Epidemiology and outcomes of geriatric and non-geriatric patients with drug allergy labels in Hong Kong

© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Epidemiology and outcomes of geriatric and non-geriatric patients with drug allergy labels in Hong Kong
Philip H Li, FHKCP, FHKAM (Medicine); HY Chung, FHKCP, FHKAM (Medicine); CS Lau, MD, FRCP
Division of Rheumatology and Clinical Immunology, Department of Medicine, Queen Mary Hospital, The University of Hong Kong, Hong Kong
 
Corresponding author: Dr Philip H Li (liphilip@hku.hk)
 
 Full paper in PDF
 
Abstract
Introduction: Adverse drug reactions are more common in geriatric patients than in younger patients, but there have been insufficient studies concerning the epidemiology or burden of drug allergy labels in geriatric patients. We prospectively investigated the prevalence and outcomes of geriatric patients with drug allergy labels in a cohort of hospitalised patients.
 
Methods: Patients admitted to a regional hospital over a 6-month period were recruited for this study. All patients with drug allergy labels were prospectively followed until discharge; clinical data were anonymously extracted for analyses. Patients were categorised into either geriatric (aged ≥65 years) or non-geriatric (aged <65 years) groups. Demographic characteristics, clinical outcomes, and prevalences of drug allergy labels were compared between groups.
 
Results: There were 4361 admissions involving 3641 patients during the 6-month study period. Overall, 492 patients (13.5%) had drug allergy labels, consisting of 151 non-geriatric patients (30.7%) and 341 geriatric patients (69.3%). The prevalence of drug allergy labels did not significantly differ between geriatric and non-geriatric patients (13.5% vs 13.5%, P=0.976). Significantly more patients in the geriatric group had drug allergy labels to cardiovascular system drugs (15.5% vs 4.6%, P=0.001). Geriatric patients had a significantly lower rate of direct discharge from the hospital (73.0% vs 88.1%, P<0.001) and required transfers to convalescent or rehabilitation care for further management.
 
Conclusions: More than 13% of hospitalised geriatric patients had drug allergy labels. The leading causes of drug allergy labels were similar between geriatric and non-geriatric patients. Geriatric patients with drug allergy labels had significantly more labelled allergies to cardiovascular system drugs and adverse clinical outcomes.
 
 
New knowledge added by this study
  • More than 13% of hospitalised geriatric patients in Hong Kong had drug allergy (DA) labels.
  • The most common DA labels were similar between geriatric and non-geriatric patients.
  • Geriatric patients had significantly more DA labels to cardiovascular drugs and significantly lower direct discharge rates.
Implications for clinical practice or policy
  • Clinicians should consider the large burden of reported DAs and associated adverse clinical outcomes among hospitalised geriatric patients, particularly with respect to antibiotic therapy and cardiovascular system drugs.
  • Geriatric patients with reported DAs should be selectively referred for formal allergy workup to confirm or refute suspected DAs.
 
 
Introduction
With the continued increase in life expectancy worldwide, population ageing is an especially marked phenomenon in Asian populations.1 It has been estimated that nearly one in three individuals will be in the geriatric age-group (aged ≥65 years) in Hong Kong within the next 15 years.2 Unfortunately, improved longevity is not necessarily linked with improved health or healthcare. Ageing is an unavoidable process associated with many age-related diseases. For example, “immunosenescence”—the age-related dysregulation of the immune system—increases geriatric patients’ susceptibilities to a myriad of immune-mediated disorders (eg, infection, malignancy, and autoimmunity) and adverse reactions to medications.3 4
 
Adverse drug reactions (ADRs) are much more common in geriatric patients, such that they cause significant morbidity and mortality, compared with younger patients.5 6 Geriatric patients are much more likely than younger patients to be hospitalised for ADRs.7 In particular, drug allergies (DAs) comprise approximately 6% to 10% of all ADRs and up to 10% of the resulting fatal reactions.6 Despite the severe consequences of genuine DAs, many patients mistakenly report non-immune-mediated ADRs as “allergies”. For example, almost 90% of patients with beta-lactam DA labels were confirmed not to be genuinely allergic in previous studies, although such incorrect DA labels were associated with a multitude of dire clinical consequences.8 9 10 11 12 To the best of our knowledge, although the prevalence of ADRs has been extensively reported in geriatric populations, there have been no adequate studies concerning the epidemiology or burden of DAs in geriatric patients.13 To address this lack of information, we performed a prospective analysis of the prevalence and outcomes of geriatric patients with DA labels in a cohort of hospitalised patients in Hong Kong.
 
Methods
All patients admitted to the acute general medical wards of Queen Mary Hospital from 1 July 2018 to 31 December 2018 were recruited for this study. The Queen Mary Hospital is the only public hospital in the Hong Kong West Cluster, which serves a population of 0.5 million and provides acute medical admissions through its Accident and Emergency Department. After admission, patients may be transferred to other convalescent or rehabilitation units of the Hong Kong West Cluster for further management if deemed unfit for direct discharge from the hospital. Patient age and sex were recorded, as was the presence of DA labels. All patients with DA labels were then followed until discharge; clinical data were anonymously extracted for analyses. Extracted clinical data included patient age and sex, presence and details of DA labels, length of stay (from the day of admission to the day of discharge [including stay at convalescent or rehabilitation hospitals] or death), and discharge outcomes (direct discharge, transfer to another hospital, or death). Details of DA labels were reviewed to ensure that the reported manifestations were consistent with the presence of clinical allergies (ie, immune-mediated hypersensitivity reactions). Manifestations suggestive of other non-immune-mediated ADRs were excluded.
 
The DA labels were categorised in accordance with the British National Formulary classifications (if available): beta-lactam antibiotics (5.1.1 Penicillins and 5.1.2 Cephalosporins and other beta-lactams), non-beta-lactam antibiotics (5.1 Antibacterial drugs, other than 5.1.1 and 5.1.2), non-steroidal anti-inflammatory drugs (10.1.1 NSAIDs), cardiovascular system (CVS) medications (2 CVS), intravenous contrast media, allopurinol, opioid analgesic (4.7.2 Opioid analgesics), non-opioid analgesics (4.7.1. Non-opioid analgesics and compound prep), antihistamines (3.4.1 Antihistamines), antifungals (5.2 Antifungal drugs), or others. Patients were categorised into either geriatric (aged ≥65 years) or non-geriatric (aged <65 years) groups. Demographic characteristics, clinical outcomes, and prevalences of DA labels were compared between groups.
 
The Chi squared test and independent samples t tests were respectively used to compare categorical and continuous variables between groups in univariate analysis. A P value of <0.05 was considered statistically significant for the multivariate analysis. IBM SPSS Statistics for Windows (version 20.0; IBM Corp, Armonk [NY], Untied States) was used for all analyses. The study protocol was approved by the Institutional Review Board of the University of Hong Kong/Hospital Authority Hong Kong West Cluster.
 
Results
There were 4361 admissions involving 3641 patients during the 6-month study period. The male-to-female ratio was 1:1.2. In total, 2522 patients (69.3%) were included in the geriatric group, with mean age 71.56±17.3 years.
 
In total, 492 patients (13.5%) had DA labels, consisting of 151 non-geriatric patients (30.7%) and 341 geriatric patients (69.3%) [Fig 1].
 

Figure 1. Area proportional Venn diagram of hospitalised patients with drug allergy labels
 
The overall prevalence of DA labels did not significantly differ between geriatric and non-geriatric patients (13.5% [341/2522] vs 13.5% [151/1119], P=0.976) [Table]. The absolute and proportional prevalences of the top 10 categories of DA labels (in descending order) for geriatric and non-geriatric patients are shown in Figures 2 and 3, respectively.
 
 

Table. Demographic characteristics, clinical outcomes, and prevalences of drug allergy labels in geriatric and non-geriatric patients
 
 

Figure 2. Absolute prevalences of the top 10 drug allergy labels in geriatric and non-geriatric patients with drug allergy labels (n=492)
 
 

Figure 3. Proportional prevalences of the top 10 drug allergy labels in geriatric and non-geriatric patients with drug allergy labels (n=492)
 
The majority of patients with DA labels were aged ≥65 years (69.3%, 341/492). The male-to-female ratio did not significantly differ between geriatric and non-geriatric groups. Significantly more patients in the geriatric group had DA labels to CVS drugs (15.5% vs 4.6%, P=0.001), while the proportions of other DA labels were similar between the two groups. Patients in the geriatric group had a significantly lower rate of direct discharge from the hospital (73.0% vs 88.1%, P<0.001). The absolute mortality rate tended to be higher among patients in the geriatric group, but this difference was not statistically significant (10.3% vs 6.0%, P=0.123).
 
Discussion
Although the prevalence and consequences of overall ADRs have been extensively investigated, this is the first study to specifically examine the epidemiology and outcomes of geriatric patients with DA labels. In our cohort, 13.5% of all hospitalised geriatric patients had DA labels; the leading causes of DA labels were comparable between geriatric and non-geriatric patients. Notably, there were significantly more labelled DAs to CVS medications and significantly more adverse clinical outcomes in geriatric patients.
 
Adverse drug reactions are defined as any “appreciably harmful or unpleasant reaction” to medications which can occur through various immunological or non-immunological mechanisms.14 Drug allergies or “hypersensitivity reactions” comprise type B (non-dose-related) ADRs, which result from specific immune-mediated responses to a medication. An important problem is that many non-immune-mediated ADRs are often clinically misinterpreted or incorrectly recorded as “allergies”. Although the initial DA reactions may be immunological, genuine allergies may gradually wane and warrant re-evaluation. For example, the vast majority of patients with beta-lactam allergies lose skin testing sensitivity over an interval of 10 years.15 16 Similarly, mild delayed (presumptively T-cell-mediated) reactions do not consistently recur upon re-exposure.17 18 Often, DA labels present in the medical records of geriatric patients have not undergone appropriate allergy testing to verify whether these labels remain accurate. Geriatric patients also have had more time and events to become sensitised or develop ADRs which may be interpreted as allergies; these labels may not be entirely correct for some patients. Overall, our study confirms the presence of the high burden of DA labels in geriatric patients and corresponding worse clinical outcomes (ie, significantly lower rate of direct discharge from the hospital) compared with non-geriatric patients. This highlights the urgent need to expand the availability of allergy testing for this vulnerable population.19 20
 
As expected, beta-lactam antibiotics constituted the leading cause of DA labels in both patient populations in our study (61.5% [131/213] in the geriatric group and 53.4% [47/88] in the non-geriatric group). In Hong Kong, the prevalence of reported beta-lactam antibiotic allergy is approximately 2% with a cumulative incidence approaching 10 per 100 000 population.21 Beta-lactam DA labels are known to have clinically significant consequences including the use of broad-spectrum antibiotics, enhanced microbial resistance, greater number of Clostridium difficile infections, and expansions of multidrug-resistant organisms.10 11 12 In Hong Kong, Chen et al22 found that the prevalence of methicillin-resistant Staphylococcus aureus was 30.1% among older adults living in residential care homes. The presence of DA labels greatly restricts the repertoire of first-line antibiotics for such patients. Beta-lactams remain the most effective first-line treatment for many bacterial infections including methicillin-sensitive Staphylococcus aureus; in agreement with our findings, the unnecessary use of alternatives leads to worse patient outcomes, especially in the vulnerable geriatric population.
 
Furthermore, we observed a significantly greater proportion of reported DAs to CVS drugs among geriatric patients. We postulate that this is related to the substantially greater burden of CVS diseases and exposure to CVS drugs in geriatric patients, compared with other conditions.23 24 As previously mentioned, although greater exposure to CVS drugs theoretically increases the risk of genuine DAs, “allergy” labels could be the result of incorrectly interpreted ADRs. For example, the incidences of angiotensin-converting enzyme inhibitor treatment–related cough and angioedema (non-immune-mediated ADRs) increase with age.25 Regardless of their accuracy, this greater proportion of DA labels to CVS drugs is likely to further restrict therapeutic options and elicit CVS complications in geriatric patients. The accuracies of these labels and their specific effects on CVS complications warrant dedicated studies in the future.
 
This study had some important limitations. First, a higher rate of other adverse clinical outcomes (such as recurrent admissions and mortality) was evident among patients in the geriatric group, although this was not statistically significant. This trend may have constituted a type II statistical analysis error due to inadequate sampling and observational design. Second, we only analysed geriatric and non-geriatric patients with DA labels, although geriatric patients may have worse clinical outcomes regardless of DA status. We were also unable to analyse individual DAs or manifestations within the CVS subgroup. Nonetheless, our findings highlight the vulnerability of this specific geriatric population and emphasise the need for future prospective studies. Third, although all DAs were recorded only after confirmation by the patients’ attending doctors and reported manifestations were screened by an allergist during data collection, we were unable to ascertain the accuracy of the DA labels. Comprehensive evaluations of suspected DAs often require allergological confirmation with skin and/or drug provocation tests, which is especially difficult in frail older adults. A follow-up study to identify the impacts of genuine allergies and incorrectly interpreted adverse clinical outcomes is currently in progress. Lastly, the results of our study were from a single-centre cohort of hospitalised patients and allergy records may have been influenced by local physician practices. Additional multicentre studies, including patients in the ambulatory setting, are needed to corroborate the external validity of our findings.
 
To the best of our knowledge, this is the first report concerning the epidemiology and outcomes of geriatric patients with DA labels. More than 13% of hospitalised geriatric patients had DA labels; the leading causes of reported DAs in these patients were similar to those of non-geriatric patients in the same hospital. We also observed significantly more reported DAs to CVS drugs, as well as worse clinical outcomes (ie, more frequent transfer to convalescent or rehabilitation facilities) among patients in the geriatric group. Additional dedicated studies are required to confirm the burden and accuracy of DA labels among the already-vulnerable geriatric population.
 
Author contributions
Concept or design: PH Li.
Acquisition of data: PH Li.
Analysis or interpretation of data: PH Li, HY Chung.
Drafting of the manuscript: PH Li, CS Lau.
Critical revision of the manuscript for important intellectual content: All authors.
 
All authors had full access to the data, contributed to the study, approved the final version for publication, and take responsibility for its accuracy and integrity.
 
Conflicts of interest
All authors have disclosed no conflicts of interest.
 
Funding/support
This research received no specific grant from any funding agency in the public, commercial, or not-for-profit sectors.
 
Ethics approval
Ethical approval was obtained from HKU/HKW Institutional Review Board of The University of Hong Kong/Hospital Authority Hong Kong West Cluster (HKU/HA HKW IRB), Ref UW 18-669.
 
References
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4. De Martinis M, Sirufo MM, Ginaldi L. Allergy and aging: an old/new emerging health issue. Aging Dis 2017;8:162-75. Crossref
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8. Li PH, Siew LQ, Thomas I, et al. Beta-lactam allergy in Chinese patients and factors predicting genuine allergy. World Allergy Organ J 2019;12:100048. Crossref
9. Mattingly TJ 2nd, Fulton A, Lumish RA, et al. The cost of self-reported penicillin allergy: a systematic review. J Allergy Clin Immunol Pract 2018;6:1649-54.e4. Crossref
10. MacFadden DR, LaDelfa A, Leen J, et al. Impact of reported beta-lactam allergy on inpatient outcomes: a multicenter prospective cohort study. Clin Infect Dis 2016;63:904-10. Crossref
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12. Blumenthal KG, Lu N, Zhang Y, Li Y, Walensky RP, Choi HK. Risk of meticillin resistant Staphylococcus aureus and Clostridium difficile in patients with a documented penicillin allergy: population based matched cohort study. BMJ 2018;361:k2400. Crossref
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17. Mori F, Cianferoni A, Barni S, Pucci N, Rossi ME, Novembre E. Amoxicillin allergy in children: five-day drug provocation test in the diagnosis of nonimmediate reactions. J Allergy Clin Immunol Pract 2015;3:375-80.e1. Crossref
18. Bourke J, Pavlos R, James I, Phillips E. Improving the effectiveness of penicillin allergy de-labeling. J Allergy Clin Immunol Pract 2015;3:365-74.e1. Crossref
19. Chan YT, Ho HK, Lai CK, et al. Allergy in Hong Kong: an unmet need in service provision and training. Hong Kong Med J 2015;21:52-60. Crossref
20. Lee TH, Leung TF, Wong G, et al. The unmet provision of allergy services in Hong Kong impairs capability for allergy prevention-implications for the Asia Pacific region. Asian Pac J Allergy Immunol 2019;37:1-8.
21. Li PH, Yeung HH, Lau CS, Au EY. Prevalence, incidence, and sensitization profile of beta-lactam antibiotic allergy in Hong Kong. JAMA Netw Open 2020;3:e204199. Crossref
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Effect of COVID-19 on delivery plans and postnatal depression scores of pregnant women

Hong Kong Med J 2021 Apr;27(2):113–7  |  Epub 15 Nov 2020
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Effect of COVID-19 on delivery plans and postnatal depression scores of pregnant women
PW Hui, MD, FRCOG; Grace Ma, MHSM (Health Services Management); Mimi TY Seto, MB, BS, MRCOG; KW Cheung, MB, BS, MRCOG
Department of Obstetrics and Gynaecology, Queen Mary Hospital, Pokfulam, Hong Kong
 
Corresponding author: Dr PW Hui (apwhui@hku.hk)
 
 Full paper in PDF
 
Abstract
Introduction: Owing to the coronavirus disease 2019 outbreak Hong Kong hospitals have suspended visiting periods and made mask wearing mandatory. In obstetrics, companionship during childbirth has been suspended and prenatal exercises, antenatal talks, hospital tours, and postnatal classes have been cancelled. The aim of the present study was to investigate the effects of these restrictive measures on delivery plans and risks of postpartum depression.
 
Methods: We compared pregnancy data and the Edinburgh Postpartum Depression Scale (EPDS) scores of women who delivered between the pre-alert period (1 Jan 2019 to 4 Jan 2020) and post-alert period (5 Jan 2020 to 30 Apr 2020) in a tertiary university public hospital in Hong Kong. Screening for postpartum depression was performed routinely using the EPDS questionnaire 1 day and within 1 week after delivery.
 
Results: There was a 13.1% reduction in the number of deliveries between 1 January and 30 April from 1144 in 2019 to 994 in 2020. The EPDS scores were available for 4357 out of 4531 deliveries (96.2%). A significantly higher proportion of women had EPDS scores of ≥10 1 day after delivery in the post-alert group than the pre-alert group (14.4% vs 11.9%; P<0.05). More women used pethidine (6.2% vs 4.6%) and fewer used a birthing ball (8.5% vs 12.4%) for pain relief during labour in the post-alert group.
 
Conclusions: Pregnant women reported more depressive symptoms in the postpartum period following the alert announcement regarding coronavirus infection in Hong Kong. This was coupled with a drop in the delivery rate at our public hospital. Suspension of childbirth companionship might have altered the methods of intrapartum pain relief and the overall pregnancy experience.
 
 
New knowledge added by this study
  • The delivery rate at a public hospital was reduced during the coronavirus disease 2019 (COVID-19) pandemic.
  • Women who delivered in the public hospital had higher Edinburgh Postnatal Depression Scale scores during the coronavirus alert period.
  • A lower rate of non-pharmacological pain relief and a higher rate of pethidine usage were observed during labour.
Implications for clinical practice or policy
  • Obstetricians should be aware of the psychological burden of the COVID-19 outbreak on pregnant women, especially in the immediate postpartum period.
  • Alternative measures and effective intervention should be available to support these women during this pandemic crisis.
 
 
Introduction
The outbreak of coronavirus disease 2019 (COVID-19) leads to a declaration of a serious level of response on 4 January 2020, which was escalated to the emergency level on 25 January 2020.1 2 Corresponding policies were imposed by the Hospital Authority at that time. Visiting periods were suspended, and mask wearing became mandatory in hospitals. In obstetrics, companionship during childbirth was stopped, as were visits to newborns staying with mothers in the postnatal ward. All prenatal exercise, antenatal talks, hospital tours, and postnatal classes were cancelled. The infection continued to spread worldwide, and a pandemic was declared by the World Health Organization on 11 March 2020. The first case of a COVID-19-infected pregnant mother was confirmed on 20 March 2020. The Hong Kong Government has further restricted travel and tightened social distancing and other measures to limit the spread of COVID-19.
 
Increased psychological stress and anxiety levels have been reported in countries with major outbreaks.3 4 As reflected by the Edinburgh Postnatal Depression Scale (EPDS), pregnant women assessed after the declaration of the COVID-19 epidemic had significantly higher rates of depressive symptoms than women assessed before the announcement in China.5 6 Behavioural changes have also been recognised among pregnant women.7 This evolving situation and its concomitant alterations in obstetric care can potentially pose extra psychological stress during the peripartum period.
 
In our university-affiliated tertiary hospital in Hong Kong, screening for women at risk of or having emotional problems is performed for all pregnancies antenatally during a booking visit. Counselling and support are provided by trained midwives and nurses from Comprehensive Child Development Service to those in need. Postpartum depression is routinely assessed after delivery using the validated EPDS.8 9 The aim of the present study was to examine the effect of COVID-19 and its concurrent service adjustments on couples’ obstetric planning and postpartum depression.
 
Methods
This was a retrospective study of the delivery data and EPDS scores of women who delivered at Queen Mary Hospital in Hong Kong from 1 January 2019 to 30 April 2020. Information related to the original number of bookings, actual deliveries, childbirth companionship, basic demographics, mode of delivery, epidural rate, and other methods of pain relief were retrieved from the Clinical Information System and Clinical Data Analysis and Reporting System of the Hospital Authority.
 
Screening for postpartum depression was performed routinely by asking all women to complete the EPDS questionnaire 1 day after delivery. This assessment was conducted again by phone within 1 week after delivery. The EPDS consists of 10 questions with a maximum score of 30 and has a validated Chinese version.9 10 A cut-off of ≥10 was adopted locally. Women with high scores were counselled by a dedicated team of midwives and psychiatric nurses.
 
Comparisons of delivery data and EPDS scores were performed between women who delivered during the pre-alert period (1 Jan 2019 to 4 Jan 2020) and the post-alert period (5 Jan 2020 to 30 Apr 2020). Analysis was performed using SPSS (Windows version 25; IBM Corp, Armonk [NY], United States). Student’s t tests and Chi squared tests were used as appropriate with P<0.05 considered as statistically significant.
 
Results
There were 1997 pregnant women with expected delivery dates between January 2020 and April 2020 booked for delivery at Queen Mary Hospital, as compared with 1869 bookings for the corresponding 4-month period in 2019. However, there was a 13.1% reduction in the number of actual deliveries between 1 January and 30 April, from 1144 in 2019 to 994 in 2020. Fewer than half of the total number of women who originally booked for delivery in our hospital eventually delivered there, and the drop was more profound from February to April 2020. As a result, there were 3577 deliveries from 1 January 2019 to 4 January 2020 (ie, the pre-alert group) and 954 deliveries from 5 January 2020 to 30 April 2020 (ie, the post-alert group).
 
A significantly higher proportion of Chinese women (85.1% vs 81.5%; P<0.05) delivered during the post-alert period, while proportion of women with labour companionship was significantly reduced (21.8% vs 88.8%; P<0.05) compared with the pre-alert period. For pain relief during labour, more women received pethidine injections and fewer women used a birthing ball during the post-alert period. The other parameters were comparable between the two groups (Table 1).
 

Table 1. Background characteristics of women who delivered during the pre-alert (1 Jan 2019 to 4 Jan 2020) and post-alert (5 Jan 2020 to 30 Apr 2020) periods
 
Out of 4531 total deliveries, EPDS scores were available for 4357 (96.2%) 1 day after delivery and 3772 (83.2%) within 1 week after delivery. A significantly higher proportion of women had EPDS scores of ≥10 1 day after delivery in the post-alert group compared with the pre-alert group (14.4% vs 11.9%; P<0.05). This proportion was reduced to 2.9% on the second assessment within 1 week of delivery, at which point the scores became comparable with those of the pre-alert group (2.3%).
 
Compared with the first assessment 1 day after delivery, women in both groups demonstrated significantly lower mean EPDS scores on the second assessment within 1 week (pre-alert group: 4.71 vs 1.36; post-alert group: 4.93 vs 1.42; P<0.01). The mean EPDS scores obtained on both 1 day (4.93 vs 4.71) and within 1 week (1.42 vs 1.36) after delivery were higher following the declaration of alert response, although the difference was statistically insignificant. The monthly mean EPDS score 1 day after delivery was higher during the post-alert period (range, 4.87-4.99) than during the pre-alert period (4.71; 95% confidence interval=4.57-4.85; Table 2).
 

Table 2. EPDS results of women who delivered during the pre-alert and post-alert periods from 1 January 2019 to 30 April 2020
 
Discussion
The present study is the first to report the impact of COVID-19 on obstetric care and postpartum depression in Hong Kong. The delivery rate in public hospitals has dropped dramatically in the post-alert period. This drop has been more profound since February 2020, especially among non-Chinese women. As of 30 April 2020, there had been three confirmed COVID-19 cases in pregnant women in Hong Kong. Although local changes in public health behaviour, social distancing, and isolation have largely contained the local outbreak of COVID-19,2 these policies could disrupt couples’ delivery plans. The reduced delivery rate could represent a shift of childbirth from public hospitals to private ones that did not manage suspected or confirmed COVID-19 patients. Non-Chinese women might have returned to their home countries out of fear of COVID-19. Women who deliver in public hospitals now increasingly have to face the challenge of childbirth without the companionship of family members and complete their hospital stay without visitors. All of these could account for the reduced delivery rate in the public sector.
 
Another important finding was the increased proportion of women with high EPDS scores in the post-alert period. We observed an increase in EPDS scores shortly after delivery during the post-alert period. This aligns with the findings of a multicentre study conducted in China following the announcement of human-to-human transmission.6 The COVID-19 pandemic could cause health anxiety and postpartum depression.7 11 Women of reproductive age in Hong Kong experienced the severe adult respiratory syndrome epidemic in 2002 to 2003. Thus, these women are potentially more stressed than those in other countries. An emergency response was raised in Hong Kong even before the declaration of a pandemic by the World Health Organization. The practice of mask wearing has been widely adopted previously, and supplies have been in huge demand in the past.1 The memories of severe acute respiratory syndrome coupled with the abrupt changes in social behaviour during the post-alert period might have triggered more stress in pregnant women and been reflected in their EPDS scores. Moreover, those who remained in the public system might not have had alternative delivery options elsewhere. Pregnant women are vulnerable to postpartum depression, and early identification and effective intervention from Comprehensive Child Development Service might help to relieve these women’s stress. These adverse effects could also potentially be ameliorated by the provision of online education materials, a lactation support hotline, early postnatal discharge, and family support.
 
Childbirth is a major life event for a family. Companions can provide information about childbirth, bridge communication gaps between healthcare workers and women, and facilitate non-pharmacological pain relief. They can also provide practical support, including encouraging women in labour to move around, providing massages, and holding their hands.12 The overall usage of non-pharmacological pain relief was similar between the pre- and post-alert periods. However, a significantly lower proportion of women used a birthing ball for pain relief during labour in the post-alert period, probably secondary to the suspension of childbirth companionship. Fewer women received childbirth massages, as they are usually provided by companions. Contrary to this, more women needed pethidine injections during labour. This indicates the contributory role of childbirth companionship to women’s overall birthing experience.
 
The present study illustrates the impact of COVID-19 on pregnant women’s delivery plans and the need for attention to their emotional disturbance. This is important information for obstetricians to consider during the revision and adjustment of service provision. Remedial measures like teleconferencing and early postnatal discharge can facilitate speedy recovery from distress. Although we noted increased levels of postnatal depression in the post-alert period, this study was not designed to study the contributory effects of COVID-19, cessation of childbirth companionship, or elimination of visiting hours to postnatal depression. Another limitation is the lack of data on anxiety levels, which could provide a more comprehensive picture of the pregnant women’s emotional health. Moreover, this review is limited to the assessment of women who ultimately delivered in our hospital. Such women might be more adaptive and prepared for the altered environment than those who chose to give birth in the private sector or abroad. As the study was restricted to one public hospital, the findings might not be generalisable to hospitals in other catchment areas, which may have different population characteristics. The policies of restricted gathering and social distancing might affect the arrangements of family celebrations, baby showers, and the cultural practice of ‘doing the month’. It will be of interest to examine whether women’s stress and anxiety levels change during the later postnatal period. Further study is warranted to examine the social and psychological responses of pregnant women during the COVID-19 pandemic.
 
Conclusion
Measures to limit the spread of COVID-19 have resulted in fewer deliveries in our public hospital and more symptoms of postpartum depression. Obstetricians should be aware of these effects on the psychosocial well-being of pregnant women and offer timely intervention to provide stress relief.
 
Author contributions
Concept or design: All authors.
Acquisition of data: PW Hui, G Ma, MTY Seto.
Analysis or interpretation of data: PW Hui.
Drafting of the manuscript: PW Hui.
Critical revision of the manuscript for important intellectual content: All authors.
 
All authors had full access to the data, contributed to the study, approved the final version for publication, and take responsibility for its accuracy and integrity.
 
Conflicts of interest
All authors have disclosed no conflicts of interest.
 
Acknowledgement
The authors thank all midwives and nurses for their contributions to the assessment of postnatal depression in women who delivered at Queen Mary Hospital.
 
Funding/support
This research received no specific grant from any funding agency in the public, commercial, or not-for-profit sectors.
 
Ethics approval
This research has been approved by the Institutional Review Board of the University of Hong Kong/Hospital Authority West Cluster (HKU/HA HKW IRB; Ref UW 20-419).
 
References
1. Leung GM, Cowling BJ, Wu JT. From a sprint to a marathon in Hong Kong. N Engl J Med 2020;382:e45. Crossref
2. To KK, Yuen KY. Responding to COVID-19 in Hong Kong. Hong Kong Med J 2020;26:164-6. Crossref
3. Moghanibashi-Mansourieh A. Assessing the anxiety level of Iranian general population during COVID-19 outbreak. Asian J Psychiatr 2020;51:102076. Crossref
4. Ozamiz-Etxebarria N, Dosil-Santamaria M, Picaza- Gorrochategui M, Idoiaga-Mondragon N. Stress, anxiety, and depression levels in the initial stage of the COVID-19 outbreak in a population sample in the Northern Spain [in English, Spanish]. Cad Saude Publica 2020;36:e00054020. Crossref
5. Wang C, Pan R, Wan X, et al. Immediate psychological responses and associated factors during the initial stage of the 2019 coronavirus disease (COVID-19) epidemic among the general population in China. Int J Environ Res Public Health 2020;17:1729. Crossref
6. Wu Y, Zhang C, Liu H, et al. Perinatal depressive and anxiety symptoms of pregnant women along with COVID-19 outbreak in China. Am J Obstet Gynecol 2020;223:240. e1-9. Crossref
7. Corbett GA, Milne SJ, Hehir MP, Lindow SW, O’Connell MP. Health anxiety and behavioural changes of pregnant women during the COVID-19 pandemic. Eur J Obstet Gynecol Reprod Biol 2020;249:96-7. Crossref
8. Leung WC, Kung F, Lam J, Leung TW, Ho PC. Domestic violence and postnatal depression in a Chinese community. Int J Gynaecol Obstet 2002;79:159-66. Crossref
9. Cox JL, Holden JM, Sagovsky R. Detection of postnatal depression. Development of the 10-item Edinburgh Postnatal Depression Scale. Br J Psychiatry 1987;150:782-6. Crossref
10. Lee DT, Yip SK, Chiu HF, et al. Detecting postnatal depression in Chinese women. Validation of the Chinese version of the Edinburgh Postnatal Depression Scale. Br J Psychiatry 1998;172:433-7. Crossref
11. Rashidi Fakari F, Simbar M. Coronavirus pandemic and worries during pregnancy; a letter to editor. Arch Acad Emerg Med 2020;8:e21.
12. Bohren MA, Berger BO, Munthe-Kaas H, Tunçalp Ö. Perceptions and experiences of labour companionship: a qualitative evidence synthesis. Cochrane Database Syst Rev 2019;(3):CD012449. Crossref

Behavioural insights and attitudes on community masking during the initial spread of COVID-19 in Hong Kong

Hong Kong Med J 2021 Apr;27(2):106–12  |  Epub 25 Mar 2021
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Behavioural insights and attitudes on community masking during the initial spread of COVID-19 in Hong Kong
Victor CW Tam1, SY Tam1, ML Khaw2, Helen KW Law1, Catherine PL Chan3, Shara WY Lee1
1 Department of Health Technology and Informatics, Faculty of Health and Social Sciences, The Hong Kong Polytechnic University, Hong Kong
2 Tasmanian School of Medicine, University of Tasmania, Hobart Tasmania 7001, Australia
3 Department of Otorhinolaryngology, Head and Neck Surgery, Faculty of Medicine, The Chinese University of Hong Kong, Hong Kong
 
Corresponding author: Dr Shara WY Lee (shara.lee@polyu.edu.hk)
 
 Full paper in PDF
 
Abstract
Introduction: Community face mask use during the coronavirus disease 2019 (COVID-19) pandemic has considerably differed worldwide. Generally, Asians are more inclined to wear face masks during disease outbreaks. Hong Kong has emerged relatively unscathed during the initial outbreak of COVID-19, despite its dense population. Previous infectious disease outbreaks influenced the local masking behaviour and response to public health measures. Thus, local behavioural insights are important for the successful implementation of infection control measures. This study explored the behaviour and attitudes of wearing face masks in the community during the initial spread of COVID-19 in Hong Kong.
 
Methods: We observed the masking behaviour of 10 211 pedestrians in several regions across Hong Kong from 1 to 29 February 2020. We supplemented the data with an online survey of 3199 respondents’ views on face mask use.
 
Results: Among pedestrians, the masking rate was 94.8%; 83.7% wore disposable surgical masks. However, 13.0% wore surgical masks incorrectly with 42.5% worn too low, exposing the nostrils or mouth; 35.5% worn ‘inside-out’ or ‘upside-down’. Most online respondents believed in the efficacy of wearing face mask for protection (94.6%) and prevention of community spread (96.6%). Surprisingly, 78.9% reused their mask; more respondents obtained information from social media (65.9%) than from government websites (23.2%).
 
Conclusions: In Hong Kong, members of the population are motivated to wear masks and believe in the effectiveness of face masks against disease spread. However, a high mask reuse rate and errors in masking techniques were observed. Information on government websites should be enhanced and their accessibility should be improved.
 
 
New knowledge added by this study
  • A high mask reuse rate was observed during the initial spread of coronavirus disease 2019 in Hong Kong.
  • Masking errors were observed among 13.0% of the pedestrians wearing surgical masks in this study, while mask reuse was reported by 78.9% of respondents in an online survey.
  • Although official government websites were regarded as reliable, they were less popular than social media for the acquisition of health-related information.
Implications for clinical practice or policy
  • Increased efforts are needed to educate the general public regarding the correct use and handling of masks.
  • Manufacturers are encouraged to provide clear instructions on their packaging and print a symbol on each mask to prevent users from wearing masks inside-out.
  • Because of the popularity of social media, authorities should utilise these platforms as a supplement to their standard websites for better public exposure and communication concerning health-related information.
 
 
Introduction
The rapid and devastating spread of the coronavirus disease 2019 (COVID-19) pandemic caught the global community unprepared and overwhelmed the disease control measures of many nations. Measures deployed in Hong Kong to control the spread of COVID-19 were less stringent than those adopted in other nations; however, they proved to be effective.1 Territory-wide lockdowns, curfews, and the controversial surveillance of smartphone data for contact tracing purposes were all avoided. A recent local study showed that behavioural changes were the key factors associated with limiting the spread of COVID-19 and seasonal influenza.1
 
Community masking by healthy individuals is controversial and opinions on its effectiveness or necessity differ among health authorities worldwide.2 Since the severe acute respiratory syndrome (SARS) epidemic in 2003, the population of Hong Kong has maintained a strong masking culture. Although masking in crowded areas has always been voluntary in Hong Kong, rates of 61% and 79% during the SARS outbreak were recorded in two previous studies.3 4 In the present study, we aimed to explore the masking behaviour of pedestrians in crowded areas, as well as the attitude of the population towards community masking, during the initial spread of COVID-19 in Hong Kong.
 
Methods
Study design
This study protocol was approved by the Human Subjects Ethics Application Review board of The Hong Kong Polytechnic University and complied with the Declaration of Helsinki. The Strengthening the Reporting of Observational Studies in Epidemiology (STROBE) checklist for cross-sectional studies was implemented in the drafting of this article. The study protocol consisted of two parts: an observational study (Part 1) and an online survey (Part 2).
 
Part 1: Observational study approach
The masking behaviour of pedestrians in Hong Kong was observed between 1 and 29 February 2020. Eleven well-populated locations across Hong Kong were selected for observation. Observation sites on the main street of each location were chosen based on pedestrian throughput, and the ability to observe pedestrians in a clear, unhindered manner without interrupting the flow of traffic. Three observation sessions per day were conducted at 12:00-14:30 (lunch time), 14:30-17:00 (afternoon), and 17:00-19:30 (evening). To reduce selection bias, the location and observation times were randomly preselected on the evening before each study by drawing two sets of shuffled opaque envelopes containing the session time and locations.
 
On days with sufficient rain to warrant umbrella use, further observations were terminated. The data collected until the occurrence of rain were included for analysis. One observer was allocated to each session and the following data were collected: frequency of masking, type of mask worn, and number and type of erroneous masking practices. Only pedestrians walking in one direction were observed to prevent duplicate counting. The criteria for seven common types of masking errors were based on deviations from the surgical mask use guidelines published by the Hong Kong Centre for Health Protection.5 The definitions for masking errors were standardised before the study by consensus among the observers after a field test.
 
Part 2: Online survey approach
Members of the Hong Kong population were included in an online survey of behaviour and views on community masking, which was conducted between 23 March and 14 April 2020. Consent was implied in the voluntary participation and completion of the survey. Personal information was not collected; however, demographic details (eg, age, gender, education level, and whether the respondents were healthcare students or professionals [HCSPs]) were recorded. Short-term visitors were excluded by targeting only respondents who had lived in Hong Kong for the preceding 6 months.
 
A link to the online survey was distributed via various means such as social media and email. The survey required approximately 5 minutes to complete. A 5-point Likert scale was used to grade respondents’ perceptions of mask efficacy for protection and the prevention of community spread, evaluation of mask performance, and confidence in mask selection and correct use of mask. Respondents were also asked about mask reuse habits and storage, and information sources for COVID-19–related health matters, including their perceived reliability of those sources. A sample questionnaire is shown in the online supplementary Appendix.
 
Statistical analysis
Statistical analysis was performed by an independent statistician using IBM SPSS Statistics (Windows version 21.0, IBM Corp. Armonk [NY], United States). Univariate logistic regression and univariate ordinal regression were used to explore associations with binary and ordinal outcomes, respectively. Crude odds ratios (ORs) for each demographic variable were calculated from univariate analysis. Multivariate regression analyses were then performed, including all demographic variables, and the adjusted OR was estimated for each demographic variable. Descriptive statistics were used to provide an overview of the observations; the findings of regression analysis were presented as ORs and 95% confidence intervals (CIs). A P value of <0.05 was considered statistically significant.
 
Results
Part 1: Observational study
In total, 10 211 pedestrians were observed over 25 sessions. The masking rate was 94.8%; most pedestrians wore disposable surgical masks (83.7%), and a small number wore N95 respirators (0.7%). The remaining pedestrians wore an assortment of face masks made of fabric or neoprene rubber; a few wore gas masks.
 
Among pedestrians wearing surgical masks, masking errors were observed in 1113 (13.0%) individuals (Table 1). The most common errors observed included: mask worn too low, exposing the nostrils and mouth (42.5%), or mask worn inside-out/upside-down (35.5%). A less common but serious error was the absence of hand hygiene after touching their masks (16.4%).
 

Table 1. Masking errors observed among pedestrians in Hong Kong
 
Part 2: Online survey
A total of 3199 respondents completed the survey. Data from 74 non-residents were excluded, and the remaining 3125 responses were analysed. Female respondents comprised a larger proportion (65.7%), education status was at diploma level or above for 76.9% of the respondents, and 18.6% were HCSPs (Table 2).
 

Table 2. Demographic characteristics of online survey respondents in Hong Kong
 
Views on face mask performance
Most online respondents were confident of using a face mask correctly (96.9%) and believed in its efficacy for protection (94.6%) and the prevention of community spread (96.6%). Most respondents indicated that they clearly understood the functions of the different types of masks available (83.6%) and were confident of their ability to evaluate those masks (77.1%). Multivariate ordinal regression analyses showed that HCSPs were associated with greater confidence (OR=1.62; 95% CI=1.34-1.95; P<0.001) of using a face mask correctly; while increasing age was associated with lower confidence (OR=0.87; 95% CI=0.81-0.94; P<0.001 for each successive age-group). However, no significant associations were found with education level or gender.
 
Reuse of mask
In all, 78.9% of the respondents reused their face masks and stored them using a variety of methods: between tissue papers (74.1%), in paper envelopes (46.5%), in plastic bags (22.9%), left on table (6.5%), and in plastic containers (6.0%) [Table 3]. Multivariate logistic regression analyses concerning reuse of face masks showed greater likelihood among respondents with higher education level (OR=1.14; 95% CI=1.05-1.24; P=0.003 for each successive education level), older age (OR=1.48; 95% CI=1.35-1.62; P<0.001 for each successive age-group), and HCSP status (OR=1.61; 95% CI=1.26-2.07; P<0.001). Gender was not associated with mask reuse.
 

Table 3. Mask reuse and storage among online survey respondents in Hong Kong
 
Sources of health information
More respondents reported the acquisition of information on mask usage via social media (65.9%) and online newspapers (47.9%), compared with official government websites (23.2%) [Table 4]. Ratings for reliability were highest for government websites (69.9%), followed by online (64.6%) and printed (64.5%) newspapers (Table 5).
 

Table 4. Sources of health information among online survey respondents in Hong Kong
 

Table 5. Perceived reliability of sources of health information among online survey respondents in Hong Kong
 
Subanalysis of healthcare students or professionals
Compared with other respondents, HCSPs had a better understanding of mask types and indications for each type (multivariate ordinal regression: OR=1.93; 95% CI=1.60-2.34; P<0.001). They were more likely to choose surgical masks (multivariate logistic regression: OR=2.43; 95% CI=1.04-5.72; P=0.041) and less likely to choose N95 respirators (OR=0.54; 95% CI=0.44-0.68; P<0.001) for community use. They were also more likely to reuse their face masks (OR=1.61; 95% CI=1.26-2.07; P<0.001) and store them between tissues (OR=1.80; 95% CI=1.47-2.21; P<0.001), but less likely to use paper envelopes (OR=0.80; 95% CI=0.65-0.98; P=0.030).
 
Discussion
Our study investigated pedestrian mask use and public perceptions of community masking during the initial spread of COVID-19 in Hong Kong. The masking rate was high, and the public was confident in mask efficacy for protection and the prevention of community spread. Most pedestrians wore a surgical mask, but a small proportion of these masks were worn incorrectly. Surprisingly, the mask reuse rate was high, and varying methods were used for storage. Although government websites were considered reliable, social media was more popular as the source of information regarding masking and health-related matters.
 
Face mask use in Hong Kong: general perceptions and behaviours
Population-level behavioural insights are essential for coordinating an effective and coherent infection control strategy.6 Previous events and disease outbreaks have considerably influenced the masking culture in Hong Kong. Similar to covering up when coughing or sneezing, wearing a mask in the community or workplace when unwell became a part of recent social etiquette following the SARS outbreak. During the SARS epidemic, a public hospital became a source of community spread, prompting the government to enforce and promote community protective behaviour thereafter, particularly in public hospitals. These efforts included strong recommendations for hospital visitors to wear masks, as well as the widespread availability of hand sanitisers in strategic areas. Whilst evidence supporting these practices remains controversial, these recommendations have positively influenced the attitude and behaviour of the general public towards mass masking and hand hygiene for protection during disease outbreaks. These events may explain the high voluntary masking rate that we have recorded in this study. A high masking rate was also previously noted during the SARS outbreak in Hong Kong.2 3 Notably, face masks are also commonly used to protect against air pollution, particularly during hazy weather and within high traffic areas.
 
The issue of community masking was controversial particularly during the early stages of the COVID-19 pandemic, such that conflicting recommendations were issued by various health authorities and public figures worldwide. At the time of this study, the World Health Organization recommended against community masking because of insufficient evidence regarding its effectiveness, the potential for a false sense of security, and the stressed supply of surgical masks for hospital use.7 However, this stance on effectiveness should have been considered in the context of clinical outcome studies,8 which were based largely on the spread of influenza and would not necessarily be applicable to the spread of COVID-19. Furthermore, reports of disease spread involving pre-symptomatic carriers of COVID-19 were not considered.
 
Although the surgical mask was originally designed for the protection of patients during surgery, its role in reducing wound infection is not fully established and has been contentious.9 The rationale for masking later shifted to protection for the wearer, although evidence to support this perspective is equally tenuous.10 Under standardised simulated conditions, laboratory studies have shown that surgical masks are effective in limiting both inbound and outbound transmission of aerosol particles.11 Thus, wearing a face mask will limit the spread of droplets during coughing or sneezing from both symptomatic and asymptomatic carriers; it will also protect the mucosa of the nostrils and mouth of the wearer from droplets and aerosols.12 Contrary to the claims by the World Health Organization7 that wearing a mask may create a false sense of security leading to the abandonment of other protective behaviours, voluntary mask use in crowded areas was shown to encourage protective behaviour and performance of hand hygiene.13 The high masking rate in Hong Kong may be an intangible factor that enabled indirect control of community spread by preventing viral shedding from asymptomatic carriers. Multiple clusters of infections have occurred in locations with poor masking or social distancing,14 15 suggesting that these measures are important. Since April 2020, the World Health 16 has updated its guidelines to recommend the use of non-medical masks among the general public when there is a limited capacity to implement other containment measures.
 
Errors, reuse, and storage
A substantial proportion of pedestrians (13.0%) wore their surgical face masks incorrectly, which may have limited the protective efficacy of these masks. Most commonly, they were worn too low, ‘upside-down’ or ‘inside-out’. A surgical mask consists of an inner water-absorbing layer and an outer water-repelling filter, which are horizontally pleated to create rows of gutters for expansion and to catch moisture. A mask worn inside-out accumulates moisture on the facial side, which is uncomfortable. This increases the likelihood that users will touch and rub their faces, leading to self-contamination or temporary mask removal. Additionally, a mask worn inside-out may trap droplets from surrounding people within the outward-facing water-absorbing layer. A mask worn too low on the face exposes the nostrils or mouth, which are mucosal surfaces vulnerable to droplets and airborne contamination. Although unlikely, this error may arise from semantics—the Chinese term for ‘face mask’ literally means ‘mouth cover’, which may have misled users into believing that this type of coverage was its sole purpose. We examined the packaging of various brands of surgical masks sold locally and found that very few provided instructions for correct use. Instructions were previously considered unnecessary because surgical masks were intended for use by HCSPs; however, many users now are members of the general public. Manufacturers are encouraged to provide clear instructions on their packaging and print a symbol on each mask to prevent users from wearing masks inside-out.
 
We were alarmed by the high reuse rate of disposable masks. Some reasons were obvious, such as a supply shortage, compounded by panic buying that leads to price inflation. However, the masking rate might have been lower if the masks were not reused. Many users were probably aware that the masks should not be reused, but our findings should serve as a ‘reality check’.17 Surprisingly, mask reuse was more common among HCSPs; this may have been related to greater confidence in their ability to handle a potentially contaminated mask, as well as the belief that the causative virus (severe acute respiratory syndrome coronavirus 2) will degrade on non-living surfaces over time.18 Although there is no evidence of increased disease spread, the potential for contamination from poor handling is obvious.
 
Various mask storage methods, such as within tissue papers, in paper envelopes, in plastic bags, and in containers, were described. Recent evidence suggests that the severe acute respiratory syndrome coronavirus 2, which causes COVID-19, is more stable on smooth non-porous surfaces; thus, it may be safer to store masks in paper material (eg, tissues or envelopes) where it will dry effectively.18 19 It has also been reported that the virus can be inactivated at 70°C in approximately 5 to 30 minutes.18 20 This information will be useful should the reuse of surgical masks be necessary during an exceptional shortage; moreover, input from infectious disease experts on the appropriate handling techniques is likely to provide considerable value. Recently, Hong Kong residents were issued reusable face masks with antimicrobial properties for community use.19 21 Despite the high cost of such masks, this may be the solution to face mask shortage issues; it may also preserve medical face masks for hospital use, as recommended by the World Health Organization.16
 
Sources of information regarding face masks
Social media was the most common source of health information but was regarded as the least reliable source. Although official government websites were regarded as the most reliable sources, many respondents chose convenience over perceived reliability when sourcing health information. However, the potential for misinformation is an important concern and conflicting advice may create distrust, thereby interfering with the establishment of a coherent response to the pandemic. Because of the popularity of social media, authorities should utilise these platforms as a supplement to their standard websites for better public exposure and communication concerning health-related information. There is a clear need to address the issues that we have identified. Correct masking technique will reduce wastage and prevent self-contamination through mishandling.
 
Limitations
There were several limitations to this study. First, because of its observational nature, we were unable to determine why some pedestrians did not wear masks (eg, whether this was related to availability or choice). Second, our findings may not be sufficiently representative of other less crowded areas in Hong Kong. Third, the respondents to our online survey were limited to those with internet access, which might have prevented inclusion of individuals who were older, less educated, or more vulnerable. Telephone and face-to-face interviews may provide sufficient data concerning older people and individuals with low socio-economic status. Lastly, we did not identify the respondents of our survey; thus, multiple responses could have been submitted by some users. Nevertheless, this is the largest behavioural study thus far to explore some of the issues on the use of face masks during the initial spread of COVID-19 in Hong Kong.
 
Conclusion
This study provided behavioural insights and attitudes on community masking in a region that has successfully managed the initial spread of COVID-19 through a combination of public health and behavioural interventions. Members of the Hong Kong population are highly motivated to engage in masking practices and believe in its effectiveness for protection and the prevention of disease spread. However, a high face mask reuse rate and incorrect masking techniques were observed. Information on government websites should be enhanced and linked to social media to improve accessibility and provide suitable guidance for the general public.
 
Author contributions
Concept or design: VCW Tam, CPL Chan, HKW Law, SWY Lee.
Acquisition of data: VCW Tam, HKW Law, SWY Lee.
Analysis or interpretation of data: VCW Tam, SWY Lee.
Drafting of the manuscript: VCW Tam, SY Tam, ML Khaw, SWY Lee.
Critical revision of the manuscript for important intellectual content: All authors.
 
All authors had full access to the data, contributed to the study, approved the final version for publication, and take responsibility for its accuracy and integrity.
 
Conflicts of interest
All authors have disclosed no conflicts of interest.
 
Acknowledgement
We thank Miss Abbie Chan, Department of Health Technology and Informatics, The Hong Kong Polytechnic University, for her assistance in data collection throughout the study; Mr Alex Nicol for his professional advice with manuscript preparation and statistical analysis; and Dr Wai-kwong Poon for his expert advice with research design and manuscript revision.
 
Declaration
A letter reporting preliminary findings of part of the present study was published in Tam VC, Tam SY, Poon WK, Law HK, Lee SW. A reality check on the use of face masks during the COVID-19 outbreak in Hong Kong. EClinicalMedicine. 2020 Apr 24;22:100356. https://doi.org/10.1016/j.eclinm.2020.100356
 
Funding/support
This research received no specific grant from any funding agency in the public, commercial, or not-for-profit sectors.
 
Ethics approval
This study was approved by the Human Subjects Ethics Application Review Board of Hong Kong Polytechnic University (Ref HSEARS20200213002-01). Participation in the survey was voluntary, and consent was implied from completion of the survey.
 
References
1. Cowling BJ, Ali ST, Ng TW, et al. Impact assessment of non-pharmaceutical interventions against coronavirus disease 2019 and influenza in Hong Kong: an observational study. Lancet Public Health 2020;5:e279-88. Crossref
2. Cheng KK, Lam TH, Leung CC. Wearing face masks in the community during the COVID-19 pandemic: altruism and solidarity. Lancet 2020 Apr 16. Epub ahead of print. Crossref
3. Leung GM, Quah S, Ho LM, et al. A tale of two cities: community psychobehavioral surveillance and related impact on outbreak control in Hong Kong and Singapore during the severe acute respiratory syndrome epidemic. Infect Control Hosp Epidemiol 2004;25:1033-41. Crossref
4. Tang CS, Wong CY. Factors influencing the wearing of facemasks to prevent the severe acute respiratory syndrome among adult Chinese in Hong Kong. Prev Med 2004;39:1187-93. Crossref
5. Centre for Health Protection, Department of Health, Hong Kong SAR Government. Use mask properly. 2015. Available from: https://www.chp.gov.hk/files/pdf/use_mask_properly.pdf. Accessed 12 Aug 2020.
6. Sadique MZ, Edmunds WJ, Smith RD, et al. Precautionary behavior in response to perceived threat of pandemic influenza. Emerg Infect Dis 2007;13:1307-13. Crossref
7. World Health Organization. Advice on the use of masks in the context of COVID-19: interim guidance. 5 June 2020. Available from: https://apps.who.int/iris/bitstream/handle/10665/332293/WHO-2019-nCov-IPC_Masks-2020.4-eng.pdf. Accessed 5 Jun 2020.
8. Orr NW. Is a mask necessary in the operating theatre? Ann R Coll Surg Engl 1981;63:390-2.
9. Romney MG. Surgical face masks in the operating theatre: re-examining the evidence. J Hosp Infect 2001;47:251-6. Crossref
10. Lipp A. The effectiveness of surgical face masks: what the literature shows. Nurs Times 2003;99:22-4.
11. van der Sande M, Teunis P, Sabel R. Professional and home-made face masks reduce exposure to respiratory infections among the general population. PloS One 2008;3:e2618. Crossref
12. Leung NH, Chu DK, Shiu EY, et al. Respiratory virus shedding in exhaled breath and efficacy of face masks. Nat Med 2020;26:676-80. Crossref
13. Wada K, Oka-Ezoe K, Smith DR. Wearing face masks in public during the influenza season may reflect other positive hygiene practices in Japan. BMC Public Health 2012;12:1065. Crossref
14. Centre for Health Protection, Department of Health, Hong Kong SAR Government. CHP investigates 10 additional cases of novel coronavirus infection. 2020. Updated 9 Feb 2020. Available from: https://www.info.gov.hk/gia/general/202002/09/P2020020900704p.htm. Accessed 20 Mar 2020.
15. Centre for Health Protection, Department of Health, Hong Kong SAR Government. CHP investigates 43 additional cases of COVID-19. 2020. Updated 26 Mar 2020. Available from: https://www.info.gov.hk/gia/general/202003/26/P2020032600765p.htm. Accessed 10 Apr 2020.
16. World Health Organization. Advice on the use of masks in the community, during home care and in health care settings in the context of the novel coronavirus (2019-nCoV) outbreak: interim guidance, 29 January 2020. Available from: https://apps.who.int/iris/handle/10665/330987. Accessed 17 Aug 2020.
17. Tam VC, Tam SY, Poon WK, Law HK, Lee SW. A reality check on the use of face masks during the COVID-19 outbreak in Hong Kong. EClinicalMedicine 2020;22:100356. Crossref
18. Chin AW, Chu JT, Perera MR, et al. Stability of SARS-CoV-2 in different environmental conditions. Lancet Microbe 2020;1:e10. Crossref
19. van Doremalen N, Bushmaker T, Morris DH, et al. Aerosol and surface stability of SARS-CoV-2 as compared with SARS-CoV-1. N Engl J Med 2020;382:1564-7. Crossref
20. Nathan N. Waste not, want not: re-usability of N95 masks. Anesth Analg 2020;131:3. Crossref
21. Hong Kong SAR Government. Government to distribute free reusable masks to all citizens. 2020. Updated 5 May 2020. Available from: https://www.info.gov.hk/gia/general/202005/05/P2020050500692.htm. Accessed 3 Aug 2020.

Findings from the first public COVID-19 temporary test centre in Hong Kong

Hong Kong Med J 2021 Apr;27(2):99–105  |  Epub 1 Apr 2021
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE  CME
Findings from the first public COVID-19 temporary test centre in Hong Kong
Will LH Leung, MB, ChB, FHKAM (Family Medicine)1; Ellen LM Yu, BSc (Stat & Fin), MSc (Epi & Biostat)2; SC Wong, MNurs3; M Leung, PhD4; Larry LY Lee, MB, BS (NSW), FHKAM (Emergency Medicine)5; KL Chung, MB, BS, FHKAM (Emergency Medicine)6; Vincent CC Cheng, MB, BS, MD7
1 Department of Family Medicine and Primary Health Care, Kowloon West Cluster, Hospital Authority, Hong Kong
2 Clinical Research Centre, Princess Margaret Hospital, Hong Kong
3 Infection Control Team, Queen Mary Hospital, Hong Kong West Cluster, Hospital Authority, Hong Kong
4 Central Nursing Department, Hospital Authority, Hong Kong
5 Department of Accident and Emergency, Tin Shui Wai Hospital, Hong Kong
6 Quality & Safety Division, Hospital Authority, Hong Kong
7 Department of Microbiology, Queen Mary Hospital, Hong Kong
 
Corresponding author: Dr Will LH Leung (llh864@ha.org.hk)
 
 Full paper in PDF
 
Abstract
Introduction: The Hospital Authority of Hong Kong Special Administrative Region established a coronavirus disease 2019 (COVID-19) temporary test centre at the AsiaWorld-Expo from March 2020 to April 2020, which allowed high-risk individuals to undergo early assessment of potential severe acute respiratory syndrome coronavirus 2 (SARS-CoV-2) infection. This study reviewed the characteristics and outcomes of individuals who attended the centre for COVID-19 testing.
 
Methods: This retrospective cross-sectional study collected epidemiological and clinical data. The primary outcome was a positive or negative SARS-CoV-2 test result, according to reverse transcription polymerase chain reaction analyses of pooled nasopharyngeal and throat swabs collected at the centre. The relationships of clinical characteristics with SARS-CoV-2 positive test results were assessed by multivariable binary logistic regression.
 
Results: Of 1258 attendees included in the analysis, 86 individuals tested positive for SARS-CoV-2 infection (positivity rate=6.84%; 95% confidence interval [CI]=5.57%-8.37%). Of these 86 individuals, 40 (46.5%) were aged 15 to 24 years and 81 (94.2%) had a history of recent travel. Symptoms were reported by 86.0% and 96.3% of individuals with positive and negative test results, respectively. The clinical characteristics most strongly associated with a positive test result were anosmia (adjusted odds ratio [ORadj]=8.30; 95% CI=1.12-127.09) and fever (ORadj=1.32; 95% CI=1.02-3.28).
 
Conclusion: The temporary test centre successfully helped identify individuals with COVID-19 who exhibited mild disease symptoms. Healthcare providers should carefully consider the epidemiological and clinical characteristics of COVID-19 to arrange early testing to reduce community spread.
 
 
New knowledge added by this study
  • A temporary test centre during the coronavirus disease 2019 (COVID-19) pandemic was effective for the identification of severe acute respiratory syndrome coronavirus 2 (SARS-CoV-2) infection among individuals who exhibited mild disease symptoms.
  • At the temporary test centre at AsiaWorld-Expo, a greater proportion of infected individuals were aged 15 to 24 years (46.5%), compared with the proportion (26.7%) in a previously described age-matched population in Hong Kong, presumably because of the targeted testing strategy used at the centre.
  • In our relatively healthy population of individuals with mild disease symptoms and epidemiological linkage to COVID-19, 6.84% had positive test results.
Implications for clinical practice or policy
  • In some individuals, COVID-19 causes mild initial symptoms despite its high infectivity; thus, there is a need for early identification of individuals with SARS-CoV-2 who exhibit mild symptoms.
  • The temporary test centre was successful in identifying infected individuals in a large-scale, high-turnover setting, thereby reducing the testing burden in secondary and tertiary healthcare facilities.
  • Gatekeeping healthcare providers should carefully consider the epidemiological and clinical manifestations of COVID-19 and be vigilant in arranging appropriate early testing to reduce community spread.
 
 
Introduction
Patients with coronavirus disease 2019 (COVID-19), including those with mild or no symptoms, may readily transmit the disease given the high person-to-person infectivity in the latent period of COVID-19; this transmission could threaten public health.1 Severe acute respiratory syndrome coronavirus 2 (SARS-CoV-2), the causative virus of COVID-19, replicates efficiently in the upper respiratory tract and appears to cause delayed onset of symptoms; therefore, COVID-19 poses considerable challenges to the health system.2 3 Thus, there is a need to rapidly identify infected individuals who exhibit only mild symptoms. In March to April 2020, the Hospital Authority, Hong Kong, established a temporary test centre (TTC) at the AsiaWorld-Expo (AWE), which is within the Hong Kong International Airport complex on Lantau Island. The AWE TTC offered tests for individuals with mild symptoms among those arriving at the airport, as well as those engaged in home quarantine in Hong Kong, for the early detection of SARS-CoV-2 infection that could be managed by early isolation and intervention.4 Asymptomatic individuals were tested at a different facility within AWE operated by the Department of Health. This study reviewed the characteristics and outcomes of individuals who attended the AWE TTC for COVID-19 testing.
 
Methods
This retrospective cross-sectional study evaluated the characteristics and outcomes of individuals who attended the AWE TTC during its operation from 20 March 2020 to 19 April 2020. All individuals who attended the AWE TTC were included, with the exception of patients who were transferred out of the AWE TTC to accident and emergency departments before they could undergo COVID-19 testing. Infection control measures implemented at the AWE TTC were reported previously.5 Ethics approval was obtained from the Kowloon West Cluster Research Ethics Committee, Hospital Authority.
 
Clinical characteristics assessed in this study were fever, chills, cough, runny nose, sore throat, vomiting, diarrhoea, fatigue, myalgia, headache, anosmia, history of hypertension, history of diabetes mellitus, history of chronic respiratory disease, and history of malignancy. Epidemiological parameters assessed in this study were age, sex, district of residence, travel history, occupational exposure, contact history, and clustering history. These data were collected using a standard clinical assessment template by duty medical officers in the Clinical Management System of the Hospital Authority. The primary outcome was positive or negative SARS-CoV-2 test results, according to reverse transcription polymerase chain reaction analyses of pooled nasopharyngeal and throat swabs collected at the AWE TTC.
 
The positivity rate with 95% confidence interval (CI) was calculated. Demographic and clinical characteristics of individuals with positive and negative test results were compared using Pearson’s Chi squared test, Fisher’s exact test, or the Mann-Whitney U test, as appropriate. Adjusted odds ratios with 95% Wald CIs were derived using multivariable binary logistic regression to assess the associations of clinical characteristics with SARS-CoV-2 positive test results. Partially standardised beta coefficients were used to compare the strengths of associations between individual clinical characteristics and SARS-CoV-2 test results; a greater absolute value of the partially standardised beta coefficient was indicative of a stronger association. Ridge regression was performed to implement penalisation for management of the sparse data bias elicited by the low prevalences of some clinical characteristics.6 7 The tuning parameter λ was identified as the optimal value that resulted in minimal error via 10-fold cross-validation; as the tuning parameter λ became larger, the estimated odds ratio decreased towards a value of 1. Bootstrapping was used to construct 95% CIs with 100 bootstrap replications. Statistical analyses were performed using R version 3.6.1 with “glmnet” and “boot” packages. A P value of <0.05 was considered statistically significant.
 
Results
In total, 1286 individuals attended the AWE TTC for COVID-19 testing (Table 1). Of these 1286 attendees, 1258 were included in the analysis after the exclusion of three attendees with important missing data and 25 attendees who were immediately referred to regional accident and emergency departments because of severe symptoms requiring investigation or therapy beyond the capacity of the AWE TTC. These severe symptoms included shortness of breath (n=8); high fever (n=5); chest discomfort (n=5); acute gastrointestinal symptoms (n=4); and acute ear, nose, throat symptoms (n=3). Finally, 1242 individuals were involved in the analysis because 16 individuals attended the AWE TTC twice due to ongoing or changing symptoms; the remaining 1226 individuals attended the AWE TTC only once for testing. Among the 1258 included tests, five showed indeterminate results during the first sampling, while subsequent re-tests revealed negative results; thus, there were 86 positive SARS-CoV-2 results with a positivity rate of 6.84% (95% CI=5.57%-8.37%). During the study period, the maximum number of attendees (n=79) was recorded on 30 March 2020 and the highest daily number of positive test results (n=8) was recorded on 6 April 2020. Attendees with positive test results were all admitted to public hospitals through central coordination for further clinical assessment and treatment.
 

Table 1. Demographic and clinical characteristics of attendees at the AsiaWorld-Expo temporary testing centre (n=1258)*
 
Most attendees were aged 15 to 24 years (740/1258, 58.8%). Furthermore, most attendees (n=1190, 94.6%) were incoming travellers from the United Kingdom, the United States, Canada, Australia, and other parts of the world (Table 2). A history of travel to the United Kingdom was significantly associated with positive test results (69.8% of positive test results vs 51.9% of negative test results; P=0.001). Cluster or contact history was reported by 32.6% of attendees with positive test results and 10.7% of attendees with negative test results (P<0.001). The most frequently reported symptoms among all attendees were cough (60.8%), sore throat (46.9%), and runny nose (34.6%). Symptoms were reported by 86.0% and 96.3% of individuals with positive and negative test results, respectively.
 

Table 2. Travel histories of attendees at the AsiaWorld-Expo temporary testing centre*
 
The clinical characteristics most strongly associated with a positive test result were anosmia (ridge regression adjusted odds ratio [ORadj]=8.30; 95% CI=1.12-127.09) and fever (ORadj=1.32; 95% CI=1.02-3.28) [Table 3]. Sore throat was significantly associated with a negative test result (ORadj= 0.86; 95% CI=0.36-0.99). Other characteristics (ie, cough, runny nose, fatigue, headache, myalgia, vomiting, chills, and diarrhoea) did not show significant associations with positive or negative test results, according to ridge regression analysis.
 

Table 3. Associations of clinical characteristics of attendees at the AsiaWorld-Expo temporary testing centre with SARS-CoV-2-positive test results: multivariable regression analyses
 
Discussion
To the best of our knowledge, this is the first study in Hong Kong to explore the clinical characteristics of attendees at a public TTC established by the Hospital Authority in response to a worldwide pandemic. Early identification and early containment have been critical strategies adopted by the Centre for Health Protection, Hong Kong to address the pandemic. Locally, the first imported case in an individual with a history of travel outside mainland China was reported on 4 March 2020. This was followed by a large number of imported cases involving returning travellers, including 245 students from the United Kingdom and the United States who had positive test results; the maximum number of cases (n=65) was reported on 27 March 2020.8 The establishment of a TTC was a crucial public health intervention to address the influx of returning overseas travellers during the worldwide spread of COVID-19 beginning in March 2020. Given the potential transmission of COVID-19 among individuals with relatively mild clinical symptoms, early identification of SARS-CoV-2 infection by reverse transcription polymerase chain reaction testing is crucial for reducing disease spread.9 The AWE TTC was equipped with extensive testing capacity for the target population of individuals with mild disease symptoms.
 
Among AWE TTC attendees, the majority of positive test results were recorded in young individuals (aged 15-24 years; 40 of 86 cases), who comprised 46.5% of total attendees with positive test results. Notably, this proportion was greater than the proportion reported by the Centre for Health Protection concerning individuals in the same age-group (289 of 1084 cases; 26.7%) among all COVID-19 cases in Hong Kong during the study period. This is potentially attributable to the targeted testing strategy that focused on incoming overseas students, which was implemented after the Hong Kong Government announced compulsory testing and quarantine for all arriving travellers beginning on 19 March 2020.10 We previously reported that most individuals could be tested on-site; moreover, the AWE TTC fulfilled its gatekeeping role by reducing the number of hospital admissions by 36 patients per day during its 31 days of operation.5
 
Primary care providers and emergency physicians have performed important gatekeeping roles in the early identification of individuals with COVID-19. However, a local Family Physician survey revealed that this gatekeeping task is challenging because of the non-specific and mild disease manifestations in many individuals with SARS-CoV-2 infections.11 In Hong Kong, among 1084 confirmed cases reported between January 2020 and May 2020, symptoms were reported by 859 (79.2%) affected patients. The five most common symptoms reported by Hong Kong patients with COVID-19 included cough (436, 50.8%), fever (428, 49.8%), sore throat (174, 20.3%), headache (98, 11.4%), and runny nose (97, 11.3%). The remaining 225 patients (20.8%) were asymptomatic.8 An early study of 41 patients in Wuhan, published in January 2020, revealed that the most common symptoms at onset of illness were fever (98%), cough (76%), and myalgia or fatigue (44%).12 A multicentre study in Shanghai reported that the most common symptoms among 1004 patients with positive test results were fever (84%), cough (62%), and fatigue (25%).13 Our study reviewed the clinical characteristics and outcomes of relatively healthy individuals in Hong Kong whose demographic characteristics were similar to those of the general practice population; we found that the three most common symptoms among infected individuals were cough, fever, and sore throat (Table 1), consistent with the findings in a local study by the Centre for Health Protection.6 In addition to the usual upper respiratory tract symptoms, our results showed that fever and anosmia were strongly associated with positive test results. These findings provide important guidance for gatekeeping physicians to carefully consider symptoms such as anosmia (a relatively uncommon symptom in primary care consultations), which was present in 22.1% of our attendees with positive test results and only 0.3% of attendees with negative test results. Evidence of such symptoms should alert clinicians to the potential presence of COVID-19. A study performed in South Korea revealed that acute olfactory disturbance was present in 15.3% of patients (488/3191) in the early stage of COVID-19. Its prevalence was significantly more common among female patients and younger individuals (P=0.01 and P<0.001, respectively).14 A study performed in the Netherlands showed that anosmia was present in 47% of individuals with positive test results and was strongly associated with SARS-CoV-2 positivity (odds ratio=23.0; 95% CI=8.2%-64.8%).15 In our study, the ORadj for anosmia was 8.30 (95% CI=1.12-127.09), indicating a strong association between anosmia and a positive test result. However, this result should be interpreted cautiously, considering the potential for over- or under-reporting of the symptom at a cross-sectional encounter, the co-existence of other conditions that may lead to olfactory disturbance, and the timing of illness presentation. The probability of identifying an infected individual depends on the incubation period and the proportion of individuals with subclinical disease.16 Symptoms alone might not be reliable for diagnosis. Early testing is critical for the early identification of both symptomatic and asymptomatic individuals. This approach has been particularly essential with worsening disease spread, which has required stricter infection control measures since July 2020.17 18
 
Of the 1286 AWE TTC attendees, 25 (1.94%) with severe symptoms were immediately transferred to the accident and emergency departments; these attendees did not undergo testing at the AWE TTC. The inclusion and exclusion criteria used in this TTC could be useful for planning and implementation efforts (in terms of referral criteria) if similar centres must be established in future emergency circumstances. Notably, this type of centre is considered safe and efficient for screening to reduce community disease spread19 and could be more readily implemented to manage an infectious disease, compared with vaccination and effective antiviral therapy.20
 
The strengths of this study were its large sample size and centralised setting that allowed coverage of the entire Hong Kong population (regardless of residential location) with elevated COVID-19 risk, including those arriving at the airport and those under home quarantine; all AWE TTC attendees exhibited mild disease symptoms similar to those of potentially infected individuals encountered in primary care settings. The limitations of this study included its retrospective data collection based on electronic health records. Investigators could not verify the reported conditions of the AWE TTC attendees or recover any important missing data. Nevertheless, all AWE TTC attendees were assessed by physicians with a standard questionnaire for documentation of demographics and symptoms; they were also tested by reverse transcription polymerase chain reaction analyses of standard pooled nasopharyngeal and throat swabs, which provided clear positive and negative results that facilitated data analysis. Another limitation of the study involved its cross-sectional study design. The epidemiological information and clinical symptoms collected during patient assessment at the AWE TTC might not be identical to those of post-admission situations because the patients’ conditions might have changed in a manner dependent on the timing of presentation. For example, a study of 1099 patients in China found that fever was present in 43.8% of patients on admission, but was present in 88.7% of patients during hospitalisation.21 Importantly, the present study could not offer predictive value or relative risk projection on the basis of its epidemiological and clinical findings. Further studies with a longitudinal design may provide useful epidemiological and clinical insights.
 
Conclusion
In some individuals, COVID-19 causes mild initial symptoms despite its high infectivity; thus, there is a need for early identification of individuals with SARS-CoV-2 infection who exhibit mild symptoms. The establishment of a TTC was successful in identifying infected individuals in a large-scale, high-turnover setting, thereby reducing the testing burden in secondary and tertiary healthcare facilities. Gatekeeping healthcare providers should carefully consider the epidemiological and clinical manifestations of COVID-19 and be vigilant in arranging appropriate early testing to reduce community spread.
 
Author contributions
Concept or design: WLH Leung, ELM Yu.
Acquisition of data: WLH Leung.
Analysis or interpretation of data: WLH Leung, ELM Yu.
Drafting of the manuscript: WLH Leung.
Critical revision of the manuscript for important intellectual content: All authors.
 
All authors had full access to the data, contributed to the study, approved the final version for publication, and take responsibility for its accuracy and integrity.
 
Conflicts of interest
All authors have disclosed no conflicts of interest.
 
Acknowledgement
The authors acknowledge all workers involved in the setup and operation of the temporary test centre at AsiaWorld-Expo, Hong Kong.
 
Funding/support
This research received no specific grant from any funding agency in the public, commercial, or not-for-profit sectors.
 
Ethics approval
This study was approved by the Kowloon West Cluster Research Ethics Committee, Hospital Authority [Ref KW/EX-20-085(148-09)]. The Ethics Committee waived the need for patient consent for this retrospective study.
 
References
1. Bai Y, Yao L, Wei T, et al. Presumed asymptomatic carrier transmission of COVID-19. JAMA 2020;323:1406-7. Crossref
2. Heymann DL, Shindo N, WHO Scientific and Technical Advisory Group for Infectious Hazards. COVID-19: what is next for public health? Lancet 2020;395:542-5. Crossref
3. Chan JF, Yuan S, Kok KH, et al. A familial cluster of pneumonia associated with the 2019 novel coronavirus indicating person-to-person transmission: a study of a family cluster. Lancet 2020;395:514-23. Crossref
4. Hong Kong SAR Government. Temporary test centres speed up tests for people upon arrival. Available from: https://www.info.gov.hk/gia/general/202003/19/P2020031900664.htm. Accessed 11 Jul 2020.
5. Wong SC, Leung M, Lee LL, Chung KL, Cheng VC. Infection control challenge in setting up a temporary test centre at Hong Kong International Airport for rapid diagnosis of COVID-19 due to SARS-CoV-2. J Hosp Infect 2020;105:571-3. Crossref
6. Greenland S, Mansournia MA, Altman DG. Sparse data bias: a problem hiding in plain sight. BMJ 2016;352:i1981. Crossref
7. Doerken S, Avalos M, Lagarde E, Schumacher M. Penalized logistic regression with low prevalence exposures beyond high dimensional settings. PloS One 2019;14:e0217057. Crossref
8. Lam HY, Lam TS, Wong CH, et al. The epidemiology of COVID-19 cases and the successful containment strategy in Hong Kong–January to May 2020. Int J Infect Dis 2020;98:51-8. Crossref
9. To KK, Yuen KY. Responding to COVID-19 in Hong Kong. Hong Kong Med J 2020;26:164-6. Crossref
10. Hong Kong SAR Government. Compulsory quarantine law gazetted. Available from: https://www.news.gov.hk/eng/20 20/03/20200318/20200318_211807_723.html. Accessed 11 Jul 2020.
11. Yu EY, Leung WL, Wong SY, Liu KS, Wan EY, HKCFP Executive and Research Committee. How are family doctors serving the Hong Kong community during the COVID-19 outbreak? A survey of HKCFP members. Hong Kong Med J 2020;26:176-83. Crossref
12. Huang C, Wang Y, Li X, et al. Clinical features of patients infected with 2019 novel coronavirus in Wuhan, China. Lancet 2020;395:497-506. Crossref
13. Mao B, Liu Y, Chai YH, et al. Assessing risk factors for SARS-CoV-2 infection in patients presenting with symptoms in Shanghai, China: a multicentre, observational cohort study. Lancet Digit Health 2020;2:e323-30. Crossref
14. Lee Y, Min P, Lee S, Kim SW. Prevalence and duration of acute loss of smell or taste in COVID-19 patients. J Korean Med Sci 2020;35:e174. Crossref
15. Tostmann A, Bradley J, Bousema T, et al. Strong associations and moderate predictive value of early symptoms for SARS-CoV-2 test positivity among healthcare workers, the Netherlands, March 2020. Euro Surveill 2020;25:2000508. Crossref
16. Gostic K, Gomez AC, Mummah RO, Kucharski AJ, Lloyd-Smith JO. Estimated effectiveness of symptom and risk screening to prevent the spread of COVID-19. Elife 2020;9:e55570. Crossref
17. Hong Kong SAR Government. Social distancing rules to be tightened. Available from: https://www.news.gov.hk/eng/2020/07/20200709/20200709_175812_722.html. Accessed 11 Jul 2020.
18. Hong Kong SAR Government. Government further tightens social distancing measures. Available from: https://www.info.gov.hk/gia/general/202007/27/P2020072700650.htm. Accessed 27 Jul 2020.
19. Kwon KT, Ko JH, Shin H, Sung M, Kim JY. Drive-through screening center for COVID-19: a safe and efficient screening system against massive community outbreak. J Korean Med Sci 2020;35:e123. Crossref
20. Peto J. Covid-19 mass testing facilities could end the epidemic rapidly. BMJ 2020;368:m1163. Crossref
21. Guan WJ, Ni ZY, Hu Y, et al. Clinical characteristics of coronavirus disease 2019 in China. N Engl J Med 2020;382:1708-20. Crossref

Findings from the first public COVID-19 temporary test centre in Hong Kong

Hong Kong Med J 2021;27:Epub 1 Apr 2021
Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Findings from the first public COVID-19 temporary test centre in Hong Kong
Will LH Leung, MB, ChB, FHKAM (Family Medicine)1; Ellen LM Yu, BSc (Stat & Fin), MSc (Epi & Biostat)2; SC Wong, MNurs3; M Leung, PhD4; Larry LY Lee, MB, BS (NSW), FHKAM (Emergency Medicine)5; KL Chung, MB, BS, FHKAM (Emergency Medicine)6; Vincent CC Cheng, MB, BS, MD7
1 Department of Family Medicine and Primary Health Care, Kowloon West Cluster, Hospital Authority, Hong Kong
2 Clinical Research Centre, Princess Margaret Hospital, Hong Kong
3 Infection Control Team, Queen Mary Hospital, Hong Kong West Cluster, Hospital Authority, Hong Kong
4 Central Nursing Department, Hospital Authority, Hong Kong
5 Department of Accident and Emergency, Tin Shui Wai Hospital, Hong Kong
6 Quality & Safety Division, Hospital Authority, Hong Kong
7 Department of Microbiology, Queen Mary Hospital, Hong Kong
 
Corresponding author: Dr Will LH Leung (llh864@ha.org.hk)
 
 Full paper in PDF
 
Abstract
Introduction: The Hospital Authority of Hong Kong Special Administrative Region established a coronavirus disease 2019 (COVID-19) temporary test centre at the AsiaWorld-Expo from March 2020 to April 2020, which allowed high-risk individuals to undergo early assessment of potential severe acute respiratory syndrome coronavirus 2 (SARS-CoV-2) infection. This study reviewed the characteristics and outcomes of individuals who attended the centre for COVID-19 testing.
 
Methods: This retrospective cross-sectional study collected epidemiological and clinical data. The primary outcome was a positive or negative SARS-CoV-2 test result, according to reverse transcription polymerase chain reaction analyses of pooled nasopharyngeal and throat swabs collected at the centre. The relationships of clinical characteristics with SARS-CoV-2 positive test results were assessed by multivariable binary logistic regression.
 
Results: Of 1258 attendees included in the analysis, 86 individuals tested positive for SARS-CoV-2 infection (positivity rate=6.84%; 95% confidence interval [CI]=5.57%-8.37%). Of these 86 individuals, 40 (46.5%) were aged 15 to 24 years and 81 (94.2%) had a history of recent travel. Symptoms were reported by 86.0% and 96.3% of individuals with positive and negative test results, respectively. The clinical characteristics most strongly associated with a positive test result were anosmia (adjusted odds ratio [ORadj]=8.30; 95% CI=1.12-127.09) and fever (ORadj=1.32; 95% CI=1.02-3.28).
 
Conclusion: The temporary test centre successfully helped identify individuals with COVID-19 who exhibited mild disease symptoms. Healthcare providers should carefully consider the epidemiological and clinical characteristics of COVID-19 to arrange early testing to reduce community spread.
 
 
New knowledge added by this study
  • A temporary test centre during the coronavirus disease 2019 (COVID-19) pandemic was effective for the identification of severe acute respiratory syndrome coronavirus 2 (SARS-CoV-2) infection among individuals who exhibited mild disease symptoms.
  • At the temporary test centre at AsiaWorld-Expo, a greater proportion of infected individuals were aged 15 to 24 years (46.5%), compared with the proportion (26.7%) in a previously described age-matched population in Hong Kong, presumably because of the targeted testing strategy used at the centre.
  • In our relatively healthy population of individuals with mild disease symptoms and epidemiological linkage to COVID-19, 6.84% had positive test results.
Implications for clinical practice or policy
  • In some individuals, COVID-19 causes mild initial symptoms despite its high infectivity; thus, there is a need for early identification of individuals with SARS-CoV-2 who exhibit mild symptoms.
  • The temporary test centre was successful in identifying infected individuals in a large-scale, high-turnover setting, thereby reducing the testing burden in secondary and tertiary healthcare facilities.
  • Gatekeeping healthcare providers should carefully consider the epidemiological and clinical manifestations of COVID-19 and be vigilant in arranging appropriate early testing to reduce community spread.
 
 
Introduction
Patients with coronavirus disease 2019 (COVID-19), including those with mild or no symptoms, may readily transmit the disease given the high person-to-person infectivity in the latent period of COVID-19; this transmission could threaten public health.1 Severe acute respiratory syndrome coronavirus 2 (SARS-CoV-2), the causative virus of COVID-19, replicates efficiently in the upper respiratory tract and appears to cause delayed onset of symptoms; therefore, COVID-19 poses considerable challenges to the health system.2 3 Thus, there is a need to rapidly identify infected individuals who exhibit only mild symptoms. In March to April 2020, the Hospital Authority, Hong Kong, established a temporary test centre (TTC) at the AsiaWorld-Expo (AWE), which is within the Hong Kong International Airport complex on Lantau Island. The AWE TTC offered tests for individuals with mild symptoms among those arriving at the airport, as well as those engaged in home quarantine in Hong Kong, for the early detection of SARS-CoV-2 infection that could be managed by early isolation and intervention.4 Asymptomatic individuals were tested at a different facility within AWE operated by the Department of Health. This study reviewed the characteristics and outcomes of individuals who attended the AWE TTC for COVID-19 testing.
 
Methods
This retrospective cross-sectional study evaluated the characteristics and outcomes of individuals who attended the AWE TTC during its operation from 20 March 2020 to 19 April 2020. All individuals who attended the AWE TTC were included, with the exception of patients who were transferred out of the AWE TTC to accident and emergency departments before they could undergo COVID-19 testing. Infection control measures implemented at the AWE TTC were reported previously.5 Ethics approval was obtained from the Kowloon West Cluster Research Ethics Committee, Hospital Authority.
 
Clinical characteristics assessed in this study were fever, chills, cough, runny nose, sore throat, vomiting, diarrhoea, fatigue, myalgia, headache, anosmia, history of hypertension, history of diabetes mellitus, history of chronic respiratory disease, and history of malignancy. Epidemiological parameters assessed in this study were age, sex, district of residence, travel history, occupational exposure, contact history, and clustering history. These data were collected using a standard clinical assessment template by duty medical officers in the Clinical Management System of the Hospital Authority. The primary outcome was positive or negative SARS-CoV-2 test results, according to reverse transcription polymerase chain reaction analyses of pooled nasopharyngeal and throat swabs collected at the AWE TTC.
 
The positivity rate with 95% confidence interval (CI) was calculated. Demographic and clinical characteristics of individuals with positive and negative test results were compared using Pearson’s Chi squared test, Fisher’s exact test, or the Mann-Whitney U test, as appropriate. Adjusted odds ratios with 95% Wald CIs were derived using multivariable binary logistic regression to assess the associations of clinical characteristics with SARS-CoV-2 positive test results. Partially standardised beta coefficients were used to compare the strengths of associations between individual clinical characteristics and SARS-CoV-2 test results; a greater absolute value of the partially standardised beta coefficient was indicative of a stronger association. Ridge regression was performed to implement penalisation for management of the sparse data bias elicited by the low prevalences of some clinical characteristics.6 7 The tuning parameter λ was identified as the optimal value that resulted in minimal error via 10-fold cross-validation; as the tuning parameter λ became larger, the estimated odds ratio decreased towards a value of 1. Bootstrapping was used to construct 95% CIs with 100 bootstrap replications. Statistical analyses were performed using R version 3.6.1 with “glmnet” and “boot” packages. A P value of <0.05 was considered statistically significant.
 
Results
In total, 1286 individuals attended the AWE TTC for COVID-19 testing (Table 1). Of these 1286 attendees, 1258 were included in the analysis after the exclusion of three attendees with important missing data and 25 attendees who were immediately referred to regional accident and emergency departments because of severe symptoms requiring investigation or therapy beyond the capacity of the AWE TTC. These severe symptoms included shortness of breath (n=8); high fever (n=5); chest discomfort (n=5); acute gastrointestinal symptoms (n=4); and acute ear, nose, throat symptoms (n=3). Finally, 1242 individuals were involved in the analysis because 16 individuals attended the AWE TTC twice due to ongoing or changing symptoms; the remaining 1226 individuals attended the AWE TTC only once for testing. Among the 1258 included tests, five showed indeterminate results during the first sampling, while subsequent re-tests revealed negative results; thus, there were 86 positive SARS-CoV-2 results with a positivity rate of 6.84% (95% CI=5.57%-8.37%). During the study period, the maximum number of attendees (n=79) was recorded on 30 March 2020 and the highest daily number of positive test results (n=8) was recorded on 6 April 2020. Attendees with positive test results were all admitted to public hospitals through central coordination for further clinical assessment and treatment.
 

Table 1. Demographic and clinical characteristics of attendees at the AsiaWorld-Expo temporary testing centre (n=1258)*
 
Most attendees were aged 15 to 24 years (740/1258, 58.8%). Furthermore, most attendees (n=1190, 94.6%) were incoming travellers from the United Kingdom, the United States, Canada, Australia, and other parts of the world (Table 2). A history of travel to the United Kingdom was significantly associated with positive test results (69.8% of positive test results vs 51.9% of negative test results; P=0.001). Cluster or contact history was reported by 32.6% of attendees with positive test results and 10.7% of attendees with negative test results (P<0.001). The most frequently reported symptoms among all attendees were cough (60.8%), sore throat (46.9%), and runny nose (34.6%). Symptoms were reported by 86.0% and 96.3% of individuals with positive and negative test results, respectively.
 

Table 2. Travel histories of attendees at the AsiaWorld-Expo temporary testing centre*
 
The clinical characteristics most strongly associated with a positive test result were anosmia (ridge regression adjusted odds ratio [ORadj]=8.30; 95% CI=1.12-127.09) and fever (ORadj=1.32; 95% CI=1.02-3.28) [Table 3]. Sore throat was significantly associated with a negative test result (ORadj= 0.86; 95% CI=0.36-0.99). Other characteristics (ie, cough, runny nose, fatigue, headache, myalgia, vomiting, chills, and diarrhoea) did not show significant associations with positive or negative test results, according to ridge regression analysis.
 

Table 3. Associations of clinical characteristics of attendees at the AsiaWorld-Expo temporary testing centre with SARS-CoV-2-positive test results: multivariable regression analyses
 
Discussion
To the best of our knowledge, this is the first study in Hong Kong to explore the clinical characteristics of attendees at a public TTC established by the Hospital Authority in response to a worldwide pandemic. Early identification and early containment have been critical strategies adopted by the Centre for Health Protection, Hong Kong to address the pandemic. Locally, the first imported case in an individual with a history of travel outside mainland China was reported on 4 March 2020. This was followed by a large number of imported cases involving returning travellers, including 245 students from the United Kingdom and the United States who had positive test results; the maximum number of cases (n=65) was reported on 27 March 2020.8 The establishment of a TTC was a crucial public health intervention to address the influx of returning overseas travellers during the worldwide spread of COVID-19 beginning in March 2020. Given the potential transmission of COVID-19 among individuals with relatively mild clinical symptoms, early identification of SARS-CoV-2 infection by reverse transcription polymerase chain reaction testing is crucial for reducing disease spread.9 The AWE TTC was equipped with extensive testing capacity for the target population of individuals with mild disease symptoms.
 
Among AWE TTC attendees, the majority of positive test results were recorded in young individuals (aged 15-24 years; 40 of 86 cases), who comprised 46.5% of total attendees with positive test results. Notably, this proportion was greater than the proportion reported by the Centre for Health Protection concerning individuals in the same age-group (289 of 1084 cases; 26.7%) among all COVID-19 cases in Hong Kong during the study period. This is potentially attributable to the targeted testing strategy that focused on incoming overseas students, which was implemented after the Hong Kong Government announced compulsory testing and quarantine for all arriving travellers beginning on 19 March 2020.10 We previously reported that most individuals could be tested on-site; moreover, the AWE TTC fulfilled its gatekeeping role by reducing the number of hospital admissions by 36 patients per day during its 31 days of operation.5
 
Primary care providers and emergency physicians have performed important gatekeeping roles in the early identification of individuals with COVID-19. However, a local Family Physician survey revealed that this gatekeeping task is challenging because of the non-specific and mild disease manifestations in many individuals with SARS-CoV-2 infections.11 In Hong Kong, among 1084 confirmed cases reported between January 2020 and May 2020, symptoms were reported by 859 (79.2%) affected patients. The five most common symptoms reported by Hong Kong patients with COVID-19 included cough (436, 50.8%), fever (428, 49.8%), sore throat (174, 20.3%), headache (98, 11.4%), and runny nose (97, 11.3%). The remaining 225 patients (20.8%) were asymptomatic.8 An early study of 41 patients in Wuhan, published in January 2020, revealed that the most common symptoms at onset of illness were fever (98%), cough (76%), and myalgia or fatigue (44%).12 A multicentre study in Shanghai reported that the most common symptoms among 1004 patients with positive test results were fever (84%), cough (62%), and fatigue (25%).13 Our study reviewed the clinical characteristics and outcomes of relatively healthy individuals in Hong Kong whose demographic characteristics were similar to those of the general practice population; we found that the three most common symptoms among infected individuals were cough, fever, and sore throat (Table 1), consistent with the findings in a local study by the Centre for Health Protection.6 In addition to the usual upper respiratory tract symptoms, our results showed that fever and anosmia were strongly associated with positive test results. These findings provide important guidance for gatekeeping physicians to carefully consider symptoms such as anosmia (a relatively uncommon symptom in primary care consultations), which was present in 22.1% of our attendees with positive test results and only 0.3% of attendees with negative test results. Evidence of such symptoms should alert clinicians to the potential presence of COVID-19. A study performed in South Korea revealed that acute olfactory disturbance was present in 15.3% of patients (488/3191) in the early stage of COVID-19. Its prevalence was significantly more common among female patients and younger individuals (P=0.01 and P<0.001, respectively).14 A study performed in the Netherlands showed that anosmia was present in 47% of individuals with positive test results and was strongly associated with SARS-CoV-2 positivity (odds ratio=23.0; 95% CI=8.2%-64.8%).15 In our study, the ORadj for anosmia was 8.30 (95% CI=1.12-127.09), indicating a strong association between anosmia and a positive test result. However, this result should be interpreted cautiously, considering the potential for over- or under-reporting of the symptom at a cross-sectional encounter, the co-existence of other conditions that may lead to olfactory disturbance, and the timing of illness presentation. The probability of identifying an infected individual depends on the incubation period and the proportion of individuals with subclinical disease.16 Symptoms alone might not be reliable for diagnosis. Early testing is critical for the early identification of both symptomatic and asymptomatic individuals. This approach has been particularly essential with worsening disease spread, which has required stricter infection control measures since July 2020.17 18
 
Of the 1286 AWE TTC attendees, 25 (1.94%) with severe symptoms were immediately transferred to the accident and emergency departments; these attendees did not undergo testing at the AWE TTC. The inclusion and exclusion criteria used in this TTC could be useful for planning and implementation efforts (in terms of referral criteria) if similar centres must be established in future emergency circumstances. Notably, this type of centre is considered safe and efficient for screening to reduce community disease spread19 and could be more readily implemented to manage an infectious disease, compared with vaccination and effective antiviral therapy.20
 
The strengths of this study were its large sample size and centralised setting that allowed coverage of the entire Hong Kong population (regardless of residential location) with elevated COVID-19 risk, including those arriving at the airport and those under home quarantine; all AWE TTC attendees exhibited mild disease symptoms similar to those of potentially infected individuals encountered in primary care settings. The limitations of this study included its retrospective data collection based on electronic health records. Investigators could not verify the reported conditions of the AWE TTC attendees or recover any important missing data. Nevertheless, all AWE TTC attendees were assessed by physicians with a standard questionnaire for documentation of demographics and symptoms; they were also tested by reverse transcription polymerase chain reaction analyses of standard pooled nasopharyngeal and throat swabs, which provided clear positive and negative results that facilitated data analysis. Another limitation of the study involved its cross-sectional study design. The epidemiological information and clinical symptoms collected during patient assessment at the AWE TTC might not be identical to those of post-admission situations because the patients’ conditions might have changed in a manner dependent on the timing of presentation. For example, a study of 1099 patients in China found that fever was present in 43.8% of patients on admission, but was present in 88.7% of patients during hospitalisation.21 Importantly, the present study could not offer predictive value or relative risk projection on the basis of its epidemiological and clinical findings. Further studies with a longitudinal design may provide useful epidemiological and clinical insights.
 
Conclusion
In some individuals, COVID-19 causes mild initial symptoms despite its high infectivity; thus, there is a need for early identification of individuals with SARS-CoV-2 infection who exhibit mild symptoms. The establishment of a TTC was successful in identifying infected individuals in a large-scale, high-turnover setting, thereby reducing the testing burden in secondary and tertiary healthcare facilities. Gatekeeping healthcare providers should carefully consider the epidemiological and clinical manifestations of COVID-19 and be vigilant in arranging appropriate early testing to reduce community spread.
 
Author contributions
Concept or design: WLH Leung, ELM Yu.
Acquisition of data: WLH Leung.
Analysis or interpretation of data: WLH Leung, ELM Yu.
Drafting of the manuscript: WLH Leung.
Critical revision of the manuscript for important intellectual content: All authors.
 
All authors had full access to the data, contributed to the study, approved the final version for publication, and take responsibility for its accuracy and integrity.
 
Conflicts of interest
All authors have disclosed no conflicts of interest.
 
Acknowledgement
The authors acknowledge all workers involved in the setup and operation of the temporary test centre at AsiaWorld-Expo, Hong Kong.
 
Funding/support
This research received no specific grant from any funding agency in the public, commercial, or not-for-profit sectors.
 
Ethics approval
This study was approved by the Kowloon West Cluster Research Ethics Committee, Hospital Authority [Ref KW/EX-20-085(148-09)]. The Ethics Committee waived the need for patient consent for this retrospective study.
 
References
1. Bai Y, Yao L, Wei T, et al. Presumed asymptomatic carrier transmission of COVID-19. JAMA 2020;323:1406-7. Crossref
2. Heymann DL, Shindo N, WHO Scientific and Technical Advisory Group for Infectious Hazards. COVID-19: what is next for public health? Lancet 2020;395:542-5. Crossref
3. Chan JF, Yuan S, Kok KH, et al. A familial cluster of pneumonia associated with the 2019 novel coronavirus indicating person-to-person transmission: a study of a family cluster. Lancet 2020;395:514-23. Crossref
4. Hong Kong SAR Government. Temporary test centres speed up tests for people upon arrival. Available from: https://www.info.gov.hk/gia/general/202003/19/P2020031900664.htm. Accessed 11 Jul 2020.
5. Wong SC, Leung M, Lee LL, Chung KL, Cheng VC. Infection control challenge in setting up a temporary test centre at Hong Kong International Airport for rapid diagnosis of COVID-19 due to SARS-CoV-2. J Hosp Infect 2020;105:571-3. Crossref
6. Greenland S, Mansournia MA, Altman DG. Sparse data bias: a problem hiding in plain sight. BMJ 2016;352:i1981. Crossref
7. Doerken S, Avalos M, Lagarde E, Schumacher M. Penalized logistic regression with low prevalence exposures beyond high dimensional settings. PloS One 2019;14:e0217057. Crossref
8. Lam HY, Lam TS, Wong CH, et al. The epidemiology of COVID-19 cases and the successful containment strategy in Hong Kong–January to May 2020. Int J Infect Dis 2020;98:51-8. Crossref
9. To KK, Yuen KY. Responding to COVID-19 in Hong Kong. Hong Kong Med J 2020;26:164-6. Crossref
10. Hong Kong SAR Government. Compulsory quarantine law gazetted. Available from: https://www.news.gov.hk/eng/20 20/03/20200318/20200318_211807_723.html. Accessed 11 Jul 2020.
11. Yu EY, Leung WL, Wong SY, Liu KS, Wan EY, HKCFP Executive and Research Committee. How are family doctors serving the Hong Kong community during the COVID-19 outbreak? A survey of HKCFP members. Hong Kong Med J 2020;26:176-83. Crossref
12. Huang C, Wang Y, Li X, et al. Clinical features of patients infected with 2019 novel coronavirus in Wuhan, China. Lancet 2020;395:497-506. Crossref
13. Mao B, Liu Y, Chai YH, et al. Assessing risk factors for SARS-CoV-2 infection in patients presenting with symptoms in Shanghai, China: a multicentre, observational cohort study. Lancet Digit Health 2020;2:e323-30. Crossref
14. Lee Y, Min P, Lee S, Kim SW. Prevalence and duration of acute loss of smell or taste in COVID-19 patients. J Korean Med Sci 2020;35:e174. Crossref
15. Tostmann A, Bradley J, Bousema T, et al. Strong associations and moderate predictive value of early symptoms for SARS-CoV-2 test positivity among healthcare workers, the Netherlands, March 2020. Euro Surveill 2020;25:2000508. Crossref
16. Gostic K, Gomez AC, Mummah RO, Kucharski AJ, Lloyd-Smith JO. Estimated effectiveness of symptom and risk screening to prevent the spread of COVID-19. Elife 2020;9:e55570. Crossref
17. Hong Kong SAR Government. Social distancing rules to be tightened. Available from: https://www.news.gov.hk/eng/2020/07/20200709/20200709_175812_722.html. Accessed 11 Jul 2020.
18. Hong Kong SAR Government. Government further tightens social distancing measures. Available from: https://www.info.gov.hk/gia/general/202007/27/P2020072700650.htm. Accessed 27 Jul 2020.
19. Kwon KT, Ko JH, Shin H, Sung M, Kim JY. Drive-through screening center for COVID-19: a safe and efficient screening system against massive community outbreak. J Korean Med Sci 2020;35:e123. Crossref
20. Peto J. Covid-19 mass testing facilities could end the epidemic rapidly. BMJ 2020;368:m1163. Crossref
21. Guan WJ, Ni ZY, Hu Y, et al. Clinical characteristics of coronavirus disease 2019 in China. N Engl J Med 2020;382:1708-20. Crossref

Evaluation of bronchial challenge test results for use in assessment of paediatric eczema: a retrospective series

Hong Kong Med J 2021 Feb;27(1):27–34  |  Epub 4 Feb 2021
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Evaluation of bronchial challenge test results for use in assessment of paediatric eczema: a retrospective series
KL Hon, MB, BS, MD1; Abraham HY Ng, MB, ChB2; Chrystal CC Chan, MB, ChB2; Prisca XY Ho, MB, ChB2; Emma PM Tsoi, MB, ChB2; Kathy YC Tsang, MPhil, BSc1Fanny W Ko, MB, ChB, MD3; TF Leung, MB, ChB, MD1
1 Department of Paediatrics, The Chinese University of Hong Kong, Hong Kong
2 Faculty of Medicine, The Chinese University of Hong Kong, Hong Kong
3 Department of Medicine and Therapeutics, The Chinese University of Hong Kong, Hong Kong
 
Corresponding author: Dr KL Hon (ehon@hotmail.com)
 
 Full paper in PDF
 
Abstract
Background: Atopic dermatitis (AD), asthma, and allergic rhinitis are associated diseases involved in the atopic march. The bronchial challenge test (BCT) is a tool that evaluates airway hyperresponsiveness in patients with asthma. This study aimed to evaluate whether a positive BCT result is useful in assessment of paediatric AD.
 
Methods: This retrospective case series included 284 patients with AD who had BCT results. Clinical information and laboratory parameters were reviewed, including AD severity (using the SCORing Atopic Dermatitis [SCORAD]), skin hydration, and transepidermal water loss.
 
Results: Of the 284 patients who had BCT, 106 had positive BCT results and 178 had negative BCT results. A positive BCT result was associated with a history of asthma (P<0.0005), sibling with asthma (P=0.048), serum immunoglobulin E (P=0.045), eosinophil count (P=0.017), and sensitisation to food allergens in the skin prick test (P=0.027). There was no association between a positive BCT result and personal allergic rhinitis, parental atopy, sibling allergic rhinitis or AD, skin prick response to dust mites, objective SCORAD score, skin hydration, transepidermal water loss, exposure to smoking, incense burning, cat or dog ownership, or AD treatment aspects (eg, food avoidance and traditional Chinese medicine). Logistic regression showed significant associations of a positive BCT result with a history of asthma (adjusted odds ratio=4.05; 95% confidence interval=1.92-8.55; P<0.0005) and sibling atopy (adjusted odds ratio=2.25; 95% confidence interval=1.03-4.92; P=0.042).
 
Conclusions: In patients with paediatric AD, a positive BCT result was independently and positively associated with personal history of asthma and sibling history of atopy, but not with any other clinical parameters.
 
 
New knowledge added by this study
  • In paediatric patients with atopic dermatitis (AD), a positive bronchial challenge test (BCT) result was significantly associated with a history of asthma (adjusted odds ratio [aOR]=4.05; 95% confidence interval [CI]=1.92-8.55; P<0.0005) and sibling atopy (aOR=2.25; 95% CI=1.03-4.92; P=0.042).
  • BCT results were independently and positively associated with a personal history of asthma and sibling history of asthma, but not with any other clinical parameters of AD.
Implications for clinical practice or policy
  • BCT may have limited usefulness in patients with AD beyond the prediction of asthma prevalence or risk.
  • Alternatives to the BCT should be sought with greater clinical predictive strength.
 
 
Introduction
Atopic dermatitis (AD) or eczema, asthma, and allergic rhinitis (AR) are associated diseases involved in the atopic march.1 2 3 Many children with AD develop asthma and/or AR when they reach adulthood. There are a number of clinical and laboratory tools to evaluate atopic status in patients with AD. The bronchial challenge test (BCT) is an important tool that evaluates airway hyperresponsiveness in patients with asthma. Responsive patients develop acute contraction of smooth muscles lining the bronchi, resulting in sudden narrowing and obstruction of the airway. The extent of airway narrowing can increase during periods of exacerbation and decrease during treatment with anti-inflammatory drugs.4 The inhalation of histamine or methacholine produces direct airway responses. Histamine maximises bronchial obstruction by directly activating H1 histamine receptors during inhalation challenge. It also stimulates nasal and mucus secretion, promotes vasodilation, and increases vascular permeability. Methacholine is a synthetic derivative of the acetylcholine neurotransmitter, which directly stimulates M3 muscarinic receptors on airway smooth muscles to induce bronchoconstriction.4 A low inhaled dose could trigger a high degree of airway hyperresponsiveness in patients with asthma.
 
In BCT, methacholine and histamine stimulate an increase in cyclic guanosine monophosphate level and a decrease in cyclic adenosine monophosphate level, thus contributing to smooth muscle contraction.5 Immediate bronchoconstriction reactions can begin immediately after challenge; the peak is within approximately 30 minutes. The effect is typically reversible within 1.5 to 2 hours with the aid of bronchodilators. This is regarded as a type 1 hypersensitivity reaction mediated by immunoglobulin E (IgE), which is present in patients with hypersensitivity pneumonitis, asthma, and other atopic diseases. Immunoglobulin E has a specific role in the induction of many allergic reactions as evidenced by its high serum level in patients with allergic diseases and those with atopic diseases.6 7
 
Distinct dosages are used for the inhalation of methacholine and histamine, but the inhalation challenge procedures are identical.8 During the test, a diluent is provided via nebulisation for five inhalations, followed by nebulisation of the test compound at low concentrations. A spirometry test is conducted after each dilution to assess the patient’s pulmonary function. A reduction in forced expiratory volume in 1 second (FEV1) of ≥20% signifies a positive response and the end of the test. A bronchodilator is then provided to counteract the effects of the test compound. In subsequent tests, the dose that provokes the desirable ≥20% reduction of FEV1 is employed.5
 
There are several contra-indications for the BCT. Patients with reduced lung function as evidenced by a low FEV1 level in baseline spirometry may be predisposed to a greater risk of serious adverse events.9 A prior bronchodilator FEV1 <60% predicted or FEV1 <75% predicted during a single high stimulus (eg, exercise) are relative contra-indications.10 Airway obstruction in baseline spirometry supplemented with clinical features of asthma is sufficient for diagnosis and the BCT is unnecessary. Furthermore, an inability to follow the instructions of the spirometry test undermines the BCT quality.11 Individuals with a history of cardiovascular problems, increased intracranial pressure, or recent eye surgery may experience enhanced cardiovascular stress as a consequence of bronchoconstriction during the BCT and should not be subjected to this test.4 10 In general, patients with asthma respond to methacholine and histamine even at low concentrations, such that 84% and 73% react to the above compounds, respectively.12
 
This study aimed to investigate whether personal characteristics, history of allergen exposure, skin prick test results, clinical assessment scores, laboratory parameters, and personal or family histories of atopic diseases are associated with a positive BCT result in paediatric patients with AD. The result is useful in counselling parents and patients with AD and risks of asthma in the family.
 
Methods
This retrospective case series included patients with AD who were treated at the paediatric dermatology clinic of a university hospital from January 2000 to November 2017; patients who had undergone the BCT were retrospectively selected for analysis. All selected patients were Chinese and aged >8 years (the minimum age at which patients can complete the BCT in our hospital pulmonology laboratory).4 11 13 Data concerning the following clinical and personal characteristics were obtained from the patients’ medical records: AD onset age, history of other atopy (ie, AR and atopic asthma), history of atopy (ie, AD, atopic asthma and AR) in parents and siblings, potential allergen exposure (ie, pet ownership and tobacco smoking), and AD treatment history (ie, allergen avoidance and use of traditional Chinese medicine). Clinical laboratory parameters obtained from the electronic patient record system included BCT results, highest serum IgE level, highest eosinophil counts (absolute and relative), and skin prick test results for allergic response to dust mite, cockroach, dogs, cats, and food allergens.
 
Atopic dermatitis severity was clinically scored by the SCORing Atopic Dermatitis (SCORAD), skin hydration, and transepidermal water loss (TEWL) during follow-up visits.14 The SCORAD is a mathematically derived score that considers the extent, severity, and subjective symptoms of AD.15 The skin hydration and TEWL were measured using Courage and Khazaka equipment, which indirectly measures the density gradient of water evaporation from the skin by two pairs of sensors that determine the temperature and relative humidity, respectively.16
 
The IBM SPSS Statistics (Windows version 20) was used to conduct all statistical analysis. Student’s t test was conducted to compare continuous variables between groups; these data were expressed as mean ± standard deviation. The Chi squared test (or Fisher’s exact test) was conducted to compare categorical variables between groups; these data were expressed as number (%). A P value of <0.05 was considered statistically significant. Backward binary logistic regression analysis was then used to analyse the data. The variable with the highest P value was removed at each step until the final equation included only variables with P<0.05.
 
The New Territories East Cluster and The Chinese University of Hong Kong ethics committee approved this retrospective study.
 
Results
Overall patient characteristics
In total, 579 patients with AD were included in this study; 284 had confirmed BCT results. Patient follow-up data were censored as of November 2017 to February 2018. Of the 284 patients with BCT results, 106 had a positive result (BCT-positive group), while 178 had a negative result (BCT-negative group). There were significant differences in current age (P=0.039) and the age at BCT performance (P=0.004) between groups (Table 1).
 

Table 1. Demographics of patients with AD, stratified according to BCT results (n=284)
 
Personal and family histories of atopic diseases
A positive BCT result was associated with personal history of asthma (P<0.0005) and a sibling with asthma, compared with patients with a negative BCT result (28.6% vs 6.8%; P=0.048) [Table 1].
 
There were no significant associations between BCT results and personal AR, maternal atopy (specifically, asthma, AR, AD), paternal atopy (specifically asthma, AR, AD), siblings’ AR, and siblings’ AD. Moreover, BCT results were not associated with a history of skin prick response to allergens, including dust mites (Table 1).
 
Clinical measures, laboratory results, environmental factors, and previous treatment
There were no significant associations between BCT results and clinical measures of AD severity, in terms of objective SCORAD score, SH, or TEWL. Results of BCT were associated with markers of allergic reactions, including (highest) serum IgE (P=0.045), highest eosinophil count (P=0.017), and sensitisation to food allergens in skin prick test (P=0.027). However, they were not associated with other allergens tested in the skin prick panel, such as aeroallergens from dust mites, cockroaches, dogs, or cats (Table 1). Results of BCT had no significant association with previous exposure to potential environmental irritants, including smoking in the household, incense burning, cat ownership, or dog ownership. There were no significant associations between BCT results and history of AD treatment, including food avoidance and traditional Chinese medicine usage (Table 1).
 
Regression analysis
Of the 284 patients with AD and confirmed BCT results, 142 patients had all relevant data available. Backward binary logistic regression (n=142) showed significant associations between a positive BCT result and a personal history of asthma (adjusted odds ratio [aOR]=4.05; 95% confidence interval [CI]=1.92-8.55; P<0.0005) and sibling atopy (aOR=2.25; 95% CI=1.03-4.92; P=0.042). However, it did not show associations with AD severity, young age at AD onset, personal history of AR, aeroallergen (including dust mite, cockroach, cat and dog hair) and food allergen sensitisation, parental history of atopy, or highest serum IgE level and blood eosinophil count (Table 2).
 

Table 2. Clinical asthma diagnosis and bronchial challenge test (BCT) status (n=271)
 
Discussion
Atopic dermatitis and asthma
In our study, backward binary logistic regression analysis showed that a positive BCT result was independently and positively associated with a personal history of asthma in patients with AD. The Global Initiative for Asthma, a medical guidelines organisation, has established a standard for the diagnosis of asthma, which recommends the documentation of variable expiratory airflow limitation. Although asthma is principally a clinical diagnosis, the BCT can aid in this assessment.17 The sensitivity of the BCT in complementing asthma diagnosis is generally believed to approach 100% if a cut point is set at 8 mg/mL or 16 mg/mL, using a non-deep inhalation method.18 Cockcroft18 showed that when the PC20 (ie, histamine provocative concentration causing a 20% drop in FEV1) cut-off was set at ≤8 mg/mL, all individuals with current symptomatic asthma could be identified in a random population with a sensitivity of nearly 100%.1
 
However, a recent study indicated that the prevalence of a positive BCT result in children with asthma is approximately 70%.19 This is attributed to the potential effects of several factors associated with a positive BCT result, especially using the methacholine challenge test; these factors include AR, respiratory infections, and chronic respiratory conditions (eg, bronchitis and chronic obstructive pulmonary disease).19 Despite its limitations, including that the test can only be used in older children, the BCT remains a useful tool for the diagnosis of asthma (Table 2). Clinical usage of the BCT in the diagnosis of asthma is based on its high sensitivity and negative predictive value, but a positive BCT result itself is not confirmatory for asthma.17 20
 
In this study of 284 patients with BCT results, the aOR of a positive BCT result for asthma in patients with AD was 4.05, implying that patients with AD who have a positive BCT result are fourfold more likely to have asthma. This is consistent with the findings of a 2015 meta-analysis that included 31 studies conducted in 102 countries; the risk ratio of AD to other two atopic disorders, including AR and asthma, was 4.24 (95% CI=3.75-4.79). The results demonstrated a clear relationship between the skin and the airways.21 Riiser et al22 followed 530 children who completed the BCT at the age of 10 years and underwent structured reviews and clinical examinations at the age of 16 years; they examined the predictability of BCT results for active asthma in adolescence. The investigators concluded that the presence of bronchial hyperreactivity (BHR), especially severe BHR, was a significant risk factor and that provocative dose 20 resulting in 20% decrease in FEV1 in a positive test alone explained 10% of the variation in active asthma.22 Another study showed similar findings, in that airway hyperresponsiveness independently predicted asthma symptoms in childhood (aOR=2.6; 95% CI=1.8-3.7).23 Our results concurred with those of the above studies, indicating that BHR could develop before active asthma symptoms appear and that BCT might indeed predict asthma incidence in children with AD.
 
Sibling history of atopy
Atopy is known to have a strong hereditary component. A family study of 188 Caucasian patients and their family members demonstrated a twofold increase in risk of developing AD and atopy with each additional first-degree relative who exhibited atopy.24 Furthermore, a maternal history of atopic disease was associated with an elevated IgE level among infants. For maternal asthma, this association was only evident in infant girls.25 Hong Kong has a relatively high prevalence of single-child families; however, among patients with siblings, positive relationships with sibling atopy have been found.1 2 In our study, among 106 patients with a positive BCT result, rates of maternal, paternal, and sibling atopy were 40.0%, 53.7%, and 64.1%, respectively. A positive BCT result was independently and positively associated with sibling atopy (aOR=2.25; 95% CI=1.03-4.92; P=0.042), which includes asthma, AR, and/or AD. However, no associations with parental atopy were found. Patients with positive BCT results are presumably more likely to have siblings with atopy, in that 64.1% of patients with positive BCT results had siblings with atopy, compared with 52.7% of patients with negative BCT results. The most likely explanations of the association with siblings involve genetic heredity and similar epigenetic factors in childhood. Siblings of patients with atopy are predisposed to an inherited tendency to developing IgE antibodies to specific allergens, with subsequent hypersensitivity reactions. Several twin studies were conducted to demonstrate the roles of genetic and environmental factors on atopy. A multivariate genetic analysis with a total of 575 twin participants revealed that atopic conditions were associated with genetic and environmental factors; it also showed that different phenotypic conditions shared common genetic backgrounds.26 Family and twin studies have shown that genetic inheritance plays an important role in the development of atopy; they identified 79 genes associated with asthma or atopy in more than one population.27 Despite genetic involvement, atopic conditions are highly heterogeneous and involve complex epigenetic factors. The atopic state is presumably related to a pre-existing genotype that is activated by environmental factors.28 Both the factors themselves and duration of exposure are important. Several epigenetic factors with an impact on atopy have been established; these can be further subcategorised into prenatal, infancy, childhood, and adulthood types.29 Affected children and their siblings are exposed to common environmental factors in their childhood, such as tobacco smoke, allergic sensitisation, infections, and diet.
 
There was minimal information concerning birth order and family size in the present study, although these factors may have substantial impacts on allergic disease susceptibility. Asthma prevalence is reportedly inversely related to family size in families with ≥4 children.30 An inverse relationship between birth order and asthma risk has also been suggested. Compared with younger siblings, stronger associations with older siblings with asthma have been demonstrated.30 However, family size was not specified in those studies; thus, there is a need to determine whether family size or birth order exerts a greater impact upon the risk of atopy. The mechanism by which younger children are protected against atopy is unknown. One possible explanation is the hygiene hypothesis, which suggests that children with less exposure to pathogens and other microorganisms in early childhood are more susceptible to allergic diseases. An implication is that the attempt to create dust-free and pathogen-free clean environment leads to increased atopy prevalence. The presence of older siblings and larger family size is presumed to protect children from atopy through greater exposure in early childhood, thus modulating their immune systems.
 
Food and aeroallergen sensitisation
Univariate analysis showed that food sensitisation, but not aeroallergen sensitisation, was significantly associated with a positive BCT result in patients with AD (P=0.027). The association was not statistically significant following regression analysis. It has been reported that 40% of patients with food allergy, but no diagnosis of asthma, have a substantial degree of bronchial hyperactivity (measured by the BCT).31 Another small study (n=22 patients with allergic asthma) showed no relationship between skin prick test sensitisation and inhaled reactivity (measured by the methacholine BCT).32 Skin allergen sensitisation does not accurately predict airway allergen response.32 33 This result was confirmed by several other studies,34 35 which showed no relationship between methacholine responsiveness and the presence or degree of atopy. Hence, food and aeroallergen sensitisation are generally not associated with BCT results.
 
Serum immunoglobulin E level and blood eosinophil count
Univariate analysis showed significant associations of serum IgE level (P=0.045) and blood eosinophil count (P=0.017) with a positive BCT result. These findings were consistent with the results published by Liu et al36 concerning significant relationships of BHR to methacholine and increased total serum IgE to a positive BCT result (P=0.001). Sears et al37 showed that BHR was related to serum IgE level in children not diagnosed with asthma; this relationship persisted despite the exclusion of children with a history of AR or AD. Hence, BHR is dependent on serum IgE level and is unrelated to the presence of AD. Nevertheless, IgE can be measured in young children when BHR is difficult to demonstrate; notably, IgE is a simple blood marker of AD severity and asthma risk.7 38
 
Personal history of allergic rhinitis
The “one airway” hypothesis (ie, “united airway disease”) is based on the bidirectional interaction between asthma and rhinitis, with the implication that both upper and lower airways should be treated for optimal symptomatic control.39 40 However, our study showed no association between the presence of AR and a positive BCT result in children with AD (P=0.079). Although several studies have shown an association between AR and BHR, they did not equate a positive BCT result with the diagnosis of AR.20 41 42
 
Atopic dermatitis severity
In our study, there was no association between AD severity (based on objective SCORAD score, SH, and TEWL) and a positive BCT result. Liu et al36 found that BHR to methacholine was related to atopy (P=0.0063), while the degree of BHR was not significantly associated with the severity of any atopic disease.
 
Strengths and limitations of this study
The strengths of this study included collection and review of the data over 10 years, which enabled the addition of follow-up assessments for many of the patients. The Prince of Wales Hospital is a public hospital; the family cost of healthcare service is relatively low, which supports a low dropout rate and consistent long-term follow-up. Our relatively large sample size enabled examination of various atopic phenotypes. Patients with AD who exhibited both skin and airway manifestations confirm the presumed atopic march with progression from AD to AR and asthma, or co-expression of asthma and AD phenotypes (ie, skin sensitivity plus wheeze).
 
The primary limitation of the present study was that data were missing for some factors, notably family atopic conditions and laboratory tests. Regarding the family history, many parents did not provide clear information concerning their own atopic conditions. Those with mild symptoms may fail to seek medical advice, although they reported self-diagnosed atopic conditions. Although only physician-diagnosed conditions were included in the data analysis, there was difficulty confirming the validity of those family histories. A substantial number of patients were only children in their families and had no siblings. Additionally, the BCT is a medical test that provokes airway narrowing. It is physically demanding and can cause severe discomfort (eg, violent coughing) which makes the measurement difficult. The irritating nature of the BCT makes it suitable solely for older children and causes high failure rates; thus, the number of patients with a positive BCT result was relatively low. Our observations concerning the usefulness of the BCT should be confirmed in a prospective study.
 
Conclusions
In patients with paediatric AD, a positive BCT result was independently and positively associated with personal history of asthma and sibling history of atopy, but not with any other clinical parameters.
 
Author contributions
Concept or design: KL Hon, AHY Ng, CCC Chan, PXY Ho, EPM Tsoi, TF Leung.
Acquisition of data: AHY Ng, CCC Chan, PXY Ho, EPM Tsoi.
Analysis or interpretation of data: KL Hon, AHY Ng, CCC Chan, PXY Ho, EPM Tsoi, KYC Tsang.
Drafting of the manuscript: KL Hon, AHY Ng, CCC Chan, PXY Ho, EPM Tsoi, FW Ko.
Critical revision of the manuscript for important intellectual content: KL Hon, FW Ko, TF Leung.
 
Conflicts of interest
As the editor of the journal, KL Hon was not involved in the peer review process. Other authors have disclosed no conflicts of interest.
 
Funding/support
This research received no specific grant from any funding agency in the public, commercial, or not-for-profit sectors.
 
Ethics approval
This study was approved by The Joint Chinese University of Hong Kong–New Territories East Cluster Clinical Research Ethics Committee (The Joint CUHK-NTEC CREC).
 
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16. Hon KL, Wong KY, Leung TF, Chow CM, Ng PC. Comparison of skin hydration evaluation sites and correlations among skin hydration, transepidermal water loss, SCORAD index, Nottingham eczema severity score, and quality of life in patients with atopic dermatitis. Am J Clin Dermatol 2008;9:45-50. Crossref
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Paediatric glaucoma in Hong Kong: a multicentre retrospective analysis of epidemiology, presentation, clinical interventions, and outcomes

Hong Kong Med J 2021 Feb;27(1):18–26  |  Epub 4 Feb 2021
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE  CME
Paediatric glaucoma in Hong Kong: a multicentre retrospective analysis of epidemiology, presentation, clinical interventions, and outcomes
Nafees B Baig, FHKAM (Ophthalmology), FCOphth HK1,2,3 #; Joyce J Chan, FHKAM (Ophthalmology), FCOphth HK1; Jonathan C Ho, FHKAM (Ophthalmology), FCOphth HK4; Geoffrey C Tang, MB, BS5; Susanna Tsang, FHKAM (Ophthalmology), FCOphth HK2; Kelvin H Wan, MB, ChB6 #; Wilson W Yip, FHKAM (Ophthalmology), FCOphth HK3,7; Clement CY Tham, FHKAM (Ophthalmology), FCOphth HK1,3
1 Hong Kong Eye Hospital, Kowloon Central Cluster, Hospital Authority, Hong Kong
2 Department of Ophthalmology, Kowloon West Cluster, Hospital Authority, Hong Kong
3 Department of Ophthalmology and Visual Sciences, The Chinese University of Hong Kong, Hong Kong
4 Department of Ophthalmology, Hong Kong East Cluster, Hospital Authority, Hong Kong
5 Department of Ophthalmology, Kowloon East Cluster, Hospital Authority, Hong Kong
6 Department of Ophthalmology, New Territories West Cluster, Hospital Authority, Hong Kong
7 Department of Ophthalmology and Visual Sciences, New Territories East Cluster, Hospital Authority, Hong Kong
 
# NB Baig is currently affiliated with: (1) Department of Ophthalmology, Hong Kong Sanatorium and Hospital, Hong Kong and (2) Department of Ophthalmology and Visual Sciences, The Chinese University of Hong Kong, Hong Kong. JJ Chan is currently affiliated with Department of Ophthalmology and Visual Sciences, The Chinese University of Hong Kong, Hong Kong. JC Ho is currently affiliated with Clarity Medical Group (Central), Hong Kong. KH Wan is currently affiliated with Department of Ophthalmology and Visual Sciences, The Chinese University of Hong Kong, Hong Kong.
 
Corresponding author: Prof Clement CY Tham (clemtham@cuhk.edu.hk)
 
 Full paper in PDF
 
Abstract
Purpose: To document the epidemiology, presentation, clinical interventions, and outcomes of paediatric glaucoma in Hong Kong.
 
Methods: This multicentre territory-wide retrospective study was performed by reviewing charts of patients with paediatric glaucoma in six clusters of the Hong Kong Hospital Authority and The Chinese University of Hong Kong from 2006 to 2015.
 
Results: This study included 150 eyes of 98 patients with paediatric glaucoma (presenting age: 5.2±5.7 years). Of them, 35 eyes (23.3%) had primary congenital glaucoma, 22 eyes (14.7%) had juvenile open-angle glaucoma, and 93 eyes (62.0%) had secondary glaucoma. The most prevalent types of secondary glaucoma were lens-related after cataract extraction (18.0%), Axenfeld–Rieger anomaly (5.3%), uveitis (5.3%), Sturge–Weber syndrome (4.7%), and traumatic (3.3%). The most common clinical presentations were parental concerns (20.7%) including cloudy cornea (12.7%) and tearing/photophobia (8.0%), followed by poor visual acuity (18.0%), high intraocular pressure (13.3%), and strabismus (6.0%). The follow-up duration was 8.46±6.51 years. Furthermore, 63.2% of eyes with primary glaucoma and 45.2% of eyes with secondary glaucoma were treated surgically. The final visual acuity was 0.90±0.98 LogMAR; intraocular pressure was 18.4±6.6 mm Hg; and number of glaucoma medications was 2.22±1.61.
 
Conclusion: Primary congenital glaucoma was most prevalent, followed by juvenile open-angle glaucoma and aphakic glaucoma. Most eyes with primary glaucoma required surgical treatment. Parental concerns were important clinical presentations. Basic assessments by healthcare providers to identify glaucoma signs (eg, poor visual acuity, high intraocular pressure, and strabismus) warranted prompt referral to an ophthalmologist.
 
 
New knowledge added by this study
  • Primary congenital glaucoma and juvenile open-angle glaucoma are the most prevalent types of paediatric glaucoma in Hong Kong.
  • While most patients with primary glaucoma required surgical intervention, most patients with secondary glaucoma were treated medically.
  • Parental concerns were a critical factor in obtaining early medical attention. Basic ophthalmic assessments by healthcare providers warranted prompt referral to an ophthalmologist.
Implications for clinical practice or policy
  • Parental concerns regarding cloudy cornea, tearing, and photophobia are important clinical manifestations of paediatric glaucoma and are the chief complaints described to paediatricians, family physicians, or nurses.
  • Prompt and basic ophthalmic assessments by healthcare providers, which identify signs of paediatric glaucoma (eg, poor visual acuity, ocular asymmetry, strabismus, nystagmus, and leukocoria), warrant early and rapid referral to an ophthalmologist.
 
 
Introduction
Paediatric glaucoma affects infants and children and may result in irreversible blindness that substantially diminishes productivity and quality of life over the entire lifetime of affected individuals. Prognosis is largely dependent on early, accurate diagnosis and timely treatment, comprising rigorous intraocular pressure (IOP) reduction to a level at which further progression is unlikely; the prevention of amblyopia is also a critical component of treatment.1 Paediatric glaucoma is classified as ‘primary’ when it involves an isolated idiopathic developmental abnormality of the anterior chamber angle, whereas it is classified as ‘secondary’ when aqueous outflow is reduced because of a congenital or acquired ocular disease or systemic disorder.2
 
Primary paediatric glaucoma includes primary congenital glaucoma (PCG, isolated trabeculodysgenesis) and juvenile open-angle glaucoma. Primary congenital glaucoma is the most common type of glaucoma in infants,3 4 with a variable incidence reported worldwide. Higher incidences have been observed in inbred populations where parental consanguinity is common.5 6 7 Primary congenital glaucoma occurs more frequently in boys than in girls8 9 10; it is bilateral in 70% to 80% of patients.11 12 Patients with familial PCG tend to have an equal sex distribution.10 11 13
 
Secondary paediatric glaucoma is commonly associated with anterior segment dysgenesis; 50% of patients develop glaucoma.14 Glaucoma associated with aniridia is usually caused by progressive angle closure; it presents often in childhood with an incidence of 6% to 75% in aniridic eyes.15 Aphakic glaucoma can occur soon or years after initial uneventful cataract extraction surgery in children with congenital cataract; its incidence ranges from 5% to 41%, depending on patient age at the time of surgery, corneal diameter, and surgical techniques.16 17 18 19 Phacomatoses commonly associated with glaucoma include Sturge–Weber syndrome20 and Klippel–Trenaunay–Weber syndrome. The glaucoma evident in patients with inflammatory disorders is multifactorial, with a reported incidence of up to 38% in children with juvenile idiopathic arthritis.21
 
The primary goal of treatment for both primary and secondary types of paediatric glaucoma is IOP reduction, for which medical treatment is often the first-line approach. Longer-term treatment involves surgery as the definitive approach for IOP control in the vast majority of patients with paediatric glaucoma. Available surgical procedures have various indications, with both advantages and disadvantages, as well as different success rates, among patient populations. Notably, the management approach and success rate also considerably vary among countries worldwide. Paediatric congenital glaucoma is a relatively uncommon disease, such that a consultant ophthalmologist in a general ophthalmology centre in the Western world is estimated to encounter a new patient with PCG approximately once every 5 years.22 Because of its relative rarity, PCG is sometimes misdiagnosed or not treated appropriately, especially in general ophthalmology centres, leading to irreversible corneal and optic nerve damage, as well as unnecessary irreversible visual loss. Consequently, PCG is present in a disproportionate percentage (up to 18%) of children in institutions for the blind worldwide.23 24 Furthermore, congenital glaucoma was reportedly present in 30% of paediatric patients attending a university low vision service.25 Overall, paediatric glaucoma is responsible for 5% of irreversible blindness in children worldwide.26 However, there is a paucity of contemporary epidemiologic and clinical data regarding paediatric glaucoma in Hong Kong.
 
We conducted the Hong Kong Paediatric Glaucoma Study as the first territory-wide analysis of the epidemiology, presentation, clinical interventions, and outcomes of paediatric glaucoma in Hong Kong. This study is expected to greatly enhance the understanding of this disease in our local community, while improving our disease management approaches and standards of clinical care. The findings will also provide our colleagues in Paediatrics and Family Medicine with a clearer overview of the clinical presentations of patients with paediatric glaucoma.
 
Methods
Study design and ethical approval
This study comprised a retrospective chart review of patients with confirmed paediatric glaucoma who were managed over a 10-year period (January 2006 to December 2015) in the ophthalmology departments of six regional clusters of the Hospital Authority in Hong Kong (ie, Hong Kong East, Kowloon West, Kowloon Central, Kowloon East, New Territories West, and New Territories East) and The Chinese University of Hong Kong. The Hospital Authority in Hong Kong provides a heavily government-subsidised public clinical service to all Hong Kong citizens, while the Hospital Authority ophthalmology service provides more than 90% of all clinical ophthalmology services delivered in Hong Kong. The six hospital clusters participating in this study had a total population of 6 889 400 in 2017, which represented 92.96% of the total population (7 411 300) in Hong Kong at the time of the study.27 This study was performed in accordance with the 1996 Declaration of Helsinki and ICH-GC; the study protocol was approved by the institutional review boards of all involved clusters.
 
Patient population
Using the Hospital Authority’s Clinical Data Analysis and Reporting System, we identified patients aged ≤18 years on presentation, all of whom had either undergone glaucoma surgery or been prescribed glaucoma medication(s) continuously for >3 months. Patients identified through the Clinical Data Analysis and Reporting System were then verified through the Clinical Management System, which is an electronic medical records system in use throughout all hospitals and departments under the Hospital Authority in Hong Kong. Hard copies of medical records were also collected and reviewed to ensure the patients met the following criteria:
 
1. Age ≤18 years at presentation, with a diagnosis of primary or secondary glaucoma;
2. A combination of previous and/or current high IOP (>21 mm Hg), combined with disc cupping >0.3 or disc asymmetry >0.2, as well as one or more of the following signs: progressive disc cupping, buphthalmos (prominent, enlarged eye), enlarged corneal diameter (>11 mm in newborns, >12 mm in children aged <1 year, or >13 mm in children of any age), corneal oedema, Descemet’s membrane splitting (Haab’s striae), visual field defects, or progressive myopia.
 
Data collection
Clinical data of all patients who met the above study criteria were retrospectively collected from medical records and the Clinical Management System, using standardised data sheets. The following data were collected: patient demographics including family history of glaucoma and parental consanguinity (defined as a union between two related individuals who were second cousins or closer), type of glaucoma (primary/secondary), presentation of disease/reason for referral, examination findings on presentation, subsequent management (eg, medications, laser interventions, and surgical interventions), and clinical outcomes at the final follow-up. Patients’ Hong Kong Identity Card numbers were used to identify duplicate entries at different hospitals; in such instances, the clinical data were combined prior to analysis.
 
Outcome measures
The primary outcome measures were the epidemiological characteristics and clinical presentations of patients with paediatric glaucoma in Hong Kong. The secondary outcome measures were the subsequent management of these patients and their clinical outcomes at the final follow-up.
 
Results
Patient characteristics and epidemiological findings
In this study, we identified 98 patients with paediatric glaucoma (150 eyes; 47 boys and 51 girls). Seventy eyes (46.7%) were right eyes, and the mean ± standard deviation (SD) presenting age was 5.2±5.7 years (range, 0-18 years). With the exception of two patients (one Japanese and one from mid-western Asia), all included patients were of Chinese ethnic origin. Three patients (3.1%) had a positive family history of glaucoma, while none had parental consanguinity. The mean ± SD duration of follow-up was 8.46±6.51 years (range, 0.2-25.5 years). While one patient had pigment dispersion syndrome (follow-up duration of 2 months) and one patient had persistent hyperplastic primary vitreous (follow-up duration of 5 months), all other included patients had a minimum follow-up duration of 6 months. The Hong Kong population aged <20 years was 1 378 912 in 2006,28 and it was 1 174 500 in 2015.29 The population covered by the involved six Hospital Authority clusters and The Chinese University of Hong Kong eye clinic constituted approximately 93% of the total population.27 Given that Hospital Authority ophthalmology departments provided services to 90% of our general population, the estimated annual incidence rate of paediatric glaucoma in our Hong Kong was 0.92 per 100 000 population aged <20 years.
 
Types of glaucoma and presenting symptoms
Among the patients in this study, 57 eyes of 30 patients had primary glaucoma (35 eyes of 18 patients had PCG and 22 eyes of 12 patients had juvenile open-angle glaucoma). Furthermore, 93 eyes of 68 patients had secondary glaucoma (Table 1). The most prevalent type of secondary glaucoma was lens-related glaucoma after cataract extraction for congenital cataract (27 eyes of 17 patients, 18.0% of all involved eyes), which included aphakic glaucoma (13.3%) and pseudophakic glaucoma (4.7%). Other types of secondary glaucoma were Axenfeld–Rieger anomaly (8 eyes, 5.3%), uveitis (intermediate/anterior, 8 eyes, 5.3%), Sturge–Weber syndrome (7 eyes, 4.7%), and traumatic (5 eyes, 3.3%).
 

Table 1. Diagnostic findings in patients with paediatric glaucoma
 
The main presenting symptoms are summarised in Table 2. Common clinical presentations were parental concerns (31 eyes of 21 patients, 20.7% of all involved eyes) including cloudy cornea (19 eyes of 13 patients, 12.7%) and tearing/photophobia (12 eyes of 8 patients, 8.0%); other presentations that warranted referral to an ophthalmologist included poor visual acuity (27 eyes, 18.0%), high IOP (20 eyes, 13.3%), and strabismus (9 eyes, 6.0%). The mean ± SD IOP on presentation to the attending ophthalmologist was 25.3±10.2 mm Hg (range, 7-53 mm Hg). Notably, one eye had an iris cyst and underwent penetrating keratoplasty; although its IOP was 7 mm Hg, it showed an increased cup-to-disc ratio (0.5) and was therefore included in the cohort. The mean ± SD visual acuity was 0.6±0.7 logarithm of the minimum angle of resolution (LogMAR; range, -0.08 to 3.00), the mean ± SD spherical equivalent was -2.5±5.6 (range, -12.6 to 13.3), and the mean ± SD cup-to-disc ratio was 0.59±0.22 (range, 0.2-1.0).
 

Table 2. Presenting symptoms and signs of potential paediatric glaucoma that merited referral to an ophthalmologist
 
Glaucoma interventions
Among the 78 eyes which underwent surgical or laser interventions, 38 (48.7%) had primary glaucoma and 40 (51.3%) had secondary glaucoma. The first glaucoma intervention for each eye is indicated in Table 3. The most commonly performed surgery was trabeculectomy with antimetabolites (26 eyes, 33.3%) followed by goniotomy (23 eyes, 29.5%) and glaucoma drainage device implantation (6 eyes, 7.7%). The most commonly performed laser procedure was transscleral cyclophotocoagulation (9 eyes, 11.5%). The mean ± SD number of glaucoma interventions per eye was 1.37±1.90 (range, 0-9). Of the 78 eyes which underwent surgical or laser interventions, 31 (39.7%) received one intervention during the study period while 47 (60.3%) received more than one intervention.
 

Table 3. First glaucoma surgical/laser interventions for paediatric glaucoma
 
In all, 63.2% of eyes with primary glaucoma were treated surgically during the follow-up period; 54.8% of eyes with secondary glaucoma were treated by medications alone during the follow-up period. Among the 35 eyes of 18 patients with PCG, 23 eyes (66%) were managed surgically and only six of them (17.1%) were medication-free on the final follow-up. Among the 22 eyes of 12 patients with juvenile open-angle glaucoma, 15 eyes (68%) were managed surgically and only six of them (27.3%) were medication-free on the final follow-up. Among the 93 eyes of 68 patients with secondary glaucoma, 40 eyes (43.0%) were managed surgically during follow-up and 14 (15.1%) were medication-free on the final follow-up.
 
Follow-up findings
The mean ± SD LogMAR visual acuity at the final follow-up was 0.90±0.98 (range, -0.19 to 3.00, ie, no light perception). Among 111 eyes for which visual acuity was determined, 10 (9.0%) had no light perception at the final follow-up, four (3.6%) had light perception, five (4.5%) could perceive hand movement, and four (3.6%) could perceive finger counting. The mean ± SD IOP at the final follow-up was 18.4±6.6 mm Hg (range, 6-43 mm Hg), while the mean ± SD number of glaucoma medications at the final follow-up was 2.22±1.61 (range, 0-5). The mean ± SD spherical equivalent was -3.4±6.6 (range, -18.25 to 13.1), whereas the mean ± SD cup-to-disc ratio was 0.68±0.20 (range, 0.3-1.0). Clinical parameters among the different types of glaucoma (ie, PCG, juvenile open-angle glaucoma, and secondary glaucoma) are described in Table 4. As expected, PCG manifested at an earlier age, compared with other types of glaucoma. Patients with secondary glaucoma had a wider range of refraction because some exhibited hyperopia, such as in aphakic glaucoma. Other parameters (eg, IOP, cup-to-disc ratio, number of glaucoma interventions, and number of medications) were similar among the different types of glaucoma.
 

Table 4. Clinical parameters among different types of paediatric glaucoma
 
Discussion
Effects of ethnicity on paediatric glaucoma incidence and type
To our knowledge, this is the first epidemiological report concerning paediatric glaucoma in Hong Kong. Hong Kong had a population of 7.4 million in 2018,30 of which 92.0% were of Chinese ethnic origin, while there were 2.5% Filipinos, 2.1% Indonesians, and 0.8% Caucasians.29 In this study, we included patients with confirmed paediatric glaucoma who were managed in the ophthalmology departments of six regional clusters of the Hospital Authority in Hong Kong (Hong Kong East, Kowloon West, Kowloon Central, Kowloon East, New Territories West, and New Territories East) and The Chinese University of Hong Kong. In this study, we estimated the annual incidence rate of paediatric glaucoma in Hong Kong to be 0.92 per 100 000 population <20 years of age. The reported incidence rates have varied among previous studies, presumably because of differences in the ethnicity of the study population. In the British Infantile and Childhood Glaucoma Eye Study, Papadopoulos et al31 concluded that the incidence of PCG was nearly ninefold greater among children of Pakistani origin, compared with Caucasian children; other groups with high incidences of PCG included those of Bangladeshi and Indian origin. Notably, only one Chinese child (among 99 paediatric patients with newly diagnosed glaucoma) was diagnosed with PCG during the 1-year surveillance period. In total, 67% of all Pakistani children in that study were from consanguineous marriages. Although South Asians remain a minority in Hong Kong, local census data29 showed that the population increased from 47 505 to 80 028 from 2006 to 2016 (68% increase). Thus, clinicians should be aware of the potential for this condition among babies and children of specific ethnic origins.
 
Our study showed that PCG was the most prevalent type of glaucoma in our patient population, present in 23.3% of the included eyes; other common types were juvenile open-angle glaucoma (14.7%) and aphakic glaucoma (13.3%). The reported prevalences have varied among types of paediatric glaucoma in previous studies. Taylor et al3 described a population of Canadian patients with paediatric glaucoma, in which congenital glaucoma was the most common subtype (38% of patients). In the British Infantile and Childhood Glaucoma Eye Study,31 45 of 95 patients (47.4%) were diagnosed with PCG during the 1-year surveillance period. In mainland China, two hospital-based studies revealed the epidemiology of paediatric glaucoma in Chinese populations.32 33 Both studies concluded that congenital glaucoma was the most common subtype. Aponte et al34 reported the 40-year incidence and clinical characteristics of childhood glaucoma among patients in the region of Rochester, United States. They concluded that acquired and secondary forms of glaucoma were the most common, while congenital and juvenile forms of glaucoma were rare. Thus, we presume that variations in prevalence among different types of glaucoma are related to ethnicity.
 
Potential mechanisms underlying paediatric glaucoma
Among patients with secondary glaucoma, the most commonly associated conditions were lens-related: aphakia (13.3% of eyes) and pseudophakia (4.7%) after cataract extraction for congenital cataract. Although the exact mechanisms of glaucoma in young patients with aphakia and pseudophakia are not well known, Beck et al35 suggested the following aetiologies based on their findings in the Infant Aphakia Treatment Study: congenital angle anomalies, postoperative inflammation leading to angle dysfunction or progressive synechial closure, corticosteroid-induced mechanisms, and some unknown influences of the aphakic state or vitreous interaction with developing angle structures that cause reduced outflow.
 
Congenital conditions, such as anterior segment dysgenesis (11.4%) and Sturge–Weber syndrome (4.7%), were also associated with glaucoma in our patients. Clinicians could occasionally discern irregular pupils or abnormal red reflex from the fundi in patients with anterior segment dysgenesis; Sturge–Weber syndrome is associated with the presence of a facial port-wine stain.
 
The mechanisms of uveitic glaucoma are not clearly known, they may involve inflammatory substances/cellular components that cause trabecular damage and blockage, as well as a response to steroid treatment in young patients, which causes high IOP.36 In addition to uveitis, 2.7% of eyes had steroid-induced glaucoma related to the chronic use of topical steroid treatment for other ophthalmic conditions (eg, allergy and chalazion) or systemic conditions (eg, eczema). Therefore, medication history concerning steroid use is an important consideration in paediatric patients; steroid self-medication and/or long-term steroid use without close IOP monitoring could carry a risk of glaucoma.37
 
Trauma-related glaucoma was also observed in 3.3% of included eyes; four of the five patients with traumatic glaucoma exhibited angle recession. Therefore, IOP should generally be measured in young patients after ocular trauma and the angle structure should be examined via gonioscopy whenever possible.
 
Ophthalmic complaints and early clinical assessments of paediatric glaucoma
Parental concerns of tearing, photophobia, and cloudy cornea comprised approximately 21.5% of the reasons for referral in this cohort (20.7% of total eyes). High IOP comprised only 12.2% of the reasons for referral (13.3% of eyes); other ophthalmic complaints leading to referral included poor visual acuity (18.0% of eyes), strabismus (6.0% of eyes), and nystagmus (4.7% of eyes); these complaints could be related to the presence of unilateral or bilateral amblyopia. Buphthalmia is a finding of glaucoma in infancy as the young eye increases in size from elevated IOP due to corneal and scleral collagen immaturity (Fig).2 Therefore, a subset of patients presented with ocular asymmetry, buphthalmos, increased or early myopia, or increased cup-to-disc ratio with or without elevated IOP. Furthermore, although visual acuity may not be fully assessed in babies and young children, there is a need to actively screen for and treat amblyopia in this patient group. Amblyopia remains the main cause of poor visual acuity in patients with paediatric glaucoma. Appropriate correction of refractive error and eye patching are essential components of clinical management for these patients.
 

Figure. Photograph showing the surgeon’s view of an enlarged cornea (>12 mm), corneal oedema, and conjunctival injection in the right eye of a 4-month-old baby who had primary congenital glaucoma and was undergoing examination under general anaesthesia before goniotomy (Source: Prof Clement CY Tham)
 
Family doctors and paediatricians are usually the first clinicians to examine paediatric patients with suspected glaucoma in the healthcare setting in Hong Kong. Early detection and diagnosis are important for preventing the loss of vision. Appropriate referral is based on the detection of signs and symptoms of paediatric glaucoma. Clinical signs include epiphora, conjunctival erythema, corneal enlargement, corneal clouding, Haabs striae, abnormally deep anterior chamber, myopia and/or astigmatism, and enlarged optic nerve cupping. The classic triad of epiphora, photophobia, and blepharospasm is usually evident in patients with congenital glaucoma. Other symptoms of paediatric glaucoma often include a cloudy and enlarged cornea or large eye, ocular asymmetry (ie, one eye larger than the other), blurring, frequent eye rubbing, pain and discomfort; moreover, the child may become irritable and fussy, and may exhibit a poor appetite. Family doctors and paediatricians may assess vision in older babies or young children; measure IOP using non-contact tonometry in older children (although there is no established range of normal IOP in paediatric patients, an IOP ≥21 mm Hg would merit referral to an ophthalmologist); and may detect manifestations of strabismus, nystagmus, ocular asymmetry, cloudy cornea, irregular pupil, and/or conjunctival injection. Prompt and early referrals are important for minimising visual loss and preventing amblyopia.
 
Limitations
This study had some notable limitations. First, paediatric glaucoma is a rare and diverse condition with heterogeneous manifestations. Thus, there are no widely established diagnostic criteria and no standardised management protocol in use among different hospitals. Second, clinical data were collected retrospectively from the patients’ medical records in this study. Because the ophthalmology departments in most Hospital Authority service clusters have not fully implemented the use of electronic medical records for both out-patients and in-patients, the retrospective collection of handwritten clinical data from hard-copy medical records might have led to the unintentional exclusion of patients or data. Furthermore, missing data and recall bias may have influenced the findings, especially with respect to symptom presentation at the first clinical visit. Among patients who had not received surgical interventions, diagnostic information might have been omitted for some patients in some clusters. Finally, patients with paediatric glaucoma managed in the Hong Kong West Cluster and in the private sector were not included in this study; thus, the findings may not have been entirely representative of the whole territory, although this remains the largest cohort study of patients with paediatric glaucoma in Hong Kong.
 
Conclusion
Paediatric glaucoma remains an important and irreversible blinding eye disease among children. Children are often unable to complain of specific symptoms and the signs of paediatric glaucoma are often subtle; thus, parents, family doctors, and paediatricians should be familiar with the common manifestations of this disease. Family doctors and paediatricians should have a very high level of suspicion for paediatric glaucoma, combined with a lower threshold for referring patients to ophthalmologists for further evaluation and early treatment. Among the known types of paediatric glaucoma, PCG is the most common. Children with unexplained cloudy corneas, tearing, photophobia, diminished visual acuity, and signs of squinting should be promptly referred for further assessment.
 
Author contributions
Concept or design: NB Baig and CC Tham.
Acquisition of data: JJ Chan, JC Ho, GC Tang, S Tsang, KH Wan, WK Yip.
Analysis or interpretation of data: NB Baig and CC Tham.
Drafting of the manuscript: NB Baig and CC Tham.
Critical revision of the manuscript for important intellectual content: NB Baig and CC Tham.
 
All authors had full access to the data, contributed to the study, approved the final version for publication, and take responsibility for its accuracy and integrity.
 
Conflicts of interest
All authors have disclosed no conflicts of interest.
 
Funding/support
This research received no specific grant from any funding agency in the public, commercial, or not-for-profit sectors.
 
Ethics approval
The study obtained ethics approval from the following ethics committees:
  • Research Ethics Committee (Kowloon Central/Kowloon East) (Ref: KC/KE-15-0013/ER-2);
  • Research Ethics Committee, Kowloon West Cluster (Ref: KW/EX-15-056[85-09]);
  • Joint Chinese University of Hong Kong–New Territories East Cluster Clinical Research Ethics Committee (Ref: 2015.100);
  • New Territories West Cluster Clinical & Research Ethics Committee (Ref: NTWC/CREC/15010);
  • Hong Kong East Cluster Research Ethics Committee (Ref: HKEC-2015-033).

  • The participants (or a legal guardian) gave informed consent before the study.
     
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    Clinical and radiological characteristics of COVID-19: a multicentre, retrospective, observational study

    Hong Kong Med J 2021 Feb;27(1):7–17  |  Epub 27 Aug 2020
    © Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
     
    ORIGINAL ARTICLE  CME
    Clinical and radiological characteristics of COVID-19: a multicentre, retrospective, observational study
    Y Wang, MD1 # †;S Luo, MD2 #; CS Zhou, BS2 #; ZQ Wen, MD3 #; W Chen, MD4,5; W Chen, MD6; WH Liao, MD7; J Liu, MD7; Y Yang, MD9; JC Shi, MD10; SD Liu, MD10; F Xia, MS2; ZH Yan, MD5; X Lu, PhD11; T Chen, MD12; F Yan, PhD11; B Zhang, MD1 †; DY Zhang, MD9 †; ZY Sun, MD2 †
    1 Department of Radiology, The Affiliated Nanjing Drum Tower Hospital of Nanjing University Medical School, Nanjing, Jiangsu, China
    2 Department of Medical Imaging, Jinling Hospital, Medical School of Nanjing University, Nanjing, Jiangsu, China
    3 Department of Outpatient, Jinling Hospital, Medical School of Nanjing University, Nanjing, Jiangsu, China
    4 Department of Radiology, Jinling Hospital, Southern Medical University, Nanjing, Jiangsu, China
    5 Department of Radiology, The Second Affiliated Hospital and Yuying Children’s Hospital of Wenzhou Medical University, Wenzhou, Zhejiang, China
    6 Department of Medical Imaging, Taihe Hospital, Shiyan, Hubei, China
    7 Department of Medical Imaging, Xiangya Hospital of Central South University, Changsha, Hunan, China
    8 Department of Medical Imaging, The Second Xiangya Hospital of Central South University, Changsha, Hunan, China
    9 Department of Medical Imaging, Wuhan First Hospital, Wuhan, Hubei, China
    10 Department of Infectious Disease, Wenzhou Central Hospital, Wenzhou, Zhejiang, China
    11 State Key Laboratory of Natural Medicines, Research Center of Biostatistics and Computational Pharmacy, China Pharmaceutical University, Nanjing, Jiangsu, China
    12 Medical School of Nanjing University, Nanjing, Jiangsu, China
    # Y Wang, S Luo, CS Zhou, and ZQ Wen equally contributed to this work
    Y Wang, ZY Sun, DY Zhang, and B Zhang equally contributed to this work
     
    Corresponding author: Dr Y Wang (wangzhang227@163.com)
     
     Full paper in PDF
     
    Abstract
    Background: Multicentre cohort investigations of patients with coronavirus disease 2019 (COVID-19) have been limited. We investigated the clinical and chest computed tomography characteristics of patients with COVID-19 at the peak of the epidemic from multiple centres in China.
     
    Methods: We retrospectively analysed the epidemiologic, clinical, laboratory, and radiological characteristics of 189 patients with confirmed COVID-19 who were admitted to seven hospitals in four Chinese provinces from 18 January 2020 to 3 February 2020.
     
    Results: The mean patient age was 44 years and 52.9% were men; 186/189 had ≥1 co-existing medical condition. Fever, cough, fatigue, myalgia, diarrhoea, and headache were common symptoms at onset; hypertension was the most common co-morbidity. Common clinical signs included dyspnoea, hypoxia, leukopenia, lymphocytopenia, and neutropenia; most lesions exhibited subpleural distribution. The most common radiological manifestation was mixed ground-glass opacity with consolidation (mGGO-C); most patients had grid-like shadows and some showed paving stones. Patients with hypertension, dyspnoea, or hypoxia exhibited more severe lobe involvement and diffusely distributed lesions. Patients in severely affected areas exhibited higher body temperature; more fatigue and dyspnoea; and more manifestations of multiple lesions, lobe involvement, and mGGO-C. During the Wuhan lockdown period, cough, nausea, and dyspnoea were alleviated in patients with newly confirmed COVID-19; lobe involvement was also improved.
     
    Conclusions: Among patients with COVID-19 hospitalised at the peak of the epidemic in China, fever, cough, and dyspnoea were the main symptoms at initial diagnosis, accompanied by lymphocytopenia and hypoxaemia. Patients with severe disease showed more severe lobe involvement and diffuse pulmonary lesion distribution.
     
     
    New knowledge added by this study
    • Among patients with coronavirus disease 2019 (COVID-19) hospitalised during the peak of the epidemic in China, common clinical signs included dyspnoea, hypoxia, leukopenia, lymphocytopenia, and neutropenia; most lesions exhibited subpleural distribution. The most common radiological manifestation was mixed ground-glass opacity with consolidation.
    • Patients with hypertension were likely to exhibit hypoxaemia; furthermore, their lung lobes were severely involved and lesions were significantly diffusely distributed.
    • All patients with severe disease showed mixed ground-glass opacity with consolidation; paving stones and grid-like shadows were significantly associated with the presence of mixed ground-glass opacity with consolidation.
    • Patients in severely affected areas demonstrated slightly higher body temperature, more frequent fatigue, and more frequent dyspnoea. After implementation of the ‘Wuhan lockdown’ policy, cough, nausea, and dyspnoea were significantly alleviated in patients with newly confirmed COVID-19.
    Implications for clinical practice or policy
    • Mixed ground-glass opacity with consolidation, paving stones, and grid-like shadows might serve as comprehensive indicators of disease severity in patients with COVID-19.
    • Radiological examinations should be used as the primary screening method in this epidemic because of their efficiency, instead of the current approach of body temperature checks and reverse-transcriptase polymerase chain reaction assays.
    • Patients with hypertension require close clinical monitoring, as they are more likely to exhibit hypoxaemia. Proactive interventions (eg, positive pressure ventilation) are needed to enhance blood oxygen concentration.
    • As COVID-19 progresses, patients begin to develop immunosuppression; lymphopenia may therefore be a key factor related to disease severity and mortality in these patients.
     
     
    Introduction
    Pneumonia caused by severe acute respiratory syndrome coronavirus 2 (SARS-CoV-2), known as coronavirus disease 2019 (COVID-19), has become a pandemic.1 2 3 By 1 March 2020, a total of 87 137 cases were confirmed globally, including 79 968 in China and 7169 distributed across 58 countries outside China. On 23 January 2020, the Chinese Central Government imposed a lockdown in Wuhan and other cities in Hubei Province to isolate the epicentre of the outbreak; to the best of our knowledge, the ‘Wuhan lockdown’ represents the first lockdown of a major city in modern history.4 Subsequently, compulsory policies have been established, such as suspension of public gatherings and the requirement to wear masks.5 In addition to non-medical interventions, the scientific community is responding to this challenge by working to understand and control the disease.6 7 8 9 10 11 However, there have been limited studies regarding the clinical and radiological features of patients with COVID-19, based on multicentre, multiprovincial cohorts at the peak of the epidemic.
     
    In this context, we retrospectively analysed 189 patients with laboratory-confirmed COVID-19, using data collected from seven hospitals in four provinces from 18 January 2020 to 3 February 2020. We compared clinical features, laboratory tests, and chest computed tomography (CT) image findings of these patients with respect to time (ie, before and after Wuhan lockdown) and space (ie, in and outside of Wuhan epidemic area); we investigated potential associations between CT findings and laboratory data. Our findings may help further understand the epidemiological characteristics of COVID-19 and improve the public health response to the epidemic; they can be used as a reference for implementing control measures in other regions or countries with increasing numbers of patients with COVID-19.
     
    Methods
    Study design and participants
    Data regarding 189 patients were obtained from the following seven hospitals: Taihe Hospital (n=59), Xiangya Hospital of Central South University (n=21), The Second Xiangya Hospital of Central South University (n=9), Wenzhou Hospital (n=76), Jinling Hospital (n=1), Nanjing Drum Tower Hospital (n=12), and Wuhan Hospital (n=11). Wenzhou is the prefecture-level city with the most confirmed cases outside Hubei Province. Symptom onset time was recorded from 31 December 2019 to 2 February 2020; patients were hospitalised from 18 January 2020 to 3 February 2020, with final follow-up for this report on 4 February 2020. Patients with suspected COVID-19 were admitted and quarantined, then diagnosed with COVID-19 in accordance with the ‘Novel Coronavirus Pneumonia Prevention and Control Program’ (sixth edition)—a patient was confirmed to have COVID-19 based on high throughput sequencing or real-time reverse-transcriptase polymerase chain reaction (RT-PCR) assays of nasal and pharyngeal swab specimens.12 Two target genes—open reading frame 1ab (ORF1ab) and nucleocapsid protein (N)—were simultaneously amplified and tested in real-time RT-PCR assays. Target 1 (ORF1ab) comprised forward primer 5’-CCCTGTGGGTTTTACACTTAA-3’, reverse primer 5’-ACGATTGTGCATCAGCTGA-3’, and the probe 5’-VIC-CCGTCTGCGGTATGTGGAAAGGTTATGG-BHQ1-3’. Target 2 (N) comprised forward primer 5’-GGGGAACTTCTCCTGCTAGAAT-3’, reverse primer 5’-CAGACATTTTGCTCTCAAGCTG-3’, and the probe 5’-FAMTTGCTGCTGCTTGACAGATT-TAMRA-3’. Real-time RT-PCR assays were conducted using a SARS-CoV-2 nucleic acid detection kit, in accordance with the manufacturer’s protocol (Shanghai BioGerm Medical Technology Company, Shanghai, China).
     
    Data collection
    Epidemiological, clinical, laboratory, and radiological characteristics were obtained from electronic medical records by using data collection forms. Date of disease onset was defined as the day when symptoms were noticed. The number of days between symptom onset and date of the first positive test was recorded. Fever was defined as an axillary temperature of ≥37.5°C. Hypoxaemia was defined as 94% oxygen saturation, in accordance with respiratory department criteria. Major CT features were described using standard international nomenclature, defined by the Fleischner Society glossary and peer-reviewed literature regarding viral pneumonia. Degree of COVID-19 severity at the time of admission was defined as mild, moderate, severe, or critical, using preliminary diagnostic guidance from the National Health Commission of the People’s Republic of China. Disease was further separated into non-severe (ie, mild and moderate) and severe (ie, severe and critical) classifications for simplicity. Direct exposure history was defined as patient confirmation of a direct visit to Wuhan, China, during a particular period; close exposure history was defined as close patient contact with an individual who had confirmed or suspected COVID-19. To analyse spatiotemporal differences, patients were divided into different categories according to the start date for the Wuhan lockdown (ie, 23 January 2020) for temporal analysis or heavy epidemic province classification (eg, Hubei and Zhejiang provinces13) for spatial analysis.
     
    Statistical analyses
    Continuous variables were described as the mean (±standard deviation); categorical variables were expressed as frequency (%). All statistical analyses were conducted with R (version 3.6.2; https://www.r-project.org/), using Fisher’s exact test for categorical data and a two-sample Mann-Whitney test or Student’s t test for continuous data (as appropriate). Correlations were measured by Pearson’s correlation coefficient (ρ). Co-morbidities, signs, and symptoms that appeared in more than 10% of the patients were regarded as common co-existing medical conditions. For unadjusted comparisons, two-sided P values <0.05 were considered statistically significant. The analyses were not adjusted for multiple comparisons; thus, given the potential for type I error, the findings should be interpreted as exploratory and descriptive.
     
    Results
    Presenting characteristics
    The present study included 189 patients with confirmed COVID-19 from four provinces in China, including 70 (37.0%) from Hubei (11 [5.8%] from Wuhan), 30 (15.9%) from Hunan, 76 (40.2%) from Zhejiang, and 13 (6.9%) from Jiangsu. Dates of confirmed infection by RT-PCR ranged from 18 January 2020 to 3 February 2020. The mean date of disease onset was 21 January 2020; the mean date of confirmed infection by RT-PCR was 28 January 2020. The mean duration between symptomology onset and first positive test was 6±5 days. Patients in severely affected areas (eg, Hubei and Zhejiang provinces) showed symptoms earlier than patients in other areas (Fig 1).
     

    Figure 1. Epidemiologic characteristics of COVID-19. Symptom onset timeline of four provincial clusters. Dates filled in light grey are the average dates on which symptoms onset before infection confirmed, and dates filled in dark grey are the average dates on which infections were confirmed by RT-PCR
     
    The overall characteristics of included patients are summarised in Table 1. The mean age was 44±14 years (range, 17-92 years); 100 patients (52.9%) were men. Of the 189 patients, 181 (95.8%) exhibited positive findings for COVID-19 in the initial RT-PCR assay; 186 patients (98.4%) had ≥1 co-existing medical condition. Fever (161 [86.1%]; two missing records), cough (113 [59.8%]), fatigue (68 [36.0%]), myalgia (35 [18.5%]), diarrhoea (25 [13.2%]), and headache (19 [10.1%]) were the most common symptoms at onset; hypertension (34 [18.0%]) was the most common co-morbidity. Less common co-morbidities included chronic obstructive pulmonary disease, chronic kidney disease, and malignancy (one patient each). Most patients (180 [95.2%]) had non-severe disease; patients with severe disease tended to be older (P=0.067) and had significantly greater breathing frequency (P=0.009) than patients with non-severe disease (online supplementary Appendix 1). Notably, fever was the primary symptom indicative of COVID-19 in patients with suspected disease during the epidemic; however, in our cohort, fever was independent of other imaging findings (data not shown).
     

    Table 1. Baseline characteristics and clinical presentations of patients with COVID-19 (n=189)
     
    On admission, 10 patients (5.3%) presented with hypoxaemia at the time of initial diagnosis; leukopenia was present in 31.2% of the patients, lymphocytopenia was present in 20.6%, and neutropenia was present in 13.2%. Patients with critical disease had more laboratory abnormalities than those with severe disease, including lymphocytopenia (44.4% vs 19.6%; P=0.09) and hypoxaemia (55.6% vs 2.8%; P<0.001). Approximately 91.0% of lesions exhibited subpleural distribution; 17.5% of lesions were diffusely distributed. The most common patterns on chest CT were mixed ground-glass opacity with consolidation (mGGO-C, 84.7%); 59.8% of patients had grid-like shadows and 27.5% of patients exhibited radiological manifestations of typical paving stones (Fig 2). Patients with severe disease showed more frequent involvement of multiple lobes (all P<0.05) and more frequent diffuse distribution (P=0.008), compared with patients who exhibited non-severe disease (online supplementary Appendix 1).
     

    Figure 2. Common lesions of typical pneumonia caused by COVID-19: (a) single ground-glass-like opacity with blurred boundaries (arrow) and no obvious symptoms or signs; (b) multiple ground-glass opacities (arrow) with signs of dry cough; (c) groundglass opacity with lung consolidation (arrow), accompanied with obvious signs of dry cough and fever; (d) grid-like shadows in the right lung (arrow), accompanied with partial consolidation and ground-glass opacities; patient has basic diseases such as hypertension, and positive symptoms and signs are obvious
     
    Severity of hypoxia and dyspnoea
    To evaluate the severity of respiratory damage caused by COVID-19, 26 patients (13.8%) who presented with subjective dyspnoea or objective hypoxia were selected for detailed analysis (Table 2). These 26 patients were generally older (50±16 years; P=0.013) and showed more diverse clinical symptoms (eg, cough [80.8%; P=0.033], fatigue [53.8%; P=0.068], nausea [30.8%; P<0.001], diarrhoea [34.6%; P=0.002], and abdominal pain [11.5%; P=0.017]), co-morbidities (eg, hypertension [38.5%; P=0.008]), and haematological abnormalities (eg, lymphocytopenia [38.5%; P=0.051]), compared with patients who did not exhibit dyspnoea or hypoxia. The radiological manifestations in these patients were not optimistic because all patients demonstrated multiple lesions (100%; P=0.123) and mGGO-C (100%; P=0.361); many patients had diffusely distributed lesions (42.3%; P=0.001) and grid-like shadows (80.8%; P=0.033) [Table 3]. Among nine patients with severe disease, seven (77.8%) had varying degrees of hypoxia and dyspnoea. Additionally, patients with haematological abnormalities (especially leukopenia or lymphocytopenia) showed more severe lobe involvement and tended to show diffusely distributed pulmonary lesions (online supplementary Appendix 2). Specifically, the white blood cell count was significantly negatively correlated with the numbers of lesions in left upper (ρ=-0.18, P=0.012), left lower (ρ=-0.23, P=0.002), and right lower lobes (ρ=-0.19, P=0.009).
     

    Table 2. Laboratory and radiological findings among patients with COVID-19 (n=189)*
     

    Table 3. Presenting characteristics of patients infected with COVID-19 according to dyspnoea or hypoxia status (n=189)
     
    Subgroup analysis of patients with hypertension
    Although there is no evidence that patients with hypertension are more susceptible to COVID-19, 18.0% of patients with confirmed disease exhibited hypertension, which was the most common clinical co-morbidity in our cohort. These patients were likely to exhibit hypoxaemia (14.7%; P=0.022); furthermore, their lung lobes were severely involved (all P<0.05) and lesions were significantly diffusely distributed (35.3%; P=0.006). Therefore, these patients require close clinical monitoring (Table 4).
     

    Table 4. Presenting characteristics of patients infected with COVID-19 according to co-morbid hypertension status (n=189)
     
    Co-occurrence of unfavourable radiological manifestations
    In this cohort, all patients with severe disease showed mGGO-C. Paving stones, a sign of the inflammatory absorption period, and grid-like shadows, a sign of interstitial lung lesions, were significantly associated with the presence of mGGO-C (both P<0.05); thus, these radiological findings might serve as comprehensive indicators of disease severity in patients with COVID-19 (online supplementary Appendix 3). Additionally, these patients also showed unfavourable imaging findings, including multiple lesions and severe lung lobe involvement (all P≤0.001).
     
    Spatial and temporal differences
    To further investigate the spatiotemporal differences among patients with COVID-19, we compared clinical, laboratory, and radiological characteristics of patients with respect to the start date of the Wuhan lockdown, as well as heavy epidemic province classification status (online supplementary Appendices 4 and 5). We found that patients in severely affected areas (eg, Hubei and Zhejiang provinces) demonstrated slightly higher body temperature (mean: 37.9℃ vs 37.6℃; P=0.070), more frequent fatigue (39.7% vs 23.3%, P=0.072), and more frequent dyspnoea (11.6% vs 0, P=0.041), compared with patients in other areas. Imaging findings showed more manifestations of multiple lesions (92.9% vs 78.0%, P=0.031), more severe lobe involvement, and more frequent radiological manifestations of mGGO-C (87.7% vs 74.4%, P=0.060). Additionally, after implementation of the ‘Wuhan lockdown’ policy, the symptoms of cough (51.0% vs 70.1%, P=0.012), nausea (3.9% vs 16.1%, P=0.010), and dyspnoea (2.0% vs 17.2%, P=0.001) were significantly alleviated in patients with newly confirmed COVID-19; lung lobe involvement was also dramatically improved, compared with patients who had been diagnosed prior to the start date of the lockdown.
     
    Discussion
    This study assessed the epidemiological, clinical, laboratory, and imaging characteristics of 189 patients with confirmed COVID-19 from multiple hospitals and provinces; it also included spatiotemporal analysis of disease in these patients. As expected, there were more male patients than female patients in our cohort; fever, cough, and dyspnoea were the main symptoms at the time of initial diagnosis, accompanied by lymphocytopenia, hypoxaemia, and other haematological abnormalities. Furthermore, patients with severe disease showed significantly more severe lobe involvement and diffuse distribution of pulmonary lesions, consistent with the findings in previous studies.6 11 12 13 14 Reductions in the numbers of white blood cells or lymphocytes are closely associated with lobe involvement and diffuse distribution, such that a large number of inflammatory cells is consumed at pulmonary lesions in a short period; this finding is consistent with past pathological findings in patients with COVID-1915—interstitial mononuclear inflammatory infiltrates, dominated by lymphocytes, have been observed in both lungs; multinucleated syncytial cells with atypical enlarged pneumocytes (characterised by large nuclei, amphophilic granular cytoplasm, and prominent nucleoli) were identified in intra-alveolar spaces, which constituted a viral cytopathy-like change. Additionally, lymphopenia is a common laboratory finding in patients with COVID-19. A serological study16 and a pathological result15 demonstrated that patients’ interleukin-6 levels increased during the course of the disease, whereas the levels of CD4+ T cells, CD8+ T cells, and natural killer cells decreased. These findings imply that, as the disease progresses, patients begin to develop immunosuppression; lymphopenia may therefore be a key factor related to disease severity and mortality in patients with COVID-19.
     
    Another important finding in this study was that patients with hypertension were likely to exhibit hypoxaemia, accompanied by unfavourable radiological manifestations; this was presumably because the patients included in this study were mostly middle-aged or elderly people. The reported prevalence of hypertension in China was 23.2% in adults,17 which was slightly higher than the prevalence in our cohort. In general, older people are more susceptible to COVID-19 and more likely to experience severe disease, compared with people younger than 50 years of age, because older people exhibit greater numbers of health conditions and co-morbidities. Notably, the zinc metallopeptidase angiotensin-converting enzyme 2 (ACE2)18 19—a negative regulator of the angiotensin system which affects heart function, hypertension, and diabetes—has been identified as a key receptor for SARS-CoV-2 in humans. Angiotensin-converting enzyme 2 protects against acute lung injury in several animal models of acute respiratory distress syndrome, which indicates that the renin-angiotensin system may play a critical role in the pathogenesis of acute lung injury. Thus, enhancement of ACE2 activity might be a novel approach for the treatment of acute lung failure in several diseases. Angiotensin-converting enzyme 2 receptors are widely expressed in nasal mucosa, bronchus, lung, heart, oesophagus, kidney, stomach, bladder, and ileum; importantly, the entrance of SARS-CoV-2 into cells mainly occurs through binding to ACE2. Thus, unlike other β-coronaviruses, SARS-CoV-2 replication is not limited to the upper respiratory mucosa epithelium (eg, nasal cavity and pharynx); it also occurs in the digestive tract and other organs, which partially explains the non-respiratory symptoms (eg, diarrhoea, liver damage, and kidney damage).20 Multiple affected organs cause diverse clinical manifestations and large individual differences, which lead to complex conditions. Accordingly, patients with a history of hypertension should receive closer monitoring.
     
    Respiratory system infections end in respiratory failure or multiple organ failure.21 Similar to previous reports of patients with severe acute respiratory syndrome (SARS), some patients in the present study experienced dyspnoea and hypoxaemia during the course of COVID-19 (online supplementary Appendix 6). Notably, our patients showed greater numbers of clinical symptoms and unfavourable imaging findings. Pathologically, SARS mainly causes the formation of hyaline membranes, which result in large numbers of inflammatory exudates into the alveolar cavity, as well as patchy haemorrhage and focal necrosis; these changes lead to respiratory failure and extremely high mortality. In contrast, our patients with COVID-19 generally exhibited mGGO-C as the main imaging feature, which causes airway obstruction without obvious hyaline membrane formation; thus, ventilator support can be used to improve patient prognosis. We presume that the presence of early imaging findings indicates that proactive interventions (eg, positive pressure ventilation) are needed to enhance blood oxygen concentration.
     
    Fever, the most common symptom at the first visit and the most commonly used indicator for COVID-19, showed no significant relationship with radiological findings in the present study, which implies that patients may show no abnormalities (eg, changes in body temperature) when obvious lesions form in the lungs. Furthermore, a recent study22 demonstrated that the sensitivity of RT-PCR for confirmation of COVID-19 is lower than the sensitivity of chest imaging scans, which also suggests that radiological examinations should be used as the primary screening method in this epidemic because of their efficiency, instead of the current approach of body temperature checks and RT-PCR assays.
     
    Overall, the spatial distribution of the epidemic demonstrated here is consistent with the official statistics.23 The distribution of disease incidence had a clear relationship with population mobility. In particular, cities surrounding Wuhan (throughout Hubei Province) reported the vast majority of cases, followed by Wenzhou (Zhejiang Province), which has a large floating population from Wuhan. Wan et al24 and Wrapp et al25 showed that SARS-CoV-2 is more infectious than SARS-CoV. Imported cases were most common in the early period of the epidemic; symptoms then began to appear among individuals who had been in contact with the first group of infected individuals, which contributed to a rapid increase in the number of infections. The symptoms of fatigue and dyspnoea were alleviated outside severely affected areas, which implied reduction of virus potency during intergenerational transmission and early admission to hospitals. In the present study, we used the date of disease onset for analysis of affected patients. Patients in Hubei and Zhejiang provinces showed symptoms earlier and were confirmed to have COVID-19 an average of 6 days later, compared with patients in other areas; these findings coincide with the reported 14-day incubation period.26 Gradually, clinical symptoms and chest CT findings were alleviated in patients with newly confirmed COVID-19 after the beginning of the Wuhan lockdown; these changes also implied reduction of virus potency during intergenerational transmission.
     
    In general, the radiological manifestations of COVID-19 are similar to those of SARS and Middle East respiratory syndrome (MERS), but pleural effusion is rare in patients with COVID-19 (online supplementary Appendix 6). In two previous studies,27 28 the proportions of patients with SARS and MERS who had pleural effusions were 25% (4/16) and 14.5% (8/55), whereas only one patient with COVID-19 (0.5%) had pleural effusions in our cohort. Current studies indicate that the binding forces between the SARS-CoV-2 S protein and human ACE2 are similar to (or stronger than) those between the SARS-CoV S protein and its receptor.25 Given the state of the epidemic, SARS-CoV-2 is highly infectious; its basic reproduction number (R0) is considerably greater than that of either SARS or MERS.29 The World Health Organization reported that the R0 of SARS-CoV-2 ranged from 1.4 to 2.5, whereas a study in China indicated an R0 of 3.3 to 5.530 and a study in the United States estimated an R0 of 3.77 (95% confidence interval, 3.51-4.05).31 The findings of our multicentre retrospective study demonstrate that current measures have affected the early epidemiological pattern (ie, rapid increase) because R0 is decreasing each day in China; however, considering the complexity of influencing factors, further evaluations and predictions are needed. The majority of patients with COVID-19 exhibit non-severe disease, which is an essential source of infection and a ‘blind spot’ for public health efforts; therefore, CT findings such as infiltration, nodules, and consolidation should be identified during early diagnosis. Notably, flu season is approaching rapidly; there is a need for attention to epidemiological history and condition monitoring, as well as efforts to block routes of transmission as quickly as possible.
     
    We acknowledge some limitations in this study. First, the cohort size was relatively small, and data were not collected equally from each included province, which may have led to bias in the conclusions. Second, documentation was incomplete for some patients, given the variations in electronic database structures among participating sites and the urgent timeline for data extraction. Missing data included contact history, heart rate, respiratory rate, and body temperature. Because of the small numbers of patients for whom these data were missing, the main conclusions of this study were presumably unaffected. Third, the sizes and densities of mGGO-C were not compared among patients; thus, analysis of relationships between these characteristics and COVID-19 progression warrants investigation.
     
    Interpretation
    Clinical and imaging features were compared among patients with COVID-19 at the peak of epidemic in China. The findings suggest that mGGO-C, paving stones, and grid-like shadows might serve as comprehensive indicators of disease severity in these patients. Furthermore, radiological examinations may be useful as the primary screening method in this epidemic because of their efficiency, in contrast to the current approach of body temperature checks and RT-PCR assays.
     
    Overall spatiotemporal trends were also evaluated retrospectively in this study. Patients in severely affected areas demonstrated slightly higher body temperature, more frequent fatigue, and more frequent dyspnoea. After implementation of the ‘Wuhan lockdown’ policy, cough, nausea, and dyspnoea were significantly alleviated in patients with newly confirmed COVID-19. These data indicate that the preventive measures adopted by China’s Central Government may be appropriate for planning efforts in other regions or countries with increasing numbers of infected patients.
     
    Author contributions
    Concept or design: Y Wang, F Yan, B Zhang, DY Zhang, and ZY Sun.
    Acquisition of data: ZQ Wen, W Chen, W Chen, WH Liao, J Liu, Y Yang, JC Shi, SD Liu, F Xia, and ZH Yan.
    Analysis or interpretation of data: X Lu, T Chen, and Y Wang.
    Drafting of the manuscript: Y Wang, S Luo, CS Zhou, X Lu, and T Chen.
    Critical revision of the manuscript for important intellectual content: Y Wang, B Zhang, DY Zhang, and Z Sun.
     
    All authors had full access to the data, contributed to the study, approved the final version for publication, and take responsibility for its accuracy and integrity.
     
    Conflicts of interest
    The authors declare no competing interests.
     
    Acknowledgement
    We thank Prof Guangming Lu (Department of Medical Imaging, Jinling Hospital, Medical School of Nanjing University, Nanjing, Jiangsu, China) for his coordination during the cross-centre data collection process. We also thank all hospital staff for their efforts in collecting the information used in this study; all patients who consented to inclusion of their data in the analysis; and all medical staff involved in patient care.
     
    Funding/support
    This work was supported by the National Natural Science Foundation of China (81720108022, 91649116, 81571040, 81973145), the Social Development Project of Science and Technology in Jiangsu Province (BE2016605, BE201707), the National Key R&D Program of China (2017YFC0112801), the Key Medical Talents of Jiangsu Province, the ‘13th Five-Year’ Health Promotion Project of Jiangsu Province (B.Z.2016-2020), the Jiangsu Provincial Key Medical Discipline (Laboratory) (ZDXKA2016020), the Project of the Sixth Peak of Talented People (WSN-138, BZ), the China Postdoctoral Science Foundation (2019M651805), the “Double First-Class” University project (CPU2018GY09), and Nanjing Health and Family Planning Commission (YKK17089). The funders had no role in study design, data collection, data analysis, interpretation, or writing of the report.
     
    Ethics approval
    This study adhered to the tenets of the Declaration of Helsinki and was approved by the ethics committees of the seven hospitals (Taihe Hospital, Xiangya Hospital of Central South University, The Second Xiangya Hospital of Central South University, Wenzhou Hospital, Jinling Hospital, Nanjing Drum Tower Hospital, and Wuhan Hospital) with a unified approval number [M202003050028] led by Nanjing Drum Tower Hospital; a waiver of informed consent was granted because the study involved patients with emerging infectious diseases.
     
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    Cross-border reproductive care use by women with infertility in Hong Kong: cross-sectional survey

    Hong Kong Med J 2020 Dec;26(6):492–9  |  Epub 16 Dec 2020
    © Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
     
    ORIGINAL ARTICLE
    Cross-border reproductive care use by women with infertility in Hong Kong: cross-sectional survey
    Dorothy YT Ng, MB, BS, FHKAM (Obstetrics and Gynaecology)1,2; Ellen MW Lui, MB, BS, FHKAM (Obstetrics and Gynaecology)1; SF Lai, MB, BS, FHKAM (Obstetrics and Gynaecology)3; Tracy SM Law, MB, BS, FHKAM (Obstetrics and Gynaecology)4; Grace CY Wong, MB, BS, FHKAM (Obstetrics and Gynaecology)5; Ernest HY Ng, MD, FHKAM (Obstetrics and Gynaecology)5
    1 Department of Obstetrics and Gynaecology, The University of Hong Kong, Hong Kong
    2 Department of Obstetrics and Gynaecology, Pamela Youde Nethersole Eastern Hospital, Hong Kong
    3 Department of Obstetrics and Gynaecology, Kwong Wah Hospital, Hong Kong
    4 Department of Obstetrics and Gynaecology, Prince of Wales Hospital, Hong Kong
    5 The Family Planning Association of Hong Kong, Hong Kong
     
    Corresponding author: Dr Dorothy YT Ng (dor723@gmail.com)
     
     Full paper in PDF
     
    Abstract
    Objectives: Cross-border reproductive care (CBRC) is an increasingly common global phenomenon, but there is a lack of information regarding its frequency among residents of Hong Kong. This study aimed to evaluate the use of CBRC and the factors affecting its use among residents of Hong Kong.
     
    Methods: This cross-sectional questionnaire study collected data from 1204 women with infertility who attended Hong Kong Hospital Authority and Family Planning Association infertility clinics.
     
    Results: In total, 178 women (14.8% of all respondents) had used CBRC. Among respondents who had not used CBRC, 36.3% planned to use or would consider it. The main factors influencing the likelihood of using CBRC among women with infertility in Hong Kong use were long waiting times in the public sector and high cost in the private sector. Taiwan was the most preferred destination for CBRC (69.6% of respondents). Most information concerning CBRC was accessed via the internet. More than two thirds of respondents believed that the government in Hong Kong should formulate some regulations or guidance regarding CBRC.
     
    Conclusion: Nearly one in six women with infertility in Hong Kong had used CBRC. Among women who had not used CBRC, more than one third planned to use or would consider it. The main factors influencing the likelihood of CBRC use were long waiting times in the public sector and high cost in the private sector. These results will help clinicians to more effectively counsel patients considering CBRC and facilitate infertility services planning by authorities in Hong Kong.
     
     
    New knowledge added by this study
    • Nearly one in six women with infertility in Hong Kong has used cross-border reproductive care (CBRC). Among women who have not used CBRC, more than one third plan to use CBRC or would consider using CBRC.
    • The main factors influencing the likelihood of using CBRC instead of local reproductive care included long waiting times in the public sector and high cost in the private sector.
    • More than two thirds of respondents believe that the authorities in Hong Kong should formulate some regulations or guidance regarding CBRC.
    Implications for clinical practice or policy
    • Clinicians should remind patients about the implications of the number of embryos transferred during CBRC and the potential risk of multiple pregnancy.
    • The safety of women in Hong Kong who travel abroad for fertility treatment is jeopardised by the current lack of uniform clinical and safety regulations in other parts of the world.
    • To ensure fair access to infertility care in Hong Kong, local health authorities should implement more effective measures to manage long waiting lists in the public sector.
     
     
    Introduction
    Cross-border reproductive care (CBRC) is an increasingly popular global trend in reproductive medicine, whereby patients travel out of their home country to receive fertility treatment.1 2
     
    This phenomenon has also been referred to as “reproductive tourism”, “reproductive travel”, “health travel”, and “reproductive exile”.3 4 Among these terms, CBRC has a relatively neutral meaning and is used in the present study to avoid stigmatisation. Thus far, CBRC has been described in Europe, North America, Middle East, Australia, and Japan.1 2 3 4 5 6 7 8 9 10 11
     
    A survey in Europe in 2010 showed that there were 24 000 to 30 000 cycles of CBRC annually, which involved 11 000 to 14 000 patients.12 13 Because 525 640 total treatment cycles were performed during the same period, approximately 5% of the fertility care was estimated to involve CBRC. In the US, nearly 4% of all fertility treatment provided was delivered to non-US residents; this comprised approximately 6000 cycles.13 14 The reasons for CBRC use in Europe12 included avoidance of legal restrictions at home (eg, fertility treatment for single and lesbian women in France and pre-implantation genetic testing in Germany), avoidance of lengthy waiting lists at home (eg, for egg donation in the United Kingdom), lower treatment cost, and treatment within a more favourable framework (eg, gamete donation with donor anonymity).
     
    The aim of the present study was to evaluate the use of CBRC and its influencing factors in Hong Kong.
     
    Methods
    Participants
    Women with infertility who attended infertility clinics in the Hospital Authority (ie, Queen Mary Hospital, Pamela Youde Nethersole Eastern Hospital, Kwong Wah Hospital, and Prince of Wales Hospital) and the Family Planning Association (FPA) from 1 February 2017 to 31 March 2019 were recruited to participate in the study. Women who could not read English or Chinese were excluded from the study. All participants provided written informed consent to participate. The study was approved by the Institutional Review Boards of all participating centres, including the Hong Kong East Cluster Ethics Committee (HKECREC-2018-014); The University of Hong Kong Hong Kong West Cluster Clinical Research Ethics Committee (UW 18-266); Kowloon Central/Kowloon East Cluster Clinical Research Ethics Committee (KC/KE-18-0073/ER-4); North Territories East Cluster Clinical Research Ethics Committee (NTEC-2018-0384); and the Ethics Panel and the Health Services Subcommittee of the FPAHK (OA1-2).
     
    Questionnaire development and distribution
    A search of the literature was conducted using PubMed using the terms “cross border reproductive care”, “reproductive travel”, “infertility”, and “Hong Kong”. It revealed no existing validated questionnaires concerning CBRC use in Hong Kong. Most questions in our questionnaire were adapted from another questionnaire focused on CBRC.5 The questionnaire content focused on three main areas: (1) demographic information, (2) reproductive history and attitudes concerning fertility, and (3) factors affecting the use of CBRC. The questionnaire was evaluated and revised by specialists in Obstetrics and Gynaecology and subspecialists in Reproductive Medicine, all of whom worked in the Hospital Authority. It was then piloted by administration to five patients in the clinic with the aim of ensuring that patients could understand the questionnaire.
     
    Women with infertility who attended infertility clinics in the Hospital Authority or FPA were invited to participate in the study. The questionnaire was distributed by clinic nurses to clinic attendees. Participation was voluntary and patients were invited to complete the questionnaire without assistance while awaiting medical consultation. The questionnaire required approximately 20 minutes to complete. Completed questionnaires were returned to the clinic nurse at the end of the consultation.
     
    Statistical analysis
    Calculations were performed using SPSS Statistics for Windows, version 25.0 (IBM Corp, Armonk [NY], US). Associations between attitudes towards CBRC and background variables (total monthly household income, education level, years of attempting conception, and age) were explored using the Chi squared test. P values <0.05 were considered to indicate statistical significance. Logistic regression was used to investigate whether respondent age, education level, years of attempting conception, and total monthly household income were associated with CBRC use.
     
    Results
    Respondent characteristics
    In total, 1204 questionnaires were returned (Table 1): 175 (14.5%) from Pamela Youde Nethersole Eastern Hospital, 510 (42.4%) from Queen Mary Hospital, 293 (24.3%) from Kwong Wah Hospital, 146 (12.1%) from Prince of Wales Hospital, and 80 (6.6%) from the FPA. The mean age (±standard deviation) of the respondents was 34.7±6.8 years. Among the 1204 respondents, 913 women (76.6%) had primary infertility and 279 women (23.4%) had secondary infertility. Thirty one women had an existing child. All respondents indicated that they were married; the shortest duration was 0.2 years. This finding was presumably influenced by the marriage requirement for intrauterine insemination (IUI) and in vitro fertilisation (IVF) in Hong Kong. Concerning the duration of attempted conception, 863 women (72.0%) had been actively trying for fewer than 5 years, 311 women (26.0%) had been actively trying for 5 years to fewer than 10 years, 22 women (1.8%) had been actively trying for 10 years to fewer than 15 years, and two women (0.2%) had been actively trying for 15 years or more.
     

    Table 1. Demographic characteristics of the respondents (n=1204)
     
    There were missing data in our study involving non-responses to some questionnaire components. The missing data exhibited a random pattern and did not cluster around a particular question. Because the number of missing values was small (<5%), these values were omitted from further analyses.
     
    Reproductive history and attitudes concerning fertility
    Overall, 1051 respondents (87.3%) reported unremarkable medical histories. The cause of infertility was unexplained in 516 respondents (43.0%, 516/1200), related to the male partner in 216 respondents (18.0%, 216/1200), caused by a tubal factor in 181 respondents (15.1%, 181/1200), and caused by anovulation in 103 respondents (8.6%, 103/1200). The remaining respondents noted that infertility was attributed to endometriosis, other factors, or unknown (ie, no previous consultation). Notably, 578 respondents (48.0%, 578/1204) or their partners were unwilling to accept adoption. When asked to rank the importance of having a child, 382 respondents (31.7%, 382/1204) reported a score of 10/10 (very important). Furthermore, 300 respondents (24.9%, 300/1204) reported that having a child was very important to their marital relationship (score of 10/10). Finally, 351 respondents (29.2%, 351/1204) felt that having a child was very important to their family members (score of 10/10).
     
    Use of cross-border reproductive care and factors affecting its use
    In total, 178 women (14.8% of total respondents) had used CBRC (Table 2). Among respondents who had not used CBRC, 36.3% (372/1026) were planning or would consider it. The 550 respondents who had previously used CBRC, were planning for CBRC, or would consider CBRC were then asked to choose one reproductive technology that they preferred for use in CBRC; 54.4% selected non-donor IVF as their treatment of choice. In all, 40.6% of these respondents showed interest in IUI; only 0.6% showed interest in oocyte donation, 0.2% showed interest in sperm donation, and 0.4% showed interest in surrogacy for CBRC.
     

    Table 2. Responses to questions about cross-border reproductive care
     
    The two main factors positively influencing its use (ie, motivational factors) were long waiting times in the public sector and high treatment costs in the private sector, reported by 80.9% (445/550) and 12.0% (66/550), respectively, of the respondents who had used or would consider CBRC. Only 0.5% (3/550) of the respondents reported law evasion as a positive influence for the use of CBRC.
     
    Most respondents indicated that Taiwan was their preferred destination (69.6%; 383/550); China was the second-most preferred destination (25.8%; 142/550).
     
    Most respondents who had used or would consider CBRC (61.1%; 336/550) felt that it was difficult to allocate time for CBRC. In total, 14.5% of these respondents (80/550) had a suspicion of substandard medical technology in the destination countries. Some respondents were worried about a language barrier and the lack of communication between local doctors and doctors in the destination countries.
     
    Source of information
    Respondents accessed information concerning CBRC through multiple channels (Table 2). Among the respondents who had used or would consider CBRC, more than half (57.1%; 314/550) accessed information from the internet; 32.7% (180/550) obtained relevant information from their friends. Notably, only 4.0% of these respondents (22/550) obtained information concerning CBRC from professional sources (eg, local fertility clinics).
     
    Fertility treatment during cross-border reproductive care
    Among respondents who had used or would consider CBRC (n=550), 340 (61.8%) indicated that they had received local counselling from their home country to assist in CBRC treatment. Among the 178 respondents who had previously used CBRC, 67 (37.6%) had some involvement from local doctors in their home country during CBRC treatment.
     
    Among respondents who had engaged in CBRC and reached the point of embryo transfer (n=59), 40 (67.8%) had undergone transfer of two embryos. Surprisingly, 10 women (16.9%) had undergone transfer of three embryos and three women (5.1%) had undergone transfer of four embryos.
     
    Among the 178 respondents who had used CBRC, three (1.7%) had ovarian hyperstimulation syndrome and three (1.7%) had other types of complications. Overall, 70.2% of the respondents believed that the authorities in Hong Kong should formulate some regulations or guidance regarding CBRC.
     
    Respondent characteristics influencing use of cross-border reproductive care
    Associations between attitudes towards CBRC and background variables were also explored using the Chi squared test. Respondents who had a total monthly household income above >HK$100 000 were more likely to consider CBRC than those who had total monthly household income of ≤HK$100 000 (P<0.001). Respondents who had a university degree or above were also more likely to consider CBRC than those who had education below university level (P<0.001). Respondents who had been attempting conception for ≥5 years had a similar likelihood of CBRC use, compared with those who had been attempting conception for <5 years. Respondents aged ≥35 years had a similar likelihood of CBRC use, compared with those aged <35 years.
     
    Logistic regression analysis of factors potentially associated with CBRC use revealed no relationships with respondent age, education, years of attempting conception, or total monthly household income.
     
    Discussion
    To the best of our knowledge, this is the first study concerning the use of CBRC and factors affecting its use in Hong Kong. Nearly one in six women with infertility had used CBRC and approximately one-third of the respondents planned to use or would consider it. The main factors influencing the likelihood of CBRC use, instead of local reproductive care, included long waiting times in the public sector and high cost in the private sector. Over half of the respondents accessed information from the internet. More than two thirds of respondents believed that the authorities in Hong Kong should formulate some regulations or guidance regarding CBRC.
     
    Comparison with other regions
    It is difficult to compare the use of CBRC in Hong Kong with that in Europe (5%) and the US (4%); the methodologies have differed among studies and the extent of CBRC use in Hong Kong was not fully established in the present study. Where women in Europe frequently engage in CBRC for purposes of law evasion, women in Hong Kong appear to engage in CBRC primarily because of the long waiting lists for public fertility treatment. In a survey of European women, law evasion was a concern for 55% of women using CBRC (9% of patients in the UK, 65% in France, 71% in Italy, and 80% in Germany).12 Specific assisted reproduction treatment, such as surrogacy or oocyte donation, is prohibited in some countries (eg, Italy, Germany, and Japan), but legal in other countries (eg, Belgium, India, and the US). We found that only 0.5% of women in Hong Kong travelled for purposes of law evasion. This may be partly explained by the legal availability of gamete donation and surrogacy in Hong Kong (although no treatment centres in Hong Kong an appropriate licence to offer surrogacy). Because of differences in cultural backgrounds, compared with prior studies, women in Hong Kong may be less interested in gamete donation (eg, in relation to their traditional Chinese beliefs).
     
    Fertility treatment options
    Surprisingly, many respondents in our study engaged in IUI during CBRC. Among respondents in this subgroup, the two main motivational factors were identical: long waiting times in the public sector and high treatment costs in the private sector. The waiting time for IUI in public hospitals within the Hospital Authority may be longer than many patients prefer; this includes the waiting time for the initial consultation, required examinations, and subsequent waiting list for IUI treatment. The treatment cost of IUI is much lower than that of IVF in the private sector, but may be prohibitive for many patients from lower and middle social classes. We also acknowledge possible misconceptions among our respondents, who may presume that IUI is always the first-line approach or must be performed prior to IVF.
     
    Among women who had previously engaged in non-donor IVF during CBRC, 33.1% were aged <35 years. Among all the respondents who engaged in CBRC, 30% of the respondents were aged <35 years and had unexplained infertility. Given the large percentage of young women with unexplained infertility who actually engaged in IVF during CBRC, it is unclear whether there is an overtreatment problem or inappropriate use of IVF treatment during CBRC. However, the treatment of unexplained infertility is empirical. A recent Cochrane systemic review revealed insufficient evidence for differences in live birth between expectant management and the other four interventions (ovarian stimulation, IUI, stimulated IUI, and IVF).15 For most couples, the American Society of Reproductive Medicine recommends that the preferred initial therapy is three or four cycles of ovarian stimulation with oral medications and IUI, followed by IVF for those unsuccessful with stimulated IUI treatments.16 In contrast, the 2013 guidelines of the National Institute for Health and Care Excellence recommend IVF treatment for women with unexplained infertility who have not conceived after 2 years of regular unprotected sexual intercourse. Therefore, stimulated IUI and IVF are both appropriate treatment options for unexplained infertility as the first-line therapy after adequate counselling.17
     
    Pre-implantation genetic testing is increasingly used to detect genetic abnormalities in embryos, thus allowing replacement with normal embryos. Pre-implantation genetic testing is useful when prospective parents either have or are carriers of a genetic disease that is potentially transmissible to their offspring. A small proportion of the patients in our study (1.5%) had engaged or were interested in CBRC for pre-implantation genetic testing. In Hong Kong, pre-implantation genetic testing is permitted for medical indications and is available in Queen Mary Hospital, Prince of Wales Hospital, and some private assisted reproduction centres. Because it is legal and available in Hong Kong, few of our respondents reported a desire to engage in CBRC for pre-implantation genetic testing. A small percentage of patients (0.4%) reported a desire to engage in CBRC for sex selection. Notably, sex selection of embryos for non-medical reasons is prohibited in Hong Kong and many Western countries; however, it is allowed in the US.
     
    Destinations and sources of information
    Our results found that the most popular CBRC destination for Hong Kong couples with infertility was Taiwan. This may be due to the presence of Taiwanese agencies established in Hong Kong who provide local couples with the option of going to Taiwan to undergo CBRC. It may also be associated with the close proximity, relatively lower costs, and potential family ties involving Taiwan.
     
    Importantly, we found that the internet was the major source of information for women in Hong Kong seeking CBRC. Women who intended to go abroad sought information concerning CBRC primarily via the internet, rather than from their local doctors or fertility clinics. This phenomenon is consistent with the findings in another study, which reported that the internet was the main source of information for Swedish, German, and British women seeking CBRC.12
     
    Multiple births
    For respondents who had engaged in CBRC and reached the point of embryo transfer, the majority had undergone transfer of two embryos. An alarming result of our study was that one of the patients had undergone transfer of four embryos. High-order multiple pregnancies can potentially cause significant morbidity and mortality for the mother and the baby. To reduce the likelihood of multiple births, some countries/places (eg, the United Kingdom and Hong Kong) have placed restrictions on the number of embryos transferred during each cycle. A previous survey found that 14 countries had an upper limit of three embryos, 12 had a limit of four, and six had a limit of five.18 This indicates that CBRC may pose an increasing challenge for obstetricians and paediatricians due to the increasing likelihood of higher multiple pregnancies from CBRC, which indirectly leads to a burden on the local healthcare system. Clinicians should remind patients about the implications of the number of embryos transferred during CBRC and the potential risk of multiple pregnancy.
     
    Benefits and challenges involving cross-border reproductive care
    Potential advantages to CBRC include that it provides an equal opportunity for treatment, thus improving patient autonomy; however, that autonomy may come at a cost or involve law invasion. Cross-border reproductive care also illustrates the principle of freedom of patient movement, as set out in a 2008 Directive of the European Commission.19
     
    The largest potential problem related to CBRC involves patient health and safety. In the context of assisted reproduction treatment, this could include multiple pregnancies, ovarian hyperstimulation syndrome, and infectious disease transmission. The lack of uniform clinical and safety regulations worldwide is further complicated by the lack of policies to govern CBRC. This could mean that patients are disadvantaged, such that they cannot receive information or services that are of a minimum quality standard. The lack of knowledge provided to patients could inhibit their ability to discover potential services. It is often difficult for a patient to assess the standard of quality of a fertility clinic in another country, in terms of infection screening measures, embryology laboratory quality, and risk management measures (eg, gamete and embryo handling). Therefore, patients assume greater risk when they engage in CBRC, compared with fertility treatment in their home country, because of the difference in accessible information. The safety of women in Hong Kong who travel abroad for fertility treatment is jeopardised by the current lack of uniform clinical and safety regulations in other parts of the world.
     
    Strategies to reduce risks associated with cross-border reproductive care
    Strategies to minimise the negative impact of CBRC should focus on each of the relevant stakeholders: patients, clinicians, and local regulatory bodies. First, patients who are interested in CBRC should obtain more information prior to engaging in CBRC. They should be aware of the potential complications and the success rate in the destination country centre, then make informed choices for themselves when embarking on fertility treatment in another country. Second, clinicians must educate their patients about the potential risks of CBRC. Clinicians who are collaborating with doctors in other countries to facilitate in CBRC should formulate a clear plan concerning the role of patient management, ensuring that patients’ best interests are respected. Clinicians should also resume care of a patient who has returned after receiving CBRC treatment, especially if that patient has encountered complications from fertility treatment during CBRC. Third, in Europe, the European Society of Human Reproduction and Embryology has published a good practice guide for CBRC for centres and practitioners.2 Such guidelines can help regulators and policy makers create a framework to enable centres to abide by these rules. The Hong Kong SAR Government can also formulate guidance for clinicians and publish advice for patients who are considering CBRC, particularly highlighting the potential problems of CBRC. Over two thirds of respondents in the present study believed that authorities in Hong Kong should formulate some regulations or guidance regarding CBRC.
     
    Limitations and implications
    This study had a number of limitations. First, it included patients with infertility who were not pregnant at the time of consultation. Patients who had a successful pregnancy following CBRC would not attend infertility clinics; hence, they would not be included in our sample. This could have led to an underestimation of the use of CBRC. Second, this study only involved heterosexual couples who were legally married, which was a prerequisite for receiving assisted reproduction in Hong Kong. The study did not include single women, single men, or same-sex couples in Hong Kong who probably engaged in CBRC for gamete donation or surrogacy. Third, the infertility centres in this study cannot be considered representative of all infertility centres in Hong Kong. A relatively small number of patients were recruited. A territory-wide study should be performed to further evaluate the state of CBRC in Hong Kong.
     
    Notably, the European Society of Human Reproduction and Embryology recognises that ideal reproductive care involves fair access to good quality treatment in a patient’s home country.2 To ensure fair access to infertility care in Hong Kong, the waiting lists in the public sector should be shortened. Based on the results of this questionnaire study, the current CBRC trend in Hong Kong will presumably continue until the local health authorities implement more effective measures to manage the long waiting lists in the public sector. Patient education on this topic should also be improved.
     
    Conclusion
    Nearly one in six women with infertility in Hong Kong had used CBRC. Among women who had not used CBRC, more than one third had planned to use or would consider it. The main factors influencing the likelihood of using CBRC instead of local reproductive care included long waiting times in the public sector and high cost in the private sector. These results will help clinicians to more effectively counsel patients considering CBRC and facilitate infertility services planning by authorities in Hong Kong.
     
    Author contributions
    Concept or design: DYT Ng, EHY Ng.
    Acquisition of data: All authors.
    Analysis or interpretation of data: DYT Ng, EHY Ng.
    Drafting of the manuscript: DYT Ng, EHY Ng.
    Critical revision of the manuscript for important intellectual content: All authors.
     
    All authors had full access to the data, contributed to the study, approved the final version for publication, and take responsibility for its accuracy and integrity.
     
    Conflicts of interest
    All authors have disclosed no conflicts of interest.
     
    Acknowledgement
    We would like to express our gratitude to Ms Merie Yuen, project nurse of University of Hong Kong for data collection and entry.
     
    Funding/support
    This research received no specific grant from any funding agency in the public, commercial, or not-for-profit sectors.
     
    Ethics approval
    The study was approved by the Institutional Review Boards of all participating centres, including the Hong Kong East Cluster Ethics Committee (HKECREC-2018-014); The University of Hong Kong Hong Kong West Cluster Clinical Research Ethics Committee (UW 18-266); Kowloon Central/Kowloon East Cluster Clinical Research Ethics Committee (KC/KE-18-0073/ER-4); North Territories East Cluster Clinical Research Ethics Committee (NTEC-2018-0384); and the Ethics Panel and the Health Services Subcommittee of the FPAHK (OA1-2).
     
    All participants provided written informed consent to participate in the questionnaire study.
     
    References
    1. Inhorn MC, Patrizio P. The global landscape of cross-border reproductive care: twenty key findings for the new millennium. Curr Opin Obstet Gynecol 2012;24:158-63. Crossref
    2. Shenfield F, Pennings G, de Mouzon J, Ferraretti AP, Goossens V, ESHRE Task Force ‘Cross Border Reproductive Care’ (CBRC). ESHRE’s good practice guide for cross-border reproductive care for centers and practitioners. Hum Reprod 2011;26:1625-7. Crossref
    3. Inhorn MC, Patrizio P. Rethinking reproductive ‘‘tourism’’ as reproductive ‘‘exile’’. Fertil Steril 2009;92:904-6. Crossref
    4. Mattorras R. Reproductive exile versus reproductive tourism. Hum Reprod 2005;20:3571. Crossref
    5. Culley L, Hudson N, Rapport F, Blyth E, Norton W, Pacey AA. Crossing borders for fertility treatment: motivations, destinations and outcomes of UK fertility travellers. Hum Reprod 2011;26:2373-81. Crossref
    6. Gomez VR, de La Rochebrochard E. Cross-border reproductive care among French patients: experiences in Greece, Spain and Belgium. Hum Reprod 2013;28:3103-10. Crossref
    7. Gürtin ZB. Banning reproductive travel: Turkey’s ART legislation and third party assisted reproduction. Reprod Biomed Online 2011;23:555-64. Crossref
    8. Bergmann S. Reproductive agency and projects: Germans searching for egg donation in Spain and the Czech Republic. Reprod Biomed Online 2011;23:600-8. Crossref
    9. Hughes EG, Dejean D. Cross-border fertility services in North America: a survey of Canadian and American providers. Fertil Steril 2010;94:e16-9. Crossref
    10. Inhorn MC, Shrivastav P, Patrizio P. Assisted reproductive technologies and fertility ‘‘tourism”: examples from global Dubai and the Ivy League. Med Anthropol 2012;31:249-65. Crossref
    11. Yuri H, Yosuke S, Yasuhiro K, Yoshiaki H, Hiroyuki N. Attitudes towards cross-border reproductive care among infertile Japanese patients. Environ Health Prev Med 2013;18:477-84. Crossref
    12. Shenfield F, de Mouson J, Pennings G, et al. Cross border reproductive care in six European countries. Hum Reprod 2010;25:1361-8. Crossref
    13. Hudson N, Culley L, Blyth E, Norton W, Rapport F, Pacey A. Cross-border reproductive care: a review of the literature. Reprod Biomed Online 2011;22:673-85. Crossref
    14. National Center for Chronic Disease Prevention and Health Promotion, Division of Reproductive Health, US Government. 2013 Assisted reproductive technology: national summary report 5 (2015). Available from: http://www.cdc.gov/art/pdf/2013-report/art_2013_national_summary_report.pdf. Accessed 4 Dec 2019.
    15. Wang R, Danhof NA, Tjon-Kon-Fat RI, et al. Interventions for unexplained infertility: a systematic review and network meta-analysis. Cochrane Database Syst Rev 2019;(9):CD012692. Crossref
    16. Practice Committee of the American Society for Reproductive Medicine. Evidence-based treatments for couples with unexplained infertility: a guideline. Fertil Steril 2020;113:305-22. Crossref
    17. National Collaborating Centre for Women’s and Children’s Health (UK). Fertility: Assessment and Treatment for People with Fertility Problems. London: Royal College of Obstetricians and Gynaecologists; 2013.
    18. International Federation of Fertility Societies. Global Reproductive Health: IFFS Surveillance 2016. September 2016. Available from: https://journals.lww.com/grh/Fulltext/2016/09000/IFFS_Surveillance_2016.1.aspx. Accessed 4 Dec 2019.
    19. Commission of the European Communities. Proposal for a Directive of the European Parliament and of the Council on the application of patients’ rights in cross-border healthcare. 2008. Available from: http://ec.europa.eu/health/ph_overview/co_operation/healthcare/docs/COM_en.pdf. Accessed 4 Dec 2019.

    Clinical outcomes of patients with ductal carcinoma in situ in Hong Kong: 10-year territory-wide cancer registry study

    Hong Kong Med J 2020 Dec;26(6):486–91  |  Epub 4 Dec 2020
    © Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
     
    ORIGINAL ARTICLE
    Clinical outcomes of patients with ductal carcinoma in situ in Hong Kong: 10-year territory-wide cancer registry study
    Michael Co, MB, BS, FRCS1,2; Roger KC Ngan, MB, BS, FRCR3,4,5; Oscar WK Mang, MPH4; Anthony HP Tam, MPH4; KH Wong, MB, ChB, FRCR4,5; Ava Kwong, PhD, FRCS1,2
    1Division of Breast Surgery, Department of Surgery, The University of Hong Kong, Hong Kong
    2Department of Surgery, Queen Mary Hospital, Hong Kong
    3Department of Clinical Oncology, The University of Hong Kong, Hong Kong
    4Hong Kong Cancer Registry, Hospital Authority, Hong Kong
    5Department of Clinical Oncology, Queen Elizabeth Hospital, Hong Kong
     
    Corresponding author: Prof Ava Kwong (avakwong@hku.hk)
     
     Full paper in PDF
     
    Abstract
    Background: Incidence of ductal carcinoma in situ (DCIS) has increased in recent decades because of breast cancer screening. This study comprised a long-term survival analysis of DCIS using 10-year territory-wide data from the Hong Kong Cancer Registry.
     
    Methods: This study included all patients diagnosed with DCIS in Hong Kong from 1997 to 2006. Exclusion criteria were age <30 years or ≥70 years, lobular carcinoma in situ, Paget’s disease, and co-existing invasive carcinoma. Patients were stratified into those diagnosed from 1997 to 2001 and those diagnosed from 2002 to 2006. The 5- and 10-year breast cancer–specific survival rates were evaluated; standardised mortality ratios were calculated.
     
    Results: Among the 1391 patients in this study, 449 were diagnosed from 1997 to 2001, and 942 were diagnosed from 2002 to 2006. The mean age at diagnosis was 49.2±9.2 years. Overall, 51.2% of patients underwent mastectomy and 29.5% received adjuvant radiotherapy. The median follow-up interval was 11.6 years; overall breast cancer–specific mortality rates were 0.3% and 0.9% after 5 and 10 years of follow-up, respectively. In total, 109 patients (7.8%) developed invasive breast cancer after a considerable delay. Invasive breast cancer rates were comparable between patients diagnosed from 1997 to 2001 (n=37, 8.2%) and those diagnosed from 2002 to 2006 (n=72, 7.6%).
     
    Conclusion: Despite excellent long-term survival among patients with DCIS, these patients were more likely to die of breast cancer, compared with the general population of women in Hong Kong.
     
     
    New knowledge added by this study
    • The incidence of ductal carcinoma in situ (DCIS) has doubled from the late 1990s to early 2000s.
    • Most patients with DCIS in Hong Kong undergo mastectomy.
    • Breast cancer–specific mortality rates were 0.3% and 0.9% after 5 and 10 years of follow-up, respectively.
    • The overall standardised mortality ratio of patients with DCIS was 5.7, compared with the general population of women in Hong Kong.
    Implications for clinical practice or policy
    • Surgery, with or without radiotherapy, remains the gold-standard treatment modality for patients with DCIS.
    • Further investigation is needed regarding the cost-effectiveness of population-wide breast cancer screening implementation.
     
     
    Introduction
    Ductal carcinoma in situ (DCIS) is a premalignant disease in the breast cancer spectrum, in which cancer cells are confined within the basement membrane of the breast ductal system.1 Because of the enhanced availability of breast imaging and breast cancer awareness, the incidence of DCIS has increased over the past two decades.2 Although the incidence of invasive breast cancer has declined over the past decade, diagnoses of DCIS have continued to rise.3
     
    Although DCIS is the earliest recognised form of breast cancer, its natural history remains largely unknown.4 5 Long-term survival studies have found that mortality of DCIS could be as low as 3% over 10 years of follow-up.6 The current gold standard treatment for DCIS is surgery, with or without radiotherapy, according to the type of surgery performed on a particular patient. To the best of our knowledge, there has been no randomised controlled trial comparing mastectomy and breast-conserving surgery in the context of DCIS treatment; however, a meta-analysis suggested that local recurrence rates were substantially lower among women treated with mastectomy.7
     
    In recent decades, the incidence of DCIS has increased due to the widespread use of breast imaging screenings, on the basis of enhanced breast cancer awareness. As in other screening-detected disorders, there is widespread debate regarding whether DCIS is overdiagnosed and overtreated. Some clinicians have advocated a watchful-waiting strategy for DCIS, with the presumption that not all DCIS will progress to invasive cancer.8
     
    In contrast to many developed countries, a population-based breast cancer screening programme is not available in Hong Kong. A recent study showed that DCIS is more frequently detected and treated in the private sector in Hong Kong, compared with the public health care system. Notably, DCIS is reportedly detected more frequently among patients in higher social classes due to self-initiated breast screening; more than half of these patients undergo successful treatment with breast-conserving surgery.9 Here, we present the results of long-term survival analyses based on a territory-wide breast cancer registry.
     
    Methods
    Data source
    This was a retrospective analysis of a territory-wide, prospectively maintained database from the Hong Kong Cancer Registry, concerning patients diagnosed during the period from 1997 to 2006; data were censored in December 2015 for retrieval of long-term survival outcomes. The Hong Kong Cancer Registry is a population-based cancer registry managed by the Hong Kong Hospital Authority; this registry has been responsible for collecting basic demographic data, cancer site information, and cancer histology results for all patients diagnosed with cancer in all public and private medical institutions in Hong Kong since 1963. All raw data were validated by various crosschecking procedures involving the locally designed Cancer Case Audit System; they were scrutinised by multiple quality control processes, commensurate with the recommendations by the International Agency for Research on Cancer, a component of the World Health Organization. Queries and “unusual cases” were referred to a clinical oncologist for re-validation.
     
    Cohort selection and statistics
    Institutional review board approval was not needed for this retrospective review of a breast cancer registry database. This study included all patients with DCIS who were diagnosed from 1997 to 2006. Exclusion criteria were age <30 years or ≥70 years, lobular carcinoma in situ, Paget’s disease, and co-existing invasive carcinoma (ie, diagnosed within 6 months of DCIS onset). Patients were stratified into those diagnosed from 1997 to 2001 and those diagnosed from 2002 to 2006. Five- and 10-year breast cancer–specific survival rates were evaluated; standardised mortality ratios were calculated (with reference to the general population of women in Hong Kong).
     
    Results
    From 1997 to 2006, 1391 patients were diagnosed with DCIS and included in the Hong Kong Cancer Registry breast cancer database. In total, 449 patients were diagnosed from 1997 to 2001, while 942 patients were diagnosed from 2002 to 2006. The mean age at diagnosis was 49.2±9.2 years. Most patients (43.5%) were aged 40 to 49 years (Table 1). More than half of the patients (n=712, 51.2%) underwent mastectomy, while 399 (28.7%) underwent breast-conserving surgery. Overall, 410 patients (29.5%) received adjuvant radiotherapy. In addition, 221 patients (15.9%) received risk-reducing hormonal therapy with tamoxifen (Table 1).
     

    Table 1. Baseline demographic data
     
    The median follow-up interval was 11.6 years; overall breast cancer–specific mortality rates were 0.3% and 0.9% after 5 and 10 years of follow-up, respectively (Table 2). In total, 109 patients (7.8%) developed invasive breast cancer after a considerable delay. Invasive breast cancer rates were comparable between patients diagnosed from 1997 to 2001 and those diagnosed from 2002 to 2006: 37 (8.2%) and 72 (7.6%), respectively (Table 1).
     

    Table 2. Breast cancer–specific mortality
     
    Subgroup analysis revealed higher breast cancer–specific mortality in patients with human epidermal growth factor receptor 2 (HER2)–positive DCIS after 10 years of follow-up, compared with patients who exhibited HER2-negative DCIS (2.9% vs 0%; P=0.0181, Fisher’s exact test). In contrast, 10-year breast cancer–specific mortality rates were comparable between patients with low-/intermediate-grade DCIS and those with high-grade DCIS (0.5% vs 0.8%; P=0.6776).
     
    The breast cancer–specific mortality rate (per 100 000) was 2.2 among patients aged 30 to 34 years; this rate slowly increased and peaked at 34.8 among patients aged 60 to 64 years (Table 3). Patients with DCIS were more likely to die of breast cancer, compared with the general population of women in Hong Kong (standardised mortality ratio=5.7; 95% confidence interval=3.1-8.3).
     

    Table 3. Standardised mortality ratios of ductal carcinoma in situ
     
    Discussion
    Breast cancer is the most common cancer among women in Hong Kong, such that it constituted 26.1% of all newly diagnosed cancers among women in Hong Kong in 2015.10 Notably, a population-wide breast cancer screening programme is not available in Hong Kong. However, because of improved patient-level and population-level education regarding breast cancer awareness, rates of self-initiated breast cancer screening by ultrasonography and mammography have increased over the past decade.9 This might well explain the doubling of DCIS incidence from 449 patients (1997-2001) to 942 patients (2002-2006).
     
    The mortality rate of patients with DCIS has substantially declined over the past few decades in the United States: the 10-year breast cancer mortality rate was 3.4% for women who received a diagnosis from 1978 to 1983, then decreased to 1.9% for women who received a diagnosis from 1984 to 198911 and 1.1% for women who received a diagnosis from 1988 to 2011.2 The mortality rate of patients with DCIS in Hong Kong has remained stable during this same period, despite improved detection through selfinitiated breast screening. Nevertheless, the 10-year breast cancer–specific mortality rate of 0.9% in the current study is comparable with the findings from Western nations; in particular, the 10-year breast cancer–specific mortality rate was reportedly 1.8% in a randomised trial of 1046 Swedish patients with DCIS, who were diagnosed from 1987 to 1999.12 The underlying reason for such an improvement in survival is beyond the scope of this study, but we presume that it is multifactorial (eg, earlier detection and improved surgical oncologic treatment for DCIS).13 However, reports on the improved survival of patients with DCIS (including the current cohort) should be interpreted with care, because this improvement may be the result of overdiagnosis of DCIS.
     
    Overdiagnosis and overtreatment for DCIS have been a major focus of debate over the past decade.12 Several randomised controlled trials, such as the COMET (NCT02926911) and LORIS trials, are currently investigating the feasibility and non-inferiority of active surveillance with or without endocrine therapy for management of low-risk DCIS.
     
    Biological markers such as HER2 receptor and oestrogen receptor statuses have been used for assessment of prognosis and tumour behaviour in patients with invasive breast cancers,14 but their roles in the context of DCIS may have been previously underestimated. Human epidermal growth factor receptor 2–positive DCIS is considered the most unstable precursor among all molecular subtypes, because of its high invasion rate and frequent association with a discordant phenotype.15 Our results may provide clinical validation of this postulation, because they demonstrated that the 10-year breast cancer–specific mortality is significantly worse in patients with HER2-positive disease. However, because of the relatively small number of events included in the subgroup analysis, it may be premature to conclude that positive HER2 findings are associated with adverse survival outcome. Oestrogen receptor–positive DCIS was associated with slightly lower 10-year breast cancer–specific mortality (Table 2). Indeed, the use of systemic hormonal therapy with tamoxifen in patients with oestrogen receptor–positive DCIS has been shown to reduce the risk of future invasive cancer.16
     
    We acknowledge that this study was limited by its retrospective in nature, because all pathological diagnoses were supplied by the breast cancer database from The Hong Kong Cancer Registry. A formal pathology review might have identified patients whose diagnoses were modified from DCIS (in core biopsy) to invasive cancers (in final pathology); other diagnoses might have been modified from invasive cancers to DCIS. While some researchers reported a 17% exclusion rate after a central pathology review,17 others reported a much lower exclusion rate of 2% after secondary pathological review of patients with DCIS.18 19 20 Nevertheless, our analysis was based on a large territory-wide cancer registry. All data were maintained and validated in a consistent manner. In addition, the extended follow-up period enabled detailed long-term survival analysis for patients with DCIS.
     
    Conclusion
    Data from the Hong Kong Cancer Registry revealed that the incidence of DCIS doubled from the late 1990s to the early 2000s. The estimated standardised mortality ratio of patients with DCIS in Hong Kong was 5.7, compared with the general population of women in Hong Kong. Our cohort represents one of the largest DCIS cohorts in the published literature. For locations where population-wide breast cancer screening is not available, as in Hong Kong, we believe that the results of our study support further investigation of the cost-effectiveness of population-wide breast cancer screening implementation.
     
    Author contributions
    Concept or design: M Co, A Kwong.
    Acquisition of data: A Kwong, OWK Mang, RKC Ngan, AHP Tam, KH Wong.
    Analysis or interpretation of data: M Co, A Kwong, OWK Mang, AHP Tam.
    Drafting of the manuscript: M Co, A Kwong.
    Critical revision of the manuscript for important intellectual content: A Kwong, RKC Ngan, KH Wong.
     
    Conflicts of interest
    The authors have no conflicts of interest to disclose.
     
    Acknowledgement
    We thank the Dr Ellen Li Charitable Foundation and the Kuok Foundation for their continual support in providing the staff for collection of the data to make this possible. We also thank members of the Hong Kong Breast Cancer Research group for their advice on the research during the period of data collection.
     
    Funding/support
    This research was funded by the Dr Ellen Li Charitable Foundation and the Kuok Foundation. The funders had no role in the design of this study, the analysis and interpretation of the data, or the decision to submit the results for publication.
     
    Ethics approval
    This study was approved by the Hong Kong Hospital Authority West Cluster Research Ethics Committee (Ref UW 09-045). Patient consent was obtained for data collection and analysis.
     
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