Effects of enhanced recovery after surgery practices on postoperative recovery and length of stay after unilateral primary total hip or knee arthroplasty in a private hospital

Hong Kong Med J 2021 Dec;27(6):437–43  |  Epub 3 Dec 2021
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Effects of enhanced recovery after surgery practices on postoperative recovery and length of stay after unilateral primary total hip or knee arthroplasty in a private hospital
Marvin MT Chung, MB, BS, MRCSEd1; Jacobus KF Ng, FHKAM (Anaesthesiology)2,3; FY Ng, FHKCOS, FHKAM (Orthopaedic Surgery)2; PK Chan, FHKCOS, FHKAM (Orthopaedic Surgery)1; KY Chiu, FHKCOS, FHKAM (Orthopaedic Surgery)3,4
1 Department of Orthopaedics and Traumatology, Queen Mary Hospital, Hong Kong
2 Private practice, Hong Kong
3 Hong Kong Sanatorium & Hospital, Hong Kong
4 Department of Orthopaedics and Traumatology, The University of Hong Kong, Hong Kong
 
Corresponding author: Dr Marvin MT Chung (marvinchung@ortho.hku.hk)
 
 Full paper in PDF
 
Abstract
Introduction: Enhanced recovery after surgery (ERAS) practices improve postoperative recovery and reduce postoperative length of stay (LOS) in patients undergoing primary total hip arthroplasty (THA) or total knee arthroplasty (TKA). Our study investigated whether these promising results could be reproduced in a private hospital setting.
 
Methods: In total, 228 patients were included in the study cohort: the conventional group comprised 117 patients from 2012 to 2014, while the ERAS group comprised 111 patients from 2017 to 2018. All patients had undergone unilateral primary THA or TKA at a private hospital in Hong Kong. The outcome was postoperative LOS; factors affecting LOS were also investigated.
 
Results: No significant differences were found in any baseline parameters between the two groups of patients. The mean LOS was significantly shorter in the ERAS group than in the conventional group (3.28 ± 1.04 vs 5.16 ± 2.06 days, P<0.001). Moreover, a significantly greater proportion of patients could be discharged on or before postoperative day 3 in the ERAS group, compared with the conventional group (77.5% vs 13.7%, P<0.001). A significant difference in LOS was observed between general ward and private ward patients (3.06 ± 0.59 vs 3.66 ± 1.46 days, P=0.003). Sex, age, and nature of surgery (TKA vs THA) did not have significant effects on LOS.
 
Conclusions: The ERAS practices yielded a significant improvement in postoperative LOS, compared to conventional practices, among patients who underwent unilateral primary THA or TKA in a private hospital.
 
 
New knowledge added by this study
  • Enhanced recovery after surgery (ERAS) practices in total joint arthroplasty improve postoperative length of stay in the private hospital setting, similar to previous findings in public joint replacement centres.
  • Among patients who underwent unilateral primary total hip or knee arthroplasty in a private hospital, postoperative length of stay was lower for patients in general wards than for patients in private wards.
Implications for clinical practice or policy
  • Standardised ERAS practices could be implemented as a protocol by private hospitals in Hong Kong.
  • Although full ERAS implementation may be difficult to achieve in a short period of time, gradual addition of ERAS components could improve patient outcomes in private hospitals.
 
 
Introduction
Enhanced recovery after surgery (ERAS) practices were developed in the 1990s whereby multiple modalities of intervention1 were introduced perioperatively to improve postoperative recovery,2 reduce length of stay (LOS),3 and lower the incidence of perioperative morbidity.4 These practices have been widely adopted in many surgical fields,5 6 7 including orthopaedics.8 Further enhancements of postoperative pain management, venous thromboembolism prophylaxis, and early mobilisation have led to encouraging results in primary total hip arthroplasty (THA) and total knee arthroplasty (TKA); such results have included earlier recovery,9 LOS reduction,10 improved function,11 and lower venous thromboembolism incidence12 without declines in patient satisfaction, postoperative complication rate,13 or cost.14 The development of ERAS practices has matured with the progressive introduction of standardised clinical pathways for all patients receiving THA or TKA,15 also referred as fast-track hip and knee arthroplasty.16 These ERAS practices have become the standard of care in most joint replacement centres.17 18
 
Because of the ageing population and increasing incidence of degenerative joint disease,19 the wait time for elective TKA in a public joint replacement service can reach 5 years in Hong Kong20; thus, many patients visit private orthopaedic surgeons for earlier surgery. Despite the presence of robust joint replacement options in the Hong Kong orthopaedic community, there remain differences between public and private hospital settings in terms of the environment, perioperative medical care, and service availability. To our knowledge, no studies have been published regarding the effects of ERAS practices on LOS after lower limb total joint arthroplasty, or whether ERAS practices could be implemented as a standardised protocol by private hospitals in Hong Kong.
 
Therefore, this study investigated whether the promising results of ERAS practices could be reproduced in private hospitals by comparison of LOS among patients who underwent unilateral primary THA or TKA by a single surgeon at Hong Kong Sanatorium & Hospital, a private hospital in Hong Kong, before and after the implementation of ERAS.
 
Methods
Patients
Patients who had undergone unilateral primary THA or TKA by the senior author (KYC) at Hong Kong Sanatorium & Hospital, Hong Kong, were included in the study cohort. Patients with revision arthroplasty, one-stage bilateral arthroplasty, and unicompartmental knee arthroplasty were excluded. Because ERAS practices were progressively implemented from 2015 to 2016, we allocated patients who were treated from 2012 to 2014 into the conventional group and patients who were treated from 2017 to 2018 into the ERAS group.
 
Similarities between enhanced recovery after surgery and conventional practices
Our ERAS practices were generally similar to conventional practices. Most patients underwent surgery on the morning after an evening admission. Most patients received spinal anaesthesia unless contra-indicated (eg, ankylosing spondylitis, severe spinal deformity, coagulopathy, or fixed cardiac output state); routine sedation (using intravenous midazolam and propofol) was also conducted to improve patient comfort. Cementless THA systems, either a Pinnacle acetabular cup with a Summit femoral stem (DePuy, Warsaw [IN], US) or an R3 acetabular cup with a Synergy femoral stem (Smith & Nephew, Auckland, New Zealand), were implemented by means of a posterolateral approach. Total knee arthroplasty was performed using a medial parapatellar approach with thigh tourniquet and conventional instruments. Cemented rotating platform TKA systems were used: either a Legacy Posterior Stabilised Flex Mobile prosthesis (Zimmer, Warsaw [IN], US) or an Attune prosthesis (DePuy). A Foley urinary catheter was inserted only on urinary retention with bladder volume of >800 mL.21 Prophylactic antibiotics were administered on the induction of anaesthesia, then continued for 2 days after surgery. Prophylaxis against venous thromboembolism, both pharmacological (with subcutaneous enoxaparin) and mechanical (with a sequential compression device), was routinely implemented. Patients were discharged home when they could safely exit their beds without assistance and stably walk using an assistive device without any sign of complications.
 
Differences between enhanced recovery after surgery and conventional practices
Steroid administration
When using ERAS practices, a higher dose of intravenous steroid is administered on the induction of anaesthesia for both THA and TKA. In the conventional group, 4 to 8 mg of dexamethasone was administered; in the ERAS group, 125 mg of methylprednisolone (equivalent to 25 mg of dexamethasone) was administered instead.22 Notably, high-dose glucocorticoids before arthroplasty are reportedly safe and recommended for routine use.23
 
Management of pain, nausea, and vomiting
In the conventional group, no standard pain control regimen was established. Pain medications were prescribed at the discretion of anaesthetists or surgeons, including the use of femoral nerve block and postoperative patient-controlled analgesia pump. Pain management was standardised and optimised in the ERAS group, particularly for patients undergoing TKA. Pre-emptive analgesia was implemented, such that patients routinely began oral pregabalin and transdermal buprenorphine patch treatments before surgery. Preventive analgesia was also employed both intra- and post-operatively. A periarticular “cocktail” injection of local infiltrative analgesia24—consisting of ropivacaine, ketorolac, and 1:1000 adrenaline—was injected into the posterior joint capsule before implantation of the prosthesis; it was also injected into the subcutaneous layer anteriorly and intra-articularly during wound closure. After surgery, patients received multimodal oral analgesia including regular cyclooxygenase-2 inhibitors or non-steroidal anti-inflammatory drugs, pregabalin, and paracetamol. Buprenorphine patch treatment was maintained for 5 to 7 days. Patient-controlled analgesia was omitted when using ERAS practices. In contrast, the pain control requirement was lower for patients undergoing THA. In both conventional and ERAS groups, local anaesthetic (bupivacaine) was injected into the subcutaneous plane before skin closure, while oral paracetamol was prescribed after surgery. After discharge from the hospital, patients who underwent TKA were administered non-steroidal anti-inflammatory drugs, pregabalin, and paracetamol for up to 5 weeks after surgery; most patients undergoing THA were prescribed paracetamol alone.
 
Prophylactic intravenous palonosetron was routinely administered to prevent postoperative nausea and vomiting; intravenous metoclopramide was used to manage breakthrough symptoms.
 
Blood management
Tranexamic acid was routinely used in the ERAS group to minimise bleeding and the need for transfusion. For patients undergoing TKA, 1 g of tranexamic acid was injected intra-articularly after deep layer closure. No routine use of tranexamic acid was adopted in conventional practices. A deep drain was used when adhering to conventional practices but not when adhering to ERAS practices. For patients undergoing THA, intravenous tranexamic acid was administered at the same time as induction of anaesthesia; a deep drain was also used and removed the next morning.
 
Sleep management
While hypnotics were only administered on request when in the conventional group, patients in the ERAS group were routinely prescribed hypnotics the night before surgery and the first 2 to 3 days after surgery. This helped patients in the ERAS group to comply with the rehabilitation programme after surgery.
 
Same-day rehabilitation
Same-day or day-zero rehabilitation was implemented in the ERAS group. Patients in the conventional group had bed rest on the day of surgery, then began mobilisation on postoperative day 1. Conversely, patients in the ERAS group who underwent morning surgery were encouraged to mobilise in the afternoon or evening on the same day, under physiotherapist supervision.
 
Outcomes
The outcome was postoperative LOS, which was denoted by the number of days after surgery when the patient was discharged from the hospital. The day of surgery was regarded as postoperative day 0. Discharge criteria remained consistent throughout the study period (ie, safe exit from bed without assistance and stable walking using an assistive device), as described above. The proportion of patients discharged on or before postoperative day 3 in each group was compared. We also investigated the effects of age, sex, nature of surgery (THA versus TKA), and class of hospital bed (general versus private ward) on LOS.
 
Statistical analysis
Patient data were anonymously entered into an encrypted file to ensure privacy. Data analysis was performed using SPSS (Window version 26.0; IBM Corp, Armonk [NY], US). The Chi squared test, independent samples t test with two-tailed significance, and one-way analysis of variance were used for comparisons. A P value of <0.05 was considered statistically significant.
 
Results
Baseline parameters
In total, 228 patients were included: 117 in the conventional group and 111 in the ERAS group. The mean and median ages did not significantly differ between the conventional and ERAS groups (Table 1). Most patients were aged between 50 and 89 years (89.7% in the conventional group and 97.2% in the ERAS group); however, the distribution of ages did not significantly differ between groups. The distributions of sex, nature of surgery, and class of hospital bed also did not significantly differ between the conventional and ERAS groups (Table 1).
 

Table 1. Baseline parameters
 
Outcome
The mean LOS significantly improved from 5.16 ± 2.06 days to 3.28 ± 1.04 days (P<0.001) after ERAS implementation (Table 2). Patients discharged on or before postoperative day 3 comprised 13.7% of the conventional group and 77.5% of the ERAS group (P<0.001).
 

Table 2. Comparison of postoperative length of stay
 
Factors affecting postoperative length of stay
Subgroup analysis was performed to examine the effects of sex, nature of surgery, class of hospital bed (Table 3), and age-group (Fig) on LOS.
 

Table 3. Factors affecting length of hospital stay after THA or TKA
 

Figure. Postoperative length of hospital stay according to age-group for conventional recovery (dashed line) and enhanced recovery after surgery (solid line)
 
In the conventional group, there were no significant differences in mean LOS between female and male patients, patients receiving TKA and patients receiving THA, or general ward and private ward patients (Table 3). One-way analysis of variance showed a significant difference in mean LOS among age-groups (F [7, 109]=2.58, P=0.017) [Fig]. The mean LOS generally increased as age increased from the third decade (3 days) to the ninth decade (7 days); however, two patients in the 20-29 age-group had exceptionally long hospital stays.
 
In the ERAS group, there were no significant differences in mean LOS between female and male patients or between patients receiving TKA and patients receiving THA (Table 3). One-way analysis of variance showed that age did not have a significant effect on the mean LOS (F [5, 105]=1.13, P=0.348) [Fig]. However, the mean LOS significantly differed between general ward and private ward patients (3.06 ± 0.59 vs 3.66 ± 1.46 days, P=0.003) [Table 3].
 
Complication and re-admission
No postoperative complications or instances of 30-day re-admission were observed among patients who underwent TKA. Among patients who underwent THA, three (two from the conventional group, one from the ERAS group) had complications. In the conventional group, one patient with spondyloepiphyseal dysplasia experienced dislocation during in-patient stay, which required closed reduction; one patient experienced dislocation during postoperative week 3, which required re-admission and revision to offset the liner and a longer neck hip ball to improve soft tissue tension. In the ERAS group, one patient had periprosthetic femoral fracture after an accidental fall on postoperative day 13, which required re-admission with revision to the long cementless stem, as well as cable fixation. No patients in either group experienced postoperative wounds or periprosthetic infections.
 
Discussion
Despite more efficient service provision, postoperative LOS in private hospitals might be limited by confounders that surgeons cannot control (eg, patient preference and financial factors).25 Nevertheless, it was unsurprising that our results were consistent with previous literature: ERAS practices are effective for reducing the LOS after unilateral primary arthroplasty.
 
Regarding factors that affect postoperative LOS, a significant difference in the mean LOS was observed between general ward and private ward patients in the ERAS group. In public hospitals, the LOS among patients with worse socio-economic backgrounds is often limited by inadequate social support from family after discharge26 or a suboptimal home environment (eg, non-lift landing flats in older urban buildings).27 While placement issues are rarely problematic for patients in private hospitals,28 a possible explanation for the difference in LOS between general ward and private ward patients, where the cost difference is on average 5 times higher, is that patients with better socio-economic backgrounds may have higher expectations for surgical outcomes29; thus, they may tolerate longer hospital stays for rehabilitation, despite the higher costs of such stays. Private insurance is also reportedly an independent predictor of discharge delay despite objective readiness for discharge30; however, we presumed that the effect of insurance was not applicable in the present study because fewer than 10% of patients in our cohort had no insurance coverage. Furthermore, no significant differences in the mean LOS were noted with regard to the nature of surgery, sex, or age in the ERAS group. These findings may be related to the use of standardised ERAS practices and perioperative protocols, which have minimised variation in patient management.31
 
The implementation of ERAS practices in private hospitals is potentially beneficial to all stakeholders (including hospital administrators) because it facilitates hospital bed availability, while reducing costs via shorter convalescence duration and reduced morbidity.32 However, there are some important challenges for surgeons who wish to initiate ERAS practices in private centres. These challenges include occasional requirements for minor alterations in ward environments, changes in anaesthesia technique, rapid turnover of in-house surgical staff, and noncompliance with ERAS practices.33 Furthermore, a large caseload might be necessary to attract a dedicated multidisciplinary team for the sustainable development of ERAS practices in private centres. While it may be challenging to achieve full ERAS implementation in a short period of time, the stepwise addition of ERAS components might improve patient outcomes in private hospitals.34
 
There were some limitations in this study. First, this study used a retrospective design without randomisation, which may have led to imbalance and bias in the results. Second, this study only involved patients from a single surgeon; thus, the sample size was small. Third, differences in functional status and co-morbidities were not considered in the analysis, as the electronic health record sharing system between public and private hospitals was only established in 2016 so complete acquisition of patient’s parameters was not possible. Finally, other clinical outcome parameters and patient satisfaction were not investigated; these will be examined in a future study, where a thorough documentation in patient reported outcome measure and clinician-based outcome measure will improve the validity of results.
 
In conclusion, ERAS practices produced significant improvement in mean postoperative LOS, compared to conventional practices, for patients who underwent unilateral primary THA or TKA in a private hospital. Specifically, a significantly greater proportion of patients in the ERAS group were able to return home on or before postoperative day 3. The findings indicate that the good outcomes of ERAS practices in public joint replacement centres can be reproduced in private hospitals with sufficient caseloads and consistent implementation of ERAS practices.
 
Author contributions
Concept or design: KY Chiu.
Acquisition of data: MMT Chung.
Analysis or interpretation of data: MMT Chung.
Drafting of the manuscript: MMT Chung, JKF Ng, FY Ng, PK Chan.
Critical revision of the manuscript for important intellectual content: KY Chiu.
 
All authors had full access to the data, contributed to the study, approved the final version for publication, and take responsibility for its accuracy and integrity.
 
Conflicts of interest
All authors have disclosed no conflicts of interest.
 
Declaration
The results of this study were presented in the Hong Kong Orthopaedic Association 40th Annual Congress in Hong Kong (31 October to 1 November 2020).
 
Funding/support
This research received no specific grant from any funding agency in the public, commercial, or not-for-profit sectors.
 
Ethics approval
This study was approved by the Hong Kong Sanatorium & Hospital Medical Group Research Committee (Ref RC-2019- 25). The requirement for patient consent was waived for this retrospective study.
 
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14. Duncan CM, Hall Long K, Warner DO, Hebl JR. The economic implications of a multimodal analgesic regimen for patients undergoing major orthopaedic surgery: a comparative study of direct costs. Reg Anesth Pain Med 2009;34:301-7. Crossref
15. Duggal S, Flics S, Cornell CN. Introduction of clinical pathways in orthopedic surgical care: the experience of the hospital for special surgery. In: Ronald MacKenzie C, Cornell CN, Memtsoudis SG, editors. Perioperative Care of the Orthopedic Patient. New York: Springer; 2014: 365-71. Crossref
16. Husted H. Fast-track hip and knee arthroplasty: clinical and organizational aspects. Acta Orthop Suppl 2012;83:1-39. Crossref
17. Christelis N, Wallace S, Sage CE, et al. An enhanced recovery after surgery program for hip and knee arthroplasty. Med J Aust 2015;202:363-8. Crossref
18. Soffin EM, YaDeau JT. Enhanced recovery after surgery for primary hip and knee arthroplasty: a review of the evidence. Br J Anaesth 2016;117(Suppl 3):iii62-72. Crossref
19. Yan CH, Chiu KY, Ng FY. Total knee arthroplasty for primary knee osteoarthritis: changing pattern over the past 10 years. Hong Kong Med J 2011;17:20-5.
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21. Bjerregaard LS, Hornum U, Troldborg C, Bogoe S, Bagi P, Kehlet H. Postoperative urinary catheterization thresholds of 500 versus 800 ml after fast-track total hip and knee arthroplasty: a randomized, open-label, controlled trial. Anesthesiology 2016;124:1256-64. Crossref
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Intermediate- to long-term outcomes of transvaginal mesh for treatment of Asian women with pelvic organ prolapse

Hong Kong Med J 2021 Dec;27(6):413–20  |  Epub 17 Dec 2021
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Intermediate- to long-term outcomes of transvaginal mesh for treatment of Asian women with pelvic organ prolapse
Symphorosa SC Chan, MD, FRCOG; Osanna YK Wan, FHKAM (Obstetrics and Gynaecology), FHKCOG; KW Choy, MSc (Med), PhD; Rachel YK Cheung, FRCOG, FHKAM (Obstetrics and Gynaecology)
Department of Obstetrics and Gynaecology, The Chinese University of Hong Kong, Hong Kong
 
Corresponding author: Dr Symphorosa SC Chan (symphorosa@cuhk.edu.hk)
 
 Full paper in PDF
 
Abstract
Introduction: Short-term follow-up analyses suggest that transvaginal mesh has limited application for pelvic organ prolapse (POP) treatment. This study evaluated the intermediate- and long-term outcomes of transvaginal mesh surgery.
 
Methods: This retrospective study included all women who underwent transvaginal mesh surgery in one urogynaecology centre. Inclusion criteria were women with stage III/IV POP, age ≥65 years, and (preferably) sexual inactivity. Concomitant sacrospinous fixation and mid-urethral slings were offered for stage III/IV apical POP and urodynamic stress incontinence, respectively. Women were followed up for 5 years. Subjective recurrence was defined as reported prolapse symptoms. Objective recurrence was defined as stage II prolapse or above. Mesh complications and patient satisfaction were reviewed.
 
Results: Of 183 women who underwent transvaginal mesh surgery, 156 had ≥1 year of follow-up (mean, 50 ± 22 months). Subjective and objective recurrence rates were 5.1% and 10.9%, respectively. The mesh erosion rate was 9.6%; all affected women received local oestrogen treatment or bedside surgical excision. Three women received transobturator tension-free transvaginal tape for de novo (n=1) or preoperative urodynamic stress incontinence who did not undergo concomitant surgery (n=2); 14% of the women had de novo urgency urinary incontinence. No women reported chronic pain. Overall, 98% were ‘satisfied’ or ‘very satisfied’ with the operation.
 
Conclusion: During 50 months of follow-up, transvaginal mesh surgery for stage III/IV POP had low subjective and objective recurrence rates. The total re-operation rate was 9.6%. Most women were satisfied with the operation. Based on the risk-benefit profile, transvaginal mesh surgery may be suitable for women who have advanced POP.
 
 
New knowledge added by this study
  • In women with stage III or IV pelvic organ prolapse, transvaginal mesh surgery (with concomitant sacrospinous fixation for stage III or IV apical compartment prolapse) had low subjective (5.1%) and objective (10.9%) rates of recurrence, along with a high satisfaction rate (98%), during approximately 50 months of follow-up.
  • In sexually inactive women, the transvaginal mesh erosion rate is low.
  • Although some women required re-operations because of factors such as pelvic organ prolapse recurrence, stress urinary incontinence, and mesh erosion, the overall re-operation rate was 9.6%.
Implications for clinical practice or policy
  • In contrast to previous recommendations, transvaginal mesh surgery may be suitable for women who are sexually inactive, particularly women who have a higher risk of prolapse recurrence related to conditions such as advanced pelvic organ prolapse and levator ani muscle avulsion.
 
 
Introduction
Pelvic organ prolapse (POP) leads to considerable symptomatic distress and reduced quality of life among women.1 2 Large-scale studies of women in the United States and Europe have shown that the risks of undergoing POP or stress urinary incontinence (SUI) surgery by 80 years of age range from 12.6% to 18.7%.3 4 5 Advanced POP stage and worse quality of life are factors that increase the likelihood of surgical treatment.2 Symptom resolution is the most important goal among women who seek consultations for POP.6 Importantly, quality of life improves in women who undergo surgical treatment.7 However, there is a high mean recurrence rate after POP surgery: 36% after a follow-up interval of 0.1 to 10 years. Reoperation is also common (29.2%) and the between-procedure interval decreases with successive repairs.3 8
 
A systematic review and meta-analysis of 25 randomised controlled trials revealed that, compared with native tissue repair, transvaginal mesh surgery for anterior compartment prolapse has reduced risks of awareness of prolapse (risk ratio=0.66, 95% confidence interval=0.54-0.81), recurrent prolapse (risk ratio=0.4, 95% confidence interval=0.3-0.53), and repeat surgery for prolapse (risk ratio=0.53, 95% confidence interval=0.31-0.88) over 1 to 3 years of follow-up.9 However, transvaginal mesh surgery carried an increased risk of repeat surgery for a composite outcome of prolapse, SUI, and mesh erosion (risk ratio=2.4, 95% confidence interval=1.51-3.81). Considering this risk-benefit profile, the authors concluded that transvaginal mesh has limited utility in primary surgery; however, the quality of analysed evidence only ranged from very low to moderate. Among the randomised controlled trials considered in that systematic review, only one was conducted in Asia. Moreover, high objective and subjective cure rates of transvaginal mesh and a low mesh erosion rate have been reported over 5 to 7 years of follow-up, although some studies have had a high rate of loss to follow-up.10 11 12
 
The present study was performed to evaluate the long-term outcome of transvaginal mesh surgery for advanced anterior compartment prolapse in a tertiary centre. It also investigated the recurrence rate and the types of postoperative complications among women who underwent transvaginal mesh surgery.
 
Methods
Patients
This was a retrospective analysis of prospectively collected data concerning transvaginal mesh reconstructive surgeries performed for POP treatment from January 2008 to June 2019 in a urogynaecology training centre. Ethics approval was obtained (CREC 2015.125); the ethics committee waived the requirement for informed consent. All women who underwent transvaginal mesh surgery in the study centre were recruited. Demographic data, including age, parity, mode of delivery, urinary symptoms (eg, SUI and/or urgency urinary incontinence [UUI]), and symptoms of prolapse were collected during the first consultation; the Pelvic Organ Prolapse Quantification assessment was also performed.13 Management options of vaginal ring pessary and surgery were offered. For women who chose surgery, a urodynamic study was arranged.
 
Transvaginal mesh surgery (ie, anterior vaginal mesh or total vaginal mesh) was available to women with stage III or IV anterior and apical and posterior compartment prolapse, age ≥65 years, and (preferably) sexual inactivity, or with recurrent POP. Beginning in January 2013, vaginal mesh insertion in the posterior compartment was not performed because of published evidence indicating no improvement from posterior vaginal mesh, compared with native tissue repair alone.14 Transvaginal mesh was performed with concomitant vaginal hysterectomy or a uterine-preserving operation depending on each woman’s choice and medical condition. In women with stage III or IV apical compartment prolapse, concomitant bilateral sacrospinous fixation was performed. Because of variations in commercial product availability, Prolift®, Perigee®, and Restorelle® were used from 2008 to 2012, 2013 to August 2017, and September 2017 to June 2019, respectively.
 
Surgical procedure
Women were admitted on the day of the operation. One dose of prophylactic intravenous antibiotics was administered on induction. The operation was performed under either spinal or general anaesthesia depending on each woman’s choice and the attending anaesthetist’s assessment. For women who chose hysterectomy, the operation began with vaginal hysterectomy, followed by hydrodissection with adrenaline solution and midline incision over the anterior vaginal wall. Subsequent dissection of the bladder from the anterior vaginal wall was performed; the sacrospinous ligament was reached without opening the posterior vaginal wall. Sacrospinous ligament fixation was conducted using a Mayo-hook from 2008 to 2017; it was conducted using a Capio device® from 2018 to 2019. Depending on the mesh design, anterior mesh was introduced and all arms either passed through the obturator membranes (Prolift® and Perigee®) or were fixed to the ipsilateral pelvic wall and sacrospinous ligament using stitches (Restorelle®). Anterior mesh was then attached to the bladder fascia and anterior vaginal wall using absorbable stitches. If total vaginal mesh was performed, the posterior vaginal wall was opened at the midline and the sacrospinous ligament was identified; the arms of posterior mesh were introduced to the sacrospinous ligaments. Cystoscopy was performed to exclude bladder injury and confirm ureteric jets. Per rectal examination was performed to exclude rectal perforation. Only the edge of the vaginal epithelium was trimmed; the anterior vaginal wall was closed by three interrupted stitches at the distal region, followed by continuous sutures. In the event of symptomatic posterior compartment prolapse, posterior colporrhaphy was performed. Concomitant continence surgery (ie, mid-urethral sling) was performed for women with urodynamic stress incontinence (USI). At the end of the operation, one piece of vaginal gauze soaked with chlorhexidine solution was packed into the vagina and a transurethral Foley catheter was placed. Most vaginal hysterectomies were performed by gynaecology trainees; all procedures involving mesh were performed by urogynaecologists or urogynaecology subspecialty trainees under direct supervision by urogynaecologists. Operative details including anaesthesia type, operative time, blood loss, and any organ injuries were collected from electronic operative notes that were completed by surgeons immediately after the operation.
 
Postoperative care and follow-up
Oral intake was resumed on the day of the operation. Standard oral paracetamol were administered. One course of antibiotics was administered to women with a high risk of infection (eg, patients with diabetes mellitus and/or a prolonged operation) and women with postoperative fever that persisted for more than 24 hours. The vaginal gauze and Foley catheter were removed on the day after the operation. Women were discharged from day 1 onwards if they resumed a normal diet, voided well, and remained afebrile.
 
Women were followed up once at 2 to 4 months, then annually until 5 years after surgery. Subsequently, if they had no active pelvic floor symptoms, they were discharged from the clinic. Earlier follow-up was offered on request. During follow-up examinations, the attending gynaecologist specifically asked women about symptoms of prolapse, SUI, UUI, vaginal bleeding, pain, and dyspareunia, as well as the severity of such symptoms. Vaginal examinations were performed to assess any recurrence of prolapse or mesh erosion, in accordance with recommendations of the International Urogynecological Association and International Continence Society.15 16 Satisfaction (ie, very unsatisfied, unsatisfied, satisfied, or very satisfied) was recorded during each postoperative visit. Subjective recurrence was defined as reported symptoms of prolapse, vaginal bulge, or dragging sensation. Objective recurrence was defined by the Pelvic Organ Prolapse Quantification assessment with any compartment reaching ≥1 cm above the hymen (stage ≥II). In the event of mesh erosion, the location, size, and area of mesh erosion were recorded. Vaginal oestrogen cream was offered. The options of conservative management or surgical excision of exposed mesh were discussed with women who experienced mesh erosion, depending on the erosion severity, accompanying symptoms, and their personal preferences.
 
If women reported symptoms of SUI or UUI, a urodynamic study was offered. If USI was diagnosed, tension-free vaginal tape surgery was offered to women for whom pelvic floor exercises were ineffective. Medical treatment was offered to women with overactive bladder or detrusor overactivity.
 
Statistical analysis
SPSS software (Windows version 21.0; IBM Corp, Armonk [NY], United States) was used to analyse the collected data. Categorical data are shown using descriptive statistics. Normally distributed data are shown as means (standard deviations), whereas non-normally distributed data are shown as medians (ranges). The times to subjective and objective recurrences were depicted using Kaplan–Meier curves. A P value of <0.05 was considered statistically significant.
 
Results
Demographic characteristics, operative data, and postoperative outcomes among all patients
In total, 183 women (mean age, 71.8 ± 8.4 years) underwent transvaginal mesh surgery. Nearly all were Hong Kong Chinese women, with the exception of two who were non-Chinese Asian women. The characteristics of the overall cohort are shown in the Table.
 
The operative procedures and hospital stay are summarised in the Table. Forty-six (25.1%) women had spinal anaesthesia. The mean operative time was 122.9 ± 40.7 minutes and the mean blood loss was 193 ± 155 mL. Three (1.6%) women required blood transfusion. One woman had bladder injury during the trocar insertion of the anterior vaginal mesh; the involved trocar was immediately removed and reinserted in the correct surgical plane. Cystoscopy showed a small perforation site at the lateral bladder wall, but no repair was required. The woman recovered uneventfully. One woman had a mesh infection with abscess formation in the vulva, requiring removal of the anterior mesh on day 18. The infection subsided with antibiotics and drainage, but the woman died 7 weeks after surgery because of other medical morbidities.17
 

Table. Characteristics of the overall cohort and the women with ≥1 year of follow-up*
 
Overall, one woman was lost to follow-up and three women, including the woman mentioned above, died of medical diseases within 1 year; thus, 179 (97.8%) women were eligible for the postoperative outcome analysis. Of these 179 women, 23 (12.8%) underwent operation within 1 year prior to this report, while 156 (87%), 113 (63%), and 77 (43%) had completed 1, 3, and 5 years of follow-up, respectively. The mean duration of follow-up was 50 ± 22 months. There were no differences in demographics, preoperative symptoms, stage and compartment of prolapse, or operative data between the 23 women with <1 year of follow-up and the 156 women with ≥1 year of follow-up, except for the vaginal mesh brand (because of variations in commercial product availability) and the duration of follow-up (Table).
 
Postoperative outcomes among women with ≥1 year of follow-up
Among the 156 women with ≥1 year of follow-up, eight reported symptoms of prolapse recurrence (subjective recurrence rate of 5.1%). Five women had stage II POP, while three women had stage III POP. Four women experienced recurrence in the first year of follow-up; two, one, and one additional women experienced recurrence in the second, third, and fourth year of follow-up, respectively. While five women with recurrence had conservative treatment for POP, one woman had vaginal pessary and two (1.3%) women had surgery to manage prolapse recurrence. In addition, nine other women had asymptomatic stage II POP: two had anterior compartment prolapse and seven had posterior compartment prolapse. The objective recurrence rate was 10.9% (n=17). The mesh erosion rate was 9.6% (n=15). In all, 40% of the erosions (n=6) occurred at the posterior wall; the remaining erosions occurred at other sites in the vagina (four anterior wall, four vaginal vault, and one lateral wall). Most instances of mesh erosion (n=8, 53.3%) occurred in the first year. Ten of the 15 affected women underwent surgical excision under local anaesthesia at the bedside; seven, one, and two women required one, two, and three surgical excisions, respectively. The times to subjective and objective recurrences are depicted using Kaplan–Meier curves (Fig 1).
 

Figure 1. Kaplan–Meier curve of subjective and objective recurrences
 
The preoperative and postoperative symptoms of SUI are listed in Figure 2. Occult USI was observed in 11 (16.2%) of 68 women who reported no SUI before the operation. Among four women who had occult USI and did not undergo continence surgery, two had postoperative SUI; they did not require surgical treatment. De novo SUI occurred in 12 (7.7%) women. Only one (1/53, 1.9%) woman received tension-free transvaginal tape (transobturator route) [TVT-O] for treatment of SUI; the remaining 11 women had mild symptoms or achieved improvement with pelvic floor exercise. Among the 31 women who had preoperative SUI but normal urodynamic study findings and did not undergo continence surgery, 19 (61.2%) women had postoperative SUI. Among them, two received TVT-O afterwards. Overall, 22 (14%) women had de novo UUI: seven received anticholinergics and the remaining 15 had conservative treatment. No women reported vaginal pain, pelvic pain, or dyspareunia.
 

Figure 2. Preoperative and postoperative SUI symptoms and preoperative urodynamic study results. (a) Women who reported SUI before the operation; (b) Women who did not report SUI before the operation
 
In summary, the total re-operation rate was 9.6%: two women for recurrent POP, 10 women for mesh erosion, three women for TVT-O, and one woman for de novo SUI. In all, 103 (66%) women and 50 (32.1%) women were ‘satisfied’ and ‘very satisfied’, respectively, with the operation at their latest follow-up examination. Three women who ever had recurrence did not report being ‘satisfied’ or ‘very satisfied’.
 
Discussion
This study provided a comprehensive evaluation of the intermediate- to long-term (ie, 3 to 5 years) outcomes of transvaginal mesh surgery in women with advanced POP. Risk factors for POP recurrence reportedly include levator ani muscle avulsion (odds ratio=2.8), preoperative stage III-IV POP (odds ratio=2.1), family history (odds ratio=1.8), and large hiatal area (odds ratio=1.06 per 1 cm2).8 The prevalence of levator ani muscle avulsion is higher in women with more advanced POP: we previously reported that 54.5% and 66.7% of women with stage III and IV POP had levator ani muscle avulsion, respectively.18 Although this factor was not evaluated in the present study, we presume that a similar proportion of our cohort would have this condition, placing them at high risk of POP recurrence. Indeed, transvaginal mesh repair leads to a lower rate of anterior compartment prolapse recurrence, compared with native tissue repair in women with levator ani muscle avulsion.19 20
 
Transvaginal mesh was not recommended in a systematic review and meta-analysis of 25 randomised controlled trials, based on its risk-benefit profile. The risk of awareness of prolapse was 13%; the risks of repeat surgery for prolapse and SUI were 1.8% and 2.9%, respectively.9 However, if the transvaginal mesh treatment efficacy remains high over a longer follow-up period and the risk of morbidity is low, the above recommendation may not apply to all women. In our cohort, these risks were 5.1%, 1.3%, and 1.9% for a mean follow-up period of 50 months. This indicates a tendency towards lower POP recurrence risks in our cohort. The objective recurrence rate of 10.6% also tended to be lower, compared with previous studies that recruited women who had stage II POP8, although 95% of our women had stage III or IV POP. Our subjective and objective recurrence rates are similar to the rates in other Asian centres in the past decade.10 11
 
Apical compartment prolapse is more prevalent among women in Hong Kong, compared with Caucasian women.18 21 Furthermore, apical support is important in the management of anterior compartment prolapse, which comprises impairment of the pubovisceral muscle and the uterosacral and cardinal ligaments.10 22 23 Thus, we performed concomitant sacrospinous fixation to suspend the vaginal vault among women in this study; this additional procedure did not increase perioperative morbidity. This may explain why the vaginal vault was not commonly involved in women who had subjective or objective recurrence of POP in the present study. Most women with objective recurrence had stage II posterior compartment prolapse, but they were asymptomatic.
 
The mesh erosion rate was 9.6%; 40% of erosions were caused by posterior vaginal mesh. The erosion rate for anterior vaginal mesh alone was 5.8%; this was comparable with previously reported rates of 2.7% to 20%, with a mean of 11.1%.10 11 24 25 26 Furthermore, our rate was similar to other Asian centres where a low mesh erosion rate was reported.10 11 Most instances of erosion in our study occurred within the first or second year of follow-up; approximately two-thirds of the affected women underwent excision of the exposed part of the mesh and repair of the vaginal epithelium under local anaesthesia at the bedside.17 Among the various types of possible mesh complications, Warembourg et al24 reported that mesh erosion was the most common complication that required re-operation; however, it was also treated most effectively. However, more serious complications could occur, such as erosion into the urinary tract or bowel.24 No instances of vaginal pain or dyspareunia were reported in our cohort, in contrast to previous findings26; this was presumably because we mainly offered transvaginal mesh surgery to women who were sexually inactive. The proportion of women with POP who report sexual inactivity is generally high (64%) in Hong Kong.27 Further research is needed to determine whether ethnicity contributes to vaginal pain or dyspareunia after transvaginal mesh surgery.
 
Preoperative urodynamic studies showed that, of 68 women who did not report SUI, 16% and 6% had occult USI and other diagnoses, respectively; thus, only 53 (78%) women had no abnormal findings. De novo SUI occurred in 12 of these 53 women (7.7% of all 156 women with ≥1 year of follow-up); only one woman requested continence surgery. Although some women reported symptoms of SUI, our policy was not to offer continence surgery if no USI was evident during the urodynamic study. Of the remaining 31 of 53 women with no abnormal findings, only two subsequently required continence surgery. Overall, repeat surgery for SUI only occurred in three (1.9%) women; we regarded this as a low risk of repeat surgery. Preoperative urodynamic studies and our more conservative approach (ie, not frequently offering continence surgery) might have reduced the risk of long-term complications. However, treatment was offered to women with preoperative clinically bothersome USI. Women who received concomitant TVT-O were satisfied with this management.
 
This study had some limitations. First, this was a single-centre study with a moderate sample size. However, the data were collected prospectively using a standardised form. Second, a health-related quality of life questionnaire was not used because validated questionnaires were unavailable when transvaginal mesh surgery first began in our centre; thus, no data were available for some women.1 We plan to investigate these data in a future study. Finally, the effects of sexual function on the surgical outcomes were not explored because most women in this cohort were sexually inactive. We did not recommend transvaginal mesh surgery to women who were sexually active because there were increased risks of mesh erosion and dyspareunia.
 
Conclusion
Women with stage III or IV POP experienced a benefit from transvaginal anterior mesh surgery (and concomitant sacrospinous fixation if concomitant stage III/IV apical compartment prolapse) with low risks of subjective recurrence of POP (5.1%), objective recurrence of POP (10.9%), and re-operation for POP recurrence (1.3%) at a mean follow-up interval of 50 months. Although some women required re-operations because of various factors (eg, POP recurrence, SUI, and mesh erosion), the overall re-operation rate was 9.6%. Most women were satisfied or highly satisfied with the transvaginal mesh surgery. This type of surgery may be suitable for women with POP who are sexually inactive, particularly women who have a higher risk of recurrence related to conditions such as advanced POP and levator ani muscle avulsion.
 
Author contributions
Concept or design: All authors.
Acquisition of data: SSC Chan, OYK Wan, RYK Chung.
Analysis or interpretation of data: All authors.
Drafting of the manuscript: SSC Chan.
Critical revision of the manuscript for important intellectual content: All authors.
 
All authors had full access to the data, contributed to the study, approved the final version for publication, and take responsibility for its accuracy and integrity.
 
Conflicts of interest
All authors have disclosed no conflicts of interest.
 
Acknowledgement
The authors would like to thank Miss Loreta Lee for data collection and data entry for this research.
 
Declaration
Portions of the results were presented in the 26th Asia and Oceania Federation of Obstetrics and Gynecology (AOFOG) Congress in the Philippines in 2019, during a talk that received the “Best Oral Presentation” award in the Urogynaecology session.
 
Funding/support
This research received no specific grant from any funding agency in the public, commercial, or not-for-profit sectors.
 
Ethics approval
Ethics approval was obtained from The Joint Chinese University of Hong Kong–New Territories East Cluster Clinical Research Ethics Committee (Ref: CREC 2015.125). The requirement for written informed consent was waived by the ethics board.
 
References
1. Chan SS, Cheung RY, Yiu AK, et al. Chinese validation of pelvic floor distress inventory and pelvic floor impact questionnaire. Int Urogynecol J 2011;22:1305-12. Crossref
2. Chan SS, Cheung RY, Yiu KW, Lee LL, Pang AW, Chung TK. Symptoms, quality of life, and factors affecting women’s treatment decisions regarding pelvic organ prolapse. Int Urogynecol J 2012;23:1027-33. Crossref
3. Olsen AL, Smith VJ, Bergstrom JO, Colling JC, Clark AL. Epidemiology of surgically managed pelvic organ prolapse and urinary incontinence. Obstet Gynecol 1997;89:501-6. Crossref
4. Wu JM, Matthews CA, Conover MM, Pate V, Funk MJ. Lifetime risk of stress urinary incontinence or pelvic organ prolapse surgery. Obstet Gynecol 2014;123:1201-6. Crossref
5. Løwenstein E, Ottesen B, Gimbel H. Incidence and lifetime risk of pelvic organ prolapse surgery in Denmark from 1977 to 2009. Int Urogynecol J 2015;26:49-55. Crossref
6. Lowenstein L, FitzGerald MP, Kenton K, et al. Patient-selected goals: the fourth dimension in assessment of pelvic floor disorders. Int Urogynecol J Pelvic Floor Dysfunct 2008;19:81-4. Crossref
7. Chan SS, Cheung RY, Lai BP, Lee LL, Choy KW, Chung TK. Responsiveness of the Pelvic Floor Distress Inventory and Pelvic Floor Impact Questionnaire in women undergoing treatment for pelvic floor disorders. Int Urogynecol J 2013;24:213-21. Crossref
8. Friedman T, Eslick GD, Dietz HP. Risk factors for prolapse recurrence: systematic review and meta-analysis. Int Urogynecol J 2018;29:13-21. Crossref
9. Maher C, Feiner B, Baessler K, Christmann-Schmid C, Haya N, Marjoribanks J. Transvaginal mesh or grafts compared with native tissue repair for vaginal prolapse. Cochrane Database Syst Rev 2016;(2):CD012079. Crossref
10. Lo TS, Pue LB, Tan YL, Wu PY. Long-term outcomes of synthetic transobturator nonabsorbable anterior mesh versus anterior colporrhaphy in symptomatic, advanced pelvic organ prolapse surgery. Int Urogynecol J 2014;25:257-64. Crossref
11. Dong S, Zhong Y, Chu L, Li H, Tong X, Wang J. Agestratified analysis of long-term outcomes of transvaginal mesh repair for treatment of pelvic organ prolapse. Int J Gynecol Obstet 2016;135:112-6. Crossref
12. Meyer I, McGwin G, Swain TA, Alvarez MD, Ellington DR, Richter HE. Synthetic graft augmentation in vaginal prolapse surgery: long-term objective and subjective outcomes. J Minim Invasive Gynecol 2016;23:614-21. Crossref
13. Bump RC, Mattiasson A, Bø K, et al. The standardization of terminology of female pelvic organ prolapse and pelvic floor dysfunction. Am J Obstet Gynecol 1996;175:10-7. Crossref
14. Maher C, Feiner B, Baessler K, Schmid C. Surgical management of pelvic organ prolapse in women. Cochrane Database Syst Rev 2013;(4):CD004014. Crossref
15. Haylen BT, Freeman RM, Swift SE, et al. An International Urogynecological Association (IUGA)/International Continence Society (ICS) joint terminology and classification of the complications related directly to the insertion of prostheses (meshes, implants, tapes) & grafts in female pelvic floor surgery. Int Urogynecol J 2011;22:3-15. Crossref
16. Toozs-Hobson P, Freeman R, Barber M, et al. An International Urogynecological Association (IUGA)/International Continence Society (ICS) joint report on the terminology for reporting outcomes of surgical procedures for pelvic organ prolapse. Int Urogynecol J 2012;23:527-35. Crossref
17. Wan OY, Chan SS, Cheung RY, Chung TK. Mesh-related complications from reconstructive surgery for pelvic organ prolapse in Chinese patients in Hong Kong. Hong Kong Med J 2018;24:369-77. Crossref
18. Yu CH, Chan SS, Cheung RY, Chung TK. Prevalence of levator ani muscle avulsion and effect on quality of life in women with pelvic organ prolapse. Int Urogynecol J 2018;29:729-33. Crossref
19. Wong V, Shek KL, Goh J, Krause H, Martin A, Dietz HP. Cystocele recurrence after anterior colporrhaphy with and without mesh use. Eur J Obstet Gynecol Reprod Biol 2014;172:131-5. Crossref
20. Rodrigo N, Wong V, Shek KL, Martin A, Dietz HP. The use of 3-dimensional ultrasound of the pelvic floor to predict recurrence risk after pelvic reconstructive surgery. Aust N Z J Obstet Gynaecol 2014;54:206-11. Crossref
21. Cheung RY, Chan SS, Shek KL, Chung TK, Dietz HP. Pelvic organ prolapse in Caucasian and Asian women: a comparative study. Ultrasound Obstet Gynecol 2019;53:541-5. Crossref
22. Chen L, Ashton-Miller JA, Hsu Y, DeLancey JO. Interaction among apical support, levator ani impairment, and anterior vaginal wall prolapse. Obstet Gynecol 2006;108:324-32. Crossref
23. Stanford EJ, Cassidenti A, Moen MD. Traditional native tissue versus mesh-augmented pelvic organ prolapse repairs: providing an accurate interpretation of current literature. Int Urogynecol J 2012;23:19-28. Crossref
24. Warembourg S, Labaki M, de Tayrac R, Costa P, Fatton B. Reoperations for mesh-related complications after pelvic organ prolapse repair: 8-year experience at a tertiary referral center. Int Urogynecol J 2017;28:1139-51. Crossref
25. Deffieux X, de Tayrac R, Huel C, et al. Vaginal mesh erosion after transvaginal repair of cystocele using Gynemesh or Gynemesh-Soft in 138 women: a comparative study. Int Urogynecol J Pelvic Floor Dysfunct 2007;18:73-9. Crossref
26. Hüsch T, Mager R, Ober E, Bentler R, Ulm K, Haferkamp A. Quality of life in women of non-reproductive age with transvaginal mesh repair for pelvic organ prolapse: a cohort study. Int J Surg 2016;33:36-41. Crossref
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Effectiveness of a childbirth massage programme for labour pain relief in nulliparous pregnant women at term: a randomised controlled trial

Hong Kong Med J 2021 Dec;27(6):405–12  |  Epub 17 Dec 2021
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE  CME
Effectiveness of a childbirth massage programme for labour pain relief in nulliparous pregnant women at term: a randomised controlled trial
CY Lai, MSc (Endocrinology, Diabetes and Metabolism), MSc Nursing (Midwifery)1; Margaret KW Wong, MSc (Women’s Health Studies)2; WH Tong, MSc (Public Health)2; SY Chu, MN (Clinical Leadership); BSc (Health Science)3; KY Lau, MSc (Women’s Health Studies)2; Agnes ML Tam, MSc (Women’s Health Studies)2; LL Hui, PhD (Community Medicine)4; Terence TH Lao, MD, FRCOG1; TY Leung, MB, ChB, MD1
1 Department of Obstetrics and Gynaecology, The Chinese University of Hong Kong, Hong Kong
2 Department of Obstetrics and Gynaecology, Prince of Wales Hospital, Hong Kong
3 Department of Obstetrics and Gynaecology, Kwong Wah Hospital, Hong Kong
4 Department of Paediatrics, The Chinese University of Hong Kong, Hong Kong
 
Corresponding author: Ms CY Lai (cylai@cuhk.edu.hk)
 
 Full paper in PDF
 
Abstract
Introduction: The effect of massage for pain relief during labour has been controversial. This study investigated the efficacy of a programme combining intrapartum massage, controlled breathing, and visualisation for non-pharmacological pain relief during labour.
 
Methods: This randomised controlled trial was conducted in two public hospitals in Hong Kong. Participants were healthy low-risk nulliparous Chinese women ≥18 years old whose partners were available to learn massage technique. Recruitment was performed at 32 to 36 weeks of gestation; women were randomised to attend a 2-hour childbirth massage class at 36 weeks of gestation or to receive usual care. The primary outcome variable was the intrapartum use of epidural analgesia or intramuscular pethidine injection.
 
Results: In total, 233 and 246 women were randomised to the massage and control groups, respectively. The use of epidural analgesia or pethidine did not differ between the massage and control groups (12.0% vs 15.9%; P=0.226). Linear-by-linear analysis demonstrated a trend whereby fewer women used strong pharmacological pain relief in the massage group, and a greater proportion of women had analgesic-free labour (29.2% vs 21.5%; P=0.041). Cervical dilatation at the time of pethidine/epidural analgesia request was significantly greater in the massage group (3.8 ± 1.7 cm vs 2.3 ± 1.0 cm; P<0.001).
 
Conclusion: The use of a massage programme appeared to modulate pain perception in labouring women, such that fewer women requested epidural analgesia and a shift was observed towards the use of weaker pain relief modalities; in particular, more women in the massage group were analgesic-free during labour.
 
 
New knowledge added by this study
  • In this randomised controlled trial of healthy low-risk nulliparous Chinese women, fewer women used strong pharmacological pain relief in the childbirth massage group, and a greater proportion of women had analgesicfree labour, compared with the control group.
  • Cervical dilatation at the time of pethidine/epidural analgesia request was significantly greater in the childbirth massage group than in the control group.
Implications for clinical practice or policy
  • A structured childbirth massage programme delivered by qualified midwife trainers can provide couples with both theoretical knowledge and practical skills, which help to modulate pain perception among labouring women.
  • With appropriate training, massage can be an efficacious option for labour pain relief with no associated adverse effects on delivery.
 
 
Introduction
Labour is regarded as a time of suffering in a woman’s life, during which she may experience intensive pain that lasts for many hours. Ineffective labour pain management could create a negative life experience for a woman, which may negatively impact postpartum sexual and marital satisfaction.1 2 Labour pain involves both physical and psychological elements such as uterine contractions, tension, fear, anxiety, and the sensations of powerlessness and a loss of control.3 Current remedies for labour pain include pharmacological and non-pharmacological interventions. The most common pharmacological interventions include nitrous oxide inhalation, the injection of narcotic analgesics (eg, pethidine), and epidural analgesia. However, these methods are associated with adverse effects such as nausea and vomiting, longer first and second stages of labour, hypotension, motor blockade, fever, and urinary retention; they can also lead to neonatal respiratory depression and newborn sleepiness that affects breastfeeding.4 5 6 7 8 9 Hence, women prefer safer and simpler non-pharmacological pain relief methods.10 11
 
A notable non-pharmacological remedy is massage, which may provide pain relief to the site of application, along with overall psychological relaxation.12 The pressure applied during massage is presumed to block the transmission of pain impulses to the brain, while stimulating local release of endorphins.13 Randomised controlled trials concerning intrapartum massage have been conducted in various countries over the past two decades.12 14 15 16 17 18 19 20 21 22 23 However, there have been conflicting findings concerning beneficial effects (ie, reductions in pain score or the use of pharmacological analgesia)12 14 15 16 17 21 because of small sample sizes which ranged from 28 women12 to 176 women.21 Furthermore, the duration of intrapartum massage was either unspecified15 21 or lasted for only 30 to 40 minutes.12 14 18 19 22 23 In addition, intrapartum massage was performed by various types of people: student midwives,22 therapists17 19 or partners who had received training by therapists immediately before labour.12 14 These factors probably influenced the effectiveness, consistency, and duration of the application of massage. A recent Cochrane review concluded that the current quality of evidence regarding intrapartum massage is low to very low.24 Therefore, this randomised controlled study investigated the efficacy of a comprehensive massage programme, combined with controlled breathing and visualisation—all initiated during the antenatal period—as a non-pharmacological pain relief method during labour, with the goal of reducing pethidine or epidural analgesia use.
 
Methods
Design and recruitment
This randomised controlled study was conducted in two public hospitals in Hong Kong, where the midwives were responsible for intrapartum management and natural vaginal delivery of low-risk pregnancies. The respective annual childbirth rates were approximately 5000 and 7000; the caesarean section rates were 21% and 23%.25 Recruitment commenced in September 2016 and completed in December 2017. The recruitment of women was conducted at 32 to 36 weeks of gestation during their routine antenatal visit by a team of research midwives. The inclusion criteria were low-risk nulliparous Chinese women aged ≥18 years, who could communicate in Cantonese, and who carried a singleton pregnancy without known contraindications for vaginal delivery. Exclusion criteria were the use of massage among women in the control group, the absence of a partner to learn the massage technique, planned delivery in hospitals other than the study sites, and planned caesarean delivery. There was no exclusion of recruited women who attempted vaginal delivery or induction of labour but eventually required intrapartum caesarean delivery.
 
Randomisation was conducted via two-by-two blocking with a block size of 4; a computer-generated number indicating either the study or control group was sealed in an opaque envelope. After a woman had provided written informed consent to participate, the midwife revealed the group allocation by opening the envelope. Because there were multiple midwifery staff responsible for participant recruitment at different occasions, none of the staff were aware of the allocation of previous participants; hence, they were unable to guess the group allocation.
 
Intervention
Couples (ie, participating women and their partners) randomised to the massage group were invited to attend a 2-hour childbirth massage programme class at 36 weeks of gestation. This programme was based on the United Kingdom’s Royal College of Midwives accredited course ‘Towards Natural Childbirth and Beyond’.26 It included a 30-minute theoretical explanation of the evidence underpinning the childbirth massage programme, followed by a 90-minute practicum. During the 90-minute practicum, the couples received training by accredited midwifery trainers with respect to the massage technique, controlled breathing, and visualisation, in accordance with the methods used in previous studies.16 20 The massage areas included the lower back and four limbs. Couples were taught how to synchronise the massage strokes with slow rhythmic breathing. Visualisation (ie, a mind mapping component) was also taught.26 In this process, the woman was asked to imagine something comfortable, which could bring her to a relaxed state. Subsequently, the couples were encouraged to practise the massage technique regularly at home in the evening, in a dimly lit and quiet environment, with the aim of encouraging relaxation and improving the quality and duration of sleep.27 The control group received standard antenatal education without instruction concerning massage, controlled breathing, or visualisation techniques.
 
When a woman in the massage group was admitted to the study hospital at onset of labour or for planned labour induction, her partner was first asked to demonstrate massage technique to the research team midwives to ensure that the partner could perform the procedure properly. If labour was not yet established, each woman was encouraged to relax through self-massage on her abdomen and legs. When labour commenced, the partner stayed to provide arm and shoulder massage for relaxation or lateral sacral massage for pain relief, according to the woman’s preference. There was no time limit for massage as long as the couple was happy and felt comfortable to continue the procedure throughout the labour. The partner could take a break in times of fatigue, or when the woman fell asleep. The partners of women in the control group were also encouraged to accompany the women during labour and delivery. Women in both groups otherwise received the same intrapartum care. They received explanations concerning the effectiveness of various analgesic methods according to the ranking of reported efficacy4 7: epidural was ranked highest, followed by pethidine, then nitrous oxide and other non-pharmacological analgesia methods (including transcutaneous nerve stimulation, birthing ball, and warm pads). Women could choose various methods or a combination of methods according to their pain tolerance and acceptance, using a step-up approach or direct implementation of the most effective methods. The degree of labour pain was assessed using the visual analogue scale for pain (ranging from 0 [no pain] to 10 [most painful]) at different stages of labour: latent phase (cervical dilatation of 1-3 cm), active phase (cervical dilatation of 4-7 cm), late active phase (cervical dilatation of 8-9 cm), and second stage (cervical dilatation of 10 cm); it was also assessed when the women first requested pethidine or epidural analgesia.
 
Outcome measures
The primary outcome of this study was the use of the two most effective pharmacological methods (as described above): intramuscular pethidine injection or epidural analgesia. Women were also categorised according to the type of analgesia that they eventually received: none of the analgesic methods; non-pharmacological methods only; nitrous oxide ± non-pharmacological methods; pethidine ± other pain relief except epidural; or epidural ± above methods. The proportions of women that received each type of analgesia were also compared as one of the secondary outcomes. Other secondary outcomes included intrapartum caesarean rate, duration of labour, the pain score at the point when the women first requested pethidine or epidural analgesia, the interval between the onset of labour to the time of making such a request, and the cervical dilatation at which such a request was made.
 
Sample size calculation
A previous study reported a reduction of 60% in the epidural rate with the use of intrapartum massage when compared with the control group.2 Therefore, our study sample size was calculated based on the assumption that the requirement for pethidine injection or epidural analgesia could be reduced by 60% (ie, from the current 15% according to Hospital Authority data to 6%) in the study group. Using an 80% power (beta) threshold and a two-tailed alpha value of 5%, we calculated that 181 participants were required in each arm. The method of calculation was obtained from the website of Department of Obstetrics and Gynaecology, the Chinese University of Hong Kong (http://www.obg.cuhk.edu.hk/ResearchSupport/StatTools/index.php). Because we anticipated that 40% of the recruited participants would be excluded (eg, because of a shift to a private hospital for delivery, change to elective caesarean section, or withdrawal from the study), we planned to recruit 300 participants for each arm.
 
Statistical analysis
The Chi squared test and t test were used to assess differences in baseline characteristics, obstetric outcomes, neonatal outcomes, and the proportions of women using specific pharmacological pain relief methods between the massage and control groups. Linear-by-linear association was used to assess trends regarding the use of different types of analgesia. The t test was used to compare between-group differences in the stage of labour, cervical dilatation, and pain score among participants who used pethidine/epidural, as well as the mean pain scores in different phases of labour among participants who did not use any pain relief modalities. A P value of <0.05 was considered statistically significant. All analyses used a per-protocol approach. Intention-to-treat analysis (including all participants recruited at baseline) could not be conducted because information collected during labour (eg, the use of pain relief modalities) was not available for participants who delivered in other hospitals, required caesarean section before pain labour commenced, or withdrew from the study. Statistical analyses were performed using SPSS software (Windows version 22.0; IBM Corp, Armonk [NY], United States).
 
Results
Of the 1130 women eligible for this study, 528 were excluded for reasons shown in the Figure; thus, 602 women were randomised to the massage group (n=302) and control group (n=300). Furthermore, 69 (22.8%) and 54 (18.0%) women were subsequently excluded from the massage and control groups, respectively, for reasons such as delivery in private hospitals, planned caesarean section, development of complications before labour, or withdrawal from the study. Finally, 479 pregnant women (233 in the massage group and 246 in the control group) were included in the per-protocol analysis.
 

Figure. CONSORT flowchart for the study
 
There were no significant differences between groups in terms of maternal age, height, or demographic characteristics nor in the proportions of women who underwent induction of labour, augmentation of labour, or delivered by caesarean section (Table 1). The mean duration of labour did not differ between the massage and control groups. No significant differences were found in gestational age at delivery, birthweight, or the proportion of babies with Apgar score ≥8 at 5 minutes (Table 1). All women in the massage group practised massage during labour (n=233). The duration of massage ranged from 35 minutes to 195 minutes (median, 100 minutes).
 

Table 1. Maternal background and birth outcomes between pregnant women who attended a 2-hour childbirth massage class at 36 weeks of gestation (massage group) and those who received usual care (control group)
 
The proportion of women who used pethidine or epidural did not significantly differ between the massage and control groups (12.0% vs 15.9%; P=0.226). However, linear-by-linear association analysis showed a significant shift in the massage group, from using stronger analgesics (eg, epidural analgesia: 2.1% in the massage group vs 5.7% in the control group) to weaker analgesics. Thus, more women in the massage group required none of the analgesics, compared with women in the control group (29.2% vs 21.5%; P=0.041) [Table 2].
 

Table 2. Analgesic method selected by 479 pregnant women
 
Among women who needed pethidine or epidural for pain control, there was no difference between the two groups in terms of the pain score at the point when they requested these pain relief modalities, or the interval between the onset of labour to the time of requesting these modalities (Table 3). However, the cervical dilatation at which pethidine or epidural was first requested was significantly greater in the massage group (3.8 ± 1.7 cm) than in the control group (2.3 ± 1.0 cm; P<0.001) [Table 3].
 

Table 3. Stage of labour, cervical dilatation, and pain score when pethidine/epidural was first used among 67 women who requested pethidine and/or epidural pain relief
 
Among women who needed none of the pain relief modalities, the pain scores progressively increased with cervical dilatation, although there were no differences between the two groups (Table 4).
 

Table 4. Pain scores at different stages of cervical dilatation among 121 women who requested none of the pain relief modalities
 
Discussion
Although our study did not show a statistically significant reduction in the number of women who used either pethidine or epidural analgesia with the practice of massage (12.0% vs 15.9%), linear-by-linear analysis revealed that there was a statistically significant overall shift in the pattern of analgesics use in the massage group: a smaller proportion of women requested epidural analgesia (2.1% vs 5.7%) and a larger proportion of women requested none of the pain relief methods (29.2% vs 21.5%). Our results suggest that the pain perceptions of labouring women were improved by the training and practice of massage, controlled breathing, and visualisation. Thus, some women who initially requested the stronger methods (eg, epidural analgesia) might have achieved satisfactory pain control with weaker analgesic methods (eg, pethidine or nitrous oxide). Similarly, women who initially requested pethidine or nitrous oxide might have shifted to non-pharmacological methods only; this led to a greater proportion of women in the massage group who requested no analgesia.
 
Interpretation
Although pain scores are commonly used to compare analgesic effectiveness, such comparisons are often difficult on the basis of a single pain score during labour. This is because the labour process is generally long and its characteristics are variable; labouring women might use more than one method of pain relief at different stages of labour. Nonetheless, if the pain is intolerable, labouring women require a stronger analgesic method.28 Hence, we used a pattern of analgesic utility (rather than a single pain score) as an indicator for the effectiveness of the massage programme; our linear-by-linear association findings indicated that the massage programme may reduce pain perception among labouring women. Furthermore, the mean cervical dilatation at the time of pethidine or epidural analgesia request was higher in the massage group than in the control group (3.8 ± 1.7 cm vs 2.3 ± 1.0 cm). Notably, among women who requested pethidine or epidural analgesia, the pain score at the point of first pethidine or epidural analgesia request was very similar between the massage and control groups (7.6 ± 2.2 vs 7.6 ± 2.8). Although the midwives were not blinded to the allocation in this study, women in both groups received the same intrapartum care and could choose pain relief methods according to their pain tolerance and acceptance. These results further support the notion that the practice of massage might have modulated the pain perception among labouring women, such that they only requested stronger pharmacological pain relief during later phases of labour; additional studies are required to confirm the underlying biological mechanism.
 
Janssen et al17 also reported a delay in epidural insertion by 1 cm of cervical dilatation (5.9 cm in the massage group vs 4.9 cm in the control group) in their randomised controlled trial. However, they failed to show a significant reduction in the rate of epidural analgesia use (81.1% in the massage group vs 65.0% in the control group). Importantly, their participants only learned and practised massage at the time of labour, while our participants began learning the massage programme during the antenatal period.
 
In another randomised controlled trial, Levett et al21 showed that the incidence of epidural analgesia was significantly reduced (from 68.2% to 23.9%) in a cohort of 176 Australian patients. However, their control group had a baseline epidural analgesia rate of 68.2%, which was much higher than the rate in our control group (ie, 5.7%, which is similar to the 6.6% reported previously in Hong Kong29) Possible reasons for the large difference in epidural rates between Australia and Hong Kong include variations in midwifery practices, pain tolerance among labouring women, and limited resources in Hong Kong public hospitals. Other obstetric practice differences include an overall (massage and control groups combined) higher normal vaginal delivery rate in our cohort than in the cohort reported by Levett et al21 (76.4% vs 57.9%); our overall cohort also exhibited a lower instrumental delivery rate (10.9% vs 17.0%) and a lower caesarean section rate (12.7% vs 25.1%). Regardless of our low baseline epidural rate, we found a 60% reduction in epidural use in the massage group (2.1%), compared with the control group (5.7%). Finally, Levett et al21 only reported the incidence of simultaneous use of pethidine and nitrous oxide, whereas we stratified analgesic methods according to the strength of pain relief; this allowed us to detect an overall shift towards weaker analgesics among women in the massage group.
 
Importantly, neither study (this study or the study by Levett et al21) demonstrated any reduction in the overall duration of labour in nulliparous women, although the cohort reported by Levett et al21 exhibited a marked reduction in the rate of epidural use. In contrast, Bolbol-Haghighi et al22 showed that massage practice was associated with significantly shorter durations in both the first stage (9.0 hours vs 11.5 hours) and the second stage of labour (49 minutes vs 64 minutes) among a cohort of Iranian women. However, their study included multiparous women with an overall vaginal delivery rate over 95%; they did not describe the availability of epidural analgesia for their participants. In summary, it remains unclear whether the practice of massage has consistent effects on labour progression; the underlying mechanisms of such effects are unknown.
 
Strengths and limitations
This study had several strengths. First, it involved a large number of nulliparous labouring women. To our knowledge, this is the largest number of such women among similar published studies; it allowed us to identify any changes in the utilisation of different levels of analgesic methods, without any confounding effects related to multiparity.20 22 Second, this study involved a team of accredited and dedicated midwife trainers, which enabled us to ensure that a consistent high-quality massage technique was applied to women in the study. Third, training at 36 weeks of gestation allowed each couple (ie, a participating woman and her partner) to have sufficient time to practise massage at home and refine their technique before the woman began labour. Fourth, on admission prior to delivery, an accredited midwife trainer was available to verify each couple’s massage technique and ensure quality. Finally, there was no limit to the duration of intrapartum massage; women could receive their preferred amount of massage to achieve optimal results.
 
There were some notable limitations in this study. First, because of the pain relief methods used, we were unable to incorporate blinding in the trial design. However, the midwives providing intrapartum care were not involved in data collection. Second, approximately one-fifth of the participants in each group had changes to their childbirth plan, including shift to a private hospital or to planned caesarean delivery; thus, they were excluded from the final analysis. Third, we could only assess the intrapartum massage provided by the participating women’s partners; we could not assess the breathing and visualisation practice at home, which are also essential components of the overall massage programme. Finally, because continuous foetal heart monitoring was the standard method of intrapartum foetal surveillance in Hong Kong during the study period, women were unable to move freely during labour; this restriction might have limited the ability to perform certain massage techniques. Nevertheless, the shifts towards less epidural analgesia use and higher rates of analgesic-free labour, in the absence of adverse labour outcomes, support the efficacy of our massage programme.
 
Conclusion
This study demonstrated an overall shift towards using weaker pain relief modalities among women participating in an intrapartum massage programme. The findings imply that massage, in combination with controlled breathing and visualisation, may modulate pain perception among labouring women, leading to higher rates of analgesic-free labour.
 
Author contributions
Concept or design: CY Lai.
Acquisition of data: MKW Wong, WH Tong, SY Chu, KY Lau, AML Tam.
Analysis or interpretation of data: CY Lai, LL Hui.
Drafting of the manuscript: CY Lai, TTH Lao, TY Leung.
Critical revision of the manuscript for important intellectual content: All authors.
 
All authors had full access to the data, contributed to the study, approved the final version for publication, and take responsibility for its accuracy and integrity.
 
Conflicts of interest
All authors have disclosed no conflicts of interest.
 
Acknowledgement
The authors thank Ms Linda Kimber, Midwife/Director, and Ms Mary McNabb, Scientific Advisor and Academic Midwife, both of Childbirth Essentials, Banbury, United Kingdom, for training the midwives involved in the present study and for advising the authors on the study design.
 
Funding/support
This research received no specific grant from any funding agency in the public, commercial, or not-for-profit sectors.
 
Ethics approval
The study was approved by The Joint Chinese University of Hong Kong–New Territories East Cluster Clinical Research Ethics Committee (CREC Ref: 2016.332). The study has been registered at the Centre for Clinical Research and Biostatistics, The Chinese University of Hong Kong, (Unique Trial Number: CUHK_CCRB00525; https://www2.ccrb.cuhk.edu.hk/registry/public/393). All participants were informed about the nature of the study and provided written consent to participate before randomisation into study groups.
 
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Chromosomal abnormalities and neurological outcomes in fetal cerebral ventriculomegaly: a retrospective cohort analysis

© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Chromosomal abnormalities and neurological outcomes in fetal cerebral ventriculomegaly: a retrospective cohort analysis
WY Lok, FHKAM (Obstetrics and Gynaecology), FHKCOG1; CW Kong, FHKAM (Obstetrics and Gynaecology), FHKCOG1; SYA Hui, FHKAM (Obstetrics and Gynaecology), FHKCOG2; MM Shi, MPhil2; KW Choy, PhD2; WK To, MD, FRCOG1; TY Leung, MD, FRCOG2
1 Department of Obstetrics and Gynaecology, United Christian Hospital, Hong Kong
2 Department of Obstetrics and Gynaecology, The Chinese University of Hong Kong, Hong Kong
 
Corresponding author: Dr WY Lok (happyah2@hotmail.com)
 
 Full paper in PDF
 
Abstract
Introduction: This study investigated the incidences of chromosomal abnormalities and the neurological outcomes according to the degree of fetal cerebral ventriculomegaly.
 
Methods: All women with antenatal ultrasound diagnosis of fetal cerebral ventriculomegaly were retrospectively identified from two maternal-fetal medicine units in Hong Kong from January 2014 to December 2018. Degrees of fetal ventriculomegaly were classified as mild (10-11.9 mm), moderate (12-14.9 mm), or severe (≥15 mm). Genetic investigation results were reviewed, including conventional karyotyping and chromosomal microarray analysis (CMA); correlations between chromosomal abnormalities and the degree of fetal ventriculomegaly were explored. The neurological outcomes of subsequent live births were analysed to identify factors associated with developmental delay.
 
Results: Of 84 cases (ie, pregnant women and their fetuses) included, 46 (54.8%) exhibited isolated fetal ventriculomegaly, 55 (65.5%) had mild cerebral ventriculomegaly, and 29 (34.5%) had moderate or severe cerebral ventriculomegaly. Overall, 20% (14/70) of cases had chromosomal abnormalities. Moreover, 12% (3/25) of mild isolated ventriculomegaly cases had abnormal karyotype or CMA results. The CMA provided an incremental diagnostic yield of 8.6% (6/70), compared with conventional karyotyping; 4.3% exhibited pathogenic variants and 4.3% exhibited variants of uncertain significance. Among the 53 live births in the cohort, fewer cases of mild isolated ventriculomegaly were associated with developmental delay than more severe isolated ventriculomegaly (9.7% vs 41.7%, P<0.03).
 
Conclusions: Chromosomal microarray analysis testing should be offered to all women with fetal cerebral ventriculomegaly, including women with isolated mild ventriculomegaly. The incidence of developmental delay after birth increases with the degree of prenatal cerebral ventriculomegaly.
 
 
New knowledge added by this study
  • All degrees of isolated cerebral ventriculomegaly were associated with chromosomal abnormalities; the incidences of chromosomal abnormalities did not significantly differ according to the degree of ventriculomegaly.
  • Chromosomal microarray analysis (CMA) provided an incremental diagnostic yield of 8.6%, compared with conventional karyotyping, for fetal cerebral ventriculomegaly.
Implications for clinical practice or policy
  • Invasive procedures with CMA testing should be offered to all women with fetal cerebral ventriculomegaly.
  • Non-invasive prenatal testing for chromosome abnormalities should not be offered as an alternative to direct invasive genetic testing.
  • Women should receive counselling for the neurological outcomes of the children according to the degree of fetal cerebral ventriculomegaly.
 
 
Introduction
Assessment of the fetal cerebral lateral ventricle is a standard requirement during the mid-trimester morphology ultrasound performed between 18 and 22 weeks of gestation.1 The International Society of Ultrasound in Obstetrics and Gynecology has recommended a standard method to measure the size of the lateral ventricle, which should be in an axial transventricular plane at the atrium of the posterior horn with calibres placed over the inner edges.2 The reference ranges of lateral ventricle width were established by Cardoza et al3 in 1988; they are consistent across gestations. The diameter (mean ± standard deviation) of the lateral ventricle is 7.6 ± 0.6 mm (range, 6-9). Therefore, fetal cerebral ventriculomegaly is defined as dilation of the lateral ventricle atrium to a width of >10 mm (>4 standard deviations from the mean).3
 
The degree of lateral ventricle dilation is classically categorised as mild (10-11.9 mm), moderate (12-14.9 mm), or severe (≥15 mm) for clinical and research purposes. Mild fetal ventriculomegaly can be isolated and may represent a normal variant if other pathologies are excluded.4 Therefore, the identification of cerebral ventriculomegaly on prenatal ultrasound does not represent a conclusive diagnosis; it signifies a need to identify various underlying pathologies, including structural abnormalities of the central nervous system (CNS), from hypoxic, haemorrhagic, infective, and genetic causes. Fetal ventriculomegaly is considered a marker of abnormal karyotype; it can be associated with pathogenic copy number variations (CNVs) identified by chromosomal microarray analysis (CMA). The Society for Maternal Fetal Medicine recommends antenatal diagnostic testing (amniocentesis) with CMA when ventriculomegaly is detected.4 In this study, we examined the incidences of abnormal karyotype and CMA results in fetuses with cerebral ventriculomegaly in Hong Kong; we also evaluated their correlations with different degrees of ventriculomegaly. We aimed to determine whether amniocentesis with CMA should be offered to all fetuses with cerebral ventriculomegaly, regardless of the degree of ventriculomegaly. We also reviewed the neurodevelopmental outcomes of all live births with fetal ventriculomegaly to identify factors associated with developmental delay.
 
Methods
This retrospective cohort study included all pregnant women with antenatal ultrasound diagnosis of fetal cerebral ventriculomegaly from two maternal-fetal-medicine units in tertiary referral public obstetric centres in Hong Kong, United Christian Hospital and Prince of Wales Hospital, from January 2014 to December 2018. Cases of fetal ventriculomegaly were identified from the registries of prenatal ultrasound structural abnormalities, as well as the antenatal ultrasound and invasive procedures databases of the respective departments; they were also identified from the laboratory genetic diagnosis database of the Chinese University of Hong Kong (CUHK). All cases of fetal ventriculomegaly in the two units were carefully analysed by the maternal fetal medicine specialists, in accordance with standard departmental protocols. Fetal cerebral ventriculomegaly was classified as mild (10-11.9 mm), moderate (12-14.9 mm), or severe (≥15 mm), according to the greatest atrial width observed during ultrasound examinations in that pregnancy. Based on assessments of any associated ultrasound abnormalities, fetal cerebral ventriculomegaly was classified as isolated (if cerebral ventriculomegaly was the only abnormality identified) or non-isolated (if other structural abnormalities were detected, including CNS abnormalities of the brain or spine and abnormalities in other organ systems).
 
Pregnant women who chose amniocentesis underwent karyotyping as the standard primary genetic investigation. Chromosomal microarray analysis was offered as an additional self-financed test. The genetic samples of patients from United Christian Hospital were sent to the Prenatal Diagnostic Laboratory of Tsan Yuk Hospital; the genetic samples of patients from Prince of Wales Hospital were sent to the Prenatal Diagnostic Genetic Diagnosis Centre of the CUHK. The microarray platform Perkin Elmer CGX V2.0 (60K oligonucleotide array) and Affymetrix CytoScan 750K single nucleotide polymorphism array were used for CMA studies in Tsan Yuk Hospital from January 2014 to September 2018 and from October to December 2018, respectively; the Agilent Fetal DNA chip version 2.0 (8×60k) array comparative genomic hybridisation and single nucleotide polymorphism analysis methods were used in the CUHK throughout the study period. The neurodevelopmental outcomes of live births were reviewed using the hospital’s computerised clinical management system. Each child’s development was assessed by a paediatrician during follow-up; assessments determined the presence of cognitive impairment, speech delay, fine and gross motor skills, epilepsy, or developmental delay.
 
The study protocol was approved by the research ethics committees of the respective hospitals. The Strengthening the Reporting of Observational Studies in Epidemiology (STROBE) statement was used as a reporting guideline for this study. SPSS software (Windows version 20.0; IBM Corp, Armonk [NY], United States) was used for data entry and analysis. Comparisons of categorical variables were performed using the Chi squared test or Fisher’s exact test, as appropriate. A P value of <0.05 was considered statistically significant.
 
Results
From January 2014 to December 2018, there were 55 565 total deliveries in the study centres; 91 fetuses (0.16%) had antenatal ultrasound diagnosis of cerebral ventriculomegaly. After the exclusion of cases (ie, pregnant women and their fetuses) with incomplete information (eg, incomplete ultrasound details) and cases that had not delivered in the study units, 84 cases were included for final analysis. The maternal and fetal characteristics are shown in Table 1. Overall, 65.5% (55/84) of fetuses exhibited mildly dilated lateral ventricles and 54.8% (46/84) of fetuses exhibited isolated ventriculomegaly. More male fetuses had cerebral ventriculomegaly than did female fetuses (63.1% vs 36.9%). Screening for congenital fetal infections (eg, cytomegalovirus in amniotic fluid, maternal blood, or urine; toxoplasmosis in maternal blood) was conducted in 66.7% of all cases (73.9% of isolated ventriculomegaly cases); all had negative results. Infection screening was often not performed in cases of non-isolated fetal ventriculomegaly associated with other structural abnormalities; abnormalities in those cases were often presumed to be associated with genetic causes, rather than infection. Fetal magnetic resonance imaging (MRI) was performed in 16 cases (19.0%) to detect additional CNS abnormalities. The most common CNS abnormalities associated with ventriculomegaly were Dandy–Walker malformation (7 cases), corpus callosum disorders (5 cases), and spina bifida (3 cases). Other CNS abnormalities identified included brain tumour, occipital encephalocele, aqueductal stenosis, lissencephaly, and schizencephaly. The pregnancy outcomes are shown in the Figure. In total, 53 live births were delivered in our cohort at a mean gestational age of 38.1 ± 1.9 weeks. The mean birth weight was 3043 ± 614 g. The mean age at neurodevelopmental outcome assessment of the children was 33 months (range, 14-72); ultrasound, computed tomography, or MRI scanning was performed after delivery in 56.6% (30/53) of the cases.
 

Table 1. Maternal and fetal characteristics of cases with fetal cerebral ventriculomegaly (n=84)
 

Figure. Flowchart of the pregnancy outcomes of fetuses with cerebral ventriculomegaly
 
Amniocentesis was performed in 77.4% (65/84) of cases. Among the 22.6% (19/84) of cases that did not involve amniocentesis, an invasive test was declined in 10; in the remaining nine cases, fetal ventriculomegaly was detected after 24 weeks of gestation, which exceeded the legal limit for termination of pregnancy in Hong Kong. The karyotype and CMA results in four cases were obtained from placental tissue after termination of pregnancy; in one case, the results were obtained from the baby’s peripheral blood after delivery. Altogether, karyotype results were available in 70 cases; CMAs were conducted in 53 of those cases. Fourteen cases (20%) had abnormal karyotype or CMA results (Table 2). In total, 11.4% (8/70) of cases had chromosomal abnormalities that could be detected by conventional karyotyping alone, while six cases (shown in Table 2) had chromosomal abnormalities that could only be detected by CMA testing. Therefore, CMA provided an incremental diagnostic yield of 8.6% (6/70) compared with conventional karyotyping; three cases exhibited pathogenic CNVs (4.3%, 3/70) and three cases exhibited variants of uncertain significance (VOUS) [4.3%, 3/70]. The three pathogenic CNVs included two cases of 17p13.3 deletion: one involved the lissencephaly 1 (LIS1) gene and one involved the YWHAE gene. Deletion of the LIS1 gene has been associated with classic lissencephaly, microcephaly, and mental insufficiency; YWHAE may be a susceptibility gene for schizophrenia.5 The third case of terminal 6p25 deletion involved the FOXC1 gene, which is reportedly associated with CNS anomalies (eg, hydrocephalus and hypoplasia of the cerebellum, brainstem, and corpus callosum) that cause mild to moderate developmental delay.6
 

Table 2. Cases of fetal ventriculomegaly with abnormal karyotyping or CMA and their outcomes
 
Subgroup analysis showed that in the isolated cerebral ventriculomegaly group, 15.2% (5/33) of cases had abnormal karyotype or CMA results; the incidences of abnormal karyotype or CMA results did not significantly differ according to the degree of isolated cerebral ventriculomegaly (P=0.31) [Table 3]. In the mild isolated ventriculomegaly group, 12.0% (3/25) of cases had abnormal karyotype or CMA results, among which two cases could be detected by conventional karyotyping and one case (VOUS) could only be detected by CMA.
 

Table 3. Incidences of abnormal karyotype or CMA results according to the degree of isolated cerebral ventriculomegaly
 
Concerning the evolution of isolated ventriculomegaly with live births, 8.3% (3/36) with mild isolated ventriculomegaly and 20% (1/5) with moderate isolated ventriculomegaly at diagnosis showed progression during pregnancy. Fewer cases of mild cerebral ventriculomegaly (10-11.9 mm) were associated with developmental delay than non-mild (≥12 mm) ventriculomegaly in the isolated ventriculomegaly group (9.7% vs 41.7%; P=0.03). Developmental delay tended to be more common in the isolated cerebral ventriculomegaly group with abnormal karyotype or CMA results (66.7% vs 14.8%), compared with isolated ventriculomegaly with normal karyotype or CMA; however, this difference was not statistically significant. The risk of developmental delay was not significantly different according to fetal sex in cases of isolated ventriculomegaly (Table 4). The clinical details of the 12 cases with developmental delay are summarised in Table 5.
 

Table 4. The incidence of developmental delay according to the degree of ventriculomegaly, karyotype/CMA results and fetal sex of isolated cerebral ventriculomegaly (n=43)
 

Table 5. Clinical details of the 12 cases with developmental delay
 
Discussion
Summary
The incidence of fetal ventriculomegaly in our cohort was 0.16%, reflecting the incidence of fetal ventriculomegaly detectable antenatally with mid-trimester morphology ultrasound examinations in a large cohort in Hong Kong. Our findings were compatible with previous reports of fetal ventriculomegaly incidence, which has ranged from 0.3 to 3.8 per 1000 pregnancies.7 8 While congenital infection screening was conducted in only 66.7% of our cases, no cases of intrauterine cytomegalovirus or toxoplasmosis infection were identified in our cohort. This is potentially because Chinese pregnant women have a high cytomegalovirus seroprevalence9 but a low prevalence of toxoplasmosis, compared with Caucasian pregnant women.10 Because even mild isolated ventriculomegaly <12 mm carried a 12.0% risk of chromosomal abnormalities, the findings of amniocentesis with CMA appeared to be clinically meaningful, regardless of the degree of fetal ventriculomegaly. In this study, isolated mild ventriculomegaly was associated with a normal outcome in approximately 90% of children, but the risk of developmental delay increased with increasing degree of ventriculomegaly.
 
Risk of cerebral ventriculomegaly according to sex
Cerebral ventriculomegaly was more prevalent in male fetuses than in female fetuses in our cohort; the male to female ratio was 1.7. This finding is consistent with the results of previous studies, which demonstrated a male predominance regarding isolated cerebral ventriculomegaly (male to female ratio of 1.7).11 A study of isolated fetal ventriculomegaly in China showed no differences in chromosomal abnormalities between male and female fetuses (7.6% vs 8.0%, P=0.924).12 Our cohort demonstrated no significant difference in the risk of developmental delay according to fetal sex in cases of isolated ventriculomegaly. Previous studies also showed no significant differences in neurological outcomes between male and female infants with isolated ventriculomegaly and normal karyotype.11 Further studies are needed to explore the reason for a higher incidence of cerebral ventriculomegaly in male fetuses than in female fetuses.
 
Comparison of karyotype and chromosomal microarray analysis
The incidence of an abnormal karyotype (11.4% overall vs 8.0% in the mild isolated group) in our cohort was similar to the results of previous studies. Previous studies with differences in the proportions of cases with each degree of ventriculomegaly, as well as the proportions of associated abnormalities, demonstrated that the incidence of an abnormal karyotype in cases of fetal ventriculomegaly was between 5% and 11.3%.13 14 15 In a systematic review of isolated ventriculomegaly (10-15 mm), 4.7% (57/1213) of fetuses had abnormal karyotype results.16 Another prospective study, which included 355 cases of mild to moderate ventriculomegaly, showed a higher rate of abnormal karyotype results when other structural abnormalities were present (18.0%), compared with the isolated ventriculomegaly group (10.2%).
 
Chromosomal microarray analysis testing provided an incremental diagnostic yield of 8.6%, compared with conventional karyotyping in our cohort; 4.3% of cases exhibited pathogenic CNVs, while 4.3% of cases exhibited VOUS. Chromosomal microarray analysis can identify aneuploidies (ie, large structural chromosomal changes); it can also identify submicroscopic (<5 Mb) CNVs that cannot be detected by conventional karyotyping.17 Recent studies have focused on the application of CMA for detecting chromosomal aberrations in cases of fetal cerebral ventriculomegaly. The incremental diagnostic yields of CMA over karyotyping for diagnosing pathogenic CNVs and VOUS in previous studies of fetal cerebral ventriculomegaly conducted in China were 3.0% to 12.8% and 2.0% to 4.5%, respectively.18 19 20 21 A limitation of CMA testing is the reporting of VOUS, which poses counselling difficulties during subsequent management. In a recent cohort in Hong Kong, the rate of VOUS was 2.1% in prenatal samples obtained for various indications (eg, abnormal ultrasound, positive Down syndrome screening, abnormal non-invasive prenatal testing, advanced maternal age, and family history of chromosomal/genetic disorders).22 Our cohort detected 4.3% of VOUS, which is high but generally comparable with the findings of previous studies.
 
Consistent with our findings, the incidences of abnormal karyotype or CMA results in previous studies did not significantly differ according to the degree of cerebral ventriculomegaly.23 24 Therefore, invasive diagnostic tests are warranted for any degree of cerebral ventriculomegaly identified in prenatal ultrasound, including mild isolated ventriculomegaly. Chromosomal microarray analysis should be performed because of its higher diagnostic yield, compared with conventional karyotyping. The Hospital Authority of Hong Kong has replaced conventional karyotyping with CMA as the primary test for chromosomal studies of structural abnormalities detected in prenatal ultrasound since June 2019. Therefore, the incidences of chromosomal abnormalities detected in fetal cerebral ventriculomegaly are expected to increase in the future. Non-invasive prenatal testing for chromosomal abnormalities by maternal blood DNA testing is a trend among pregnant women because of its non-invasiveness. However, non-invasive prenatal testing for CNVs <5 Mb yielded a detection rate of only 14.3%.25 The above findings suggest that non-invasive prenatal testing should not be offered as an alternative for women with fetal cerebral ventriculomegaly, regardless of the degree of ventriculomegaly, because small pathogenic CNVs can be present in cases that involve any degree of ventriculomegaly.
 
Role of genetic mutations in fetal ventriculomegaly
One of the fetuses in our cohort had mild cerebral ventriculomegaly; MRI of the brain revealed ischaemic changes (Table 5 Case 10). Amniocentesis was performed and showed normal karyotype and CMA results. The baby had progressive hypertrophic cardiomyopathy with global developmental delay after delivery. Trio whole-exome sequencing (WES) was done after delivery, and the baby was diagnosed with autosomal recessive mitochondrial disease caused by SCO2 mutations; both parents were heterozygous carriers. In prenatal fetal structural abnormalities, WES can reveal a high proportion of diagnostic genetic variants, including up to 22% in CNS abnormalities including cerebral ventriculomegaly.26 Mutations in two X-linked genes (L1CAM and AP1S2) and two autosomal recessive genes (CCDC88C and MPDZ) have been described to cause congenital hydrocephalus or aqueductal stenosis, which can cause severe isolated ventriculomegaly.27 There is a potential role for WES in facilitating the genetic diagnosis in cerebral ventriculomegaly with negative karyotype and CMA results, particularly for those fetuses with severe ventriculomegaly suggestive of aqueductal stenosis and in couples with recurrent fetal abnormalities.
 
Risk of developmental delay according to the degree of ventriculomegaly
Fetal cerebral ventriculomegaly was associated with an increased risk of developmental delay in the child after delivery. The neurodevelopmental prognosis worsened as the degree of ventriculomegaly increased in our cohort (9.7% in cases of mild ventriculomegaly vs 41.7% in cases of moderate or severe ventriculomegaly) and in other studies. In a systematic review and meta-analysis of neurodevelopmental outcomes in cases of isolated ventriculomegaly (10-15 mm), the overall prevalence of developmental delay was 7.9%.16 In a meta-analysis of the neurological outcomes of fetal ventriculomegaly in China, the neurological prognosis was good in 88%, 57%, and 36% of mild, moderate, and severe ventriculomegaly cases, respectively.13 In another systematic review and meta-analysis of severe isolated ventriculomegaly, developmental delay was mild or moderate in 18.6% of children and severe in 39.6% of children.28 More than half (58.3%, 7/12) of the children diagnosed with developmental delay in our study exhibited only mild delay, although there was a background risk of mild developmental delay during counselling. The high incidence of developmental delay in cases of non-mild isolated ventriculomegaly was probably also associated with the presence of chromosomal abnormalities. Nevertheless, our data did not show associations of abnormal karyotype or CMA results with developmental delay among the 43 live births. This finding was presumably biased because pregnancies were terminated in many of the cases with abnormal karyotype or CMA results; the neurological outcomes could not be assessed in those cases.
 
Strengths and limitations
This study had some limitations. First, it used a retrospective cohort design; thus, congenital infection screening and fetal MRI assessment were not performed in all cases. Second, there was no protocol for routine postnatal imaging evaluation, and the assessment of neurodevelopmental outcomes among the children was not standardised. However, our study provided data regarding the incidences of chromosomal and genetic abnormalities in cases of antenatally detected fetal ventriculomegaly in Hong Kong, as well as a general picture of neurological outcomes of affected children. The findings will allow prenatal counselling in Hong Kong to be performed on the basis of more relevant epidemiological and genomic data, rather than findings from other populations.
 
Conclusion
All degrees of cerebral ventriculomegaly may be associated with chromosomal abnormalities. Chromosomal microarray analysis has an increased diagnostic yield, compared with conventional karyotyping. Amniocentesis with CMA testing should be offered to all women with fetal cerebral ventriculomegaly. Non-invasive prenatal testing should not be offered as an alternative method of chromosomal analysis. The neurological outcomes of the children are associated with the degree of fetal ventriculomegaly. Whole-exome sequencing may be indicated for selected cases of fetal ventriculomegaly with normal CMA, but further studies are needed to support this recommendation.
 
Author contributions
Concept or design: WY Lok, CW Kong, WK To.
Acquisition of data: WY Lok, MM Shi, SYA Hui.
Analysis or interpretation of data: WY Lok, CW Kong, WK To.
Drafting of the manuscript: WY Lok, CW Kong.
Critical revision of the manuscript for important intellectual content: All authors.
 
All authors had full access to the data, contributed to the study, approved the final version for publication, and take responsibility for its accuracy and integrity.
 
Conflicts of interest
All authors have disclosed no conflicts of interest.
 
Funding/support
This research received no specific grant from any funding agency in the public, commercial, or not-for-profit sectors.
 
Ethics approval
Ethics approval was obtained from the Kowloon Central/ Kowloon East Research Ethics Committees (Ref: KC/KE-19-0172/ER-4) and The Joint Chinese University of Hong Kong–New Territories East Cluster Clinical Research Ethics Committee (CREC Ref No.: 2019.468).
 
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12. Zhao D, Cai A, Wang B, Lu X, Meng L. Presence of chromosomal abnormalities in fetuses with isolated ventriculomegaly on prenatal ultrasound in China. Mol Genet Genomic Med 2018;6:1015-20. Crossref
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Prevalences of levofloxacin resistance and pncA mutation in isoniazid-resistant Mycobacterium tuberculosis in Hong Kong

© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Prevalences of levofloxacin resistance and pncA mutation in isoniazid-resistant Mycobacterium tuberculosis in Hong Kong
Kevin KM Ng, MB, ChB, FRCPath; Peter CW Yip, PhD; Patricia KL Leung, MPhil
Department of Public Health Laboratory Services Branch, Centre for Health Protection, Department of Health, Hong Kong
 
Corresponding author: Dr Kevin KM Ng (kevinkmng@yahoo.com.hk)
 
 Full paper in PDF
 
Abstract
Introduction: In 2018, the World Health Organization recommended a 6-month treatment regimen that included levofloxacin and pyrazinamide for isoniazid-resistant Mycobacterium tuberculosis without rifampicin resistance (Hr-TB). Susceptibility testing for both drugs is not routinely performed for Hr-TB in Hong Kong. This study examined the prevalences of levofloxacin and pyrazinamide resistances in Hr-TB and explored associated risk factors.
 
Methods: All Hr-TB isolates archived during 2018 were retrieved. Isolates were de-duplicated to identify unique cases. Levofloxacin susceptibility testing was performed using the MGIT 960 System; pncA gene sequencing was used as a surrogate indicator of pyrazinamide susceptibility. Previous laboratory records for each case were analysed.
 
Results: In total, 160 phenotypic Hr-TB cases were identified from among 3411 patients with tuberculosis (4.7%). Among these, 157 were analysed, revealing 0.6% (n=1) levofloxacin resistance and 4.5% (n=7) pyrazinamide resistance, respectively. Independent risk factors associated with pncA mutations included history of tuberculosis in the affected patient and isoniazid poly-resistance (ie, double and triple resistances), but not mono-resistance.
 
Conclusion: For Hr-TB in Hong Kong, levofloxacin resistance is rare and pyrazinamide resistance-associated pncA mutations are uncommon. Routine susceptibility testing for these drugs is not indicated unless related risk factors are identified.
 
 
New knowledge added by this study
  • Levofloxacin (LVX) resistance is rare (0.6%) and pyrazinamide (PZA) resistance-associated pncA mutations are uncommon (4.5%) among isoniazid-resistant, rifampicin-susceptible Mycobacterium tuberculosis (Hr-TB) isolates in Hong Kong.
  • Risk factors for pncA mutations in Hr-TB include history of tuberculosis in the affected patient and isoniazid poly-resistance.
Implications for clinical practice or policy
  • Clinicians could initiate empirical treatment for patients with Hr-TB without routine susceptibility testing for LVX and PZA.
  • Susceptibility testing for LVX and PZA could be considered in patients with Hr-TB and additional risk factors; or when clinical, radiological, and microbiological responses are suboptimal during early follow-up.
 
 
Introduction
There has been a gradual decline in the global tuberculosis (TB) incidence and mortality rates over time, by approximately 2% and 3% per year, respectively.1 Despite this trend, TB remains a leading cause of death, and Mycobacterium tuberculosis drug resistance continues to be a major public health issue. Globally, isoniazid (INH)-resistant, rifampicin (RIF)-susceptible TB (Hr-TB) is the most common drug-resistant form of disease.2 In 2017, the rates of Hr-TB were 7.1% among patients with new TB diagnoses and 7.9% in patients who had previously undergone treatment for TB.1 In Hong Kong, the respective rates were 5.3% and 9.5%, with a combined rate of 5.7% in 2016.3 The Hr-TB is associated with worse clinical outcome and development of multidrug resistance (MDR),4 5 although the findings have been inconsistent.6 7
 
Isoniazid constitutes a key component in the treatment of drug-susceptible TB, through its inhibition of mycolic acid biosynthesis in the mycobacterial cell wall. Over 85% of INH resistance is conferred by mutations residing in the katG gene and inhA promoter region,8 leading to high and low levels of resistance, respectively. These mutations can readily be detected by commercial molecular line-probe assays. The level of resistance can also vary according to the co-occurrences of less common mutations in other regions.
 
For the treatment of Hr-TB, current World Health Organization (WHO) guidelines recommend 6 months of RIF, pyrazinamide (PZA), ethambutol, and levofloxacin (LVX). The guidelines also recommend examination of resistances towards fluoroquinolones and PZA, prior to treatment.9
 
In our locality, routine testing of LVX and PZA susceptibility has not been implemented for the treatment of Hr-TB. To determine the most cost-effective testing strategy, this study reviewed an annual collection of Hr-TB isolates, with the aim of determining the prevalences of LVX resistance and pncA mutations (as a molecular marker of PZA resistance in Hr-TB) and identifying factors associated with these resistances.
 
Methods
Case identification and data collection
Data were reviewed from the TB Reference Laboratory of the Department of Health. This laboratory processes local M tuberculosis strains from specimens collected in out-patient clinics and in-patient hospitals in both public and private sectors. All phenotypic Hr-TB isolates in 2018 were identified and de-duplicated using unique patient identifiers. The following data were included in this analysis: basic patient demographics, phenotypic susceptibility results of first-line drugs (INH at critical concentrations 0.1 μg/mL and 0.4 μg/mL as recommended by the WHO, RIF, streptomycin, and ethambutol), and genotypic susceptibility results (inhA promoter region, katG codon 315, and rpoB hotspot region) from the GenoType MTBDRplus assay, version 2.0 (Hain Lifescience). Any discrepant or unsuccessful test results were resolved by the agar proportion method and/or DNA sequencing; when applicable, these additional data were reported as the final results. All available data from the Laboratory Information System were reviewed for each patient to determine any history of TB, fluorescence microscopy results (according to Global Laboratory Initiative grading10), site of isolation (pulmonary versus extrapulmonary), any documented sputum culture conversion and the duration (ie, time between the date of first positive culture for current infection and the date of consistently negative culture), and microbiological outcome.
 
Levofloxacin and pyrazinamide susceptibility testing and pncA gene sequencing
Selected M tuberculosis strains were retrieved from the laboratory archive and sub-cultured, then subjected to LVX susceptibility testing using the BD BACTEC MGIT 960 system (Becton, Dickson and Company), in accordance with the manufacturer’s instructions. The LVX critical concentration at 1.0 μg/mL was used as recommended by the WHO. DNA extraction was performed using GenoLyse (Hain Lifescience). The pncA gene was amplified with the primers pncA-1F (5′-CGCTCAGCTGGTCATGTTC-3′) and pncA-1R (5′-CCCACCGGGTCTTCGAC-3′) to produce an amplicon of 798 bp, using the GeneAmp PCR System 9700 (Applied Biosystems). Each 25-μL reaction mixture contained 12.5 μL of GoTaq G2 Hot Start Colorless Master Mix (Promega) [1×], 0.25 μL of each primer (1.0 pM/μL), 9.5 μL PCR-grade water, and 2.5 μL of template DNA. Reaction mixtures were amplified using the following protocol: 2 minutes at 95°C; 35 cycles of 1 min at 95°C, 1 minute at 65°C, and 1 minute at 72°C; and 10 minutes at 72°C. Sequencing was performed using the 3730 × l DNA Analyzer (Applied Biosystems) with the same primers. Resulting sequences were compared with the sequence of wild-type M tuberculosis H37Rv for detection of pncA mutations. Strains with detected pncA mutations were subjected to further analysis of PZA susceptibility via the MGIT 960 system in accordance with the manufacturer’s instructions, with a critical concentration of 100 μg/mL.
 
Statistical analysis
Univariate analysis comprised odds ratio calculations and Fisher’s exact test. Firth logistic regression was employed for multivariable analysis because of the low outcome frequency. IBM SPSS Statistics Subscription (Windows version, IBM Corp, Armonk [NY], United States) was used for data analysis. A P value of <0.05 was considered statistically significant. This article complies with the STROBE Statement reporting guidelines.
 
Results
In total, 8865 M tuberculosis isolates from 3411 patients were processed in 2018. Susceptibility profiles were available for all except repeated strains collected from the same patient within 3 months. De-duplication of 393 isolates yielded 160 patients with phenotypic Hr-TB, amounting to a case rate of 4.7%. rpoB hotspot mutations were identified in five cases by GenoType MDRTBplus, three of which were confirmed to confer RIF resistance according to rpoB sequencing results. These three cases were considered to be RIF-resistant and excluded from further analysis. The mean age of the patients in the remaining 157 cases was 61.3 years (range, 15-95 years); the male to female ratio was 1.8. Pulmonary TB was present in 90.4% of affected patients (n=142), while 9.6% of affected patients (n=15) had extrapulmonary involvement. There was a documented history of TB by positive culture in 4.5% of affected patients (n=7). Microscopy results were available for cases in which direct specimens were received by our laboratory at the time of initial diagnosis (n=45). The majority of specimens was acid-fast bacillus smear-negative (n=33), followed by 1-4 acid-fast bacilli per length (n=4), scanty (n=4), 1+ (n=2), and 2+ and 3+ (n=1 each). In terms of microbiological outcome, 76.4% of affected patients (n=120) had documented sputum culture conversion without recurrence after follow-up of at least 9 months, among which 106 attained conversion within 5 months after diagnosis. The median interval required for culture conversion was 72.5 days (range, 9-622 days). No clearance was documented for patients in the remaining 37 cases, for whom no follow-up specimens were received for >1 year.
 
Table 1 shows the patterns of resistance among first-line drugs and distributions of cases with LVX resistance and pncA mutations. Table 2 shows the patterns of mutations detected. With respect to INH, 45.2% (n=71) of the isolates exhibited low-level resistance (minimum inhibitory concentration 0.1-0.4 μg/mL) and 54.8% (n=86) of the isolates exhibited high-level resistance (minimum inhibitory concentration >0.4 μg/mL).
 

Table 1. Resistance patterns among first-line drugs
 

Table 2. Mutation patterns among isolates with high and low levels of isoniazid resistance
 
For LVX, only one strain was resistant, while 155 were sensitive (one isolate failed to be recovered). The number of resistant cases was insufficient for correlation analysis. pncA mutations were detected in 4.5% (7/157 cases), and all detected mutations were previously identified as PZA resistance–related. All isolates with pncA mutations were phenotypically resistant to PZA. Univariate analysis showed that pncA mutations were associated with documented history of TB in the affected patient (odds ratio [OR]=11.60, 95% confidence interval [CI]=1.79-75.00; P=0.03) and INH poly-resistance (OR=19.06, 95% CI=1.07-339.78; P=0.04) but not mono-resistance, as shown in Table 3. In multivariable logistic regression, pncA mutations were associated with documented history of TB in the affected patient (OR=18.03, 95% CI=2.25-153.85; P=0.008), INH triple resistance (OR=409.11, 95% CI=6.52 to >1000; P<0.001), and INH double resistance (OR=13.50, 95% CI=1.43 to >1000; P=0.019).
 

Table 3. Univariate analysis of risk factors for pncA mutation
 
Discussion
Levofloxacin resistance
In this study, the frequency of LVX resistance was very low in Hr-TB. Levofloxacin is an important drug in the management of drug-resistant TB. In a 2009 study in Shanghai, Xu et al11 estimated the rates of LVX resistance to be 1.9% in strains pan-susceptible to first-line drugs, 6.7% in INH mono-resistant strains, and ≤25% in MDR-TB. Independent risk factors associated with LVX resistance included MDR, RIF mono-resistance, poly-resistance (resistance to ≥2 first-line drugs, but not MDR), age ≥46 years, and TB re-treatment, but not INH mono-resistance. These findings were consistent with the results of a 2017 study in Ningbo (a city near Shanghai), whereby Che et al12 revealed no LVX resistance in strains pan-susceptible to first-line drugs, 3% in strains with any resistance to first-line drugs except MDR, and ≤30% in MDR-TB. Most fluoroquinolone resistance was present in the MDR group. Che et al12 also found that prevalence of LVX resistance in MDR-TB increased with duration of inappropriate treatment before LVX; this relationship was stronger than any relationships with previous fluoroquinolone exposures. Further studies are needed to determine whether this finding also applies to Hr-TB. Levofloxacin resistance is uncommon in non-MDR strains, especially in the present study. Since 2015, our laboratory has performed LVX susceptibility testing on 640 Hr-TB strains, identifying only two resistant cases (0.31%; unpublished data), including the one in this study. Clinicians could treat affected patients empirically, in accordance with WHO recommendations; further testing could be arranged based on clinical, radiological, and microbiological responses during early follow-up. In patients with Hr-TB that exhibits LVX resistance or poly-resistance to other primary agents, individualised adjustment of the treatment regimen is recommended in accordance with WHO guidelines9 (eg, exclusion of LVX or inclusion of second-line TB medicines). In our single case with LVX resistance, the patient had no history of TB. His sputum acid-fast bacillus smear result was 2+. The Hr-TB strain isolated was initially LVX-sensitive without mutations in rpoB, gyrA, or gyrB on diagnosis and follow-up at 8 months. The patient continued to exhibit sputum culture-positive results after 15 months of treatment; further analysis revealed that the isolate had acquired gyrA mutation (detected by line-probe assays) and LVX phenotypic resistance. It then developed into an MDR strain; the patient eventually achieved culture conversion at approximately 18 months after diagnosis. Underlying hetero-resistance was a possible contributing factor.
 
Pyrazinamide resistance
Phenotypic PZA susceptibility testing has often been problematic. pncA mutations constitute the most common and primary determinant of PZA resistance, with reported sensitivity of approximately 80% to 95% and specificity of approximately 85% to 100%.13 14 Resistance-conferring mutations are known to be diverse and scattered over the gene’s full length. Our seven isolates all had unique mutations (Gln10Arg, His51Tyr, Trp68Stop, Thr47Pro, Ala102Thr, Asp63Gly, and Val139Ala), which were associated with PZA resistance at a high probability of 0.985 according to available literature15 (except Val139Ala, probability of resistance=0.783). These seven isolates were also confirmed to be phenotypically resistant to PZA in our study.
 
Thus far, investigations of phenotypic and genotypic PZA resistance have generally focused on MDR-TB. Concerning non-MDR-resistant strains, there is considerable geographical variation in the reported rates, from 2.92% to 4.8% in the United States,16 17 to 24% in the Western Pacific and 75% in South East Asia.18 For Hr-TB in particular, phenotypic PZA resistance was reported in 2% of INH mono-resistant strains in South Africa,19 no PZA resistance was detected (phenotypic or pncA mutation) in Georgia (Eastern Europe) among Hr-TB strains,20 and ≤14.9% of Hr-TB strains exhibited pncA mutations in Vietnam.21 In our study, we observed that 4.5% of Hr-TB isolates had pncA mutations. Such variation may be related to multiple factors, including differences in inclusion criteria, testing method, treatment, infection control practice, and disease burden. In terms of risk factors, we found that history of TB in the affected patient and poly-resistance (but not mono-resistance) were significantly associated with pncA mutations. These results are consistent with findings from previous studies, which also showed an association with MDR.21 22 23 Clinicians are advised to consider the possibility of PZA resistance in patients with Hr-TB and these risk factors. Routine testing for LVX or PZA susceptibility in patients with INH mono-resistant TB alone (ie, no other risk factors) is not considered cost-effective, based on our findings.
 
Outcomes and treatment of isoniazidresistant Mycobacterium tuberculosis without rifampicin resistance
In our study, most patients with Hr-TB had a satisfactory microbiological outcome without recurrence. However, the outcome was unknown in 23.6% of cases. Most of these involved patients were diagnosed and managed in hospitals, where only positive isolates were subjected to reference testing at our laboratory. Based on the recommended management regimen for TB in Hong Kong, these patients would have been followed up until sputum culture conversion. Considering the time elapsed since the latest positive laboratory result, the patients in most cases with unknown outcomes likely already had culture conversion.
 
In general, Hr-TB is presumably associated with higher rates of treatment failure and MDR acquisition, compared with drug-susceptible strains.4 5 Important considerations for disease control include recognition of risk factors associated with Hr-TB (eg, history of TB treatment, incarceration in prisons, and homelessness7 24), early detection of INH resistance, exclusion of RIF resistance by appropriate molecular methods (eg, line-probe assays),2 and compliance with current treatment guidelines. With the maturation of whole-genome sequencing, the technology is becoming integrated into the local routine drug susceptibility testing protocol for all M tuberculosis isolates; multiple and uncommon molecular markers of drug resistance might thus be identified earlier in a single set of assays for proper treatment guidance.
 
Strengths and limitations
Because our laboratory serves as a local TB reference laboratory, this study was able to use a representative M tuberculosis collection that reflected the status of Hr-TB in Hong Kong. Furthermore, because our laboratory serves as a supranational reference laboratory, we were able to perform an array of confirmatory tests in accordance with WHO recommendations, thus ensuring reliable results. However, this study had some limitations. First, it lacked data regarding microscopy results, drug treatment, and clinical outcome, thus preventing a more comprehensive assessment. Second, the small sample size and low outcome frequencies of LVX and PZA non-susceptibilities led to limited correlation analysis. Third, less common mutations mediating INH resistance were not examined to determine their prevalences; Hr-TB cases with these mutations would only be identified on the basis of phenotypic results. A substantial proportion of cases (22.3%; n=35) had negative GenoType MDRTBplus results. Because this test only detects the most common mutations at the inhA promoter region and katG codon 315, other relevant mutations might have been missed. Furthermore, in 3.2% (n=5) of cases with high-level INH resistance, mutations were detected in the inhA promoter region alone. The availability of preliminary information before receiving the INH phenotypic susceptibility results might lead to mismanagement of patient treatment (eg, INH inclusion in the therapeutic regimen). Fourth, low-level RIF resistance mediated by mutations outside the rpoB hotspot region and undetected by phenotypic testing was not ruled out in this study. Inclusion of such isolates might have led to overestimation of true resistance in Hr-TB. Fifth, PZA resistance could be mediated by other less common mutations, which were not examined by performing phenotypic PZA susceptibility testing on all Hr-TB isolates; thus, we may have underestimated its prevalence. Our laboratory has found that all PZA-resistant M tuberculosis isolates thus far could be confirmed through pncA mutation analysis. Nevertheless, we presume that these limitations do not greatly affect the reliability and overall interpretation of our findings.
 
Conclusion
In Hong Kong, the rate of Hr-TB was 4.7% among active TB cases in 2018. Levofloxacin and PZA resistances among Hr-TB were uncommon (0.6% and 4.5%, respectively). History of TB in the affected patient and INH poly-resistance, including both double and triple resistances, were independent risk factors for pncA mutations. The findings from this study do not support routine susceptibility testing for these two drugs in patients with INH mono-resistant TB who lack additional risk factors.
 
Author contributions
Concept or design: KKM Ng.
Acquisition of data: All authors.
Analysis or interpretation of data: All authors.
Drafting of the manuscript: KKM Ng.
Critical revision of the manuscript for important intellectual content: KKM Ng.
 
All authors had full access to the data, contributed to the study, approved the final version for publication, and take responsibility for its accuracy and integrity.
 
Conflicts of interest
All authors have disclosed no conflicts of interest.
 
Acknowledgement
The authors acknowledge the excellent work and contribution by staff, especially Mr Steven CW Lui and Ms Angela WL Lau, at the Tuberculosis Laboratory and Special Investigation Laboratory of Public Health Laboratory Services Branch, Centre for Health Protection, Department of Health, Hong Kong SAR Government.
 
Funding/support
This research received no specific grant from any funding agency in the public, commercial, or not-for-profit sectors.
 
Ethics approval
Ethics approval for this study was obtained from the Ethics Committee of the Department of Health, Hong Kong SAR Government (Ref: LM 425/2019). All included patients consented to testing for tuberculosis.
 
References
1. World Health Organization. Global tuberculosis report 2018. Available from: https://www.who.int/tb/publications/global_report/en/. Accessed 19 Sep 2019.
2. Romanowski K, Campbell JR, Oxlade O, Fregonese F, Menzies D, Johnston JC. The impact of improved detection and treatment of isoniazid resistant tuberculosis on prevalence of multi-drug resistant tuberculosis: a modelling study. PLoS One 2019;14:e0211355. Crossref
3. Tuberculosis & Chest Service of Department of Health, Hong Kong SAR Government. Annual report 2016. Available from: https://www.info.gov.hk/tb_chest/doc/Annual_Report_2016.pdf. Accessed 19 Sep 2019.
4. Gegia M, Winters N, Benedetti A, van Soolingen D, Menzies D. Treatment of isoniazid-resistant tuberculosis with first-line drugs: a systematic review and meta-analysis. Lancet Infect Dis 2017;17:223-34. Crossref
5. Karo B, Kohlenberg A, Hollo V, et al. Isoniazid (INH) mono-resistance and tuberculosis (TB) treatment success: analysis of European surveillance data, 2002 to 2014. Euro Surveill 2019;24:1800392. Crossref
6. Salindri AD, Sales RF, DiMiceli L, Schechter MC, Kempker RR, Magee MJ. Isoniazid monoresistance and rate of culture conversion among patients in the State of Georgia with confirmed tuberculosis, 2009-2014. Ann Am Thorac Soc 2018;15:331-40. Crossref
7. Cattamanchi A, Dantes RB, Metcalfe JZ, et al. Clinical characteristics and treatment outcomes of isoniazid-monoresistant tuberculosis. Clin Infect Dis 2009;48:179-85. Crossref
8. Seifert M, Catanzaro D, Catanzaro A, Rodwell TC. Genetic mutations associated with isoniazid resistance in Mycobacterium tuberculosis: a systematic review. PLoS One 2015;10:e0119628. Crossref
9. World Health Organization. WHO consolidated guidelines on drug-resistant tuberculosis treatment. Available from: https://www.who.int/tb/publications/2019/consolidated-guidelines-drug-resistant-TB-treatment/en/. Accessed 19 Sep 2019. Crossref
10. Global Laboratory Initiative. Mycobacteriology Laboratory Manual. 1st ed. Global Laboratory Initiative; 2014
11. Xu P, Li X, Zhao M, et al. Prevalence of fluoroquinolone resistance among tuberculosis patients in Shanghai, China. Antimicrob Agents Chemother 2009;53:3170-2. Crossref
12. Che Y, Song Q, Yang T, Ping G, Yu M. Fluoroquinolone resistance in multidrug-resistant Mycobacterium tuberculosis independent of fluoroquinolone use. Eur Respir J 2017;50:1701633. Crossref
13. Streicher EM, Maharaj K, York T, et al. Rapid sequencing of the Mycobacterium tuberculosis pncA gene for detection of pyrazinamide susceptibility. J Clin Microbiol 2014;52:4056-7. Crossref
14. Khan MT, Malik SI, Ali S, et al. Pyrazinamide resistance and mutations in pncA among isolates of Mycobacterium tuberculosis from Khyber Pakhtunkhwa, Pakistan. BMC Infect Dis 2019;19:116. Crossref
15. Miotto P, Cabibbe AM, Feuerriegel S, et al. Mycobacterium tuberculosis pyrazinamide resistance determinants: a multicenter study. mBio 2014;5:e01819-4.Crossref
16. Kurbatova EV, Cavanaugh JS, Dalton T, Click ES, Cegielski JP. Epidemiology of pyrazinamide-resistant tuberculosis in the United States, 1999-2009. Clin Infect Dis 2013;57:1081-93. Crossref
17. Budzik JM, Jarlsberg LG, Higashi J, et al. Pyrazinamide resistance, Mycobacterium tuberculosis lineage and treatment outcomes in San Francisco, California. PLoS One 2014;9:e95645. Crossref
18. Whitfield MG, Soeters HM, Warren RM, et al. A global perspective on pyrazinamide resistance: systematic review and meta-analysis. PLoS One 2015;10:e0133869. Crossref
19. Whitfield MG, Streicher EM, Dolby T, et al. Prevalence of pyrazinamide resistance across the spectrum of drug resistant phenotypes of Mycobacterium tuberculosis. Tuberculosis (Edinb) 2016;99:128-30. Crossref
20. Sengstake S, Bergval IL, Schuitema AR, et al. Pyrazinamide resistance-conferring mutations in pncA and the transmission of multidrug resistant TB in Georgia. BMC Infect Dis 2017;17:491. Crossref
21. Huy NQ, Lucie C, Hoa T, et al. Molecular analysis of pyrazinamide resistance in Mycobacterium tuberculosis in Vietnam highlights the rate of pyrazinamide resistance-associated mutations in clinical isolates. Emerg Microbes Infect 2017;6:e86. Crossref
22. Li D, Hu Y, Werngren J, et al. Multicenter study of the emergence and genetic characteristics of pyrazinamide-resistant tuberculosis in China. Antimicrob Agents Chemother 2016;60:5159-66. Crossref
23. Chiu YC, Huang SF, Yu KW, Lee YC, Feng JY, Su JY. Characteristics of pncA mutations in multidrug-resistant tuberculosis in Taiwan. BMC Infect Dis 2011;11:240. Crossref
24. Smith CM, Trienekens SC, Anderson C, et al. Twenty years and counting: epidemiology of an outbreak of isoniazid-resistant tuberculosis in England and Wales, 1995 to 2014. Euro Surveill 2017;22:30467. Crossref

Pictorial Blood Loss Assessment Chart for evaluating heavy menstrual bleeding in Asian women

© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE  CME
Pictorial Blood Loss Assessment Chart for evaluating heavy menstrual bleeding in Asian women
Jennifer KY Ko, MB, BS, FHAKM (Obstetrics and Gynaecology)1; Terence T Lao, MD2; Vincent YT Cheung, FRCOG, FRCSC1
1 Department of Obstetrics and Gynaecology, The University of Hong Kong and Queen Mary Hospital, Hong Kong
2 Department of Obstetrics and Gynaecology, The University of Hong Kong (Honorary), Hong Kong
 
Corresponding author: Dr Jennifer KY Ko (jenko@hku.hk)
 
 Full paper in PDF
 
Abstract
Introduction: Heavy menstrual bleeding is a common gynaecological problem, but some women may prefer not to articulate their menstrual problems. The objective of this study was to evaluate the usefulness and acceptability of the Pictorial Blood Loss Assessment Chart (PBAC) as a self-screening tool in evaluation of menstrual blood loss among Asian women in Hong Kong.
 
Methods: This prospective cohort study recruited 206 women from the general gynaecology ward and out-patient clinic: 118 had self-perceived heavy menstrual bleeding and 88 had self-perceived normal menstrual flow. Participants were asked to fill in the PBAC for one menstrual cycle.
 
Results: Compared with women who had self-perceived normal menstrual flow, women with self-perceived heavy menstrual bleeding had significantly higher total PBAC scores and numbers of flooding episodes, larger clot sizes and numbers, more days of bleeding, and lower haemoglobin levels. Receiver-operating characteristic curve analysis demonstrated good pairwise associations of self-perceived symptoms with PBAC score and haemoglobin level.
 
Conclusions: The PBAC can be used to differentiate self-perceived heavy and normal menstrual bleeding in Asian women in Hong Kong. It can also serve as an additional indicator of possible heavy menstrual bleeding to alert women of the need to seek early medical attention.
 
 
New knowledge added by this study
  • The Pictorial Blood Loss Assessment Chart (PBAC) offers a semi-objective method for evaluation of heavy menstrual bleeding in women whose cultural backgrounds may cause reluctance in discussing their gynaecological or menstrual problems.
  • More than 10% of women with self-perceived normal menstrual bleeding had PBAC scores >100, had anaemia, and/or required iron supplements.
  • The best PBAC cut-off score (76) yielded a sensitivity of 93.2% and a specificity of 83.0% for predicting selfperceived heavy menstrual bleeding.
Implications for clinical practice or policy
  • The PBAC may be useful as a self-screening tool for heavy menstrual bleeding among Asian women in Hong Kong, facilitating early medical evaluation of apparently asymptomatic women with unrecognised anaemia.
  • Development of PBAC-containing mobile apps or websites may improve the usability of the PBAC in clinical and research settings.
  • Localisation of the PBAC to include items encountered daily (such as ‘tofu’ or ‘palm’, rather than coins) could improve the usefulness of this tool.
  • The PBAC may be useful for evaluation of responses to interventions during randomised controlled trials involving women with adenomyosis and uterine fibroids.
 
 
Introduction
The clinical decision regarding a need for treatment of menstrual bleeding relies on the patient’s perception of flow amount and its effects on her physical, emotional, and social well-being.1 However, retrospective recall regarding the amount of menstrual flow in previous cycles is heavily influenced by a woman’s subjective perception and is not always associated with the measured blood loss.2 The ‘gold standard’ approach for assessment of menstrual blood loss is the alkaline haematin method, which requires a woman to collect all soiled sanitary products for laboratory assessment2; however, this is a cumbersome non-hygienic impractical method outside the research setting.
 
The Pictorial Blood Loss Assessment Chart (PBAC) is a scoring system developed as a semi-quantitative evaluation of menstrual blood loss, which considers the number of sanitary products used, the degree to which these products are soiled with blood, the number and size of blood clots passed, and the number of flooding episodes.3 The PBAC has been validated with the alkaline haematin method to diagnose heavy menstrual bleeding in several studies in other populations.3 4 5 Furthermore, the PBAC has been used as a measurement tool to evaluate menstrual blood loss in systematic reviews and randomised controlled clinical trials.6
 
In the clinical setting, it can be difficult for a physician to determine the amount and implication of menstrual flow in a patient reporting heavy menstrual bleeding. Menstruation is a taboo topic in many communities, including among Asian women in Hong Kong.7 8 9 10 Some women may prefer not to, or find it difficult or embarrassing to, articulate details regarding their menstrual problems.7 8 9 Furthermore, some women may be unaware of heavy menstrual bleeding.
 
The objective of this study was to evaluate the usefulness of the PBAC as a self-evaluation tool for heavy menstrual bleeding. Additionally, we sought to determine the acceptability of the PBAC and whether PBAC scores were associated with menstrual blood loss severity among Asian women in Hong Kong.
 
Methods
This prospective cohort study compared PBAC scores between women who presented with and without heavy menstrual bleeding. Women were recruited between November 2014 and January 2016 through the gynaecology ward or the general gynaecology out-patient clinic of a university-affiliated hospital. They attended the out-patient clinic for routine follow-up or were admitted to the ward for elective or emergent treatment. Inclusion criteria included good general health, absence of other medical conditions which might lead to anaemia, no prior PBAC use, and age ≥18 years. Women were excluded if they were pregnant, in menopause, receiving hormonal treatment, mentally incompetent, and/or undergoing treatment/monitoring of a gynaecological malignancy. Ethics approval was obtained from the Institutional Review Board of The University of Hong Kong/Hospital Authority Hong Kong West Cluster. Written informed consent was obtained from all study participants.
 
Women were approached by the research nurse and were placed into heavy menstrual bleeding and normal menstrual bleeding groups based on their self-reported menstrual cycle symptoms over the preceding 6 months. All group allocations were noted by the nurse. All participants, regardless of perceived menstrual flow, were instructed by the research nurse to fill in a PBAC for one cycle in the next cycle. They were also instructed to answer a question regarding whether they found the PBAC acceptable (yes/no) and a question regarding the ease of use of the PBAC (scale of 1-5; 1=easiest and 5=hardest). The PBAC originally described by Higham et al3 was used, but diagrams of clot sizes were modified to the sizes of local coins. The PBAC consisted of a series of diagrams representing lightly, moderately, and heavily soaked towels and tampons (depending on the degree of staining) to evaluate menstrual blood loss.3 The numbers of pads or tampons used each day were recorded. In the event of clot passage, the number and size were recorded; flooding episodes were also recorded. A total score was calculated by multiplying by a factor of 1 for each lightly soiled item, 5 for each medium soiled item, 10 for a fully soaked tampon, and 20 for a fully soaked pad.3 Small and large clots were given a score of 1 and 5, respectively.3 Women continued to use their own sanitary products (ie, products used prior to the study) and were asked to document the types and sizes of sanitary products used. Each woman was asked to return the completed PBAC to the research nurse by mail in a stamped envelope. The following clinical data were retrieved from the women’s electronic medical records and used in the analysis: age, haemoglobin level within 3 months before the consultation or on the day of consultation (if available), and the iron supplement status (using/not using).
 
The sample size was determined based on an anticipated 20% difference in accuracy endpoints between study groups and a standard deviation of 40%. Allowing for 10% non-responders, the calculated sample size per group was 70 women. Statistical tests were performed using SPSS Statistics (Windows version 24; IBM Corp, Armonk [NY], United States). Comparisons between groups were made using the Chi squared test for categorical variables and the non-parametric Mann–Whitney U test for continuous variables. Continuous variables were expressed as median and range. A P value of <0.05 was considered statistically significant. The kappa statistic was used to test agreement between subjective evaluation of heavy menstrual bleeding and the PBAC score at various cut-off scores. Predictions of heavy menstrual bleeding according to the PBAC score and haemoglobin level were determined using area under the receiver-operating characteristic curve analysis.
 
Results
The response rate was better than expected and more women than expected were recruited in each clinic session; this yielded a final sample size larger than originally planned. However, among 292 women who were asked to complete the PBAC, the return rate was only 206/292 (70.5%). In all, 118 women had self-perceived heavy menstrual bleeding and 88 women had self-perceived normal menstrual flow. Haemoglobin level data were available in 179/292 (61.3%) women (116 in the heavy menstrual bleeding group and 63 in the normal menstrual bleeding group). Table 1 summarises the reasons for presentation in both groups of women. The PBAC scores based on different diagnoses are shown in Table 2. Women with heavy menstrual bleeding were older than women with normal menstrual bleeding (median age 44 years, [interquartile range=40-48] vs 38 years [interquartile range=31-43], respectively, P<0.001). There was no significant difference in education level between groups (Table 3).
 

Table 1. Reasons for presentation in women with self-perceived heavy and normal menstrual bleeding
 

Table 2. Pictorial Blood Loss Assessment Chart scores in women with different diagnoses
 

Table 3. Pictorial blood loss assessment chart (PBAC) score, haemoglobin level, days of bleeding, ease of use of the PBAC, and education level in women with selfperceived heavy and normal menstrual bleeding
 
Nearly all women in the study used pads; one woman used both pads and tampons. In total, 147/206 (71.4%) women used various brands and sizes of pads with distinct absorbency characteristics during the menstrual cycle; the remaining 59/206 (28.6%) women used only one type of pad. Seven women used diapers and three women used postpartum pads. The median PBAC scores of women who reported heavy and normal menstrual bleeding were 497 (interquartile range=152-1112) and 54 (interquartile range=41-65), respectively (Table 3). Compared with women who had normal menstrual flow, women with heavy menstrual bleeding had significantly higher total PBAC scores and numbers of flooding episodes, larger clot sizes and numbers, more days of bleeding, and lower haemoglobin levels (Table 3). Using cut-off scores of 76, 80, 100, 130, 150, and 185, levels of agreement between PBAC score and self-reported symptoms in the diagnosis of heavy menstrual bleeding are shown in Table 4. Women with anaemia, defined as haemoglobin level <11.0 g/dL, had significantly higher median PBAC scores than did women without anaemia (508 [interquartile range=168-1087] vs 58 [interquartile range=46-84], P<0.01). Receiver-operating characteristic curves demonstrating the predictive abilities of the PBAC and haemoglobin level for heavy menstrual bleeding are shown in the Figure. The area under the receiver-operating characteristic curves of the PBAC and haemoglobin level for prediction of heavy menstrual bleeding were 0.961 (95% confidence=0.940-09.982) and 0.876 (95% confidence=0.821-0.931), respectively. The PBAC cut-off score with the highest Youden index was 76, which yielded a sensitivity of 93.2% and a specificity of 83.0% for predicting self-perceived heavy menstrual bleeding.
 

Table 4. Levels of agreement between Pictorial Blood Loss Assessment Chart (PBAC) score and self-reported symptoms in the diagnosis of heavy menstrual bleeding
 

Figure. Receiver-operating characteristic curves demonstrating the predictive abilities of the pictorial blood loss assessment chart (blue line) and haemoglobin level (orange line) for heavy menstrual bleeding
 
All women in our study were able to complete the PBAC. Missing information was filled in with the help of the research nurse via phone contact after return of the PBAC. Twenty-eight women (13.6%) who began the PBAC on the day of consultation were contacted by phone to urge them to return the PBAC using the stamped envelopes. Another 11 women (5.4%) with prolonged menstrual bleeding did not provide full details regarding their menstrual bleeding; they were contacted by phone for confirmation. In all, 200/206 women (97.1%) found the PBAC acceptable: 113/118 (95.8%) in the heavy menstrual bleeding group and 87/88 (98.9%) in normal menstrual bleeding group. Assuming that the reason for non-response was that those women found the PBAC to be unacceptable, the acceptability rate was 200/292 (68.5%). There was no significant difference in the perceived ease of use of the PBAC; the median rating was 2 in both groups (P=0.618; Table 3). Notable written comments from the women concerning the PBAC were that it could not accurately describe their menstrual blood loss (n=19), it required explanation (n=11), it was inconvenient or involved recall problems (n=3), and it did not record other symptoms which were more distressing (n=1).
 
Discussion
Our results suggested that the reported PBAC scores in this group of Asian women comprised a useful tool for differentiating self-perceived heavy and normal menstrual bleeding. Heavy menstrual bleeding considerably impacts a woman’s quality of life; interventions should be designed to improve the quality of life, rather than focusing on the exact amount of menstrual blood loss.1 Nevertheless, some women may be unaware of heavy bleeding or find it difficult to describe the amount of menstrual flow. The PBAC offers a semi-objective method for initial self-evaluation of the amount of menstrual bleeding in women whose cultural backgrounds may cause reluctance in discussing their gynaecological or menstrual problems. This self-evaluation can alert women to seek medical attention, thus facilitating clinical evaluation and treatment. The PBAC cut-off scores included in Table 4 have been used in previous studies to imply heavy menstrual bleeding.3 4 5 11 The recommendation of a particular cut-off score depends on the clinical context (ie, whether a higher sensitivity or specificity is required). For example, if the PBAC is used as a screening tool, a lower cut-off score may be appropriate to alert women to seek medical attention. In contrast, if the PBAC is used to evaluate women with heavy menstrual bleeding for potential participation in a research study, a higher cut-off score may be used to recruit women with more severe symptoms to evaluate their response to treatment.
 
In our study, 10 women (11.4%) in the self-perceived normal menstrual bleeding group had PBAC scores of >100, although they reported normal menstrual bleeding. In the self-perceived normal menstrual bleeding group, 14 women had anaemia (haemoglobin level <11.0 g/dL), among which five women had a haemoglobin level of <10.0 g/dL. Twelve women who reported normal menstrual bleeding were using iron supplements. Although most women accurately recognised heavy menstrual bleeding, use of the PBAC identified an additional 10% of women who might have unperceived abnormal bleeding. Of the 10 women with self-perceived normal menstrual bleeding (PBAC scores of 101-180), seven (70%) had anaemia. Thus, use of the PBAC might enable identification of a small group of apparently asymptomatic women who had unrecognised anaemia, thereby facilitating earlier medical attention.
 
In our study, women were asked to use their own sanitary products, rather than using specific brands and sizes of pads; thus, our findings are more representative of realistic PBAC use, compared with results acquired in a research setting. Most women used different brands and sizes of pads with different absorbency characteristics, even within a single cycle. In addition, several women used adult diapers or postpartum pads, which implied substantial difference in blood loss compared with the usual sanitary pads. The range of PBAC scores was much larger in our study than in previous studies.3 4 5 11 12 One woman in our study had a PBAC score of 32 301; she had prolonged vaginal bleeding for 56 days and had a haemoglobin level of 4.5 g/dL. Women with adenomyosis and uterine fibroids had significantly higher PBAC scores than did women with other diagnoses. Therefore, the PBAC may be useful for evaluation of responses to interventions during randomised controlled trials involving these groups.
 
Although women in our study who returned the PBAC found it acceptable and generally easy to use, the return rate should be considered. Notably, 19/206 (9.2%) women commented that the range of icons in the PBAC did not accurately reflect their blood loss on pads or clots because they experienced difficulty in evaluating the amount of blood loss (based on a particular stain) when comparing among pads with different absorbency characteristics. The clots were of irregular size and women felt that a scale or use of items encountered daily (such as ‘tofu’ or ‘palm’, rather than coins) could more accurately describe these clots. Women (particularly in the heavy menstrual bleeding group) who had to sit on the toilet during flooding episodes could not quantify their bleeding; several women with prolonged bleeding did not continue the PBAC evaluation because they felt that continuing the documentation was time-consuming and annoying. In total, 5.3% of the women commented that clearer instructions could be provided. This is consistent with the findings by Zakherah et al,5 who reported that improved instructions led to greater accuracy when a physician or nurse reviewed the documentation with the patient. The role of the nurse in our study was crucial. Our research nurse found it helpful to demonstrate to the women how to fill in the PBAC using their current or previous cycle; the nurse also helped the women to complete the PBAC in the event of substantial missing information, especially among women with prolonged menstrual bleeding. Some women probably completed the PBAC by recall, rather than in a day-by-day manner. This aspect should be considered when the PBAC is applied as a self-screening tool. The development of PBAC-containing mobile apps or websites accessible by the public may improve the usability of the PBAC as a self-screening tool in terms of better convenience and less recall bias, especially among younger women.
 
Our study had some limitations. First, we only evaluated use of the PBAC in a small group of patients who presented for clinical treatment, rather than the general population; this may limit the generalisability of the results. Second, we did not study the inter-cycle variability in PBAC score or the effects of other demographic factors (eg, household income) which may affect the use of the PBAC. Although only one cycle of menstrual bleeding was charted in our study and women may have unusual menstrual flow in subsequent cycles, previous studies have demonstrated high consistency with low inter-cycle variation in women who completed a second PBAC evaluation without treatment.11 Third, patients may have been offered treatment during the consultation; because the PBAC was completed in the cycle after consultation, the PBAC score may not fully reflect the pre-consultation reported symptoms, especially among women with self-perceived heavy menstrual bleeding. Fourth, compliance with iron therapy was not checked; this could have affected the haemoglobin results. However, the aim of our study was to evaluate the relationship between the PBAC score and self-perceived menstrual flow. Overall, the results of this population-specific study might support the use of the PBAC as a potential self-screening tool for heavy menstrual bleeding among Asian women in Hong Kong.
 
There is considerable endpoint heterogeneity in the current literature with respect to the outcomes of various treatment options for heavy menstrual bleeding. Furthermore, there is currently no core outcome set for valid comparison and interpretation of data from research studies and assessments regarding abnormal uterine bleeding.6 Although PBAC scores have shown high inter-individual variation, they had low intra-individual variation;11 thus, the PBAC may be useful in future studies of treatment responses in individual women. Despite the large variety of commercially available sanitary products, the PBAC remains a reliable screening tool for semi-quantitative evaluation of menstrual blood loss, which can alert women to seek medical attention for heavy menstrual bleeding. Additional studies are needed to confirm the clinical usefulness of the PBAC, especially in the context of the evolution and advancement of superabsorbent sanitary products currently available. Overall, the advantages of the PBAC are its relative objectivity and flexibility as a tool for screening, diagnosis, and evaluation of treatment effect.
 
Author contributions
Concept or design: JKY Ko, VYT Cheung.
Acquisition of data: JKY Ko, VYT Cheung.
Analysis or interpretation of data: All authors.
Drafting of the manuscript: JKY Ko.
Critical revision of the manuscript for important intellectual content: All authors.
 
All authors had full access to the data, contributed to the study, approved the final version for publication, and take responsibility for its accuracy and integrity.
 
Conflicts of interest
All authors have disclosed no conflicts of interest.
 
Acknowledgement
The authors thank Ms Wai-ki Choi for patient recruitment, teaching women about the Pictorial Blood Loss Assessment Chart, and managing the database.
 
Declaration
The study was presented in an oral presentation at the FOCUS in O&G 2018 Congress in Hong Kong (17-18 November 2018).
 
Funding/support
This research received no specific grant from any funding agency in the public, commercial, or not-for-profit sectors.
 
Ethics approval
Ethics approval was obtained from the Institutional Review Board of The University of Hong Kong/Hospital Authority Hong Kong West Cluster (Ref: UW 14-299). Written informed consent was obtained from all study participants.
 
References
1. National Institute for Health and Care Excellence guideline. Heavy menstrual bleeding: assessment and management. 14 Mar 2018 (last updated 24 May 2021). Available from: http://www.nice.org.uk/guidance/ng88. Accessed 25 Nov 2021.
2. Magnay JL, O’Brien S, Gerlinger C, Seitz C. A systematic review of methods to measure menstrual blood loss. BMC Womens Health 2018;18:142. Crossref
3. Higham JM, O’Brien PM, Shaw RW. Assessment of menstrual blood loss using a pictorial chart. Br J Obstet Gynaecol 1990;97:734-9. Crossref
4. Janssen CA, Scholten PC, Heintz AP. A simple visual assessment technique to discriminate between menorrhagia and normal menstrual blood loss. Obstet Gynecol 1995;85:977-82. Crossref
5. Zakherah MS, Sayed GH, El-Nashar SA, Shaaban MM. Pictorial blood loss assessment chart in the evaluation of heavy menstrual bleeding: diagnostic accuracy compared to alkaline hematin. Gynecol Obstet Invest 2011;71:281-4. Crossref
6. Herman MC, Penninx J, Geomini PM, Mol BW, Bongers MY. Choice of primary outcomes evaluating treatment for heavy menstrual bleeding. BJOG 2016;123:1593-8. Crossref
7. Garg S, Anand T. Menstruation related myths in India: strategies for combating it. J Family Med Prim Care 2015;4:184-6. Crossref
8. The Lancet Child Adolescent Health. Normalising menstruation, empowering girls. Lancet Child Adolesc Health 2018;2:379. Crossref
9. Agampodi TC, Agampodi SB. Normalising menstruation, empowering girls: the situation in Sri Lanka. Lancet Child Adolesc Health. 2018;2:e16. Crossref
10. Wong WC, Li MK, Chan WY, et al. A cross-sectional study of the beliefs and attitudes towards menstruation of Chinese undergraduate males and females in Hong Kong. J Clin Nurs 2013;22:3320-7. Crossref
11. Hald K, Lieng M. Assessment of periodic blood loss: interindividual and intraindividual variations of pictorial blood loss assessment chart registrations. J Minim Invasive Gynecol 2014;21:662-8. Crossref
12. Reid PC, Coker A, Coltart R. Assessment of menstrual blood loss using a pictorial chart: a validation study. BJOG 2000;107:320-2. Crossref

Renal outcomes in Asian patients receiving oral anticoagulants for non-valvular atrial fibrillation

Hong Kong Med J 2022 Feb;28(1):24–32  |  Epub 5 Nov 2021
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Renal outcomes in Asian patients receiving oral anticoagulants for non-valvular atrial fibrillation
Tayyab Salim Shahzada, Cosmos L Guo, Alex PW Lee, MD, FRCP
Department of Medicine and Therapeutics, The Chinese University of Hong Kong, Hong Kong
 
Corresponding author: Prof Alex PW Lee (alexpwlee@cuhk.edu.hk)
 
 Full paper in PDF
 
Abstract
Introduction: Patients with non-valvular atrial fibrillation (NVAF) may be prescribed warfarin or a non–vitamin K oral anticoagulant (NOAC). There is increasing evidence that NOACs are superior to warfarin in terms of renal function preservation. This study aimed to compare renal outcomes in Chinese patients with NVAF between patients receiving NOACs and patients receiving warfarin.
 
Methods: In total, 600 Chinese patients with NVAF receiving oral anticoagulant therapy were retrospectively identified from an administrative database. The renal outcomes (≥30% decline in estimated glomerular filtration rate [eGFR], doubling of serum creatinine, and kidney failure) were compared among four propensity-weighted treatment cohorts (warfarin, n=200; rivaroxaban, n=200; dabigatran, n=100; and apixaban, n=100).
 
Results: The mean follow-up period across all groups was 1000 ± 436 days. Compared with warfarin, the three NOACs (pooled for consideration as a single unit) had significantly lower risks of ≥30% decline in eGFR (hazard ratio [HR]=0.339; 95% confidence interval [CI]=0.276-0.417) and doubling of serum creatinine (HR=0.550; 95% CI=0.387-0.782). Dabigatran and rivaroxaban users both had lower risks of ≥30% decline in eGFR (both P<0.001) and doubling of serum creatinine (both P<0.05). Apixaban was only significantly associated with a lower risk of ≥30% decline in eGFR (P<0.001).
 
Conclusions: Compared with warfarin, NOACs may be associated with a significantly lower risk of decline in renal function among Chinese patients with NVAF.
 
 
New knowledge added by this study
  • Decline in kidney function is common among Chinese patients who receive oral anticoagulant treatment for non-valvular atrial fibrillation.
  • Warfarin usage is associated with significant long-term decline in renal function among patients treated for non-valvular atrial fibrillation.
  • Compared with warfarin, non–vitamin K oral anticoagulant (NOAC) usage may be associated with a reduced risk of long-term decline in renal function among Chinese patients.
Implications for clinical practice or policy
  • Patients receiving oral anticoagulants, especially warfarin, should undergo close renal function monitoring during the course of treatment.
  • Considering that the decline in renal function may be more accelerated in warfarin users than in NOAC users, clinicians may consider preferential use of NOACs for anticoagulant therapy, especially in patients with existing renal impairment or risk factors for future decline in renal function.
  • The inconsistencies of NOAC prescribing patterns with drug labelling in routine clinical practice should receive greater attention because dose reduction in the absence of a renal indication may reduce treatment effectiveness without providing a greater safety benefit.
 
 
Introduction
Various randomised controlled trials have demonstrated that non–vitamin K oral anticoagulants (NOACs), including factor Xa and direct thrombin inhibitors, are superior to warfarin, a vitamin K antagonist, in terms of efficacy and safety for preventing stroke and systemic thromboembolisms in patients with non-valvular atrial fibrillation (NVAF).1 2 3 4 The superiority of NOACs compared with warfarin appears to be consistent across ethnic groups, including Asian populations.5 Furthermore, data from two sub-studies of the NOAC trials6 7 and a real-world cohort study8 suggested that NOACs may also be superior to warfarin in terms of maintaining and preserving renal function. A US-based cohort study demonstrated a lower risk of decline in renal function among patients receiving NOACs than among patients receiving warfarin.8 Moreover, findings from the ROCKET AF (Rivaroxaban Once-Daily, Oral, Direct Factor Xa Inhibition Compared With Vitamin K Antagonism for Prevention of Stroke and Embolism Trial in Atrial Fibrillation) and RE-LY (Randomized Evaluation of Long Term Anti-coagulation Therapy) trials revealed more rapid estimated glomerular filtration rate (eGFR) decline in patients receiving warfarin than in patients receiving rivaroxaban and dabigatran, respectively.6 7 8 Further studies have demonstrated that warfarin treatment may be associated with more rapid progression of chronic kidney disease and can cause acute kidney injury.8 9 10 This decline in renal function has been attributed to a phenomenon known as ‘warfarin-related nephropathy’, which is associated with vitamin K antagonism and excessive anticoagulation.8 9 11 In contrast, NOACs may offer renovascular protection through pharmacological mechanisms such as the inhibition of thrombin and factor Xa.8 12 13
 
Differences in the pharmacological actions of warfarin and NOACs are reflected in the growing research that suggests NOACs are more effective than warfarin for preserving renal function.8 14 Considering that Asian warfarin users tended to have a lower time in therapeutic range (TTR)15 16 of the international normalised ratio (INR), which is associated with decline in renal function,6 14 the renal effects of NOACs compared with warfarin may differ from the effects in non-Asians. Dosage prescription patterns, such as the frequency of low-dose NOAC prescriptions, also vary between Asian and non-Asian populations14 17 18; this may also affect renal outcomes because the renal effects of NOACs appear to be dose-dependent.14 19 Furthermore, because of differences in NOAC-related bleeding risk between Asian and non-Asian populations, the renal protection effects of NOACs may also vary; major bleeding can cause decline in renal function.5 14 20 21 To our knowledge, there remain limited data comparing NOACs to warfarin in terms of decline in renal function among Asian patients. In this study, we sought to assess the renal outcomes of an ethnic Chinese patient population with NVAF who received NOACs (ie, apixaban, dabigatran, and rivaroxaban) compared with patients who received warfarin.
 
Methods
Study design
This retrospective cohort study included four study groups: warfarin, apixaban, dabigatran, and rivaroxaban. Each NOAC was compared with warfarin.
 
Study population
Data were extracted from patients’ electronic medical records in the Prince of Wales Hospital of Hong Kong. In total, 2346 consecutive patients with a prescription of warfarin or one of the three NOACs (apixaban, rivaroxaban, and dabigatran) in our hospital were screened for eligibility for this analysis. Inclusion criteria were: first began to receive an oral anticoagulant between 1 January 2012 and 31 December 2016, NVAF, age ≥18 years, minimum on-treatment duration of 3 months, and availability of laboratory data concerning serum creatinine at baseline and during follow-up. We excluded warfarin-experienced or NOAC-experienced patients to minimise confounding bias.8 22 Other exclusion criteria were previous kidney failure, valvular atrial fibrillation,23 and/or other indications for anticoagulation. A pre-study power analysis to detect a 10% difference in the incidence of ≥30% decline in eGFR between NOACs (pooled for consideration as a single unit) and warfarin revealed that the minimum sample size was 200 patients per arm (all NOACs vs warfarin). The sample size in each NOAC group was then matched to the approximate proportion of patients that were prescribed each of the three NOACs in actual clinical practice, in accordance with the preferences of local physicians. In our hospital during the study period, rivaroxaban was available earlier locally and was more frequently prescribed than the other two NOACs; apixaban was the last NOAC to receive local approval and therefore exhibited a lower rate of prescription at the time of the study. This paper adheres to the STROBE reporting guidelines for observational studies.
 
Study endpoints
We studied the three renal outcome endpoints: ≥30% decline in eGFR, doubling of serum creatinine, and kidney failure. Doubling of serum creatinine has been used as a surrogate endpoint when studying the progression of kidney disease in clinical trials.24 Based on the findings of clinical trials and meta-analyses, the National Kidney Foundation and US Food and Drug Administration proposed that with at least 2 to 3 years of follow-up, a 30% to 40% decline in eGFR may also be regarded as a surrogate end point; thus, it has been used as a renal endpoint in previous cohort analyses.8 24 Because doubling of serum creatinine and kidney failure occur late in kidney disease, ≥30% decline in eGFR serves as a more sensitive renal decline endpoint; this change is clinically significant regardless of a low follow-up or event rate.8 24 Kidney failure is defined as eGFR <15 mL/min/1.73 m2, long-term kidney dialysis, or kidney transplantation.8 25 Efficacy outcomes were stroke (ischaemic or haemorrhagic) or systemic embolism (SE). Based on the initial dose prescribed, the prevalence of dose reduction for each NOAC (apixaban 2.5 mg twice daily, dabigatran 75 mg twice daily, and rivaroxaban 15 mg once daily) without a renal indication (eGFR <30 mL/min for apixaban and dabigatran; eGFR <50 mL/min for rivaroxaban) was assessed.26
 
Using the treatment initiation date as our index date, we retrieved the pretreatment creatinine value nearest to the index date as the baseline creatinine; we used this value to calculate the baseline eGFR by means of the Chronic Kidney Disease Epidemiology Collaboration equation.8 27 Hospital electronic records were used to identify co-morbidities and specific drug prescriptions within 3 months prior to the index date. Baseline HAS-BLED and CHA2DS2-VASc scores were also recorded. The TTR of patients in the warfarin cohort was calculated as the number of INRs in therapeutic range (INR=2-3) divided by the total INRs recorded for each patient during the analysed period.28 29 Patients were followed up until the end of treatment, death, or when any efficacy or renal endpoint(s) were reached.
 
Statistical analysis
For minimisation of potential confounding, we used inverse probability of treatment weighting (IPTW) to balance identified covariates.8 14 17 30 Generalised boosted models were used to estimate propensity scores and weights for optimal balance across treatment groups.31 32 Weights were obtained to gather estimates representing the mean effects of treatment among treated groups.8 14 Baseline characteristics (eg, patient baseline medications and pre-existing co-morbidities which may affect outcomes) were included in our model (online supplementary Table).8 14 Both CHA2DS2-VASc and HAS-BLED scores were not included in the model because they are composite scores derived from other covariates.14 The absolute standardised mean difference was calculated for each NOAC versus warfarin to ensure that the cohorts were sufficiently balanced before comparison of each NOAC to warfarin. An absolute standardised mean difference of <0.2 is considered balanced for each baseline covariate when comparing each NOAC to warfarin.8 31 Fisher’s exact test was used to compare the frequencies of dose reduction without renal indication among NOACs.
 
Because of some extremely high or low weights in our weighted population, we truncated weights at the 1st and 99th percentiles before conducting weighted analysis.8 33 We calculated hazard ratios using weighted Cox proportional hazards regression, then generated weighted Kaplan–Meier curves that compared each NOAC to warfarin. Cumulative incidences for the Kaplan–Meier curves were presented as mean percentage incidences with 95% confidence intervals. A P value of <0.05 was considered statistically significant. Predefined subgroup analysis was performed for factors potentially associated with renal outcome, including age (≥75 or <75 years); sex; and baseline diabetes mellitus, heart failure, and eGFR (≥60 mL/min/1.73 m2 or <60 mL/min/1.73 m2).
 
Results
Cohort characteristics
We identified 600 patients with NVAF who were receiving oral anticoagulants: 200, 100, 100, and 200 patients were receiving warfarin, apixaban, dabigatran, and rivaroxaban, respectively. After IPTW, all identified baseline characteristics were balanced between warfarin and each NOAC group (Table 1). The mean follow-up duration of the overall study cohort was 1000 ± 436 days. The mean follow-up durations for each NOAC group were as follows: apixaban (790 ± 345 days), dabigatran (1187 ± 322 days), and rivaroxaban (999 ± 430 days); the median follow-up durations were 806, 1416, and 1074 days, respectively. The mean TTR of the warfarin cohort was 44.3%. The frequencies of dose reduction without a renal indication for apixaban, rivaroxaban and dabigatran were 46.9%, 35.7% and 2.0%, respectively (P<0.001 for dabigatran vs both apixaban and rivaroxaban).
 

Table 1. Baseline characteristics after inverse probability of treatment weighting
 
Renal and efficacy outcomes
When the three NOACs were pooled for consideration as a single unit and compared with warfarin, NOAC users exhibited lower risks of ≥30% decline in eGFR (hazard ratio [HR]=0.339; 95% confidence interval [CI]=0.276-0.417; P<0.001) and doubling of serum creatinine (HR=0.550; 95% CI=0.387-0.782; P<0.001). Individual comparisons of each NOAC to warfarin (Table 2) revealed that dabigatran and rivaroxaban users both had lower risks of ≥30% decline in eGFR (both P<0.001) and doubling of serum creatinine (both P<0.05). However, apixaban users only had a lower risk of ≥30% decline in eGFR (P<0.001). Despite trends suggestive of lower kidney failure risk in patients receiving dabigatran or rivaroxaban, the overall use of NOACs was not significantly associated with lower kidney failure risk, compared with the use of warfarin. Figure 1 shows the weighted Kaplan–Meier curves for the renal endpoints. For the efficacy outcome, dabigatran was associated with a lower incidence of stroke/SE (HR=0.151; 95% CI=0.054-0.423); P<0.001 vs warfarin), whereas the use of apixaban or rivaroxaban was not significantly associated with a lower incidence of stroke/SE, compared with the use of warfarin (Fig 2).
 

Table 2. Hazard ratios with 95% confidence intervals (95% CI)
 

Figure 1. Cumulative incidences of renal endpoints in patients receiving warfarin and non–vitamin K oral anticoagulants (NOACs). (a-c) Weighted Kaplan–Meier cumulative incidences (%) and 95% confidence intervals at 2 years (2y) and 4 years (4y) using inverse probability treatment weighting. P values when comparing curves for each NOAC to warfarin are shown. Dabigatran and rivaroxaban were both associated with lower risk of ≥30% decline in estimated glomerular filtration rate (eGFR) and doubling of serum creatinine; apixaban was associated with lower risk of ≥30% decline in eGFR
 

Figure 2. Cumulative incidences of stroke/systemic embolism (SE) in patients receiving warfarin and non–vitamin K oral anticoagulants (NOACs). Weighted Kaplan–Meier cumulative incidences (%) and 95% confidence intervals at 2 years (2y) and 4 years (4y) using inverse probability treatment weighting. P values when comparing curves for each NOAC to warfarin are shown. Dabigatran was associated with a lower risk of stroke/SE compared with warfarin
 
Subgroup analysis
Analysis of the main renal endpoint, ≥30% decline in eGFR, consistently favoured the use of dabigatran or rivaroxaban, compared with warfarin, across all subgroups (Fig 3). However, the use of apixaban was not associated with a reduced risk of ≥30% decline in eGFR in three subgroups: men (P=0.057), patients with heart failure (P=0.835), and patients without diabetes mellitus (P=0.090).
 

Figure 3. Subgroup analysis for ≥30% decline in eGFR. (a-c) Hazard ratios for predefined subgroups comparing each non–vitamin K oral anticoagulant to warfarin. Dabigatran and rivaroxaban were associated with lower risk of ≥30% decline in estimated glomerular filtration rate (eGFR) in all subgroups; apixaban was associated with lower risk of ≥30% decline in eGFR in most subgroups (with exceptions of patients without diabetes mellitus, patients with heart failure, and male patients)
 
Discussion
Summary and potential mechanisms
Our cohort study provides important insights into the long-term renal impacts of NOACs versus warfarin in an ethnic Chinese population. Decline in renal function was evident among both warfarin and NOAC users in our cohort. However, the use of NOACs was generally associated with better long-term renal outcomes, compared with the use of warfarin, among Chinese patients. The general superiority of NOACs compared with warfarin was most evident for the ≥30% decline in eGFR surrogate endpoint. The use of dabigatran or rivaroxaban was associated with lower risks of ≥30% decline in eGFR and doubling of creatinine in the overall population and across predefined demographic and clinical subgroups; in contrast, the use of apixaban was not associated with a lower risk of doubling of serum creatinine in the overall population, nor was it associated with a lower risk of ≥30% decline in eGFR among several subgroups (men, patients without diabetes mellitus, and patients with heart failure).
 
Pharmacological mechanisms may explain our findings concerning NOAC superiority. Because warfarin is a vitamin K antagonist, it has inhibitory effects on matrix gamma-carboxyglutamic acid, a vitamin K–dependent protein which normally protects against vascular calcification; thus, warfarin administration potentially stimulates and accelerates the calcification of renal vascular tissue, which promotes nephropathy.8 34 35 The mechanism of warfarin-related nephropathy has various contributing factors, such as the occurrence of glomerular haemorrhage and subsequent tubular injury because of red blood cell casts and haem-related free radical injury.10 36 37 Alternatively, NOACs may offer renovascular protection through distinct mechanisms such as the inhibition of thrombin and factor Xa.8 12 13
 
Comparison with existing literature
Our data are generally consistent with previous studies concerning the renal outcomes of NOACs versus warfarin. A study by Yao et al8 regarding the renal outcomes of NOACs showed that dabigatran was associated with a lower risk of ≥30% decline in eGFR, while rivaroxaban was associated with lower risks of ≥30% decline in eGFR and doubling of serum creatinine. Analysis of the RE-LY and ROCKET AF trials similarly showed more rapid decline in eGFR among warfarin users, compared with dabigatran and rivaroxaban users.6 7 8 Hernandez et al38 demonstrated rivaroxaban superiority for adverse renal events, compared with warfarin, in patients with NVAF who had diabetes mellitus. However, our results for apixaban were inconsistent with the findings of the ARISTOTLE trial, which did not show significant apixaban superiority in terms of renal function preservation; the analysis showed similar but slightly greater decline in eGFR among apixaban users, compared with warfarin users.8 39 Yao et al8 also showed no clear benefits for apixaban, compared with warfarin, in terms of renal protection. Nonetheless, a study in Taiwan by Chan et al14 showed that, compared with warfarin, all three NOACs were associated with lower risk for acute kidney injury in both chronic kidney disease-free and chronic kidney disease cohorts.
 
The differences between our findings and the results of previous studies—especially with respect to apixaban in our cohort versus the ARISTOTLE subanalysis39—may have several explanations. As mentioned by Chan et al,14 Asian populations tended to have lower TTR with warfarin usage, compared with non-Asians15 16; our warfarin cohort had a mean TTR of 44.3%, which was considerably lower than findings in non-Asian populations.15 16 Combined with findings that renal deterioration is greater when warfarin is poorly controlled—especially with INR levels above the target range, as demonstrated in the RE-LY trial6—indicates that Asian populations, such as the Chinese, may have an elevated risk of warfarin-related nephropathy.14 Because Asian patients may be more susceptible to renal decline associated with warfarin use, apixaban may appear superior to warfarin in Asian populations, although this superiority may not persist in non-Asian populations.8 Additional apixaban superiority in Asian populations, as discussed by Chan et al,14 may also be explained by the superior efficacy and safety of NOACs in Asians, compared with non-Asians.5 21 Because major bleeding can be associated with renal function deterioration, the greater efficacy and safety of NOACs in Asians may facilitate renal risk reduction in such populations.5 14 21 Notably, there was a high prevalence of non-guideline dose reduction without a renal indication26 in the apixaban group, compared with other NOACs, in our study; this dose reduction has been associated with worse stroke prevention effectiveness and provides no safety benefit.40 Nonetheless, apixaban was not significantly associated with risk reduction of the other two renal outcomes in our study, compared with warfarin. This may suggest uncertainty concerning its renal risk reduction superiority compared with warfarin. Overall, such inconsistencies across studies indicate the need for additional research; they may also reflect insufficient statistical power in our study to generate more robust conclusions.
 
The aforementioned findings concerning greater risk of warfarin-related nephropathy and possible lower risk of renal decline with NOAC usage in Asian populations are also potentially reflected in the comparatively lower HRs for renal endpoints in our study, compared with the US-based cohort reported by Yao et al.8 When the NOACs were pooled (for consideration as a single unit) and compared with warfarin, HRs for ≥30% decline in eGFR and doubling of serum creatinine were both lower in our population, compared with the pooled results described by Yao et al8 (HR=0.77; 95% CI=0.66-0.89 and HR=0.62; 95% CI=0.40-0.95).
 
Strengths and limitations
Notable strengths of our study were its long study period and subsequent long mean follow-up duration. The longer follow-up duration, compared with previous cohort studies, indicates that previous findings concerning NOAC superiority for renal outcomes also persist during longer follow-up periods. Furthermore, our database comprised each patient’s complete laboratory data; this allowed accurate recording of each renal outcome through serum creatinine and eGFR values, thus enhancing the consistency and preciseness of renal measurement across all patients. We minimised potential confounding by only including patients who were first-time users of oral anticoagulants; this enabled us to balance numerous important baseline characteristics.
 
Regarding limitations, although we utilised IPTW to balance baseline covariates, confounding bias may have persisted in the study.8 14 Nonetheless, we achieved balance concerning the most important identified baseline covariates that may impact renal function across treatment groups. Moreover, although the smaller number of events may have limited the statistical power with respect to the less sensitive endpoint of kidney failure, by including ≥30% decline in eGFR as a sensitive renal outcome, we were able to sufficiently assess early renal decline. Smaller declines in renal function (eg, ≥30% decline in eGFR) serve as valuable and sensitive indicators of renal decline8 that has been regarded as a useful surrogate endpoint for progression to kidney failure24; it is also reportedly associated with risks of end-stage renal disease and mortality.41 Frequency of testing, as mentioned in Yao et al,8 may also affect results; the inclusion of patients with more follow-up creatinine tests leads to greater sensitivity concerning outcome incidence, compared with patients who underwent fewer tests. To minimise the potential impact of this sensitivity on the renal endpoints, we only included patients for whom creatinine tests were available throughout the entire follow-up period; this was possible because all patients were treated in a single centre.
 
Overall, the general consistency of our results with the findings of previous cohort studies, as well as the findings of the RE-LY and ROCKET AF trials, enhances the reliability and robustness of our results.6 7 8 14 Nonetheless, further studies are needed to identify consistencies among the existing discrepancies, especially concerning apixaban. Greater certainty regarding renal outcomes of all NOACs is also important because one previous meta-analysis of various randomised controlled trials concluded that the risk of kidney failure associated with NOACs was similar to the risk associated with other anticoagulants.42 Finally, although this study only involved Hong Kong Chinese patients, whose responses to NOACs and warfarin may differ from the responses of their non-Asian counterparts, the consistency of the results with findings from studies in other regions suggests widespread applicability of the findings.
 
Clinical implications
In patients with NVAF who are receiving oral anticoagulants, gradual renal impairment is associated with worse clinical outcomes.39 43 Our results suggested that patients receiving oral anticoagulant therapy, particularly warfarin, should undergo close renal function monitoring. Decline in renal function during anticoagulant therapy may be less likely to occur when receiving NOACs than when receiving warfarin. The NOAC efficacy findings in this study were generally consistent with previously reported data in terms of stroke/SE prevention non-inferiority or superiority, compared with warfarin.44 45 46 47 In particular, the superior efficacy of dabigatran compared with warfarin, in this local study population is reassuring. The inconsistencies of NOAC prescribing patterns with drug labelling in routine clinical practice, particularly regarding apixaban, should receive greater attention, because dose reduction in the absence of a renal indication has been associated with worse effectiveness and no safety benefit in apixaban-treated patients with normal or mildly impaired renal function.40
 
Conclusions
Compared with warfarin, NOAC treatment may be associated with a lower risk of renal decline in Chinese populations; this should be considered by clinicians during the selection of anticoagulant treatment. Further studies are needed in Asian populations (eg, Chinese) to better understand the renal superiority or inferiority of NOACs compared with warfarin. Besides, NOAC-to-NOAC comparisons are needed to inform treatment selection. Additional research is needed in specific populations, such as patients with diabetes mellitus or heart failure, to better understand the impacts of baseline co-morbidities on renal risk reduction related to the use of NOACs, compared with the use of warfarin. Large-scale studies should also investigate how dosage patterns may influence renal outcomes.
 
Author contributions
Concept or design: APW Lee.
Acquisition of data: All authors.
Analysis or interpretation of data: All authors.
Drafting of the manuscript: All authors.
Critical revision of the manuscript for important intellectual content: APW Lee.
 
All authors had full access to the data, contributed to the study, approved the final version for publication, and take responsibility for its accuracy and integrity.
 
Conflicts of interest
APW Lee has received research grants from Bayer, Pfizer, and Boehringer Ingelheim.
 
Funding/support
This work was funded by the Hong Kong SAR Government Health and Medical Research Fund (05160976). The funder had no role in study design, data collection/analysis/interpretation, or manuscript preparation.
 
Ethics approval
The study was approved by The Joint Chinese University of Hong Kong–New Territories East Cluster Clinical Research Ethics Committee (Ref CREC 2019.405). Informed consent was waived because of the retrospective nature of this study.
 
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20. Makris K, Spanou L. Acute kidney injury: definition, pathophysiology and clinical phenotypes. Clin Biochem Rev 2016;37:85-98. Crossref
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Burnout and well-being in young doctors in Hong Kong: a territory-wide cross-sectional survey

Hong Kong Med J 2021 Oct;27(5):330–7  |  Epub 5 Oct 2021
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Burnout and well-being in young doctors in Hong Kong: a territory-wide cross-sectional survey
Kenny YH Kwan, BMBCh (Oxon), FHKAM (Orthopaedic Surgery)1; Loretta WY Chan, MB, BS, FHKAM (Family Medicine)2; PW Cheng, MB, BS, FHKAM (Psychiatry)3; Gilberto KK Leung, MB, BS (Lon), FHKAM (Surgery)4; CS Lau, MB, ChB (Dundee), FHKAM (Medicine)5; for the Young Fellows Chapter of the Hong Kong Academy of Medicine
1 Department of Orthopaedics and Traumatology, The University of Hong Kong, Hong Kong
2 Family Medicine, Private Practice
3 Department of Psychiatry, The University of Hong Kong, Hong Kong
4 Department of Surgery, The University of Hong Kong, Hong Kong
5 Department of Medicine, The University of Hong Kong, Hong Kong
 
Corresponding author: Dr Kenny YH Kwan (kyhkwan@hku.hk)
 
 Full paper in PDF
 
Abstract
Introduction: This territory-wide study evaluated the level of burnout and health status among young doctors in Hong Kong.
 
Methods: All young doctors in Hong Kong, defined as residents-in-training or doctors within 10 years of their specialist registration, were invited to participate in an online cross-sectional survey. This survey used standardised questionnaires including the Copenhagen Burnout Inventory (CBI) for burnout, Patient Health Questionnaire-9 for depression, and general health questionnaires.
 
Results: In total, 514 doctors completed the survey; 284 were doctors within 10 years of their specialist registration, while 230 were residents-in-training. There were 277 women (54%); among all respondents, the mean age was 33.7 ± 6.1 years. Using a CBI subscale cut-off score of ≥50 (moderate and higher), 72.6% (n=373) of respondents reported personal burnout; 70.6% (n=363) of respondents reported work-related burnout; and 55.4% (n=285) of respondents reported client-related burnout. Furthermore, 24% (n=125) of respondents were “somewhat dissatisfied” with their present job position; 4% (n=19) of respondents were “very dissatisfied” with their present job position. The prevalence of depression among respondents was 21% (n=110).
 
Conclusions: this territory-wide cross-sectional survey of young doctors in Hong Kong, a high prevalence of burnout was identified among young doctors; respondents exhibited a considerable level of depression and substantial dissatisfaction with their current positions. Strategies to address these problems must be formulated to ensure the future well-being of the medical and dental workforce in Hong Kong.
 
 
New knowledge added by this study
  • There is a high prevalence of burnout among young doctors in Hong Kong; of 514 survey respondents, 72.6% reported personal burnout, 70.6% reported work-related burnout, and 55.4% reported client-related burnout.
  • The prevalence of depression among young doctors (21% in this study) was considerably higher than among the general population in Hong Kong (8.4% in a previous study).
  • Overall, 28% of respondents were either “somewhat dissatisfied” or “very dissatisfied” with their present job position.
Implications for clinical practice or policy
  • Changes to the number of working hours per week and extent of clinical responsibilities may help to reduce burnout among junior doctors.
  • Efforts to promote stronger social networks among junior doctors and their communities may reduce the risk of burnout, although further studies are needed to validate this hypothesis.
  • Although the respondents did not indicate reliance on substance or alcohol abuse, there is a need for greater workplace emphasis on positive health and lifestyle behaviours to reduce the risk of burnout among junior doctors.
 
 
Introduction
Burnout among doctors is increasingly recognised as a serious threat to medical and dental practice across all specialties; its prevalence is increasing worldwide.1 Burnout is a spectrum of clinical syndromes that were first categorised into three dimensions by Maslach as emotional exhaustion, depersonalisation, and a low sense of personal accomplishment.2 Subsequently, it was added to the International Classification of Diseases as a syndrome that results from poorly managed chronic workplace stress.3
 
Burnout among doctors can lead to decreased effectiveness and shortening of professional lifespan.4 Burnout exacerbates negative emotions, thereby impeding cognitive performance; it may result in biased decision making. Hence, the well-being of doctors is important for maintaining manpower, quality of care, and equity of care delivery. Multiple studies in different countries have shown that the incidence of burnout among doctors is rising. In the US, a Medscape nationwide survey showed that 59% of emergency medicine doctors experienced burnout symptoms, and the incidence had increased steadily over time.1 In Australia, the National Mental Health Survey found that the level of very high psychological distress was significantly greater in doctors (3.4%) than in the general population (2.6%) or other professionals (0.7%).5 A cross-sectional online survey in the United Kingdom also revealed a high rate of mental health disorders among junior doctors and medical students.6
 
To our knowledge, studies regarding well-being and burnout among doctors in Asia are limited. Gan et al7 performed a cross-sectional study of general practitioners in Hubei, China; they found a combined prevalence of 2.46% across all three dimensions of emotional exhaustion, depersonalisation, and personal accomplishment. However, that study only included doctors within a single specialty in one province. Huang et al8 found the prevalences of personal burnout and client-related burnout were 44.0% and 14.8%, respectively, among residents in Taiwan; however, they used a non-standardised questionnaire. In Hong Kong, a previous cross-sectional survey showed that 31.4% of respondents among doctors in the public sector had a high rate of burnout, but the sampling criteria were random and non-specific; moreover, that study did not include a substantial proportion of doctors who worked in the private sector.9 Another survey also suggested that burnout was prevalent among doctors in Hong Kong, but it only included graduates from one medical school in Hong Kong.10
 
Hence, this study aimed to evaluate the prevalence of burnout in the Hong Kong medical and dental workforce by administering standardised questionnaires to a broad population of residents-in-training and doctors within 10 years of their specialist registration. The study also explored well-being among doctors in terms of job satisfaction, depression, lifestyle behaviours, and factors associated with these states.
 
Methods
Survey and study population
In this study, all doctors within 10 years of their specialist registration registered with the Hong Kong Academy of Medicine, as well as residents-in-training registered with one of the Academy’s 15 constituent Colleges, were invited to complete a voluntary cross-sectional survey between February 2019 and June 2019. The cut-off of 10 years was selected because the Hong Kong Academy of Medicine considers doctors within 10 years of their specialist registration to be “young Fellows”. The survey consisted of self-reported demographic data, year of entry into medical school, and current professional details. Burnout was assessed using the validated Copenhagen Burnout Inventory (CBI).11 Depression was assessed using the Patient Health Questionnaire-9 (PHQ-9).12 Lifestyle factors were assessed with reference to the respondents’ drinking habits, sleep patterns, and levels of both exercise and activities. Items concerning job satisfaction and lifestyle behaviours were adapted from existing doctor questionnaires and health surveys.13 14
 
An online survey was developed in-house by the Hong Kong Jockey Club Innovative Learning Centre for Medicine of the Hong Kong Academy of Medicine, then administered electronically. The invitations to participate were sent via e-mail; two separate reminder emails were sent after the initial invitation. As an incentive, respondents were offered coffee or food coupons after completion of the survey. The study protocol was approved by the Institutional Review Board of the University of Hong Kong/Hospital Authority Hong Kong West Cluster (Ref No: UW 19-062).
 
Sample size calculation
PASS 2000 (NCSS, LLC., Kaysville [UT], US; www.ncss.com) power analysis software was used for sample size calculation. The prevalence of personal burnout among young doctors in Hong Kong was assumed to be similar to the prevalence of personal burnout among residents in Taiwan (44.0%)8; thus, to achieve a 95% confidence interval (CI) with a precision of 4.5%, 458 participants were required. Our final sample of 514 doctors was sufficient to achieve the desired statistical power.
 
Specific instruments
Copenhagen Burnout Inventory
This instrument consists of three scales that measure personal burnout, work-related burnout, and client-related burnout; the scales can be applied to workers in all industries and cultures. Personal burnout measures the degree of fatigue experienced by the respondent, irrespective of work experience or occupational status. Work-related burnout measures the degree of fatigue related to work; it explores how the respondent’s perception of work contributes to fatigue. Client-related burnout is the perceived degree of fatigue related to work with clients. The burnout level is calculated as a mean score; therefore, each scale has a value between 0 and 100. A score of ≥50 indicates a high degree of burnout.15 16 17 18
 
Patient Health Questionnaire-9
The PHQ-9 is a depression assessment tool, which scores each of the nine Diagnostic and Statistical Manual of Mental Disorders IV criteria for depression on a scale ranging from “0” (not at all) to “3” (nearly every day). A PHQ-9 score >9 has a reported sensitivity of 88% and specificity of 88% for major depression.19
 
Statistical analysis
The prevalence of burnout is shown using point estimates and 95% CIs. Descriptive statistics were presented concerning demographic characteristics and lifestyle behaviours. Bivariate logistic models were used to describe the distinct relationships of suicide, depression, and burnout with demographic, educational, and professional characteristics. The data were analysed using SPSS software (Windows version 26.0; IBM Corp, Armonk [NY], US). Statistical significance was set at P<0.05.
 
Results
Participant demographics
There were 746 total respondents; of these, 232 did not complete the entire survey and were excluded from the analysis. Of the included 514 respondents, 284 were doctors within 10 years of their specialist registration, while 230 were residents-in-training. The total number of doctors within 10 years of their specialist registration invited to participate in the survey was 2879; thus, the response rate was estimated as 9.9%. However, it was not possible to calculate the response rate for residents-in-training. The respondents included 277 women (54%); the mean age among all respondents was 33.7 ± 6.1 years. The respondents’ demographic data are summarised in Table 1; their current professional statuses are summarised in Table 2.
 

Table 1. Respondent demographics (n=514)
 

Table 2. Current professional status (n=514)
 
Professional satisfaction
Overall, 24% (n=125) of respondents were “somewhat dissatisfied” with their present job position, while 4% (n=19) of respondents were “very dissatisfied” with their present job position. Furthermore, 15% (n=76) of respondents were “somewhat dissatisfied” with being a medical doctor, whereas 2% (n=10) of respondents were “very dissatisfied” with being a medical doctor. Finally, 3% (n=14) of respondents indicated they planned to stop practising medicine in the next 12 months, with stress or burnout (86%) cited as the most common reason for such plans.
 
Burnout
As measured by the CBI, the mean personal burnout score was 59.6 ± 20.5, work-related burnout score was 57.3 ± 20.1, and client-related burnout score was 49.0 ± 22.3. Using a CBI subscale cut-off score of ≥50 (moderate and higher), 72.6% (n=373, 95% CI=68.5%-76.4%) of respondents reported personal burnout; 70.6% (n=363, 95% CI=66.4%-74.5%) of respondents reported work-related burnout; and 55.4% (n=285, 95% CI=51.0%-59.7%) of respondents reported client-related burnout (Table 3).
 

Table 3. General well-being, depression, and burnout (n=514)
 
Well-being, depression, and suicidal ideation
The mean physical component summary score of the 12-Item Short Form Survey was 49.6 ± 7.8; the mean mental component summary score of the 12-Item Short Form Survey was 42.3 ± 10.6 (Table 3).
 
As measured by the PHQ-9, the mean depression score was 6.2 ± 5.1. However, the prevalence of depression among respondents, defined as a score of ≥10, was 21% (n=110) [Table 3].
 
In total, 79% (n=404) of respondents did not report any suicidal ideation or attempt. The remaining respondents stated that life was “not worth living” or “wished he or she was dead”; some also reported a history of suicidal ideation or attempts. The most commonly cited source of stress in the past year was clinical responsibilities/job demands.
 
Health status
In terms of health conditions, there was a perception among respondents that their health status was “worse” (29%; n=148) or “much worse” (3%; n=17) than among other individuals of the same age. The mean duration of sleep each night was 6.2 ± 1.5 hours. However, most respondents frequently experienced inadequate sleep when at work; 70% (n=361) of respondents indicated that this occurred weekly or more often. In terms of personal habits, the prevalences of alcohol drinking, drug addiction, and smoking were low. However, the prevalences of regular physical activity and personal physical assessments were not high (Table 4).
 

Table 4. Sleeping and other personal habits
 
Association of factors for burnout, depression, and suicide
Logistic regression modelling was performed to investigate bivariate associations of demographic and professional factors with burnout, the presence of depression, or suicide ideation and/or attempts.
 
The number of working hour(s) per week (odds ratio [OR]=1.02; 95% CI=1.01-1.04; P=0.001) was positively associated with depression (online supplementary Table 1); having children (OR=0.58; 95% CI=0.36-0.93; P=0.024) was negatively associated with suicidal ideation/attempts. Doctors who completed a project-based learning curriculum during undergraduate study were less likely to be depressed or report suicidal ideation/attempts (depression: OR=0.60; 95% CI=0.39-0.91; P=0.017; suicidal ideation/attempts: OR=0.65; 95% CI=0.43-1.00; P=0.049) [online supplementary Table 2].
 
Older age (OR=0.97; 95% CI=0.94-0.99; P=0.026), possession of a first university degree in medicine or dental surgery (OR=0.37; 95% CI=0.15-0.89; P=0.027), and possession of Academy fellowship status (OR=0.61; 95% CI=0.41-0.92; P=0.017) were associated with lower likelihood of personal burnout. Engagement in longer working hour(s) per week (OR=1.04; 95% CI=1.02-1.05; P<0.001) and working in Hospital Authority clinics (OR=1.95; 95% CI=1.05-3.62; P=0.034; compared with working in government clinics) were positively associated with personal burnout (online supplementary Table 3). Marital statuses of single, separated, or divorced (OR=1.71; 95% CI=1.16-2.53; P=0.007) and engagement in longer working hour(s) per week (OR=1.03; 95% CI=1.02-1.05; P<0.001) were positively associated with work-related burnout (online supplementary Table 4). Conversely, having children (OR=0.66; 95% CI=0.44-0.98; P=0.038), consultant seniority level (OR=0.27; 95% CI=0.09-0.88; P=0.029; compared with associate consultant seniority level), and working in the private sector (OR=0.40; 95% CI=0.17-0.94; P=0.035; compared with working in government) were negatively associated with work-related burnout. Provision of primary care (OR=1.5; 95% CI=1.04-2.16; P=0.031) was associated with client-related burnout (online supplementary Table 5).
 
Discussion
Main findings
This study attempted to quantify well-being and burnout in young doctors (both resident-in-training, and doctors within 10 years of their specialist registration) throughout Hong Kong; there were three main findings. First, the mean burnout score was high in this group of doctors; mean personal and work-related scores of ≥50 were observed on the CBI. Second, there was a high prevalence of job dissatisfaction (28%) in this group of doctors. Third, the self-perceived personal well-being and mental health were worse in this group of doctors than in members of the general population with similar ages.
 
Burnout among doctors in Hong Kong and worldwide
Burnout is a well-known occupational hazard in people-oriented professions; doctors are at particular risk of burnout because of their frequent engagement in intense personal and emotional contact with patients. Although these therapeutic and service relationships are highly rewarding and engaging, they can also be a source of stress. Burnout among doctors has been recognised as a global crisis20; its effects on personal, patient, and institutional levels can be substantial. The expectation to meet job demands can lead to maladaptive practices which will ultimately compromise relationships with patients and colleagues, with long-term consequences on patient care.21 Hence, efforts to acknowledge that such a problem exists represents the first step in establishing a systematic strategy to address this crisis.
 
Although there have been multiple published reports regarding burnout among doctors, territory-wide data focusing on junior doctors in Hong Kong are lacking. Siu et al9 conducted a random sample survey of 226 public doctors in 2012; they found that 31.4% of respondents satisfied the criteria for high burnout. Moreover, young but moderately experienced doctors needing to work shifts were most vulnerable to high burnout. However, the questionnaire used in that study was not comprehensive, the random sampling method did not produce a representative cohort, and only public doctors were invited to the survey. More recently, a more comprehensive survey involving medical graduates of one university in Hong Kong found high prevalences of personal (63.1%) and 55.9% (work-related) burnout using the standardised CBI.10 The more comprehensive survey represents the most comprehensive and robust study in Hong Kong thus far, but it only included graduates from one university in Hong Kong; it did not include any doctors trained elsewhere.
 
The present study of young doctors throughout Hong Kong found high mean personal (59.6 ± 20.5) and work-related (57.3 ± 20.1) scores on the CBI. The mean client-related score was 49.0 ± 22.3, slightly below the score of 50 that constituted the threshold for burnout. These scores were higher than in the previous study performed in Hong Kong by Ng et al,10 which showed mean CBI scores of 57.4 ± 21.4 (personal), 48.9 ± 7.4 (work-related), and 41.5 ± 21.8 (client-related). Moreover, when compared with studies worldwide that used the CBI to measure burnout in doctors,15 16 18 22 the levels of burnout in the present study were among the highest. Contributing factors may differ among regional healthcare systems; causes of burnout and well-being in junior doctors may not be consistent worldwide. Our study attempted to identify sources of stress among junior doctors in Hong Kong; the most commonly cited sources were clinical responsibilities/job demands and professional examinations. Additional in-depth studies are necessary to determine how these factors can be modified to alleviate stress in junior doctors.
 
Health statuses related to burnout risk
The respondents’ general health statuses (in terms of medical conditions) were not substantially worse than the general population, although 32% of the respondents indicated self-perceived health worse than their peers. The present study also showed that the prevalence of depression was 21%, according to the PHQ-9. This is more than double the prevalence previously reported in Hong Kong (8.4%).23 Despite the high prevalence of depression in the present study, respondents indicated low rates of suicidal ideation/attempts. Although a causal relationship could not be established because of the observational nature of the study, the number of working hours per week and having children were factors that affected risk of depression and suicidal ideation/attempts, respectively. The mean number of hours worked per week was 53.5 ± 14.8 hours. Junior doctors who work >55 hours per week are reportedly twofold more likely to have frequent health problems (OR=2.05, 95% CI=1.62-2.59; P<0.001) and suicidal ideation (OR=2.0, 95% CI=1.42-2.82; P<0.001).24 A previous systemic review showed an association between long working hours and a depressive state in other professions in general.25 Positive effects of reduced working hours among junior doctors have been found in some studies,26 27 but this relationship is not consistently observed. For example, in the United Kingdom, the Working Time Regulations were fully applied to junior doctors beginning in 2009; these comprised a limit of 48 hours per week, averaged across a reference period of 26 weeks, with additional minimum rest periods. However, implementation of the Working Time Regulations has not fully resolved the effects of long hours and fatigue.28 Furthermore, there are implications for professional training and manpower planning if rigid enforcement of such working hours is performed.
 
Our study did not find any substantial evidence that young doctors were reliant on alcohol, smoking, or drugs as coping mechanisms. This contrasts with findings from the US, which indicated that high levels of alcohol and substance abuse were associated with burnout among doctors.29 It was beyond the scope of the present study to explore other avenues that junior doctors in Hong Kong might use to alleviate their stress levels and burnout. Other health and lifestyle behaviours (eg, exercise levels and personal physical assessments) may be indicative of time constraints related to work or personal obligations; they may also be indicative of self-neglect caused by such constraints and work-related burnout.
 
Limitations
This study had several limitations. First, it was a cross-sectional study with voluntary participation, and the results might not be representative of all doctors throughout public and private sectors in Hong Kong. However, to our knowledge, this study performed the most comprehensive survey regarding burnout among doctors in Hong Kong thus far. Second, the study was not designed to avoid selection bias concerning doctors who were more prone to burnout and therefore more interested to participate in such surveys. Third, because the survey did not allow free text entry in the questionnaire responses, more in-depth analysis was not possible in some instances. Fourth, because this was a cross-sectional survey, no causal relationships or risk factors could be established regarding the development of burnout or depression. Fifth, our definition of “young” was based on the 10 years of specialist registration, which included doctors with various levels of experience and responsibilities; thus, the results might not be representative of a specific subset of doctors.
 
Conclusions
The present study showed that junior doctors in Hong Kong had a high level of burnout, and there was a high prevalence of depression among the respondents. A substantial proportion of the respondents were dissatisfied with their present job position. Future studies to determine causal factors will allow the development and implementation of specific strategies to address these problems within Hong Kong. The maintenance of well-being in junior doctors is vital for sustaining a healthy medical workforce and long-term patient care.
 
Author contributions
Concept or design: All authors.
Acquisition of data: KYH Kwan, LWY Chan, PW Cheng.
Analysis or interpretation of data: KYH Kwan, LWY Chan, PW Cheng.
Drafting of the manuscript: KYH Kwan.
Critical revision of the manuscript for important intellectual content: All authors.
 
Conflicts of interest
The authors have no conflicts of interest to disclose.
 
Acknowledgement
The authors thank all members of the Young Fellows Chapter of the Hong Kong Academy of Medicine for their active participation in this study; the secretariat and staff of the Hong Kong Academy of Medicine and its Hong Kong Jockey Club Innovative Learning Centre for Medicine for their administrative and information technology support; and the Council of the Hong Kong Academy of Medicine for their active support, encouragement, and funding of the coupons. The authors especially thank Dicken CC Chan for statistical assistance.
 
Funding/support
This research received no specific grant from any funding agency in the public, commercial, or not-for-profit sectors.
 
Ethics approval
This study was approved by the Institutional Review Board of The University of Hong Kong/Hospital Authority Hong Kong West Cluster (Ref No: UW 19-062).
 
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12. Rizzo R, Piccinelli M, Mazzi MA, Bellantuono C, Tansella M. The Personal Health Questionnaire: a new screening instrument for detection of ICD-10 depressive disorders in primary care. Psychol Med 2000;30:831-40. Crossref
13. Heponiemi T, Kouvonen A, Vänskä J, et al. Health, psychosocial factors and retirement intentions among Finnish physicians. Occup Med (Lond) 2008;58:406-12. Crossref
14. Taylor K, Lambert T, Goldacre M. Future career plans of a cohort of senior doctors working in the National Health Service. J R Soc Med 2008;101:182-90. Crossref
15. Benson S, Sammour T, Neuhaus SJ, Findlay B, Hill AG. Burnout in Australasian younger fellows. ANZ J Surg 2009;79:590-7. Crossref
16. Chou LP, Li CY, Hu SC. Job stress and burnout in hospital employees: comparisons of different medical professions in a regional hospital in Taiwan. BMJ Open 2014;4:e004185. Crossref
17. Creedy DK, Sidebotham M, Gamble J, Pallant J, Fenwick J. Prevalence of burnout, depression, anxiety and stress in Australian midwives: a cross-sectional survey. BMC Pregnancy Childbirth 2017;17:13. Crossref
18. Wright JG, Khetani N, Stephens D. Burnout among faculty physicians in an academic health science centre. Paediatr Child Health 2011;16:409-13. Crossref
19. Kroenke K, Spitzer RL, Williams JB. The PHQ-9: validity of a brief depression severity measure. J Gen Intern Med 2001;16:606-13. Crossref
20. Physician burnout: a global crisis [editorial]. Lancet 2019;394:93. Crossref
21. Graham J, Potts HW, Ramirez AJ. Stress and burnout in doctors. Lancet 2002;360:1975-6. Crossref
22. Thomas LR, Ripp JA, West CP. Charter on physician well-being. JAMA 2018;319:1541-2. Crossref
23. Cheng CM, Cheng M. To validate the Chinese version of the 2Q and PHQ-9 questionnaires in Hong Kong Chinese patients. HK Pract 2007;29:381-90.
24. Petrie K, Crawford J, LaMontagne AD, et al. Working hours, common mental disorder and suicidal ideation among junior doctors in Australia: a cross-sectional survey. BMJ Open 2020;10:e033525. Crossref
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28. Morrow G, Burford B, Carter M, Illing J. Have restricted working hours reduced junior doctors' experience of fatigue? A focus group and telephone interview study. BMJ Open 2014;4:e004222. Crossref
29. Oreskovich MR, Shanafelt T, Dyrbye LN, et al. The prevalence of substance use disorders in American physicians. Am J Addict 2015;24:30-8. Crossref

Total knee arthroplasty is safe for patients aged ≥80 years in Hong Kong

© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE  CME
Total knee arthroplasty is safe for patients aged ≥80 years in Hong Kong
Amy Cheung, FHKCOS, FHKAM (Orthopaedic Surgery)1; PK Chan, FHKCOS, FHKAM (Orthopaedic Surgery)1; Henry Fu, FHKCOS, FHKAM (Orthopaedic Surgery)1; MH Cheung, FHKCOS, FHKAM (Orthopaedic Surgery)2; Vincent WK Chan, FHKCOS, FHKAM (Orthopaedic Surgery)1; CH Yan, FHKCOS, FHKAM (Orthopaedic Surgery)2; KY Chiu, FHKCOS, FHKAM (Orthopaedic Surgery)2
1 Department of Orthopaedics and Traumatology, Queen Mary Hospital, Hong Kong
2 Department of Orthopaedics and Traumatology, The University of Hong Kong, Hong Kong
 
Corresponding author: Dr Amy Cheung (amyylcheung@ortho.hku.hk)
 
 Full paper in PDF
 
Abstract
Introduction: Total knee arthroplasty (TKA) is an efficacious operation that improves pain and function in patients with knee arthritis. Because of the population ageing trend in Hong Kong, there is a need to determine the safety profile of TKA in older patients. This study examined the age of patients who underwent TKA in the past 10 years in Hong Kong; the aim was to investigate the mortality safety profile and clinical outcomes of TKA in patients aged ≥80 years.
 
Methods: This study included all patients who underwent primary TKA in the Hospital Authority (HA) from 2010 to 2019. Incidences of 30-day, 90-day, and 1-year mortality were established. Clinical outcomes of patients aged ≥80 years in one cluster of HA hospitals were assessed.
 
Results: Between 2010 and 2019, 25 040 TKA procedures were conducted in all HA hospitals; 2491 were conducted in patients aged ≥80 years. The median age at operation was higher during 2015-2019 than during 2010-2014 (70 vs 69 years; P<0.001); furthermore, an increase was observed in the proportion of patients aged ≥80 years at the time of operation. Incidences of 30-day, 90-day, and 1-year mortality were 0.156%, 0.35%, and 1.09%, respectively.
 
Conclusions: In this first study to examine the safety profile of TKA in older patients in Hong Kong, the mean age at the time of TKA and proportion of patients aged ≥80 years have steadily risen in the past decade. Even in older patients, TKA is a reasonably safe procedure.
 
 
New knowledge added by this study
  • The total knee arthroplasty (TKA) caseload, mean age of patients, and proportion of patients aged ≥80 years at the time of TKA in Hong Kong has risen steadily in the past 10 years.
  • The overall mortality rate within 1 year after surgery among patients aged ≥80 years at the time of TKA was 1.09%, which is substantially lower than overall mortality rate of the older general population in Hong Kong.
  • TKA is a reasonably safe and efficacious procedure, even in patients aged ≥80 years at the time of operation.
Implications for clinical practice or policy
  • Adequate resources should be allocated towards TKA in the near future to meet the increasing needs of the ageing population.
  • When adequate perioperative assessment and management are instituted, older patients should not be advised to avoid TKA for the management of end-stage knee arthritis.
 
 
Introduction
It has been projected that, by year 2036, one in three people in Hong Kong will be aged ≥65 years.1 Because the life expectancy of the Hong Kong population consistently ranks among the highest worldwide, the medical and social needs of older individuals are expected to increase rapidly in the next few decades. The waiting time for joint arthroplasty in Hong Kong’s Hospital Authority (HA) system increased from 33 months in 20102 to 50 months in 20193, reflecting increasing demand for such procedures in our population.
 
Total knee arthroplasty (TKA) is a highly successful operation that provides substantial pain relief and functional improvement for patients with end-stage knee arthritis.4 However, in Hong Kong, there is the prevalent belief among many members of the community that older patients, particularly those aged ≥80 years, have a substantial risk of mortality after TKA. Therefore, despite substantial pain and debilitation, older patients have often avoided TKA as treatment for their knee arthritis. However, this avoidance may no longer be a reasonable approach in the era of modern arthroplasty.
 
This study examined the age of patients who underwent TKA in the past 10 years in Hong Kong. The aim of the study was to determine the mortality safety profile and clinical outcomes after TKA in patients aged ≥80 years at the time of operation.
 
Methods
All patients who underwent primary TKA between 2010 and 2019 in public hospitals operated by the HA were included in the study. Patient data were extracted from the HA Clinical Data Analyses and Reporting System. Baseline demographic characteristics (eg, age, sex, and diagnosis at the time of operation) were recorded. Patients were stratified according to age (<80 or ≥80 years) at the time of the operation. Incidences of 30-day, 90-day, and 1-year mortality after TKA, as well as the incidence of emergency readmission within 28 days after TKA, were calculated.
 
Furthermore, all patients who had undergone TKA between 2010 and 2019 in the HA’s Hong Kong West Cluster of hospitals, who were aged ≥80 years at the time of operation, were identified for inclusion in the study. The Hong Kong West Cluster comprises seven hospitals, providing a total of 3142 beds.3
 
Baseline preoperative parameters, including the Charlson Comorbidity Index (CCI),5 as well as the Knee Society Knee Score (KSKS) and Knee Society Knee Functional Assessment (KSFA) scores,6 7 were recorded. Rehabilitation outcomes, including KSKS and KSFA scores, were recorded at 1 year after surgery and at the latest follow-up.
 
For data collection and statistical analyses, SPSS (Windows version 26) was used. Age, CCI score, KSKS, and KSFA score were all non-normally distributed, according to the Kolmogorov–Smirnov test. Therefore, the Mann-Whitney U test was used to compare the median ages of patients during 2010-2014 and 2015-2019; to compare the median CCI score between older patients who died within 1 year of the operation and patients who survived; and to compare KSKS and KSFA scores before surgery and at 1 year after surgery.
 
Results
Demographics of patients undergoing total knee arthroplasty in Hong Kong between 2010 and 2019
Between 2010 and 2019, 25 040 TKA procedures were conducted in all HA hospitals. During the same period, 3835 TKA procedures were conducted in the authors’ hospital cluster. An increasing trend was observed in the number of TKA procedures each year; the yearly caseload in 2019 was more than double the yearly caseload in 2010 (Table, Fig).
 

Table. Total TKA procedures and relevant patient age data for 2010 to 2019 in the Hospital Authority of Hong Kong and in the Hong Kong West Cluster
 

Figure. Distribution of TKA procedures conducted in Hong Kong’s Hospital Authority system according to age-group
 
For all HA hospitals, the mean age (± standard deviation) at the time of operation throughout the study period was 69.4 ± 7.7 years (range, 18-94). Median age at the time of operation significantly increased from 69 years (interquartile range [IQR], 58-80) in 2010-2014 to 70 years (IQR, 59-81) in 2015-2019 (P<0.001).
 
An increase in the proportion of patients aged ≥80 years at the time of operation was observed throughout the study period (Table, Fig).
 
Safety of total knee arthroplasty in patients aged ≥80 years
Between 2010 and 2019, 2491 TKA procedures were conducted in all HA hospitals in patients aged ≥80 years. The median age at operation was 82 years (IQR, 80-84). Mortality rates within 30 and 90 days after surgery were 0.156% and 0.35%, respectively. The mortality rate within 1 year after surgery was 1.09%. In total, 5.3% of patients required emergency readmission within 28 days of TKA.
 
During the study period, 22 549 TKA procedures were conducted in all HA hospitals in patients aged <80 years. The mean age (± standard deviation) at operation was 67.9 ± 6.8 years (range, 14-79). Mortality rates at 30 days, 90 days, and 1 year after surgery were 0.047%, 0.128%, and 0.441%, respectively. In total, 4.02% of patients required emergency readmission within 28 days after surgery.
 
Between 2010 and 2019, 574 TKA procedures were conducted in patients aged ≥80 years at the time of operation in the authors’ HA hospital cluster. The mean age (± standard deviation) at operation was 82.9 ± 2.6 years (range, 80-93).
 
The mean CCI score (± standard deviation) at the time of operation was 4 ± 1.1 (range, 4-11). The CCI score was not significantly different between older patients who died within 1 year after surgery and older patients who survived beyond this time period (median: 5 vs 4; P=0.565).
 
Clinical outcomes in older patients after total knee arthroplasty
The median KSKS improved from 45 before surgery to 94 at 1 year after surgery (P<0.001). The median KSFA scores improved from 45 before surgery to 55 at 1 year after surgery (P<0.001).
 
Discussion
In the past decade in Hong Kong, the proportion of patients aged ≥80 years at the time of operation increased from 8.5% in 2010 to 11.1% in 2019. Moreover, the proportions of patients aged ≥80 years at the time of operation were 9.3% and 10.3% during 2010-2014 and 2015-2019, respectively. These proportions are higher than the values reported by Yan et al,8 who examined the demographics of TKA usage in the preceding decade (ie, 2000-2009) in Hong Kong.
 
In 2019 in Hong Kong, the mean age at the time of operation was 69.9 years; this was similar to the mean ages from studies in the United Kingdom (69 years)9 and Australia (68.5 years)10. Furthermore, the mean age at the time of the operation increased throughout the study period among all patients undergoing TKA in the HA system. This pattern has also been observed in Taiwan,11 but it contrasts with the findings in the United States and Canada, where overall decreases in mean age have been observed.12
 
Overall, the mortality rates among older patients in the present study were similar to those reported in other countries.13 14 However, the mortality rates among older patients undergoing TKA in the present study are higher than the mortality rates reported among patients of all ages undergoing TKA in the HA15 (0.1%, 0.2% and 0.7% at 30 days, 90 days and 1 year, respectively) and in other localities (0.18% within 30 days after surgery).16 Although the mean age of the overall patient cohort was not reported in the study by Lee et al,15 the mean ages of the mortality and non-mortality groups were 78 and 64 years, respectively. These are both substantially lower than the mean age at operation for the older patient group in the present study (82.8 years). Although mortality rates at 30 days, 90 days, 1 year and 5 years after surgery differed between the present study and the study by Lee et al,15 the values were generally comparable.
 
The differences in mortality risk between older and younger patients in the present study are consistent with the findings in a meta-analysis by Kuperman et al,17 who reported increased mortality in older patients after TKA. This is likely related to underlying differences in the inherent mortality risks between older and younger patients caused by age-related increases in the number of medical co-morbidities. In Hong Kong in 2018, the age-specific mortality rates for the general population aged 80 to 84 years were 5.5% and 3.2% for men and women, respectively.18 In the present study, the overall mortality rate within 1 year after surgery for the older patient cohort was 1.09%, substantially lower than the overall mortality rate of the older general population in Hong Kong. This likely reflects the stringent preoperative screening protocol used for older TKA candidates, which is intended to minimise the risk of mortality.13 15 Therefore, with careful perioperative assessment and management, mortality risk after TKA can be minimised, even in older patients.
 
Finally, the present study revealed that both KSKS and KSFA scores were significantly improved at 1 year after TKA, compared with scores before surgery. Therefore, pain, objective physical examination findings, and function in terms of walking and ability to climb stairs can be significantly improved after TKA, even in older patients. Our results support the findings in previous literature.19 20
 
An important limitation of the retrospective study design was that it did not allow us to control for confounding variables, such as differences in surgical expertise and standards of perioperative care among the centres included in this study. However, to our knowledge, this is the only study regarding the incidence of mortality after TKA among older patients in Hong Kong. The results of this study are important for our locality because they describe TKA outcomes from all HA hospitals in the past 10 years in a large cohort of patients.
 
In conclusion, this study showed that the mean age at the time of TKA has steadily risen in the past 10 years, consistent with population ageing trends in Hong Kong. Furthermore, the findings indicate that TKA is a safe and efficacious procedure, even in older patients. Therefore, provided that proper perioperative assessment and management are conducted, advanced age should not be a deterrent for TKA in the management of end-stage knee arthritis among older patients who can substantially benefit from this procedure.
 
Author contributions
Concept or design: A Cheung, CH Yan, KY Chiu.
Acquisition of data: A Cheung, PK Chan, H Fu, VWK Chan, MH Cheung.
Analysis or interpretation of data: A Cheung, PK Chan, H Fu, VWK Chan, MH Cheung.
Drafting of the manuscript: A Cheung, PK Chan, KY Chiu.
Critical revision of the manuscript for important intellectual content: A Cheung, CH Yan, KY Chiu.
 
All authors had full access to the data, contributed to the study, approved the final version for publication, and take responsibility for its accuracy and integrity.
 
Conflicts of interest
All authors have disclosed no conflicts of interest.
 
Funding/support
This research received no specific grant from any funding agency in the public, commercial, or not-for-profit sectors.
 
Ethics approval
This research has received approval from the Institutional Review Board of The University of Hong Kong/Hospital Authority Hong Kong West Cluster (Ref UW 20-161).
 
References
1. Census and Statistics Department, Hong Kong SAR Government. Hong Kong population projections for 2017 to 2066. Available from: https://www.censtatd.gov.hk/ media_workers_corner/pc_rm/hkpp2017_2066/index.jsp. Accessed 19 Mar 2020.
2. Bureau Food and Health Bureau. Legislative Council Panel on Health Services Improvement on Joint Replacement Surgeries in the Hospital Authority. 2011. Available from: https://www.legco.gov.hk/yr10-11/english/panels/hs/papers/hs0613cb2-1992-3-e.pdf. Accessed 20 Mar 2020.
3. Hospital Authority website. Available from: https://www.ha.org.hk/visitor/ha_visitor_text_index.asp?Content_ID=221223&Lang=ENG&Dimension=100. Accessed on 24 Sep 2021.
4. Pavone V, Boettner F, Fickert S, Sculco TP. Total condylar knee arthroplasty: a long-term followup. Clin Orthop Relat Res 2001(388):18-25. Crossref
5. Charlson ME, Pompei P, Ales KL, MacKenzie CR. A new method of classifying prognostic comorbidity in longitudinal studies: development and validation. J Chronic Dis 1987;40:373-83. Crossref
6. Insall JN, Dorr LD, Scott RD, Scott WN. Rationale of the Knee Society clinical rating system. Clin Orthop Relat Res 1989;(248):13-4. Crossref
7. Lingard EA, Katz JN, Wright RJ, Wright EA, Sledge CB, Kinemax Outcomes Group. Validity and responsiveness of the Knee Society Clinical Rating System in comparison with the SF-36 and WOMAC. J Bone Joint Surg Am 2001;83:1856-64. Crossref
8. Yan CH, Chiu KY, Ng FY. Total knee arthroplasty for primary knee osteoarthritis: changing pattern over the past 10 years. Hong Kong Med J 2011;17:20-5.
9. National Joint Registry. National Joint Registry 16th Annual Report 2019. Available from: https://reports.njrcentre.org.uk/portals/0/pdfdownloads/njr%2016th%20annual%20report%202019.pdf. Accessed 4 Mar 2020.
10. Australian Orthopaedic Association National Joint Replacement Registry (AOANJRR). Hip, Knee & Shoulder Arthroplasty: 2020 Annual Report. Adelaide: AOA; 2020: 1-474. Available from: https://aoanjrr.sahmri.com/annual-reports-2020. Accessed 21 Sep 2021.
11. Lin FH, Chen HC, Lin C, et al. The increase in total knee replacement surgery in Taiwan: a 15-year retrospective study. Medicine (Baltimore) 2018;97:e11749. Crossref
12. Ravi B, Croxford R, Reichmann WM, Losina E, Katz JN, Hawker GA. The changing demographics of total joint arthroplasty recipients in the United States and Ontario from 2001 to 2007. Best Pract Res Clin Rheumatol 2012;26:637-47. Crossref
13. Hunt LP, Ben-Shlomo Y, Clark EM, et al. 45-Day mortality after 467,779 knee replacements for osteoarthritis from the National Joint Registry for England and Wales: an observational study. Lancet 2014;384:1429-36. Crossref
14. Clement ND, MacDonald D, Howie CR, Biant LC. The outcome of primary total hip and knee arthroplasty in patients aged 80 years or more. J Bone Joint Surg Br 2011;93:1265-70. Crossref
15. Lee QJ, Mak WP, Wong YC. Mortality following primary total knee replacement in public hospitals in Hong Kong. Hong Kong Med J 2016;22:237-41. Crossref
16. Belmont PJ Jr, Goodman GP, Waterman BR, Bader JO, Schoenfeld AJ. Thirty-day postoperative complications and mortality following total knee arthroplasty: incidence and risk factors among a national sample of 15,321 patients. J Bone Joint Surg Am 2014;96:20-6. Crossref
17. Kuperman EF, Schweizer M, Joy P, Gu X, Fang MM. The effects of advanced age on primary total knee arthroplasty: a meta-analysis and systematic review. BMC Geriatr 2016;16:41. Crossref
18. Census and Statistics Department, Hong Kong SAR. Hong Kong Monthly Digest of Statistics: The mortality trend in Hong Kong, 1986 to 2018. 2019. Available from: https://www.statistics.gov.hk/pub/B71911FB2019XXXXB0100.pdf. Accessed 20 Sep 2021.
19. Kennedy JW, Johnston L, Cochrane L, Boscainos PJ. Total knee arthroplasty in the elderly: does age affect pain, function or complications? Clin Orthop Relat Res 2013;471:1964-9. Crossref
20. Williams DP, Price AJ, Beard DJ, et al. The effects of age on patient-reported outcome measures in total knee replacements. Bone Joint J 2013;95-B:38-44. Crossref

Multicentre study of hospitalised patients with sports- and recreational cycling–related traumatic brain injury in Hong Kong

© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE  CME
Multicentre study of hospitalised patients with sports- and recreational cycling–related traumatic brain injury in Hong Kong
Peter YM Woo, MMedSc, FRCS1; Eric Cheung, MRCS1; Fion WY Lau, MB, ChB1; Nancy WS Law, MB, ChB1; Carly KY Mak, MB, ChB1; Peony Tan, BMed MD1; Bertrand Siu, MB, BS1; Anson Wong, MB, ChB1; Calvin HK Mak, MB, BS, FRCS2; KY Chan, FRCS1; KY Yam, FRCS3; KY Pang, FRCS4; YC Po, FRCS5; WM Lui, FRCS6; Danny TM Chan, FRCS7; WS Poon, FRCS, PhD7
1 Department of Neurosurgery, Kwong Wah Hospital, Hong Kong
2 Department of Neurosurgery, Queen Elizabeth Hospital, Hong Kong
3 Department of Neurosurgery, Tuen Mun Hospital, Hong Kong
4 Department of Neurosurgery, Pamela Youde Nethersole Eastern Hospital, Hong Kong
5 Department of Neurosurgery, Princess Margaret Hospital, Hong Kong
6 Division of Neurosurgery, Department of Surgery, Queen Mary Hospital, Hong Kong
7 Division of Neurosurgery, Department of Surgery, Prince of Wales Hospital, Hong Kong
 
Corresponding author: Dr Peter YM Woo (wym307@ha.org.hk)
 
 Full paper in PDF
 
Abstract
Introduction: Cycling is associated with a greater risk of traumatic brain injury (TBI) than other recreational activities. This study aimed to investigate the epidemiology of sports-related TBI in Hong Kong and to examine predictors for recreational cycling-induced intracranial haemorrhage.
 
Methods: This retrospective multicentre study included patients diagnosed with sports-related TBI in public hospitals in Hong Kong from 2015 to 2019. Computed tomography scans were reviewed by an independent assessor. The primary endpoint was traumatic intracranial haemorrhage. The secondary endpoint was an unfavourable Glasgow Outcome Scale (GOS) score at discharge from hospital.
 
Results: In total, 720 patients were hospitalised with sports-related TBI. The most common sport was cycling (59.2%). The crude incidence of cycling-related TBI was 1.1 per 100 000 population. Cyclists were more likely to exhibit intracranial haemorrhage and an unfavourable GOS score, compared with patients who had TBI because of other sports. Although 47% of cyclists had intracranial haemorrhage, only 15% wore a helmet. In multivariate analysis, significant predictors for intracranial haemorrhage were age ≥60 years, antiplatelet medication, moderate or severe TBI, and skull fracture. Among 426 cyclists, 375 (88%) had mild TBI, and helmet wearing was protective against intracranial haemorrhage, regardless of age, antiplatelet medication intake, and mechanism of injury. Of 426 cyclists, 31 (7.3%) had unfavourable outcomes on discharge from hospital.
 
Conclusions: The incidence of sports-related TBI is low in Hong Kong. Although cycling-related head injuries carried greater risks of intracranial haemorrhage and unfavourable outcomes compared with other sports, most cyclists experienced good recovery. Helmet wearing among recreational cyclists with mild TBI was protective against intracranial haemorrhage and skull fracture.
 
 
New knowledge added by this study
  • The incidence of sports-related traumatic brain injury (TBI) is lower in Hong Kong than in other countries or regions; cycling is the sport most frequently associated with TBI.
  • A greater proportion of hospitalised patients with cycling-related TBI had intracranial haemorrhage and unfavourable functional outcomes, compared with patients who had TBI because of other sports. Risk factors for intracranial haemorrhage were older age (>60 years), antiplatelet medication intake, moderate or severe TBI, and skull fracture.
  • Only 15% of hospitalised patients with cycling-related TBI wore a helmet at the time of injury; none of the patients who died had been wearing a helmet.
  • The lack of an independent association with motor vehicle collisions suggests that recreational cycling at comparatively low speeds without protective head gear can be fatal.
Implications for clinical practice or policy
  • Cycling is becoming increasingly popular, but Hong Kong is one of the most dangerous regions in the world for cyclists in terms of fatality rate.
  • Public health policies that improve bicycle rider safety (eg, mandatory helmet legislation) should be deliberated. Although helmet wearing is protective against intracranial haemorrhage for mild TBI individuals, the rate of its adoption is low.
  • Measures to control the risk of sports-related TBI should be carefully considered when designing public health policies to promote sports engagement.
 
 
Introduction
Considerable physical and psychosocial benefits are associated with participation in sporting activities.1 2 Physical activity has been demonstrated to reduce the risks of coronary heart disease, some cancers, obesity, hypertension, and type 2 diabetes mellitus.2 3 4 5 6 Its obvious merits have prompted several national health programmes, including the health programme in Hong Kong, to promote sports to the general public.7 8 9 However, sports participation carries a risk of injury, especially traumatic brain injury (TBI). It has been estimated that 20% of all TBIs are sports-related.10 In addition, up to 20% of sports-related TBI survivors (usually adolescents or young adults) experience chronic symptoms including headache, fatigue, and cognitive and balance difficulties.11 There is a global trend of increasing sports-related TBI incidence: from 3.5 to 31.5 per 100 000 population in the past decade.12 13 Because many patients with mild TBI do not seek medical attention, these figures likely underestimate the total burden of this condition.13 Population-based studies reviewing sports-related TBI are sparse; most target specific groups of individuals (eg, professional athletes) or rely on self-reporting surveys that lack a uniform definition and comprehensive assessment of brain injury.14 For similar reasons, studies reviewing outcome predictors have also been inadequate, thus hindering the generation of meaningful conclusions to guide governmental policy initiatives.14
 
Hong Kong is highly urbanised with an established public transport system, such that cycling is mainly regarded as a recreational activity.15 16 In terms of fatality rate, Hong Kong is among the most dangerous areas for cycling, compared with other cities such as New York, the US, or countries such as France.17
 
This study was performed to document the epidemiology of sports-related TBI among patients who required inpatient care by adopting territory-wide uniform diagnostic coding criteria, clear data definitions, and systematic assessments of radiologic findings. Because cycling is a popular sport in Hong Kong, factors predictive of intracranial haemorrhage (eg, the effect of helmet use) and poor functional outcomes among cyclists hospitalised with TBI were determined.
 
Methods
Patients who required inpatient care at any Hospital Authority institution for sports-related TBI from 1 January 2015 to 31 December 2019 were reviewed. The Hospital Authority is a public health service highly subsidised by the Hong Kong SAR Government; it is responsible for 90% of inpatient bed days in the city. Patients were identified by the International Classification of Diseases, Tenth Revision, Clinical Modification code (ICD-10-CM) designation for TBI 854.0 secondary to a sports-related external cause (E codes: E006-10). Data from clinical records, operation notes, medication prescriptions, and computed tomography (CT) brain scans from a central digital imaging repository were reviewed. In particular, the type of sport played, the clinical presentation of symptoms, the Injury Severity Score (ISS), the need for neurosurgery, length of hospitalisation, and diagnosis of post-concussion syndrome were recorded. Head injury was classified into mild (presenting Glasgow Coma Scale [GCS] score, 14-15); moderate (presenting GCS score, 9-13), and severe (presenting GCS score, 3-8), in accordance with criteria established by the Neurotraumatology Committee of the World Federation of Neurosurgical Societies.18 Post-concussion syndrome was defined in accordance with ICD-10 criteria. This required a 4-week duration of symptoms from at least three categories following a traumatic loss of consciousness. The symptom categories were headache, irritability, concentration impairment, insomnia, and a preoccupation with the aforementioned symptoms. For neurosurgical patients with cycling related–TBI, the mechanism of injury and their experience level (ie, professional athlete or amateur rider) were documented. All CT scans were reviewed by an independent assessor with 6 months of neurosurgical training experience who was blinded to the patients’ clinical characteristics and outcomes. The scans were first evaluated using the Rotterdam CT score, a commonly utilised validated radiological assessment system for the prognosis of patients with TBI. The classification has four distinct elements that require the appraisal of the degree of basal cistern obliteration, degree of midline shift, the presence (or absence) of an epidural mass lesion, and the presence (or absence) of intraventricular or traumatic subarachnoid haemorrhage (Table 1). In addition, the scans were assessed for skull fractures, cerebral contusions, and acute subdural haematomas (ASDHs). The primary outcome of the study was the presence of intracranial haemorrhage on the admitting CT scan. All potential predictors were categorised into patient-related, trauma-related, and radiological factors. The secondary outcome was unfavourable functional performance, defined as a Glasgow Outcome Scale (GOS) score of 3 to 5 on discharge from the hospital (3, severe disability; 4, persistent vegetative state; and 5, death).
 

Table 1. Rotterdam CT scores for traumatic brain injury
 
Statistical analyses utilised the Chi squared test and Fisher’s exact test were used for categorical data such as patient gender or the use of antiplatelet medication. Independent-samples t test was used for continuous data such as patient age or duration of hospitalisation. Multivariate binary logistic regression was used to identify independent factors for the presence (or absence) of traumatic intracranial haemorrhage. A P value of <0.05 was considered statistically significant. Statistical analysis was conducted using SPSS (Windows version 20.0; IBM Corp, Armonk [NY], US).
 
Results
Overall characteristics of patients with sports-related traumatic brain injury during the study period
In total, 720 consecutive patients were hospitalised with sports-related TBI during the 5-year study period, and 705 (97.9%) of them were admitted under neurosurgical care. This was equivalent to a crude incidence of 1.9 per 100 000 general population. The mean (± standard deviation [SD]) age was 32 ± 19 years; 521 (72.4%) patients were adults (≥18 years) and 568 (78.9%) were male. The most common sport was cycling (59.2%), followed by football (21.3%) and basketball (7.5%) [Fig a]. On admission, most (86.1%) patients were fully conscious. Overall, 658 (91.4%) patients had mild TBI, 41 (5.7%) patients had moderate TBI, and 21 (2.9%) patients had severe TBI. Post-traumatic seizures occurred in 36 (5.0%) patients. Furthermore, 324 (45.0%) patients had a loss of consciousness and 269 (37.4%) patients experienced post-traumatic retrograde amnesia. Only 19 (2.6%) patients were taking either antiplatelet or anticoagulant medication. Extracranial injuries were sustained by 208 (28.9%) patients; among them, injuries were mainly either limb abrasions or contusions (62.1%). The median ISS was 2 (interquartile range=2-8).
 

Figure. (a) Sports played among 720 hospitalised patients diagnosed with sports-related traumatic brain injury from 2015 to 2019. (b) Histogram depicting the number of patients with head injury because of cycling (grey bars) compared with those who had head injury because of other sports (white bars), according to age-group
 
Intracranial haemorrhage was noted in 283 (39.3%) patients with TBI; 166 (23.1%) patients exhibited traumatic subarachnoid haemorrhage and 157 (21.8%) exhibited ASDH. Skull fractures were detected in 179 (24.9%) patients, with a median Rotterdam CT score of 2 (interquartile range=2-2). In total, 59 (8.2%) patients required neurosurgical intervention; 32 (54.2%) of them had good recovery with a median GOS score of 5 on discharge from the hospital and at 6 months. The mean (± SD) duration of hospitalisation was 5 ± 28 days. Among 307 (42.6%) patients in whom 6-month GOS scores could be assessed, good recovery was observed in 260 (84.7%). Post-concussion syndrome was diagnosed in 30 (6.2%) of 482 patients who attended scheduled follow-up outpatient consultations.
 
Recreational cycling-related traumatic brain injury
The crude incidence of recreational cycling-related TBI requiring hospitalisation was 1.1 per 100 000 population. A comparison was performed between cyclists with sports-related TBI and patients who had TBI because of other sports (Table 2). Cyclists were significantly older (P<0.001) [Table 2; Fig b]. Among 426 cyclists, 306 (71.8%) were male and 120 (28.2%) were female. However, the proportion of patients who were female was significantly higher among those who had TBI because of cycling (28.2%) than among those who had TBI because of other sports (10.9%; P<0.001). Cyclists were likely to exhibit more severe TBI with an almost three-fold greater risk of sustaining extracranial injury (odds ratio [OR] 2.8; 95% CI: 1.9-4.0), resulting in a higher ISS (P<0.001). Of cyclists admitted for head injury, 201 (47.2%) had intracranial haemorrhage, which was radiologically more extensive in terms of the Rotterdam CT score, compared with haemorrhage in non-cyclists (P<0.01). As a consequence, a greater proportion of cyclists had a worse GOS score on discharge from hospital (OR 2.8; 95% CI: 1.3-6.2) and at 6 months (OR 4.7; 95% CI: 2.1-10.5). The cause of death for all cyclists with 30-day mortality was severe TBI with medically refractory intracranial hypertension. Although the overall incidence was low, cyclists also had a greater risk of post-concussion syndrome (OR 2.5; 95% CI: 1.2-5.4).
 

Table 2. Comparison of baseline characteristics and outcomes between cyclists and non-cyclists with sports-related traumatic brain injury
 
Predictors for traumatic intracranial haemorrhage and poor functional outcome at discharge from hospital among cyclists
Among the 426 cyclists in this study, 128 (30.0%) experienced bicycle accidents during the weekend; 10 (2.3%) of the cyclists were professional athletes. Most cyclists (273; 64.1%) accidently fell off their bicycle on their own (ie, without colliding into another object) on level ground. Of the injuries, 103 (24.2%) were sustained when the cyclist was traveling downhill; for the 28 patients with records of self-reported velocities, the estimated mean (± SD) velocity at the moment before injury was 40 ± 15 km/h. At the time of injury, 361 (84.7%) cyclists had not been wearing a helmet. Among eight (1.9%) patients who subsequently died, none had been wearing protective head gear.
 
Risk factors for traumatic intracranial haemorrhage among cyclists are shown in Table 3. Univariate analysis identified the following risk factors: age ≥60 years, use of antiplatelet medication, involvement in a motor vehicle collision, presence of moderate to severe TBI, and skull fracture. In univariate analysis, helmet wearing was protective against intracranial haemorrhage. Multivariate logistic regression identified the following independent risk factors: age ≥60 years, antiplatelet medication intake, moderate or severe TBI, and the presence of a skull fracture. Table 4 shows independent significant predictors for unfavourable GOS score on discharge from hospital: age ≥60 years, antiplatelet intake, severe TBI, intracranial haemorrhage, and the need for neurosurgical operative intervention.
 

Table 3. Predictors for traumatic intracranial haemorrhage among cyclists
 

Table 4. Predictors for unfavourable GOS score at discharge from hospital (severe disability, vegetative state, or death) among cyclists with TBI
 
Effect of helmet use among cyclists
As shown in Table 2, 375 (88.0%) hospitalised cyclists had mild TBI, whereas only 36 (8.5%) cyclists had moderate TBI and 15 (3.5%) had severe TBI. No protective effect of helmet use was noted in terms of reducing TBI severity across these GCS-defined categories (Table 3). However, among cyclists with mild TBI, helmets were significantly protective against intracranial haemorrhage and skull fracture, regardless of age, antiplatelet medication intake, or mechanism of injury (Table 5). Although the median Rotterdam CT score was comparable between cyclists with mild TBI who did or did not wear helmets (P=0.68), significantly fewer patients with head protection had epidural haematoma or ASDH. For patients with mild TBI who had intracranial haemorrhage, this difference in radiological factors led to a significantly shorter mean (± SD) duration of hospitalisation for patients who wore helmets (2.6 ± 2.9 days), compared with patients who did not (7.1 ± 11.6 days, P<0.001). However, there was no difference in the need for neurosurgical intervention among patients with mild TBI who had intracranial haemorrhage according to head protection status (P=0.17). Similarly, unfavourable GOS scores on discharge from hospital (P=0.43) and at 6 months (P=0.71) were comparable among patients with mild TBI who had intracranial haemorrhage, regardless of head protection status (Table 5).
 

Table 5. Comparison of baseline characteristics and outcomes between helmet-wearing and non-helmet wearing cyclists hospitalised with mild TBI
 
Discussion
Balancing sports engagement with sports-related traumatic brain injury
The incidence of sports-related TBI in Hong Kong is 2 per 100 000 general population; this is lower than in other countries (eg, the US, Australia, or Italy), where the incidences range from 4 to 32 per 100 000 population.12 The lower incidence in Hong Kong is consistent with a previous finding that Hong Kong residents (especially children and adolescents) have lower physical activity and fitness levels than in other regions, according to a global evidence-based evaluation of such indicators from 49 countries.19 Considering the health benefits of an active lifestyle, there is a clear need to promote sports engagement in Hong Kong. A survey of 5701 residents performed by the Transport Department of the Hong Kong SAR Government estimated that 10% of households had bicycles available for use; moreover, 69% (4 million) of residents aged 15 years or older knew how to ride one.16 In addition, most survey respondents (73%) cycled for recreational or fitness purposes.15
 
Cycling safety outcomes in Hong Kong
Previous epidemiological studies of sports-related brain injuries revealed that cycling was one of the most frequent activities involved.10 12 20 21 In 2019, 1738 road traffic accidents involving cyclists were reported to the Hong Kong Transport Department.22 Half of these accidents (50.6%, 879/1738) occurred in recreational areas such as cycling tracks, parks, or playgrounds; eight (0.5%) patients experienced fatal injuries.22 In the past 10 years, the number of cyclist injuries in Hong Kong has increased by 5.2% per year.17 Compared with other regions worldwide, Hong Kong is one of the most dangerous areas for cycling.17 The fatality rate (per billion minutes cycled) in the city was 34, substantially higher than the rates in Stockholm, Sweden (3), France (4), and other metropolitan areas (eg, New York City [18] and Los Angeles [8]).17 These studies included riders primarily involved in commuting and the causes of death were not elucidated, but they indicate a growing need to enhance the safety of vulnerable road users.
 
To our knowledge, this is the first multicentre study to comprehensively document the outcomes of inpatients with recreational cycling-related TBI using standard assessment criteria. By comparison with patients who had TBI because of other sports, we found that cyclists in Hong Kong exhibited greater risks of more severe injury, intracranial haemorrhage, unfavourable GOS score at discharge from hospital, and post-concussion syndrome. Despite these findings, our results suggest that cycling is generally safe and hospitalised patients had a high (92.7%) likelihood of favourable functional outcomes on discharge from hospital.
 
Single-centre reviews of cycling-related injuries among various suburban districts in Hong Kong found that limb injuries were the most common form of trauma followed by head injury (10%-39% of patients).23 24 25 26 Among patients with TBI, 16% to 53% exhibited “severe” injury; however, the studies did not provide explicit definitions to qualify this categorisation, and did not describe radiological data regarding the extent of injury or the need for neurosurgical intervention.23 26 In the present study, 12% of hospitalised cyclists with head injury had moderate to severe TBI. There was also a high incidence of intracranial haemorrhage involving almost half of the patients. Both these factors were independent predictors of poor GOS score on discharge from hospital. Our results are consistent with the findings in a previous study where 75% of all cycling-related deaths were caused by severe TBI.27 The lack of an independent association with motor vehicle collisions, which constituted only a minority of injuries in this cohort, suggests that recreational cycling at comparatively low speeds can be fatal. Notably, the mechanism of injury for four (50%) of the eight recreational cyclists who died in this study was a loss of balance, followed by a fall on level ground without colliding into another object, person, or motor vehicle.
 
Helmet use: safety and legislative implications
Previous studies in Hong Kong, the most recent of which was performed >10 years ago, revealed that recreational cyclists rarely wore protective headgear (eg, frequencies of 0.2% to 2.2% among emergency department attendees).24 25 26 Our findings revealed that significantly more patients (15%) wore helmets at the time of injury. Governmental advocacy initiatives for promoting helmet wearing in recent years may have resulted in heightened public awareness regarding the risks of head trauma.28 There is little doubt that helmets are protective. In the past 30 years, several case-control and epidemiological studies have delivered compelling evidence to support the efficacy of bicycle helmet wearing in reducing the risk of life-threatening TBI.29 30 31 32 33 34 35 36 37 In a case-control prospective multicentre study of over 3000 patients, Thompson et al33 noted that helmets (irrespective of design) conferred up to a 74% reduction in TBI during accidents. A subsequent meta-analysis of five studies observed that helmets provided a 63% to 88% reduction in the risk of head, brain, and severe TBI for all ages of cyclists; this included equal levels of protection for collisions involving motor vehicles and collisions due to other causes.38 In the present study, helmet wearing did not reduce TBI severity according to our broadly predefined categories. However, among hospitalised recreational cyclists with mild head injury, helmets did provide significant protection against intracranial haemorrhage, including potentially life-threatening epidural haematomas and ASDHs, as well as skull fractures. Thus, our findings may have important public health implications with regard to introducing mandatory bicycle helmet wearing legislation in the city.
 
Whether such laws should exist is a particularly divisive issue among public health experts and interest groups.39 40 41 42 43 In Australia, a nation with all-age helmet wearing safety laws, an overall 46% decline in cyclist fatalities per 1 000 000 population has been reported, compared with the pre-legislation period.44 Similar findings were noted in New Zealand: a 67% decline in severe TBI was recorded after the introduction of helmet laws.45 In the US, a significant reduction in paediatric cyclist fatalities involving motor vehicles was observed in states with such laws.46 A meta-analysis of the effectiveness of bicycle helmet legislation revealed that it increased helmet usage, while significantly reducing head injuries and mortality.47 Several medical associations have expressed support for introducing such legislation; these include the World Health Organization, the British Medical Association, the American Medical Association, and the Royal Australasian College of Surgeons.48 49 50 51 However, critics of such compulsory policies have hypothesised that helmets could encourage risk-compensation behaviour, whereby cyclists may be more willing to engage in potentially injurious risks or for motorists to exercise less caution when encountering them.39 52 53 Other reasons for opposition include infringement on individual liberties; some public health scholars have theorised that such laws could discourage cyclists from participating in gainful physical activity.39 40 41 42 54 From a Hong Kong Transport Department survey (5701 respondents) regarding attitudes towards possible helmet law and enforcement measures, the majority of respondents (78%-90%) were in favour of introducing such legislation, especially when riding on carriageways.16 However, among respondents who knew how to ride a bicycle (3933 respondents), 23% declared they would ride less frequently if mandatory helmet wearing was required.16
 
Limitations
An inherent limitation of a retrospective study of this nature was the likely under-reporting of the number of patients with sports-related head injuries. In the only existing population-based study of TBI epidemiology that included community-based injuries, 95% were considered mild and 28% of respondents did not seek medical attention.55 Among professional or university-level athletes, under-reporting is more apparent: questionnaire surveys reveal that 31% to 78% of respondents neglected to pursue medical care despite experiencing a concussion during the preceding 12 months.56 57 At the emergency department level, no territory-wide TBI registry exists in Hong Kong; moreover, diagnostic coding to facilitate data retrieval is typically not performed after consultations. Therefore, we could only identify hospitalised patients with sports-related TBI by means of an administrative database that utilised the ICD-10 coding system. However, the validity of such administrative data for research has been questioned.58 Studies have shown significantly lower TBI rates among young adults, men, and patients with less severe injuries when the ICD system was utilised, compared with thorough medical record review.59 Analysis of a population-based TBI sample showed that only 19% of individuals were assigned a TBI-related diagnostic ICD code.60 In addition, a degree of selection bias may have existed because some non-hospitalised helmet-wearing cyclists with mild head injury may have been discharged from the emergency department, mitigating the protective effects of helmet use. This may explain why no considerable differences in outcomes were detected for patients with moderate or severely injured patients. Despite the low rate of helmet use among recreational cyclists (15%), significant protective effects were detected among mildly injured patients with regard to intracranial haemorrhage and skull fracture. This limited participant identification approach also allowed for a pragmatic review of patients with clinically significant TBI who were hospitalised following evaluation by an emergency care physician. Computed tomography scans are generally performed only for hospitalised patients with head injury in our public healthcare system; this approach offered an opportunity to evaluate imaging data for intracranial haemorrhage. Because the ICD coding system for traumatic intracranial haemorrhage reportedly has high sensitivity and specificity (both >80%),59 we adopted this coding outcome as the study’s primary endpoint. Another important limitation was the definition of mild TBI, which affected most patients in this study. The definitions offered by several authorities range from conventional GCS-based criteria such as the US Centers for Disease Control and Prevention,61 and the American College of Surgeons62 to additional symptoms of confusion, memory impairment, transient loss of consciousness, and irritability proposed by the World Health Organisation and the American Congress of Rehabilitation Medicine.18 63 64 A better delineation of these symptoms would have enhanced the identification of patients with “high-risk” mild TBI; however, because these relevant symptoms were often not systematically documented in most medical records retrieved in our study, we used GCS-based criteria to reduce the overall rate of underdiagnosis. Using GOS score on discharge from hospital as a secondary study endpoint, we found that only 31 (7%) patients had unfavourable outcomes. Although statistically significant predictors for TBI were identified, the wide confidence intervals for these predictors suggest that the sample size was insufficient to draw robust conclusions. Finally, we could only retrospectively assess GOS score as a fundamental measure of functional outcome. More sensitive instruments (eg, the extended GOS or the Sport Concussion Assessment Tool65 66) might have been better for assessing the psychosocial and cognitive aspects of TBI, considering that a large proportion of mildly injured cyclists had intracranial haemorrhage.
 
Conclusions
The incidence of sports-related TBI in Hong Kong is low and cycling is the most frequently associated activity. Almost half of hospitalised recreational cyclists sustained intracranial haemorrhage. Compared with patients who had head injury because of other sports, cyclists are more likely to experience severe consequences. There is evidence that helmet use offers protection against intracranial haemorrhage and skull fracture among cyclists with mild head injury. Cycling is a safe physical activity, but further legislative measures should be introduced to promote and protect the welfare of individuals enjoying this sport.
 
Author contributions
Concept or design: PYM Woo, E Cheung.
Acquisition of data: PYM Woo, E Cheung, FWY Lau, NWS Law, CKY Mak, P Tan, B Siu, A Wong.
Analysis or interpretation of data: PYM Woo, E Cheung, CKY Mak.
Drafting of the manuscript: All authors.
Critical revision of the manuscript for important intellectual content: All authors.
 
All authors had full access to the data, contributed to the study, approved the final version for publication, and take responsibility for its accuracy and integrity.
 
Conflicts of interest
All authors have disclosed no conflicts of interest.
 
Declaration
This research has not been presented or published in any form prior to submission.
 
Funding/support
This research received no specific grant from any funding agency in the public, commercial, or not-for-profit sectors.
 
Ethics approval
This study was approved by the Kowloon Central Cluster/Kowloon East Cluster research ethics committee (Ref KCC/KEC-2020-0331). All patients were treated in accordance with the Declaration of Helsinki. Informed consent was obtained from either the patient, next-of-kin, or their legal guardian.
 
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