Prognostic implication of the neoadjuvant rectal score and other biomarkers of clinical outcome in Hong Kong Chinese patients with locally advanced rectal cancer undergoing neoadjuvant chemoradiotherapy

Hong Kong Med J 2022 Jun;28(3):230–8  |  Epub 7 Jun 2022
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Prognostic implication of the neoadjuvant rectal score and other biomarkers of clinical outcome in Hong Kong Chinese patients with locally advanced rectal cancer undergoing neoadjuvant chemoradiotherapy
Sandy SK Ho, FHKAM (Medicine), FHKCP1 #, Sophie SF Hon, FRCSEd (Gen)2 #; Esther Hung, FHKCR, FHKAM (Radiology)3; Janet FY Lee, FRCSEd (Gen)4; Frankie Mo, PhD5; Macy Tong, FHKCR, FHKAM (Radiology)5; Cathy So, MBChB5; Simon Chu, FRCSEd (Gen)4; Dennis CK Ng, FRCSEd (Gen)6; Daisy Lam, FHKCR, FHKAM (Radiology)7; Carmen Cho, FHKCR, FHKAM (Radiology)3; Tony WC Mak, FRCSEd (Gen)4; Simon SM Ng, FRCSEd (Gen)4; Kaori Futaba, FRCS (Eng)4; Joyce Suen, FHKCR, FHKAM (Radiology)7; KF To, FHKCPath, FHKAM (Pathology)8; Anthony WH Chan, FHKCPath, FHKAM (Pathology)8; William WK Yeung, FHKCR, FHKAM (Radiology)9; Brigette BY Ma, FRACP, MD5
1 Department of Medicine and Geriatrics, Princess Margaret Hospital, Hong Kong
2 Department of Surgery, Alice Ho Miu Ling Nethersole Hospital, Hong Kong
3 Department of Imaging and Interventional Radiology, Prince of Wales Hospital, Hong Kong
4 Department of Surgery, Prince of Wales Hospital, Hong Kong
5 State Key Laboratory in Translational Oncology in South China, Sir YK Pao Centre for Cancer, Department of Clinical Oncology, Prince of Wales Hospital, The Chinese University of Hong Kong, Hong Kong
6 Department of Surgery, North District Hospital, Hong Kong
7 Department of Clinical Oncology, Prince of Wales Hospital, Hong Kong
8 Department of Anatomical and Cellular Pathology, The Chinese University of Hong Kong, Hong Kong
9 Private Practice
# Co-first authors
 
Corresponding author: Prof Brigette BY Ma (brigette@clo.cuhk.edu.hk)
 
 Full paper in PDF
 
Abstract
Background: Neoadjuvant chemoradiotherapy is a standard treatment for locally advanced rectal cancer, for which pathological complete response is typically used as a surrogate survival endpoint. Neoadjuvant rectal score is a new biomarker that has been shown to correlate with survival. The main objectives of this study were to investigate factors contributing to pathological complete response, to validate the prognostic significance of neoadjuvant rectal score, and to investigate factors associated with a lower neoadjuvant rectal score in a cohort of Hong Kong Chinese.
 
Methods: Data of patients with locally advanced rectal cancer who received neoadjuvant chemoradiotherapy from August 2006 to October 2018 were retrieved from hospital records and retrospectively analysed.
 
Results: Of 193 patients who had optimal response to neoadjuvant chemoradiotherapy and surgery, tumour down-staging was the only independent prognostic factor that predicted pathological complete response (P<0.0001). Neoadjuvant rectal score was associated with overall survival (hazard ratio [HR]=1.042, 95% confidence interval [CI]=1.021-1.064; P<0.0001), disease-free survival (HR=1.042, 95% CI=1.022-1.062; P<0.0001), locoregional recurrence-free survival (HR=1.070, 95% CI=1.039-1.102; P<0.0001) and distant recurrence-free survival (HR=1.034, 95% CI=1.012-1.056; P=0.002). Patients who had pathological complete response were associated with a lower neoadjuvant rectal score (P<0.0001), but pathological complete response was not associated with survival. For patients with intermediate neoadjuvant rectal scores, late recurrences beyond 72 months from diagnosis were observed.
 
Conclusion: Neoadjuvant rectal score is an independent prognostic marker of survival and disease recurrence in a cohort of Hong Kong Chinese patients who received neoadjuvant chemoradiotherapy for locally advanced rectal cancer.
 
 
New knowledge added by this study
  • Neoadjuvant rectal (NAR) score is a validated prognostic marker of survival for patients with locally advanced rectal cancer. A lower NAR score is associated with subsequent achievement of pathological complete response to neoadjuvant chemoradiotherapy for locally advanced rectal cancer.
  • Although pathological complete response is a surrogate endpoint of survival in clinical trials of neoadjuvant therapy for locally advanced rectal cancer, the present study failed to confirm this in a cohort of Chinese patients.
Implications for clinical practice or policy
  • The NAR score should be incorporated as a study endpoint in clinical trials of neoadjuvant therapy for Chinese patients with locally advanced rectal cancer.
  • The NAR score should be prospectively evaluated as a prognostic indicator in identifying patients who might benefit from more intensive adjuvant treatment.
  • Moreover, the results of the present study suggest that longer follow-up for ≥72 months may be needed for patients with intermediate NAR scores.
 
 
Introduction
Early-stage rectal cancer is primarily treated with total mesorectal excision surgery, while ‘high-risk’ rectal cancers can be treated with neoadjuvant short-course radiotherapy alone or concurrent chemotherapy and long-course radiotherapy (neoadjuvant chemoradiotherapy; NCRT).1 High-risk rectal cancer is defined as the presence of T3 or T4 disease, node-positive disease, the presence of close or involved circumferential resection margin CRM) by staging magnetic resonance imaging (MRI) and/or low-lying tumours involving the anal sphincters.1 Randomised phase III trials have shown that neoadjuvant is more effective than adjuvant chemoradiotherapy, as it can improve disease-free survival (DFS), local tumour control, sphincter preservation and has better treatment compliance with fewer adverse drug effects.2 3 4 Furthermore, the addition of 5-fluorouracil (5FU) to neoadjuvant radiotherapy has been shown to be more effective than radiotherapy alone with higher rates of pathological complete response (pCR) and lower local relapse rate.5
 
Historically, NCRT has been associated with 15% to 27% pCR rates that have been associated with progression-free survival and overall survival (OS).6 Other prognostic markers such as the presence of tumour down-staging in terms of T stage and N stage,7 tumour regression grading based on pathological and radiological criteria6 8 and CRM status9 have all been evaluated in clinical studies and correlated with predict survival and risk of cancer recurrence. However, a recently published meta-analysis has failed to show pCR rate as a significant surrogate marker of 5-year OS—an important primary endpoint in randomised trials, in patients with locally advanced rectal cancer (LARC) undergoing NCRT.10 Therefore, a new endpoint known as the neoadjuvant rectal (NAR) score has been developed as a prognostic factor and study endpoint for clinical research in LARC. This is a composite endpoint consisting of both clinical and pathological information on T stage and N stage obtained before and after NCRT and has been validated in prospective clinical trials in Western populations.11 12 The NAR score has also been shown to better predict OS in clinical trials on rectal cancer than pCR.11
 
The primary objective of the present study was to validate the prognostic significance of NAR score and pCR in a cohort of Hong Kong Chinese patients with LARC in terms of OS, DFS, locoregional recurrence-free survival (LRFS) and distant recurrence-free survival (DRFS). The second objective was to investigate associations between NAR score (or pCR) and known prognostic factors such as CRM status, tumour location, extramural vascular invasion (EMVI) and other treatment-related factors. The third objective was to investigate factors that might predict a lower NAR score.
 
Methods
The data of patients with LARC who were referred to the local multidisciplinary Lower Gastrointestinal Tumour Board and then underwent NCRT at the Prince of Wales Hospital, Hong Kong, from August 2006 to October 2018 were extracted from hospital records and retrospectively evaluated. Data were also retrieved from the records of the Lower Gastrointestinal Tumour Board meetings and the surgical new case database from the Prince of Wales Hospital.
 
Patient selection
Eligible patients had histologically confirmed LARC as defined by the presence of T3 or T4 tumour; or node-positive disease, and/or the presence of threatened CRM, and/or low-lying tumours involving the anal sphincters. All eligible patients underwent MRI and whole-body computed tomography (CT) scan staging before and after NCRT. Patients were excluded from the study who had distant metastasis at the time of diagnosis; who were not fit for NCRT or surgery due to poor performance status and/or presence of serious medical co-morbidities; or who had not completed the full course of NCRT.
 
Outline of oncological treatment, surgery, magnetic resonance imaging and pathological examination
All treatment decisions were jointly made by the Lower Gastrointestinal Tumour Board. At baseline, all patients underwent MRI staging and also systemic staging with contrast CT scan and/or positron emission tomography–CT imaging. Magnetic resonance imaging staging was determined by MRI radiologists and reported in a standardised format that contained information on T stage and N stage, presence of EMVI, CRM status and tumour regression grade response criteria.13 For patients with MRI reports which did not contain the relevant data, the MRI scans were assessed retrospectively in order to obtain the study information.
 
All patients were treated according to the institutional radiotherapy protocol at the Prince of Wales Hospital, as represented by a long-course pelvic radiotherapy up to a total dose of 45 Gy at 1.8 Gy per day, five fractions per week for 5 weeks with boost 5.4 Gy at 1.8 Gy per day for three fractions. The majority of patients received concurrent chemotherapy with bolus intravenous 5FU and leucovorin that were given at week 1 and week 5 of radiotherapy, followed by adjuvant chemotherapy with 5FU and leucovorin or oxaliplatin-based chemotherapy.14 Some patients also received neoadjuvant (modified) FOLFOXIRI regimen followed by concurrent capecitabine during pelvic radiotherapy as part of a prospective clinical trial.15 All patients underwent total mesorectal excision surgery with curative intent, and pathologists at the New Territories East Cluster–affiliated hospitals performed pathological examination on all the resected surgical specimens. The presence of pCR was defined as the resolution of all tumour cells in all resected tissues including the lymph nodes.
 
Collection of clinical and radiological data
The following data were collected: age, sex, location of tumour from anal verge (defined as the endoscopic distance from anal verge as ‘low’ [0-5 cm], ‘mid’ [5-10 cm], ‘high’ [>10 cm]), tumour histology, neoadjuvant and adjuvant chemotherapy and the overall TNM (tumour, node, and metastasis) stage, as defined by the American Joint Committee on Cancer, 8th version. The date at histological diagnosis, cancer progression, locoregional and/or distant recurrence and the date of last follow-up examination or death were collected.
 
Pre- and post-treatment MRI data were collected: T stage (T2, T3 or T4), N stage (node positive or node negative), CRM (non-involved margin is defined as ≥2 mm; involved margin is defined as <2 mm from the anticipated surgical margin). The presence of EMVI was determined in the MRI scans of 152 patients.
 
Calculation of neoadjuvant rectal score
The NAR score was calculated according to the Valentini’s nomograms for survival based on the following formula16:
 
NAR = [5pN−3(cT−pT)+12]2 / 9.61,
 
where cT = clinical T stage before NRCT; pN = pathological nodal stage after NCRT and surgery; and pT = pathological T stage after NCRT and surgery.
 
The relationship between NAR scores and clinical outcome were analysed with NAR score as a continuous variable (24 discrete scores by the nomograms)16 or in groups based on previous studies.12 17 The NAR scores were grouped as: ‘low’ (NAR score <8), ‘intermediate’ (NAR score 8-16), and ‘high’ (NAR score >16), as previously published in the National Surgical Adjuvant Breast and Bowel Project ‘R-04’ trial,11 or in quartiles according to the ‘FORWARC’ study.17
 
Statistical analysis
Overall survival was defined from the time of diagnosis to the time of death from any cause. Survival time will be censored at the last date the patient is known to be alive. Disease-free survival was defined from the time of diagnosis of rectal cancer to the time of disease recurrence and death from any cause. Locoregional recurrence-free survival was measured from the date of diagnosis to the date of locoregional recurrence and death from any cause. Distant recurrence-free survival was measured from the date of diagnosis to the date of distant metastasis and death from any cause.
 
Statistical analysis was performed using the SPSS (Window version 26; IBM Corp, Armonk [NY], United States). The Chi squared or Fisher’s exact test was used for analysing categorical variables, t test for continuous variables and logistic regression was used to analyse the relationship between continuous variables and disease recurrence. Time-to-event endpoints include OS, DFS, LRFS and DRFS were estimated using the Kaplan–Meier method and compared using the log-rank test. Cox proportional hazards model was used to evaluate any interaction between time-to-event endpoints and important covariates. The multivariable Cox regression with stepwise selection method was used to study NAR score and other prognostic factors. A value of P<0.05 was considered significant. The correlation between pCR and important covariates was obtained by using logistic regression. The odds ratio and the corresponding 95% confidence interval (CI) will be given.
 
Results
A total of 209 patients were found to be eligible, 16 of whom had suboptimal response to NCRT as defined by one or more of the following factors: persistently positive CRM, absence of significant tumour regression on MRI, or frank radiological progression (Fig 1). These patients were treated with consolidation chemotherapy after NCRT and of whom eight patients responded and underwent surgery with curative intent. The characteristics of the remaining 193 patients who had optimal response after NCRT had a mean age of 62 years, with a male and female ratio of 2.94:1 (Table 1). The median follow-up duration for all patients was 47.7 months (range, 42.7-53.5).
 

Figure 1. Flowchart showing selection of patients
 

Table 1. Patient characteristics and associations between clinical factors and the rate of pCR in 193 patients who underwent neoadjuvant chemoradiotherapy and total mesorectal excision surgery
 
Prognostic significance of the neoadjuvant rectal score–survival rates
 
When the NAR score was analysed as 24 discrete scores by Valentini’s nomograms,16 it was found to be associated with OS (hazard ratio [HR]=1.042, 95% CI=1.021-1.064; P<0.0001), DFS (HR=1.042, 95% CI=1.022-1.062; P<0.0001), LRFS (HR=1.070, 95% CI=1.039-1.102; P<0.0001) and DRFS (HR=1.034, 95% CI=1.012-1.056; P=0.002).
 
To evaluate the effect of NAR score on survival rates, patients were arbitrarily divided into three groups according to NAR score: low (score <8; n=50), intermediate (score 8-16; n=99) and high (score >16; n=44) [Table 2]. There was a significant difference among the OS curves of low, intermediate, and high NAR score groups (P=0.004, Fig 2). Similarly, there was a significant difference among the DFS rates of the low, intermediate, and high NAR score groups (P<0.0001, Fig 3). The DFS was lower for the intermediate NAR score group than for the low NAR score group (HR=4.50, 95% CI=1.35-14.95; P=0.014), whereas the risk of progression was higher for the high NAR score group than for the low NAR score group (HR=8.14, 95% CI=2.40-27.65; P=0.001).
 

Table 2. Survival analysis with patients stratified into three groups according to NAR score: low (<8); intermediate (8-16); and high (>16)
 

Figure 2. Kaplan–Meier curves showing overall survival of low (blue), intermediate (red), and high (green) NAR score groups
 

Figure 3. Kaplan–Meier curves showing disease-free survival of low (blue), intermediate (red), and high (green) NAR score groups
 
There was a significant difference among the LRFS rates of the low, intermediate, and high NAR score groups as shown in Figure 4 (P=0.002). Similarly, as shown in Figure 5, the DRFS rates of the three NAR score groups showed a statistical difference (P=0.013). The intermediate NAR score group had a lower DRFS than the low NAR score group (HR=4.04, 95% CI=1.21-13.50; P=0.023), while the high NAR score group had a higher risk of distant recurrence than the low NAR score group (HR=5.65, 95% CI=1.61-19.84; P=0.007).
 

Figure 4. Kaplan–Meier curves showing locoregional recurrence-free survival of low (blue), intermediate (red), and high (green) NAR score groups
 

Figure 5. Kaplan–Meier curves showing distant recurrence-free survival low (blue), intermediate (red), and high (green) NAR score groups
 
Multivariate analysis of neoadjuvant rectal score and other prognostic factors
The NAR score was an independent prognostic factor for OS, DFS, LRFS and DRFS, irrespective of whether NAR score was analysed as a continuous variable or in groups of low, intermediate, and high NAR score (Tables 3 and 4). Other prognostic markers, such as age and MRI T stage, were predictive of OS, DFS and DRFS. The MRI tumour down-staging after NCRT was an independent prognostic factor for OS, DFS and LRFS. This study further evaluated the prognostic factors that might predict a low NAR score in subgroups of patients after NCRT. Of all the prognostic factors evaluated, only pCR was associated with a lower NAR score (NAR score ≤8 or >8) [Table 5].
 

Table 3. Multivariate analysis of prognostic factors (NAR score as continuous variable)
 

Table 4. Multivariate analysis of prognostic factors (NAR score in three groups)
 

Table 5. Prognostic factors that associated with a lower NAR score
 
Prognostic factors that predict pathological complete response after neoadjuvant chemoradiotherapy
In the 193 patients who had pCR to NCRT and surgery, MRI tumour down-staging was the only prognostic factor which was associated with the rate of pCR (P<0.0001) [Table 1].
 
Discussion
In the present study, NAR score was found to be a more power prognostic factor than pCR. Furthermore, patients who achieved pCR post NCRT tend to have lower NAR scores. Furthermore, the results of the present study indicate significant differences in the rates of OS, DFS, LRFS and DRFS among patients with low, intermediate, and high NAR scores in a Hong Kong Chinese population, which is consistent with observations from a study in Western populations.12 Several interesting observations can be made in the survival rates among the low, intermediate, and high NAR score groups. The DFS and DRFS curves of the intermediate and high NAR score groups (Figs 3 and 5) crossed over around the 1-year mark, demonstrating that survival of the intermediate group was initially inferior to the high NAR score group. This trend might be explained by an imbalance in the sample size of patients were in the intermediate NAR score group (n=99) compared with the high NAR score group (n=44) [Fig 1]. The recurrence rate in the low NAR score group reached a plateau at around 3 years, whereas in the intermediate NAR score group, late recurrences (especially distant recurrence) could occur well over 72 months after diagnosis. Therefore, this study suggests that longer follow-up duration for a period beyond 72 months may be needed for the intermediate NAR score group. This is in contrast to the recommendation in the European Society of Medical Oncology guideline which suggests a follow-up duration of up to 60 months.18
 
In this study, the NAR score (not pCR) was found to be an independent prognostic marker for survival and disease recurrence. It is possible that NAR score could better reflect the magnitude and dynamics of tumour regression over time, whereas pCR could give only dichotomised results observed at a single time-point after surgery.
 
There are several limitations to this retrospective study. The sample size was relatively small and there was an imbalance in the number of patients in the intermediate NAR score group compared with the other groups (Fig 1). Given the prognostic significance of MRI EMVI in LARC,19 this study included this endpoint in the multivariate analysis. However, the MRI EMVI status could not be retrieved for some patients, especially those who had MRI imaging >5 years ago when this information was not captured at the time of imaging. Furthermore, the MRI N stage was only reported as either ‘positive’ or ‘negative’ in terms of nodal involvement without specifying the exact number of suspicious nodes. The CRM status and EMVI after NCRT and surgery has been shown in previous studies to affect prognosis and alter postoperative management.20 21 However, information on these two prognostic factors could not be traced retrospectively, therefore only the pretreatment MRI CRM and MRI EMVI were included in the analysis. Nevertheless, the findings of this study are significant given the multicentre nature and also relatively long follow-up duration. Furthermore, it is consistent with the results of previous studies.12 17
 
Although NAR score is a consistent and validated prognostic marker, its determination relies on the availability of radiological and pathological assessments after surgery. In clinical practice, surgeons and oncologists have to rely heavily on MRI and/or endoscopic findings on assessing response to NRCT when making decisions on operability and preoperative consolidation chemotherapy after NRCT. Nevertheless, the NAR score is useful in the decision-making process with regard to the need for intensifying adjuvant chemotherapy and also length of follow-up duration. A study in Japan showed a benefit in administering adjuvant chemotherapy to patients with low NAR score (<16), but not in those with higher NAR score (≥16).22 Further studies are needed to individualise adjuvant chemotherapy for Chinese patients using NAR scores after NCRT for LARC. Other more novel strategies such as personalised drug testing using rectal cancer organoid platforms in studying individual response to NCRT are on the horizon.23
 
Conclusion
The NAR score is an independent prognostic marker of survival and disease recurrence in a cohort of Hong Kong Chinese patients who received NCRT for LARC.
 
Author contributions
Concept or design: BBY Ma, SSK Ho, SSF Hon.
Acquisition of data: SSK Ho, SSF Hon, E Hung, JFY Lee, M Tong, C So, S Chu, DCK Ng, D Lam, C Cho, TWC Mak, SSM Ng, K Futaba, J Suen, KF To, AWH Chan, WWK Yeung, BBY Ma.
Analysis or interpretation of data: F Mo, SSK Ho.
Drafting of the manuscript: BBY Ma, SSK Ho, SSF Hon.
Critical revision of the manuscript for important intellectual content: BBY Ma, SSK Ho, SSF Hon.
 
All authors had full access to the data, contributed to the study, approved the final version for publication, and take responsibility for its accuracy and integrity.
 
Conflicts of interest
All authors have disclosed no conflicts of interest.
 
Acknowledgement
This research was presented as a poster and abstract at the ESMO Asia Virtual Congress in 2020.
 
Funding/support
This research received no specific grant from any funding agency in the public, commercial, or not-for-profit sectors.
 
Ethics approval
This study was approved by the New Territories East Cluster–The Chinese University of Hong Kong (NTEC-CUHK) Ethics Committee (Ref NTEC-2019-0086). The requirement for patient consent was waived by the ethics board owing to the retrospective nature of the study.
 
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3. Sauer R, Liersch T, Merkel S, et al. Preoperative versus postoperative chemoradiotherapy for locally advanced rectal cancer: results of the German CAO/ARO/AIO-94 randomized phase III trial after a median follow-up of years. J Clin Oncol 2012;30:1926-33. Crossref
4. Roh MS, Colangelo LH, O’Connell MJ, et al. Preoperative multimodality therapy improves disease–free survival in patients with carcinoma of the rectum: NSABP R-03. J Clin Oncol 2009;27:5124-30. Crossref
5. Gérard JP, Conroy T, Bonnetain F, et al. Preoperative radiotherapy with or without concurrent fluorouracil and leucovorin in T3-4 rectal cancers: results of FFCD 9203. J Clin Oncol 2006;24:4620-5. Crossref
6. Maas M, Nelemans PJ, Valentini V, et al. Long-term outcome in patients with a pathological complete response after chemoradiation for rectal cancer: a pooled analysis of individual patient data. Lancet Oncol 2010;11:835-44. Crossref
7. Fokas E, Liersch T, Fietkau R, et al. Downstage migration after neoadjuvant chemoradiotherapy for rectal cancer: the reverse of the Will Rogers phenomenon? Cancer 2015;121:1724-7. Crossref
8. Fokas E, Liersch T, Fietkau R, et al. Tumor regression grading after preoperative chemoradiotherapy for locally advanced rectal carcinoma revisited: updated results of the CAO/ARO/AIO-94 trial. J Clin Oncol 2014;32:1554-62. Crossref
9. Kelly SB, Mills SJ, Bradburn DM, Ratcliffe AA, Borowski DW, Northern Region Colorectal Cancer Audit Group. Effect of the circumferential resection margin on survival following rectal cancer surgery. Br J Surg 2011;98:573-81. Crossref
10. Petrelli F, Borgonovo K, Cabiddu M, Ghilardi M, Lonati V, Barni S. Pathologic complete response and disease-free survival are not surrogate endpoints for 5-year survival in rectal cancer: an analysis of 22 randomized trials. J Gastrointest Oncol 2017;8:39-48. Crossref
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13. Sclafani F, Brown G. Extramural venous invasion (EMVI) and tumour regression grading (TRG) as potential prognostic factors for risk stratification and treatment decision in rectal cancer. Curr Colorectal Cancer Rep 2016;12:130-40. Crossref
14. Yeung WW, Ma BB, Lee JF, et al. Clinical outcome of neoadjuvant chemoradiation in locally advanced rectal cancer at a tertiary hospital. Hong Kong Med J 2016;22:546-55. Crossref
15. Lam G, Tong M, Lee J, et al. A multicenter phase II study of neoadjuvant FOLFOXIRI followed by concurrent capecitabine and radiotherapy for high risk rectal cancer: a final report. Ann Oncol 2019;30(Suppl 9):ix30-41. Crossref
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20. Goffredo P, Zhou P, Ginader T, et al. Positive circumferential resection margins following locally advanced colon cancer surgery: risk factors and survival impact. J Surg Oncol 2020;121:538-46. Crossref
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Clinical course and mortality in older patients with COVID-19: a cluster-based study in Hong Kong

Hong Kong Med J 2022 Jun;28(3):215–22  |  Epub 10 Jun 2022
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE  CME
Clinical course and mortality in older patients with COVID-19: a cluster-based study in Hong Kong
Ellen Maria YY Tam, FHKCP, FHKAM (Medicine); YK Kwan, FHKAM (Medicine), FRCP (Edin); YY Ng, FHKCP, FHKAM (Medicine); PW Yam, FHKAM (Medicine), FRCP (Glasg)
Department of Medicine and Geriatrics, Tuen Mun Hospital, Hong Kong
 
Corresponding author: Dr Ellen Maria YY Tam (ellentam123@gmail.com)
 
 Full paper in PDF
 
Abstract
Introduction: Compared with previous waves of the coronavirus disease 2019 (COVID-19) pandemic in Hong Kong, the third wave involved a greater number of frail older patients. Because local healthcare policy required hospitalisation for all older adults with COVID-19, we aimed to investigate the clinical course and outcomes in such patients.
 
Methods: This retrospective observational study included all patients aged ≥65 years who were admitted to Tuen Mun Hospital for management of COVID-19 between 1 July 2020 and 31 August 2020. We reviewed baseline characteristics, clinical presentation, laboratory results, complications, and outcomes. We also investigated the associations of age and Clinical Frailty Scale (CFS) score with in-patient mortality.
 
Results: In total, 101 patients were included (median age, 73 years); 52.5% were men and 85% had at least co-morbid chronic disease. The most common symptoms were fever (80.2%) and cough (63.4%). Fifty-two patients (51.5%) developed hypoxia, generally on day 8 (interquartile range, 5-11) after symptom onset. Of the 16 patients who required intensive care unit support, 13 required mechanical ventilation. The overall mortality rate was 16.8%. Patients aged 65-69, 70-79, 80-89, and ≥90 years had mortality rates of 9.1%, 10%, 30%, and 25%, respectively. Patients with CFS scores of 1-2, 3-4, 5-6, and ≥7 had mortality rates of 5.7%, 14.7%, 23.5%, and 40%, respectively. A linear relationship was confirmed between the two mortality trends.
 
Conclusion: Clinical deterioration was common in older patients with COVID-19; their overall mortality rate was 16.8%. Mortality increased linearly with both age and CFS score.
 
 
New knowledge added by this study
  • Clinical deterioration occurred in >50% of older patients (aged ≥65 years) with coronavirus disease 2019 (COVID-19).
  • The median time to hypoxia was 8 days after symptom onset.
  • Age and frailty each had a linear relationship with in-patient mortality.
Implications for clinical practice or policy
  • Frail older patients had less favourable COVID-19 outcomes.
  • Frailty screening should be performed universally in older adults with COVID-19 to enable early risk stratification, regardless of presenting symptoms.
 
 
Introduction
Hong Kong faced a third wave of the coronavirus disease 2019 (COVID-19) pandemic, from July to September 2020. Whereas the first two waves mainly consisted of imported cases and generally affected younger patients, the third wave mainly consisted of local cases and their respective epidemiological associations. There were multiple outbreaks in residential care homes for older adults. The overall mortality rate increased from 0.69% in late June 2020 to 2% in late October 2020.1
 
Multiple studies have shown that advanced age and co-morbidities are risk factors for mortality in patients with COVID-19.2 3 4 Observational studies focused on older patients have reported in-hospital mortality rates of 19.2% to 35.9%.5 6 However, findings in other countries might not be generalisable to Hong Kong because of considerable variations in disease surveillance, hospitalisation thresholds, and treatment guidelines worldwide. Therefore, an in-depth study of older adults with COVID-19 in Hong Kong is needed.
 
In 2020, Hong Kong had one of the highest rates of COVID-19–related hospitalisation worldwide. The local healthcare policy required hospitalisation of all patients aged ≥65 years who had COVID-19; those patients were then admitted to isolation wards, regardless of disease severity. This unique situation enabled us to perform a comprehensive review of the clinical course and outcomes of older patients with COVID-19 in Hong Kong. We compared mortality rates among age-groups and frailty levels to determine whether such factors had predictive value for survival.
 
Methods
Study design and data collection
This retrospective observational study included patients aged ≥65 years who were admitted to Tuen Mun Hospital, Hong Kong, for management of polymerase chain reaction–confirmed COVID-19 between 1 July 2020 and 31 August 2020. Cases were identified from the hospital’s Infectious Disease Team database. We excluded patients who had previously been discharged for COVID-19 and readmitted for other causes, as well as patients who had not been discharged by 31 October 2020 (ie, the date of study commencement).
 
Hospitalised cases were managed in accordance with standardised practices; routine nursing and medical care were provided under the supervision of infectious disease specialists. Each patient’s clinical data (ie, baseline characteristics, co-morbidities, clinical presentation, laboratory findings, treatment, clinical outcomes, and complications) were retrieved from electronic medical records. The 2007 version of the Clinical Frailty Scale (CFS) was used to assess frailty with scores from 1 (very fit) to 9 (terminally ill).7 The CFS scores were retrospectively derived on the basis of patient co-morbidities, premorbid mobility, and levels of function; these factors were determined using clinical notes, medical and nursing admission assessments, and allied health records. Presenting symptoms and onset dates were reported by patients or their caregivers. Chronic heart disease was defined as any ischaemic or valvular heart disease, arrhythmia, and/or heart failure. Chronic respiratory disease was defined as asthma, chronic obstructive pulmonary disease, bronchiectasis, and/or obstructive sleep apnoea. Chronic kidney disease was defined as chronic kidney disease stage ≥3a. Viral load was determined by the cycle threshold (CT) value in polymerase chain reaction analysis of specimens from the respiratory tract; this value reflected the number of amplification cycles required to produce a detectable amount of viral RNA and was inversely proportional to the viral load. Laboratory results were recorded at baseline unless otherwise specified.
 
Outcomes
Primary outcomes were the clinical course and outcomes of patients, including their clinical presentation, laboratory findings, treatment, clinical deterioration (defined as hypoxia onset, mechanical ventilation requirement, or intensive care unit [ICU] admission), complications (eg, acute kidney injury, liver impairment, superinfection, thromboembolic, and acute ischaemic events), and in-patient mortality. We compared these findings between survivors and non-survivors. Secondary outcomes were the mortality rates according to age-group and frailty level.
 
Hypoxia was defined as oxygen desaturation that resulted in a need for supplemental oxygen. In accordance with the KDIGO (Kidney Disease: Improving Global Outcomes) 2012 acute kidney injury guideline,8 acute kidney injury was defined as an increase in serum creatinine by >26.5 mmol/L within 48 hours or an increase to ≥1.5-fold above baseline, where baseline presumably occurred within the previous 7 days. Liver impairment was defined as an increase of >3-fold above the upper normal limit of serum alanine aminotransferase. Superinfection was defined as secondary bacterial, viral, or fungal infection that occurred ≥48 hours after admission.
 
Statistical analysis
Statistical analyses were performed using SPSS (Window version 22.0; IBM Corp, Armonk [NY], Unite States). All continuous variables in this study had skewed distributions using the Kolmogorov–Smirnov test and were expressed as medians with interquartile ranges (IQRs), while categorical variables were expressed as numbers with percentages (%). The Mann-Whitney U test was used to compare non-parametric continuous data between groups. As appropriate, the Chi squared test or Fisher’s exact test was used to compare categorical variables. The Cochran–Armitage trend test was used to assess mortality trends. All statistical tests were two-sided and P<0.05 was considered indicative of statistical significance.
 
Results
Study population and baseline characteristics
During the study period, 427 patients were admitted to Tuen Mun Hospital for management of COVID-19. After the exclusion of paediatric patients and adults aged <65 years (n=323), as well as older adults who had not yet been discharged by the study date (n=3), 101 patients were included in the study.
 
Baseline patient characteristics are shown in Table 1. The median age was 73 years (range, 65-96); 99% of patients were Chinese, 52.5% were men, and 28.7% were old age home residents. Furthermore, 30.7% had at least mild frailty (CFS score ≥5). Overall, 85% of the older patients had at least one co-morbid chronic disease, including hypertension (73.3%); diabetes mellitus (37.6%); hyperlipidaemia (50.5%); chronic heart (14.9%), lung (6.9%), or kidney (5.9%) diseases; stroke (15.8%); dementia (9.9%); obesity (3%); and active malignancy (3%).
 

Table 1. Baseline characteristics and clinical presentation
 
Presentation and laboratory findings
Patients were generally admitted 3 days (IQR, 1-6) after symptom onset (Table 1). Only 4% of patients were asymptomatic on admission, while only 2% of patients remained completely asymptomatic throughout the course of disease. Common presenting symptoms included fever (80.2%), cough (63.4%), sputum (37.6%), dyspnoea (17.8%), diarrhoea (11.9%), and anosmia (5%). Overall, 11.9% of patients required oxygen support on admission.
 
Laboratory findings are shown in Table 2. The median trough CT value was 16.6. Lymphopenia and hyponatraemia were common; the median trough lymphocyte count and sodium level were 0.6 × 109/L and 133 mmol/L, respectively. Elevated levels of lactate dehydrogenase, C-reactive protein, D-dimer, and ferritin were also common.
 

Table 2. Laboratory results
 
Treatment
Antiviral drugs were administered to 86.1% of patients, while antibiotics were administered to 83.2% of patients. During the study period, combined administration of lopinavir-ritonavir and interferon beta-1b was the most commonly used COVID-19-specific antiviral treatment approach. Other COVID-19 treatments (eg, systemic steroid, remdesivir, tocilizumab, convalescent plasma, and extracorporeal blood purification) were administered in accordance with each patient’s clinical indications. Systemic steroid treatment was administered to 48.5% of patients; it was mostly administered to patients who developed hypoxia. Overall, 4% of patients received convalescent plasma, 8% required renal replacement therapy, and 1% required extracorporeal membrane oxygenation.
 
Clinical outcomes and complications
Clinical deterioration occurred in more than half of the older patients. Fifty-two patients (51.5%) developed hypoxia, generally on day 8 (IQR, 5-11) after symptom onset. The outcomes of the 52 patients who developed hypoxia are shown in Figure 1; among the 16 patients who received ICU support, 13 required mechanical ventilation and six died. Three patients did not require mechanical ventilation after ICU admission; all three survived. Thirty-six patients with hypoxia were admitted to general wards because they were not candidates for ICU admission or did not require intensive care; of these 36 patients, 25 survived and 11 died. All 11 patients who died without ICU support had a do-not-resuscitate order and thus did not receive cardiopulmonary resuscitation. Among the 49 patients who did not develop hypoxia, all survived. The overall mortality rate was 16.8% (n=17); the mortality rate among patients who developed hypoxia was 32.7%. Among all ICU patients and among ICU patients who required mechanical ventilation, the mortality rates were 37.5% and 46.2%, respectively.
 

Figure 1. Overview of clinical outcomes
 
Acute kidney injury and liver impairment each occurred in 25.7% of patients (Table 3). Superinfection occurred in 17.8% of patients, while delirium occurred in 5.9% of patients. Three patients (3%) experienced thromboembolic or ischaemic events: deep vein thrombosis, acute ischaemic stroke, and acute myocardial infarction (n=1 each). The median time from admission to discharge was 18.5 days (IQR, 12-26), while the median time from admission to death was 15 days (IQR, 10-30).
 

Table 3. Outcomes and complications
 
Comparison of survivors and non-survivors
Patients who died during the index admission were older (median age, 72 vs 82 years, P=0.028) and had greater frailty (median CFS score 3 vs 5, P=0.009) [Table 1]. A higher viral load was observed in non-survivors (trough CT value 17.2 vs 15.4, P=0.005). Non-survivors also had a lower trough lymphocyte count (0.7 vs 0.4 × 109/L, P<0.001); a higher international normalised ratio (1 vs 1.1, P=0.032); and higher peak levels of creatinine kinase (117 vs 225.5 U/L, P=0.014), lactate dehydrogenase (326 vs 522 U/L, P=0.014), C-reactive protein (90.1 vs 148 mg/L, P=0.008), and procalcitonin (0.25 vs 0.28 ng/mL, P=0.004) [Table 2]. More non-survivors had acute kidney injury (15.5% vs 76.5%, P<0.001) and superinfection (13.1% vs 41.2%, P=0.006) [Table 3].
 
Impacts of age and frailty on mortality
The mortality rates in patients aged 65-69, 70-79, 80-89, and ≥90 years were 9.1% (3/33), 10% (3/30), 30% (9/30), and 25% (2/8), respectively (Fig 2). Patients who were very fit and well (CFS score 1-2) had a mortality rate of 5.7% (2/35); patients who were managing well or vulnerable (CFS score 3-4) had a mortality rate of 14.7% (5/34); patients with mild to moderate frailty (CFS score 5-6) had a mortality rate of 23.5% (4/17); and patients with at least severe frailty (CFS score ≥7) had a mortality rate of 40% (6/15) [Fig 3]. The Cochran–Armitage trend test showed that mortality linearly increased with both age (P=0.031) and CFS score (P=0.003).
 

Figure 2. Mortality rate according to age-group
 

Figure 3. Mortality rate according to Clinical Frailty Scale score
 
Discussion
As of 31 October 2020, there were >5300 COVID-19 cases in Hong Kong; the median age was 43 and the overall case fatality rate was 2%.1 Previous studies have shown that mortality is much higher among older patients. A large prospective cohort study of 20 000 hospitalised patients with COVID-19 in the United Kingdom (median age, 74 years) revealed a mortality rate of 26%.3 Another cohort study of 5700 hospitalised patients with COVID-19 in New York revealed a mortality rate of 32.7% among the 1425 patients aged >60 years.9 Because hospitalisation is required for older adults (aged ≥65 years) with COVID-19 in Hong Kong, our in-patient mortality of 16.8% can be regarded as a close approximation of the case fatality rate for this age-group; this was significantly higher than the case fatality rate in the general population. The broad hospitalisation requirement for older adults in Hong Kong may also explain the substantially lower mortality rate in this study, compared with studies in countries where only patients with severe disease were hospitalised.
 
Our findings suggest that older patients tend to have symptomatic COVID-19. Fever occurred in >80% of patients; only 2% of patients remained completely asymptomatic throughout the course of disease. A meta-analysis of 41 studies by He et al,10 which involved >50 000 patients from all age-groups, revealed that the pooled percentage of asymptomatic COVID-19 was 15.6%—this was much higher than the rate in the present study. In addition to the possible effects of age differences, the high rate of symptoms reported in this study could also be related to the early identification and active screening of high-risk patients (eg, patients who had contact with positive cases and were placed under close medical surveillance in quarantine centres).
 
We observed some differences between survivors and non-survivors in terms of baseline patient characteristics, laboratory findings, and complications. Non-survivors were significantly older and had greater frailty; they also had a higher viral load, lower lymphocyte count, higher inflammatory marker levels, and higher incidences of acute kidney injury and superinfection. Because of sample size limitations, we did not perform multivariate analyses of each factor potentially associated with mortality; however, we observed some trends. For example, death occurred in 29% of patients with at least mild frailty (CFS score ≥5) and 33.3% of patients who required supplemental oxygen on admission; these features might be early indicators of poor prognosis. Furthermore, death occurred in 50% of patients with acute kidney injury and 38.9% of patients with superinfection. Such complications could also be indicators of poor prognosis because the associated mortality rates were not negligible.
 
In this study, patients generally showed clinical deterioration on day 8 after symptom onset. This is consistent with the findings by Zhou et al2 in Wuhan, where the times from illness onset to dyspnoea and sepsis were 7 and 9 days, respectively. Additionally, the overall rate of deterioration was high among older patients, such that 51.5% developed hypoxia during the course of disease. This was comparable to the results of a study by Mostaza et al,6 in which exacerbation of dyspnoea occurred in 43% of 400 older patients. These high rates are a cause for concern because older patients with COVID-19 are reportedly more susceptible to silent hypoxia,11 12 which may be missed without close monitoring; thus, subsequent treatment may be delayed.
 
In this study, a do-not-resuscitate order had been issued for each of the 11 hypoxic patients who died after a lack of ICU support. These patients constituted 10.9% of all older patients in the study; they were substantially older and had greater frailty, both of which were contra-indications for ICU admission. The care team was able to promptly identify these patients and involve them (and/or their families) in advanced care planning. Because resources are limited during the COVID-19 pandemic, it is important to identify patients at risk of deterioration, as well as patients with poor reserve who are unlikely to survive the disease. In the early stages of the global pandemic, some countries proposed age limits for access to intensive care because of crises in their healthcare systems; such proposals created ethical dilemmas and allegations of ageism.13 14 Frailty screening was proposed to replace the age criterion for resource allocation13; accordingly, we compared its association with in-patient mortality to the association of age with in-patient mortality.
 
Frailty has been defined as an ageing-related decline in physiological reserve, which leads to increased vulnerability to stress. It has been associated with poor clinical outcomes in older adults7 15 16 and has been used to predict chest infection–related mortality.17 The CFS is a simple nine-point tool for assessing frailty. Compared with non-frail patients (CFS score 1-4), at least mild frailty (CFS score ≥5) has been independently associated with all-cause mortality in hospitalised patients.18
 
A few studies have shown a relationship between frailty and COVID-19–related mortality. In a European multicentre cohort study of in-patients with COVID-19, Hewitt et al19 found that the hazard ratio for mortality increased with increasing CFS score; compared with CFS score 1-2, the adjusted hazard ratios were 1.55 for CFS score 3-4, 1.83 for CFS score 5-6, and 2.39 for CFS score 7-9. Disease outcome was more accurately predicted by frailty than by age or co-morbidity. Moreover, mortality rates in patients with CFS scores 5-6 and ≥7 were 30.9% and 41.5%, respectively; these were broadly similar to our findings. In the United Kingdom, Brill et al20 conducted a study of very old patients with COVID-19; they found a significantly higher CFS score (but not significantly older age) among patients who died than among patients who survived. The results of both above studies are consistent with our findings.
 
In this study, we observed a substantial increase in mortality, from approximately 10% in patients aged 65-79 years to approximately 30% in patients aged 80-89 years. However, the mortality rate reached a plateau and did not increase with further increases in age. In contrast, mortality progressively increased with increasing frailty, from 5.7% in patients who were fit and well (CFS score 1-2) to 40% in patients with at least severe frailty (CFS score ≥7). Although both age and frailty had linear statistical relationships with mortality, the linearity was more pronounced for frailty. Our findings support the use of frailty screening at admission for all older patients with COVID-19; this early assessment can predict adverse outcomes, regardless of initial symptoms and disease severity. Rather than age alone, frailty and age should be considered together when making decisions about resuscitation and advanced care planning.
 
A notable strength of this study was that it provided a comprehensive overview of the clinical course and outcomes in all older patients with COVID-19, over a wide range of disease severity, because of the non-selective hospitalisation policy in Hong Kong. Because all admitted older adults were included in the study, there was no selection bias. Furthermore, because patients who had not been discharged by the study date were excluded from the study, data were available for all clinical outcomes among the included patients.
 
There were some limitations in this study. First, it had a small sample size. Tuen Mun Hospital was the only designated centre in the New Territories West Cluster in Hong Kong that provided acute care during the index admission for patients with COVID-19; it covered a population of >1 million. Although this was a cluster-based study, the sample size was small and certain statistical tests could not be performed because they were underpowered. Future multicentre or multi-cluster studies may yield more comprehensive results. Second, the CFS score was determined in a retrospective manner; it might have been limited by the availability of functional assessment data from electronic records. While assessments of patients under geriatric care are usually comprehensive, evaluations might have been incomplete for patients who were new to the Hospital Authority. To minimise potential errors, the scores were separately determined by two geriatric specialists, then stratified into four categories of CFS score. Although dedicated prospective assessments are preferable, previous studies have shown that retrospectively determined CFS scores have high precision and reliability, compared with prospectively determined scores.21 Third, some data were missing. For example, effective reporting of disease symptoms and onset might be difficult for dependent older adults; moreover, some blood tests (eg, procalcitonin, ferritin, and D-dimer) were not performed for some patients. Finally, the results of this study might not be generalisable to other countries or centres because the management of patients with COVID-19 largely depends on local practices. Hospitalisation rates, treatment thresholds, and therapeutic regimens may considerably vary around the world. Thus, our findings should be carefully interpreted and compared with the results of other studies.
 
Conclusion
Clinical deterioration was common in older patients with COVID-19. Mortality was high with respect to the overall case fatality rate. Linear relationships with mortality were observed for both age and frailty.
 
Author contributions
Concept or design: EMYY Tam, YK Kwan.
Acquisition of data: EMYY Tam, YK Kwan, YY Ng.
Analysis or interpretation of data: All authors.
Drafting of the manuscript: EMYY Tam.
Critical revision of the manuscript for important intellectual content: All authors.
 
All authors had full access to the data, contributed to the study, approved the final version for publication, and take responsibility for its accuracy and integrity.
 
Conflicts of interest
All authors have disclosed no conflicts of interest.
 
Declaration
An abstract of this study was submitted to the Hospital Authority Convention 2021.
 
Funding/support
This research received no specific grant from any funding agency in the public, commercial, or not-for-profit sectors.
 
Ethics approval
This study was approved by the New Territories West Cluster Research Ethics Committee (Ref No: NTWC/REC/20135).
 
References
1. Centre for Health and Protection, Department of Health, Hong Kong SAR Government. Latest situation on cases on COVID-19 (as of 31 October 2020). Available from: https://www.chp.gov.hk/files/pdf/local_situation_covid19_en_20201031.pdf Accessed 31 Oct 2020.
2. Zhou F, Yu T, Du R, et al. Clinical course and risk factors for mortality of adult inpatients with COVID-19 in Wuhan, China: a retrospective cohort study. Lancet 2020;395:1054-62. Crossref
3. Docherty AB, Harrison EM, Green CA, et al. Features of 20 133 UK patients in hospital with covid-19 using the ISARIC WHO Clinical Characterisation Protocol: prospective observational cohort study. BMJ 2020;369:m1985. Crossref
4. Wu Z, McGoogan JM. Characteristics of and important lessons from the coronavirus disease 2019 (COVID-19) outbreak in China: summary of a report of 72 314 cases from the Chinese Center for Disease Control and Prevention. JAMA 2020;323:1239-42. Crossref
5. Wang L, He W, Yu X, et al. Coronavirus disease 2019 in elderly patients: characteristics and prognostic factors based on 4-week follow-up. J Infect 2020;80:639-45. Crossref
6. Mostaza JM, García-Iglesias F, González-Alegre T, et al. Clinical course and prognostic factors of COVID-19 infection in an elderly hospitalized population. Arch Gerontol Geriatr 2020;91:104204. Crossref
7. Dalhousie University. Clinical Frailty Scale. Available from: https://www.dal.ca/sites/gmr/our-tools/clinical-frailtyscale. html. Accessed 31 Oct 2020.
8. Khwaja A. KDIGO clinical practice guidelines for acute kidney injury. Nephron Clin Pract 2012;120:179-84. Crossref
9. Richardson S, Hirsch JS, Narasimhan M, et al. Presenting comorbidities, and outcomes among 5700 patients hospitalized with COVID-19 in the New York City area. JAMA 2020;323:2052-9. Crossref
10. He J, Guo Y, Mao R, Zhang J. Proportion of asymptomatic coronavirus disease 2019: a systematic review and metaanalysis. J Med Virol 2021;93:820-30. Crossref
11. Tobin MJ, Laghi F, Jubran A. Why COVID-19 silent hypoxemia is baffling to physicians. Am J Respir Crit Care Med 2020;202:356-60. Crossref
12. Dhont S, Derom E, Van Braeckel E, Depuydt P, Lambrecht BN. The pathophysiology of ‘happy’ hypoxemia in COVID-19. Respir Res 2020;21:198. Crossref
13. Cesari M, Proietti M. COVID-19 in Italy: ageism and decision making in a pandemic. J Am Med Dir Assoc 2020;21:576-7. Crossref
14. Ayalon L, Chasteen A, Diehl M, et al. Aging in times of the COVID-19 pandemic: avoiding ageism and fostering intergenerational solidarity. J Gerontol B Psychol Sci Soc Sci 2021;76:e49-52. Crossref
15. Fried LP, Tangen CM, Walston J, et al. Frailty in older adults: evidence for a phenotype. J Gerontol A Biol Sci Med Sci 2001;56:M146-56. Crossref
16. Kundi H, Wadhera RK, Strom JB, et al. Association of frailty with 30-day outcomes for acute myocardial infarction, heart failure, and pneumonia among elderly adults. JAMA Cardiol 2019;4:1084-91. Crossref
17. Luo J, Tang W, Sun Y, et al. Impact of frailty on 30-day and 1-year mortality in hospitalised elderly patients with community-acquired pneumonia: a prospective observational study. BMJ Open 2020;10:e038370. Crossref
18. Bagshaw SM, Stelfox HT, McDermid RC, et al. Association between frailty and short- and long-term outcomes among critically ill patients: a multicentre prospective cohort study. CMAJ 2014;186:E95-102. Crossref
19. Hewitt J, Carter B, Vilches-Morgara A, et al. The effect of frailty on survival in patients with COVID-19 (COPE): a multicentre, European, observational cohort study. Lancet Public Health 2020;5:e444-51.
20. Brill SE, Jarvis HC, Ozcan E et al. COVID-19: a retrospective cohort study with focus on the over-80s and hospital-onset disease. BMC Med 2020;18:194. Crossref
21. Stille K, Temmel N, Hepp J, Herget-Rosenthal S. Validation of the clinical frailty scale for retrospective use in acute care. Eur Geriatr Med 2020;11:1009-15. Crossref

Outcomes of adolescents with acute lymphoblastic leukaemia

Hong Kong Med J 2022 Jun;28(3):204–14  |  Epub 14 Jun 2022
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE  CME
Outcomes of adolescents with acute lymphoblastic leukaemia
J Feng, PhD1,2; Frankie WT Cheng, MD, FHKAM (Paediatrics)3; Alan KS Chiang, PhD, FRCPCH3,4,5; Grace KS Lam, MB, BS, FHKAM (Paediatrics)3; Terry TW Chow, MB, BS, FHKAM (Paediatrics)3; SY Ha, MB, BS, FHKAM (Paediatrics)3,5; CW Luk, MB, BS, FHKAM (Paediatrics)3,6; CH Li, MB, ChB, FHKAM (Paediatrics)7; SC Ling, MB, BS, FHKAM (Paediatrics)8; PW Yau, MB, BS, FHKAM (Paediatrics)3,6; Karin KH Ho, MB, ChB, FHKAM (Paediatrics)7; Alex WK Leung, MB, ChB, FHKAM (Paediatrics)1,3,9; Natalie PH Chan, FHKAM (Pathology)10; Margaret HL Ng, MD, FHKAM (Pathology)10; CK Li, MD, FHKAM (Paediatrics)1,3,11
1 Department of Paediatrics, The Chinese University of Hong Kong, Hong Kong
2 Department of Paediatrics, The First Affiliated Hospital of Wenzhou Medical University, Wenzhou, PR China
3 Department of Paediatrics and Adolescent Medicine, Hong Kong Children’s Hospital, Hong Kong
4 Department of Paediatrics and Adolescent Medicine, The University of Hong Kong, Hong Kong
5 Department of Paediatrics and Adolescent Medicine, Queen Mary Hospital, Hong Kong
6 Department of Paediatrics and Adolescent Medicine, Queen Elizabeth Hospital, Hong Kong
7 Department of Paediatrics and Adolescent Medicine, Tuen Mun Hospital, Hong Kong
8 Department of Paediatrics and Adolescent Medicine, Princess Margaret Hospital, Hong Kong
9 Department of Paediatrics, Prince of Wales Hospital, Hong Kong
10 Department of Anatomical and Cellular Pathology, The Chinese University of Hong Kong, Hong Kong
11 Hong Kong Hub of Paediatrics Excellence, The Chinese University of Hong Kong, Hong Kong
 
Corresponding author: Prof CK Li (ckli@cuhk.edu.hk)
 
 Full paper in PDF
 
Abstract
Introduction: Compared with young children who have acute lymphoblastic leukaemia (ALL), adolescents with ALL have unfavourable disease profiles and worse survival. However, limited data are available regarding the characteristics and outcomes of adolescents with ALL who underwent treatment in clinical trials. The aim of this study was to investigate the causes of treatment failure in adolescents with ALL.
 
Methods: We retrospectively analysed the outcomes of 711 children with ALL, aged 1-18 years, who were enrolled in five clinical trials of paediatric ALL treatment between 1993 and 2015.
 
Results: Among the 711 children with ALL, 530 were young children (1-9 years at diagnosis) and 181 were adolescents (including 136 younger adolescents [10-14 years] and 45 older adolescents [15-18 years]). Compared with young children who had ALL, adolescents with ALL were less likely to have favourable genetic features and more likely to demonstrate poor early response to treatment. The 10-year overall survival and event-free survival rates were significantly lower among adolescents than among young children (77.9% vs 87.6%, P=0.0003; 69.7% vs 76.5%, P=0.0117). There were no significant differences in the 10-year cumulative incidence of relapse, but the 10-year cumulative incidence of treatment-related death (TRD) was significantly greater among adolescents (7.2%) than among young children (2.3%; P=0.002). Multivariable analysis showed that both younger and older adolescents (vs young children) had worse survival and greater incidence of TRD.
 
Conclusion: Adolescents with ALL had worse survival because they experienced a greater incidence of TRD. There is a need to investigate optimal treatment adjustments and novel targeted agents to achieve better survival rates (without excessive toxicity) among adolescents with ALL.
 
 
New knowledge added by this study
  • Compared with young children who had acute lymphoblastic leukaemia (ALL), adolescents with ALL were more likely to have a T-cell immunophenotype and less likely to have favourable genetic features (high hyperdiploidy and ETV6-RUNX1).
  • A greater proportion of adolescents with ALL had poor day 8 prednisone response and did not achieve complete remission.
  • Adolescents with ALL had worse survival and a greater incidence of treatment-related death.
Implications for clinical practice or policy
  • There is a need to investigate optimal treatment adjustments and novel targeted agents to achieve better survival rates (without excessive toxicity) among adolescents who receive paediatric ALL treatment protocols.
  • Novel targeted agents for patients with poor early response to ALL treatment may overcome treatment resistance and improve clinical outcomes.
 
 
Introduction
Despite dramatic improvement in the prognosis of paediatric acute lymphoblastic leukaemia (ALL), the age at diagnosis remains a major prognostic factor: adolescents with ALL have worse outcomes than their younger counterparts.1 2 3 4 This is partly related to differences in disease biology, such that older children with ALL more frequently have a T-cell phenotype and less frequently have high hyperdiploidy or ETV6-RUNX1 translocation.1 1 1 1 1 9 Therefore, older children constitute a distinct subgroup for which an optimal treatment strategy has not been determined. Although intensive treatment protocols for paediatric ALL reportedly improve outcomes among adolescents,3 5 10 11 12 limited data are available from East Asian countries regarding the characteristics of adolescents with ALL who underwent treatment in clinical trials.13 The National Cancer Institute criteria, used for risk stratification in most international ALL trials, define age ≥10 years as a risk factor for B-cell precursor ALL1 2 3 4 5 10 11 12 14; however, most treatment-related toxicities occur with significantly greater frequency in older adolescents (aged ≥15 years).1 2 3 4 5 10 11 12 14 To our knowledge, there is limited available information regarding the differences in clinical characteristics and long-term treatment outcomes between adolescents (younger adolescents aged 10-14 years and older adolescents aged 15-18 years) and young children (aged 1-9 years) who receive intensive paediatric treatment protocols for ALL.13 15 Additionally, because ALL is a comparatively uncommon disorder in older adolescents, specific treatment outcome data for such patients are limited. We aimed to study the territory-wide outcome of adolescents with ALL treated by uniform chemotherapy protocols in Hong Kong, and tried to identify the treatment response and toxicity profile in the adolescents, and also the causes of treatment failure in particular older adolescents who shared similar characteristics of young adults.
 
Methods
Patients
In total, 711 patients (aged 1-18 years) newly diagnosed with ALL were enrolled in consecutive clinical trials during the period from 1993 to 2015; these trials were HKALL 9316 (1993-1997, n=144), HKALL 9717 (1997-2002, n=170), ALL IC-BFM 200218 (2003-2008, n=169), CCLG-ALL 200819 (2008-2015, n=221), and EsPhALL20 (2008-2014, n=7).
 
Risk classification and treatment
Detailed treatment stratification and therapy protocols used in the five trials have been described elsewhere. Briefly, stratification in the HKALL 93, HKALL 97, and ALL IC-BFM 2002 trials was performed using the following information: initial white blood cell count, central nervous system (CNS) status, immunophenotype, age at diagnosis, molecular-genetic abnormalities (t[9;22]/BCR-ABL1, ETV6-RUNX1, t[1;19]/TCF3-PBX1, and KMT2A-rearranged), and early response to chemotherapy (day 8 prednisone response and post-induction bone marrow status). Thus, patients were stratified into three risk groups within the respective trials: standard-risk, intermediate-risk, and high-risk. In the CCLG-ALL 2008 trial, therapy stratification was performed using flow cytometry and polymerase chain reaction–based analyses of minimal residual disease (MRD).19 Definitive risk assignment (for provisional standard- or intermediate-risk cases based on presenting features) was performed after MRD evaluation during therapy. In the EsPhALL trial, patients were stratified into good and poor risk groups according to their early response to induction therapy (day 8 prednisone response and post-induction bone marrow status).
 
Statistical analysis
Characteristics were compared among age-groups using the Chi squared test or Fisher’s exact test for categorical variables; the Wilcoxon rank-sum test was used for comparisons of continuous variables. We used the following age-group definitions: young children were patients aged 1 to 9 years and adolescents were patients aged 10 to 18 years; younger adolescents were patients aged 10 to 14 years and older adolescents were patients aged 15 to 18 years. Complete remission (CR) was defined as <5% bone marrow lymphoblasts and the absence of peripheral lymphoblasts or extramedullary disease. Event-free survival (EFS) was defined as the length of time from diagnosis to the last follow-up or first event (relapse, secondary malignancy, or death from any cause). Overall survival (OS) was defined as the length of time from diagnosis to the last follow-up or death from any cause. The probabilities of EFS and OS were estimated by Kaplan–Meier analysis; they were compared between groups using the log-rank test. Time to relapse was defined as the length of time from the end of remission induction chemotherapy (for patients who achieved CR) to relapse. The cumulative incidence of relapse was estimated according to time period; death from any cause before relapse was regarded as a competing event. Time to treatment-related death (TRD) was defined as the length of time from the date of diagnosis until death from non-progressive disease. The cumulative incidence of TRD was estimated by regarding leukaemia-related death and relapse as competing risk factors. Gray’s methods were used to assess the effects of age-group on the cumulative incidences of relapse and TRD. Univariable and multivariable Cox proportional hazard regression models were used to identify predictors of survival; univariable and multivariable competing risks regression models were used to identify predictors of TRD. Predictors with P values <0.1 in univariable analyses were included in the corresponding multivariable model. All tests were two-sided, and P values <0.05 were considered statistically significant. Stata Statistical Software (version 12.0; StataCorp, College Station [TX], United States) was used for all statistical analyses. The STROBE checklist was followed to ensure standardised reporting.
 
Results
Patient characteristics
The characteristics of the 711 patients analysed in this study are shown in Table 1. There were 530 young children, 136 younger adolescents, and 45 older adolescents. Sex distribution did not differ between young children and adolescents, but the proportion of male patients tended to be higher among older adolescents. The proportion of patients with white blood cell count ≥50 × 109/L at presentation was greater among adolescents than among young children (29.8% vs 19.8%, P=0.005). The proportion of patients with a B-cell immunophenotype was greater among young children (91.3% vs 72.9%), while the proportions of patients with a T-cell immunophenotype were significantly greater among older and younger adolescents than among young children (31.1% vs 23.5% vs 7.5%, P<0.001). The incidences of CNS involvement at diagnosis (CNS2/3 status) were 11.1%, 4.4%, and 4.2% among older adolescents, younger adolescents, and young children, respectively; these values did not significantly differ (P=0.102). Concerning the karyotypes of leukaemic cells, the proportion of patients with high hyperdiploidy (≥51 chromosomes) was significantly greater among young children than among older or younger adolescents (P=0.001). ETV6-RUNX1 fusion was also significantly more common among young children (P<0.001).
 

Table 1. Patient characteristics and early treatment response parameters
 
In total, 471 patients underwent evaluations of blast count in peripheral blood after 7 days of prednisone therapy. The proportion of patients with poor prednisone response (blast count >1.0 × 109/L after 7 days of prednisone therapy) was greater among older adolescents than among younger adolescents or young children (22.9% vs 13.5% vs 6.9%, P=0.003). Additionally, the CR rate was significantly lower among older adolescents than among younger adolescents or young children (80.0% vs 92.6% vs 98.3%, P<0.001). The early death rate during induction therapy was higher among older adolescents than among younger adolescents or young children (6.7% vs 0.7% vs 1.1%, P=0.008). In total, 288 patients underwent MRD assessment at the end of remission induction; the proportion of patients with MRD ≥1% was greater among adolescents than among young children (16.7% vs 5.2%), while the proportion of patients with MRD <0.01% was lower among adolescents than among young children (47.4% vs 70.5%, P<0.001). However, MRD response did not differ between younger adolescents and older adolescents.
 
Treatments and outcomes of 45 older adolescents with lymphoblastic leukaemia
The treatments and outcomes of older adolescents with ALL are shown in the online supplementary Figure. Three patients died during induction (two had TRD and one had leukaemia-related death). Among the 36 older adolescents who achieved CR, three patients underwent allogeneic hematopoietic stem cell transplantation (HSCT) during CR1; one died of transplant-related infection, one relapsed (they achieved CR2 after salvage chemotherapy and remained in continuous CR), and one remained in continuous CR. The remaining 33 patients received only chemotherapy; 28 remained in continuous CR, one died of treatment-related infection, and five relapsed. Among the patients who relapsed, one was lost to follow-up, two died of progressive leukaemia, and two received allogeneic HSCT during CR2; one of the two transplant patients died of transplant-related infection, while the other remained in continuous CR.
 
Among the six patients who failed to achieve CR after remission induction chemotherapy, two died of progressive leukaemia, while four achieved CR after salvage chemotherapy. Among the four patients who achieved CR, three received allogeneic HSCT during CR1 and remained in continuous CR; the other patient relapsed and received allogeneic HSCT after achievement of CR2, then died of transplant-related infection. In summary, six of the 11 deaths among older adolescents were treatment-related; the main cause of TRD was infection.
 
Overall outcome analysis
The median follow-up interval (for all groups) was 12.78 years (interquartile range=6.73-19.09). Young children had significantly better 10-year OS and EFS rates, compared with adolescents (87.6% [95% confidence interval (CI)=84.4%-90.2%] vs 77.9% [95% CI=71.0%-83.4%], P=0.0003; 76.5% [95% CI=72.6%-79.9%] vs 69.7% [95% CI=62.3%-76.0%], P=0.0117; Fig 1a and b). Ten-year relapse rates were similar between young children and adolescents: 20.6% (95% CI=17.3%-24.4%) for young children vs 22.8% (95% CI=16.9%-30.4%) for adolescents (P=0.479; Fig 1c). The 10-year incidence of TRD was significantly greater among adolescents (7.2% [95% CI=4.1%-12.4%]) than among young children (2.3% [95% CI=1.2%-4.1%]) [P=0.002; Fig 1d]. Subgroup analysis revealed that OS and EFS rates, as well as cumulative incidences of relapse and TRD, were similar between younger adolescents and older adolescents (Fig 2).
 

Figure 1. Survival probability and cumulative incidences of relapse and treatment-related death (TRD) in two age-groups (young children and adolescents) of children with acute lymphoblastic leukaemia: (a) overall survival; (b) event-free survival; (c) cumulative incidence of relapse; (d) cumulative incidence of TRD
 

Figure 2. Survival probability and cumulative incidences of relapse and treatment-related death (TRD) in three age-groups (young children, younger adolescents, and older adolescents) of children with acute lymphoblastic leukaemia: (a) overall survival; (b) event-free survival; (c) cumulative incidence of relapse; (d) cumulative incidence of TRD
 
Predictors of OS and EFS are shown in Tables 2 and 3, respectively. Univariable analysis showed that both younger and older adolescent age-groups (vs young children) were associated with poor OS (P=0.003 and P=0.009). Additionally, univariable analysis showed that more recent time periods and treatment protocols (ALL IC-BFM 2002 and CCLG-ALL 2008), as well as favourable cytogenetics (high hyperdiploidy and/or ETV6-RUNX1), were significantly associated with better OS. After adjustments for parameters with P values <0.1 in univariable analysis, multivariable Cox regression analysis revealed that both younger and older adolescent age-groups remained independent predictors of OS (hazard ratio=1.79 [95% CI=1.07-3.00], P=0.026; hazard ratio=2.98 [95% CI=1.41-6.30], P=0.004). Favourable cytogenetics also remained an independent predictor of OS (P=0.002). Similarly, univariable analysis showed that the younger adolescent age-group (vs young children) was significantly associated with poor EFS (P=0.029); the older adolescent age-group (vs young children) tended to show an association with poor EFS, although this was not statistically significant (P=0.111). Upon inclusion of all parameters with P values <0.1 in univariable analysis, multivariable Cox regression analysis revealed that both younger and older adolescent age-groups (vs young children) were significantly associated with poor EFS (hazard ratio=1.57 [95% CI=1.02-2.41], P=0.039; hazard ratio=2.18 [95% CI=1.16-4.09], P=0.016).
 

Table 2. Univariable and multivariable analyses of overall survival
 

Table 3. Univariable and multivariable analyses of event-free survival
 
Predictors of the cumulative incidence of TRD are shown in Table 4. Univariable analysis showed that only younger and older adolescent age-groups (vs young children) were significantly associated with a greater incidence of TRD (hazard ratio=3.25 [95% CI=1.35-7.83], P=0.009; hazard ratio=4.50 [95% CI=1.43-14.13], P=0.010). Furthermore, favourable cytogenetics (high hyperdiploidy and/or ETV6-RUNX1) tended to show an association with lower incidence of TRD, although this was not statistically significant (P=0.088). After adjustments for parameters with P values <0.1 in univariable analysis, multivariable competing risks regression analysis revealed that both younger and older adolescent age-groups remained independent predictors of a greater incidence of TRD [hazard ratio=3.16 (95% CI=1.11-9.01), P=0.031; hazard ratio=4.69 (95% CI=1.28-17.20), P=0.020].
 

Table 4. Univariable and multivariable analyses of the cumulative incidence of treatment-related death
 
Discussion
In this retrospective study, we combined five clinical trials of paediatric ALL treatment in Hong Kong to compare characteristics and outcomes among young children, younger adolescents, and older adolescents with ALL; we specifically focused on the outcomes of older adolescents. Among the overall cohort of patients with ALL in this study, which covered a 20-year period and included 711 non-infant patients, 6.3% were older adolescents; this proportion was comparable with the findings in previous studies.1 4 8 21 22 Additionally, our results are consistent with published literature in that adolescents with ALL were more likely to have a T-cell immunophenotype and less likely to have favourable genetic features (eg, high hyperdiploidy or ETV6-RUNX1), compared with young children who had ALL.1 4 5 6 7 8 9 13 These findings are consistent with the results of previous studies conducted in Western countries.1 4 5 6 7 8 9
 
Over the past two decades, several comparative analyses have shown that adolescents with ALL experience better outcomes when they receive paediatric treatment protocols, rather than adult treatment protocols.6 10 23 24 Adult protocols for ALL (eg, hyperfractionated cyclophosphamide, vincristine, doxorubicin, and dexamethasone) only achieved 5-year OS rates of 40% to 60% in adolescents and young adults with ALL.25 Although most adult treatment programmes for ALL have evolved from the multi-agent approach used in paediatric protocols, there are some notable differences in treatment design. Paediatric ALL protocols generally use more intensive dosing of several key therapeutic agents, including corticosteroids, vincristine, asparaginase/PEG-asparaginase, and anti-metabolites (eg, methotrexate and 6-mercaptopurine); they also use more intensive and prolonged CNS prophylaxis with intrathecal chemotherapy.25 26 27 In the present study, the 10-year EFS (70.2% vs 68.6%) and OS (78.8% vs 75.4%) rates for younger and older adolescents confirm the favourable outcomes of paediatric ALL protocols for adolescents aged ≤18 years.4 13 15 21 22 28 29 30 There are some important challenges involved in the treatment of adolescents with intensive chemotherapy protocols; these include a greater frequency of treatment-related complications (eg, liver derangement and thrombosis) than in young children who receive similar treatment. Drug compliance is also challenging in adolescents; poor adherence to long-term maintenance treatment may lead to worse outcomes.31
 
Notably, the long-term OS and EFS rates remained worse in adolescents with ALL than in young children (aged 1-9 years) with ALL. Our results indicate that this difference is not related to an increased rate of relapse; it arises from an increased risk of TRD. An age-related increase in treatment-related toxicity has been reported in almost all cohorts of patients with ALL who have received paediatric treatment protocols. Most studies have shown that, compared with young children, adolescents have greater risks of severe adverse events.28 32 The use of paediatric intensive combination chemotherapy is effective for preventing relapse in adolescents with ALL, but these patients may not tolerate the toxicity of intensive multi-agent chemotherapy (eg, myeloablative allogeneic HSCT). For example, among older adolescents in the present study, the high incidence of TRD was mainly attributed to two TRDs in 45 patients who received remission induction chemotherapy, one TRD in 33 patients who received post-induction chemotherapy during CR1, and three TRDs in nine patients who received allogeneic HSCT during CR1 or CR2. Further studies are needed to identify optimal treatment adjustments that can improve toxicity profiles among adolescents with ALL who receive paediatric treatment protocols.
 
Consistent with previous findings,1 33 34 the present study showed that poor early response to treatment was more common in adolescents, a greater proportion of whom had poor day 8 prednisone response and did not achieve CR. Minimal residual disease response after induction is an important prognostic indicator of treatment failure. In our more recent treatment protocols, MRD was included in the disease monitoring. A greater proportion of adolescents had MRD ≥1% after remission induction, but the relapse rate was not greater in adolescents than in young children. Adolescents received higher intensity consolidation, reinduction, and continuation therapy; some received allogeneic HSCT during CR1. The higher intensity of post-induction treatment led to a lower relapse rate but resulted in greater treatment-related mortality; thus, the OS and EFS rates were worse in adolescents than in young children. To improve survival outcomes among adolescents with ALL, clinical trials have been initiated with a focus on new agents that might achieve better survival without excessive toxicity; these agents include the proteasome inhibitor bortezomib, as well as antibody- or cell-mediated immunotherapy (eg, rituximab, inotuzumab, blinatumomab, or tisagenlecleucel).35 36 37 38
 
This study had some limitations. First, it used a retrospective design, which might have allowed incomplete reporting bias and missing data. For example, cytogenetic information at diagnosis was missing for 172 (24.2%) of 711 patients because of culture failure or poor bone marrow blast growth. Individuals with missing data were excluded during overall outcome analyses. However, our estimates might have been biased because of this restricted statistical analysis approach.39 Second, confounding factors (eg, selection bias and enrolment bias) might have been present. For example, the distributions of high-risk ALL subgroups (eg, Ph-like ALL and early-T-precursor ALL) were not examined in our analysis because of limited data. Therefore, caution is needed when interpreting the results of this study.
 
In conclusion, our analysis of children with ALL suggested that long-term EFS and OS rates were favourable among adolescents who received intensive paediatric treatment protocols. However, ALL treatment outcomes were worse among adolescents than among young children; further optimisation is needed to reduce treatment-related mortality. Novel targeted agents for patients with poor early response to ALL treatment may overcome treatment resistance, eradicate MRD, and improve clinical outcomes.
 
Author contributions
Concept or design: CK Li.
Acquisition of data: FWT Cheng, AKS Chiang, GKS Lam, TTW Chow, SY Ha, CW Luk, CH Li, SC Ling, PW Yau, KKH Ho, AWK Leung.
Analysis or interpretation of data: J Feng, FWT Cheng, AWK Leung, NPH Chan, MHL Ng, CK Li.
Drafting of the manuscript: J Feng.
Critical revision of the manuscript for important intellectual content: FWT Cheng, AKS Chiang, GKS Lam, TTW Chow, SY Ha, CW Luk, CH Li, SC Ling, PW Yau, KKH Ho, AWK Leung, NPH Chan, MHL Ng, CK Li.
 
All authors had full access to the data, contributed to the study, approved the final version for publication, and take responsibility for its accuracy and integrity.
 
Conflicts of interest
All authors have disclosed no conflicts of interest.
 
Acknowledgement
The authors thank Ms H Wong for contributing to the data collection.
 
Funding/support
The Children’s Cancer Foundation provided technical support for data management and funding for minimal residual disease testing.
 
Ethics approval
This study was approved by The Joint Chinese University of Hong Kong-New Territories East Cluster Clinical Research Ethics Committee (CRE2008.007T).
 
References
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Teacher-to-parent communication and vision care–seeking behaviour among primary school students

Hong Kong Med J 2022 Apr;28(2):152–60  |  Epub 25 Mar 2022
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE (HEALTHCARE IN MAINLAND CHINA)
Teacher-to-parent communication and vision care–seeking behaviour among primary school students
K Du, PhD Candidate1; J Huang, PhD Candidate2; H Guan, PhD1; J Zhao, PhD1; Y Zhang, PhD Candidate1; Y Shi, PhD1
1 Center for Experimental Economics in Education, Shaanxi Normal University, Xi’an, China
2 College of Economics and Management, China Agricultural University, Beijing, China
 
Corresponding author: Dr H Guan (guanhongyu2016@163.com)
 
 Full paper in PDF
 
Abstract
Introduction: To determine the associations between teacher-to-parent communication and vision care–seeking behaviour among students.
 
Methods: This cross-sectional study included 19 934 students from 252 primary schools in two prefectures in western China. Information regarding the sampled students was collected through questionnaires and vision examinations. Eligible students with uncorrected refractive error were allocated to four groups according to whether and how parents were informed about vision problems in their children: uninformed, informed by only teachers or only students, or informed by both. The relationship between teacher-to-parent communication and vision care–seeking behaviour was analysed by multiple logistic regression.
 
Results: Among valid responses (n=2922) analysed, 42.3% (n=1235) of parents were not informed about vision problems in their children. Teacher-to-parent communication enabled 35.9% (n=1050) of parents to learn about vision problems in their children. When only teachers informed parents, the odds of students having refraction examinations (odds ratio [OR]=1.499; P=0.002) and spectacles ownership (OR=1.755; P=0.002) were significantly higher than for students in the uninformed group. When both students and teachers informed parents, the odds of students having refraction examinations (OR=5.565; P<0.001) and spectacles ownership (OR=7.935; P<0.001) were highest.
 
Conclusions: Knowledge of vision problems is an essential step in vision care for students. Teacherto- parent communication concerning vision problems is positively associated with the rate of vision care–seeking behaviour. Teacher-to-parent communication provides an important route for parents to learn about vision problems in their children.
 
 
New knowledge added by this study
  • Knowledge of vision problems is an essential step in vision care for students. More than 40% of parents were not informed by students or teachers about vision problems in their children.
  • Teacher-to-parent communication is significantly associated with students having refraction examination and spectacles ownership.
  • Teacher-to-parent communication provides an important method for parents to learn about vision problems in their children; it also reinforces the effects of students informing their parents.
Implications for clinical practice or policy
  • Policymakers should carefully consider the role of teachers in vision care for students; teacher-to-parent communication is a cost-effective way to enhance vision care–seeking behaviour among students.
  • Teachers should participate in vision care for students, at least in the form of communication with parents.
 
 
Introduction
Uncorrected refractive error is the leading cause of visual impairment among children worldwide; it affects nearly 13 million children under the age of 16 years, half of whom live in China.1 Uncorrected refractive error can lead to various broader issues if not treated in a timely manner.2 Uncorrected refractive error in school-aged children reportedly has negative effects on academic performance,3 physical and mental health, and quality of life.4 Fortunately, over 80% of refractive error can be easily and safely corrected by accurately prescribed spectacles.5 However, the correction rate in rural areas in China is very low.6 A study in 2014 revealed that in rural China, as few as one in six children needing spectacles actually wears them.7
 
The lack of vision problem awareness at the family level is an important contributing factor in the low rate of refractive correction in rural areas.8 There are two main ways for parents to learn about vision problems in their children: from the children themselves and from their teachers. Information conveyed by a teacher is more likely to receive parental attention and cause parents to take action.9 Teacher-to-parent communication (TPC) allows parents and teachers to exchange information, strengthen feelings of mutual obligation and trust, and coordinate efforts to help students thrive in terms of mental health, school engagement, and school performance.10 11
 
However, the relationship between TPC and vision care–seeking behaviour among students is not well-investigated, particularly in more realistic settings. Researchers have indicated that teachers have an important role in vision care for students. Chinese rural teachers can perform vision screening accurately for students with only moderate training.12 Teachers can help to improve the uptake of spectacles and the use of spectacles among students who participate in free spectacles distribution programmes.13 Considering the potentially important role of teachers in vision care for students, further analyses are needed regarding the interactions between TPC and vision care–seeking behaviour among students.
 
In this study, our overall goal was to identify the associations between TPC and vision care–seeking behaviour among students. Specifically, when teachers informed students’ parents that their children could not see the blackboard clearly, we assessed whether the information sharing interacted with vision care–seeking behaviour among students, including refraction examinations and spectacles ownership. To meet this goal, we had three specific objectives. First, we documented the rates of vision care–seeking behaviour in four groups, according to whether and how the parents were informed about vision problems in their children. Second, we explored the relationship between TPC and refraction examination history. Third, we investigated the association between spectacles ownership and TPC.
 
Methods
Setting
The data analysed in this study were collected in two adjacent provinces (Gansu and Shaanxi) of western China in September 2012. In each of the provinces, one prefecture that is of the province was chosen for this study: Tianshui prefecture in Gansu and Yulin prefecture in Shaanxi. For sample selection, we obtained a list of all rural primary schools in each prefecture. We randomly selected 252 townships, then randomly selected one school per township for inclusion in the study. Within each school, one class was randomly chosen in each of the fourth and fifth grades. This cross-sectional study was approved by Stanford University (No. ISRCTN03252665, registration site: http://isrctn.org).
 
Data collection
The data collected in this study included three parts: a standardised maths test, questionnaires, and a vision screening. The standardised maths test was timed (25 min) and proctored by two study enumerators at each school. Mathematics testing was conducted to reduce the effect of home learning on performance; this facilitated greater focus on classroom learning.7 We standardised the baseline maths score, such that the mean score was 0 and the standard deviation was 1.
 
Questionnaires were used to collect data from students, including grade, gender, boarding status, the main caregivers, parental education, and siblings. A parental questionnaire asked whether any family members wore spectacles and whether the parents thought spectacles were useful. Family wealth was calculated by summing the values, as reported in the China Rural Household Survey Yearbook,14 of the items on the list of 13 durable consumer goods owned by the family. A parental questionnaire asked about ownership of 13 selected items as an index of family wealth. The distance from the school to the county seat was approximated using Google Maps (Google LLC, Mountain View [CA], United States).
 
Vision care–seeking behaviour was measured via self-reporting on the questionnaires administered to students; it included refraction examination history (defined as undergoing a refraction examination in a professional institution before the day of questionnaire administration) and spectacle ownership (defined as the possession of spectacles before the day of questionnaire administration). To reduce the measurement error, we also asked these two questions to each student’s parents. Individuals with inconsistent answers were excluded from the study.
 
Teacher-to-parent communication was measured by asking parents whether they had been informed by teachers that their children could not see the blackboard clearly. Students were also asked whether they had informed their parents about their vision problems. Based on the responses to these two questions, we allocated all students with vision problems into four groups: neither teachers nor students informed parents (uninformed group), only students informed parents, only teachers informed parents, and both teachers and students informed parents (Fig).
 

Figure. Flowchart of participants in the study
 
Visual acuity assessment and refraction
After completion of the maths test and questionnaires, a two-part eye examination was administered to students by a team of qualified optometrists who followed a prescribed protocol to ensure standardisation and quality.
 
First, visual acuity screenings were administered using Early Treatment Diabetic Retinopathy Study eye charts, which are regarded as the worldwide standard for accurate visual acuity measurement.15 Visual acuity values, measured by the Early Treatment Diabetic Retinopathy Study eye charts, were transformed into logarithm of the minimum angle of resolution (logMAR) units; logMAR is one of the most commonly used continuous scales in the field of ophthalmology/optometry.3 15 Students who failed the visual acuity screening test (using a visual acuity cut-off of ≤6/12 in either eye) were enrolled in a second vision test.
 
The second vision test was conducted by a team of one optometrist, one nurse, and one staff assistant. Children with uncorrected visual acuity ≤6/12 in either eye underwent cycloplegia with up to 3 drops each of cyclopentolate 1% and proparacaine hydrochloride 0.5%. To ensure that vision problems among the students could be treated using spectacles, the students were examined via automated refraction (Topcon KR 8900; Topcon, Tokyo, Japan) and subjective refinement by a local optometrist who had previously been trained by experienced optometrists from Zhongshan Ophthalmic Center.
 
Vision problems in the students could be corrected using spectacles if they met the following criteria: first, an uncorrected (ie, without spectacles) visual acuity of ≤6/12 in either eye and refractive error within the limits associated with significantly greater improvement in visual acuity upon correction (myopia ≤-0.75 dioptres, hyperopia >=2.00 dioptres, or astigmatism [non-spherical refractive error] >=1.00 dioptres)7; second, visual acuity improvement to >6/12 in both eyes was possible with spectacles.
 
Statistical methods
Descriptive statistical analyses were performed to summarise the demographics of the students and to compare the proportions of students who had undergone refraction examination and owned spectacles among four groups by using the Chi squared test and one-way analysis of variance. Refraction examination and spectacle ownership were both regarded as dummy variables that equalled one if the corresponding behaviour had occurred before the study.
 
Multiple logistic regression was conducted to ascertain the relationship between TPC and vision care–seeking behaviour, including refraction examination history and spectacle ownership. In all regression analyses, the same covariates were controlled. Variables included standardised maths score, grade (grade 5=1), sex (male=1), boarding status (boarding at school=1), logMAR (continuous scale of visual acuity), whether parents are the main caregivers (yes=1), parental education for both mother and father (completed >=12 years of education=1), siblings (at least one sibling=1), whether any family members wear spectacles (yes=1), whether parents think spectacles are useful (yes=1), family wealth, and distance from school to the county seat. A P value of <0.05 was regarded as a statistically significant difference. All analyses were performed using Stata 14.1 (Stata Corp, College Station [TX], United States).
 
Results
Among 19 934 students in 252 schools, 4839 (24.3%) students failed the vision screening. In total, 3177 (65.7%) students in 250 schools were eligible for spectacles to improve visual acuity (two schools were excluded because no students at either school met the inclusion criteria). After the exclusion of students with missing information, the remaining 2922 students were divided into four subgroups. In our study, 42.3% (n=1235) of parents were not informed by either their children or their children’s teachers. Teacher-to-parent communication enabled 35.9% (n=1050) of parents to learn about vision problems in their children. In total, 20.2% (n=590) parents were informed only by teachers and 15.7% (n=460) were informed by both teachers and students, respectively (Fig).
 
The mean (± standard deviation) age of all students with vision problems was 10.51 ± 1.10 years (range, 8-15). Among all respondents, 1418 (48.5%) were boys and 1504 (51.5%) were girls. Most students’ main caregivers were their parents (86.4%). Other participants’ characteristics are shown in Table 1, including the comparison of characteristics among the four groups.
 

Table 1. Characteristics of children with correctable refractive error, stratified according to subgroup* (n=2922 included in subgroup analyses)
 
The rate of vision care–seeking behaviour among all students was very low. The number of students who received vision care services decreased gradually at each step. In all, 57.7% (n=1687) of parents were informed about vision problems in their children; only 32.7% (n=954) of all parents took their children for refraction examinations. Finally, only 19.2% (n=560) of students owned spectacles before the study (Table 2). The rates of vision care–seeking behaviour significantly differed among the four groups. When comparing the rates of refraction examination history and spectacle ownership among three types of informed groups with the uninformed group, we found significant differences (P<0.001) in all comparisons (Table 2). In the uninformed group, comparatively few parents took their children to receive a refraction examination and/or obtained spectacles for their children. In the group where parents were informed only by students, more children had undergone refraction examinations and/or owned spectacles than in the group where parents were informed only by teachers. When both teachers and students informed parents, the rates of refraction examinations and spectacles ownership were highest among the four groups.
 

Table 2. Vision care-seeking behaviours among subgroups of children with correctable refractive error (n=2922)
 
In the multiple logistic regression analyses of potential predictors of refraction examination, we found that information sharing (including TPC) was significantly associated with refraction examination history (Table 3). Compared with the uninformed group, the odds of students having a refraction examination was higher in each of the other three groups. When only teachers informed parents, the odds ratio (OR) was 1.499, which was lower than in the group where only students informed parents (OR=2.839). When both students and teachers informed parents, the odds of students having a refraction examination was highest (OR=5.565). Additionally, the following characteristics were significantly positively associated with refraction examination history: receiving a better maths score (P=0.031), being male (P=0.015), having a worse visual ability (P<0.001), having at least one other family member who wears spectacles (P<0.001), being in the top wealth tercile (P<0.018), and having parents who think that spectacles are useful (P<0.001) [Table 3].
 

Table 3. Multiple logistic regression analyses of potential predictors of refraction examination (n=2922)
 
Multiple logistic regression analyses were used to estimate the relationship between TPC and spectacles ownership (Table 4). Teacher-to-parent communication was significantly positively associated with spectacles ownership, regardless of whether students informed parents about their vision problems. The odds of students having spectacles ownership in the group where parents were informed by both teachers and students (OR=7.935) was almost 1.8 times that in the group where parents were informed only by students (OR=4.413). The odds of students having spectacles ownership in the group where parents were informed by students only was twice that in the group where parents were informed only by teachers (OR=1.755). Furthermore, the following characteristics were significantly positively associated with spectacles ownership: having worse visual acuity (P<0.001), having parents as the main caregivers (P<0.017), having at least one other family member who wears spectacles (P<0.001), and having parents who think spectacles are useful (P<0.001). Notably, students with at least one sibling (P=0.003) were more unlikely to purchase spectacles (Table 4).
 

Table 4. Multiple logistic regression analyses of potential predictors of spectacles ownership (n=2922)
 
Discussion
Factors affecting vision care–seeking behaviour
In this study, we found that the rate of vision care–seeking behaviour was very low in our sample area, similar to previous results.16 17 There are two possible reasons for the low vision care–seeking behaviour rate. First, parents may not know that their children cannot see the blackboard clearly; thus, they will not actively seek vision care services. Second, the number of students receiving vision care services has been decreasing throughout the process of three stages: parental knowledge that their children have vision problems, parental action to ensure their children undergo refraction examinations, and parental acquisition of spectacles for their children. Furthermore, despite sufficient information, many parents do not seek vision care services because of misinformation or misunderstanding.18 19
 
Knowledge of vision problems is the initial aspect of the vision care–seeking process for students. The rates of refraction examination history (18.1%) and spectacles ownership (6.6%) were the lowest in the uninformed group, which comprised more than 40% of parents in this study. When parents were informed by students and/or teachers, the rate of vision care–seeking behaviour was much higher. Teacher-to-parent communication provides an important method for parents to learn about vision problems in their children. In this study, 20.2% of parents learned about their children’s vision problems only from teachers.
 
Effects of teacher-to-parent communication on vision care–seeking behaviour
Although a considerable proportion of students did not receive vision care in the care-seeking process, TPC can reduce this to some extent. When both teachers and students informed parents, the rate of spectacles ownership was the highest. In the group that parents were informed by both teachers and students, 46% of students finally received spectacles, which is 7-times more students than in the group in which parents were not informed. Furthermore, the odds of students having refraction examination and spectacles ownership were higher in the group where parents were informed only by students than in the group where parents were informed only by teachers. These additional opportunities may increase the likelihood that parents act to correct those vision problems.
 
There are two possible explanations for the positive association between TPC and vision care–seeking behaviours among students in this study. Teacher-to-parent communication provides an important channel for parents to learn about the vision problems in their children, which is a starting point and key aspect of vision care for students. Second, TPC reinforces the effects of students informing their parents. Compared with the group where parents were informed only by students, the rates of refraction examinations and spectacles ownership were nearly twofold greater in the group where parents were informed by both students and teachers. This was presumably because parents learned about vision problems in their children from two sources; the information from the students was reinforced by the information from the teacher.20
 
Implications of promoting teacher-to-parent communication
Small efforts by teachers may have great benefits in terms of vision care for students. Compared with intervention programmes to increase the correction rate,7 21 the results of present study indicate that TPC is both easy and cost-effective. Teachers should inform parents that their children cannot see the blackboard clearly. Studies of free spectacles distribution programmes have also shown that teachers can improve spectacles usage rates among students who have received spectacles.13 22 Moreover, wearing spectacles can improve academic performance,7 21 implying that TPC may both increase the correction rate and have a positive role in academic performance. Therefore, policymakers should carefully consider the role of teachers in protecting vision among students. Indeed, the Chinese Government has noted that multilateral cooperation (involving teachers, schools, parents, and society in general) should be encouraged to protect vision among students, in an effort to improve health status among young people by 2020.23
 
Unfortunately, the TPC ratio is very low. A recent study in China noted that approximately half of the parents and teachers communicate, in any form, during the course of an entire school year.24 In our study, the proportion of parents who were informed by teachers was only approximately 36%, including parents informed only by teachers (20%) and parents informed by both teachers and students (16%). This is presumably because teachers do not know a particular student’s vision status because it is not a vital consideration for most education work. Vision screening is the best method to detect vision problems.25 The education bureau and the health bureau should conduct routine vision screenings and encourage teachers to engage in vision protection (eg, communicate with parents about vision problems in students).5 25 If those stakeholders began to take action, more parents will learn about vision problems in their children and seek vision care services.
 
Effects of students’ informing on vision care–seeking behaviour
In the present study, the effects of students informing parents were greater than the effects of teachers informing parents when only one party informs the parents of vision problems. This finding implies that parents were more likely to act when they received information from students. However, students are often unaware of vision problems. Thus, teachers have an important effect; a previous survey reported that teachers were most likely to perceive visual impairment in children (70.6%), followed by the children’s parents (18.9%) and by the children themselves (7.9%).26 Therefore, careful attention is needed concerning the role of teachers in identifying vision problems, encouraging communication between students and their parents about such problems.
 
Limitations
There were three important limitations in this study. First, the study could not investigate any causal link between TPC and vision care–seeking behaviour because of the cross-sectional design. However, the findings provide a foundation for follow-up analyses of causality. Second, this study only focused on whether teachers informed parents about vision problems in their children; it did not collect information concerning how parents were informed. Teacher-to-parent communication may happen in many ways, particularly in the internet era (eg, teachers communicate with parents via instant messenger). Additional research is needed to determine the types of TPC that are most effective in vision care for students. Third, the participants in this study were recruited from two provinces in rural north-western China, which limits the external validity of the findings. Despite this limitation, in the context of widespread uncorrected vision impairment among students,27 our study still has important implications for improving the uptake rate of vision care services.
 
Conclusions
Teacher-to-parent communication can significantly enhance the rates of refractive examinations and spectacles uptake through direct and indirect ways. Not only teacher informing provides a new channel for parents to learn about their students’ vision problems, but also reinforce the information told by students. Teacher-to-parent communication is an easy and cost-effective way to improve the rate of vision care–seeking behaviour. Policymakers should encourage teachers to be more involved in students’ vision protection, such as motivating teachers to communicate timely with parents about the students’ vision status.
 
Author contributions
Concept or design: K Du, J Huang.
Acquisition of data: H Guan, Y Shi.
Analysis or interpretation of data: All authors.
Drafting of the manuscript: K Du.
Critical revision of the manuscript for important intellectual content: All authors.
 
All authors had full access to the data, contributed to the study, approved the final version for publication, and take responsibility for its accuracy and integrity.
 
Conflicts of interest
All authors have no conflicts of interest to disclose.
 
Funding/support
This research was supported by the 111 Project (Ref: B16031). H Guan has received funding from the National Natural Science Foundation of China (Ref: 71803107). The funders had no role in the design of the study, the acquisition or interpretation of results, or the decision to submit the manuscript for publication.
 
Ethics approval
This study was approved by Stanford University (No. ISRCTN03252665). Permission was received from local boards of education in each region and the principals of all schools. The presented data are anonymised, and the risk of identification is low. The principles of the Declaration of Helsinki were followed throughout.
 
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12. Sharma A, Li L, Song Y, et al. Strategies to improve the accuracy of vision measurement by teachers in rural Chinese secondary schoolchildren: Xichang pediatric refractive error study (X-PRES) report no. 6. Arch Ophthalmol 2008;126:1434-40. Crossref
13. Yi H, Zhang H, Ma X, et al. Impact of free glasses and a teacher incentive on children’s use of eyeglasses: a cluster-randomized controlled trial. Am J Ophthalmol 2015;160:889-96.e1. Crossref
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17. Zhao J, Guan H, Du K, et al. Visual impairment and spectacles ownership among upper secondary school students in northwestern China. Hong Kong Med J 2020;26:35-43. Crossref
18. Dudovitz RN, Izadpanah N, Chung PJ, Slusser W. Parent, teacher, and student perspectives on how corrective lenses improve child wellbeing and school function. Matern Child Health J 2016;20:974-83. Crossref
19. Senthilkumar D, Balasubramaniam SM, Kumaran SE, Ramani KK. Parents’ awareness and perception of children’s eye diseases in Chennai, India. Optom Vis Sci 2013;90:1462-6. Crossref
20. Verhulst FC, Dekker MC, van der Ende J. Parent, teacher and self-reports as predictors of signs of disturbance in adolescents: whose information carries the most weight? Acta Psychiatr Scand 1997;96:75-81. Crossref
21. Ma Y, Congdon N, Shi Y, et al. Effect of a local vision care center on eyeglasses use and school performance in rural China: a cluster randomized clinical trial. JAMA Ophthalmol 2018;136:731-7. Crossref
22. Wang X, Ma Y, Hu M, et al. Teachers’ influence on purchase and wear of children’s glasses in rural China: The PRICE study. Clin Exp Ophthalmol 2019;47:179-86. Crossref
23. Ministry of Education, PRC Government. Ministry of education on implement plan for comprehensive prevention and control of myopia among children and adolescents. Available from: http://www.moe.gov.cn/srcsite/A17/moe_943/s3285/201808/t20180830_346672.html. Accessed 9 Jan 2020.
24. Li G, Lin M, Liu C, Johnson A, Li Y, Loyalka P. The prevalence of parent-teacher interaction in developing countries and its effect on student outcomes. Teach Teach Educ 2019;86:102878. Crossref
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Antibiogram data from private hospitals in Hong Kong: 6-year retrospective study

Hong Kong Med J 2022 Apr;28(2):140–51  |  Epub 8 Apr 2022
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Antibiogram data from private hospitals in Hong Kong: 6-year retrospective study
Leo Lui, MB, BS, FHKAM (Pathology); LC Wong, MSc; H Chen, MB, BS, FHKAM (Community Medicine); Raymond WH Yung, MB, BS, FHKAM (Pathology); for The Working Group of Collaboration between CHP and Private Hospitals on Safe Use of Antibiotics and Infection Control
1 Infection Control Branch, Centre for Health Protection, Hong Kong SAR Government, Hong Kong
2 Department of Pathology (Clinical Microbiology), Hong Kong Sanatorium & Hospital, Hong Kong
 
Corresponding author: Dr Leo Lui (leo_lui@dh.gov.hk)
 
 Full paper in PDF
 
Abstract
Introduction: The surveillance of antibiotic resistance is critical for the establishment of effective control strategies. The antibiotic resistance situations in private hospitals in Hong Kong have not been systematically described. The objective of the study was to analyse antibiogram data from private hospitals and describe the temporal trends of non-susceptibility percentages in this setting.
 
Methods: This retrospective descriptive study used antibiogram data from all private hospitals in Hong Kong that had been collected annually for 6 years (2014-2019). Data on six targeted bacteria and their corresponding multidrug-resistant organisms were included.
 
Results: The non-susceptibility percentages of isolates remained stable or decreased during the study period: methicillin-resistant Staphylococcus aureus had a stable prevalence of approximately 20%; extended-spectrum beta-lactamase-producing Escherichia coli and Klebsiella species had stable prevalences of 20% to 30% and 10% to 20%, respectively; multidrug-resistant Acinetobacter species had prevalences of approximately 2% to 8%, which decreased over time; multidrug-resistant Pseudomonas aeruginosa had prevalences of 0.0% to 0.3%; Streptococcus pneumoniae penicillin and macrolide non-susceptibility percentages were 2% to 9% and 71% to 79%, respectively. These values generally were comparable with findings from public hospitals and Residential Care Homes for the Elderly in Hong Kong. However, the prevalences of carbapenem-resistant Enterobacteriaceae, which are increasing in Hong Kong and other nations, were also increasing in our dataset despite their currently low values (<1% for Escherichia coli and <2% for Klebsiella species).
 
Conclusion: The antibiotic resistance landscape among private hospitals in Hong Kong is satisfactory overall; there remains a need for surveillance, antibiotic stewardship, and other infection control measures.
 
 
New knowledge added by this study
  • This report of antibiotic resistance prevalence includes 6 years of data from all private hospitals in Hong Kong.
  • The prevalences of methicillin-resistant Staphylococcus aureus and extended-spectrum beta-lactamase-producing Escherichia coli and Klebsiella species were moderate but stable (approximately 20%).
  • The prevalences of multidrug-resistant Acinetobacter species (approximately 2%-8%) and multidrug-resistant Pseudomonas aeruginosa (0%-0.3%) were low.
Implications for clinical practice or policy
  • Antibiogram data can be used to monitor antibiotic resistance trends, which may help to guide empirical treatment and assess the effectiveness of infection control measures.
  • The lower prevalences of multidrug-resistant organisms (MDROs) in private hospitals (compared with public hospitals) may be related to the presence of additional staff members and the use of a strict MDRO carrier isolation policy.
 
 
Introduction
Surveillance is a critical aspect of antibiotic resistance control. Susceptibility data periodically collected from patients can be used to construct antibiograms for monitoring of resistance trends and guidance of empirical treatment.1
 
The Working Group of Collaboration between the Centre for Health Protection (CHP) and Private Hospitals on Safe Use of Antibiotics and Infection Control (the “Working Group”) was established to exchange information regarding infection prevention and to promote safe antibiotic use. Members included the Infection Control Branch of the CHP and the Hong Kong Private Hospitals Association. Each year, the Infection Control Branch collected from and shared the susceptibility data with private hospitals. The resulting antibiograms were uploaded to the CHP website.2
 
Hong Kong runs a dual-track healthcare system, in which the private sector complements the public system with a range of general and specialist services. In accordance with the market-set price principle, private hospitals and out-patient clinics establish their charges based on the costs of services provided. Although private sector expenses can be severalfold higher than the expenses of their public counterparts, services provided by the private sector are often considered more flexible and personalised; thus, they are more appealing to individuals with the ability and interest in payment for such services. In 2018, private hospitals provided approximately 5000 beds for >370 000 in-patients, which constituted approximately 17% of all in-patients in Hong Kong.3 4
 
The objective of this study was to analyse the antibiogram data collected from private hospitals in Hong Kong by describing the temporal trends of non-susceptibility percentages in this setting. The results may provide insights regarding the current level of antibiotic resistance in private hospitals, in comparison with other settings; they may guide the establishment of future surveillance methods.
 
Methods
Private hospitals included
The surveillance data submitted by all 12 private hospitals during the period from 2014 to 2019 were included in this study. Please refer to the Acknowledgement for the membership of the Working Group and their affiliated hospitals/institutions.
 
Targeted bacteria
Considering the antibiotic resistance situations in Hong Kong and other countries, as well as the health effects of various bacterial species, members of the Working Group agreed upon six targeted bacteria for the annual submission of antibiotic susceptibility testing (AST) results, including: Staphylococcus aureus, Escherichia coli, Klebsiella spp, Pseudomonas aeruginosa, Acinetobacter spp, and Streptococcus pneumoniae (since 2015).
 
Multidrug-resistant organisms
Resistant strains of the targeted bacteria can cause increased morbidity and mortality because of limited treatment options. International health authorities have set clear priorities in their efforts to control multidrug-resistant organisms (MDROs).5 6 The definitions for MDROs used in this study were as follows: methicillin-resistant S aureus (MRSA) demonstrated resistance to methicillin, oxacillin, cefoxitin, or cloxacillin; extended-spectrum beta-lactamase-producing (ESBL+) E coli or Klebsiella spp were defined as E coli or Klebsiella spp isolates with positive ESBL test results; carbapenem-resistant Enterobacteriaceae (CRE) were defined as E coli or Klebsiella spp with resistance to a carbapenem (ertapenem, imipenem, or meropenem); multidrug-resistant P aeruginosa (MRPA) demonstrated simultaneous resistance to 11 drugs under four classes of antibiotics (beta-lactams, carbapenems, aminoglycosides, and fluoroquinolones); multidrug-resistant Acinetobacter spp (MDRA) demonstrated simultaneous resistance to 12 drugs under five classes of antibiotics (cephalosporins, fluoroquinolones, aminoglycosides, beta-lactams [± beta-lactamase inhibitor], and carbapenems). Tests to identify MRPA and MDRA were performed in accordance with Hospital Authority guidelines, although piperacillin assessment was omitted. Multidrug-resistant strains of S pneumoniae have not been defined.
 
Data collection
The following data (concerning the previous calendar year) were annually collected from the Infection Control Teams of individual private hospitals: identification number and date for admission or attendance; location of specimen collection (in- or out-patient); specimen type (eg, sputum or mid-stream urine) and specimen date (collection, request, or laboratory registration); identification number of isolates within the same specimen; and AST results of each targeted bacterium. Only isolates from clinical specimens (rather than screening specimens) were submitted.
 
Antibiotic susceptibility testing results
The AST results were divided into three categories: “susceptible”, “intermediate”, and “resistant”. “Intermediate” and “resistant” were collectively regarded as “non-susceptible” (NS). Interpretations by private hospital microbiology laboratories were based on Clinical Laboratory Standards Institute definitions.
 
Data analysis
Repeated isolates were de-duplicated for each calendar year using the first isolate in each admission, location, specimen group, and targeted bacterium. Importantly, some isolates may not have been tested for susceptibility to all antibiotics listed. The NS percentages for each antibiotic were calculated based on the proportion of isolates tested for that antibiotic. The Cochran–Armitage trend test was used for temporal trends. P values <0.05 were considered statistically significant. All analyses were performed using Stata 14.2 (Stata Corp, College Station [TX], US).
 
Ethical approval and reporting standards
Patient consent was not obtained because aggregated patient data were used without identifying information.2 Ethics approval was obtained. This manuscript adheres to the STROBE statement checklist of cross-sectional studies for items to be included.
 
Results
The total number of isolates per year, NS percentages, and MDRO percentages for isolates from both in- and out-patients were calculated for S aureus (Table 1), E coli (Table 2), Klebsiella spp (Table 3), P aeruginosa (Table 4), Acinetobacter spp (Table 5), and S pneumoniae (Table 6). Key in-patient results are highlighted below.
 

Table 1. Non-susceptibility in Staphylococcus aureus isolates from in- and out-patients, 2014-2019
 

Table 2. Non-susceptibility in Escherichia coli isolates from in- and out-patients, 2014-2019
 

Table 3. Non-susceptibility in Klebsiella isolates from in- and out-patients, 2014-2019
 

Table 4. Non-susceptibility in Pseudomonas aeruginosa isolates from in- and out-patients, 2014-2019
 

Table 5. Non-susceptibility in Acinetobacter isolates from in- and out-patients, 2014-2019
 

Table 6. Non-susceptibility in Streptococcus pneumoniae isolates from in- and out-patients, 2014-2019
 
Staphylococcus aureus
There were approximately 4100 to 5800 S aureus isolates per year (Table 1); respiratory specimens comprised 50% and wound/pus swab specimens comprised approximately 35% (online Supplementary Table). The NS percentage for clindamycin ranged from 24% to 31%. The NS percentages for co-trimoxazole and fusidic acid were low (1%-2% and 3%-5%, respectively). Staphylococcus aureus showed full susceptibility to both vancomycin and linezolid (ie, NS percentages of 0%). The overall prevalence of MRSA was 19% to 22%. For analysis of blood specimens, 29 to 73 isolates were obtained from in-patients each year; of these, 10% to 18% were MRSA.
 
Escherichia coli
There were approximately 7900 to 9700 E coli isolates per year (Table 2); nearly 70% were from urine and approximately 10% were from wound/pus swabs. The NS percentages for amoxicillin-clavulanate and cefuroxime (parenteral) were moderately high (25%-33% and 36%-38%, respectively). The NS percentages for fluoroquinolones were also moderately high (eg, 31%-37% for levofloxacin). The NS percentages for nitrofurantoin and carbapenems were low (4%-8% and 0%-1%, respectively). In terms of MDROs, ESBL+ E coli demonstrated moderate prevalence (25%-28%), while carbapenem-resistant E coli was uncommon (0.1%-0.7%) among all isolates.
 
Klebsiella spp
There were approximately 2400 to 3400 Klebsiella isolates per year (Table 3); >30% were from urine and >30% were from respiratory specimens. The NS percentages were somewhat high: 16% to 24% for amoxicillin-clavulanate, 25% to 30% for cefuroxime (parenteral), 12% to 18% for levofloxacin, and 18% to 26% for ciprofloxacin. The NS percentage for carbapenems ranged from 0% to 2%, with an increasing trend during the study period. In terms of MDROs, ESBL+ Klebsiella demonstrated low prevalence (13%-17%), while carbapenem-resistant Klebsiella was uncommon (0.2%-1.3%) among all isolates.
 
Pseudomonas aeruginosa
There were approximately 1300 to 1800 P aeruginosa isolates per year (Table 4); approximately 60% were from respiratory specimens and 15% were from wound/pus swabs. The NS percentage for the antipseudomonal beta-lactams piperacillin-tazobactam was generally low (6%-11%), whereas it was very high for ticarcillin-clavulanate (63%-74%). The NS percentages for aminoglycosides were also generally low (3%-11% for gentamicin and 1%-5% for amikacin). The NS percentage for ciprofloxacin remained consistent throughout the study period (14%-15%). The prevalence of MRPA was very low (0.0%-0.3%).
 
Acinetobacter spp
There were approximately 400 to 500 Acinetobacter isolates per year (Table 5); they were mostly from respiratory specimens, wound/pus swabs, and urine (70%, 12%, and 10%, respectively). The NS percentages for sulbactam-containing antibiotics were 7% to 17% (ampicillin-sulbactam) and 8% to 15% (cefoperazone-sulbactam). The NS percentages for fluoroquinolones (eg, ciprofloxacin) ranged from 13% to 25%. The NS percentages for carbapenems were somewhat high values (8%-20% for imipenem and 8%-19% for meropenem). The overall prevalence of MDRA ranged from 2.2% to 7.8%.
 
Streptococcus pneumoniae
There were approximately 300 to 600 S pneumoniae isolates per year (Table 6); approximately 90% were from respiratory specimens. The NS percentages for beta-lactams were low (2%-9% for penicillin, 2%-10% for cefotaxime, and 1%-7% for ceftriaxone). The NS percentages for fluoroquinolones (eg, levofloxacin) were low (0%-3%); the NS percentages for macrolides (eg, erythromycin) were very high (71%-79%). Streptococcus pneumoniae showed full susceptibility to vancomycin (ie, NS percentage of 0%).
 
Discussion
To our knowledge, this is the first analysis of susceptibility data among private hospitals in Hong Kong. Such information provides important guidance for clinical management and infection control measures in the private sector. Here, we consider our findings within local and international contexts.
 
Staphylococcus aureus
Staphylococcus aureus infections are usually treated by amoxicillin-clavulanate, cloxacillin, or cefazolin unless contra-indicated (eg, in cases of drug allergy) or MRSA is suspected. For mild and superficial infections, oral agents such as clindamycin and co-trimoxazole can be considered, particularly when such treatment is supported by AST results. Routine combination treatment with aminoglycosides for serious infections is no longer recommended because this carries a risk of nephrotoxicity.7
 
Methicillin-resistant S aureus bacteraemia is a serious condition with substantial mortality (>30%).8 Methicillin-resistant S aureus is prevalent in Hong Kong; in 2020, it comprised 43.1% of S aureus isolates among all clinical specimens in public hospitals, as well as 46.6% of isolates from blood cultures.9 Residential Care Home for the Elderly (RCHE) resident carriage rates reportedly range from 30.1% to 37.9%.10 11 In Australia, MRSA is present in 17% to 22% of blood and other specimens.12 In the UK, MRSA was present in 6.0% of invasive isolates in 201913; this low rate could be related to the extensive surveillance and infection control efforts that resulted in a remarkable 86% decrease in bloodstream infections (from 7700 to 1114 per year) from 2003 to 2012.14 Moreover, the prevalence of MRSA among S aureus isolates from human specimens decreased from 14% in 2013 to 7% in 2017.15 The prevalence of methicillin resistance should be considered when selecting empirical therapy for patients with S aureus infections.
 
Vancomycin is a key component of therapy for serious MRSA infections. Consistent with the low prevalence of vancomycin resistance worldwide,16 vancomycin-resistant S aureus was absent from our dataset. Staphylococcus aureus rarely demonstrates resistance to linezolid17; as expected, S aureus isolates in this study showed full susceptibility to linezolid. However, although the NS percentages for co-trimoxazole and fusidic acid were low, these agents should serve as adjuncts only instead of monotherapy in serious infections.
 
Escherichia coli and Klebsiella spp
Non-extended-spectrum beta-lactamaseproducing isolates
Susceptible strains of E coli and Klebsiella spp are usually treatable by amoxicillin-clavulanate or cefuroxime.18 However, ESBL-producing strains should be suspected in cases of serious infection because of Enterobacteriaceae prevalence in Hong Kong, where ESBL-producing E coli is regarded as a critical MDRO.18
 
Extended-spectrum beta-lactamase-producing isolates
Community spread is an important source of ESBL-related infections; food animals are presumed to serve as a major reservoir.19 For instance, the isolation rate from pig offal is 52.4%.20 Among public hospitals, the percentage of resistance to third-generation cephalosporins (“3GC”) as a surrogate marker for ESBL production among E coli is approximately 26%9; this value is similar to our findings. Furthermore, 17.0% to 18.6% of E coli isolates from community urinary specimens demonstrate ESBL-producing activity.9 Among RCHE residents, 55.9% were reported to be carriers of ESBL-producing bacteria.9 In the UK, 12% of E coli isolates from blood specimens showed ESBL-producing activity15; Singaporean public hospitals identified ESBL-producing activity in 25.2% of E coli isolates and 28.2% of Klebsiella isolates in 2017.21 From 2014 to 2019, the percentages of ESBL-producing isolates among Klebsiella isolates at public hospitals in Hong Kong were 19% to 22%.9
 
Surveillance data regarding ESBL prevalence can be affected by changes in laboratory practice over time. Specifically, the Clinical and Laboratory Standards Institute revised the cephalosporin breakpoints in 2014, thus eliminating the need to perform ESBL testing for clinical management—testing remains necessary for some infection control purposes and epidemiological investigations.22 However, not all laboratories have adopted the revised approach and the change remains controversial.23 The clinical specimen data in this study indicate that all participating private hospitals have continued to perform ESBL testing for Enterobacteriaceae isolates.
 
For serious infections caused by ESBL-producing organisms, carbapenems are the most effective treatments.18
 
Carbapenem resistance
Our findings indicate that carbapenem resistance remains uncommon but is increasing. Among the known carbapenem resistance mechanisms, carbapenemase production is the most important from an infection control perspective, considering its propensity to spread to other organisms.24 Carbapenem-resistant Enterobacteriaceae is often resistant to multiple classes of antibiotics, which hinders treatment.25 The prevalence of this high-priority MDRO is increasing worldwide,5 6 presumably in relation to heightened awareness, modified screening practices, and increased transmission.26
 
Public hospitals in Hong Kong reported increasing NS to carbapenem among E coli isolates from 0.2% in 2016 to 0.4% in 2020 (NS percentage of 1.1%-1.8% for Klebsiella).9 Carbapenem-resistant E coli has become a major target of infection control efforts in public hospitals.27 In contrast, CRE was not found among RCHE residents in a 2018 study.10
 
The limited treatment choices for CRE infection include beta-lactam agents such as ceftazidime-avibactam (inactive against metallo-beta-lactamases), aztreonam (active against metallo-beta-lactamases alone), and cefiderocol (active against all major classes of beta-lactamases); the choices also include non-beta-lactam agents such as intravenous colistin or tigecycline (if no alternative is available). A single dose of oral fosfomycin may be used for uncomplicated cystitis. Generally, these agents are either less readily available in Hong Kong (beta-lactams)28 or may cause severe adverse effects (eg, nephrotoxicity for colistin and increased all-cause mortality for tigecycline).29
 
Pseudomonas aeruginosa
Piperacillin ± tazobactam and ticarcillin-clavulanate are commonly recommended for the treatment of P aeruginosa infections. Our data indicated susceptibility to piperacillin-tazobactam and a lack of susceptibility to ticarcillin-clavulanate. Thus, the use of ticarcillin-clavulanate should be supported by AST results. For serious infections, combination treatment (eg, beta-lactam and aminoglycoside) may be required to achieve synergistic effects.18
 
The prevalence of MRPA in our study was consistently low (0.0%-0.3%), consistent with data from public hospitals (0.02%-0.06% for 2014-2018).27 Data from other sources indicate higher prevalences of MRPA (eg, 12%-14% among blood isolates, according to the European Centre for Disease Prevention and Control).30 However, the definition of MRPA can vary among sources.31 For instance, the European Centre for Disease Prevention and Control uses combined resistance to three or more antibiotic groups. The strict definition of simultaneous resistance to four antibiotic classes used in Hong Kong may at least partially contribute to the overall low prevalence.
 
Acinetobacter spp
Acinetobacter can survive for prolonged periods in dry environments, which facilitates nosocomial transmission.32 Sulbactam-containing beta lactams are highly effective against Acinetobacter.18
 
Similar to MRPA, definitions of MDRA vary. In the UK, multi-resistant Acinetobacter spp or multi-resistant Acinetobacter baumannii (MRAB) demonstrate co-resistance to aminoglycosides and 3GC; the term MRAB-C refers to MRAB with carbapenem resistance.33 Using an MDRA definition identical to ours, public hospitals reported a decreasing MDRA prevalence (from 24% to 9% in 2014 to 201827); another study indicated that 0.6% of 1028 RCHE residents were carriers of MDRA.10 In analyses of carbapenem-resistant Acinetobacter alone, the prevalence in public hospitals ranged from 44% in 2014 to 53% in 201911; 9.1% of RCHE residents were carriers.11
 
Antibiotic-resistant Acinetobacter is classified as a ‘critical threat’ by the World Health Organization and an ‘urgent threat’ by the US Centers for Disease Control and Prevention. Thus, although its prevalence is decreasing, MDRA should be closely monitored for any rebound.
 
Streptococcus pneumoniae
The primary treatments for invasive pneumococcal infection are beta-lactams (penicillin G or 3GC) for susceptible strains and vancomycin for penicillin-resistant strains (plus 3GC for meningitis).
 
In Europe, the prevalence of penicillin resistance among S pneumoniae isolates is approximately 12% to 14% (2015-2019, invasive isolates)30; the prevalence of macrolide resistance is approximately 14% to 16%. In Australia, these values are 3% to 6% and >20% to 25%, respectively.12 Our findings indicated a low NS percentage for penicillin but a very high NS percentage for macrolides; these findings are compatible with the recommendation that macrolides should not be used as monotherapy during empirical treatment of infections in Hong Kong.18 Fluoroquinolone resistance was previously reported to be high34 (>13.3% for levofloxacin), although recent data from laboratory surveillance by the CHP in the community setting indicate lower resistance (0.0%-4.4% in 2014-2019).9 Our data are similar to the community values, as expected for an organism that most commonly causes community-acquired pneumonia.18
 
Since the introduction of pneumococcal vaccination, the disease burden caused by penicillin- and erythromycin-resistant strains has decreased in the US.5 In Hong Kong, approximately 180 invasive pneumococcal infections are reported each year.35 Similar to other countries, Hong Kong has gradually made pneumococcal vaccination available to children, older adults, and high-risk individuals for >10 years.35 As vaccine coverage increases, it would be prudent to assess the changes in disease burden caused by resistant strains of pneumococcus.
 
Implications
Compared with public hospitals, private hospitals tend to have lower MDRO prevalences, particularly for MRSA and MDRA, while following an overall similar prevalence pattern (ie, increasing CRE, stable ESBL, decreasing MDRA, and negligible MRPA). Nonetheless, further MDRO monitoring (particularly for CRE and MDRA) is warranted.
 
There may be multiple reasons for the lower overall NS percentages, which could not be assessed using the data collected in this study (eg, case composition, antibiotic consumption, and diagnostic practices). However, the physical environment and isolation policy within private hospitals may contribute to a generally lower NS percentage. A key private hospital prescribes single-room isolation for all MDRO carriers with strict contact precautions.36 A more spacious environment with fewer beds per cubicle could theoretically lead to a lower cross-contamination rate through indirect contact (eg, by shared toilets), which is a main route for MDRO spread. With respect to staffing, the infection-control-nurse-to-bed ratio may be more likely to meet (personal communication) the level recommended by the CHP (1:150 for acute hospitals).37 Sufficient single-patient rooms and staffing (eg, nursing) are regarded as crucial components of efforts to reduce healthcare-associated colonisations and infections.38 39
 
Notably, the NS percentage was generally lower among out-patient isolates than among in-patient isolates, consistent with the reported literature.40
 
Strengths
First, the AST data were stratified by both location (in- and out-patient) and specimen groups. The stratification of antibiogram data can facilitate antibiotic stewardship programmes by exposing important differences in susceptibility.41 Second, the collected data spanned a 6-year period with a large number of isolates, enabling the application of a consistent methodology that can enhance trend analysis accuracy. Third, MDRO prevalences were collected; such data are not required by the World Health Organization42 but are frequently regarded as key information in international surveillance reports.5 12 15 30
 
Limitations
Cautious interpretation of the findings is necessary. First, a subset of the antibiotic-bacterium combinations were tested in a smaller proportion of isolates (<70%), which could have led to biased assessment. Second, because member hospital laboratories had different levels and types of accreditation, inter-laboratory practice variations could have influenced the AST results. Third, the specimen group classification was arbitrary. Fourth, differences in case composition among hospitals may lead to misleading conclusions if direct head-to-head comparison is performed. Finally, CRE was defined by susceptibility results, rather than specific tests for carbapenemase detection.
 
Conclusion
Our findings provide important insights concerning antibiotic resistance at private hospitals in Hong Kong. Although the overall situation in private hospitals is considered satisfactory, there remains a need for sustained efforts in resistance surveillance, infection control, and antibiotic stewardship.
 
Author contributions
Concept or design: L Lui.
Acquisition of data: L Lui
Analysis or interpretation of data: All authors.
Drafting of the manuscript: L Lui.
Critical revision of the manuscript for important intellectual content: All authors.
 
All authors had full access to the data, contributed to the study, approved the final version for publication, and take responsibility for its accuracy and integrity.
 
Conflicts of interest
All authors have disclosed no conflicts of interest.
 
Acknowledgement
Infection Control Branch would like to express her appreciation to private hospitals for providing the AST data consistently over the years.
 
Membership of The Working Group of Collaboration between CHP and Private Hospitals on Safe Use of Antibiotics and Infection Control (in alphabetical order):
H Chen (Chairperson), Infection Control Branch, Centre for Health Protection, Department of Health, Hong Kong
Raymond WH Yung (Co-Chairperson), Hong Kong
Sanatorium & Hospital, Hong Kong
Ada Chan, Union Hospital, Hong Kong
WC Chan, Hong Kong Sanatorium & Hospital, Hong Kong
YM Cheng, Precious Blood Hospital (Caritas), Hong Kong
T Cheuk, Matilda International Hospital, Hong Kong
Christina Cheung, St Paul’s Hospital, Hong Kong
Eddie Cheung, Hong Kong Adventist Hospital–Stubbs Road, Hong Kong
Gary Cheung, Matilda International Hospital, Hong Kong
Joe Cheung, Hong Kong Adventist Hospital–Stubbs Road, Hong Kong
Billy SH Chui, Evangel Hospital, Hong Kong
August Fok, Hong Kong Adventist Hospital–Tsuen Wan, Hong Kong
Clara DK Kwok, Gleneagles Hospital Hong Kong, Hong Kong
Maggie MK Kwok, St Teresa’s Hospital, Hong Kong
Mooris Lai, Union Hospital, Hong Kong
Conita Lam, St Paul’s Hospital, Hong Kong
Wendy Lam, Canossa Hospital (Caritas), Hong Kong
MY Lau, Precious Blood Hospital (Caritas), Hong Kong
Patrick PL Lau, Hong Kong Baptist Hospital, Hong Kong
Andy Leung, Hong Kong Adventist Hospital–Tsuen Wan, Hong Kong
SL Loke, St Teresa’s Hospital, Hong Kong
L Lui, Infection Control Branch, Centre for Health Protection, Department of Health, Hong Kong
WH Seto, Gleneagles Hospital Hong Kong, Hong Kong
Winnie LH Wan, Evangel Hospital, Hong Kong
Cindy YY Wong, Hong Kong Baptist Hospital, Hong Kong
LC Wong, Infection Control Branch, Centre for Health Protection, Department of Health, Hong Kong
WO Wong, Canossa Hospital (Caritas), Hong Kong
KL Yan, Union Hospital, Hong Kong
PW Yu, Hong Kong Sanatorium & Hospital, Hong Kong
ST Yuen, St Paul’s Hospital, Hong Kong
 
Funding/support
This research received no specific grant from any funding agency in the public, commercial, or not-for-profit sectors.
 
Ethics approval
This study was approved by the Hong Kong Department of Health Ethics Review Board (Ref: LM 275/2021). The requirement for patient consent was waived by the Ethics Review Board.
 
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Patient acceptance of transvaginal sonographic endometrial thickness assessment compared with hysteroscopy and biopsy for exclusion of endometrial cancer in cases of postmenopausal bleeding

Hong Kong Med J 2022 Apr;28(2):133–9  |  Epub 12 Apr 2022
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Patient acceptance of transvaginal sonographic endometrial thickness assessment compared with hysteroscopy and biopsy for exclusion of endometrial cancer in cases of postmenopausal bleeding
Linda WY Fung, FHKAM (Obstetrics and Gynaecology), FHKCOG; Eva CW Cheung, FHKAM (Obstetrics and Gynaecology), FRCOG; Alyssa SW Wong, FHKAM (Obstetrics and Gynaecology), FRCOG; Daljit S Sahota, PhD; Terence TH Lao, MD, FRCOG
Department of Obstetrics and Gynaecology, The Chinese University of Hong Kong, Hong Kong
 
Corresponding author: Dr Linda WY Fung (lindafung@cuhk.edu.hk)
 
 Full paper in PDF
 
Abstract
Introduction: Available examinations for women with postmenopausal bleeding include transvaginal sonography to measure endometrial thickness (TVS-ET), and invasive endometrial assessment using hysteroscopy/endometrial biopsy. However, selection of the examination method seldom involves consideration of patient preferences. The aim of this study was to examine patient preferences for the method used to investigate postmenopausal bleeding.
 
Methods: Women were asked to complete an interviewer-administered structured survey before they underwent clinical investigations at a university gynaecology unit from June 2016 to June 2017. Using the standard gamble approach, women were asked to choose between invasive assessment by hysteroscopy/endometrial biopsy (gold standard) or TVS-ET with a risk of missing endometrial cancer. The risk of missing endometrial cancer during TVS-ET was varied until each woman was indifferent to either option.
 
Results: The median detection rate for endometrial cancer required using TVS-ET was 95% (interquartile range=80%-99.9%). In total, 200 women completed the survey, and 77 (38.5%) women required TVS-ET to have a 99.9% detection rate for endometrial cancer. Prior hysteroscopy experience was the only factor that influenced the women’s decisions: a significantly higher detection rate was required by this patient group than by patients without previous hysteroscopy experience (P=0.047).
 
Conclusions: A substantial proportion of women would accept TVS-ET alone for the investigation of postmenopausal bleeding. In the era of patientcentred care, clinicians should incorporate patient preferences and enable women to make informed choices concerning the management of postmenopausal bleeding.
 
 
New knowledge added by this study
  • We assessed patient preferences for the investigational approach used to exclude endometrial cancer in Hong Kong women with postmenopausal bleeding.
  • In our study population, most women would select transvaginal sonography to measure endometrial thickness (TVS-ET) if the endometrial cancer detection rate were >95%; if the TVS-ET detection rate were ≤95%, the women would select the more invasive hysteroscopy/endometrial biopsy approach.
  • Nearly 40% of the women required TVS-ET to detect nearly all endometrial cancers before they would select TVS-ET as the sole investigational approach.
Implications for clinical practice or policy
  • Using an endometrial thickness cut-off value of 3 mm, a substantial proportion of women would accept TVS-ET alone for the investigation of postmenopausal bleeding.
  • Women with previous hysteroscopy experience prefer hysteroscopic assessment unless TVS-ET alone can achieve a nearly identical rate of endometrial cancer detection.
  • Clinicians should incorporate patient preferences concerning the investigation of postmenopausal bleeding to enable an informed choice about invasive testing to exclude endometrial cancer.
 
 
Introduction
Endometrial cancer is among the most common gynaecological malignancies worldwide. Among women with endometrial cancer, 90% initially report postmenopausal bleeding (PMB).1 2 3 4 5 Approximately 10% of postmenopausal women are estimated to experience PMB.1 Generally, there is no harmful underlying cause of PMB; however, women with recurrent PMB require medical assessment to distinguish between benign aetiology (eg, vaginal atrophy, uterine fibroids, and polyps) and endometrial cancer. Endometrial assessment is needed to exclude underlying malignancy.2 6 7 8 9 10
 
The endometrium can be examined non-invasively, using transvaginal sonography (TVS) to measure endometrial thickness (TVS-ET); alternatively, it can be examined invasively via blinded undirected endometrial sampling, saline infusion sonography, or diagnostic hysteroscopy.11 12 13 Although both TVS-ET and blinded endometrial sampling are recommended as first-line investigations,2 6 7 14 15 16 17 18 the gold standard approach for PMB investigation remains diagnostic hysteroscopy with visually guided endometrial sampling; this allows direct visualisation of the uterine cavity and histological investigation.19
 
Importantly, hysteroscopy is invasive and carries risks of complications such as infection, bleeding, uterine perforation, and visceral injury to the cervix or nearby organs (eg, bladder and bowel); it cannot be performed in women with cervical stenosis.20 Additionally, some women report that hysteroscopy is uncomfortable and painful within an out-patient or office setting; thus, hysteroscopy, cervical dilation, and uterine curettage have been performed under general anaesthesia in such cases. Although TVS-ET has become an established investigational tool, there remains a lack of consensus concerning the endometrial thickness (3, 4, or 5 mm) that constitutes ‘abnormal’. Our previous study of 4300 women with PMB demonstrated that 3% of women with PMB and endometrial thickness ≤3 mm had endometrial cancer.21
 
Patient preference regarding investigation approach is an important component of the decision care pathway. Individual women must balance the risks associated with an invasive procedure (eg, diagnostic hysteroscopy) with the risk of missing an endometrial cancer diagnosis if they select a non-invasive assessment (eg, TVS-ET). To our knowledge, the nature of this balance has not been assessed. The aim of the present study was to determine the extent to which women with PMB would accept the risk of missing endometrial cancer if they were to undergo TVS-ET as the first investigation of PMB.
 
Methods
This cross-sectional study was conducted in a tertiary centre in Hong Kong from June 2016 to June 2017. Women referred by either primary or secondary healthcare providers to the One-stop PMB Clinic for assessment and management were invited to participate in the study. Patient assessments included history taking, physical examination, pelvic ultrasound to measure endometrial thickness and screen for other pelvic pathologies, Pap smear (for women without recent Pap smear records), endometrial sampling with or without hysteroscopy. Women were excluded if they had <1 year of amenorrhea; had a prior TVS finding of endometrium thickness ≥5 mm; were aged ≥70 years; had dementia or mental retardation; and/or were unable to read or understand Chinese.
 
Prior to their clinic consultation, study participants completed a structured interview that was administered by an independent interviewer. Women were asked to first read an information leaflet regarding PMB, which described the risk of endometrial cancer, possible investigation options, and the risks associated with each option. The leaflet and interviewer explained that hysteroscopy and endometrial biopsy were expected to achieve a 100% detection rate, but these methods involved risks of pain, bleeding, infection, and uterine perforation related to uterine cavity exploration. The leaflet and interviewer also explained that TVS-ET did not require entry into uterine cavity but would potentially miss some cases of endometrial cancer. The leaflet and interviewer did not disclose the percentage of endometrial cancers that would fail to be detected by TVS-ET. After they had read the leaflet, women were asked to complete a study questionnaire regarding their sociodemographic characteristics and their personal and family histories of gynaecological cancer; they also completed the Chinese version of the 20-item State-Trait Anxiety Inventory to measure their trait and state anxiety levels. The women’s state and trait scores were categorised as above or below the scale midpoint. Women then underwent assessment of utilities regarding examination by either hysteroscopy or TVS-ET and the possibility of a missed cancer diagnosis, using the standard gamble technique.22
 
The standard gamble technique is the gold standard method used to determine utility towards a particular health state when a risk is involved. Individuals are asked to choose whether they prefer to have a certain guaranteed option or health state with a guaranteed outcome and no risk, or whether they would prefer an alternative option which entails some risk. The risks for the two health states are varied until the individual becomes indifferent to either option. At the point of indifference, the ‘utility’ for the health state under consideration is considered equal to ‘p’, while the utility of the alternative health state is considered equal to ‘1–p’.
 
Women were first asked to complete a standard gamble related to blindness, thereby ensuring that they understood the process. Subsequently, they were asked to complete a standard gamble to test their preferences towards the investigations of PMB. Each woman was asked to choose between the following tests: (1) TVS-ET, which is less invasive but involves some risk of missing endometrial cancer (probability of 1–p), or (2) an invasive test with hysteroscopy and endometrial biopsy, which detects 100% of all cancers but carries the risks described during the structured interview. To determine the level of acceptance of missing endometrial cancer during TVS-ET, the women were initially informed that the assumed detection rate of the TVS-ET was 75%; this detection rate was then increased in 5% intervals to 90%, then in 1% intervals to 98%, and finally in 0.1% intervals to 99.9%. We recorded the stated detection rate at which the woman was indifferent to either option. The missed endometrial cancer rate that women would accept to avoid an invasive procedure was defined as 1–detection rate.
 
Sociodemographic characteristics, past and current gynaecological history findings, and anxiety levels are presented as mean ± standard deviation or median and interquartile range; qualitative variables are presented as absolute frequency and percentage. The acceptable rate of endometrial cancer detection by TVS-ET alone, as an alternative to invasive hysteroscopy/biopsy, is presented as median and interquartile range. Differences in scores among sociodemographic groups were compared using the Mann-Whitney U test. SPSS software (Windows version 20; IBM Corp, Armonk [NY], United States) was used for all statistical analyses. A P value of <0.05 was considered statistically significant.
 
Results
During the study period, 202 women agreed to participate in the study; 200 of these women completed the questionnaires and the standard gamble assessments. Table 1 summarises the sociodemographic, obstetric and gynaecological histories, and anxiety levels of these 200 women. Overall, 11 (5.5%) of the 200 women were subsequently diagnosed with cancer or an atypical endometrium: nine had endometrial cancer, one had cervical cancer, and one had atypical hyperplasia. Among 42 patients who underwent Pap smears in our clinic, smear results showed atypical glandular cells in two patients with endometrial cancer, while four patients with endometrial cancer had a shift in vaginal flora suggestive of bacterial vaginosis; the remaining smear results were normal.
 

Table 1. Demographic characteristics of the study participants (n=200)
 
The median endometrial cancer detection rate or utility that women would require for selection of TVS-ET to avoid invasive hysteroscopy examination was 95% (interquartile range=80%-99.9%). Overall, 77 (38.5%) women required TVS-ET to have a 99.9% detection rate for endometrial cancer. Thus, 38.5% of the women in our cohort would require TVS-ET to be comparable with diagnostic hysteroscopy before they would accept TVS-ET as the sole method for examination of the endometrium and uterine cavity.
 
Table 2 summarises the results of univariate analysis of the relationships between patient characteristics and the TVS-ET endometrial cancer detection rate. Women with previous hysteroscopy experience required the endometrial detection rate by TVS-ET to be significantly higher than did women without previous hysteroscopy experience (P=0.047). There were no significant differences in required endometrial cancer detection rates by TVS-ET among other sociodemographic characteristics, past and current obstetric and gynaecological histories, and state or trait anxiety (Table 2).
 

Table 2. Univariate analysis of relationship between patient characteristics and acceptable endometrial cancer detection rate
 
Discussion
To our knowledge, this study is the first to utilise the standard gamble technique to evaluate patient preference with regard to approaches used for the investigation of PMB. Specifically, we assessed the extent to which women would prefer to avoid an invasive investigation (eg, hysteroscopy and biopsy) if a non-invasive alternative were available. Our findings suggested that TVS-ET would need to detect approximately 95% of endometrial cancers (or miss approximately 5% of endometrial cancers) for women to select TVS-ET with the intention of avoiding an invasive investigation. However, our analysis also suggested that nearly 40% of the participants required TVS-ET to detect nearly all endometrial cancers before they would select TVS-ET as the sole investigational approach.
 
There are sparse published data concerning patient preferences for the investigation of PMB. Our literature review revealed a single study by Timmermans et al.23 However, that study was limited to 39 participants and the results were obtained via telephone survey. In contrast to our protocol, Timmermans et al23 only assessed patient preferences after the women’s investigations had been completed; thus, their reported clinical experiences and preferences might have been biased. In the present study, we adopted the standard gambling approach which enabled a more quantitative analysis of patient willingness to select a different investigational approach. The standard gamble method is the gold standard approach for assessment of preferences in an uncertain situation24; it can be used to express the outcomes of different choices. It has been used previously to explore the acceptable risk of miscarriage after a high-risk Down syndrome screening test25 26 27 28; it has also been used to explore patient preferences concerning the risks of other medical treatments.
 
Currently, endometrial thickness cut-off values in endometrial pathology or cancer screening differ among hospitals.2 6 19 The most commonly used cut-off endometrial thickness value is 4 mm2. Our study population of postmenopausal women accepted an endometrial cancer detection rate of 95% when using TVS-ET alone, with the intention of avoiding the more invasive procedure of hysteroscopy/endometrial biopsy. In our previous study, TVS-ET offered endometrial cancer detection rates of 97%, 94.1%, and 93.5% using 3 mm, 4 mm, and 5 mm as respective cut-off values.21 Thus, a TVS-ET cut-off of 3 mm would generally be consistent with the endometrial cancer detection accuracy that women in our study required for TVS-ET to be used as the sole investigational approach. In our study population, women with previous hysteroscopy experience required TVS-ET to have higher detection rates; hence, they preferred hysteroscopic assessment.
 
There were some limitations in our study. First, women aged ≥70 years were excluded because we presumed that they would have difficulty understanding the standard gamble technique and/or completing the study questionnaires without assistance. Second, although our sample size was sufficient to assess our primary goal, it was inadequate for subgroup analysis. Larger studies are needed to explore the relationships of specific patient characteristics with the acceptable rate of endometrial cancer detection by TVS-ET alone, particularly in relation to factors such as personal history of cancer or precancerous conditions. Finally, our findings concerning the acceptable rate of endometrial cancer detection by TVS-ET reflect the preferences of women who participated in our study; they may not be generalisable to populations with different sociodemographic characteristics or clinical management pathways.
 
Conclusions
Clinicians should incorporate patient preferences concerning the investigation of PMB to enable an informed choice about invasive testing to exclude endometrial cancer. Our study population accepted an endometrial cancer detection rate of 95% by TVS-ET alone; this rate could be used to guide the design of future PMB investigation strategies.
 
Author contributions
Concept or design: LWY Fung, ECW Cheung, ASW Wong, DS Sahota.
Acquisition of data: LWY Fung, ECW Cheung, ASW Wong, DS Sahota.
Analysis or interpretation of data: LWY Fung, DS Sahota.
Drafting of the manuscript: All authors.
Critical revision of the manuscript for important intellectual content: All authors.
 
All authors had full access to the data, contributed to the study, approved the final version for publication, and take responsibility for its accuracy and integrity.
 
Conflicts of interest
All authors have disclosed no conflicts of interest.
 
Acknowledgement
The authors acknowledge the clinical care provided by gynaecologists and nursing staff at the One-stop Postmenopausal Bleeding Clinic, Prince of Wales Hospital. We thank Miss Jennifer SF Tsang for her help with database management.
 
Funding/support
This research received no specific grant from any funding agency in the public, commercial, or not-for-profit sectors.
 
Ethics approval
Ethics approval was obtained in August 2015 from The Joint Chinese University of Hong Kong–New Territories East Cluster Clinical Research Ethics Committee (CREC Ref 2015.437).
 
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8. Ewies AA, Musonda P. Managing postmenopausal bleeding revisited: what is the best first line investigation and who should be seen within 2 weeks? A cross-sectional study of 326 women. Eur J Obstet Gynaecol Reprod Biol 2010;153:67-71. Crossref
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12. Dimitraki M, Tsikouras P, Bouchlariotou S, et al. Clinical evaluation of women with PMB. Is it always necessary an endometrial biopsy to be performed? A review of the literature. Arch Gynaecol Obstet 2011;283:261-6. Crossref
13. Clark TJ, Barton PM, Coomarasamy A, Gupta JK, Khan KS. Investigating postmenopausal bleeding for endometrial cancer: cost-effectiveness of initial diagnostic strategies. BJOG 2006;113:502-10. Crossref
14. Karlsson B, Gransberg S, Wikland M, et al. Transvaginal ultrasonography of the endometrium in women with postmenopausal bleeding—a Nordic multicenter study. Am J Obstet Gynecol 1995;172:1488-94. Crossref
15. Ferrazzi E, Torri V, Trio D, Zannoni E, Filiberto S, Dordoni D. Sonographic endometrial thickness: a useful test to predict atrophy in patients with postmenopausal bleeding. An Italian multicenter study. Ultrasound Obstet Gynaecol 1996;7:315-21. Crossref
16. Smith-Bindman R, Kerlikowske K, Feldstein VA, et al. Endovaginal ultrasound to exclude endometrial cancer and other endometrial abnormalities. JAMA 1998;280:1510-7. Crossref
17. Gupta JK, Chien PF, Voit D, Clark TJ, Khan KS. Ultrasonographic endometrial thickness for diagnosing endometrial pathology in women with postmenopausal bleeding: a meta-analysis. Acta Obstet Gynaecol Scand 2002;81:799-816. Crossref
18. Timmermans A, Opmeer BC, Khan KS, et al. Endometrial thickness measurement for detecting endometrial cancer in women with postmenopausal bleeding: a systematic review and meta-analysis. Obstet Gynaecol 2010;116:160-7. Crossref
19. Investigation of Post-Menopausal Bleeding. A National Clinical Guideline. Scottish Intercollegiate Guidelines Network; 200
20. Genovese F, D’Urso G, Di Guardo F, et al. Failed diagnostic hysteroscopy: analysis of 62 cases. Eur J Obstet Gynecol Reprod Biol 2020;245:193-7. Crossref
21. Wong AS, Lao TT, Cheung CW, et al. Reappraisal of endometrial thickness for the detection of endometrial cancer in postmenopausal bleeding: a retrospective cohort study. BJOG 2016;123:439-46. Crossref
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Knowledge, attitudes, and behaviours of pregnant women towards COVID-19: a cross-sectional survey

Hong Kong Med J 2022 Apr;28(2):124–32  |  Epub 14 Apr 2022
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Knowledge, attitudes, and behaviours of pregnant women towards COVID-19: a cross-sectional survey
WY Lok, FHKAM (Obstetrics and Gynaecology), FHKCOG; CY Chow, MB, ChB; CW Kong, FHKAM (Obstetrics and Gynaecology), FHKCOG; William WK To, FHKAM (Obstetrics and Gynaecology), FHKCOG
Department of Obstetrics and Gynaecology, United Christian Hospital, Hong Kong
 
Corresponding author: Dr WY Lok (happyah2@hotmail.com)
 
 Full paper in PDF
 
Abstract
Introduction: This study investigated the knowledge, attitudes, and behaviours of pregnant women towards coronavirus disease 2019 (COVID-19), as well as obstetric services provided by public hospitals (eg, universal screening) during the pandemic.
 
Methods: This cross-sectional survey was performed in the antenatal clinics of Kowloon East Cluster, Hospital Authority. Questionnaires were distributed to pregnant women for self-completion during follow-up examinations.
 
Results: In total, 623 completed questionnaires were collected from 28 July 2020 to 13 August 2020. Within this cohort, 83.1% of the women expressed high levels of worry (41.9% very worried and 41.3% worried) about contracting COVID-19 during pregnancy, 70.5% believed that maternal COVID-19 could cause intrauterine infection of their fetuses, and 84.3% objected to banning husbands from accompanying wives during labour and delivery. Most women (80.6%) agreed with universal screening for COVID-19 at certain points during pregnancy. Logistic regression modelling showed that women who were very worried about contracting COVID-19 (P=0.005) and women in their third trimester of pregnancy (P=0.009) were more likely to agree with universal screening during pregnancy; women with higher income (P=0.017) and women who planned to deliver in a private hospital (P=0.024) were more likely to disagree with such screening.
 
Conclusion: Pregnant women expressed high levels of worry about contracting COVID-19 during pregnancy; universal screening during pregnancy was acceptable to a large proportion of our participants. Efforts should be made to specifically include pregnant women when launching any population screening programme for COVID-19.
 
 
New knowledge added by this study
  • This study investigated the knowledge, psychosocial behavioural responses, and opinions of pregnant women in Hong Kong towards coronavirus disease 2019 (COVID-19).
  • A large majority of the women in this study expressed worry about COVID-19, despite a lack of comprehensive knowledge about the disease.
  • More than 80% of the women agreed with universal screening for COVID-19 in pregnant women during visits to clinics and hospitals.
Implications for clinical practice or policy
  • Universal screening should be incorporated as part of routine clinical management and in-patient care for pregnant women during the COVID-19 pandemic.
  • Husbands should be allowed to accompany their wives during labour and delivery if a rapid screening method shows that the husbands do not have COVID-19.
  • Online resources should be developed to enhance public knowledge about COVID-19-related complications in pregnancy.
 
 
Introduction
Coronavirus disease 2019 (COVID-19), caused by severe acute respiratory syndrome coronavirus 2 (SARS-CoV-2), has been a worldwide pandemic for more than 2 years. The first reported case of COVID-19 occurred in Wuhan, China in late December 2019.1 2 On 21 January 2020, the first confirmed imported case of COVID-19 in Hong Kong was identified in a mainland Chinese tourist who arrived from Wuhan by high-speed rail.3
 
The dynamics of the current COVID-19 pandemic closely resemble the previous SARS epidemic because each has involved a respiratory disease caused by a coronavirus. Despite various measures and strategies employed by the Hong Kong government and the public in an effort to combat viral spread, a third wave of infections occurred in the middle of 2020, leading to >100 new confirmed COVID-19 cases daily for 12 days consecutively in late July 2020.4 In response, the government announced a variety of new measures to contain the spread of COVID-19.
 
Pregnant women in Hong Kong are particularly worried about the effects of COVID-19 because of their vulnerable immune status during pregnancy, as well as the fear of vertical transmission to the neonate.5 6 During the 2003 SARS epidemic in Hong Kong, 12 pregnant women contracted SARS and three died. Among the survivors, SARS was associated with poor outcomes including high rates of mechanical ventilation and intensive care unit admission, as well as spontaneous miscarriage, preterm delivery, and intrauterine growth restriction. However, there was no evidence of perinatal transmission of SARS to infants.7 In early 2020, the first reports of COVID-19 in Chinese pregnant women were published.8 9 Systematic reviews concerning maternal and perinatal outcomes in cases of COVID-19 have since been published.10 11 12 13
 
To our knowledge, no studies have specifically assessed the basic knowledge and concerns of pregnant women with respect to COVID-19, or their acceptance of universal screening for infection by the causative virus (SARS-CoV-2); such information is important for the establishment of public education campaigns and launching COVID-19 population screening efforts that target pregnant women. This study aimed to evaluate the opinions of pregnant women concerning obstetric services provided during the pandemic, with particular focus on acceptance of universal screening for COVID-19 during pregnancy. The study also explored the knowledge, attitudes, and behaviours of pregnant women towards the COVID-19 pandemic.
 
Methods
This cross-sectional survey was conducted in two antenatal clinics in the Kowloon East Cluster of Hong Kong. The questionnaires were distributed to consecutive pregnant women who attended antenatal follow-up examinations in the two clinics from July 2020 to August 2020.
 
The paper questionnaires were anonymous, self-administered, and available in either Chinese or English. The first section of the questionnaire collected basic demographic data from the recruited women. The remaining sections comprised four domains with 31 total questions; five questions had multiple parts. The four domains included questions regarding (1) knowledge of COVID-19 in pregnancy, (2) attitudes towards COVID-19, (3) social behaviours during the COVID-19 pandemic, and (4) opinions about the provision of obstetric services during the COVID-19 pandemic. The questions were answered in the following formats (as appropriate): binary (Yes/No), three options (Yes/No/unsure), 4-point Likert scale, or selection of available answers (online supplementary Appendix).
 
The study protocol was approved by the Research Ethics Committee of Kowloon East Cluster, Hospital Authority. SPSS software (Windows version 20.0; IBM Corp, Armonk [NY], United States) was used for data entry and analysis. Descriptive categorical data were expressed as numbers and percentages; they were compared and analysed by the Chi squared test or Fisher’s exact test as appropriate. Multivariate logistic regression analysis was used to identify clinical covariates that were significantly associated with pregnant women’s opinions about universal screening for COVID-19. A P value of <0.05 was considered statistically significant.
 
Results
Participants
The questionnaires were distributed to 700 pregnant women for 17 days, from 28 July 2020 to 13 August 2020. Seven women were excluded because they could not understand either version of the questionnaire (ie, Chinese or English), while 54 women refused to participate in the study. Of the 639 women who completed the questionnaire, 16 were excluded because of missing answers; thus, 623 participants were included in the final analysis. Nearly all participants were Chinese (93.3%). Half of the participants (50.2%) had an education level of tertiary or above; 47.5% were in the third trimester of pregnancy (Table 1).
 

Table 1. Maternal characteristics of pregnant women in antenatal clinics in the Kowloon East Cluster of Hong Kong (n=623)
 
Knowledge of COVID-19 in pregnancy
A large proportion of the participants (90.5%) knew that COVID-19 was transmitted by droplets, while more than one-third of participants (38.5%) thought that airborne transmission of COVID-19 was also possible. Additionally, more than one-third of participants (41.9%) thought that they were more likely to contract COVID-19, while 32.6% presumed that pregnant women with COVID-19 would have more severe disease and experience higher mortality rates compared with the general population. Moreover, 73.4% of participants thought that maternal COVID-19 was associated with pregnancy complications such as miscarriage, stillbirth, growth restriction, and preterm birth; 70.5% believed that maternal COVID-19 could be vertically transmitted to the fetus during pregnancy. Substantial proportions of participants were unsure whether COVID-19 in pregnant women could lead to teratogenicity in the fetus (44.5%), or whether women with COVID-19 should be able to perform vaginal delivery (44%) or breastfeed (35.3%) [Table 2].
 

Table 2. Knowledge of COVID-19 among pregnant women (n=623)
 
Attitudes and behaviours of pregnant women during the COVID-19 pandemic
The majority (83.1%) of participants were worried about contracting COVID-19 during pregnancy (41.9% were very worried and 41.3% were worried). Similarly, 87.0% of participants only left home when necessary during the pandemic, while 71.3% of participants were worried about contracting COVID-19 during their antenatal visits in public hospitals (27.1% were very worried and 44.1% were worried). One-third of the participants (33.1%) used extra protective gear other than surgical masks when attending antenatal clinics (eg, N95 masks, goggles, gloves, or face shields), while 28.9% of participants reported cleaning the chair and examination bed with disinfectants before use during an antenatal clinic visit. Almost one-quarter of participants (23.6%) intended to deliver in a private hospital, among which 49.7% (73/147) believed that the risk of contracting COVID-19 was lower when delivering in a private hospital than in a public hospital. Moreover, 61.2% of participants who intended to deliver in a private hospital (90/147) stated that public hospitals no longer permitted husbands to accompany wives during labour and delivery during the COVID-19 pandemic, while private hospitals continued to allow such practices. Seventy-two participants (11.6%) decided not to breastfeed because of the COVID-19 pandemic, of which 77.8% (56/72) believed that COVID-19 could be transmitted to the baby through breast milk even if the mother had asymptomatic illness (Table 3).
 

Table 3. The attitudes and behaviours of pregnant women during the COVID-19 pandemic (n=623)
 
Opinions about the provision of obstetric services during the COVID-19 pandemic
Most participants agreed that antenatal seminars and antenatal exercise classes should be cancelled, and that visitors should not be allowed in postnatal wards and neonatal wards (including husbands and parents). However, a large proportion of participants (84.3%) objected to banning husbands from accompanying wives during labour and delivery in the COVID-19 pandemic; 94.7% of participants agreed that husbands a with negative COVID-19 test results should be allowed to accompany wives during labour, and 65.6% agreed with paying for such a test if the price was ≤HK$300. While 80.6% of participants agreed that pregnant women should undergo universal screening for COVID-19 during pregnancy, their preferences varied regarding the optimal time to perform such screening. The most popular option was screening in every trimester (36.7%), followed by screening when preparing for labour or in labour (36.3%). Almost all participants (92.5%) agreed that hospital staff caring for pregnant women should undergo regular universal COVID-19 screening (Table 4).
 

Table 4. Pregnant women’s opinions about obstetric services during the COVID-19 pandemic (n=623)
 
Factors that affect pregnant women’s opinions about universal screening for COVID-19
Univariate analysis showed that a significantly greater proportion of women who agreed with universal screening had family income <$40 000 (72.7% vs 47.9%, P<0.001), were very worried about contracting COVID-19 during pregnancy (45.0% vs 28.9%, P=0.001), or were in their third trimester (50.8% vs 33.9%, P=0.001). Conversely, women who did not agree with screening were more likely to have an education level of tertiary or above (46.4% vs 66.1%, P<0.001) and intended to deliver in a private hospital (14.3% vs 40.5%, P<0.001). However, no differences were observed in terms of parity, ethnicity, or the proportion of women with advanced maternal age between women who did and did not agree with universal screening (Table 5). Logistic regression analysis showed that women who were very worried about contracting COVID-19 (P=0.005, odds ratio [OR]=1.89) and women in their third trimester of pregnancy (P=0.009, OR=1.77) were more likely to agree with universal screening during pregnancy; women with family income >$40 000 (P=0.017, OR=0.55) and women who planned to deliver in a private hospital (P=0.024, OR=0.57) were more likely to disagree with such screening. Education level was not a significant risk factor according to multivariate analysis (Table 6).
 

Table 5. Factors that affected pregnant women’s opinions about universal screening
 

Table 6. Logistic regression of factors associated with support for universal COVID screening among pregnant women
 
Discussion
To our knowledge, this is the first large study in Hong Kong concerning the knowledge and psychobehavioural responses of pregnant women towards the COVID-19 pandemic. While basic concepts concerning COVID-19 appeared to be understood by our study participants (eg, COVID-19 is primarily spread through droplets and that vaccines were not available at the time of the study), there was the potential for improved knowledge regarding other concepts. For instance, there is evidence that, compared with the general population, pregnant women are not more susceptible to contract COVID-19 and the majority of them do not experience severe complications of COVID-19 in pregnancy; however, it has been suggested that pregnant women may be at higher risk of more severe disease than the non-pregnant women in terms of intensive care unit admission particularly when they are in the third trimester.14 In a systematic review, the rate of severe pneumonia in pregnant women with COVID-19 ranged from 0% to 14%; sporadic maternal death was reported in case reports of patients with severe COVID-19.10 Furthermore, approximately 70% of women in our cohort thought that maternal COVID-19 led to increased pregnancy complications and carried a high rate of vertical transmission, more evidence in these areas are now emerging. Systematic reviews have shown that there could be increased risks of miscarriage and stillbirths in pregnant women with COVID-19; and pregnant women with symptomatic infection had two-to-three-fold increased risks of preterm birth, most of these were iatrogenic.12 13 In contrast, there is no evidence showing increased risk for teratogenicity or intrauterine growth restriction of baby with maternal COVID-19 infection.15 The risks of vertical transmission of COVID-19, which despite remaining controversial, has now been supported by systematic reviews.16 Online resources, such as websites or mobile apps, should be considered to provide updated information regarding the effects of COVID-19 on pregnancy.
 
Our pregnant women demonstrated uncertainties concerning the mode of delivery and breastfeeding should they contract COVID-19, mainly because they feared disease transmission during delivery or via breast milk. While the literature has reported that vertical transmission during vaginal delivery or in the peripartum period could be possible, the actual risks appeared to be very low and caesarean may not prevent vertical transmission.17 Indeed, vaginal delivery is not contra-indicated although high rates of caesarean delivery have been reported in studies, with up to 85.9% of deliveries via caesarean section in a large series of 116 women with COVID-19 (38.8% had COVID-19 pneumonia).18 However, there has been conflicting evidence regarding the safety of breastfeeding.19 According to the Centers for Disease Control and Prevention guidelines, breastfeeding is not contra-indicated when a mother contracts COVID-19 but should be determined by the mother’s overall health status.20 Available data suggest that SARS-CoV-2 is not detectable in breast milk samples from mothers with COVID-19. While some authors have suggested isolation of the mother and baby,21 a large series of 82 neonates roomed with mothers who had COVID-19 in a closed Giraffe isolette (with necessary contact precautions during direct breastfeeding) showed that these neonates remained free of COVID-19.22
 
A large majority of the pregnant women in our cohort expressed worry about contracting COVID-19 during pregnancy or antenatal follow-up examinations in public hospitals. A survey of the psychological and behavioural responses of pregnant women during the SARS epidemic in Hong Kong revealed that pregnant women had slightly greater anxiety during SARS than before the epidemic.23 In addition to their memories of the SARS epidemic, the widespread worry among pregnant women in our cohort could be explained by the timing of our survey, which was conducted during a wave of COVID-19 transmission in Hong Kong. We might have been able to partially alleviate their fears if we had stated that the World Health Organization’s provisional case fatality rate of COVID-19 was 3.7% during the study period, considerably lower than the 10% of SARS.24 A substantial proportion of pregnant women (approximately 20%) in our survey revealed that they had considered subsequent follow-up examinations and delivery in private hospitals, which they believed to be safer; however, this proportion might be an underestimation because women who intended to deliver in a private hospital might not have attended our clinics for any examinations.
 
More than 80% of women objected to banning husbands from accompanying wives during labour and delivery in the COVID-19 pandemic, particularly if those husbands had negative COVID-19 test results. Indeed, many women reported considering delivery in a private hospital for this reason. A previous study conducted in our unit demonstrated that partner companionship during labour could offer emotional support and enhance maternal satisfaction during delivery.25 As extended screening becomes available, husbands should be offered the opportunity to undergo screening when their wives are admitted for labour and delivery to address this need for partner companionship.
 
Because COVID-19 is highly transmissible and COVID-19 carriers may be asymptomatic, universal screening of all patients is important to curb disease spread in the community. In August 2020, the Hong Kong Government announced that a voluntary universal COVID-19 testing programme would be launched. In partnership with the Board of Directors of Yan Chai Hospital, the government’s trial community testing programme for COVID-19 among pregnant women was launched on 10 August 2020, although we did not have data regarding this programme during our study. Around 1 month after our study, the Hospital Authority extended the COVID-19 screening to all asymptomatic in-patients including pregnant women. Our survey showed that approximately 80% of pregnant women agreed with universal screening for COVID-19 in the hospital setting. While their opinions differed concerning the frequency and timing of screening, women in the third trimester of pregnancy generally wanted to confirm that they were COVID-19-free at the time of delivery. However, it is understandable that women with higher family income and women who intended to deliver in a private hospital might not agree with universal screening in public hospitals. In the literature, universal screening for COVID-19 in pregnant women has mainly focused on screening at the time of admission for delivery; this practice was implemented as early as March 2020 in countries where community prevalence rates were considered high. Such universal screening has yielded prevalence rates of 0.43% to 13.7% for asymptomatic COVID-19 in pregnant women, depending on the local epidemiological situation.26 27 28 29 In the latest update, the Royal College of Obstetricians and Gynaecologists recommended all pregnant women admitted to hospitals in England should be offered SARS-CoV-2 testing regardless of symptoms.30 Ideally, such screening enables early identification and cohorting of asymptomatic women with COVID-19, thus protecting other pregnant women, their newborn infants, and healthcare staff. Negative test results can be used to reassure the women and encourage them to practise breastfeeding. The inclusion of universal screening for COVID-19 among pregnant women should be a key aspect of maternity care after considering the need for laboratory support, availability of isolation facilities and personal protective equipment, and (most importantly) the cost-effectiveness of screening based on the estimated community prevalence of COVID-19.
 
There were some limitations in this study. While we performed a small pilot study (involving face-to-face interviews) when designing and refining the survey questions to confirm responses by pregnant women, we did not conduct further formal validation or assessment of internal reliability. The questionnaires were developed around the peak of the third wave in Hong Kong; the results drawn from the survey reflected only the recruited women’s knowledge and opinions at that time point. Thus, our findings might not be generalisable to other populations or other points in the COVID-19 pandemic with different epidemiological characteristics.
 
Conclusion
Among pregnant women, knowledge about COVID-19 during pregnancy should be strengthened through public education that specifically focuses on COVID-19-related complications in pregnancy. A large majority of pregnant women expressed worry about contracting COVID-19 during pregnancy, and most women in the study agreed with universal screening during pregnancy. While the optimal timing for screening in pregnancy requires further consideration, there is a need to specifically include pregnant women in population screening programmes for COVID-19.
 
Author contributions
Concept or design: WY Lok, CW Kong, WWK To.
Acquisition of data: WY Lok, CY Chow.
Analysis or interpretation of data: WY Lok, CW Kong, WWK To.
Drafting of the manuscript: WY Lok, CW Kong.
Critical revision of the manuscript for important intellectual content: All authors
 
All authors had full access to the data, contributed to the study, approved the final version for publication, and take responsibility for its accuracy and integrity.
 
Conflicts of interest
All authors have disclosed no conflicts of interest.
 
Funding/support
This research received no specific grant from any funding agency in the public, commercial, or not-for-profit sectors.
 
Ethics approval
Ethics approval was obtained from the Kowloon Central/Kowloon East Research Ethics Committees (Ref: KC/KE-20- 0226/ER-3).
 
References
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2. Huang C, Wang Y, Li X, et al. Clinical features of patients infected with 2019 novel coronavirus in Wuhan, China. Lancet 2020;395:497-506. Crossref
3. Cheung E. China Coronavirus: death toll almost doubles in one day as Hong Kong reports its first two cases. South China Moring Post. 2020 Jan 22. Available from: https://www.scmp.com/news/hong-kong/health-environment/article/3047193/china-coronavirus-first-case-confirmed-hong- kong. Accessed 16 Aug 2020.
4. Ting V, Leung K, Cheung E. Hong Kong third wave: city’s Covid-19 social-distancing measures set to be extended after recent spike in cases. South China Moring Post. 2020 Aug 1. Available from: https://www.scmp.com/news/hongkong/healthenvironment/article/3095642/hong-kong-third-wave-more-100-new-covid-19-cases. Accessed 16 Aug 2020.
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11. Zaigham M, Andersson O. Maternal and perinatal outcomes with COVID-19: a systematic review of 108 pregnancies. Acta Obstet Gynecol Scand 2020;99:823-9. Crossref
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13. Wei SQ, Bilodeau-Bertrand M, Liu S, Auger N. The impact of COVID-19 on pregnancy outcomes: a systematic review and meta-analysis. CMAJ 2021;193:E540-8. Crossref
14. Vousden N, Bunch K, Morris E, et al. The incidence, characteristics and outcomes of pregnant women hospitalized with symptomatic and asymptomatic SARS-CoV- 2 infection in the UK from March to September 2020: a national cohort study using the UK Obstetric Surveillance System (UKOSS). PLoS One 2021;16:e0251123. Crossref
15. Mullins E, Hudak ML, Banerjee J, et al. Pregnancy and neonatal outcomes of COVID-19: coreporting of common outcomes from PAN-COVID and AAP-SONPM registries. Ultrasound Obstet Gynecol 2021;57:573-81. Crossref
16. Musa SS, Bello UM, Zhao S, Abdullahi ZU, Lawan MA, He D. Vertical transmission of SARS-CoV-2: a systematic review of systematic reviews. Viruses 2021;13:1877. Crossref
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19. Poon LC, Yang H, Kapur A, et al. Global interim guidance on coronavirus disease 2019 (COVID-19) during pregnancy and puerperium from FIGO and allied partners: information for healthcare professionals. Int J Gynecol Obstet 2020;149:273-86. Crossref
20. Centers for Disease Control and Prevention. Care for breastfeeding people. Interim guidance on breastfeeding and breast milk feeds in the context of COVID-19. Available from: https://www.cdc.gov/coronavirus/2019-ncov/hcp/care-for-breastfeeding-women.html. Accessed 11 Aug 2020.
21. Griffin I, Benarba F, Peters C, et al. The impact of COVID-19 infection on labor and delivery, newborn nursery, and neonatal intensive care unit: prospective observational data from a single hospital system. Am J Perinatol 2020;37:1022-30. Crossref
22. Salvatore CM, Han JY, Acker KP et al. Neonatal management and outcomes during the COVID-19 pandemic: an observation cohort study. Lancet Child Adolesc Health 2020;4:721-7. Crossref
23. Lee DT, Sahotab D, Leung TN, Yip AS, Lee FF, Chung TK. Psychological responses of pregnant women to an infectious outbreak: a case-control study of the 2003 SARS outbreak in Hong Kong. J Psychosom Res 2006;61:707-13. Crossref
24. World Health Organization. Coronavirus disease (COVID-2019) situation reports-204. Available from: https://www.who.int/docs/default-source/coronaviruse/situation-reports/20200811-covid-19-sitrep-204.pdf?sfvrsn=1f4383dd_2. Accessed 12 Aug 2020.
25. Chung VW, Chiu JW, Chan DL, To WW. Companionship during labour promotes vaginal delivery and enhances maternal satisfaction. Hong Kong J Gynaecol Obstet Midwifery 2017;17:12-7.
26. Sutton D, Fuchs K, D’Alton M, Goffman D. Universal screening for SARS-CoV-2 in women admitted for delivery. N Engl J Med 2020;382:2163-4. Crossref
27. Fassett MJ, Lurvey LD, Yasumura L, et al. Universal SARS-Cov-2 screening in women admitted for delivery in a large managed care organization. Am J Perinatol 2020;37:1110-4. Crossref
28. Tanacana A, Erola SA, Turgay B, et al. The rate of SARS-CoV-2 positivity in asymptomatic pregnant women admitted to hospital for delivery: experience of a pandemic center in Turkey. Eur J Obstet Gynecol Reprod Biol 2020;253:31-4. Crossref
29. Herraiz I, Folgueira D, Villalaín C, Forcén L, Delgado R, Galindo A. Universal screening for SARS-CoV-2 before labor admission during Covid-19 pandemic in Madrid. J Perinat Med 2020;48:981-4. Crossref
30. The Royal College of Obstetricians and Gynaecologists. Principles for the testing and triage of women seeking maternity care in hospital settings, during the COVID-19 pandemic. A supplementary framework for maternity healthcare professionals. version 2. Available from: https://www.rcog.org.uk/globalassets/documents/guidelines/2020-08-10-principles-for-the-testing-and-triage-of-women-seeking-maternity-care-in-hospital-settings-during-the-covid-19-pandemic.pdf. Accessed 2 Oct 2020.

Non-visualisation of fetal gallbladder in a Chinese cohort

Hong Kong Med J 2022 Apr;28(2):116–23  |  Epub 20 Apr 2022
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Non-visualisation of fetal gallbladder in a Chinese cohort
YH Ting, MB, BS, FRCOG1; PL So, MB, BS, MRCOG2; KW Cheung, MB, BS, MRCOG3; TK Lo, MB, BS, FRCOG4; Teresa WL Ma, MB, BS, FRCOG5; TY Leung, MD, FRCOG
1 Fetal Medicine Unit, Department of Obstetrics and Gynaecology, Prince of Wales Hospital, The Chinese University of Hong Kong, Hong Kong
2 Fetal Medicine Unit, Department of Obstetrics and Gynaecology, Tuen Mun Hospital, Hong Kong
3 Fetal Medicine Unit, Department of Obstetrics and Gynaecology, Queen Mary Hospital, Hong Kong
4 Fetal Medicine Unit, Department of Obstetrics and Gynaecology, Princess Margaret Hospital, Hong Kong
5 Fetal Medicine Unit, Department of Obstetrics and Gynaecology, Queen Elizabeth Hospital, Hong Kong
 
Corresponding author: Prof TY Leung (tyleung@cuhk.edu.hk)
 
 Full paper in PDF
 
Abstract
Introduction: Non-visualisation of fetal gallbladder (NVFGB) is associated with chromosomal abnormalities, biliary atresia, cystic fibrosis, and gallbladder agenesis in Caucasian fetuses. We investigated the outcomes of fetuses with NVFGB in a Chinese cohort.
 
Methods: This retrospective analysis included cases of NVFGB among Chinese pregnant women at five public fetal medicine clinics in Hong Kong from 2012 to 2019. We compared the incidences of subsequent gallbladder visualisation, chromosomal abnormalities, biliary atresia, cystic fibrosis, and gallbladder agenesis between cases of isolated NVFGB and cases of non-isolated NVFGB.
 
Results: Among 19 cases of NVFGB detected at a median gestational age of 21.3 weeks (interquartile range, 20.0-22.3 weeks), 10 (52.6%) were isolated and nine (47.4%) were non-isolated. Eleven (58.0%) cases had transient non-visualisation, four (21.0%) had gallbladder agenesis, three (15.8%) had chromosomal abnormalities (trisomy 18, trisomy 21, and 22q11.2 microduplication), one (5.2%) had biliary atresia, and none had cystic fibrosis. The incidence of serious conditions was significantly higher in the non-isolated group than in the isolated group (44.4% vs 0%; P=0.029); all three cases with chromosomal abnormalities and the only case of biliary atresia were in the non-isolated group, while all four cases with gallbladder agenesis were in the isolated group. The incidences of transient non-visualisation were similar (55.6% vs 60.0%; P=1.000).
 
Conclusion: Isolated NVFGB is often transient or related to gallbladder agenesis. While investigations for chromosomal abnormalities and biliary atresia are reasonable in cases of NVFGB, testing for cystic fibrosis may be unnecessary in Chinese fetuses unless the NVFGB is associated with consistent ultrasound features, significant family history, or consanguinity.
 
 
New knowledge added by this study
  • Non-visualisation of fetal gallbladder (NVFGB) is associated with chromosomal abnormalities, biliary atresia, cystic fibrosis, and gallbladder agenesis in Caucasian fetuses. A similar pattern of associated conditions was observed in Chinese fetuses with NVFGB, but none had cystic fibrosis.
  • While the incidences of chromosomal abnormalities and biliary atresia were significantly higher in cases of non-isolated NVFGB, isolated NVFGB was generally transient or related to gallbladder agenesis; the risks of chromosomal abnormalities and biliary atresia are presumably low in cases of isolated NVFGB.
  • The chromosomal abnormalities associated with NVFGB include common aneuploidies, microdeletions, and microduplications.
Implications for clinical practice or policy
  • Considering the association with chromosomal abnormalities, amniocentesis is recommended in cases of NVFGB. Chromosomal microarray analysis is more appropriate than karyotyping for the detection of associated microdeletions and microduplications.
  • Amniotic fluid gamma-glutamyl transpeptidase (AFGGT) assay may be useful because low AFGGT level is reportedly a marker for biliary atresia; it is sensitive but not specific, particularly after 22 weeks of gestation.
  • Further testing for cystic fibrosis may be unnecessary in Chinese fetuses unless the NVFGB is associated with consistent ultrasound features, significant family history, or consanguinity.
 
 
Introduction
The fetal gallbladder can be observed by antenatal ultrasound scan at 14 weeks of gestation.1 During the morphology scan at approximately 20 weeks of gestation, >99% of fetal gallbladders can be observed; in 75% of cases of non-visualisation of fetal gallbladder (NVFGB), a gallbladder is clearly present during subsequent scans.2 However, the visualisation rate drops to 75% to 85% after 32 weeks of gestation when the gallbladder becomes contractile.3 4
 
Although sonographic examination of the fetal gallbladder is not technically difficult, the International Society of Ultrasound in Obstetrics and Gynecology and other professional bodies have not yet included the gallbladder as a routine component of the mid-trimester anatomical survey.5 6 7 8 The problem with routine examination of the fetal gallbladder is that non-visualisation of the gallbladder can lead to challenging counselling and antenatal diagnosis because NVFGB is related to a wide spectrum of fetal conditions. While NVFGB may be a transient phenomenon in a normal fetus or the result of gallbladder agenesis (a benign congenital anomaly), it can also be associated with more serious underlying conditions such as biliary atresia, cystic fibrosis, or chromosomal abnormalities. While it is generally simple to identify chromosomal abnormalities and cystic fibrosis by amniocentesis, the antenatal diagnosis of biliary atresia is challenging because no diagnostic antenatal test is currently available. Because biliary atresia can be fatal without early postnatal intervention and may eventually require liver transplantation, uncertainty regarding the antenatal diagnosis of such a condition may cause significant parental anxiety; some parents may even consider termination of pregnancy to avoid the risk of a severe abnormality in their child.9 10
 
A systematic review of isolated NVFGB in Western populations revealed that the incidences of transient non-visualisation, gallbladder agenesis, biliary atresia, cystic fibrosis, and chromosomal abnormalities were 69.4%, 24.7%, 3.5%, 2.4%, and 1.4%, respectively. The incidences of biliary atresia, cystic fibrosis, and chromosomal abnormalities were higher in cases of non-isolated NVFGB with additional sonographic abnormalities: 18.2%, 23.1%, and 20.4%, respectively.11 However, the incidences may differ considerably among Chinese women with NVFGB, as cystic fibrosis is uncommon in Asian populations, while biliary atresia is more prevalent in Chinese individuals.12 13 14 15 16 The aim of this study was to investigate the outcomes of fetuses with NVFGB in a cohort of Chinese women; the findings may provide guidance for the management of NVFGB.
 
Methods
This retrospective review included cases of NVFGB among Chinese pregnant women at five public fetal medicine clinics in Hong Kong from 2012 to 2019. In these clinics, fetal morphology scans were limited to high-risk cases and fetal gallbladder assessment was not routinely performed, in accordance with guidelines from the International Society of Ultrasound in Obstetrics and Gynecology.5 17 When cases of NVFGB were detected incidentally or referred from private clinics, the pregnant women were provided counselling regarding possible differential diagnoses and offered amniocentesis for chromosomal analysis. In cases of serious fetal abnormalities where parents decided for legal termination of pregnancy before 24 weeks of gestation, post-mortem examinations were arranged with parental consent. After birth, babies with NVFGB were referred to paediatricians for further evaluation.
 
The following data were reviewed: demographic information, gestational age at detection of NVFGB, findings during the morphology scan and subsequent scans, results of all amniotic fluid investigations if amniocentesis had been performed, pregnancy outcome, all neonatal imaging reports, operations performed on the baby and intra-operative findings, and autopsy findings in case of termination of pregnancy. The cases were segregated into isolated and non-isolated groups according to the absence or presence of additional sonographic findings. The incidences of subsequent visualisation of gallbladder, gallbladder agenesis, biliary atresia, cystic fibrosis, and chromosomal abnormalities were compared between the two groups.
 
The study protocol was approved by the Joint Chinese University of Hong Kong–New Territories East Cluster Clinical Research Ethics Committee on 3 March 2020 (CREC Ref. No.: 2020.060). This manuscript was written in accordance with STROBE reporting guidelines.
 
Statistical analysis
Fisher’s exact test was used for comparisons between the isolated and non-isolated groups. All statistical analyses were performed using SPSS software (Windows version 22.0; IBM Corp., Armonk [NY], United States). P values <0.05 were considered statistically significant.
 
Results
Among 19 cases of NVFGB detected at a median gestational age of 21.3 weeks (interquartile range, 20.0-22.3 weeks), 10 (52.6%) were isolated and nine (47.4%) were non-isolated. Eleven (58.0%) cases had transient non-visualisation, four (21.0%) had gallbladder agenesis, three (15.8%) had chromosomal abnormalities (trisomy 18, trisomy 21, and 22q11.2 de novo microduplication), and one (5.2%) had biliary atresia. There were no cases with features suggestive of cystic fibrosis (Tables 1 and 2).
 

Table 1. Details of the 19 cases of non-visualisation of fetal gallbladder
 

Table 2. Comparison of characteristics between isolated and non-isolated cases of non-visualisation of fetal gallbladder
 
Non-isolated non-visualisation of fetal gallbladder
Amniocentesis was performed in eight of the nine non-isolated cases; three chromosomal abnormalities (33.3%) were found, including trisomy 18 (case 1), trisomy 21 (case 2), and 22q11.2 de novo microduplication (case 3). Case 1 ended in neonatal death and the parents declined post-mortem investigation. Case 2 was a dichorionic twin pregnancy; selective feticide was performed on the fetus with trisomy 21, but post-mortem investigation could not be performed because of the long interval between selective feticide and delivery of the normal co-twin. Termination of pregnancy was performed in case 3 and gallbladder agenesis was confirmed at autopsy. Termination of pregnancy was also performed in case 4 because of multiple structural abnormalities; chromosomal microarray (CMA) findings were normal and post-mortem investigation revealed normal gallbladder. Live birth occurred in the remaining five cases; in one case, the gallbladder was observed during a subsequent antenatal scan and the postnatal outcome was normal, while NVFGB persisted in the other four cases. Among the four cases with persistent NVFGB, one (11.1%) had biliary atresia that required liver transplantation (case 6); antenatal scans had shown a hepatic hilar cyst (Fig 1), which was highly suggestive of cystic biliary atresia.18 Postnatal examination showed a normal gallbladder in the other three cases. None of the five live births had features suggestive of cystic fibrosis (Table 1 and Fig 2).
 

Figure 1. Antenatal ultrasonogram of Case 4 showing a hepatic hilar cyst (arrow), which was confirmed to be cystic biliary atresia after birth
 

Figure 2. Diagram of the underlying diagnoses in 19 cases of non-visualisation of fetal gallbladder (NVFGB) in our Chinese cohort
 
Isolated non-visualisation of fetal gallbladder
Among the 10 cases of isolated NVFGB, amniocentesis was performed in one, while chorionic villi sampling was performed in the first trimester because of positive Down syndrome screening result in another; CMA findings were normal in both cases. In four cases, gallbladders were observed during subsequent antenatal scans at a mean follow-up interval of 1.0 week (range, 0.3-2.0); NVFGB persisted in the other six cases. Among the six cases with persistent NVFGB, gallbladder agenesis was confirmed in four (66.7%) and gallbladders were observed after birth in two (33.3%). None of the 10 cases had features suggestive of cystic fibrosis after birth (Table 1 and Fig 2).
 
Comparison between the isolated and non-isolated groups
The characteristics of isolated and non-isolated groups are compared in Table 2. The incidence of serious abnormalities (chromosomal abnormalities, biliary atresia) was significantly higher in the non-isolated group than in the isolated group (44.4% vs 0%; P=0.029). Notably, all serious conditions in the cohort (all three cases of chromosomal abnormalities and the only case of biliary atresia) were observed in the non-isolated group, while all benign conditions (all four cases of isolated gallbladder agenesis) were observed in the isolated group. The incidences of transient non-visualisation did not significantly differ between the isolated and non-isolated groups (60.0% vs 55.6%; P=1.000).
 
Discussion
Isolated non-visualisation of fetal gallbladder
In our cohort, cases of isolated NVFGB had a good overall prognosis, with a 60% probability that the gallbladder would be observed in a subsequent scan and a 40% probability of gallbladder agenesis. This incidence of transient non-visualisation (60%) is consistent with findings by Yayla and Bayik2 (75%) and Di Pasquo et al11 (69.4%). In our cases of transient NVFGB, the gallbladder was observed during a subsequent antenatal scan in 40%, and during the postnatal period in the remaining 20%. The mean interval between NVFGB and subsequent antenatal detection of the gallbladder was 1 week. Therefore, a second sonographic examination within 1 week after NVFGB would help to alleviate parental anxiety and avoid the need for further investigations in nearly half of such cases. Even in cases with persistent isolated NVFGB, the prognosis remains good, because the gallbladder is likely to be observed after birth in one-third of cases; while gallbladder agenesis is likely in the remaining cases. Our findings are similar to the results of a recent systematic review of seven studies in Western populations, including 217 cases of isolated NVFGB; most cases had transient non-visualisation (69.4%) and gallbladder agenesis (24.7%), but some cases had serious conditions (biliary atresia [3.5%], cystic fibrosis [2.4%], and chromosomal abnormalities [1.4%]).11 Therefore, further investigations to rule out such serious abnormalities remain important in cases of isolated NVFGB.
 
Non-isolated non-visualisation of fetal gallbladder
In the aforementioned review, the incidences of biliary atresia, cystic fibrosis, and chromosomal abnormalities were much higher when NVFGB occurred in combination with other ultrasound abnormalities (18.2%, 23.1%, and 20.4%, respectively).11 Copy number variants were observed in one of three cases with chromosomal abnormalities in our study and two of 11 such cases in the study by Di Pasquo et al11; these findings support the recommendation for the use of CMA, rather than karyotyping.19 20 21 However, our results differ from the findings reported by Di Pasquo et al11 in that none of our cases had cystic fibrosis, which is unsurprising because cystic fibrosis is rare in Chinese individuals; moreover, our incidence of biliary atresia (11.1%) was much lower than expected, considering that biliary atresia is reportedly threefold more common in Chinese individuals than in Caucasian individuals.12 13 14 15 16
 
Non-visualisation of fetal gallbladder and biliary atresia
Based on the data described above, in cases of non-isolated NVFGB or persistent isolated NVFGB, amniocentesis may help to rule out chromosomal abnormalities; this approach is generally simple with current CMA technology.19 20 However, the antenatal diagnosis of biliary atresia is challenging because fetal bile duct patency cannot be determined by sonographic examination; NVFGB may be the only suggestive sign of biliary atresia. When NVFGB is associated with a hepatic hilar cyst or heterotaxy, a diagnosis of biliary atresia is likely.18 However, it is difficult to differentiate biliary atresia from gallbladder agenesis in cases of isolated NVFGB. Thus, a low amniotic fluid gamma-glutamyl transpeptidase (AFGGT) level has been proposed as an indicator of biliary atresia.22 23 24 Gamma-glutamyl transpeptidase (GGT) is initially derived from the fetal biliary tract, passed into the gastrointestinal tract, and finally excreted into the amniotic fluid. The AFGGT level decreases with increasing gestational age because progressive maturation of the anal sphincter impairs the passage of GGT from the gastrointestinal tract into the amniotic fluid.22 25 26 The anal sphincter muscles become fully mature by 20 weeks of gestation, and the AFGGT level becomes very low after 22 weeks of gestation. Therefore, it may be difficult to distinguish between a low level related to biliary atresia and a low level related to normal development after 22 weeks of gestation.25 26 Using an AFGGT level below the 5th centile, Bardin et al23 reported 100% sensitivity in the detection of biliary atresia, with a false positive rate of 4%, between 17 and 22 weeks of gestation (Table 3). Using AFGGT level and/or intestinal alkaline phosphatase <0.5 multiples of the median, Dreux et al24 also reported 100% sensitivity before 22 weeks of gestation; however, their false positive rate was 20%. Notably, when the test was performed after 22 weeks of gestation, the sensitivity decreased to 20%. Therefore, gestational age at amniocentesis is a critical consideration during the assessment of biliary atresia; if NVFGB is first detected near 22 weeks of gestation, amniocentesis should be performed immediately, rather than waiting for sonographic examination to be repeated. Another limitation of using the AFGGT level to identify biliary atresia is that it has a moderately low positive predictive value: 43% to 75% before 22 weeks of gestation, and 17% thereafter.23 24 Accordingly, a positive AFGGT test result is not diagnostic of biliary atresia, particularly in cases of isolated NVFGB where the incidence of biliary atresia is presumably low. Conversely, the negative predictive value of AFGGT is near 100%; a negative test result is very reassuring, which can help to alleviate parental anxiety and avoid unwarranted termination of pregnancy.23 24 When NVFGB is detected after 22 weeks of gestation, the fetal blood GGT level may be useful for identification of biliary atresia.27 28 However, cordocentesis may be unwarranted, as the procedure-related risk outweighs the possible diagnostic benefit, particularly in cases of isolated NVFGB where the risk of biliary atresia is presumably low.
 

Table 3. Reported efficacies of amniotic fluid enzymes for the prediction of biliary atresia in cases of non-visualisation of fetal gallbladder
 
Non-visualisation of fetal gallbladder and cystic fibrosis
In Caucasian populations, the incidence of cystic fibrosis is 1:2500-3500 live births and the carrier rate is 1:50; in contrast, this hereditary disease is extremely rare among East Asian individuals (1:350000 people in Japan and 1:300000 live births in Hong Kong).15 16 29 Unsurprisingly, we did not observe cystic fibrosis in either group of NVFGB cases. Therefore, in the absence of significant family history, consanguinity, or concurrent ultrasound features suggestive of cystic fibrosis (eg, echogenic or dilated bowel), amniocentesis for genetic testing for cystic fibrosis is not recommended in cases of NVFGB in Hong Kong. Assessment of the parental CFTR gene mutation status may be a useful alternative.
 
Management protocol for non-visualisation of fetal gallbladder
Based on our findings and the results of previous studies, we propose the following approach for the management of NVFGB. When NVFGB is detected, a detailed morphology scan should be performed to identify associated abnormalities, such as hepatic hilar cyst and heterotaxy (indicative of biliary atresia) or echogenic and dilated bowel (suggestive of cystic fibrosis). A sonographic examination of the gallbladder should be repeated within 1 week. Considering the potential for chromosomal abnormalities (even in cases of isolated NVFGB), amniocentesis is recommended for CMA analysis in cases of persistent NVFGB. The AFGGT assay can also be performed before 22 weeks of gestation; counselling prior to the test should involve an explanation of the moderately low positive predictive value for identification of biliary atresia. Beyond 22 weeks of gestation, the AFGGT level is not useful for identifying biliary atresia, but cordocentesis for GGT level may be useful. However, cordocentesis is generally not recommended because the procedure-related risk outweighs the possible diagnostic benefit, particularly in cases of isolated NVFGB where the risk of biliary atresia is presumably low. Further testing for cystic fibrosis may be unnecessary in Chinese fetuses unless the NVFGB is associated with other ultrasound features suggestive of cystic fibrosis, significant family history, or consanguinity. Further research is needed concerning AFGGT reference values and the ability of the AFGGT level to identify biliary atresia in Chinese fetuses with NVFGB.
 
Limitations and strength
Similar to other reports regarding NVFGB, our study was limited by its retrospective design and small cohort size. Because fetal gallbladder examination has not been a routine practice in Hong Kong, we cannot calculate the prevalence of NVFGB. To our knowledge, this is the first report of NVFGB in a Chinese cohort. Moreover, our results differed from findings in Caucasian populations in that we did not observe cystic fibrosis in our cohort; such information may be useful during antenatal counselling in cases of NVFGB.
 
Conclusion
The prognosis of isolated NVFGB is generally good because the non-visualisation is either transient or related to gallbladder agenesis. While investigations of chromosomal abnormalities and biliary atresia are reasonable in cases of NVFGB, testing for cystic fibrosis may be unnecessary in Chinese fetuses unless the NVFGB is associated with consistent ultrasound features, significant family history, or consanguinity.
 
Author contributions
Concept or design: YH Ting, TY Leung.
Acquisition of data: YH Ting, PL So, KW Cheung, TK Lo, TWL Ma.
Analysis or interpretation of data: YH Ting.
Drafting of the manuscript: YH Ting, TY Leung.
Critical revision of the manuscript for important intellectual content: All authors.
 
All authors had full access to the data, contributed to the study, approved the final version for publication, and take responsibility for its accuracy and integrity.
 
Conflicts of interest
All authors have disclosed no conflicts of interest.
 
Declaration
The research was presented as poster in the 30th World Congress on Ultrasound in Obstetrics and Gynecology, 16-18 October 2020, and was published as an abstract in Ultrasound in Obstetrics & Gynecology (Ting Y, Leung T, Law K, Lo T, Cheung K, So P. VP09.12: Non-visualisation of fetal gall bladder in a Chinese cohort. Ultrasound Obstet Gynecol 2020;56(S1):84).
 
Funding/support
This research received no specific grant from any funding agency in the public, commercial, or not-for-profit sectors.
 
Ethics approval
The study protocol was approved by the Joint Chinese University of Hong Kong–New Territories East Cluster Clinical Research Ethics Committee on 3 March 2020 (CREC Ref. No.: 2020.060).
 
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Surgical treatment of pelvic organ prolapse in women aged ≥75 years in Hong Kong: a multicentre retrospective study

Hong Kong Med J 2022 Apr;28(2):107–15  |  Epub 31 Mar 2022
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE  CME
Surgical treatment of pelvic organ prolapse in women aged ≥75 years in Hong Kong: a multicentre retrospective study
Daniel Wong, MB, BS, FHKAM (Obstetrics and Gynaecology)1; YT Lee, MB, ChB, FHKAM (Obstetrics and Gynaecology)2; Grace PY Tang, MB, BS, FHKAM (Obstetrics and Gynaecology)3; Symphorosa SC Chan, MD, FRCOG4
1 Department of Obstetrics and Gynaecology, Pamela Youde Nethersole Eastern Hospital, Hong Kong
2 Department of Obstetrics and Gynaecology, Prince of Margaret Hospital, Hong Kong
3 Department of Obstetrics and Gynaecology, Kwong Wah Hospital, Hong Kong
4 Department of Obstetrics and Gynaecology, Prince of Wales Hospital, Hong Kong
 
Corresponding author: Dr Daniel Wong (dlwhk@yahoo.com)
 
 Full paper in PDF
 
Abstract
Introduction: Pelvic organ prolapse (POP) is common among older women. With the increasing lifespan and emphasis on quality of life worldwide, older women increasingly prefer surgical treatment for POP. We reviewed the surgical treatment of POP in older women to characterise its safety, effectiveness, and the type most often selected.
 
Methods: This multicentre, retrospective study was conducted at four hospitals between 2013 and 2018. Included patients were aged ≥75 years and had undergone POP surgery. We compared patient demographic characteristics, POP severity, and surgical outcomes between reconstructive and obliterative surgeries; these comparisons were also made among vaginal hysterectomy plus pelvic floor repair (VHPFR), transvaginal mesh surgery (TVM), vaginal hysterectomy (VH) plus colpocleisis, and colpocleisis alone.
 
Results: In total, 343 patients were included; 84.3% and 15.7% underwent reconstructive and obliterative surgeries, respectively. Overall, 246 (71.7%), 43 (12.5%), 20 (5.8%), and 34 (9.9%) patients underwent VHPFR, TVM, VH plus colpocleisis, and colpocleisis alone, respectively. Patients who were older (81.9 vs 79.6 y; P=0.001), had vault prolapse (38.9% vs 3.5%; P<0.001), and had medical co-morbidities (37% vs 4.8%; P<0.001) chose obliterative surgery more frequently than reconstructive surgery. Obliterative surgeries had shorter operative time (73.5 min vs 107 min; P<0.001) and fewer surgical complications (9.3% vs 28.0%; P=0.003). Vaginal hysterectomy plus pelvic floor repair had the highest rate of surgical complications (most were minor), while colpocleisis alone had the lowest rate (30.1% vs 8.8%; P=0.01).
 
Conclusions: Pelvic organ prolapse surgeries were safe and effective for older women. Colpocleisis may be appropriate as primary surgery for fragile older women.
 
 
New knowledge added by this study
  • The most common type of pelvic organ prolapse (POP) surgery was vaginal hysterectomy plus pelvic floor repair. Patients who were older (81.9 vs 79.6 y; P=0.001), had medical co-morbidities (37% vs 4.8%; P<0.001), had a history of pelvic floor repair surgery (13% vs 1.7%; P=0.001), and had vaginal vault prolapse (38.9% vs 3.5%; P<0.001) chose obliterative surgery more frequently than reconstructive surgery.
  • Because all types of POP surgery were associated with no mortality and generally had self-limiting surgical complications, they are safe for women aged ≥75 years. However, fluid replacement should be cautiously administered in fragile patients and in patients susceptible to fluid overload.
  • Colpocleisis alone had the shortest operative time (60 min; P<0.001), least blood loss (50 mL; P<0.001), and fewest surgical complications (8.8%; P=0.01). Moreover, 76.5% of procedures comprising colpocleisis alone were performed under spinal anaesthesia (P<0.001).
Implications for clinical practice or policy
  • All four types of POP surgeries are safe and effective for the treatment of POP in older women.
  • The incidence of carcinoma of the corpus uteri (Ca corpus) was 0.3% in this study. To reduce the risk of missing Ca corpus, preoperative transvaginal ultrasound (to assess endometrial thickness) and endometrial aspiration should be considered women who plan to undergo uterine-preserving surgery.
  • Comparison of vaginal hysterectomy plus colpocleisis and colpocleisis alone showed that the combined treatment had a longer operative time and greater blood loss, but a comparable rate of complications. Therefore, vaginal hysterectomy plus colpocleisis remains a valid treatment option. Both methods involving colpocleisis lead to difficulty in assessment of the cervix and uterus regardless of pathology.
  • Colpocleisis alone had the shortest operative time, least blood loss, and fewest surgical complications. These excellent results suggest that colpocleisis may be appropriate as primary surgery for fragile older women who do not engage in sexual intercourse.
 
 
Introduction
The incidence of pelvic organ prolapse (POP) is reportedly near 50% and the lifetime risk of POP requiring surgery is approximately 20%.1 2 With the increasing lifespan and emphasis on quality of life worldwide, older women increasingly prefer surgical treatment, instead of vaginal pessaries, as definitive treatment for POP.3 Surgical treatment options are either reconstructive or obliterative. Reconstructive surgery comprises native tissue repair (mainly vaginal hysterectomy [VH]), pelvic floor repair, and mesh-related repair; obliterative surgery comprises colpocleisis with or without concomitant VH.
 
Older women who undergo urogynaecological surgery have a higher surgical risk, regardless of fragility index; they have lower risks of prolapse recurrence and repeated surgery.4 Although the World Health Organization has defined old age as ≥65 years,5 a threshold of ≥75 years may be more appropriate for older women in terms of fragility and need for care. A previous Hospital Authority ageing projection6 indicated that the number of individuals aged 75 to 84 years will substantially increase in Hong Kong, while the numbers of individuals aged ≥85 years or ≤74 years will remain comparatively stable. A threshold of ≥75 years for geriatric medicine may be reasonable because most chronic, complex disabling disease occurs among individuals in this age-group.7
 
To our knowledge, despite the increasing number of women aged ≥75 years and the need for surgical treatment of POP among these individuals, there is limited evidence regarding the risks and benefits of the available surgical options. This multicentre, retrospective study was performed to review the surgical treatment of POP in women aged ≥75 years; we aimed to characterise its safety, effectiveness, and the type most often selected. We hope that the findings will help clinicians to counsel older women with POP who are considering surgical treatment.
 
Methods
Patients
This multicentre, retrospective cohort study was conducted at Kwong Wah Hospital, Pamela Youde Nethersole Eastern Hospital, Princess Margaret Hospital, and Prince of Wales Hospital. We included patients aged ≥75 years, all of whom underwent surgical treatment of POP in one of the above four gynaecological units between 2013 and 2018. We reviewed patient information from the Clinical Data Analysis and Reporting System and Clinical Medical System; for patients with incomplete data in the Clinical Medical System, we reviewed paper-based medical records. Ethical approvals were obtained from the Institutional Review Boards of all four Clusters including Hong Kong East Cluster, Kowloon Central Cluster, Kowloon West Cluster and New Territories East Cluster.
 
Examination and treatment selection
Demographic data and symptoms of prolapse were collected during each patient’s first visit to a participating gynaecology unit. Physical examinations were conducted to confirm POP, stage of prolapse, and the compartments involved; all examinations were performed using the International Continence Society Pelvic Organ Prolapse Quantification (POP-Q) staging system.7 Patients were offered vaginal pessary management or surgical treatment. Patients who opted for surgical treatment were scheduled for surgery with or without a trial period of vaginal pessary management. Preoperative urodynamics studies were performed if indicated. During the preoperative assessment, each patient underwent a comprehensive evaluation that included patient-reported symptoms of prolapse, as well as urinary, intestinal, and sexual statuses; they also underwent prolapse assessment using POP-Q staging. Thorough counselling was provided regarding reconstructive and obliterative treatment options, including a discussion of the potential benefits and risks of both procedures, as well as the need for concomitant VH or mid-urethral sling transobturator tape (TVT-O) for urodynamic stress incontinence.
 
Surgical procedures
Reconstructive procedures involved native tissue repair and mesh-related surgery. Native tissue repair mainly comprised vaginal hysterectomy followed by pelvic floor repair (VHPFR; eg, anterior and/or posterior colporrhaphy). In addition, sacrospinous ligament fixation was performed for stage ≥III uterine prolapse or vaginal vault prolapse. Patients with stage ≥III anterior compartment prolapse were offered anterior vaginal mesh repair. Obliterative surgery comprised colpocleisis with or without concomitant VH. Anterior vaginal mesh repair and colpocleisis were only offered to patients who were sexually inactive before surgery or agreed not to engage in sexual intercourse. Combinations of concomitant procedures were performed in the following order, using only the procedures selected by each patient and their surgeon: VH, mesh placement and sacrospinous fixation, native tissue repair, and TVT-O placement. All native tissue repair procedures were performed or supervised by a gynaecological specialist; all sacrospinous ligament fixation or anterior vaginal mesh repair procedures were performed or supervised by urogynaecologists. One dose of prophylactic intravenous antibiotic was administered during anaesthesia induction. In patients who underwent reconstructive surgery, one piece of vaginal gauze was placed to achieve haemostasis for 1 day. A Foley catheter was placed to ensure urinary drainage for 1 to 2 days according to the procedures used in each unit. Operative time, intra-operative blood loss, perioperative complications, and postoperative adverse events were recorded. Postoperative fever was defined as ≥2 readings of temperature ≥38°C with no positive culture or identifiable cause. A diagnosis of urinary tract infection was made on the basis of positive midstream urine culture results. A diagnosis of urinary retention was made when a patient could not void and required catheterisation. All instances of postoperative haematoma were diagnosed by imaging (ultrasound or computed tomography scan). When available, pathology reports were also reviewed.
 
Postoperative assessments
All patients underwent the same postoperative assessment, which was structured using a standardised datasheet. Follow-up visits were scheduled at 6 to 12 weeks and 1 year after surgery, then annually until 5 years after surgery. Each follow-up visit evaluation included assessments of urinary and intestinal function; symptoms of prolapse, vaginal pain and dyspareunia; and symptoms of mesh erosion. Vaginal examinations and POP-Q assessments were performed to identify instances of POP recurrence or mesh-related complications, in accordance with the recommendations of the International Continence Society and the International Urogynecological Association.9 Prolapse recurrence was defined as the presence of subjective symptoms of prolapse or a POP-Q stage of ≥II in a clinical examination.
 
Statistical analysis
We compared patient demographic characteristics, POP severity, and surgical outcomes between two groups: reconstructive and obliterative surgeries. These comparisons were also made among four subgroups: VHPFR, transvaginal mesh surgery (TVM), VH plus colpocleisis, and colpocleisis alone. Statistical analyses were performed using SPSS (Windows version 26.0; IBM Corp, Armonk [NY], United States). Descriptive statistics were used to summarise demographic and clinical characteristics. Continuous variables were expressed as mean (standard deviation) or median (interquartile range); they were analysed by independent-samples t tests or the Mann-Whitney U test (comparison of two groups)/one-way analysis of variance or Kruskal–Wallis H test (comparison of ≥3 groups), depending on the normality of the data assessed by Shaprio–Wilk test. Categorical data were expressed as numbers and percentages; the Chi squared test and Fisher’s exact test were used for categorical data analysis. A P value of <0.05 was considered statistically significant.
 
Results
In total, 343 patients underwent surgery for POP from 2013 to 2018 in the study hospitals. The types of surgical treatment at each hospital are shown in Table 1. Vaginal hysterectomy plus pelvic floor repair procedures were evenly distributed among all four hospitals. However, 93% of TVM procedures, 95% of VH plus colpocleisis procedures, and 50% of procedures comprising colpocleisis alone were performed in Prince of Wales Hospital, Princess Margaret Hospital, and Pamela Youde Nethersole Eastern Hospital, respectively.
 

Table 1. Type of surgical treatment performed in women aged ≥75 years with pelvic organ prolapse in the study hospitals
 
Among the 343 patients, 216 (63%), 90 (26.2%), and 37 (10.8%) had stages II, III, and IV POP, respectively (Table 2). Furthermore, 289 (84.3%) patients underwent reconstructive surgery and 54 (15.7%) patients underwent obliterative surgery. Of the 289 reconstructive surgeries, 246 (71.7%) were native tissue repair procedures (mainly VHPFR), while 43 (12.5%) were TVM (36 had concomitant VH); among the 54 obliterative surgeries, 20 (5.8%) were colpocleisis plus VH, while the remaining 34 (9.9%) were colpocleisis alone (Table 3).
 

Table 2. Comparison of demographic and clinical characteristics between reconstructive and obliterative surgery groups
 

Table 3. Comparison of demographic and clinical characteristics among the four surgical subgroups
 
Table 2 compares demographic and clinical characteristics between the reconstructive and obliterative surgery groups. Patients with more advanced age chose obliterative surgery, rather than reconstructive surgery (81.9 vs 79.6 y; P=0.001). Other variables including parity, number of vaginal births, number of instrumental deliveries, body mass index, smoking, and coital activity were comparable between the two groups.
 
More patients with vaginal vault prolapse opted for obliterative surgery, rather than reconstructive surgery (38.9% vs 3.5%; P<0.001) [Table 2]. The difference was more striking when the colpocleisis alone group was compared with all patients who underwent reconstructive surgery (61.8%; P<0.001) [Table 3]. Moreover, the number of patients who had medical co-morbidities (eg, hypertension, diabetes mellitus, heart disease, or history of stroke) was greater in the obliterative surgery group than in the reconstructive surgery group (37% vs 4.8%, P<0.001) [Table 2].
 
Concerning patients with stage III/IV POP, more patients underwent TVM, rather than VHPFR, in the reconstructive surgery group (100% vs 16.7%; P<0.001); in the obliterative surgery group, more patients with stage III/IV POP underwent VH plus colpocleisis, rather than colpocleisis alone (100% vs 67.6%; P<0.004) [Table 3].
 
One case of carcinoma of the corpus uteri (Ca corpus) was confirmed from the pathology report of a patient who underwent VH. Thus, the incidence of Ca corpus was 0.3% (1/312). The affected woman was an asymptomatic patient in the TVM group; she had incidental findings of endometrial thickening during preoperative assessment. The results of endometrial aspiration could not exclude a diagnosis of hyperplasia. The patient underwent postoperative contrast-enhanced computed tomography of the abdomen and pelvis 2 months after surgery; there were no signs of distant metastasis. After detailed counselling, the patient refused further surgery or adjuvant therapy. For 25 months of follow-up, the patient’s cancer has remained in remission.
 
Table 4 shows surgical outcomes in both groups and all subgroups. Compared with obliterative surgeries, fewer reconstructive surgeries were performed under spinal anaesthesia (57.4% vs 38.1%; P=0.008). Notably, 76.5% of procedures comprising colpocleisis alone were performed under spinal anaesthesia (P<0.001). Obliterative surgeries had a shorter operative time (73.5 min vs 107 min; P<0.001) and fewer surgical complications (9.3% vs 28.0%; P=0.003) than did reconstructive surgeries. Among the four subgroups, colpocleisis alone had the shortest operative time (60 min; P<0.001) and least blood loss (50 mL; P<0.001).
 

Table 4. Comparison of surgical outcomes between reconstructive and obliterative surgery groups and among the four surgical subgroups
 
Analysis of surgical complications (Table 4) showed that the VHPFR group had the highest intra- and peri-operative complication rate (30.1%; P=0.01), compared with the other subgroups. In the VHPFR group, four (1.6%) patients required conversion to laparoscopy/laparotomy (two had dense adhesion, one had large uterine size, and one had difficulty achieving haemostasis). There were three (1.2%) bladder injuries; all underwent primary repair with good recovery and did not experience long-term consequences. Four (1.6%) patients in the VHPFR group required intensive care unit (ICU) admission after surgery (one had fluid overload, one had respiratory acidosis, one had cardiac problems, and one had metabolic acidosis). In all, 29 (11.8%) patients had fever of unknown cause; 90% of them resolved by oral antibiotics. Ten (4.1%) patients had postoperative wound or pelvic haematoma, and 10 (4.1%) patients had urinary tract infection. In the TVM group, one (2.3%) patient required ICU admission because of fluid overload, while three (7%) patients had urinary retention after surgery. The VH plus colpocleisis and colpocleisis alone groups both included one patient with wound haematoma. In the TVM group, 32.6% of patients had concomitant TVT-O placement; 12.2%, 5%, and 2.9% of patients had concomitant TVT-O placement in the VHPFR, VH plus colpocleisis, and colpocleisis alone groups, respectively (P=0.001) [Table 4].
 
The median durations of follow-up were 13 and 17 months in the reconstructive and obliterative surgery groups, respectively (Table 4). The TVM group had a significantly longer median follow-up duration (25 months; P<0.001); this was consistent with the need to monitor any mesh complications. There was only one patient was lost to follow-up throughout the study period. Although there tended to be fewer instances of recurrence in the obliterative surgery group than in the reconstructive surgery group (7.4% vs 16.3%; P=0.092), the difference was not statistically significant. There also tended to be a higher rate of prolapse recurrence in the VHPFR group than in the TVM, VH plus colpocleisis, or colpocleisis alone groups (VHPFR 18%, TVM 7%, VH plus colpocleisis 5%, and colpocleisis alone 8.8%), but this trend was not statistically significant (P=0.091). Finally, few patients in each group underwent surgery for prolapse recurrence or stress urinary incontinence after surgery.
 
Discussion
To our knowledge, this is the first multicentre retrospective study in Hong Kong concerning POP surgery for women aged ≥75 years. Overall analysis of demographic characteristics indicated that most patients underwent VHPFR because the largest proportion of patients had stage II POP. Most patients were sexually inactive (only four of 343 patients reported sexual activity), multiparous (median of four births overall), and had a history of exclusively vaginal delivery. The mean body mass index overall was 25.3 kg/m2. Compared with reconstructive surgery, obliterative surgery was more frequently selected by patients who were older, had medical co-morbidities, had a history of pelvic floor repair surgery, and had vaginal vault prolapse.
 
In this study, we found that surgical treatment was a safe option for older women who sought to improve their quality of life. The postoperative mortality rate was zero, consistent with the low mortality rate 4.1% in a previous study.4 Notably, prior studies10 11 in Chinese populations suggested that poor quality of life and complications associated with vaginal pessary management lead to an increased likelihood of surgical treatment. In our study, over 80% of patients in the obliterative surgery group had an unsatisfactory vaginal pessary outcome; nearly half of the patients also had urinary retention. Therefore, it is reasonable that these patients chose POP surgery, despite their advanced age.
 
In studies from other countries, the reported rates of surgical complications associated with POP surgery in women aged ≥75 years were 30% to 40%.12 13 Although the VHPFR group had the highest rate of surgical complications among all subgroups in the present study, the rate of 30.1% was comparable to the rates in studies from other countries. However, 1.7% of patients in the reconstructive surgery group were admitted to the ICU after surgery; this was higher than the reported rate of 0.45% in a large cohort study with a mean patient age of 62.7 years.14 Because older women are more likely to experience fluid overload—it was present in 40% of the patients who required postoperative ICU care in our study—perioperative fluid replacement should be cautiously administered.
 
Patients in the obliterative surgery group had fewer surgical complications than did patients in the reconstructive surgery group. When the four types of surgeries were compared, the proportion of surgeries performed under spinal anaesthesia was greatest for procedures comprising colpocleisis alone; these procedures also had the least blood loss, shortest operative time, and fewest complications. Furthermore, the hospital stay in the colpocleisis alone group was comparable with the lengths in other groups, although significantly larger proportions of patients in the colpocleisis alone group had medical co-morbidities and were older.
 
Theoretically, colpocleisis with concomitant VH is superior to colpocleisis alone because it avoids the possibility of missing Ca corpus during surgery or later in the patient’s life15 16; however, it is associated with a longer operative time and increased blood loss.17 18 Our results were consistent with the findings in previous studies from other countries. Patients aged ≥75 years are beyond the peak incidence of Ca corpus: according to the Hong Kong Cancer Registry, the median age of patients with Ca corpus is 55 years.19 In the present study, one patient in the TVM group had Ca corpus; thus, the rate of incidental malignancy was 0.3%, which was comparable to the rate of 0.26% previously reported in Hong Kong.20 Currently, pelvic ultrasound is not a routine component of preoperative assessment. To reduce the risk of missing Ca corpus, preoperative transvaginal ultrasound (to assess endometrial thickness) and endometrial aspiration should be considered in women who have abnormal vaginal bleeding or plan to undergo uterine-preserving surgery.20
 
Although TVM is a more complex surgery than VHPFR, the rate of perioperative surgical complications was lower in the TVM group; hospital stays were comparable between the two groups. However, the operative time was longer and blood loss was greater in the TVM group. Compared with patients in the VHPFR group, patients in the TVM group had a lower rate of POP recurrence (all recurrences occurred in patients with stage III/IV POP) and a significantly longer follow-up duration. The mesh erosion rate in this study (2.3%) was lower than in another study in Hong Kong (8.9%), which had a longer follow-up duration of 40 months and included younger patients.21 When proper counselling is provided, TVM is a safe option for healthier patients with stage III/IV POP because stage III/IV POP is a risk factor for recurrence.22
 
Strengths and limitations
Notable strengths of this study included its multicentre design and focus on POP surgery among older women in the Hong Kong Chinese population, which has not been previously explored. Patients in this study included all women aged ≥75 years who underwent POP surgery in a 6-year period at four hospitals; these hospitals are jointly accredited as a single urogynaecological training centre under the Hong Kong College of Obstetricians and Gynaecologists, and they have extensive experience performing all types of POP surgery (Table 1). Furthermore, the electronic medical record system of the Hospital Authority facilitated complete data collection and retrieval. However, there were a few limitations in this study. First, it was a retrospective study. Second, we did not perform quality of life assessment or investigate the presence of guilt concerning colpocleisis surgery. Because few patients reported sexual activity before surgery, we presume that most older women in Hong Kong would not regret the selection of colpocleisis because of its effects on sexual activity. Third, although the median follow-up period was <18 months, it may have been insufficient to fully characterise prolapse recurrence and gynaecological malignancy. Finally, the levels of independence and family support may be important factors for older women to consider before making any surgical decision; however, we did not have access to such data. These factors could be examined in future studies.
 
Conclusion
This multicentre retrospective study showed that multiple types of POP surgeries were safe and effective for women aged ≥75 years. Most surgical complications were self-limiting and the recurrence rate was low. The excellent results suggest that colpocleisis may be appropriate as primary surgery for fragile older women. These findings will facilitate preoperative counselling for older women with POP who are considering surgical treatment.
 
Author contributions
Concept or design: D Wong, SSC Chan
Acquisition of data: All authors.
Analysis or interpretation of data: D Wong, SSC Chan.
Drafting of the article: D Wong, SSC Chan.
Critical revision for important intellectual content: All authors.
 
All authors had full access to the data, contributed to the study, approved the final version for publication, and take responsibility for its accuracy and integrity.
 
Conflicts of interest
All authors have disclosed no conflicts of interest.
 
Acknowledgement
We would like to express our gratitude to Ms LL Lee, Dr TH Chan and Dr CW Chu for data collection and entry.
 
Funding/support
This research received no specific grant from any funding agency in the public, commercial, or not-for-profit sectors.
 
Ethics approval
This study was approved by the Hong Kong East Cluster Ethics Committee (HKECREC-2020-069), the Kowloon Central Cluster Ethics Committee (KC/KE-20-0223/ER-2), the Kowloon West Cluster Ethics Committee (EX-20-108[150-02]), and the New Territories East Cluster Ethics Committee (NTEC-2020-138).
 
References
1. Olsen AL, Smith VJ, Bergstrom JO, Colling JC, Clark AL. Epidemiology of surgically managed pelvic organ prolapse and urinary incontinence. Obstet Gynecol 1997;89:501-6. Crossref
2. Smith FJ, Holman CD, Moorin RE, Tsokos N. Lifetime risk of undergoing surgery for pelvic organ prolapse. Obstet Gynecol 2010;116:1096-100. Crossref
3. Griebling TL. Vaginal pessaries for treatment of pelvic organ prolapse in elderly women. Curr Opin Urol 2016;26:201-6. Crossref
4. Sung VW, Weitzen S, Sokol ER, Rardin CR, Myers DL. Effect of patient age on increasing morbitity and mortality following urogynecologic surgery. Am J Obstet Gynecol 2006;194:1411-7. Crossref
5. World Health Organization. Global recommendations on physical activity for health. 2010. Available from: https://www.who.int/publications/i/item/9789241599979. Accessed 21 Mar 2022.
6. Hospital Authority, Hong Kong SAR Government. Strategic service framework for elderly patients. 26 April 2012. Available from: https://www.ha.org.hk/ho/corpcomm/Strategic%20Service%20Framework/Elderly%20Patients.pdf. Accessed 21 Mar 2022.
7. Kong TK. Hospital service for the elderly in Hong Kong—present and future. J Hong Kong Geriatr Soc 1990;1:16-20.
8. Haylen BT, Maher CF, Barber MD, et al. An International Urogynecological Association (IUGA)/International Continence Society (ICS) joint report on the terminology for female pelvic organ prolapse (POP). Int Urogynecol J 2016;27:165-94. Crossref
9. Toozs-Hobson P, Freeman R, Barber M, et al. An International Urogynecological Association (IUGA)/International Continence Society (ICS) joint report on the terminology for reporting outcomes of surgical procedures for pelvic organ prolapse. Int Urogynecol J 2012;23:527-35. Crossref
10. Chan SS, Cheung RY, Yiu AK, et al. Chinese validation of pelvic floor distress inventory and pelvic floor impact questionnaire. Int Urogynecol J 2011;22:1305-12. Crossref
11. Chan SS, Cheung RY, Yiu KW, Lee LL, Pang AW, Chung TK. Symptoms, quality of life, and factors affecting women’s treatment decisions regarding pelvic organ prolapse. Int Urogynecol J 2012;23:1027-33. Crossref
12. Friedman WH, Gallup DG, Burke JJ 2nd, Meister EA, Hoskins WJ. Outcomes of octogenarians and nonagenarians in elective major gynecologic surgery. Am J Obstet Gynecol 2006;195:547-52. Crossref
13. Stepp KJ, Barber MD, Yoo EH, Whiteside JL, Paraiso MF, Walters MD. Incidence of perioperative complications of urogynecologic surgery in elderly women. Am J Obstet Gynecol 2005;192:1630-6. Crossref
14. Mairesse S, Chazard E, Giraudet G, Cosson M, Bartolo S. Complications and reoperation after pelvic organ prolapse, impact of hysterectomy, surgical approach and surgeon experience. Int Urogynecol J 2020;31:1755-61. Crossref
15. Elkattah R, Brooks A, Huffaker RK. Gynecologic malignancies post-lefort colpocleisis. Case Rep Obstet Gynecol 2014;2014:846745. Crossref
16. Frick AC, Walters MD, Larkin KS, Barber MD. Risk of unanticipated abnormal gynecologic pathology at the time of hysterectomy for uterovaginal prolapse. Am J Obstet Gynecol 2010;202:507.e1-4. Crossref
17. FitzGerald MP, Richter HE, Siddique S, Thompson P, Zyczynski H, Ann Weber for the Pelvic Floor Disorders Network. Colpocleisis: a review. Int Urogynecol J Pelvic Floor Dysfunct 2006;17:261-71. Crossref
18. Bochenska K, Leader-Cramer A, Mueller M, Davé B, Alverdy A, Kenton K. Perioperative complications following colpocleisis with and without concomitant vaginal hysterectomy. Int Urogynecol J 2017;28:1671-5.Crossref
19. Hong Kong Cancer Registry, Hospital Authority, Hong Kong SAR Government. Cancer in 2018. Available from: https://www3.ha.org.hk/cancereg/pdf/factsheet/2018/corpus_2018.pdf. Accessed 29 Dec 2020.
20. Wan OY, Cheung RY, Chan SS, Chung TK. Risk of malignancy in women who underwent hysterectomy for uterine prolapse. Aust N Z J Obstet Gynaecol 2013;53:190-6. Crossref
21. Wan OY, Chan SS, Cheung RY, Chung TK. Mesh-related complications from reconstructive surgery for pelvic organ prolapse in Chinese patients in Hong Kong. Hong Kong Med J 2018;24:369-77. Crossref
22. Friedman T, Eslick GD, Dietz HP. Risk factors for prolapse recurrence: systematic review and meta-analysis. Int Urogynecol J 2018;29:13-21. Crossref

Surgical treatment of pelvic organ prolapse in women aged ≥75 years in Hong Kong: a multicentre retrospective study

Hong Kong Med J 2022;28:Epub 31 Mar 2022
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Surgical treatment of pelvic organ prolapse in women aged ≥75 years in Hong Kong: a multicentre retrospective study
Daniel Wong, MB, BS, FHKAM (Obstetrics and Gynaecology)1; YT Lee, MB, ChB, FHKAM (Obstetrics and Gynaecology)2; Grace PY Tang, MB, BS, FHKAM (Obstetrics and Gynaecology)3; Symphorosa SC Chan, MD, FRCOG4
 
Corresponding author: Dr D Wong (dlwhk@yahoo.com)
 
 Full paper in PDF
 
Abstract
Introduction: Pelvic organ prolapse (POP) is common among older women. With the increasing lifespan and emphasis on quality of life worldwide, older women increasingly prefer surgical treatment for POP. We reviewed the surgical treatment of POP in older women to characterise its safety, effectiveness, and the type most often selected.
 
Methods: This multicentre, retrospective study was conducted at four hospitals between 2013 and 2018. Included patients were aged ≥75 years and had undergone POP surgery. We compared patient demographic characteristics, POP severity, and surgical outcomes between reconstructive and obliterative surgeries; these comparisons were also made among vaginal hysterectomy plus pelvic floor repair (VHPFR), transvaginal mesh surgery (TVM), vaginal hysterectomy (VH) plus colpocleisis, and colpocleisis alone.
 
Results: In total, 343 patients were included; 84.3% and 15.7% underwent reconstructive and obliterative surgeries, respectively. Overall, 246 (71.7%), 43 (12.5%), 20 (5.8%), and 34 (9.9%) patients underwent VHPFR, TVM, VH plus colpocleisis, and colpocleisis alone, respectively. Patients who were older (81.9 vs 79.6 y; P=0.001), had vault prolapse (38.9% vs 3.5%; P<0.001), and had medical co-morbidities (37% vs 4.8%; P<0.001) chose obliterative surgery more frequently than reconstructive surgery. Obliterative surgeries had shorter operative time (73.5 min vs 107 min; P<0.001) and fewer surgical complications (9.3% vs 28.0%; P=0.003). Vaginal hysterectomy plus pelvic floor repair had the highest rate of surgical complications (most were minor), while colpocleisis alone had the lowest rate (30.1% vs 8.8%; P=0.01).
 
Conclusions: Pelvic organ prolapse surgeries were safe and effective for older women. Colpocleisis may be appropriate as primary surgery for fragile older women.
 
 
New knowledge added by this study
  • The most common type of pelvic organ prolapse (POP) surgery was vaginal hysterectomy plus pelvic floor repair. Patients who were older (81.9 vs 79.6 y; P=0.001), had medical co-morbidities (37% vs 4.8%; P<0.001), had a history of pelvic floor repair surgery (13% vs 1.7%; P=0.001), and had vaginal vault prolapse (38.9% vs 3.5%; P<0.001) chose obliterative surgery more frequently than reconstructive surgery.
  • Because all types of POP surgery were associated with no mortality and generally had self-limiting surgical complications, they are safe for women aged ≥75 years. However, fluid replacement should be cautiously administered in fragile patients and in patients susceptible to fluid overload.
  • Colpocleisis alone had the shortest operative time (60 min; P<0.001), least blood loss (50 mL; P<0.001), and fewest surgical complications (8.8%; P=0.01). Moreover, 76.5% of procedures comprising colpocleisis alone were performed under spinal anaesthesia (P<0.001).
Implications for clinical practice or policy
  • All four types of POP surgeries are safe and effective for the treatment of POP in older women.
  • The incidence of carcinoma of the corpus uteri (Ca corpus) was 0.3% in this study. To reduce the risk of missing Ca corpus, preoperative transvaginal ultrasound (to assess endometrial thickness) and endometrial aspiration should be considered women who plan to undergo uterine-preserving surgery.
  • Comparison of vaginal hysterectomy plus colpocleisis and colpocleisis alone showed that the combined treatment had a longer operative time and greater blood loss, but a comparable rate of complications. Therefore, vaginal hysterectomy plus colpocleisis remains a valid treatment option. Both methods involving colpocleisis lead to difficulty in assessment of the cervix and uterus regardless of pathology.
  • Colpocleisis alone had the shortest operative time, least blood loss, and fewest surgical complications. These excellent results suggest that colpocleisis may be appropriate as primary surgery for fragile older women who do not engage in sexual intercourse.
 
 
Introduction
The incidence of pelvic organ prolapse (POP) is reportedly near 50% and the lifetime risk of POP requiring surgery is approximately 20%.1 2 With the increasing lifespan and emphasis on quality of life worldwide, older women increasingly prefer surgical treatment, instead of vaginal pessaries, as definitive treatment for POP.3 Surgical treatment options are either reconstructive or obliterative. Reconstructive surgery comprises native tissue repair (mainly vaginal hysterectomy [VH]), pelvic floor repair, and mesh-related repair; obliterative surgery comprises colpocleisis with or without concomitant VH.
 
Older women who undergo urogynaecological surgery have a higher surgical risk, regardless of fragility index; they have lower risks of prolapse recurrence and repeated surgery.4 Although the World Health Organization has defined old age as ≥65 years,5 a threshold of ≥75 years may be more appropriate for older women in terms of fragility and need for care. A previous Hospital Authority ageing projection6 indicated that the number of individuals aged 75 to 84 years will substantially increase in Hong Kong, while the numbers of individuals aged ≥85 years or ≤74 years will remain comparatively stable. A threshold of ≥75 years for geriatric medicine may be reasonable because most chronic, complex disabling disease occurs among individuals in this age-group.7
 
To our knowledge, despite the increasing number of women aged ≥75 years and the need for surgical treatment of POP among these individuals, there is limited evidence regarding the risks and benefits of the available surgical options. This multicentre, retrospective study was performed to review the surgical treatment of POP in women aged ≥75 years; we aimed to characterise its safety, effectiveness, and the type most often selected. We hope that the findings will help clinicians to counsel older women with POP who are considering surgical treatment.
 
Methods
Patients
This multicentre, retrospective cohort study was conducted at Kwong Wah Hospital, Pamela Youde Nethersole Eastern Hospital, Princess Margaret Hospital, and Prince of Wales Hospital. We included patients aged ≥75 years, all of whom underwent surgical treatment of POP in one of the above four gynaecological units between 2013 and 2018. We reviewed patient information from the Clinical Data Analysis and Reporting System and Clinical Medical System; for patients with incomplete data in the Clinical Medical System, we reviewed paper-based medical records. Ethical approvals were obtained from the Institutional Review Boards of all four Clusters including Hong Kong East Cluster, Kowloon Central Cluster, Kowloon West Cluster and New Territories East Cluster.
 
Examination and treatment selection
Demographic data and symptoms of prolapse were collected during each patient’s first visit to a participating gynaecology unit. Physical examinations were conducted to confirm POP, stage of prolapse, and the compartments involved; all examinations were performed using the International Continence Society Pelvic Organ Prolapse Quantification (POP-Q) staging system.7 Patients were offered vaginal pessary management or surgical treatment. Patients who opted for surgical treatment were scheduled for surgery with or without a trial period of vaginal pessary management. Preoperative urodynamics studies were performed if indicated. During the preoperative assessment, each patient underwent a comprehensive evaluation that included patient-reported symptoms of prolapse, as well as urinary, intestinal, and sexual statuses; they also underwent prolapse assessment using POP-Q staging. Thorough counselling was provided regarding reconstructive and obliterative treatment options, including a discussion of the potential benefits and risks of both procedures, as well as the need for concomitant VH or mid-urethral sling transobturator tape (TVT-O) for urodynamic stress incontinence.
 
Surgical procedures
Reconstructive procedures involved native tissue repair and mesh-related surgery. Native tissue repair mainly comprised vaginal hysterectomy followed by pelvic floor repair (VHPFR; eg, anterior and/or posterior colporrhaphy). In addition, sacrospinous ligament fixation was performed for stage ≥III uterine prolapse or vaginal vault prolapse. Patients with stage ≥III anterior compartment prolapse were offered anterior vaginal mesh repair. Obliterative surgery comprised colpocleisis with or without concomitant VH. Anterior vaginal mesh repair and colpocleisis were only offered to patients who were sexually inactive before surgery or agreed not to engage in sexual intercourse. Combinations of concomitant procedures were performed in the following order, using only the procedures selected by each patient and their surgeon: VH, mesh placement and sacrospinous fixation, native tissue repair, and TVT-O placement. All native tissue repair procedures were performed or supervised by a gynaecological specialist; all sacrospinous ligament fixation or anterior vaginal mesh repair procedures were performed or supervised by urogynaecologists. One dose of prophylactic intravenous antibiotic was administered during anaesthesia induction. In patients who underwent reconstructive surgery, one piece of vaginal gauze was placed to achieve haemostasis for 1 day. A Foley catheter was placed to ensure urinary drainage for 1 to 2 days according to the procedures used in each unit. Operative time, intra-operative blood loss, perioperative complications, and postoperative adverse events were recorded. Postoperative fever was defined as ≥2 readings of temperature ≥38°C with no positive culture or identifiable cause. A diagnosis of urinary tract infection was made on the basis of positive midstream urine culture results. A diagnosis of urinary retention was made when a patient could not void and required catheterisation. All instances of postoperative haematoma were diagnosed by imaging (ultrasound or computed tomography scan). When available, pathology reports were also reviewed.
 
Postoperative assessments
All patients underwent the same postoperative assessment, which was structured using a standardised datasheet. Follow-up visits were scheduled at 6 to 12 weeks and 1 year after surgery, then annually until 5 years after surgery. Each follow-up visit evaluation included assessments of urinary and intestinal function; symptoms of prolapse, vaginal pain and dyspareunia; and symptoms of mesh erosion. Vaginal examinations and POP-Q assessments were performed to identify instances of POP recurrence or mesh-related complications, in accordance with the recommendations of the International Continence Society and the International Urogynecological Association.9 Prolapse recurrence was defined as the presence of subjective symptoms of prolapse or a POP-Q stage of ≥II in a clinical examination.
 
Statistical analysis
We compared patient demographic characteristics, POP severity, and surgical outcomes between two groups: reconstructive and obliterative surgeries. These comparisons were also made among four subgroups: VHPFR, transvaginal mesh surgery (TVM), VH plus colpocleisis, and colpocleisis alone. Statistical analyses were performed using SPSS (Windows version 26.0; IBM Corp, Armonk [NY], United States). Descriptive statistics were used to summarise demographic and clinical characteristics. Continuous variables were expressed as mean (standard deviation) or median (interquartile range); they were analysed by independent-samples t tests or the Mann-Whitney U test (comparison of two groups)/one-way analysis of variance or Kruskal–Wallis H test (comparison of ≥3 groups), depending on the normality of the data assessed by Shaprio–Wilk test. Categorical data were expressed as numbers and percentages; the Chi squared test and Fisher’s exact test were used for categorical data analysis. A P value of <0.05 was considered statistically significant.
 
Results
In total, 343 patients underwent surgery for POP from 2013 to 2018 in the study hospitals. The types of surgical treatment at each hospital are shown in Table 1. Vaginal hysterectomy plus pelvic floor repair procedures were evenly distributed among all four hospitals. However, 93% of TVM procedures, 95% of VH plus colpocleisis procedures, and 50% of procedures comprising colpocleisis alone were performed in Prince of Wales Hospital, Princess Margaret Hospital, and Pamela Youde Nethersole Eastern Hospital, respectively.
 

Table 1. Type of surgical treatment performed in women aged ≥75 years with pelvic organ prolapse in the study hospitals
 
Among the 343 patients, 216 (63%), 90 (26.2%), and 37 (10.8%) had stages II, III, and IV POP, respectively (Table 2). Furthermore, 289 (84.3%) patients underwent reconstructive surgery and 54 (15.7%) patients underwent obliterative surgery. Of the 289 reconstructive surgeries, 246 (71.7%) were native tissue repair procedures (mainly VHPFR), while 43 (12.5%) were TVM (36 had concomitant VH); among the 54 obliterative surgeries, 20 (5.8%) were colpocleisis plus VH, while the remaining 34 (9.9%) were colpocleisis alone (Table 3).
 

Table 2. Comparison of demographic and clinical characteristics between reconstructive and obliterative surgery groups
 

Table 3. Comparison of demographic and clinical characteristics among the four surgical subgroups
 
Table 2 compares demographic and clinical characteristics between the reconstructive and obliterative surgery groups. Patients with more advanced age chose obliterative surgery, rather than reconstructive surgery (81.9 vs 79.6 y; P=0.001). Other variables including parity, number of vaginal births, number of instrumental deliveries, body mass index, smoking, and coital activity were comparable between the two groups.
 
More patients with vaginal vault prolapse opted for obliterative surgery, rather than reconstructive surgery (38.9% vs 3.5%; P<0.001) [Table 2]. The difference was more striking when the colpocleisis alone group was compared with all patients who underwent reconstructive surgery (61.8%; P<0.001) [Table 3]. Moreover, the number of patients who had medical co-morbidities (eg, hypertension, diabetes mellitus, heart disease, or history of stroke) was greater in the obliterative surgery group than in the reconstructive surgery group (37% vs 4.8%, P<0.001) [Table 2].
 
Concerning patients with stage III/IV POP, more patients underwent TVM, rather than VHPFR, in the reconstructive surgery group (100% vs 16.7%; P<0.001); in the obliterative surgery group, more patients with stage III/IV POP underwent VH plus colpocleisis, rather than colpocleisis alone (100% vs 67.6%; P<0.004) [Table 3].
 
One case of carcinoma of the corpus uteri (Ca corpus) was confirmed from the pathology report of a patient who underwent VH. Thus, the incidence of Ca corpus was 0.3% (1/312). The affected woman was an asymptomatic patient in the TVM group; she had incidental findings of endometrial thickening during preoperative assessment. The results of endometrial aspiration could not exclude a diagnosis of hyperplasia. The patient underwent postoperative contrast-enhanced computed tomography of the abdomen and pelvis 2 months after surgery; there were no signs of distant metastasis. After detailed counselling, the patient refused further surgery or adjuvant therapy. For 25 months of follow-up, the patient’s cancer has remained in remission.
 
Table 4 shows surgical outcomes in both groups and all subgroups. Compared with obliterative surgeries, fewer reconstructive surgeries were performed under spinal anaesthesia (57.4% vs 38.1%; P=0.008). Notably, 76.5% of procedures comprising colpocleisis alone were performed under spinal anaesthesia (P<0.001). Obliterative surgeries had a shorter operative time (73.5 min vs 107 min; P<0.001) and fewer surgical complications (9.3% vs 28.0%; P=0.003) than did reconstructive surgeries. Among the four subgroups, colpocleisis alone had the shortest operative time (60 min; P<0.001) and least blood loss (50 mL; P<0.001).
 

Table 4. Comparison of surgical outcomes between reconstructive and obliterative surgery groups and among the four surgical subgroups
 
Analysis of surgical complications (Table 4) showed that the VHPFR group had the highest intra- and peri-operative complication rate (30.1%; P=0.01), compared with the other subgroups. In the VHPFR group, four (1.6%) patients required conversion to laparoscopy/laparotomy (two had dense adhesion, one had large uterine size, and one had difficulty achieving haemostasis). There were three (1.2%) bladder injuries; all underwent primary repair with good recovery and did not experience long-term consequences. Four (1.6%) patients in the VHPFR group required intensive care unit (ICU) admission after surgery (one had fluid overload, one had respiratory acidosis, one had cardiac problems, and one had metabolic acidosis). In all, 29 (11.8%) patients had fever of unknown cause; 90% of them resolved by oral antibiotics. Ten (4.1%) patients had postoperative wound or pelvic haematoma, and 10 (4.1%) patients had urinary tract infection. In the TVM group, one (2.3%) patient required ICU admission because of fluid overload, while three (7%) patients had urinary retention after surgery. The VH plus colpocleisis and colpocleisis alone groups both included one patient with wound haematoma. In the TVM group, 32.6% of patients had concomitant TVT-O placement; 12.2%, 5%, and 2.9% of patients had concomitant TVT-O placement in the VHPFR, VH plus colpocleisis, and colpocleisis alone groups, respectively (P=0.001) [Table 4].
 
The median durations of follow-up were 13 and 17 months in the reconstructive and obliterative surgery groups, respectively (Table 4). The TVM group had a significantly longer median follow-up duration (25 months; P<0.001); this was consistent with the need to monitor any mesh complications. There was only one patient was lost to follow-up throughout the study period. Although there tended to be fewer instances of recurrence in the obliterative surgery group than in the reconstructive surgery group (7.4% vs 16.3%; P=0.092), the difference was not statistically significant. There also tended to be a higher rate of prolapse recurrence in the VHPFR group than in the TVM, VH plus colpocleisis, or colpocleisis alone groups (VHPFR 18%, TVM 7%, VH plus colpocleisis 5%, and colpocleisis alone 8.8%), but this trend was not statistically significant (P=0.091). Finally, few patients in each group underwent surgery for prolapse recurrence or stress urinary incontinence after surgery.
 
Discussion
To our knowledge, this is the first multicentre retrospective study in Hong Kong concerning POP surgery for women aged ≥75 years. Overall analysis of demographic characteristics indicated that most patients underwent VHPFR because the largest proportion of patients had stage II POP. Most patients were sexually inactive (only four of 343 patients reported sexual activity), multiparous (median of four births overall), and had a history of exclusively vaginal delivery. The mean body mass index overall was 25.3 kg/m2. Compared with reconstructive surgery, obliterative surgery was more frequently selected by patients who were older, had medical co-morbidities, had a history of pelvic floor repair surgery, and had vaginal vault prolapse.
 
In this study, we found that surgical treatment was a safe option for older women who sought to improve their quality of life. The postoperative mortality rate was zero, consistent with the low mortality rate 4.1% in a previous study.4 Notably, prior studies10 11 in Chinese populations suggested that poor quality of life and complications associated with vaginal pessary management lead to an increased likelihood of surgical treatment. In our study, over 80% of patients in the obliterative surgery group had an unsatisfactory vaginal pessary outcome; nearly half of the patients also had urinary retention. Therefore, it is reasonable that these patients chose POP surgery, despite their advanced age.
 
In studies from other countries, the reported rates of surgical complications associated with POP surgery in women aged ≥75 years were 30% to 40%.12 13 Although the VHPFR group had the highest rate of surgical complications among all subgroups in the present study, the rate of 30.1% was comparable to the rates in studies from other countries. However, 1.7% of patients in the reconstructive surgery group were admitted to the ICU after surgery; this was higher than the reported rate of 0.45% in a large cohort study with a mean patient age of 62.7 years.14 Because older women are more likely to experience fluid overload—it was present in 40% of the patients who required postoperative ICU care in our study—perioperative fluid replacement should be cautiously administered.
 
Patients in the obliterative surgery group had fewer surgical complications than did patients in the reconstructive surgery group. When the four types of surgeries were compared, the proportion of surgeries performed under spinal anaesthesia was greatest for procedures comprising colpocleisis alone; these procedures also had the least blood loss, shortest operative time, and fewest complications. Furthermore, the hospital stay in the colpocleisis alone group was comparable with the lengths in other groups, although significantly larger proportions of patients in the colpocleisis alone group had medical co-morbidities and were older.
 
Theoretically, colpocleisis with concomitant VH is superior to colpocleisis alone because it avoids the possibility of missing Ca corpus during surgery or later in the patient’s life15 16; however, it is associated with a longer operative time and increased blood loss.17 18 Our results were consistent with the findings in previous studies from other countries. Patients aged ≥75 years are beyond the peak incidence of Ca corpus: according to the Hong Kong Cancer Registry, the median age of patients with Ca corpus is 55 years.19 In the present study, one patient in the TVM group had Ca corpus; thus, the rate of incidental malignancy was 0.3%, which was comparable to the rate of 0.26% previously reported in Hong Kong.20 Currently, pelvic ultrasound is not a routine component of preoperative assessment. To reduce the risk of missing Ca corpus, preoperative transvaginal ultrasound (to assess endometrial thickness) and endometrial aspiration should be considered in women who have abnormal vaginal bleeding or plan to undergo uterine-preserving surgery.20
 
Although TVM is a more complex surgery than VHPFR, the rate of perioperative surgical complications was lower in the TVM group; hospital stays were comparable between the two groups. However, the operative time was longer and blood loss was greater in the TVM group. Compared with patients in the VHPFR group, patients in the TVM group had a lower rate of POP recurrence (all recurrences occurred in patients with stage III/IV POP) and a significantly longer follow-up duration. The mesh erosion rate in this study (2.3%) was lower than in another study in Hong Kong (8.9%), which had a longer follow-up duration of 40 months and included younger patients.21 When proper counselling is provided, TVM is a safe option for healthier patients with stage III/IV POP because stage III/IV POP is a risk factor for recurrence.22
 
Strengths and limitations
Notable strengths of this study included its multicentre design and focus on POP surgery among older women in the Hong Kong Chinese population, which has not been previously explored. Patients in this study included all women aged ≥75 years who underwent POP surgery in a 6-year period at four hospitals; these hospitals are jointly accredited as a single urogynaecological training centre under the Hong Kong College of Obstetricians and Gynaecologists, and they have extensive experience performing all types of POP surgery (Table 1). Furthermore, the electronic medical record system of the Hospital Authority facilitated complete data collection and retrieval. However, there were a few limitations in this study. First, it was a retrospective study. Second, we did not perform quality of life assessment or investigate the presence of guilt concerning colpocleisis surgery. Because few patients reported sexual activity before surgery, we presume that most older women in Hong Kong would not regret the selection of colpocleisis because of its effects on sexual activity. Third, although the median follow-up period was <18 months, it may have been insufficient to fully characterise prolapse recurrence and gynaecological malignancy. Finally, the levels of independence and family support may be important factors for older women to consider before making any surgical decision; however, we did not have access to such data. These factors could be examined in future studies.
 
Conclusion
This multicentre retrospective study showed that multiple types of POP surgeries were safe and effective for women aged ≥75 years. Most surgical complications were self-limiting and the recurrence rate was low. The excellent results suggest that colpocleisis may be appropriate as primary surgery for fragile older women. These findings will facilitate preoperative counselling for older women with POP who are considering surgical treatment.
 
Author contributions
Concept or design: D Wong, SSC Chan
Acquisition of data: All authors.
Analysis or interpretation of data: D Wong, SSC Chan.
Drafting of the article: D Wong, SSC Chan.
Critical revision for important intellectual content: All authors.
 
All authors had full access to the data, contributed to the study, approved the final version for publication, and take responsibility for its accuracy and integrity.
 
Conflicts of interest
All authors have disclosed no conflicts of interest.
 
Acknowledgement
We would like to express our gratitude to Ms LL Lee, Dr TH Chan and Dr CW Chu for data collection and entry.
 
Funding/support
This research received no specific grant from any funding agency in the public, commercial, or not-for-profit sectors.
 
Ethics approval
This study was approved by the Hong Kong East Cluster Ethics Committee (HKECREC-2020-069), the Kowloon Central Cluster Ethics Committee (KC/KE-20-0223/ER-2), the Kowloon West Cluster Ethics Committee (EX-20-108[150-02]), and the New Territories East Cluster Ethics Committee (NTEC-2020-138).
 
References
1. Olsen AL, Smith VJ, Bergstrom JO, Colling JC, Clark AL. Epidemiology of surgically managed pelvic organ prolapse and urinary incontinence. Obstet Gynecol 1997;89:501-6. Crossref
2. Smith FJ, Holman CD, Moorin RE, Tsokos N. Lifetime risk of undergoing surgery for pelvic organ prolapse. Obstet Gynecol 2010;116:1096-100. Crossref
3. Griebling TL. Vaginal pessaries for treatment of pelvic organ prolapse in elderly women. Curr Opin Urol 2016;26:201-6. Crossref
4. Sung VW, Weitzen S, Sokol ER, Rardin CR, Myers DL. Effect of patient age on increasing morbitity and mortality following urogynecologic surgery. Am J Obstet Gynecol 2006;194:1411-7. Crossref
5. World Health Organization. Global recommendations on physical activity for health. 2010. Available from: https://www.who.int/publications/i/item/9789241599979. Accessed 21 Mar 2022.
6. Hospital Authority, Hong Kong SAR Government. Strategic service framework for elderly patients. 26 April 2012. Available from: https://www.ha.org.hk/ho/corpcomm/Strategic%20Service%20Framework/Elderly%20Patients.pdf. Accessed 21 Mar 2022.
7. Kong TK. Hospital service for the elderly in Hong Kong—present and future. J Hong Kong Geriatr Soc 1990;1:16-20.
8. Haylen BT, Maher CF, Barber MD, et al. An International Urogynecological Association (IUGA)/International Continence Society (ICS) joint report on the terminology for female pelvic organ prolapse (POP). Int Urogynecol J 2016;27:165-94. Crossref
9. Toozs-Hobson P, Freeman R, Barber M, et al. An International Urogynecological Association (IUGA)/International Continence Society (ICS) joint report on the terminology for reporting outcomes of surgical procedures for pelvic organ prolapse. Int Urogynecol J 2012;23:527-35. Crossref
10. Chan SS, Cheung RY, Yiu AK, et al. Chinese validation of pelvic floor distress inventory and pelvic floor impact questionnaire. Int Urogynecol J 2011;22:1305-12. Crossref
11. Chan SS, Cheung RY, Yiu KW, Lee LL, Pang AW, Chung TK. Symptoms, quality of life, and factors affecting women’s treatment decisions regarding pelvic organ prolapse. Int Urogynecol J 2012;23:1027-33. Crossref
12. Friedman WH, Gallup DG, Burke JJ 2nd, Meister EA, Hoskins WJ. Outcomes of octogenarians and nonagenarians in elective major gynecologic surgery. Am J Obstet Gynecol 2006;195:547-52. Crossref
13. Stepp KJ, Barber MD, Yoo EH, Whiteside JL, Paraiso MF, Walters MD. Incidence of perioperative complications of urogynecologic surgery in elderly women. Am J Obstet Gynecol 2005;192:1630-6. Crossref
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