hong Kong was conducted via the service provided by the Jockey Club School of Public Health and Primary Care, The Chinese University of Hong Kong. The survey was designed after consultation with doctors, nurses, living-related organ donors, organ recipients, and patient support groups. Demographic information including age, sex, marital status, education level, occupation, religion, smoking habits, drinking habits, exercise habits, and current health status was collected. Questions focusing on the respondents’ views about organ donation and their actions taken with regard to organ donor registration were asked. Questions regarding potential misconceptions about organ donation were also asked. The respondents’ habits of using smartphones and social media platforms were also evaluated. To minimise the sampling error, telephone numbers were first selected randomly from an updated telephone directory as seed numbers. Another set of three numbers was then generated by randomising the last two digits to recruit unlisted numbers. Duplicate numbers were then screened out, and the remaining numbers were mixed in random order to become the final sample.
 
Interviews were conducted by experienced interviewers between 10:00 and 22:00 on weekdays and other periods, including weekends and public holidays, should appointments with suitable subjects be arranged. The inclusion criteria for the study were Chinese Hong Kong residents aged ≥18 years. Upon successful contact with a target household, one qualified member of the household was selected among the family members using the last-birthday random selection method (ie, the respondent aged ≥18 years in the household who had his/her birthday most recently was selected) to participate in the telephone interview. We aimed for the survey to have 1000 respondents. All results were analysed and presented descriptively.
 
Results
From 15 April 2019 to 8 May 2019, telephone numbers were sampled for the survey until 1000 valid responses from eligible individuals were received. Of 16 373 telephone numbers called, 14 514 were invalid for various reasons: 6556 were facsimile/invalid lines, 555 were non-residential lines, 1008 cut the line immediately, 6366 did not pick up the phone after three attempts, and 29 were non-Chinese persons. Among the remaining 1859 eligible individuals, 750 refused to participate in the survey, seven terminated the survey mid-way, and we failed to contact the remaining 102 after three attempted calls each. The overall response rate was 53.8% (1000/1859).
 
The majority of our respondents were female (68.3%) and within the age-group of 51 to 60 years (24%) or ≥61 years (43.6%). In total, 73.6% of the respondents did not have any religious beliefs. The vast majority of them were non-smokers (95.2%) and non-drinkers (93.1%). In all, 65.6% of the respondents exercised regularly, with 65.7% and 10.3% considering themselves “healthy” and “very healthy,” respectively (Table 1).
 

Table 1. Respondents’ demographic information
 
Table 2 shows the survey results on the respondents’ views about organ donation and their actions taken with respect to organ donor registration. Unexpectedly, a relatively large proportion of interviewees (30.6%) had never heard of CODR, and 89.1% of the respondents had never visited the CODR website. Only 31.3% of the respondents were willing to donate their organs after death, and 43.3% were indecisive, while 25.4% refused. When interviewees were asked if they would support a family member’s decision to become a prospective organ donor, 56.4% said they would be supportive, 7% would object, and 36.6% were uncertain. Looking further at the 313 respondents who were willing to become prospective organ donors, only 34.2% of them had registered on CODR, whereas 55.3% had expressed such wishes to their family members. Of those who had registered, 98.1% did so in the hope of rekindling others’ lives, 93.9% believed that their organs would become useless after death, and 44.7% were influenced by successful organ donation stories publicised by the media.
 

Table 2. Survey respondents’ views on organ donation and actions taken for organ donor registration
 
Of the 107 respondents who had registered to be prospective organ donors, 47.7% did so via organ donation promotional booths, 28% filled in the application forms and mailed them back to the Department of Health, and 24.3% registered online. Among the 206 respondents who were willing to donate organs after death but had not yet registered on CODR, 52.2% said they were not determined enough to take action, 47.8% said they were too busy, 37.8% admitted that they were too lazy to do so, 20.4% said they were always forgetful about registering, and 32.8% said they were not aware of the ways to register as a prospective organ donor.
 
A total of 687 respondents were indecisive or refused to become organ donors. In all, 30.7% hoped to keep their bodies intact after death, 7.1% refused to register because of religious beliefs, 7.1% were worried that organ donation might increase their suffering, and 6.8% worried that by agreeing with organ donation, they would receive suboptimal or inadequate medical care. In total, 22% were not keen to donate organs owing to objections from family (Table 2).
 
The questionnaire also studied potential misconceptions about organ donation (Table 3). Of the respondents, 6.6% believed that the process of organ harvesting would induce unnecessary pain to the deceased person, and 4.5% worried that organ harvesting would hinder funeral arrangements. A total of 60.6% thought that only perfectly healthy individuals could donate organs after death, 34% believed only young people could donate organs after death, and 7.6% believed that the organ recipients would always know the identity of the organ donor. Moreover, 1.7% were under the impression that there was an adequate supply of organs in Hong Kong.
 

Table 3. Survey results on the potential misconceptions about organ donation
 
Respondents were interviewed about their use of smartphones and social media platforms (Table 4). In all, 77% of the respondents often use their smartphones to access social media platforms. Among the various non-messenger types of social media platforms, Facebook, YouTube, and Instagram were the most commonly used. The majority of the respondents believed that Facebook and YouTube were effective at engaging the audience.
 

Table 4. Survey results on the use of smartphones and social media platforms
 
Discussion
There has been a great demand for organ donations in Hong Kong, yet the number of organ transplantations conducted is very small. The organ donation rate in Hong Kong is much lower than that of many European countries, perhaps because of cultural, religious, governmental, legal, and regulatory differences, as well as differences in the level of intensive care unit support and organ donation criteria.10 11 12 13 Hong Kong currently follows the opt-in approach to organ donation, as opposed to the opt-out approach, which is the standard in countries like Singapore and Spain. Although the opt-out approach may increase the availability of suitable organs for donation, there is a reasonable concern about differing views between members of the general public and the potential ethical issues related to that approach. The degree of knowledge, awareness, and attitude towards organ donation is also important for an individual to take action to become a prospective organ donor.14 More efforts should be made in these areas to improve the organ donation rate in Hong Kong.
 
In 2015, a Behavioural Risk Factor Survey with a total of 4253 respondents was conducted in Hong Kong.8 Among the respondents, 52.6% reported that they were willing to donate their organs after death, 11.3% refused to donate their organs after death, and the rest remained undecided. However, until June 2018, the registration rate in Hong Kong was only 3.8%.7 This represents a huge area of potential improvement if we are able to engage these potential organ donors successfully.
 
Our survey showed that only 34.2% of the respondents who were willing to donate their organs after death actually completed registration at CODR. A large proportion of respondents said they were too busy, too lazy, too forgetful, or simply not determined enough to take action to register at CODR. Of the respondents, 32.8% were not aware of the ways to register as a prospective organ donor. The majority of the respondents had not heard about CODR, and only 5.9% had browsed the CODR website. We need better ways to reach out to these passive-positive donors and to provide convenient methods for immediate registration after engaging them successfully. Our survey showed that the majority of the respondents use smartphones to access social media platforms every day and that Facebook, YouTube, and Instagram are the major social media platforms being used in Hong Kong. These social media platforms should be used for any organ donation promotion activities in the future.
 
Our survey showed that 47.7% of registered organ donors completed their registration via organ donation promotional booths. Face-to-face settings such as promotional booths allow the best engagement and interaction with the audience, and this definitely yields better results, especially for older adults who may not be familiar with the use of internet or social media platforms. Booths provide opportunities for educators to clarify people’s misconceptions, resolve their queries, and provide live guidance regarding their registration. Our survey reflected the effectiveness of organ donation promotion booths established by the Hong Kong government in the past. It would be worth investing more resources to set up regular and frequent promotion booths in more diverse areas owing to their promising effects.
 
Two systematic reviews and meta-analyses have been conducted to identify effective community-based interventions to increase organ donor registration.15 16 Among all studies reviewed, four randomised controlled trials demonstrated the effectiveness of an intervention based on an increase in verified organ donor registrations.17 18 19 20 The first study investigated the role of group discussions about organ donation in a church setting together with a 32-minute video featuring organ donation, organ transplantation, and the personnel involved during the whole process.17 The second study investigated the effects of a 5-minute video using an iPod Classic or iPod Touch with noise-cancelling headphones.18 The video was designed to address a number of concerns related to organ donation. The participants were then interviewed and given written information about organ donation. The third study investigated the role of a brief motivational intervention by hair stylists that encouraged organ donation.19 Hair stylists received training on communication skills, motivational interviewing, and discussion of ways to integrate organ donation into their client interaction. Each client was given a package containing organ donor registration cards. The fourth study investigated the use of the IIFF model (Immediate opportunity to register, Information, Focused engagement, and Favourable activation) to increase the rate of organ donor registration in the setting of Secretary of State branch offices.20 Participants were gathered at the Town Hall, where organ donation was discussed, and there were registration cards at the end of the session.
 
The four successful studies have common features.17 18 19 20 First, all four studies successfully engaged the public with motivational interactions.17 18 19 20 Intervention participants were 1.23- to 7.02-times more likely than comparison participants to report positive registration status.17 18 19 20 Passive-positive organ donors already have beliefs and attitudes that favour organ donation; what they need is additional motivational interactions to convert their belief into action. Second, three studies adopted a face-to-face approach in their interventions, which yielded positive results.17 19 20 This is consistent with our findings, in that we have also seen the positive effects of face-to-face promotion (ie, booths) in Hong Kong. Third, two studies used video media to provide information about organ donation and organ transplantation.17 18 Mass media alone are unlikely to produce any substantial effects, but the combination of media with motivational interaction can have synergistic effects in engaging the general public. Media intervention must also be innovative enough to attract the general public for better engagement. Fourth, three studies provided immediate opportunities for organ donor registration.18 19 20 The opportunity for organ donor registration must be immediately present following successful engagement of an individual, and it must be rapid and convenient enough for the individual to complete the process. All four studies demonstrated the effectiveness of their promotion strategies. Although it might not be suitable to duplicate and apply those interventions directly in Hong Kong due to discrepancies in promotion setting and target audience, by learning from these successful examples, we can identify the essential components of a successful organ donation promotion project.
 
Our study has several limitations. First, we only randomly selected 1000 Chinese Hong Kong residents to complete the survey, and this cannot represent the views of all Hong Kong citizens. Second, as this was a telephone survey, the majority of our respondents are aged ≥51 years. The results may not be a good reflection of the younger generation. Third, although our survey enables us to understand more about the situation of passive-positive donors in Hong Kong and the appropriate channels for engaging these potential organ donors, the exact ways to achieve audience engagement cannot be ascertained based only on the results of our survey. We intend to conduct future studies to investigate the effectiveness of social media platforms for interventions such as short videos, online challenge campaigns, online question-and-answer forums, online polling, live interviews, and live talks.
 
Conclusions
There are many passive-positive organ donors in Hong Kong. Many of those surveyed were not aware of the ways to register as prospective organ donors. The majority also lacked the determination to register as organ donors. Engaging these individuals and providing immediate opportunities for registration is necessary. Promotional booths are most effective at providing this face-to-face, and social media platforms can provide this on an online setting.
 
Author contributions
Concept or design: JYC Teoh, NY Far, SKK Yuen, BSY Lau.
Acquisition of data: JYC Teoh, NY Far, SKK Yuen, BSY Lau.
Analysis of data: JYC Teoh, NY Far, SKK Yuen, BSY Lau.
Drafting of the manuscript: JYC Teoh, NY Far.
Critical revision of the manuscript for important intellectual content: CH Yee, SSM Hou, TSC Teoh, CF Ng.
 
Conflicts of interest
As editors of the journal, JYC Teoh and CF Ng were not involved in the peer review process. Other authors have disclosed no conflicts of interest.
 
Funding/support
This survey was supported by the Health and Medical Research Fund, Health Care and Promotion Scheme (Ref: 02180248).
 
Ethics approval
The study has been approved by Survey and Behavioural Research Ethics Committee (Ref SBRE-18-241). Survey respondents provided verbal consent to participate in the telephone interview.
 
References
1. International Registry of Organ Donation and Transplantation. Donation activity charts. Available from: http://www.irodat.org/?p=database. Accessed 7 Mar 2020.
2. Department of Health, Hong Kong SAR Government. Organ donation. Statistics (milestones of Hong Kong organ transplantation). Available from: https://www. organdonation.gov.hk/eng/statistics.html. Accessed 1 Oct 2019.
3. Hospital Authority, Hong Kong SAR Government. Smart Patient. Chronic renal failure. Available from: https:// www21.ha.org.hk/smartpatient/SPW/en-US/Disease- Information/Disease/?guid=368b30e4-cc1c-4185-b673- 7dfb3ea8f74b. Accessed 1 Oct 2019.
4. Karlberg I, Nyberg G. Cost-effectiveness studies of renal transplantation. Int J Technol Assess Health Care 1995;11:611-22. Crossref
5. Whiting JF, Kiberd B, Kalo Z, Keown P, Roels L, Kjerulf M. Cost-effectiveness of organ donation: evaluating investment into donor action and other donor initiatives. Am J Transplant 2004;4:569-73. Crossref
6. Bakewell AB, Higgins RM, Edmunds ME. Quality of life in peritoneal dialysis patients: decline over time and association with clinical outcomes. Kidney Int 2002;61:239-48. Crossref
7. Surveillance and Epidemiology Branch, Centre for Health Protection, Department of Health, Hong Kong SAR Government. Registrations recorded in the centralised organ donation register. Available from: https://www. organdonation.gov.hk/eng/home.html. Accessed 1 Jun 2018.
8. Surveillance and Epidemiology Branch, Centre for Health Protection, Department of Health, Hong Kong SAR Government. Behavioural risk factor survey (April 2015). Available from: https://www.chp.gov.hk/files/pdf/ brfs_2015apr_en.pdf. Accessed 1 Oct 2019.
9. Siegel JT, Alvaro EM, Crano WD, Gonzalez AV, Tang JC, Jones SP. Passive-positive organ donor registration behavior: a mixed method assessment of the IIFF Model. Psychol Health Med 2010;15:198-209. Crossref
10. Cheung CY, Pong ML, Au Yeung SF, Chau KF. Factors affecting the deceased organ donation rate in the Chinese community: an audit of hospital medical records in Hong Kong. Hong Kong Med J 2016;22:570-5. Crossref
11. Cheung TK, Cheng TC, Wong LY. Willingness for deceased organ donation under different legislative systems in Hong Kong: population-based cross-sectional survey. Hong Kong Med J 2018;24:119-27. Crossref
12. Fan RP, Chan HM. Opt-in or opt-out: that is not the question. Hong Kong Med J 2017;23:658-60. Crossref
13. Tafran K. In search of the best organ donation legislative system for Hong Kong: further research is needed. Hong Kong Med J 2018;24:318-9. Crossref
14. Chung CK, Ng CW, Li JY, et al. Attitudes, knowledge, and actions with regard to organ donation among Hong Kong medical students. Hong Kong Med J 2008;14:278-85.
15. Deedat S, Kenten C, Morgan M. What are effective approaches to increasing rates of organ donor registration among ethnic minority populations: a systematic review. BMJ Open 2013;3:e003453. Crossref
16. Li AT, Wong G, Irving M, et al. Community-based interventions and individuals’ willingness to be a deceased organ donor: systematic review and meta-analysis. Transplantation 2015;99:2634-43. Crossref
17. Andrews AM, Zhang N, Magee JC, Chapman R, Langford AT, Resnicow K. Increasing donor designation through black churches: results of a randomized trial. Prog Transplant 2012;22:161-7. Crossref
18. Thornton JD, Alejandro-Rodriguez M, León JB, et al. Effect of an iPod video intervention on consent to donate organs: a randomized trial. Ann Intern Med 2012;156:483-90. Crossref
19. Resnicow K, Andrews AM, Beach DK, et al. Randomized trial using hair stylists as lay health advisors to increase donation in African Americans. Ethn Dis 2010;20:276-81.
20. Harrison TR, Morgan SE, King AJ, Williams EA. Saving lives branch by branch: the effectiveness of driver licensing bureau campaigns to promote organ donor registry sign-ups to African Americans in Michigan. J Health Commun 2011;16:805-19. Crossref

Awareness of fertility preservation among Chinese medical students

Hong Kong Med J 2020 Jun;26(3):184–91  |  Epub 28 May 2020
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE  CME
Awareness of fertility preservation among Chinese medical students
Elaine YL Ng, BSc1; Jeffrey KH Ip2, Diane R Mak2, Andrea YW Chan2, Jacqueline PW Chung, MB, ChB (CUHK), FHKAM (Obstetrics and Gynaecology)1
1Department of Obstetrics and Gynaecology, The Chinese University of Hong Kong, Hong Kong
2Faculty of Medicine, The Chinese University of Hong Kong, Hong Kong
 
Corresponding author: Prof Jacqueline PW Chung (jacquelinechung@cuhk.edu.hk)
 
 Full paper in PDF
 
Abstract
Introduction: The fertility preservation (FP) services offered in Hong Kong are underutilised. There have been no previous studies on Chinese medical students to investigate the underlying reasons for this underutilisation in terms of awareness, knowledge, and attitudes towards FP and age-related fertility.
 
Methods: This was a cross-sectional survey among Chinese medical students in Hong Kong.
 
Results: The majority of participants (77.8%) were not familiar with any clinics or specialists who provide FP services. The vast majority (88.1%) underestimated female infertility at age 45 years, and 89.8% overestimated the age of male fertility decline. The students’ FP knowledge was mainly acquired from electronic media (58.4%) and medical school (57.6%). Medical students showed overwhelming support towards FP for medical reasons (97.9%) but had mixed responses about FP for elective reasons related to career development in women (58.8%). Of the participants, 80.2% agreed that the government should subsidise FP services for patients with medical reasons.
 
Conclusion: This study highlights the limited awareness and knowledge of FP among Chinese medical students. There is a strong worldwide need to increase education about and exposure to FP in the medical curriculum and improve medical students’ knowledge.
 
 
New knowledge added by this study
  • Chinese medical students tend to overestimate the success rate of in vitro fertilisation and the age of male fertility decline.
  • Chinese medical students who had completed the clinical attachments of the obstetrics and gynaecology module rotations showed significantly higher awareness of fertility preservation, reproductive techniques used, and the availability of specialty clinics than did medical students who had not completed the module.
Implications for clinical practice or policy
  • Appropriate and timely education can improve medical students’ awareness and knowledge.
  • More involvement from the public sector and enhanced facilities in terms of service provision and financial support could increase FP service utilisation.
 
 
Introduction
Chemotherapy, radiotherapy, certain medications for cancer, and some rheumatological and haematological diseases are gonadotoxic, which can jeopardise patients’ fertility, particularly that of young cancer survivors.1 With advancements in treatment, the 5-year survival rate of patients with cancer in childhood and adolescence has increased to over 80%.2 Thus, improving their quality of life and reducing their risk of infertility is an important aspect of their management plan.
 
International clinical guidelines, including the American Society of Clinical Oncology (ASCO),3 European Society for Medical Oncology (ESMO),4 and Royal College of Radiologists guidelines,5 suggest discussion of fertility preservation (FP) with patients of childhood and reproductive age during the course of cancer therapy. However, a study showed that fewer than half of oncologists routinely refer their patients to reproductive endocrinologists, and even fewer oncologists follow the guidelines, despite their willingness to discuss infertility in relation to cancer therapy.6 Moreover, a lack of awareness and related training about FP among clinicians may cause underutilisation of FP services worldwide, including in Canada, the US, and Hong Kong.7 8 9 In Hong Kong, clinicians and patients alike may consider FP as an expensive, privatised option without subsidisation.
 
In a previous cross-sectional study that evaluated the awareness, attitudes, and knowledge of FP among clinicians across different specialties in Hong Kong, only 45.6% of clinicians were familiar with FP.10 As current medical students will become our future clinicians, it is important to assess their level of understanding and awareness of fertility and FP, as this may greatly influence their future practice and consideration of appropriate interventions to improve affected patients’ outcomes. Cross-sectional studies have been conducted to assess college students’ awareness and knowledge of fertility in Canada,11 Serbia,12 and the US.13 These studies in Western populations showed knowledge inadequacy about age-related fertility decline and FP. However, to the best of our knowledge, there are no studies in a Chinese population that have aimed to investigate the awareness, knowledge gaps, and attitudes of medical students regarding fertility and FP. Therefore, the aims of this study were to evaluate the awareness of, attitudes towards, and knowledge regarding FP among Chinese medical students in Hong Kong.
 
Methods
This was a cross-sectional survey conducted from November 2018 to June 2019. The study population consisted of Chinese medical students from The Chinese University of Hong Kong. Chinese undergraduate students aged ≥18 years studying in the Medicine programme and capable of communicating in English were included. Those who were non-Chinese, under age 18 years, incapable of communicating in English, and those who refused to join the study were excluded.
 
Eligible participants were invited to complete a self-administered online survey. The online survey was sent to participants by internal mass email and social networking applications. Snowball sampling was done by encouraging medical students to send the online survey to their classmates to boost the response rate.
 
The online survey was developed on an electronic form (MyCUform). The self-administered survey included a brief explanation and was comprised of four parts: (1) baseline demographic data (Table 1); (2) awareness of FP; (3) knowledge about FP (Table 2); multiple choice questions consisting of five or six options on knowledge about fertility and FP; and (4) attitudes towards FP (Tables 3 and Table 4). It consisted of 38 questions and took approximately 15 minutes to finish. The survey was developed after reviewing the literature.14 15 16 It was assessed for logical validity by three physicians in the Department of Obstetrics and Gynaecology, who reviewed the accuracy of the contents. The survey was also piloted on a small number of doctors and medical students for content clarity and modified accordingly to incorporate the pilot participants’ feedback. The final version was then administered to the full study’s participants.
 

Table 1. Demographic data of participants (n=243)
 

Table 2. Knowledge about fertility preservation among junior and senior medical students (given 5-9 choices for each question)
 

Table 3. Attitudes towards elective freezing among junior and senior medical students
 

Table 4. Attitudes towards family planning among junior and senior medical students
 
Statistical analysis was performed using SPSS (Windows version 24.0; IBM Corp, Armonk [NY], US). Continuous data were described as means, standard deviations, and percentiles. Categorical data were summarised as frequencies and percentiles. Subgroup analyses were performed between gender and year groups, with the medical students split into junior (year 1-4) and senior (year 5-6) year groups. Junior medical students had not completed the clinical attachments of the obstetrics and gynaecology module rotation (OB-GYN), whereas senior medical students had finished the OB-GYN module in year 5. The categorical data were tested by Pearson’s Chi squared test or Fisher’s exact test to check for significant differences between groups. Results with P values of <0.05 were considered statistically significant.
 
Results
Approximately 700 Chinese medical students were approached through social networking applications and email, and 243 completed the online survey (response rate: 34.7%). Table 1 summarises the participants’ demographic data. In terms of age distribution, there was no significant difference (P=0.597) between the two groups.
 
Awareness
Overall, 71.2% (n=173) of respondents were aware of FP strategies. Despite this, 77.8% (n=189) of respondents were not familiar with any clinics or specialists who provide FP services. Senior students showed better awareness than junior students of the above items (P<0.001). The majority (86.8%, n=211) had not heard of any regulations related to FP. Gamete and embryo freezing were the most well-known FP methods, with female students being significantly more aware than male students of those methods (P<0.003).
 
The majority (71.2%, n=173) responded that they would discuss the option of FP with their patients as future doctors, even if the treatment had a <30% chance of causing infertility. If a treatment had a ≥70% chance of causing infertility, nearly all (95.5%, n=232) students would discuss FP.
 
Knowledge
Table 2 shows the results of the questions that address knowledge about fertility and FP. Overall, there were no gender differences besides the response regarding the age range of a woman’s significant fertility decline: proportionally more female students answered that item correctly (45.7% vs 38.8%; P<0.05).
 
Knowledge regarding FP was mainly acquired from electronic media (58.4%, n=142), medical school (57.6%, n=140), and medical professionals (38.7%, n=94). More senior students than junior students acquired fertility knowledge through medical school education (81.4% vs 30.7%; P<0.0001) and medical professionals (54.3% vs 21.1%; P<0.0001).
 
Most of the responding students (86.4%, n=210) wished to know more about FP, with 80.7% (n=196) of the students agreeing that there is a need to incorporate FP material into the medical curriculum.
 
Attitudes
Regarding attitudes, 94.2% (n=229) of medical students agreed that establishing one or two dedicated clinics or centres for FP counselling is necessary. Subgroup analysis indicated that more male medical students would like to have two dedicated centres (75.0% vs 68.2%, P=0.021). More senior than junior students agreed that FP should be available solely as a public service (89.1% vs 71.9%; P=0.001). Overall, 97.9% (n=238) of participants thought that practice guidelines for FP should be required. More than half of respondents (59.7%, n=145) agreed that there should be an age limit for FP. More female than male students agreed to set an age limit for FP (65.7% vs 51.5%, P=0.025).
 
Among various factors considered by medical students to determine whether to recommend FP to patients, the desire to have children (51.0%, n=124), the prognosis of cancer or a medical condition (23.5%, n=57), and time available before gonadotoxic treatment (7.4%, n=18) were the most likely considerations.
 
Most participants (80.2%, n=195) responded that the government should subsidise FP in patients undergoing gonadotoxic treatment, with senior students expressing stronger support for subsidisation than junior students (86.0% vs 73.7%; P<0.02). More than half of the responding students agreed that the government should subsidise 30% to 50% of the cost of FP procedures including sperm (79.8%, n=194) and egg freezing (80.2%, n=195), and in vitro fertilisation (IVF) [67.9%, n=165]. More senior than junior students thought that the government should subsidise >70% of the cost of IVF (34.1% vs 20.1%; P<0.02).
 
Table 3 shows the respondents’ attitudes towards elective and medical gamete and embryo freezing. More male students than female students expressed agreement with FP provision to men because of having no suitable partner (34.0% vs 22.1%; P<0.05). Table 4 illustrates attitudes towards family planning among the responding medical students. More male than female students were determined not to delay their family planning (16.5% vs 7.9%, P=0.037).
 
Discussion
With the advancement of technology, FP has become increasingly effective at enabling patients who have undergone gonadotoxic treatment to raise families. However, as shown by many previous studies on medical students’ understanding of FP, this study reflects an overall worldwide tendency towards a lack of awareness and knowledge about fertility and FP.11 12 13 To the best of our knowledge, this is the first study that has aimed to investigate the awareness, knowledge, and attitudes of Chinese medical students regarding fertility and FP, as well as identifying their knowledge gaps in the subject.
 
Awareness
The majority of Chinese medical students in Hong Kong have heard of at least one FP strategy. Senior students had significantly greater awareness than junior students of FP, reproductive techniques, and the availability of specialty clinics, likely reflecting the knowledge and exposure gained during the clinical OB-GYN module in the fifth year of study. This suggests that appropriate and timely education can improve medical students’ awareness of FP.
 
Previous studies have shown that even brief educational interventions about FP to medical students and house staff have potential benefits.13 To provide quality service, ASCO and ESMO guidelines suggest that patients with cancer be informed of their potential fertility decline and referred to FP services after treatment.3 4 Most students responded that they would refer patients to FP services even if treatment had only a low risk of infertility, but they were not familiar with the actual practice of FP, including relevant regulations and referral methods. Downloadable fact sheets on the effects of cancer treatment on fertility, available options for FP, and a list of service providers with reference costs stated should be available and accessible for proper patient education and counselling.
 
Knowledge
There are several misconceptions among medical students regarding knowledge about fertility and FP. The responding medical students tended to overestimate the age of the female fertility peak and the success rate of IVF and underestimate the risk of infertility in women at age 45 years (Table 2). Overestimation of female fertility has also been observed in overseas studies.11 12 13 17 18 Medical students have better knowledge about female fertility than male fertility. This could be explained by the fact that there have been many more studies about the concern of female fertility decline with age. As sex education programmes at the secondary and university levels mainly emphasise pregnancy prevention education rather than infertility awareness, there may be a lack of knowledge about the impact of ageing on fertility among women.11 Fertility-related knowledge should be included in the undergraduate medical curriculum and ideally be integrated in high school education as well to enhance public education on this topic. Beyond patient care, medical students’ inadequate knowledge about this topic also has great implications for their future careers and personal lives. They may delay their own family planning for career reasons without sufficient consideration of their impending fertility decline or may have a false sense of security regarding the success rate of IVF. Therefore, more education about fertility is required, which was also supported by the respondents of our study.
 
Electronic media play a significant role in the promotion of FP, especially among junior students. In contrast, medical school was the main source of FP knowledge for senior students, followed by medical professionals and electronic media. This is consistent with findings in American medical students and house staff.13 Media reports of female celebrities undergoing FP procedures, particularly egg freezing, could explain the high prevalence of student familiarity with this procedure and their lack of knowledge about other, less popular options.19 Knowledge acquisition through both the medical curriculum and electronic media have proven to be significant, particularly in people who have not received formal education about FP. This can be applied to the general public, although it poses a risk of promoting misinformation: people could be misled into having a false sense of security regarding successful childbearing late in one’s reproductive life through the use of FP methods.11 Therefore, caution should be used to ensure that materials released through the media are accurate.
 
Attitudes
Most of the responding medical students would first consider the patient’s desire when referring patients for FP, while 41.3% of physicians would consider the patient’s prognosis first.10 This finding could be explained by the medical students’ lack of medical practice experience and doctors’ awareness of resource limitations, as it has been shown that junior doctors make judgements mostly based on their own assumptions, compared with the experience-based judgements made by senior doctors.20
 
The private sector is the only current provider of FP services in Hong Kong. More male than female medical students who responded to our survey had positive attitudes towards the establishment of related facilities. The cost of freezing gametes is at least US$7800 (US$1 to HK$7.8),21 and the median monthly household income of a 1-person family in Hong Kong is US$1282.22 There are currently no gamete freezing subsidy programmes available. Such high costs are unaffordable to many patients, and especially patients with cancer are already financially burdened by their current treatment. In this regard, most medical students agreed that the government should subsidise FP services to patients undergoing gonadotoxic treatment, with more than half agreeing that 30% to 50% is a reasonable subsidy proportion.
 
There has been an increasing trend towards elective FP in recent years, which has opened up a debate about the ethicality of FP for non-medical indications and whether FP should only be provided for medical reasons. Our study reflected overwhelming support for FP for medical reasons. However, the responding medical students’ opinions were mixed regarding elective freezing for non-medical indications. Only approximately half of the respondents agreed that FP should be provided to people because they have not found a suitable partner, or because they delay family planning for the sake of career development. Despite the mixed responses regarding elective freezing, Chinese medical students from Hong Kong were more supportive of elective freezing than undergraduates and medical students from the US.23 This finding may be driven by the higher cost of FP in the US compared with that in Hong Kong.23 Indeed, elective freezing has gained popularity in recent years. Still, the greater acceptance of FP for medical reasons echoes the healthcare-related perceptions and expectations of patients in Hong Kong: fertility is not a necessity, and FP healthcare is considered a luxury as opposed to a necessity for immediate physical well-being.
 
This study’s participants were more supportive of elective freezing for women than men. This is likely because of their awareness that women’s fertility declines relatively earlier than that of men. Moreover, women in Hong Kong are expected to have a predominantly domestic and childrearing role within their families,16 largely because of deeply rooted traditional Chinese familial constructs in which women tend to take on homemaking roles. However, the male medical students who responded were also concerned about their own family planning. This study’s results show that more male than female medical students were determined not to delay their family planning or stated their intent to have gametes frozen because they had no suitable partner.
 
Most medical students agree that their future fertility is important to them. Over half of the responding medical students stated their intent to delay family planning for career development, and the majority plan to have their first child between age 30 and 34 years (the average age of residency completion is 29 years). However, few responded that they would consider undergoing FP treatments. This paradoxical response is consistent with the results of another study on Hong Kong university students that showed low inclination to seek help in the event of fertility problems compared with Western counterparts.16 The taboo of childlessness in Chinese culture may be another reason why planning and conversation are discouraged in the event of infertility.16 Thus, students may view FP techniques as drastic and unconventional, preferring natural conception. As discussed earlier, the lack of correct knowledge about age-related female fertility decline could also lead to such results. Medical training is long, potentially delaying doctors from starting families during their most fertile years. Education is beneficial not only to future patients, but also to current and future physicians’ quality of life.
 
Limitations
As a form of convenience sampling, the online survey method was chosen to efficiently distribute the survey throughout the large population of medical students. However, this inherently came with limitations, including low response rate, small sample size, selection bias, and the inability to characterise non-respondents. Ideally, students of other medical schools in Hong Kong should be included to make our study more comprehensive; however, this would be logistically difficult. Because of constraints on advertising, the study consisted of slightly more senior than junior students and more female than male respondents. Moreover, our study did not specifically ask about the educational background of students that may have influenced their knowledge. However, there was no significant difference in the age distribution between the junior and senior student groups. Information bias may have also affected the responses from students who had not completed the OB-GYN module.
 
Conclusion
In conclusion, this study revealed important aspects of FP from the perspective of Chinese medical students in Hong Kong. In particular, we highlighted that awareness and knowledge of FP are limited among medical students. There is a strong worldwide need to increase education about and exposure of FP in the curriculum to improve medical students’ knowledge. More involvement from the public sector and enhancement of facilities in terms of service provision and financial support for FP services are also needed. Given the variety of perspectives on childbearing among different cultures, this should be taken into account when doctors consider FP options for their patients and themselves. Only by increasing awareness and knowledge can more accepting attitudes towards FP arise among our doctors, allowing for better clinical outcomes and quality of life for future patients.
 
Author contributions
Concept or design: JPW Chung, EYL Ng.
Acquisition of data: All authors.
Analysis or interpretation of data: EYL Ng.
Drafting of the article: All authors.
Critical revision for important intellectual content: JPW Chung.
 
All authors had full access to the data, contributed to the study, approved the final version for publication, and take responsibility for its accuracy and integrity.
 
Conflicts of interest
As an editor of the journal, JPW Chung was not involved in the peer review process of the article. Other authors have no conflicts of interest to disclose.
 
Acknowledgement
The authors would like to thank the medical students at The Chinese University of Hong Kong for their kind participation in the study.
 
Funding/support
This research received no specific grant from any funding agency in the public, commercial, or not-for-profit sectors.
 
Ethics approval
Ethical approval for the study was obtained from the Survey and Behavioural Research Ethics Committee (Ref SBRE-18-168).
 
References
1. Husson O, Huijgens PC, van der Graaf WTA. Psychosocial challenges and health-related quality of life of adolescents and young adults with hematologic malignancies. Blood 2018;132:385-92. Crossref
2. Siegel RL, Miller KD, Jemal A. Cancer statistics, 2019. CA Cancer J Clin 2019;69:7-34. Crossref
3. Oktay K, Harvey BE, Partridge AH, et al. Fertility preservation in patients with cancer: ASCO clinical practice guideline update. J Clin Oncol 2018;36:1994-2001. Crossref
4. Peccatori FA, Azim HA Jr, Orecchia R, et al. Cancer, pregnancy and fertility: ESMO Clinical Practice Guidelines for diagnosis, treatment and follow-up. Ann Oncol 2013;24 Suppl 6:vi160-70. Crossref
5. The Royal College of Physicians, The Royal College of Radiologists, The Royal College of Obstetrics and Gynaecology. The effects of cancer treatment on reproductive functions: guidance on management 2007. Available from: https://www.rcr.ac.uk/system/files/ publication/field_publication_files/Cancer_fertility_ effects_Jan08.pdf. Accessed 3 Jan 2020.
6. Köhler TS, Kondapalli LA, Shah A, Chan S, Woodruff TK, Brannigan RE. Results from the Survey for Preservation of Adolescent Reproduction (SPARE) study: gender disparity in delivery of fertility preservation message to adolescents with cancer. J Assist Reprod Genet 2011;28:269-77. Crossref
7. Chung JP, Haines CJ, Kong GW. Sperm cryopreservation for Chinese male cancer patients: a 17-year retrospective analysis in an assisted reproductive unit in Hong Kong. Hong Kong Med J 2013;19:525-30. Crossref
8. Flink DM, Sheeder J, Kondapalli LA. A review of the oncology patient’s challenges for utilizing fertility preservation services. J Adolesc Young Adult Oncol 2017;6:31-44. Crossref
9. Liu SS, Chan KY, Leung RC, et al. Prevalence and risk factors of human papillomavirus (HPV) infection in Southern Chinese women—a population-based study. PLoS One 2011;6:1-7. Crossref
10. Chung JP, Lao TT, Li TC. Evaluation of the awareness of, attitude to, and knowledge about fertility preservation in cancer patients among clinical practitioners in Hong Kong. Hong Kong Med J 2017;23:556-61. Crossref
11. Bretherick KL, Fairbrother N, Avila L, Harbord SH, Robinson WP. Fertility and aging: do reproductive-aged Canadian women know what they need to know? Fertil Steril 2010;93:2162-8. Crossref
12. Vujčić I, Radičević T, Dubljanin E, Maksimović N, Grujičić S. Serbian medical students’ fertility awareness and attitudes towards future parenthood. Eur J Contracept Reprod Health Care 2017;22:291-7. Crossref
13. Anspach Will E, Maslow BS, Kaye L, Nulsen J. Increasing awareness of age-related fertility and elective fertility preservation among medical students and house staff: a pre- and post-intervention analysis. Fertil Steril 2017;107:1200-5.e1. Crossref
14. Hickman LC, Fortin C, Goodman L, Liu X, Flyckt R. Fertility and fertility preservation: knowledge, awareness and attitudes of female graduate students. Eur J Contracept Reprod Health Care 2018;23:130-8. Crossref
15. Schwartz D, Mayaux MJ, Spira A, et al. Semen characteristics as a function of age in 833 fertile men. Fertil Steril 1983;39:530-5. Crossref
16. Chan CH, Chan TH, Peterson BD, Lampic C, Tam MY. Intentions and attitudes towards parenthood and fertility awareness among Chinese university students in Hong Kong: a comparison with Western samples. Hum Reprod 2015;30:364-72.Crossref
17. Virtala A, Vilska S, Huttunen T, Kunttu K. Childbearing, the desire to have children, and awareness about the impact of age on female fertility among Finnish university students. Eur J Contracept Reprod Health Care 2011;16:108-15. Crossref
18. Yu L, Peterson B, Inhorn MC, Boehm JK, Patrizio P. Knowledge, attitudes, and intentions toward fertility awareness and oocyte cryopreservation among obstetrics and gynecology resident physicians. Hum Reprod 2016;31:403-11. Crossref
19. Moss R. Egg freezing is the fastest growing fertility treatment—here’s what you need to know. 2019. Available from: https://www.huffingtonpost.co.uk/ entry/egg-freezing-is-the-fastest-growing-fertilitytreatment- heres-what-you-need-to-know-about-it_ uk_5cd1b93ae4b04e275d50f3e0. Accessed 3 Jan 2020.
20. Nilsson MS, Pilhammar E. Professional approaches in clinical judgements among senior and junior doctors: implications for medical education. BMC Med Educ 2009;9:25. Crossref
21. Healthy Matters. Your Complete guide to egg freezing in Hong Kong. Jun 2019. Available from: https://www. healthymatters.com.hk/guide-egg-freezing-hong-kongwomen- need-know-preserving-fertility/. Accessed 3 Jan 2020.
22. Census and Statistics Department, Hong Kong SAR Government. Table E032: domestic households by household size and monthly household income (excluding foreign domestic helpers) [Table 9.4A in Quarterly Report on General Household Survey]. Population estimates. 2019. Available from: https://www.censtatd.gov.hk/hkstat/ sub/sp150.jsp?productCode=D5250036. Accessed 3 Jan 2020.
23. Mahesan A, Mundt S, Smith L, Stadtmauer L. Knowledge and attitudes regarding elective oocyte cryopreservation in medical students and undergraduates. Fertil Steril 2017;108:e109-10. Crossref

How are family doctors serving the Hong Kong community during the COVID-19 outbreak? A survey of HKCFP members

Hong Kong Med J 2020 Jun;26(3):176–83  |  Epub 1 Jun 2020
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
How are family doctors serving the Hong Kong community during the COVID-19 outbreak? A survey of HKCFP members
Esther YT Yu, MB, BS, FHKAM (Family Medicine)1,2; Will LH Leung, FHKAM (Family Medicine), MScHSM (CUHK)1,3; Samuel YS Wong, MD, FHKAM (Family Medicine)1,4; Kiki SN Liu, BSc2; Eric YF Wan, PnD2,5; for the HKCFP Executive and Research Committee
1 The Hong Kong College of Family Physicians, Hong Kong
2 Department of Family Medicine and Primary Care, The University of Hong Kong, Hong Kong
3 Department of Family Medicine and Primary Health Care, Kowloon West Cluster, Hospital Authority, Hong Kong
4 The Jockey Club School of Public Health and Primary Care, The Chinese University of Hong Kong, Hong Kong
5 Department of Pharmacology and Pharmacy, The University of Hong Kong, Hong Kong
 
Corresponding author: Prof Samuel YS Wong (yeungshanwong@cuhk.edu.hk)
 
 Full paper in PDF
 
Abstract
Introduction: This study evaluated the preparedness of family doctors during the early phase of the coronavirus disease 2019 (COVID-19) outbreak in Hong Kong.
 
Methods: All members of the Hong Kong College of Family Physicians were invited to participate in a cross-sectional online survey using a 20-item questionnaire to collect information on practice preparedness for the COVID-19 outbreak through an email followed by a reminder SMS message between 31 January 2020 and 3 February 2020.
 
Results: Of 1589 family doctors invited, 491 (31%) participated in the survey, including 242 (49%) from private sector. In all, 98% surveyed doctors continued to provide clinical services during the survey period, but reduced clinic service demands were observed in 45% private practices and 24% public clinics. Almost all wore masks during consultation and washed hands between or before patient contact. Significantly more private than public doctors (80% vs 26%, P<0.001) experienced difficulties in stocking personal protective equipment (PPE); more public doctors used guidelines to manage suspected patients. The main concern of the respondents was PPE shortage. Respondents appealed for effective public health interventions including border control, quarantine measures, designated clinic setup, and public education.
 
Conclusion: Family doctors from public and private sectors demonstrated preparedness to serve the community from the early phase of the COVID-19 outbreak with heightened infection control measures and use of guidelines. However, there is a need for support from local health authorities to secure PPE supply and institute public health interventions.
 
 
New knowledge added by this study
  • The coronavirus disease 2019 (COVID-19) outbreak in Hong Kong resulted in reduced primary care service demands and abrupt shortage of personal protective equipment (PPE) among primary care clinics.
  • The majority of surveyed Hong Kong family doctors consistently adopted facemask wearing and handwashing for infection control at their practice.
  • Public health measures including border control, quarantine, and public education were advocated as important interventions to limit the spread of COVID-19.
Implications for clinical practice or policy
  • Family doctors in Hong Kong from both public and private sectors were willing and prepared to provide firstcontact clinical service to the community during the COVID-19 outbreak.
  • Family doctors in Hong Kong needed better support from local health authorities on PPE supply, guided management of patients with COVID-19, greater availability of rapid diagnostic tests, and complementary public health interventions.
  • Better coordination between public and private sectors is crucial, to include private family doctors as part of the overall health system strategy and emergency responses, because 70% of primary care consultations take place in the private sector in Hong Kong.
 
 
Introduction
Family doctors, serving as the first point of professional contact for patients, are inevitably first to identify probable cases of coronavirus disease 2019 (COVID-19) among the many patients presenting with respiratory symptoms each day.1 Family doctors in Hong Kong have experience in dealing with the severe acute respiratory syndrome (SARS) epidemic in 20032 3 and the H1N1 pandemic in 2009.4 5 However, their preparedness in handling another outbreak of a novel infectious disease has not been explored. Furthermore, Hong Kong has a dual-track healthcare system in which 70% of primary medical care, especially acute episodic care, is provided in the private sector where practice settings and resources vary and differ from those of public clinics.6 7 8 Family doctors play a crucial role in the community to offer first contact and coordinated care for patients, and their preparedness, perceptions, and attitudes towards COVID-19 are particularly important to inform future strategies for responding to epidemics. Hence, the Hong Kong College of Family Physicians (HKCFP) conducted an online survey among its members to evaluate preparedness and to identify clinic-related challenges of private and public family doctors who were providing primary care services during the early phase of the evolving COVID-19 outbreak in Hong Kong.
 
Methods
All family doctors who are HKCFP members were invited to complete an online survey. The structured questionnaire (online supplementary Appendix 1) comprised 20 questions. Twelve closed-ended questions assessed the effects of the COVID-19 outbreak (at the time of the survey, the World Health Organization had not announced it as a pandemic) on clinical services and the preparedness of the responding family doctors, such as changes in infection control practice. An open-ended question invited respondents to express their concerns towards the COVID-19 outbreak and suggest measures that would facilitate their clinical practice. The last seven questions collected demographics of the respondents. The survey questions were modified from a previous survey for primary care doctors in Hong Kong and Canada9 10 and pilot-tested by a panel of experienced academic family doctors and HKCFP Research and Executive Committee members. Invitation e-mails and short message service reminders were sent to target participants between 31 January 2020 and 3 February 2020.
 
Descriptive statistics were used to summarise the characteristics of the respondents. Respondents were stratified by their practice sector (ie, public vs private). The differences in the effects of the COVID-19 outbreak on the clinical practices, clinic service, and infection control practices between public and private family doctors were evaluated by Pearson Chi squared test. Thematic analysis was performed on the respondents’ free comments and suggestions. The responses were reviewed independently by two investigators and consolidated into themes. Inconsistencies were resolved by discussion between the two investigators to reach consensus on a common theme. The consolidated themes from the respondents’ suggestions and concerns were further stratified by respondents’ practice sector using descriptive statistics.
 
All significance tests were two-tailed and those with a P value of <0.05 were considered statistically significant. The statistical analysis was executed by Stata (Version 16.0; StataCorp LLC, College Station [TX], US).
 
Since the survey was initially conducted to examine the needs and preparedness of frontline family doctors who are members of the HKCFP during the early phase of COVID-19 outbreak in Hong Kong, ethics approval was obtained from the Survey and Behavioural Research Ethics Committee of The Chinese University of Hong Kong subsequently for data analysis and presentation.
 
The Strengthening the Reporting of Observational Studies in Epidemiology (STROBE) checklist for cross-sectional studies was used in the drafting of this article.11
 
Results
Of 1589 HKCFP members invited to complete the survey, 491 (31%) provided a complete and valid response (Table 1). Of the respondents, 393 (80%) had attained higher qualifications in Family Medicine. Among the respondents, 236 (48%) worked at public primary care clinics operated by the Hospital Authority or Department of Health, and 242 (49%) worked in the private sector, half of whom were solo practitioners. The ratio of public to private sector respondents was approximately 1:1.
 

Table 1. Characteristics of respondents
 
Effects of the COVID-19 outbreak on clinical practices and regular clinic services
The vast majority of the respondents (n=482, 98%) continued to provide clinic services although most of their clinic practices (n=428, 87%) had been affected by the COVID-19 outbreak (Fig 1, online supplementary Appendix 2). Significantly a higher proportion of private than public family doctors reported reduced clinic service demands during this outbreak (n=111 [45%] vs n=60 [24%], P<0.001). Half of the surveyed family doctors adjusted non-acute consultation services and/or reduced consultation time. As of 4 February 2020, over 140 patients with suspected severe acute respiratory syndrome coronavirus 2 (SARS-CoV-2) infection had been encountered by 70 (14%) surveyed family doctors; one public family doctor reported a patient who was subsequently confirmed to have SARS-CoV-2 infection. Among the surveyed family doctors, 310 (63%) perceived needs for more training on how to deal with the COVID-19 outbreak. At time of the survey, to assist clinical decision making for diagnosing COVID-19, guidelines from the Centre for Health Protection or the Hospital Authority were used by public family doctors more frequently than by private family doctors (n=143 [58%] vs n=98 [40%], P<0.001). Conversely, 195 (80%) of the surveyed private family doctors encountered problems in stocking personal protective equipment (PPE).
 

Figure 1. Effects of the COVID-19 outbreak on (a) clinical practices and (b) regular clinic service of family doctors in the public and private sectors in Hong Kong
 
Changes in infection control practices in response to the COVID-19 outbreak
Nearly all respondents wore masks during consultations (n=490, 99%) and washed hands between or before patient encounter (n=486, 99%) [Fig 2 and Supplementary Appendix 2]. A greater proportion of public than private family doctors insisted patients wear masks during consultations (n=210 [85%] vs n=165 [67%], P<0.001) and routinely screened patients’ body temperatures (n=211 [86%] vs n=183 [75%], P=0.002). In contrast, a greater proportion of private than public family doctors cleaned work surfaces with antiseptics at least once a day (n=223 [91%] vs n=200 [81%], P=0.002) and installed air purifiers (n=71 [29%] vs n=35 [14%], P<0.001).
 

Figure 2. Clinic infection control practices of family doctors in the public and private sectors in Hong Kong in response to the COVID-19 outbreak
 
Suggested measures to respond to the COVID-19 outbreak
Of the respondents, 159 (32%) answered the open-ended question, among which 135 (85%) suggested measures to be instituted by government and/or local health authorities to facilitate frontline family doctors to respond to the COVID-19 outbreak (Table 2). A significant proportion of respondents (n=52, 39%) appealed to the government, health service providers and/or professional bodies for securing adequate supply of PPE, especially surgical masks, for frontline healthcare workers as well as the general public. There was a strong call (n=49, 36%) for more effective public health policy to contain the outbreak, such as border control and/or quarantine measures for returning residents and travellers to reduce imported cases. Two respondents (1.5%) had expectations for better coordination between the public and private sectors with respect to role delineation and resource allocation, for example, setting up a Primary Care Authority to maximise efficiency and effectiveness of scattered primary healthcare delivery locally. Some family doctors (n=9, 7%) advocated for the introduction of designated clinics and requested availability of rapid diagnostic tests. A few respondents (n=8, 6%) stressed the importance of public education on infection control practice and reporting accurate travel and contact history during consultation.
 

Table 2. Measures suggested by surveyed family doctors to facilitate their clinic practice during the COVID-19 outbreak
 
Concerns of Hong Kong family doctors in response to the COVID-19 outbreak
Nineteen respondents (4%) expressed personal concerns that were consolidated into six themes (Fig 3 and online supplementary Appendix 3). The major concern was the risk of SARS-CoV-2 infection, as a result of the lack of PPE, consultation with an asymptomatic patient with SARS-CoV-2 infection, or dishonest patients with unreliable history. Owing to the lack of rapid tests and/or PPE, two private family doctors (11%) worried that they would be unable to provide clinic services, resulting in public healthcare system overload. Three respondents (16%) raised concerns about the need to handle and/or clarify “fake news” (ie, misinformation).
 

Figure 3. Concerns of Hong Kong family doctors in response to the COVID-19 outbreak
 
Discussion
The vast majority of surveyed family doctors were committed to discharging their duties in the early phase of the COVID-19 outbreak despite clinical uncertainties, psychological distress arising from infectious risk to self and family, and corresponding significant effects on clinical services. Only 2% of the surveyed private family doctors had closed their clinics, compared with 8% during the SARS epidemic in 2003.9 These figures were also much lower than reported absenteeism rates of healthcare workers during influenza pandemics.12 13 14 In the 2009 H1N1 pandemic in 2009, 59% of local primary care doctors reported higher demands in clinical services.4 In contrast, in the present study, 25% of public family doctors and 45% of private family doctors reported reductions in clinical service demand. Different from an influenza outbreak when primary care doctors are tasked with providing confirmatory diagnostic tests and antiviral treatment, rapid diagnostic tests were not readily accessible in the primary care setting at time of our survey, and treatments for COVID-19 were available only in hospital settings. Patients with highly probable SARS-CoV-2 infection were sent directly to hospital isolation wards for further management. Patients suspecting themselves to have SARS-CoV-2 infection presented in large numbers to emergency departments instead of primary care clinics. Local citizens were also strongly encouraged to practise social distancing, especially avoiding areas of high contact risk, including clinics.15 Patients with other non-urgent health needs might opt to delay their clinic visits. Nevertheless, family doctors encountered probable SARS-CoV-2 infection, especially patients with milder, non-specific respiratory symptoms and with less clear travel and/or contact history. Thus, family doctors needed to remain vigilant in identifying suspected cases in the community during this period, while providing continuing care to other patients with unrelated medical conditions, mental health support for patients affected by the outbreak and educating healthy patients.
 
Although the mode of transmission of COVID-19 was not clearly understood in the early phase of outbreak, almost all surveyed family doctors readily adopted standard droplet and contact precautions, including wearing facemasks during consultation and washing hands before and/or between seeing patients as recommended by the Centre for Health Protection of Hong Kong.16 Wearing facemask during consultation became a common practice among family doctors in Hong Kong since the global outbreak of SARS.4 9 17 Conversely, hand hygiene practices of family doctors were less consistent and varied between 45% before the H1N1 influenza epidemic4 to 70% during SARS in 2003.9 In the present survey, 99% of family doctors reported washing their hands before patient encounters during the current outbreak, which has been proven more effective than facemask wearing alone in limiting the transmission of respiratory infections.18 19 The practice of other recommended infection control measures differed between public and private family doctors, reflecting practical challenges in their implementation. A particular infection control challenge for local small-sized clinics would be the required isolation of patients with suspected SARS-CoV-2 infection, where an extra single isolation room with or without negative pressure, or even a designated isolation area >1 m from the rest of the waiting area, was often unavailable.16 To protect other patients from possible cross-infection in clinics, respondents adjusted non-nonacute patient appointments, shortened consultation times to avoid crowding of patients in the clinic, or divert patients to other clinics. Despite the variations, these infection control measures might be contributory to the zero-infection rate observed among primary care providers in Hong Kong at the time of the survey.
 
Many respondents considered public health policies and interventions in response to the COVID-19 outbreak to be important. There has been an escalation of infection control responses to the COVID-19 outbreak, especially wearing of facemasks, in the healthcare20 and community settings.21 Consequently, an acute shortage of facemasks was experienced by respondents, similar to the situation observed in the US.22 Echoing the viewpoints of Australian general practitioners towards influenza pandemic management, family doctors from Hong Kong also considered that government and health authorities should be responsible for ensuring steady supply of PPE to frontline healthcare workers and/or the public.23 A few surveyed family doctors commented that they would cease to provide clinical service if PPE became unavailable, owing to the high infection risk. Moreover, a large proportion of respondents advocated for border controls and quarantine measures to limit cross-border transmission.24 Subsequently, border controls and mandatory quarantine were implemented on people arriving from mainland China in early February 2020,25 and extended to travellers from most regions around the globe in March 2020.26 These measures may have contributed to the relatively slow rise in the number of confirmed COVID-19 cases in Hong Kong.
 
Some private family doctors requested the introduction of designated fever clinics for the public, so that high-risk patients presenting with fever and/or respiratory symptoms could be diverted to a designated location and managed appropriately. Such arrangements would be particularly important for protecting the many small private clinics which lack the capacity to properly isolate high-risk patients. Designated clinics were successfully implemented in Hong Kong during the 2009 H1N1 pandemic5 and in China and the US during the current COVID-19 outbreak.1 22 Unfortunately, local citizens opposed these clinics owing to a fear of COVID-19 transmission in the neighbourhood. Instead, designated doctors were assigned to attend high-risk or febrile patients in certain public primary care clinics. However, the arrangement was not clear to the public nor frontline private family doctors and symptomatic patients continued to seek care from private family doctors. Despite repeated calls for coordinated care or clear role delineation of family doctors between public and private sectors at times of outbreak, this has still not been achieved.5 9
 
Strengths and limitations of the study
This study had two key strengths. First, our survey was conducted in the early phase of the COVID-19 outbreak, thus the survey rapidly captured the early effects of an emerging outbreak on primary care services and reflected the clinic preparedness and needs of frontline family doctors in Hong Kong. Second, our study covered family doctors from both public and private sectors, allowing for comparison between the two sectors. Possible service gaps in the current dual-track primary healthcare system could be readily identified to inform policy makers.
 
A major limitation of this study was the low response rate, attributable to the relatively short survey period. Although our response rate (31%) was lower than previous similar surveys among family doctors in Hong Kong during SARS (75%) and H1N1 pandemic (42%), the crude response rate was higher (n=491, vs 137 and 126, respectively). However, our respondents included only approximately 10% of the doctors listed in the Primary Care Directory.27 Also, only HKCFP members and fellows were targeted in this survey. Hence, the sample might not be representative of all primary care physicians in Hong Kong. Lastly, as an observational study, reporting bias existed.
 
Conclusion
Family doctors from both public and private sectors in Hong Kong reported willingness and preparedness to provide primary, continuous, and whole-person care to the community from the early phase of the COVID-19 outbreak. Despite limitations in clinic physical settings and potential for PPE shortages, most family doctors adopted standard precautions and effectively protected themselves and the public from cross-infection. Nevertheless, there is an obvious need for health authorities to improve role delineation and coordination between private and public primary care services and to provide relevant support during an outbreak, so that family doctors can continue to play their various roles in the community under the current dual-track primary healthcare system.
 
Author contributions
Concept or design: SYS Wong, EYT Yu, WLH Leung.
Acquisition of data: SYS Wong, EYT Yu, WLH Leung.
Analysis or interpretation of data: All authors.
Drafting of the manuscript: All authors.
Critical revision of the manuscript for important intellectual content: All authors.
 
All authors had full access to the data, contributed to the study, approved the final version for publication, and take responsibility for its accuracy and integrity.
 
Conflicts of interest
All authors have disclosed no conflicts of interest.
 
Acknowledgement
We would like to thank The Hong Kong College of Family Physicians (HKCFP) Research and Executive Committee members who have contributed to the design of questionnaire and review of the draft, including Dr Angus Chan, Dr David Chao, Dr Catherine Chen, Dr Lap-kin Chiang, Dr Billy Chiu, Dr Cecilia Fan, Dr Ho-lim Lau, Dr Jun Liang, Dr Shuk-yun Leung, Dr Lorna Ventura Ng, Professor Martin Wong, and Dr William Wong; and Miss Erica So, Miss Crystal Yung, and Miss Angel Fung who provided administrative support for the study. We would also like to thank all the participating family doctors who responded promptly to this survey.
 
Declaration
This research has not been presented in any academic conference or published previously. Part of the findings from the survey was disseminated through a local press release on 10 March 2020.
 
Funding/support
This research received no specific grant from any funding agency in the public, commercial, or not-for-profit sectors.
 
Funding/support
This research received no specific grant from any funding agency in the public, commercial, or not-for-profit sectors.
 
Ethics approval
This study was approved by the Survey and Behavioural Research Ethics Committee of The Chinese University of Hong Kong (Ref SBRE-19-578).
 
References
1. Li DK, Zhu S. Contributions and challenges of general practitioners in China fighting against the novel coronavirus crisis. Fam Med Community Health 2020;8:e000361. Crossref
2. Zhong NS, Zheng BJ, Li YM, et al. Epidemiology and cause of severe acute respiratory syndrome (SARS) in Guangdong, People’s Republic of China, in February, 2003. Lancet 2003;362:1353-8. Crossref
3. Tsang KW, Ho PL, Ooi GC, et al. A cluster of cases of severe acute respiratory syndrome in Hong Kong. N Engl J Med 2003;348:1977-85. Crossref
4. Wong SY, Kung K, Wong MC, et al. Primary care physicians’ response to pandemic influenza in Hong Kong: a mixed quantitative and qualitative study. Int J Infect Dis 2012;16:e687-91. Crossref
5. Lee A, Chuh AA. Facing the threat of influenza pandemic—roles of and implications to general practitioners. BMC Public Health 2010;10:661. Crossref
6. Lee A. Seamless health care for chronic diseases in a dual health care system: managed care and the role of family physicians. J Manag Med 1998;12:398-405. Crossref
7. Working Party on Primary Health Care. Health for all, the way ahead: Report of the Working Party on primary health care. Hong Kong: Government Printer; 1990.
8. Wun YT, Lee A, Chan KK. Morbidity pattern in private and public sectors of family medicine/general practice in a dual health care system. Hong Kong Practitioner 1998;20:3-15. Crossref
9. Wong WC, Lee A, Tsang KK, Wong SY. How did general practitioners protect themselves, their family, and staff during the SARS epidemic in Hong Kong? J Epidemiol Community Health 2004;58:180-5. Crossref
10. Wong SY, Wong W, Jaakkimainen L, Bondy S, Tsang KK, Lee A. Primary care physicians in Hong Kong and Canada—how did their practices differ during the SARS epidemic? Fam Pract 2005;22:361-6. Crossref
11. von Elm E, Altman DG, Egger M, Pocock SJ, Gøtzsche PC, Vandenbroucke JP; STROBE Initiative. The Strengthening the Reporting of Observational Studies in Epidemiology (STROBE) statement: guidelines for reporting observational studies. Lancet 2007;370:1453-7. Crossref
12. Balicer RD, Omer SB, Barnett DJ, Everly GS, Jr. Local public health workers’ perceptions toward responding to an influenza pandemic. BMC Public Health 2006;6:99. Crossref
13. Ehrenstein BP, Hanses F, Salzberger B. Influenza pandemic and professional duty: family or patients first? A survey of hospital employees. BMC Public Health 2006;6:311. Crossref
14. Damery S, Wilson S, Draper H, et al. Will the NHS continue to function in an influenza pandemic? A survey of healthcare workers in the West Midlands, UK. BMC Public Health 2009;9:142. Crossref
15. Fung CS, Yu EY, Guo VY, et al. Development of a Health Empowerment Programme to improve the health of working poor families: protocol for a prospective cohort study in Hong Kong. BMJ Open 2016;6:e010015. Crossref
16. Ashton LM, Hutchesson MJ, Rollo ME, Morgan PJ, Collins CE. Motivators and barriers to engaging in healthy eating and physical activity. Am J Mens Health 2017;11:330- 43. Crossref
17. Wong CK, Yip BH, Mercer S, et al. Effect of facemasks on empathy and relational continuity: a randomised controlled trial in primary care. BMC Fam Pract 2013;14:200. Crossref
18. Cowling BJ, Chan KH, Fang VJ, et al. Facemasks and hand hygiene to prevent influenza transmission in households: a cluster randomized trial. Ann Intern Med 2009;151:437- 46. Crossref
19. Aiello AE, Murray GF, Perez V, et al. Mask use, hand hygiene, and seasonal influenza-like illness among young adults: a randomized intervention trial. J Infect Dis 2010;201:491-8. Crossref
20. Cheng VC, Wong SC, Chen JH, et al. Escalating infection control response to the rapidly evolving epidemiology of the coronavirus disease 2019 (COVID-19) due to SARS-CoV-2 in Hong Kong. Infect Control Hosp Epidemiol 2020;41:493-8. Crossref
21. Leung CC, Lam TH, Cheng KK. Mass masking in the COVID-19 epidemic: people need guidance. Lancet 2020;395:945. Crossref
22. Kamerow D. Covid-19: Don’t forget the impact on US family physicians. BMJ 2020;368:m1260.Crossref
23. Shaw KA, Chilcott A, Hansen E, Winzenberg T. The GP’s response to pandemic influenza: a qualitative study. Fam Pract 2006;23:267-72. Crossref
24. Jefferson T, Foxlee R, Del Mar C, et al. Physical interventions to interrupt or reduce the spread of respiratory viruses: systematic review. BMJ 2008;336:77-80. Crossref
25. Viner R, Macfarlane A. Health promotion. BMJ 2005;330:527-9. Crossref
26. Magnussen CG, Koskinen J, Chen W, et al. Pediatric metabolic syndrome predicts adulthood metabolic syndrome, subclinical atherosclerosis, and type 2 diabetes mellitus but is no better than body mass index alone: the Bogalusa Heart Study and the Cardiovascular Risk in Young Finns Study. Circulation 2010;122:1604-11. Crossref
27. Hong Kong SAR Government. Primary Care Directory. Available from: https://apps.pcdirectory.gov.hk. Accessed 15 Mar 2020.

Brain death in children: a retrospective review of patients at a paediatric intensive care unit

Hong Kong Med J 2020 Apr;26(2):120–6  |  Epub 14 Apr 2020
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Brain death in children: a retrospective review of patients at a paediatric intensive care unit
KL Hon, MB, BS, MD1,2; TT Tse3; CC Au, MB, BS, MRCPCH2; WS Lin3; TC Leung3; TC Chow3; CK Li, MB, BS, MD1,2; HM Cheung, MB, BS, MRCPCH1; SY Qian, MD4; Alexander KC Leung, MB, BS, MRCPC5
1 Department of Paediatrics, The Chinese University of Hong Kong, Prince of Wales Hospital, Shatin, Hong Kong
2 Department of Paediatrics and Adolescent Medicine, The Hong Kong Children’s Hospital, Kowloon Bay, Hong Kong
3 Faculty of Medicine, The Chinese University of Hong Kong, Shatin, Hong Kong
4 Pediatric Intensive Care Unit, Beijing Children’s Hospital, Capital Medical University, National Center for Children, Beijing, China
5 Department of Paediatrics, The University of Calgary and The Alberta Children’s Hospital, Calgary, Alberta, Canada
 
Corresponding author: Dr KL Hon (ehon@hotmail.com)
 
 Full paper in PDF
 
Abstract
Purpose: Among patients in paediatric intensive care units (PICUs), death is sometimes inevitable despite advances in treatment. Some PICU patients may have irreversible cessation of all brain function, which is considered as brain death (BD). This study investigated demographic and clinical differences between PICU patients with BD and those with cardiopulmonary death.
 
Methods: All children who died in the PICU at a university-affiliated trauma centre between October 2002 and October 2018 were included in this retrospective study. Demographics and clinical characteristics were compared between patients with BD and patients with cardiopulmonary death.
 
Results: Of the 2784 patients admitted to the PICU during the study period, 127 died (4.6%). Of these 127 deaths, 22 (17.3%) were BD and 105 were cardiopulmonary death. Length of PICU stay was shorter for patients with cardiopulmonary death than for patients with BD (2 vs 8.5 days, P=0.0042). The most common mechanisms of injury in patients with BD were hypoxic-ischaemic injury (40.9%), central nervous system infection (18.2%), and traumatic brain injury (13.6%). The combined proportion of accident and trauma-related injury was greater in patients with BD than in patients with cardiopulmonary death (27.3% vs 3.8%, P<0.001). Organ donation was approved by the families of four of the 22 patients with BD (18.2%) and was performed successfully in three of these four patients.
 
Conclusions: These findings emphasise the importance of injury prevention in childhood, as well as the need for education of the public regarding acceptance of BD and support for organ donation.
 
 
New knowledge added by this study
  • This 16-year retrospective study compared demographic and clinical differences between patients with brain death and patients with cardiopulmonary death in a Hong Kong paediatric intensive care unit.
  • Among 127 deaths, approximately one in five were brain death. Length of paediatric intensive care unit stay was shorter for patients with cardiopulmonary death than for patients with brain death.
  • The most common mechanisms of injury in patients with brain death were hypoxic-ischaemic injury, central nervous system infection, and traumatic brain injury. The combined proportion of accident and trauma-related injury was greater in patients with brain death than in patients with cardiopulmonary death.
  • Organ donation was approved by the families of four of the 22 patients with brain death (18.2%) and was performed successfully in three of these four patients.
Implications for clinical practice or policy
  • Family acceptance of the diagnosis of brain death may influence the length of paediatric intensive care unit stay. Without family acceptance of the diagnosis, physicians may be compelled to continue treatment for a patient with brain death.
  • Education of the general public and early dialogue between the family and the attending physician are necessary to resolve common misconceptions regarding the biological and legal statuses of patients with brain death.
  • Acceptance of the diagnosis of brain death may be associated with acceptance of organ donation and withdrawal of ventilator support, which may improve organ donation rates in Hong Kong.
 
 
Introduction
Despite advances in paediatric critical care medicine, death remains inevitable in some instances, due to various aetiologies.1 2 In paediatric critical care medicine settings, patients who would have otherwise died may be kept ‘alive’ by advanced cardiovascular and ventilatory support. Some patients on cardiopulmonary support may experience irreversible cessation of all brain function, which is regarded as brain death (BD).3 4 5 6 Because BD or cardiopulmonary death is equivalent to death, there is no obligation for the physician to provide further futile treatment.1 2 3 4 7 Nevertheless, miraculous survivals have been reported in lay media involving patients who were previously declared BD or dead, which has created a mis-informed understanding of BD.8 In this retrospective study, all patients who underwent BD assessment over a 16-year period were evaluated to determine whether survival occurred following BD assessment; the demographics of patients diagnosed with BD were compared with those of all other patients diagnosed with cardiopulmonary death at a paediatric intensive care unit (PICU). The null hypothesis was that there would be no demographic or clinical differences between patients diagnosed with BD and those diagnosed with cardiopulmonary death.
 
Methods
Study population
All children admitted to the PICU of a university-affiliated teaching hospital and trauma centre (Prince of Wales Hospital) between October 2002 and October 2018 were included in the study. The Prince of Wales Hospital provides tertiary PICU service for children, from birth to age 16 years, in the Eastern New Territories of Hong Kong. The institutional ethics committee approved this review and waived the requirement for patient consent.
 
Data collection
The demographics and clinical characteristics of deceased children were collected from the principal author’s database (KLH), in which every PICU admission was registered; data were also collected retrospectively from the Clinical Management System of the hospital. All deaths were reviewed, including those of patients with clinical evidence of BD who underwent BD assessment. Brain death was defined as irreversible loss of all functions of the brain, including the brainstem. The presence of coma, absence of brainstem reflexes, and positive apnoea test were essential findings for diagnosis of BD. The diagnosis of BD was mainly clinical and was made in accordance with the hospital’s standard protocol for paediatric patients.4 9 Patients were classified either as BD or cardiopulmonary death.
 
Statistical analysis
The demographics and clinical characteristics of these two groups of patients were summarised as median (interquartile range [IQR]) or as number (percentage), and were compared using the Chi squared test, Fisher’s exact test, or Mann-Whitney U test, as appropriate. Patient characteristics included age, sex, length of PICU stay (time from PICU admission to withdrawal of ventilator support), and diagnoses associated with PICU admissions. The GraphPad Prism 6 software (GraphPad Software, La Jolla [CA], US) and SPSS (Windows version 19.0; IBM Corp, Armonk [NY], US) were used for statistical analysis. All comparisons were two-tailed, and P values <0.05 were considered statistically significant.
 
Results
Patient characteristics
Of the 2784 children admitted to the PICU, 127 (4.6%) died in the PICU (Table 1). All but seven children were of Chinese ethnicity. There were 73 boys (57.5%) and 54 girls (42.5%); the median age was 3.2 years (IQR: 0.94-7.34 years). Most patients had not previously been admitted to the PICU (n=103, 81%), and most patients were aged >1 year (74.8%). Of the 127 patients who died, BD assessments were performed for 22 (17.3%) patients who had clinical evidence of BD; all 22 patients were diagnosed with BD. The remaining 105 (82.7%) patients were diagnosed with cardiopulmonary death.
 

Table 1. emographics and clinical characteristics of patients in the PICU with brain death and patients with cardiopulmonary death
 
Factors associated with brain death and cardiopulmonary death in patients in paediatric intensive care unit
Comparison of the two groups showed that length of PICU stay was significantly longer for patients with BD (8.5 days; IQR: 4.75-14 days) than for patients with cardiopulmonary death (2 days; IQR: 1-10 days; P=0.004). The two groups shared similar demographics. The most common diagnoses associated with death in the PICU were infections (29.1% of patients), oncological diagnoses (13.0%), and cardiovascular diagnoses (13.8%) [Table 1]. Comparison of the two groups showed that trauma (P=0.003) and intracranial events (P=0.041) were more common in patients with BD, whereas respiratory diagnoses (P=0.033) were more common in patients with cardiopulmonary death. With respect to the cause of injury, the combined proportion of accident and trauma-related injury was greater in patients with BD than in patients with cardiopulmonary death (27.3% vs 3.8%, P<0.001). Among patients with BD, the most common mechanisms of brain injury were hypoxic-ischaemic injury (eg, cardiac arrest, shock, and/or respiratory failure), central nervous system infection, and traumatic brain injury (Table 2). Organ donation was approved by the families of four of the 22 patients with BD (18.2%) and was performed successfully in three of these four patients.
 

Table 2. Causative mechanisms of injury among patients in the paediatric intensive care unit with brain death
 
Brain death in patients aged <2 years
Our local guideline for BD determination does not include patients aged <2 years. Nevertheless, we found no difference in the proportion of patients aged <2 years between the BD (n=7) and cardiopulmonary death groups (n=42) [31.8% and 40%, P=0.47]. There was a non-significant trend towards greater use of ancillary tests (eg, radionuclide cerebral perfusion scan or electroencephalography) for BD determination in patients aged <2 years, compared with patients aged >2 years (85.7% and 53.3%, P=0.19). The United Kingdom guidelines recommend that ancillary tests are not required in infants from gestational age of 37 weeks to 2 months after birth.10 None of the patients were within this age range in our study.
 
Family acceptance of the diagnosis of brain death
Family acceptance of the diagnosis of BD may have influenced the length of PICU stay in our study. Among patients with documented family acceptance of the diagnosis of BD, the time interval from BD to withdrawal of ventilator support was 0.5 days (range, 0-1.5 days; n=10). This interval was prolonged among patients with documented family resistance of the diagnosis of BD (median, 8 days; range, 5-16 days; n=5, P=0.005); three of the five patients’ families eventually accepted withdrawal of ventilator support, whereas the remaining two patients remained on ventilator support and lapsed into cardiac arrest after 16 days and 66 days.
 
Discussion
Brain death demographics and survival
Over this 16-year period, BD assessment was only performed in 22 (17.3%) patients who had clinical signs of BD; all 22 patients were confirmed to have BD. Notably, patients with BD had longer length of PICU stay and a greater combined proportion of accident and trauma-related injury, while patients with cardiopulmonary death had a greater frequency of respiratory diagnoses. In the present study, the percentage of patients with BD in the PICU was comparable to the numbers of patients with BD in two large reports (one from the US and the other from Canada; Table 3).5 6 Accident and trauma-related injury led to one in four diagnoses of BD in our study, whereas the proportions of accident and trauma-related injury, as well as traumatic brain injury, were higher in the US and Canada.
 

Table 3. Comparison of three databases describing brain death in patients in the PICU
 
Brain death and evaluation
Guidelines for BD assessment vary in terms of the numbers of examinations, numbers and types of physicians, time intervals between examinations, and use of ancillary tests.11 12 In general, if BD is suspected, two physicians (neither of whom would be involved in organ harvesting from the patient) should perform two sets of brainstem examinations, at least 6 hours apart to ensure sufficient observation time. A single apnoea test should also be performed. If the results of these tests are positive, the patient can then be declared legally and clinically BD.1 2 3 4 Before these examinations, conditions that may confound the clinical diagnosis of BD should be excluded.1 2 3 4 11 12 Absence of the pupillary reflex to direct and consensual light, as well as the absence of corneal, cough, and gag reflexes, support the clinical diagnosis of BD. The calorie test can aid in determining the integrity of the oculovestibular reflex. A positive result consists of the absence of eye deviation when ice water is irrigated into an external auditory canal. The apnoea test is performed after the second examination of brainstem reflexes; only a single apnoea test is needed. Before the apnoea test is performed, the physician must confirm that the patient is not hypothermic, is euvolemic, and has normal arterial pressure of carbon dioxide and pressure of oxygen levels. The patient should then be connected to a pulse oximeter and the ventilator should be disconnected. Concurrently, 100% O2 is delivered into the trachea at 6 L/min. A patient with BD may exhibit systolic blood pressure <90 mm Hg, significant oxygen desaturation, or cardiac arrhythmia. If respiratory movements are absent and the arterial pressure of carbon dioxide is ≥60 mm Hg, the apnoea test result is considered positive. If the patient is very unstable and an apnoea test might not be tolerated, or if the results of the apnoea test are inconclusive, physicians may opt for other neuro-diagnostic options (eg, four-vessel cerebral angiography, radionuclide cerebral perfusion scan, and/or electroencephalography). A lack of blood perfusion to the brain and lack of electrical activity would support a diagnosis of BD.
 
Implications for management of patients with brain death in the paediatric intensive care unit
The length of PICU stay was longer for patients with BD than for patients with cardiopulmonary death; this differed from the trends observed in the US and Canada (Table 3).5 6 As noted in the Results, family acceptance of the diagnosis of BD may have influenced the length of PICU stay in our study. Unfortunately, not all stakeholders understand or accept the implications of a diagnosis of BD. In our experience, the reasons for the family’s resistance might be two-fold. First, it might be emotionally difficult to accept the death of a loved one, when the child is apparently ‘breathing’ and appears physically ‘well’ when ventilatory support is provided. Second, the family might have confused persistent vegetative state with BD3 4; notably, patients with persistent vegetative state have intact brainstem function, while patients with BD have an irreversible loss of brainstem function. In such instances of confusion, families may wish to wait for the patient’s ‘miraculous revival’.1 13 14 15 16 While the acknowledgement of BD as biological death may be counterintuitive to the public, there is a need to emphasise and accept that BD is legal death.17 Thus, public education is necessary to resolve common misconceptions regarding the biological and legal statuses of patients with BD.18 Notably, among university students in Hong Kong, improved knowledge has been shown to promote acceptance of the withdrawal of ventilator support following BD.19 From a physician’s perspective, withdrawal of ventilator support for patients with BD should not be regarded as withdrawal of life support; in addition, continued use of ventilator support that allows a patient to lapse into cardiac arrest is not a suitable option. Prolonged and unnecessary treatment in the PICU prevents other critically ill patients from using the PICU service; it also constitutes ineffective use of scarce medical resources. Abuse of PICU beds is undesirable because medical resources in the public sector are extremely competitive and limited.20 Further studies regarding physician counselling skills and family acceptance of the diagnosis of BD may improve resource utilisation.
 
Medical professionals should closely monitor aetiologies that can lead to BD and consider discussions with affected patients’ families at an early stage of medical treatment. These early discussions would allow more time for families to comprehend the implications of a BD assessment and potential positive test results. In a previous study, we found that prolonged length of PICU stay was associated with a Do-Not-Attempt-Resuscitation order, which was placed in nearly half of our PICU deaths; this finding implied that patients’ families often need considerable time to accept the end-of-life decision when futility of medical treatment becomes evident.1 Family acceptance of the diagnosis of BD is critical for successful management of such situations. If family acceptance is not achieved, physicians may become involved in a conflict with the family, which results in an ethical dilemma regarding the need to continue treatment for a patient with BD. For example, one patient in the present study remained in the PICU for 66 days due to this difficult situation. Communication to identify common values and establish options based on objective criteria may resolve potential disputes and allow physicians and families to reach agreements before, during, and after BD assessment.21
 
Implications for organ donation
A practical aspect of BD assessment involves its implications for the organ donation process. Four of 22 patients’ families opted for organ donation; notably, all four families also accepted the diagnosis of BD. Successful donations of liver or kidneys were made from three patients. Acceptance of the diagnosis of BD may be associated with acceptance of organ donation and withdrawal of ventilator support.19 Support for organ donation, which was initiated by the organ transplant coordinator, had avoided potential instances of conflict. Acceptance of the diagnosis of BD could be a factor, in combination with other cultural and religious beliefs, for the lower organ donation rate than that observed in Western countries.12
 
Conclusions
In this study, one in five PICU deaths were BD. Acute hypoxic-ischaemic injury was the most common mechanism of brain injury; moreover, accident and trauma-related injuries were the cause of injury in one quarter of patients with BD. Diagnosis of BD was associated with significantly longer PICU stay. Notably, the organ donation rate was suboptimal. These findings emphasise the importance of injury prevention in childhood, as well as the need for education of the public regarding acceptance of BD and support for organ donation.
 
Author contributions
Concept or design: KL Hon.
Acquisition of data: KL Hon, CC Au, TT Tse, WS Lin, TC Leung, TC Chow.
Analysis or interpretation of data: KL Hon, CC Au, TT Tse, WS Lin, TC Leung, TC Chow, AKC Leung.
Drafting of manuscript: KL Hon, CC Au, TT Tse, WS Lin, TC Leung, TC Chow.
Critical revision of the manuscript for important intellectual content: KL Hon, CC Au, CK Li, HM Cheung, SY Qian, AKC Leung.
 
All authors have full access to the data, contribute to the study, approve the final version for publication, and take responsibility for its accuracy and integrity.
 
Conflicts of interest
As an editor of the journal, KL Hon was not involved in the peer review process. Other authors have no conflicts of interest to disclose.
 
Funding/support
This research received no specific grant from any funding agency in the public, commercial, or not-for-profit sectors.
 
Ethics approval
The Joint Chinese University of Hong Kong–New Territories East Cluster Clinical Research Ethics Committee approved this review (CREC Ref. No. 2016.116).
 
References
1. Hon KL, Poon TC, Wong W, et al. Prolonged non-survival in PICU: does a do-not-attempt-resuscitation order matter. BMC Anesthesiol 2013;13:43. Crossref
2. Hon KL, Luk MP, Fung WM, et al. Mortality, length of stay, bloodstream and respiratory viral infections in a pediatric intensive care unit. J Crit Care 2017;38:57-61. Crossref
3. Goila AK, Pawar M. The diagnosis of brain death. Indian J Crit Care Med 2009;13:7-11. Crossref
4. Sarbey B. Definitions of death: brain death and what matters in a person. J Law Biosci 2016;3:743-52. Crossref
5. Kirschen MP, Francoeur C, Murphy M, et al. Epidemiology of brain death in pediatric intensive care units in the United States. JAMA Pediatr 2019;173:469-76. Crossref
6. Joffe AR, Shemie SD, Farrell C, Hutchison J, McCarthy-Tamblyn L. Brain death in Canadian PICUs: demographics, timing, and irreversibility. Pediatr Crit Care Med 2013;14:1-9. Crossref
7. Citerio G, Murphy PG. Brain death: the European perspective. Semin Neurol 2015;35:139-44. Crossref
8. Daoust A, Racine E. Depictions of “brain death” in the media: medical and ethical implications. J Med Ethics 2014;40:253-9. Crossref
9. Verheijde JL, Rady MY, Potts M. Neuroscience and brain death controversies: the elephant in the room. J Relig Health 2018;57:1745-63. Crossref
10. Marikar D. The diagnosis of death by neurological criteria in infants less than 2 months old: RCPCH guideline 2015. Arch Dis Child Educ Pract Ed 2016;101:186. Crossref
11. Greer DM, Varelas PN, Haque S, Wijdicks EF. Variability of brain death determination guidelines in leading US neurologic institutions. Neurology 2008;70:284-9. Crossref
12. Chua HC, Kwek TK, Morihara H, Gao D. Brain death: the Asian perspective. Semin Neurol 2015;35:152-61. Crossref
13. Al-Shammri S, Nelson RF, Madavan R, Subramaniam TA, Swaminathan TR. Survival of cardiac function after brain death in patients in Kuwait. Eur Neurol 2003;49:90-3. Crossref
14. Burkle CM, Sharp RR, Wijdicks EF. Why brain death is considered death and why there should be no confusion. Neurology 2014;83:1464-9. Crossref
15. Shewmon DA. Chronic “brain death” meta-analysis and conceptual consequences. Neurology 1998;51:1538-45. Crossref
16. López-Navidad A. Chronic “brain death”: meta-analysis and conceptual consequences. Neurology 1999;53:1369-70. Crossref
17. Truog RD, Miller FG. Changing the conversation about brain death. Am J Bioeth 2014;14:9-14. Crossref
18. Shah SK, Kasper K, Miller FG. A narrative review of the empirical evidence on public attitudes on brain death and vital organ transplantation: the need for better data to inform policy. J Med Ethics 2015;41:291-6. Crossref
19. Leung KK, Fung CO, Au CC, Chan DM, Leung GK. Knowledge and attitudes toward brain stem death among university undergraduates. Transplant Proc 2009;41:1469-72. Crossref
20. Truog RD. Brain death-too flawed to endure, too ingrained to abandon. J Law Med Ethics 2007;35:273-81. Crossref
21. Burns JP, Truog RD. Futility: a concept in evolution. Chest 2007;132:1987-93. Crossref

Comparison of single and dual latent tuberculosis screening strategies before biologic and targeted therapy in patients with rheumatic diseases: a retrospective cohort study

Hong Kong Med J 2020 Apr;26(2):111–9  |  Epub 2 Apr 2020
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Comparison of single and dual latent tuberculosis screening strategies before biologic and targeted therapy in patients with rheumatic diseases: a retrospective cohort study
Iris Tang, MB, BS, MRCP1; Ho So, FHKAM (Medicine), MSc1; Lucas Luk, MB, BS, MRCP1; Victor Wong, MB, ChB, FHKCP1; Steve Pang, MB, BS, FHKAM (Medicine)1; Virginia Lao, MB, BS, FHKAM (Medicine)1; Ronald Yip, MB, ChB, FHKAM (Medicine)2
1 Department of Medicine and Geriatrics, Kwong Wah Hospital, Yaumatei, Hong Kong
2 Tung Wah Group Hospitals Integrated Diagnostic and Medical Centre, Yaumatei, Hong Kong
 
Corresponding author: Dr Ho So (h99097668@hotmail.com)
 
 Full paper in PDF
 
Abstract
Purpose: Before biologic and targeted synthetic disease-modifying antirheumatic drug (b/tsDMARD) treatment, latent tuberculosis infection (LTBI) screening by tuberculin skin test (TST) or interferon gamma release assay (IGRA) is recommended. However, both tests have reduced reliability in immunosuppressed patients. We investigated whether dual LTBI screening with both tests could reduce the incidence of tuberculosis.
 
Methods: Consecutive patients receiving b/tsDMARDs for rheumatic diseases in a regional hospital were recruited. All patients underwent either TST/IGRA or both. They were categorised into a single or dual testing group and were followed up for at least 6 months. Isoniazid was prescribed if any one test was positive.
 
Results: In total, 217 patients were included in this study; 121 underwent single LTBI testing and 96 underwent dual testing. Tuberculosis occurred in nine patients in the single testing group and one patient in the dual testing group (7.4% vs 1.0%, P=0.045). However, the difference was not statistically significant when follow-up duration was considered (log rank test). In total, 71 patients tested positive for LTBI with isoniazid treatment (28.9% in the single testing group and 45.8% in the dual testing group, P=0.007). Agreement between the IGRA and TST was 74.4% (Cohen’s kappa=0.413); agreement was lower in patients receiving prednisolone. Infliximab use was independently associated with tuberculosis (P=0.032). Mild isoniazid-related side-effects occurred in seven patients.
 
Conclusions: Dual LTBI testing with both TST and IGRA is effective and safe. It might be useful for patients receiving prednisolone at the time of LTBI screening, or if infliximab therapy is anticipated.
 
 
New knowledge added by this study
  • Dual latent tuberculosis infection (LTBI) screening with the tuberculin skin test and interferon gamma release assay was safe and effective for reducing the incidence of tuberculosis among patients with rheumatic diseases receiving biologic and targeted synthetic disease-modifying antirheumatic drugs in an endemic area.
  • Infliximab use was significantly associated with the development of tuberculosis.
  • The level of agreement between the tuberculin skin test and interferon gamma release assay was moderate, and may have been affected by ongoing prednisolone or leflunomide treatment at the time of LTBI screening.
Implications for clinical practice or policy
  • Dual LTBI screening should be strongly considered in patients with rheumatic diseases receiving immunosuppressants at the time of LTBI screening, when either test result is equivocal, or when use of infliximab is anticipated.
  • Patients undergoing treatment with biologic and targeted synthetic disease-modifying antirheumatic drugs should receive education regarding possible symptoms associated with tuberculosis, and should be encouraged to seek medical attention when such symptoms arise.
 
 
Introduction
Management of rheumatic diseases such as rheumatoid arthritis, psoriatic arthritis, and spondyloarthropathy has been revolutionised since the emergence of biologic and targeted synthetic disease-modifying antirheumatic drugs (b/tsDMARDs). However, evidence from various trials and registries has shown that these agents are associated with a heightened risk of tuberculosis (TB) or reactivation of latent tuberculosis infection (LTBI).1 2 3 4 Notably, a meta-analysis showed that patients receiving anti-tumour necrosis factor alpha (anti-TNF-α) exhibited a >3-fold increase in the risk of TB5; analysis of a post-marketing registry in Japan suggested that anti-interleukin-6 therapy increased the risk of TB to a similar extent.6
 
Screening for LTBI before initiation of b/tsDMARD treatment is strongly recommended universally; its importance cannot be overemphasised in TB endemic areas, such as Hong Kong.7 8 9 However, there is no gold standard screening test. Regional guidelines recommend the use of either tuberculin skin test (TST) or interferon gamma release assay (IGRA) for LTBI screening in patients with rheumatic diseases.10 The TST measures the delayed hypersensitivity response to tuberculin purified protein derivatives; however, its specificity is limited by cross-reactivity due to previous bacillus Calmette-Guérin vaccination or exposure to non-TB mycobacterium. In contrast, IGRA measures interferon gamma release by TB-specific effector T cells; this result does not exhibit cross-reactivity related to bacillus Calmette-Guérin or non-TB mycobacterium. However, both tests are known to exhibit reduced reliability in immunosuppressed patients.11 12
 
Agreement between the TST and IGRA has varied among studies. A meta-analysis showed that pooled concordances were 72% between the QuantiFERON-TB assay and TST, whereas they were 75% between the T-SPOT.TB and TST.13 Our centre in Hong Kong previously investigated the agreement between the TST and IGRA in patients with rheumatic diseases; the results showed that agreement was only fair (Cohen’s kappa=0.39).14 Therefore, we hypothesised that the use of dual testing with both IGRA and TST might improve sensitivity for detection of LTBI, thus reducing the incidence of TB in patients with rheumatic diseases receiving b/tsDMARDs. Here, we conducted a retrospective cohort study to compare the efficacy of dual testing with both TST and IGRA versus single testing in terms of reducing the incidence of TB among patients with rheumatic diseases in Hong Kong receiving b/tsDMARDs.
 
Methods
Patients
We reviewed the case records of all patients with rheumatic diseases who began receiving b/tsDMARDs in a regional rheumatology unit in Hong Kong, during the period from 1 January 2007 to 31 December 2018. The following b/tsDMARDs were included: abatacept, adalimumab, certolizumab, etanercept, golimumab, infliximab, rituximab, secukinumab, tocilizumab, tofacitinib, and ustekinumab. The following rheumatic diseases were included: rheumatoid arthritis, psoriatic arthritis, spondyloarthropathy, Behçet’s disease, adult-onset Still’s disease, and dermatomyositis. The patients had been diagnosed in accordance with the 2010 American College of Rheumatology/European League Against Rheumatism classification criteria for rheumatoid arthritis,15 the Classification Criteria for Psoriatic Arthritis,16 the Assessment of SpondyloArthritis International Society classification criteria,17 the 1990 International Study Group criteria for diagnosis of Behçet’s disease,18 the Yamaguchi criteria for adult Still’s disease,19 and Bohan and Peter’s criteria.20 Patients were included if they had undergone LTBI screening and had been followed up for at least 6 months after the initiation of therapy. Patients were excluded if their LTBI screening had been performed elsewhere, if their results were incomplete, or if they were lost to follow-up.
 
Patients underwent TST assessment alone prior to the commencement of biologic treatment before August 2013. The IGRA was available after August 2013; patients then underwent either single testing by TST or IGRA, or dual testing by both TST and IGRA for LTBI screening, at the discretion of the treating rheumatologists. Patients were divided into single testing group (TST or IGRA alone) or dual testing group (both TST and IGRA), according to the LTBI screening test they underwent prior to use of b/tsDMARDs. The following clinical data were collected: age; sex; co-morbidities including diabetes mellitus, chronic kidney/liver/lung disease, and heart failure; indication for use of b/tsDMARDs; and concurrent use of traditional DMARDs. Chest radiographs were performed for all patients; the results were considered normal if no abnormal changes were reported by the radiologists, who were blinded to the study conditions. The bacillus Calmette-Guérin vaccination status was documented if available. Patients were regularly followed up after the initiation of b/tsDMARDs; any development of active TB was recorded. Tuberculosis was defined by the 10th revision of the International Classification of Diseases, Clinical Modification (code A15-A19). All cases were confirmed by positive cultures or diagnostic pathological findings on tissue biopsy.
 
Tuberculin skin test and interferon gamma release assay protocols
Tuberculin skin tests were performed by rheumatologists in the out-patient clinic. Either 0.1 mL (two tuberculin units) of Purified Protein Derivative (PPD)-RT23 (AJ Vaccines, Demark) or 0.1 mL (five tuberculin units) of PPD-S (JHP Pharmaceuticals, US) were injected intradermally to the forearms.14 The maximal transverse diameter of the induration was measured at 48 hours after injection. The test was regarded as positive if it was ≥10 mm, as recommended in local guidelines.10 If the area of induration was between 5 mm and 9 mm in patients on high-dose immunosuppressants, the test result was considered positive at the discretion of the treating rheumatologists. For patients who underwent the IGRA test, the following data were recorded: type of assay used, test results (positive, negative, or indeterminate), and test values if available. Two types of assays were used during the study period: the QuantiFERON-TB Gold (Qiagen, Germany) and A.TB IGRA (Haikou VTI Biological Institute, China).
 
Latent tuberculosis infection treatment
Patients received isoniazid 300 mg daily for 9 months if they tested positive for LTBI. For patients with contra-indications or intolerance to isoniazid, rifampicin was used (450 mg daily for 4 months).10 Adverse events and early termination of drugs were recorded. Drug-induced liver toxicity was defined as an increase in alanine aminotransferase 5 times greater than the upper limit of normal in asymptomatic individuals, or 3 times greater than the upper limit of normal in symptomatic individuals.
 
Study outcomes
The primary outcome of this study was the incidence of TB during b/tsDMARD therapy in the single testing and dual testing groups. Secondary outcomes included factors associated with TB, agreement between the TST and IGRA results, and the safety of LTBI treatment.
 
Statistical analysis
Descriptive data are presented as frequencies, means with standard deviations, or medians with ranges, as appropriate. Comparisons between clinical variables were performed using the Chi squared test or Fisher’s exact test for categorical variables, independent-samples t test for normally distributed continuous variables, or Mann-Whitney U test for non-normally distributed continuous variables. Survival analysis with the log rank test was used to control for differences in follow-up duration. Independent variables associated with the development of TB were identified by Cox regression modelling. Results were considered statistically significant if P<0.05. Agreement between the TST and IGRA results was evaluated by Cohen’s weighted kappa statistic. Kappa values represented the following degrees of agreement: >0.6, substantial agreement; 0.41 to 0.60, moderate agreement; 0.21 to 0.40, fair agreement; and <0.21, slight agreement.
 
Results
In total, 248 patients were screened for eligibility. Thirty one patients were excluded from this study: 26 had incomplete TST or IGRA results, and five were lost to follow-up. Ultimately, 217 patients were included in the study: 121 in the single testing group and 96 in the dual testing group. The mean patient age was 53.2 years (standard deviation, 14.0 years), and 65% of included patients were women. Most patients had rheumatoid arthritis (56.7%), spondyloarthropathy (28.6%), or psoriatic arthritis (11.5%). Nearly half of the included patients (48.8%) were receiving prednisolone. Baseline clinical data were generally similar between the two groups; however, a significantly longer mean follow-up duration was observed after initiation of b/tsDMARDs in the single testing group (P<0.001), as shown in Table 1. The use of various b/tsDMARDs is also summarised in Table 1. Significantly more patients in the single testing group had ever been exposed to infliximab (P<0.001), whereas tofacitinib had been used more frequently in the dual testing group(P=0.021).
 

Table 1. Baseline demographic data of patients in single testing and dual testing groups
 
The frequencies of positive TST and IGRA test results in the single testing and dual testing groups are shown in Table 2. Two patients in the dual testing group had an inconclusive IGRA result. Isoniazid (28.9%) was administered less often in the single testing group than in the dual testing group (P=0.007). For the primary outcome, 10 of 217 (4.6%) patients developed TB during the follow-up. Significantly more patients in the single testing group developed TB, compared with patients in the dual test group (P=0.045; Table 2). However, the difference was not statistically significant when the follow-up duration was considered, using Kaplan-Meier analysis and log rank test (P=0.059) [Fig].
 

Table 2. Comparison of outcomes between single testing and dual testing groups
 

Figure. Kaplan-Meier analysis of the development of tuberculosis (TB)
 
Of the 10 patients who developed TB during b/tsDMARD treatment, three had extrapulmonary or disseminated TB (Table 3). The median time from the initiation of b/tsDMARDs to the development of TB was 12.5 months (range, 2-32 months); five cases were diagnosed within the first 12 months. The indications for b/tsDMARDs in these patients were rheumatoid arthritis (five patients), spondyloarthropathy (three patients), psoriatic arthritis (one patient), and Behçet’s disease (one patient). Age at diagnosis of TB ranged from 23 to 73 years; the median age was 61 years. Among the nine patients who developed TB in the single testing group, eight underwent TST assessment for LTBI screening, while one underwent IGRA assessment. Eight of the nine patients had negative screening test results; one patient had positive TST results and was then administered isoniazid. However, that patient had abnormal liver function test results during treatment; thus, isoniazid was switched to rifampicin. The patient then developed pulmonary TB with TB lymphadenopathy and TB psoas abscess after 32 months of treatment with infliximab. Among the seven patients who had negative TST results in the single testing group, four had borderline TST results (area of induration, 6-9 mm); three had spondyloarthropathy and were receiving sulfasalazine alone before LTBI screening, whereas the remaining patient had rheumatoid arthritis and was receiving a combination of methotrexate and leflunomide. Regarding exposure to different b/tsDMARDs among patients with TB, nine had ever received anti-TNF-α treatment. The numbers of courses of b/tsDMARDs ever received and patients who ultimately developed TB are shown in Table 4. Among these b/tsDMARDs, only infliximab was significantly associated with development of TB (P<0.001). Cox regression analysis revealed that the use of infliximab was an independent predictor of TB (hazard ratio, 4.17; P=0.032; Table 5).
 

Table 3. Summary table of cases of tuberculosis among patients with rheumatic diseases receiving b/tsDMARDs
 

Table 4. Incidences of TB associated with b/tsDMARD treatment
 

Table 5. Multivariate Cox regression analysis for development of tuberculosis
 
Levels of agreement between the TST and IGRA were calculated in subgroups of patients who received both tests and had definitive results (Table 6). Of the 94 patients, 24 (25%) had a discordant result: 18 had positive TST but negative IGRA results, while six had positive IGRA but negative TST results. The Cohen’s kappa value was 0.413 (moderate agreement); it decreased to 0.378 (fair agreement) in patients receiving any dose of prednisolone at baseline, and decreased further to 0.346 in patients receiving daily prednisolone ≥10 mg at the time of screening. Among traditional DMARDs used at the time of screening, leflunomide exhibited the lowest level of concordance (Cohen’s kappa=0.172).
 

Table 6. TST and IGRA results in the dual testing group
 
In terms of adverse events, no mortality or major morbidity were observed in relation to isoniazid treatment. Three patients (2.4%) in the single testing group and five patients (5.2%) in the dual testing group required early termination of isoniazid; this termination was most commonly related to abnormal liver function test results, which were reversible after discontinuation of isoniazid. Two cases of allergy to isoniazid were noted in the single testing group, while one case of suspected isoniazid-induced lupus was noted in the dual testing group. There were no statistically significant between-group differences in side-effect profiles and rates of early termination of isoniazid therapy.
 
Discussion
Tuberculosis remains a major complication related to use of b/tsDMARDs. Vigilant LTBI screening is needed to reduce the risk of TB reactivation. The overall prevalence of LTBI was 36.4% in this study; the test positivity rates of TST and IGRA across both groups were 33.6% and 22.5%, respectively. To the best of our knowledge, no local data are available regarding the prevalence of LTBI, because medical practitioners in Hong Kong are not required to report cases of LTBI. The estimated global burden of LTBI is 23.0%, although the prevalence of LTBI is expected to be higher in Asia.21
 
A significantly lower incidence of TB was observed in the dual testing group, which indicates that the dual test approach may be useful for prevention of TB during b/tsDMARD therapy, especially in TB endemic areas such as Hong Kong. The majority of patients in the single testing group underwent TST assessment alone. The number of IGRA-only cases in the single testing group was small; however, after 10 months of b/tsDMARD treatment, TB developed in one patient who had undergone IGRA alone. This patient was receiving prednisolone, methotrexate, and hydroxychloroquine at the time of screening; these results suggest that screening with the IGRA alone might exhibit reduced sensitivity in immunosuppressed patients. Indeed, a dual LTBI screening strategy with the TST and IGRA is described in different national guidelines.9 22
 
Nine of 10 patients with TB had received anti-TNF-α treatment before the development of TB. Multivariate analysis revealed that the use of infliximab was significantly associated with the development of TB. This association between use of infliximab and development of TB is consistent with the findings in a previous observational study in the United States.23 24 Previous studies assessing the associations of TB with infliximab, adalimumab, and etanercept also found higher TB incidence rates when patients received infliximab or adalimumab, compared with etanercept.25 26 The specific mechanisms underlying these differences in TB risk associated with the use of different anti-TNF agents are not fully understood. However, the differences may be related to the methods by which these agents neutralise TNF-α. Infliximab is a chimeric monoclonal antibody against TNF-α, which targets both soluble and membrane-bound forms of TNF-α. Similar binding activities are also exhibited by adalimumab and golimumab, which are both monoclonal antibodies against TNF-α. In contrast, etanercept is a fusion protein of the TNF-α receptor and human immunoglobulin G1 antibody, which has a much lower cytotoxicity for membrane-bound TNF-α expressing cells.27 An alternative explanation is that infliximab and adalimumab cause greater reduction in TB-responsive CD4 cells and suppression of antigen-induced interferon gamma production, when compared with etanercept; these results were demonstrated in a previous in-vitro study.28
 
In our study, the median time from initiation of b/tsDMARD treatment to the development of TB was 12.5 months, which differed from the median of 14 weeks reported by Keane et al.24 However, the majority of cases included in the report by Keane et al24 were from countries with low TB incidence, whereas TB is endemic in Hong Kong. Importantly, in Hong Kong, development of TB could result from reactivation of LTBI or from new TB infection. Therefore, it is important for rheumatologists to remain vigilant regarding the development of TB in all patients receiving b/tsDMARDs, regardless of the duration of b/tsDMARD treatment. Patients should receive education regarding possible symptoms associated with TB, and should be encouraged to seek medical attention when such symptoms arise. Regular chest X-ray surveillance should also be performed.
 
The level of agreement between the IGRA and TST was moderate in this study; discordant results were more commonly observed in patients receiving prednisolone or leflunomide at the time of screening. An immunosuppressed state has been suggested to induce a depressed T cell response, which may affect the accuracy of the tests; notably, a systematic review showed that both IGRA and TST results were significantly influenced by immunosuppressive therapy.29 In Hong Kong, local guidelines recommend a cut-off value of 10 mm for a positive TST result, whereas some experts recommend lowering the cut-off value to 5 mm in patients receiving high-dose prednisolone and/or immunosuppressants. Among the seven patients with TB in the single testing group, four had borderline TST results (area of induration, 6-9 mm). Unfortunately, we did not re-examine the results later (ie, at 72 hours), which might have enabled us to identify patients with delayed tuberculin response. Thus, TST sensitivity might have been impaired. Furthermore, both tests exhibit other limitations. The TST requires an intradermal injection and induration assessment, both of which are highly operator-dependent. The IGRA can yield a confusing indeterminate result in a considerable number of patients. Therefore, although universal dual testing might be difficult due to limited resources, its use should be strongly considered in select groups of patients. In patients with borderline TST results, additional IGRA testing might be helpful. Similarly, TST assessment should be considered if IGRA results are indeterminate.
 
Our study had a few limitations. First, the median follow-up duration was significantly longer in the single testing group. Notably, the incidence of TB during b/tsDMARD therapy was not significantly different between groups when the follow-up duration was considered, indicating that follow-up duration was an important confounder. The IGRA was only introduced in our centre in August 2013; all patients who began b/tsDMARD therapy before August 2013 only underwent single testing with the TST, which led to a longer follow-up duration in the single testing group. However, the risk of TB reactivation was highest in the first 90 days after initiation of b/tsDMARD therapy23; in the current study, the median follow-up duration of 27.5 months in the dual testing group was presumably sufficient to assess patients during that period. Second, there was a disproportionately high rate of infliximab use in the single testing group, compared with the dual group, such that infliximab use constituted an important confounder. Because of the retrospective nature of this study, all patients underwent TST assessment alone before August 2013, and infliximab was one of the first biologic agents available; this sequence of events is likely to explain the higher usage of infliximab in the single testing group. Third, the number of IGRA-only patients in this study was relatively small; therefore, we could not draw robust conclusions regarding the reliability of LTBI screening by IGRA alone, compared with dual testing. However, among the six patients who underwent IGRA assessment alone, one developed TB after 10 months of sequential tocilizumab and tofacitinib treatment, despite an initial negative screening result. Further multicentre prospective studies are needed to compare the efficacy and safety of either TST or IGRA alone with dual testing, in terms of preventing the development of TB during b/tsDMARD treatment. Lastly, some patients on immunosuppressants underwent TST assessment and exhibited borderline area of induration; these test results might have been regarded as positive at the discretion of the attending rheumatologists. The lack of a clear definition might have constituted another source of bias.
 
Conclusion
Although the difference in follow-up duration may have been a confounding factor, the results of this study suggest that dual LTBI screening with the TST and IGRA might be a useful and safe strategy to reduce the incidence of TB in patients with rheumatic diseases receiving b/tsDMARDs in an endemic area. Use of infliximab was significantly associated with development of TB. The level of agreement between the TST and IGRA was moderate; it was lower in patients receiving prednisolone or leflunomide at time of LTBI screening. Dual LTBI screening should be strongly considered in patients with rheumatic diseases receiving steroid or leflunomide treatment at the time of LTBI screening, when either test result is equivocal, or when use of infliximab is anticipated.
 
Author contributions
All authors had full access to the data, contributed to the study, approved the final version for publication, and take responsibility for its accuracy and integrity.
 
Concept or design: I Tang, H So, R Yip.
Acquisition of data: I Tang, H So, L Luk, V Wong, S Pang, V Lao.
Analysis or interpretation of data: I Tang, H So, L Luk, V Wong, S Pang, V Lao.
Drafting of the manuscript: I Tang, H So.
Critical revision of the manuscript for important intellectual content: L Luk, V Wong, S Pang, V Lao, R Yip.
 
Conflicts of interest
All authors have disclosed no conflicts of interest.
 
Declaration
This research was presented in the Hong Kong Hospital Authority Convention 2019, East Asian Group of Rheumatology 2019 and Annual Meeting of American College of Rheumatology 2019.
 
Funding/support
This research received no specific grant from any funding agency in the public, commercial, or not-for-profit sectors.
 
Ethics approval
This study conformed to the provisions of the Declaration of Helsinki and was approved by the Hospital Authority Research Ethics Committee (Kowloon Central/Kowloon East) (Ref KC/KE-19-0241/ER-3). The requirement for patient consent was waived by the ethics committee. The study contains no identifiable personal or medical information.
 
References
1. Gómez-Reino JJ, Carmona L, Valverde VR, Mola EM, Montero MD; BIOBADASER Group. Treatment of rheumatoid arthritis with tumor necrosis factor inhibitors may predispose to significant increase in tuberculosis risk: a multicenter active-surveillance report. Arthritis Rheum 2003;48:2122-7. Crossref
2. Winthrop KL, Baxter R, Liu L, et al. Mycobacterial diseases and antitumour necrosis factor therapy in USA. Ann Rheum Dis 2013;72:37-42. Crossref
3. Ridker PM, Everett BM, Thuren T, et al. Antiinflammatory therapy with canakinumab for atherosclerotic disease. N Engl J Med 2017;377:1119-31. Crossref
4. Winthrop KL, Mariette X, Silva JT, et al. ESCMID Study Group for Infections in Compromised Hosts (ESGICH) Consensus Document on the safety of targeted and biological therapies: an infectious diseases perspective (Soluble immune effector molecules [II]: agents targeting interleukins, immunoglobulins and complement factors). Clin Microbiol Infect 2018;24 Suppl 2:S21-40. Crossref
5. Kourbeti IS, Ziakas PD, Mylonakis E. Biologic therapies in rheumatoid arthritis and the risk of opportunistic infections: a meta-analysis. Clin Infect Dis 2014;58:1649-57. Crossref
6. Koike T, Harigai M, Inokuma S, et al. Effectiveness and safety of tocilizumab: postmarketing surveillance of 7901 patients with rheumatoid arthritis in Japan. J Rheumatol 2014;41:15-23. Crossref
7. Hasan T, Au E, Chen S, Tong A, Wong G. Screening and prevention for latent tuberculosis in immunosuppressed patients at risk for tuberculosis: a systematic review of clinical practice guidelines. BMJ Open 2018;8:e022445. Crossref
8. Chen DY, Su WJ, Shen GH, et al. 2012 Screening and management of tuberculosis infection in patients scheduled for tumor necrosis factor-alpha inhibitors: consensus recommendations from the Taiwan Rheumatology Association. Formos J Rheumatol 2012;26:8-14.
9. Mazurek GH, Jereb J, Vernon A, et al. Updated guidelines for using interferon gamma release assays to detect Mycobacterium tuberculosis infection—United States, 2010. MMWR Recomm Rep 2010;59:1-25.
10. Lau CS, Chia F, Dans L, et al. 2018 Update of the APLAR recommendations for treatment of rheumatoid arthritis. Int J Rheum Dis 2019;22:357-75. Crossref
11. Kleinert S, Tony HP, Krueger K, et al. Screening for latent tuberculosis infection: performance of tuberculin skin test and interferon-gamma release assays under real-life conditions. Ann Rheum Dis 2012;71:1791-5. Crossref
12. Bartalesi F, Vicidomini S, Goletti D, et al. QuantiFERON-TB Gold and the TST are both useful for latent tuberculosis infection screening in autoimmune diseases. Eur Respir J 2009;33:586-93. Crossref
13. Ruan Q, Zhang S, Ai J, Shao L, Zhang W. Screening of latent tuberculosis infection by interferon-γ release assays in rheumatic patients: a systemic review and meta-analysis. Clin Rheumatol 2016;35:417-25. Crossref
14. So H, Yuen CS, Yip RM. Comparison of a commercial interferon-gamma release assay and tuberculin skin test for the detection of latent tuberculosis infection in Hong Kong arthritis patients who are candidates for biologic agents. Hong Kong Med J 2017;23:246-50. Crossref
15. Aletaha D, Neogi T, Silman AJ, et al. 2010 Rheumatoid arthritis classification criteria: an American College of Rheumatology/European League Against Rheumatism collaborative initiative. Ann Rheum Dis 2010;69:1580-8. Crossref
16. Tillett W, Costa L, Jadon D, et al. The ClASsification for Psoriatic ARthritis (CASPAR) Criteria—a retrospective feasibility, sensitivity, and specificity study. J Rheumatol 2012;39:154-6. Crossref
17. Rudwaleit M, van der Heijde D, Landewé R, et al. The Assessment of SpondyloArthritis International Society classification criteria for peripheral spondyloarthritis and for spondyloarthritis in general. Ann Rheum Dis 2011;70:25-31. Crossref
18. International Study Group for Behçet’s Disease. Criteria for diagnosis of Behçet’s disease. Lancet 1990;335:1078-80.
19. Yamaguchi M, Ohta A, Tsunematsu T, et al. Preliminary criteria for classification of adult Still’s disease. J Rheumatol 1992;19:424-30.
20. Bohan A, Peter JB. Polymyositis and dermatomyositis (first of two parts). N Engl J Med 1975;292:344-7. Crossref
21. Houben RM, Dodd PJ. The global burden of latent tuberculosis infection: a re-estimation using mathematical modelling. PLoS Med 2016;13:e1002152. Crossref
22. Cantini F, Nannini C, Niccoli L, et al. Guidance for the management of patients with latent tuberculosis infection requiring biologic therapy in rheumatology and dermatology clinical practice. Autoimmun Rev 2015;14:503-9. Crossref
23. Wallis RS, Broder MS, Wong JY, Hanson ME, Beenhouwer DO. Granulomatous infectious diseases associated with tumor necrosis factor antagonists. Clin Infect Dis 2004;38:1261-5. Crossref
24. Keane J, Gershon S, Wise RP, et al. Tuberculosis associated with infliximab, a tumor necrosis factor alpha–neutralizing agent. N Engl J Med 2001;345:1098-104. Crossref
25. Navarra SV, Tang B, Lu L, et al. Risk of tuberculosis with anti-tumor necrosis factor-α therapy: substantially higher number of patients at risk in Asia. Int J Rheum Dis 2014;17:291-8. Crossref
26. Yamauchi PS, Bissonnette R, Teixeira HD, Valdecantos WC. Systematic review of efficacy of anti-tumor necrosis factor (TNF) therapy in patients with psoriasis previously treated with a different anti-TNF agent. J Am Acad Dermatol 2016;75:612-8. Crossref
27. Baddley JW, Cantini F, Goletti D, et al. ESCMID Study Group for Infections in Compromised Hosts (ESGICH) Consensus Document on the safety of targeted and biological therapies: an infectious diseases perspective (Soluble immune effector molecules [I]: anti-tumor necrosis factor-α agents). Clin Microbiol Infect 2018;24 Suppl 2:S10-20. Crossref
28. Saliu OY, Sofer C, Stein DS, Schwander SK, Wallis RS. Tumor-necrosis-factor blockers: differential effects on mycobacterial immunity. J Infect Dis 2006;194:486-92. Crossref
29. Shahidi N, Fu YT, Qian H, Bressler B. Performance of interferon-gamma release assays in patients with inflammatory bowel disease: a systematic review and meta-analysis. Inflamm Bowel Dis 2012;18:2034-42. Crossref

Pages