Reconstructive surgery for females with congenital adrenal hyperplasia due to 21-hydroxylase deficiency: a review from the Prince of Wales Hospital

Hong Kong Med J 2014 Dec;20(6):481–5 | Epub 18 Jul 2014
DOI: 10.12809/hkmj144227
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Reconstructive surgery for females with congenital adrenal hyperplasia due to 21-hydroxylase deficiency: a review from the Prince of Wales Hospital
CH Houben, MD, FRCSEd; SY Tsui, MB, ChB, MRCS; JW Mou, MB, ChB, FHKAM (Surgery); KW Chan, MB, ChB, FHKAM (Surgery); YH Tam, MB, ChB, FHKAM (Surgery); KH Lee, MB, BS, FHKAM (Surgery)
Division of Paediatric Surgery and Paediatric Urology, Department of Surgery, Prince of Wales Hospital, Shatin, Hong Kong
 
Part of this research was presented at the RCSEd / CSHK Conjoint Scientific Congress 2012 (Poster), Hong Kong, 22-23 September 2012
 
Corresponding author: Dr CH Houben (chhouben@web.de)
 Full paper in PDF
Abstract
Objectives: To present the results of feminising genitoplasty done in female patients with congenital adrenal hyperplasia due to 21-hydroxylase deficiency.
 
Design: Case series.
 
Setting: A tertiary referral centre in Hong Kong.
 
Patients: Female patients with congenital adrenal hyperplasia undergoing corrective surgery for virilisation between 1993 and 2012.
 
Main outcome measures: The operative result was judged with a scoring system (1-3) for four areas: appearance of clitoris, labia and vagina, plus requirement for revision surgery.
 
Results: A total of 23 female patients with congenital adrenal hyperplasia with a median age of 17.5 (range, 1.5-33.8) years were identified. Of these individuals, 17 presented in the neonatal period and early infancy, of which four had an additional salt-losing crisis. Six patients—including four migrants from mainland China—were late presenters at a median age of 2 (range, 0.5-14) years. Twenty-two patients had corrective surgery at a median age of 2 (range, 1-14) years. Clitoral reduction was performed in all, and further surgery in 21 patients. The additional surgery was flap vaginoplasty in 10 patients, a modified Passerini procedure in six, and a labial reconstruction in five; one patient with prominent clitoris was for observation only. Minor revision surgery (eg mucosal trimming) was required in three patients; a revision vaginoplasty was done in one individual. Of the 23 patients, 18 (78%) with a median age of 20 (range, 9.3-33.8) years participated in the outcome evaluation: a ‘good’ outcome (4 points) was seen in 12 patients and a ‘satisfactory’ (5-9 points) result in five patients.
 
Conclusions: Nearly three quarters of our cohort (n=17) presented with classic virilising form of 21-hydroxylase deficiency. Only four (25%) patients experienced a salt-losing crisis. Female gender assignment at birth was maintained for all individuals in this group. ‘Good’ and ‘satisfactory’ outcomes of surgery were reported in nearly all participants.
 
 
New knowledge added by this study
  •  This is the most comprehensive analysis of the surgical management of congenital adrenal hyperplasia (CAH) in Asian women.
  •  CAH presenting as salt-losing crisis was seen in less than 25% of this cohort.
  •  In our region, a proportion of young women (eg migrants) may present late for corrective surgery.
Implications for clinical practice or policy
  •  Early gender assignment in conjunction with the primary carers (parents) and the multidisciplinary team is the preferred option in this Asian community.
  •  The first 2 years of life is the preferred time for reconstructive surgery in this condition. Notwithstanding, some women may present late in our region.
 
Introduction
Congenital adrenal hyperplasia (CAH) is a group of autosomal recessive disorders representing, by far, the most common disorder of sex development for XX karyotype.1 2 The condition is characterised by impaired cortisol synthesis; the most frequent defect—present in approximately 95% of the patients—is 21-hydroxylase deficiency. The enzyme deficiency leads to a block in cortisol synthesis followed by a build-up of cortisol precursors which, in turn, are diverted to androgen synthesis.1 The increased androgen concentration triggers a variable degree of virilisation in female newborns. Approximately 75% of patients with this classic form of CAH have an additional mineralocorticoid deficiency leading to salt-wasting, failure to thrive or even hypovolaemic shock.1 Mild forms of CAH present, typically, later in life with a variable degree of increased androgen excess.
 
We present the outcome of a cohort of Asian individuals with genital ambiguity secondary to 21-hydroxylase deficiency. The emphasis is on presentation, surgery performed, and the anatomical and cosmetic outcomes.
 
Methods
This was a retrospective review of demographics and presentation of patients with CAH secondary to 21-hydroxylase deficiency who were managed by a multidisciplinary team at our tertiary referral centre between 1993 and 2012.
 
Generally, surgery is considered at the age of 12 to 24 months as a one-stage feminising genitoplasty; clitoral reduction plus further corrective surgery is performed depending on the intra-operative findings. This could range from a labiaplasty to flap vaginoplasty or modified Passerini procedure.3 4 5
 
Following the initial healing phase, dilatation of the vagina is recommended according to our protocol until the tissue is supple, usually after a few months. At the time of puberty, the vagina is again assessed and dilatations are recommended, as necessary, by the gynaecologist. Highly motivated patients achieve an appropriate-sized vagina with daily dilatations within a couple of months or even weeks.
 
The operative treatment was planned as a one-stage procedure at our institution. The results of this cohort were assessed as part of the ongoing review in the out-patient setting in 2012/13. A scoring system (1-3) established previously was used for four areas: appearance of the clitoris, labia and vagina, plus requirement for revision surgery.6 7
 
The criteria for scoring each were as follows: 1—designated for a near-normal appearance, 2—only a medically trained person would be able to see the result of an intervention, and 3—other appearances.6 7 The necessity for revision surgery constituted the fourth factor in the evaluation: score of 1 for no revision, 2 for minor revision, and 3 for a major revision. Overall marks of 4 points were classified as ‘good’, marks of 5 to 9 points ‘satisfactory’, and marks from 10 to 12 points ‘unsatisfactory’ (Table 1).
 

Table 1. Scoring system for anatomical outcome (based on Creighton et al’s study7)
 
Results
Twenty-three females with 21-hydroxylase deficiency and a median age of 17.5 (range, 1.5-33.8) years timed on 31 December 2012 were identified.
 
Seventeen patients presented in the neonatal period and early infancy, of which four had an additional salt-losing crisis. Six patients were late presenters at a median age of 2 (range, 0.5-14) years. Four of these were migrants from mainland China diagnosed at the age of 1, 3, 8, and 14 years, respectively. The diagnosis was established by identifying increased levels of 17-hydroxyprogesterone.
 
The sex of rearing in the group of neonates was decided in consultation between the parents, paediatric endocrinologists, and paediatric urologists. All patients, including the late presenters, persisted with the female gender assigned at birth. Twenty-two patients had corrective surgery at a median age of 2 (range, 1-14) years. Clitoral reduction was performed in all 22, and further surgery in 21 patients. The additional surgery consisted of flap vaginoplasty in 10 patients, modified Passerini procedure in six, and labial reconstruction in five. One patient with prominent clitoris and otherwise normal appearance of the vaginal and urethral opening is currently for observation only (Fig).
 

Figure. Surgical management of all patients with congenital adrenal hyperplasia (CAH)
 
Eighteen individuals with a median age of 20 (range, 9.3-33.8) years were part of the outcome evaluation in 2012/13. The other five patients below the age of 5 years were considered too young for a meaningful assessment. At the time of diagnosing CAH, all 18 patients had an enlarged clitoris; separate openings for vagina and urethra were seen in six individuals, low (intrasphincteric) confluence in six, and high (suprasphincteric) confluence in other six individuals. Table 2 summarises the results in accordance with the initial anatomical findings—high confluence, low confluence, and separate openings for vagina and urethra. Minor revision surgery (eg mucosal trimming) was required in three patients. A ‘good’ outcome was seen in 12 patients and ‘satisfactory’ result in five; one required a revision vaginoplasty (Table 2).
 

Table 2. Results of scoring the operative outcomes in patients with congenital adrenal hyperplasia who underwent reconstructive surgery (n=18; median age, 20 years; age range, 9.3-33.8 years)
 
On follow-up, it was noted that all patients older than 12 years (n=15) experienced menarche without any obstruction of menstrual blood flow; 13 individuals had regular cycles; one had her cycle supported by medication, and one patient started menstruating in the last 6 months, but her cycles remained irregular.
 
Two women have given birth by caesarean section. Both women have two healthy children each, following successive pregnancies. They delivered successfully by caesarean section as recommended by the multidisciplinary team.8 A third woman is currently pregnant.
 
A systematic interview including a psychological evaluation was not part of this review, but a tendency to more masculine behaviour traits within this cohort of women was a persistent observation by clinical staff.
 
Discussion
The majority of this cohort of individuals—nearly three quarters—presented as classic virilising CAH, of which four experienced an additional salt-wasting crisis.1 The proportion of individuals affected by aldosterone deficiency causing salt-losing CAH was less than 25%. It is generally expected for 50% to 75% of the patients with the classical form to have a sufficiently high mineralocorticoid deficit to provoke a salt-losing crisis.1 9 We have no explanation for why this group of Asian individuals had such a low rate of salt-losing crisis.
 
Just over a quarter of this cohort were late presenters, which is higher than the expected 10% to 20% late presenters described in a large case series.2 It appears that four of these patients arrived as migrants from mainland China, explaining the slightly large number of late presentations.
 
The female gender assigned at birth was maintained by all individuals. This finding confirms our current knowledge on 21-hydroxylase deficiency insofar as only a small minority of CAH patients experience gender dysphoria.2 10 It may well be possible that some individuals in this cohort suffered from gender issues, but a detailed interview or questionnaire on this topic was not part of our evaluation. A review of 250 patients identified only 5.2% suffering from gender identity problems.10
 
In the recent past, the concept of surgery at an early age for this group of patients has been criticised.7 9 However, there has been an inclination to summarise data of patients with a highly variable background, who were operated on by a number of different groups.11 It is now recognised that CAH patients should be managed by a multidisciplinary team in designated centres and the corrective surgery may be undertaken at an early age.1 12 13
 
Once a decision has been reached regarding the sex of rearing by the medical team and the parents/legal guardian, corrective surgery can be planned. Clearly, if the clinical findings are favourable to divert surgical intervention—as illustrated in one of our patients—only regular review may be required (Fig). Nevertheless, it is our impression that there is a cultural need to decide on the sex of rearing at an early age, as it helps to reduce the anxiety and anguish for the family.
 
There is now even a tendency among practitioners in this field to perform corrective surgery in the first few months of life.14 It appears that the tissue planes are easier to develop whilst the baby is still under the influence of maternal oestrogen effects.14
 
In our institution, the surgery is usually performed in the first or second year of life. However, four patients came to our attention late as a result of their migration to Hong Kong. This explains the small number of individuals in our cohort who had their respective surgery later in life or even as teenagers.
 
‘Good’ or ‘satisfactory’ results were identified in nearly all patients in this cohort (Table 2). Other investigators have demonstrated similar results.3 4 As identified by van der Zwan et al,15 there is a trend for a less satisfactory outcome in patients with high confluence. This confirms our impression that finding high confluence poses a more difficult challenge for the operative correction.
 
In our evaluation, we did not systematically analyse behaviour traits or perform a psychological assessment, albeit a more boyish or masculine behaviour pattern was apparent in our cohort. Detailed studies on this aspect of individuals with CAH confirm this observation.16 17
 
All individuals sufficiently old enough to have menses (n=15) developed a regular cycle; only two had cycle irregularities or required medication to support the cycle. Two patients have given birth; elective caesarean section is recommended after feminising genitoplasty to avoid damage to the reconstruction; in addition, a more android pelvic structure may result in cephalo-pelvic disproportion.8 More detailed studies on fertility and pregnancy conclude a reduced pregnancy and delivery rate in women with CAH.18
 
Our evaluation had some limitations. Our cohort encompassed an age-group spanning three decades. In particular, our cohort of patients did not undergo a detailed interview process; these offers were often declined or individuals voiced considerable reservation to participate. Nevertheless, this review represents the largest experience, to date, with surgical management and the outcomes of CAH in Asian women.
 
Conclusions
Nearly three quarters of our cohort presented as classic virilising form of 21-hydroxylase deficiency. Less than a quarter of the classic presentation experienced an additional salt-losing crisis in this cohort. Female gender assignment at birth was maintained for all individuals in this group. A ‘good’ and ‘satisfactory’ outcome of surgery was reported in nearly all patients.
 
Acknowledgement
We acknowledge the contributions by the Consultant Gynaecologist, Dr Ka-wah Yiu, in the care of these individuals.
 
References
1. Speiser PW, Azziz R, Baskin LS, et al. Congenital adrenal hyperplasia due to steroid 21-hydroxylase deficiency: an Endocrine Society clinical practice guideline. J Clin Endocrinol Metab 2010;95:4133-60. CrossRef
2. Romao RL, Salle JL, Wherrett DK. Update on the management of disorders of sex development. Pediatr Clin North Am 2012;59:853-69. CrossRef
3. Farkas A, Chertin B. Feminizing genitoplasty in patients with 46XX congenital adrenal hyperplasia. J Pediatr Endocrinol Metab 2001;14:713-22. CrossRef
4. Rink RC, Adams MC. Feminizing genitoplasty: state of the art. World J Urol 1998;16:212-8. CrossRef
5. Passerini-Glazel G. A new 1-stage procedure for clitorovaginoplasty in severely masculinized female pseudohermaphrodites. J Urol 1989;142:565-8; discussion 572.
6. Lean WL, Deshpande A, Hutson J, Grover SR. Cosmetic and anatomic outcomes after feminizing surgery for ambiguous genitalia. J Pediatr Surg 2005;40:1856-60. CrossRef
7. Creighton SM, Minto CL, Steele SJ. Objective cosmetic and anatomical outcomes at adolescence of feminising surgery for ambiguous genitalia done in childhood. Lancet 2001;358:124-5. CrossRef
8. Witchel SF. Management of CAH during pregnancy: optimizing outcomes. Curr Opin Endocrinol Diabetes Obes 2012;19:489-96. CrossRef
9. Ogilvie CM, Crouch NS, Rumsby G, Creighton SM, Liao LM, Conway GS. Congenital adrenal hyperplasia in adults: a review of medical, surgical and psychological issues. Clin Endocrinol (Oxf) 2006;64:2-11. CrossRef
10. Dessens AB, Slijper FM, Drop SL. Gender dysphoria and gender change in chromosomal females with congenital adrenal hyperplasia. Arch Sex Behav 2005;34:389-97. CrossRef
11. Alizai NK, Thomas DF, Lilford RJ, Batchelor AG, Johnson N. Feminizing genitoplasty for congenital adrenal hyperplasia: what happens at puberty? J Urol 1999;161:1588-91. CrossRef
12. Clayton PE, Miller WL, Oberfield SE, Ritzén EM, Sippell WG, Speiser PW; ESPE/LWPES CAH Working Group. Consensus statement on 21-hydroxylase deficiency from the European Society for Paediatric Endocrinology and the Lawson Wilkins Pediatric Endocrine Society. Horm Res 2002;58:188-95. CrossRef
13. Vidal I, Gorduza DB, Haraux E, et al. Surgical options in disorders of sex development (dsd) with ambiguous genitalia. Best Pract Res Clin Endocrinol Metab 2010;24:311-24. CrossRef
14. de Jong TP, Boemers TM. Neonatal management of female intersex by clitorovaginoplasty. J Urol 1995;154:830-2. CrossRef
15. van der Zwan YG, Janssen EH, Callens N, et al. Severity of virilization is associated with cosmetic appearance and sexual function in women with congenital adrenal hyperplasia: a cross-sectional study. J Sex Med 2013;10:866-75. CrossRef
16. Mathews GA, Fane BA, Conway GS, Brook CG, Hines M. Personality and congenital adrenal hyperplasia: possible effects of prenatal androgen exposure. Horm Behav 2009;55:285-91. CrossRef
17. Berenbaum SA, Beltz AM. Sexual differentiation of human behavior: effects of prenatal and pubertal organizational hormones. Front Neuroendocrinol 2011;32:183-200. CrossRef
18. Hagenfeldt K, Janson PO, Holmdahl G, et al. Fertility and pregnancy outcome in women with congenital adrenal hyperplasia due to 21-hydroxylase deficiency. Hum Reprod 2008;23:1607-13. CrossRef

Subthalamic nucleus deep brain stimulation for Parkinson’s disease: evidence for effectiveness and limitations from 12 years’ experience

Hong Kong Med J 2014 Dec;20(6):474–80 | Epub 24 Oct 2014
DOI: 10.12809/hkmj144242
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE     CME 
Subthalamic nucleus deep brain stimulation for Parkinson’s disease: evidence for effectiveness and limitations from 12 years’ experience
Movement Disorder Group, Prince of Wales Hospital, The Chinese University of Hong Kong, Shatin, Hong Kong; Anne YY Chan, MB, ChB, MRCP1; Jonas HM Yeung, MB, ChB, MRCP2; Vincent CT Mok, MD1; Vincent HL Ip, MB, ChB, MRCP1; Adrian Wong, PhD1; SH Kuo, MD3; Danny TM Chan, FRCS (Edin), FHKAM (Surgery)4; XL Zhu, FRCS (Edin), FHKAM (Surgery)4; Edith Wong, BSc4; Claire KY Lau, MSc4; Rosanna KM Wong, MSc5; Venus Tang, PhD4,6; Christine Lau, MSc1; WS Poon, FHKAM (Medicine)4
1 Division of Neurology, Department of Medicine and Therapeutics, Prince of Wales Hospital, The Chinese University of Hong Kong, Hong Kong
2 Division of Neurology, Department of Medicine, Alice Ho Miu Ling Nethersole Hospital, Hong Kong
3 Neurological Institutes of New York, Columbia University, United States
4 Division of Neurosurgery, Department of Surgery, Prince of Wales Hospital, The Chinese University of Hong Kong, Hong Kong
5 Department of Occupational Therapy, Prince of Wales Hospital, The Chinese University of Hong Kong, Hong Kong
6 Department of Clinical Psychology, Prince of Wales Hospital, Hospital Authority, Hong Kong
Corresponding author: Prof WS Poon (wpoon@cuhk.edu.hk)
 Full paper in PDF
Abstract
Objective: To present the result and experience of subthalamic nucleus deep brain stimulation for Parkinson’s disease.
 
Design: Case series.
 
Setting: Prince of Wales Hospital, Hong Kong.
 
Patients: A cohort of patients with Parkinson’s disease received subthalamic nucleus deep brain stimulation from September 1998 to January 2010. Patient assessment data before and after the operation were collected prospectively.
 
Results: Forty-one patients (21 male and 20 female) with Parkinson’s disease underwent bilateral subthalamic nucleus deep brain stimulation and were followed up for a median interval of 12 months. For the whole group, the mean improvements of Unified Parkinson’s Disease Rating Scale (UPDRS) parts II and III were 32.5% and 31.5%, respectively (P<0.001). Throughout the years, a multidisciplinary team was gradually built. The deep brain stimulation protocol evolved and was substantiated by updated patient selection criteria and outcome assessment, integrated imaging and neurophysiological targeting, refinement of surgical technique as well as the accumulation of experience in deep brain stimulation programming. Most of the structural improvement occurred before mid-2005. Patients receiving the operation before June 2005 (19 cases) and after (22 cases) were compared; the improvements in UPDRS part III were 13.2% and 55.2%, respectively (P<0.001). There were three operative complications (one lead migration, one cerebral haematoma, and one infection) in the group operated on before 2005. There was no operative mortality.
 
Conclusions: The functional state of Parkinson’s disease patients with motor disabilities refractory to best medical treatment improved significantly after subthalamic nucleus deep brain stimulation. A dedicated multidisciplinary team building, refined protocol for patient selection and assessment, improvement of targeting methods, meticulous surgical technique, and experience in programming are the key factors contributing to the improved outcome.
 
New knowledge added by this study
  •  The current study provides data on subthalamic nucleus deep brain stimulation (DBS) for Parkinson’s disease from a tertiary hospital in Hong Kong and the development of this treatment method over the past 12 years.
Implications for clinical practice or policy
  •  There was significant improvement in the outcome between the early and later groups of the series. Possible factors contributing to the improvement are dedicated multidisciplinary team building, refinement of the DBS protocol for patient assessment and selection, improvement of targeting methods, meticulous surgical technique, and accumulation of experience in DBS programming.
 
 
Click here to watch a video showing a patient before and after receiving the subthalamic nucleus deep brain stimulation for Parkinson’s disease
 
Introduction
Parkinson’s disease (PD) is the second most common neurodegenerative disorder that initially affects the dopaminergic system and eventually involves other neurotransmitter systems, with an unrelenting course. It is well known that motor fluctuations like wearing-off and peak-dose dyskinesia are common motor complications few years after patients are started on medical treatment. When these complications become very disabling despite maximal adjustment of pharmacological agents, deep brain stimulation (DBS) has been shown to be effective and safe with lasting benefits for at least up to 10 years.1 2 3 4 5 Deep brain stimulation is a neurosurgical intervention that entails inserting microelectrodes with imaging and neurophysiological guidance at targeted regions, such as the subthalamic nucleus (STN) or globus pallidus interna (GPi) in order to achieve alleviation of most of the motor complications. We studied DBS performed in a cohort of PD patients in a single Hong Kong centre over a period of 12 years. Patients’ outcomes improved significantly throughout all these years. Here, we review our results of STN DBS for PD and summarise our experience, with particular emphasis on evaluating the effectiveness and safety of this novel treatment.
 
Methods
Patients
Patients who fulfilled the Queen Square Brain Bank Criteria for diagnosis of PD and experienced significant disability due to motor fluctuations despite maximal medical therapy were admitted to the Prince of Wales Hospital and jointly evaluated for the suitability for DBS by a Movement Disorder Group composed of neurologists, neurosurgeons, and a nurse specialist. After June 2005, this multidisciplinary group was further developed to include a radiologist, clinical psychologist, occupational therapist, physiotherapist, and speech therapist. The assessment comprised a predefined protocol, which was continuously updated over the years. This assessment protocol included clinical assessment, levodopa challenge test, video recording, neuroimaging, and neurocognitive and psychiatric evaluations. Patients who received STN DBS from September 1998 (the first patient who received STN DBS in our centre) to January 2010 were included in the present study. Assessment data were obtained before and after the operation (medication-off state and stimulator-on) and included the Unified Parkinson’s Disease Rating Scale (UPDRS), modified Hoehn-and-Yahr stage (both at PD off-state), levodopa equivalent dose, body weight, and patients’ diaries at preoperation and at least 2 months postoperation.
 
Surgical information
All patients had stereotactic guidance for the insertion of electrodes under local anaesthesia. Microelectrode recording (MER) technique was introduced since year 2000. Frame-based stereotaxy was performed in most of the patients except three who underwent frameless stereotaxy (2005) with equally accurate targeting. Before 2003, an old version of Zeppelin magnetic resonance imaging (MRI)–compatible frame was used, which was not compatible with the computer planning system available at that time. Since 2003, a Leksell G frame (Elekta AB, Stockholm, Sweden) was acquired together with a computer planning system (iPlan; Brain LAB, Feldkirchen, Germany) for image targeting and trajectory planning. With these, the image targeting and trajectory were planned based on preoperative MRI. On the day of operation, a computed tomography (CT) scan of brain with the stereotactic frame fixed to the head was performed and fused to the MRI plan in the computer planning system. Such a practice gave us more time for image targeting and shortened the time used for MRI and target planning on the day of operation before entering the operating theatre; this contributed to the accuracy of STN targeting and patient comfort. A dedicated MRI protocol was established since 2008, which ensured the consistency of high-quality MRI for targeting. In 2003, microdriver was introduced for MER which provided sub-millimetre advancement of the microelectrode to obtain more details of neuronal discharges and, thus, better quality of MER for neurophysiological targeting. Macrostimulation was performed in all patients for target confirmation. Deep brain stimulation electrode was implanted if satisfactory signals from MER and response from macrostimulation were obtained. For anchoring the DBS lead at the burr-hole site, a reliable device (Navigus; Medtronic, Minneapolis [MN], US) was introduced in 2002. The Pulse Generator (Itrel II or Soletra for unilateral, Kinetra for bilateral; Medtronic, Minneapolis [MN], US) was implanted under general anaesthesia. The DBS was usually switched on within 2 weeks after the operation. A nurse specialist took up DBS programming under the supervision of a neurologist and neurosurgeon in 2004, which facilitated experience accumulation and consistency in DBS programming.
 
Statistical analyses
Descriptive data were expressed as mean ± standard deviation (SD). Wilcoxon test was used to compare scores of modified Hoehn-and-Yahr stage, levodopa equivalent dose, body weight, patients’ diaries, as well as scores of individual items of activities of daily living (part II) and motor examination (part III) of UPDRS before and after operation. Tests with a P value of ≤0.05 were considered to be statistically significant. Statistical analyses were performed with the Statistical Package for the Social Sciences (Windows version 15.0; SPSS Inc, Chicago [IL], US).
 
Results
Between September 1998 and January 2010, a total of 51 PD patients received DBS. Of them, six received unilateral STN DBS, two received GPi DBS, and two received nucleus ventralis intermedius (VIM) stimulation. Overall, 41 patients received bilateral STN DBS (21 male, 20 female; age at operation: mean 54, SD 7, range 40-71 years). All were Han Chinese except one who was of Portuguese ethnicity. Mean (± SD) duration of PD at operation was 10 ± 4 (range, 3-22) years (Table 1).
 

Table 1. Baseline characteristics of patients undergoing bilateral or sequential subthalamic nucleus deep brain stimulation
 
There were three complications, namely, lead migration, infection, and cerebral haematoma; all occurred in 2001. Lead migration occurred in 2001 three months after the operation. The patient complained of increased PD symptoms after a fall on level ground. One DBS lead was found withdrawn from the target. It was related to the insecurity of lead fixation. Revision operation was done for the case with good recovery. Infection occurred in a case 3 weeks after DBS operation in 2001. Apart from abscess formation in the chest wall where the pulse generator was implanted, MRI brain showed contrast enhancement around the DBS electrodes. All the hardware including the pulse generator and the DBS leads were removed and the patient received a course of antibiotics. He received DBS again in 2006 and enjoyed good effect. Cerebral haematoma also occurred in 2001. The patient became drowsy during the operation. The surgery was stopped and CT brain revealed a subcortical haematoma likely related to venous infarction. Craniotomy for haematoma evacuation was performed. The patient recovered but with residual hemiparesis. There was no mortality.
 
At postoperative follow-up with a median assessment time of 12 months, both UPDRS parts II and III showed improvements of 32.5% and 31.5%, respectively (P<0.001) in the whole study sample (Table 2). In view of the evolvement of the protocol, improvement in targeting methods, refinement of surgical technique as well as accumulation of programming experience over the 12 years, the improvement rates in patients who had DBS from 1999 to May 2005 and from June 2005 to 2010 were analysed separately and compared. Patients in the later group had significantly higher rate of improvement than those in the early group (Table 3). The improvement in UPDRS part II and part III for the two groups were 5.1% vs 55.0% (P=0.005) and 13.2% vs 55.2%, respectively (P<0.001). The Figure shows the percentage of improvement in UPDRS parts II and III. There was statistically significant increase in body weight after operation as shown in Table 2. However, there was a non-significant trend with regard to the reduction of levodopa-equivalent daily dose after surgery. A comprehensive neurocognitive evaluation was established after 2008 (Table 4). Three patients completed pre- and post-operative evaluation. Their functioning level in various domains remained unaffected at postoperative evaluation, although a reduction in verbal fluency was noted. No separate statistical analysis was performed due to the limited number of subjects.
 

Table 2. Comparisons of UPDRS scores and other parameters before and after bilateral and sequential subthalamic nucleus deep brain stimulation
 

Figure. UPDRS (a) part II and (b) part III in patients with deep brain stimulation performed before or after June 2005
 

Table 3. Comparison between patients with deep brain stimulation performed before and after June 2005
 

Table 4. Protocol for deep brain stimulation for Parkinson’s disease (peri-operative management part is not shown)
 
As per the patients’ own diary reporting, there were statistically significant improvements in “on-period without dyskinesia” (ie more ‘good-on’), “on-period with dyskinesia”, and “off-period” in terms of percentage of waking hours (Table 2).
 
Discussion
Parkinson’s disease is a neurodegenerative condition typically manifesting in an unrelenting progressive course. Patients often show dramatic response to pharmacological treatments initially, but with time, motor complications like motor fluctuations with wearing-off or peak-dose dyskinesia occur, eventually leading to progressive disability. Deep brain stimulation has evolved as an important and established treatment option for advanced PD. The mechanism of DBS is generally believed to modulate the circuit function by inhibition or excitation through controlled electrical stimulation of different targets along the circuit. Subthalamic nucleus is the most often used target for PD. The benefits of DBS compared with ablative surgery include its non-destructive nature, reversibility, and adjustability. The procedure is mainly indicated for PD patients who are dopamine-responsive but with disabling motor complications such as motor fluctuation, dyskinesia, or intolerable side-effects of anti-PD medications.6 To date, there are controversies regarding the use of DBS in the early stage of PD, and most centres will offer this treatment for patients with significant motor complications refractory to maximal drug treatment. Convincing evidence shows that DBS is an effective treatment for PD patients and the benefits may last for at least 10 years.
 
Our study attempted to investigate the effectiveness and safety of bilateral STN DBS in PD patients who had disabilities refractory to best-available medical treatment. The study extends over a period of 10 years, trying to evaluate PD patients who received bilateral STN DBS. The study excluded patients receiving unilateral STN, as well as VIM or GPi DBS, so that the patient group was more homogeneous in the surgical therapeutic sense.
 
The median timing of postoperative assessment was 12 months (range, 2-77 months), and it demonstrated significant improvement in almost all parameters in UPDRS part II and part III, except for speech. Although our assessments were not performed at the same time intervals for all patients postoperatively, the results are still in concordance with findings in published studies evaluating efficacy of DBS at 6 months and 5 years postoperatively. Speech was also reported to be the only dysfunction that did not improve with STN DBS in published cohorts in general. The exact reason for this finding is yet to be unfolded; a recent paper suggested that speech impairment may be related to unintended activation of dorsal premotor cortex during STN stimulation,7 but it echoes with the observation that DBS improves symptoms which respond to levodopa; speech is, however, not one of those.
 
The UPDRS part II on activities of daily living indicated significant improvement, in terms of total rating, writing, and freezing of gait. Apart from objective assessment, patients’ self-evaluation from their own PD diary also revealed improvements in terms of more ‘good-on’ state, mobile without disabling dyskinesia, as well as less off-period compared with those after DBS.
 
Since our first case of DBS for PD in 1998, a multidisciplinary team comprising a neurologist, neurosurgeon, nurse specialist, radiologist, clinical psychologist, occupational therapist, physiotherapist, and speech therapist was gradually built up. From 2000 to 2004, important evolvement of our DBS protocol included: a monthly Combined Movement Disorders outpatient clinic run by a neurologist, neurosurgeon, and nurse specialist; regular case conference; dopamine challenge test; MER; acquirement of a stereotactic frame together with a computer planning system for imaging targeting and trajectory planning; and appointment of a dedicated person for DBS programming. Our experience also increased considerably in the areas of systematic auditing of targeting accuracy, surgical complications, and clinical outcome.5 All these serve to explain the significant improvements in the outcomes after 2005 as shown in the Figure. Our current DBS protocol since 2009 for PD is shown in Table 4.
 
We found a non-significant trend in reduction in the dose of anti-Parkinsonian medications in terms of levodopa-equivalent medications after STN DBS. This possible reduction in medication usage is a common finding in previously published reports3 and indicates increased independence from pharmacological treatment after the surgery. We also showed that weight gain was significant after STN DBS, which is consistent with findings in the current literature. There have been plenty of studies looking into the possible mechanisms,8 but the exact causes remain uncertain. Preliminary data show that weight gain might even be more commonly encountered in STN as compared with GPi DBS in PD, suggesting additional factors in STN stimulation.9
 
The complication rate in our study is comparable with that in another DBS centre with 8.6% hardware-related complication.10
 
There are limitations in our study. This was not a prospective study. Although the data were collected prospectively, the protocol itself was continuously evolved. Our patients were not assessed uniformly at the exact same time-points postoperatively; the timing of postoperative evaluation ranged from 2 months to 77 months (mean ± SD, 17.0 ± 15.4 months), which is a rather wide range. This was related to the logistic arrangements for patients to have overnight admission for ensuring 12 hours off-medication and availability of beds in a busy tertiary emergency hospital. Quality of life (eg 39-item Parkinson’s disease questionnaire) is an important component of outcome assessment but it was not used in this cohort. There was no systematic neuropsychology assessment until 2008. Despite all these shortcomings, our study is the first series in Hong Kong reporting the treatment outcomes as well as the experience gained over 12 years in bilateral STN DBS for PD patients.
 
Conclusions
Bilateral STN DBS for PD patients having motor disabilities refractory to medical treatment showed significant improvement in motor performance and functional state, except for speech, during an observation period of up to 77 months. The surgical procedure was shown to be safe, with no perioperative mortality. Patients were found to consume less anti-Parkinsonian medications and reported less dyskinesia, but had increased body weight. A dedicated multidisciplinary team building, refinement of protocol for patient assessment and selection, improvement of targeting methods, meticulous surgical technique, and experience in programming are the key factors that contributed to the improved outcomes.
 
References
1. Chan DT, Mok VC, Poon WS, Hung KN, Zhu XL. Surgical management of Parkinson’s disease: a critical review. Hong Kong Med J 2001;7:34-9.
2. Moro E, Lozano AM, Pollak P, et al. Long-term results of a multicenter study on subthalamic and pallidal stimulation in Parkinson’s disease. Mov Disord 2010;25:578-86. CrossRef
3. Schüpbach WM, Chastan N, Welter ML, et al. Stimulation of the subthalamic nucleus in Parkinson’s disease: a 5 year follow up. J Neurol Neurosurg Psychiatry 2005;76:1640-4. CrossRef
4. Krack P, Batir A, Van Blercom N, et al. Five-year follow-up of bilateral stimulation of the subthalamic nucleus in advanced Parkinson’s disease. N Engl J Med 2003;349:1925-34. CrossRef
5. Chan DT, Zhu XL, Yeung JH, et al. Complications of deep brain stimulation: a collective review. Asian J Surg 2009;32:258-63. CrossRef
6. Zhou JY, Yu Y, Zhu XL, Ng CP, Lu G, Poon WS. Parkinson’s disease: insights from the laboratory and clinical therapeutics. In: Nagata T, editor. Senescence. InTech 2012; 587-616. CrossRef
7. Narayana S, Jacks A, Robin DA, et al. A noninvasive imaging approach to understanding speech changes following deep brain stimulation in Parkinson’s disease. Am J Speech Lang Pathol 2009;18:146-61. CrossRef
8. Montaurier C, Morio B, Bannier S, et al. Mechanisms of body weight gain in patients with Parkinson’s disease after subthalamic stimulation. Brain 2007;130:1808-18. CrossRef
9. Sauleau P, Leray E, Rouaud T, et al. Comparison of weight gain and energy intake after subthalamic versus pallidal stimulation in Parkinson’s disease. Mov Disord 2009;24:2149-55. CrossRef
10. Baizabal Carvallo JF, Mostile G, Almaguer M, Davidson A, Simpson R, Jankovic J. Deep brain stimulation hardware complications in patients with movement disorders: risk factors and clinical correlations. Stereotact Funct Neurosurg 2012;90:300-6. CrossRef

The needs of parents of children with visual impairment studying in mainstream schools in Hong Kong

Hong Kong Med J 2014 Oct;20(5):413–20 | Epub 1 Aug 2014
DOI: 10.12809/hkmj134202
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
The needs of parents of children with visual impairment studying in mainstream schools in Hong Kong
Florence MY Lee, FHKCPaed, FHKAM (Paediatrics); Janice FK Tsang, MSocSc; Mandy MY Chui, MSc
Child Assessment Service, Department of Health, 2/F, 147L Argyle Street, Kowloon City, Hong Kong
 
Corresponding author: Dr Florence MY Lee (florence_lee@dh.gov.hk)
 Full paper in PDF
Abstract
Objectives: This study attempted to use a validated and standardised psychometric tool to identify the specific needs of parents of children with visual impairment studying in mainstream schools in Hong Kong. The second aim was to compare their needs with those of parents of mainstream school children without special education needs and parents having children with learning and behavioural problems.
 
Design: Cross-sectional survey.
 
Setting: Mainstream schools in Hong Kong.
 
Participants: Parents of 30 children with visual impairment who were studying in mainstream schools and attended assessment by optometrists at Child Assessment Service between May 2009 and June 2010 were recruited in the study (visual impairment group). Parents of 45 children with learning and behavioural problems recruited from two parent support groups (learning and behavioural problems group), and parents of 233 children without special education needs studying in mainstream schools recruited in a previous validation study on Service Needs Questionnaire (normal group) were used for comparison. Participants were invited to complete a self-administered Service Needs Questionnaire and a questionnaire on demographics of the children and their responding parents. The visual impairment group was asked additional questions about the ability of the child in coping and functioning in academic and recreational activities.
 
Results: Needs expressed by parents of the visual impairment group were significantly higher than those of parents of the normal group, and similar to those in the learning and behavioural problems group. Parents of children with visual impairment expressed more needs for future education and school support than resources for dealing with personal and family stress.
 
Conclusion: Service needs of children with visual impairment and their families are high, particularly for future education and school support. More study on the various modes of accommodation for children with visual impairment and more collaborative work among different partners working in the field of rehabilitation will foster better service for these children and their families.
 
 
New knowledge added by this study
  • Needs expressed by parents having children with visual impairment (VI) are significantly higher than those of parents of mainstream school children without special education needs, and similar to those of parents of children with learning and behavioural problems.
Implications for clinical practice or policy
  • Clinicians have to be sensitive to the service needs presented by children with VI and their families. More collaborative work among different partners working in the field of rehabilitation will foster better service for children with VI and their families.
 
Introduction
Parents of children with developmental difficulties face many challenges with child handling and coping with school. In helping these children, the needs of their caretakers should not be ignored. Besides, better understanding of the needs of their parents could shed light on the desired direction of general service planning, and enable optimal use of our resources. The formulation of service needs in collaboration with parents instead of only by the health care professionals helps to facilitate efficient family support implementation. This can also serve as pre-intervention measurement for reliable outcome evaluation.1 Child Assessment Service (CAS) of the Department of Health comprises multidisciplinary professionals and provides comprehensive developmental assessment and rehabilitation prescriptions to children with developmental and behavioural problems in Hong Kong. Recently, CAS developed a Service Needs Questionnaire (SNQ) to examine the needs of parents of children with learning and behavioural problems including dyslexia and attention-deficit hyperactivity disorder (ADHD). The scale has undergone formal procedures of scale validation and standardisation, and can be used as a reliable tool for mapping the needs of parents with children with different developmental disabilities.2
 
Although many studies have investigated service needs of disabled children,3 4 5 few have attempted to investigate service needs of children with visual impairment (VI) and their families. The parents’ perceived needs based on ethnicity, and the degree of vision loss in toddlers from Latino and Anglo backgrounds were reported based on qualitative description. The future of their children was the universal concern among parents. Other concerns were household finances, adequacy of services, and the impact on siblings. The perceived insensitivity and lack of information from professionals were sources of difficulty and frustration.6 On studying the perspective of parents of children with VI, it was noted that many experienced difficulties, frustration, and concerns about the child’s future; there was also lack of helpful information, social isolation, and inadequate support from school and community.7 Parents of children newly diagnosed with VI and/or ophthalmic disorders in a tertiary level centre had a tendency to identify information as their greatest need, almost irrespective of the amount or type actually provided.8
 
In the local setting, there are limited needs analysis studies on disabled children, and none targeted towards children with VI in mainstream schools. In Guangzhou, however, focus group interviews were conducted in a qualitative study to elicit the experiences of 23 Chinese parents in caring for their children with developmental disability who were residents of the Mental Retardation Unit in a Maternal and Children Hospital. Five categories of needs were identified: parental, informational, attitude towards the child, coping, and support.9
 
In Hong Kong, the Education Bureau encourages students with diverse learning needs to receive appropriate education alongside their peers so as to help them develop their potential. While special schools cater for children with significant developmental disabilities, children with milder developmental disabilities are integrated into mainstream schools. In mainstream schools, students have diverse special education needs (SEN). Most have learning and behavioural problems, and few have physical and/or sensory problems. This study is the first local attempt to use a validated and standardised psychometric tool to identify the specific needs of parents of children with VI studying in mainstream schools. The study also attempted to examine if their needs are different from those of parents of children without SEN studying in mainstream schools and parents of children with learning and behavioural problems. Better understanding of the parental needs will help in planning for future service and support for these children and their families.
 
Methods
Participants and recruitment procedures
Parents of children with visual impairment
Child Assessment Service of the Department of Health provides comprehensive assessment, rehabilitation prescriptions, and management services to children and families in Hong Kong. In 2012, the number of referrals served by CAS was 8773 with children aged below 10 years accounting for 98.4% of the referrals (written communication, CAS, 2013). The number of children aged below 10 years was estimated to be 252 100 in Hong Kong in 2012.10 Between 2006 and 2010, the number of newly diagnosed visually impaired children in CAS ranged from 28 to 37 every year.11
 
Parents of 30 children with VI who were studying in mainstream schools and who underwent assessment by optometrists at CAS between May 2009 and June 2010 were recruited to participate in the study (VI group). The parents were asked to reply once for each child. The purpose of the study was clearly explained, and a consent form was signed by each respondent. All 30 consented to participate, but four failed to complete the questionnaire. The analysis reported in this study was therefore based on data from 26 participants who completed the SNQ. The degree of VI ranged from mild low vision to severe low vision, according to the definition for the provision of various rehabilitation services by the Hong Kong Government.12 The visual acuity for mild low vision was defined as from 6/18 to better than 6/60, moderate low vision was from 6/60 to better than 6/120, and severe low vision was 6/120 or worse in the better eye.
 
Parents of children with behavioural and learning problems
Parents of children with learning and behavioural problems were recruited from two local parent support groups (LB group). Parent support group is a self-help organisation which serves the common interests of parents having children with same or similar disability or disease. Behavioural and learning problems are the major SEN concern in mainstream schools. In Hong Kong, there are a number of parent support groups for parents having children with learning and behavioural problems. Two parent support groups, the Hong Kong Association for AD/HD and the Hong Kong Association for Specific Learning Disabilities, were invited to participate in this study as apparently they have the biggest membership and the longest history in serving children with such developmental problems and disability. All parents attending their annual meetings were invited to participate on a voluntary basis, and 45 participated. A letter stating the purpose of the study was given and a consent form was signed by each respondent. The analysis reported in this study was based on the 43 participants who completed the SNQs. Despite the constraint of such convenience sampling, efforts have been paid to enhance the representativeness of the selected participants.
 
Parents of mainstream school children without special education needs
Anonymous raw data of parents of children attending mainstream primary schools (n=233) collected in Leung et al’s study for the development of SNQ was accessed and analysed.2 Three primary schools, one each from the territory’s administrative regions, were requested to randomly select 135 students to participate using a random number generator. The schools distributed the questionnaires to parents; 246 parents returned the questionnaires in sealed envelopes (response rate 60.7%) and 233 provided complete data. Among the 233 participants from the primary school group, 33 with reported behavioural/learning difficulties were excluded, and 200 were included in the comparison (normal group). Since SNQ was jointly developed by CAS and Leung et al,2 the research data were archived and shared between the two parties. Upon an agreement between CAS and Leung et al,2 the research data were retrieved and analysed by authors. Legitimacy of such arrangement was documented in the research protocol written for SNQ project. The data retrieved and being analysed for this study included SNQ scores and demographics of participants.
 
Measures
Participants of the VI group and LB group were asked to complete the SNQ and a questionnaire on the demographics of the children and their responding parents. The VI group was asked 12 additional questions about the children’s ability to cope and function in academic and recreational activities.
 
Service Needs Questionnaire
Service Needs Questionnaire had 27 items. It was sub-divided into two parts, and was self-administered by the informants. The first part consisted of eight items on personal and family stress. Participants rated each item on a 5-point scale from 1 (disagree very much) to 5 (agree very much). The second part consisted of 19 items on need for various services. Participants rated each item on a 5-point scale from 1 (do not endorse at all) to 5 (endorse a lot). This scale has been validated for use in Chinese parents.2 The areas of need which can be identified by SNQ included the need for school support, need for information, and need for support on family functioning.
 
This questionnaire was developed among Chinese families and it showed satisfactory psychometric properties.2 For validity, the SNQ total score (5 categories) correlated positively (correlation=0.55) with Parenting Stress Scale, and it could differentiate between parents of children diagnosed with learning/behavioural problems and those attending normal primary schools (t(336)=12.07; P<0.001; d=1.42). For internal consistency and reliability, the reported Cronbach’s alpha was 0.96 and intra-class correlation was 0.76, respectively. In Leung et al’s study,2 Rasch analysis was conducted to demonstrate the primary psychometric properties of SNQ. It was shown that SNQ measured a single construct need (ie unidimensionality); was able to distinguish strata of needs in children with developmental disabilities; had sufficient items to capture needs of children with developmental disabilities; and there was a meaningful item hierarchy. Construct validity and reliability of SNQ were also shown by additional analyses. As SNQ serves to describe needs of children with developmental disabilities, the reported psychometric properties were sufficient to serve this aim.
 
Ability of a child to cope and function in academic and recreational activities
There were 12 additional questions designed to obtain some descriptive information from VI group on children’s functional needs, school coping, and difficulties encountered in academic and recreational activities. Participants were asked to report positive or negative answers regarding each question and requested to give examples if the answers were positive. Some examples of these questions were: “Which is the most difficult subject for you? Please state problems encountered, if any”; “Are there any problems encountered in recess or lunch time? If yes, please state the problem and the reason”.
 
Demographic information
Participants were requested to supply demographic information about themselves and their children.
 
The study was approved by the Ethics Committee of the Department of Health, Hong Kong SAR Government.
 
Data analysis
Descriptive statistics, frequency distribution, and means were used to examine the profiles of participants. Since Leung et al’s study2 showed difference among parents of children with learning and behavioural problems and those of normal children, our hypothesis was that there was a difference between the needs of parents of VI group and those of normal group. The data were examined before hypothesis testing so that appropriate statistical tests could be applied. Independent t test and one-way analysis of variance (ANOVA) were used to analyse the differences in means between two or more than two groups if the corresponding test assumptions were fulfilled. Otherwise, Kruskal-Wallis test was used to analyse the differences in mean rank for comparison of more than two groups. The statistical analyses were performed using the Statistical Package for the Social Sciences (Windows version 19.0; SPSS Inc, Chicago [IL], US).13 Statistical significance was set at P<0.05 (two-tailed).
 
Results
Characteristics of participants
The demographic characteristics of parents in the three groups were comparable. Compared with the normal group, a higher proportion of boys were noted in VI and LB groups and the mean age of children in LB and VI groups was slightly higher. The parents of LB group and VI group resided in Hong Kong for longer than those of the normal group. Fewer fathers of LB and VI groups were employed compared with those of normal group (Table 1).
 

Table 1. Demographics of participants in the different study groups
 
Intragroup comparison of Service Needs Questionnaire in visual impairment group
Within the VI group, 26 participants with completed SNQ data were included in the analysis. The most common medical cause for VI was ocular or oculocutaneous albinism (n=10). Other causes included cataract (n=3), retinopathy of prematurity (n=2), aniridia (n=2), retinal dystrophy (n=2), septo-optic dysplasia (n=1), high refractive error (n=1), and intraventricular haemorrhage (n=1); investigation results were still pending for four cases.
 
Their cognitive abilities were mostly within the low average to high average range. One had mild mental retardation, two had limited intelligence, and one had superior intelligence. Regarding co-morbid developmental disabilities, 11 (42%) children in the VI group had one or more than one type of developmental disability apart from VI. One had mild-grade mental retardation, four had dyslexia/risk for dyslexia, two had ADHD, one had autistic spectrum disorder, two had mild hearing loss, and one had mild anxiety problem. There was no significant difference in SNQ total score between those with or without co-morbid conditions (t(24)= –0.6, P>0.05). The mean SNQ total scores for those with and without co-morbid conditions were 94.93 (95% confidence interval [CI], 80.34-109.53) and 100.73 (95% CI, 86.51-114.94), respectively. Among the 26 VI children, 18 had mild low vision and 8 had moderate-to-severe low vision. There was no significant difference between the two levels of VI in SNQ total score (t(24)= –1.425, P>0.05). The mean SNQ total score for those with mild low vision was 93.00 (95% CI, 79.55-106.45), and 107.25 (95% CI, 98.03-116.47) for those with moderate-to-severe low vision. Therefore, all 26 cases could be treated as a group for further analysis.
 
Reliability of Service Needs Questionnaire in visual impairment group
The internal consistency of SNQ (Cronbach’s alpha=0.96) measured in the VI group was similar to the magnitude reported in Leung et al’s study,2 despite the difference in the samples used.
 
Comparison of service needs among normal group, visual impairment group, and behavioural and learning problems group
Owing to non-normality of the SNQ total score by group, the Kruskal-Wallis one-way ANOVA by ranks was conducted to examine if the mean rank SNQ total scores among the three groups were the same. The Dunn-Bonferroni tests were further applied to locate where the differences existed if the mean rank SNQ total scores were not the same.
 
The Kruskal-Wallis test was significant (χ2(2)=80.928, P<0.001) inferring that the mean rank SNQ total scores were not the same among the three groups. The Dunn-Bonferroni tests showed that the mean rank SNQ total score of the normal group was significantly lower than that in VI group (z= –4.042, P<0.001) and LB group (z= –8.531, P<0.001), respectively. The mean rank SNQ total score of VI group was slightly lower than that of the LB group, but the difference was not significant (z= –2.380, P=0.052; Table 2). Each SNQ item was further analysed by conducting Kruskal-Wallis test to examine if there was a difference among the three groups. Bonferroni correction was applied to control the family-wise type I error predefined as 0.05. All SNQ items had significant differences among the three groups.
 

Table 2. Kruskal-Wallis test of mean rank Service Needs Questionnaire total score and the multiple comparisons
 
Eight of the top 10 needs were common to the three groups. In the VI group, three of the top five needs included education, services in supporting study, and school support. For most SNQ items, the VI group scored significantly higher than the normal group but similar to the LB group. For a few items such as “I need to learn how to deal with stress”, “I need emotional support”, and “Children affect the relationship between spouse”, the VI group scored significantly lower than the LB group but similar to the normal group. On the item “Spouse disagrees with me about fostering children”, the VI group had lower score compared with the normal group. The mean scores of each SNQ item are listed in Table 3.
 

Table 3. Mean scores of Service Needs Questionnaire items by group
 
Coping and functioning in academic and recreational activities
Regarding coping in school and functioning in academic activities, most of the children with VI were receiving some form of school accommodation and support. The support included seating arrangement (n=25, 97%), enlargement of font size (n=18, 70%), assistance by peers in copying work and classroom activities (n=7, 27%), and use of visual aids and assistive devices (n=3,12%). Physical exercise and mathematics were reported as the most favourite subjects, while Chinese and English were the most difficult subjects for these children.
 
All children reported encountering difficulties during classroom activities; examples included difficulties with handwriting, reading, reading comprehension and memory, ball games, as well as cutting and pasting activities. Besides difficulties encountered during class, around one-fifth (n=5) reported encountering difficulties during recess or lunch time due to lack of friends and peers to play with and difficulties in attending outdoor activities.
 
Many (n=16, 62%) had joined some form of extra-curricular activities, both indoor and outdoor. Swimming, dancing, ping-pong ball, and drawing were some examples of their favourite activities. Some of the difficulties described were problems with sustaining the practice, visual motor coordination, communication with classmates, and classmates playing tricks on them. Around one-third (n=8) reported difficulties in leisure activities during school holidays, including the need for extra care in crowded areas, extra protection when exposed to sunlight, and some behavioural problems such as talking loudly and offending other children. A majority of them (n=20, 77%) did not join any self-help parent group as many did not feel the need, and most could not afford the time to join. Some descriptive answers on the difficulties encountered are listed in Table 4.
 

Table 4. Some direct quotes regarding the ability of children in coping and functioning in academic and recreational activities
 
Discussion
Vision is our major sense and children with VI face many challenges and obstacles. In this study, needs expressed by parents having children with VI were significantly higher than those of parents of mainstream school children without SEN. The top five needs expressed by parents of VI children are on need for information and services. In particular, these parents expressed the need for more information and services on future education and school support despite receiving some degree of accommodation at school. This may be related to the general phenomenon among parents in Hong Kong who predominantly focus on academic achievement versus recreational and leisure activities. Meanwhile, these parents might not be fully aware of the kind of support available at school. The implication is for us to work closely with the education sector to make the school support service more transparent for the parents. By maintaining necessary case monitoring, we could give continuous feedback to the school based on a child’s individual and changing needs.
 
Needs expressed by parents in the VI group were significantly higher than those in the normal group, but similar to those in the LB group. Children with VI, in addition to their unique obstacles in mainstream schools, also face some common difficulties of adapting and adjusting academically, socially, and behaviourally just like other children with SEN. Compared with parents of the normal group, parents of the VI group perceived more stress and, thus, more needs. Besides, nearly half the children in VI group had co-morbidities, including learning and behavioural problems. They might experience similar challenges at school leading to similar impact on their parents and families as those in the LB group. Despite the insignificant group difference between the VI and the LB groups, we noted that more parents from the LB group endorsed items related to stress, emotions, and effect on relationship with spouse from the item analysis. From this, it is believed that parents of the VI group might experience relatively less stress and turmoil resulting from children’s learning and behavioural challenge as compared with the LB group. As children with VI are often diagnosed at an early age, it is speculated that their parents might have better adjustment and more mutual support in caring for them.
 
There were some limitations in this study, including the small sample size. As compared to the other developmental disabilities, the incidence of VI was relatively low, affecting 0.1% of the school-age population and 0.4% of children with all developmental disabilities.14 In Hong Kong, most children with significant developmental disabilities, including those with severe low vision or blindness, receive education in special schools. Children with milder developmental disabilities, including those with mild-to-moderate low vision, are integrated in mainstream schools with support from teachers and special schools. According to the statistics provided by the Education Bureau, the total number of school children with VI attending mainstream primary schools was 40 in year 2006/07, 40 in 2007/08, and 50 in 2008/09. The 30 cases in this study were recruited from different regions of Hong Kong during the study period and this cohort, therefore, represents the majority of children with VI attending mainstream schools in Hong Kong.
 
On the other hand, the VI group was not a homogeneous group and nearly half had other co-morbid conditions, which are common among children with VI. The VI group with co-morbidities is expected to express greater needs. However, this was not observed in our study, probably due to the small sample size. The other limitation might be the possible self-selection bias in data collection. As voluntary participation was sought in the LB group, parents with high service needs might have been more eager to participate, leading to bias. The normal group was selected by convenience sampling, and the grade, age, and gender distributions of the sampled subjects in each school were not matched with those of all students in each school. This normal group might not represent all the mainstream primary schools.
 
Currently, the Education Bureau provides educational support for these children through school teachers, with resource help from special schools for VI children. Support includes assistive facilities and visual aids, accommodation in school activities and examination. It is encouraging to note that these children are enjoying a variety of extra-curricular activities despite the difficulties. Nonetheless, more facilitation of peer support and school integration is needed for these students both during classroom and extra-curricular activities. As most of these children should have needed visual aids and assistive devices to optimise their residual vision, the user rate noted was far below our expectation. More systematic work on education and training for parents will be needed to empower them with the knowledge and skills for helping their children, and to raise their awareness of local community resources. On the whole, parents are less aware of the availability of self-help support groups. Fostering and encouragement of parent support groups would be beneficial to the advocacy and support of rehabilitation planning for children with VI.
 
In this study, the needs of parents of children with VI in mainstream school were measured using a standardised and validated tool. With a relatively low incidence of children with disability, and the nature of common co-morbid conditions, it would be beneficial to have pooled data from different regions, including the education and hospital sectors, to shed more light on the future planning of support services for these children and their families. More study on the various modes of accommodation for children with VI and more collaborative work among different partners working in the field of rehabilitation will foster better service for these children and their families.
 
Acknowledgements
Our special thanks to Dr Cynthia Leung for her critical reading and Mr Morris Wu for the statistical analysis and technical editing. We would like to express our gratitude to all the parents who have participated in this study.
 
References
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2. Leung C, Lau J, Chan G, Lau B, Chui M. Development and validation of a questionnaire to measure the service needs of families with children with developmental disabilities. Res Dev Disabil 2010;31:664-71. CrossRef
3. Rosenbaum PL, King SM, Cadman DT. Measuring processes of caregiving to physically disabled children and their families. I: Identifying relevant components of care. Dev Med Child Neurol 1992;34:103-14. CrossRef
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5. Nitta O, Taneda A, Nakajima K, Surya J. The relationship between the disabilities of school-aged children with cerebral palsy and their family needs. J Phys Ther Sci 2005;17:103-7. CrossRef
6. Dote-Kwan J, Chen D, Hughes M. Home environments and perceived needs of Anglo and Latino families of young children with visual impairments. J Vis Impair Blind 2009;103:531-42.
7. Leyser Y, Heinze T. Perspectives of parents of children who are visually impaired: implications for the field. RE:view 2001;33:37-48.
8. Rahi JS, Manaras I, Tuomainen H, Hundt G. Health services experiences of parents of recently diagnosed visually impaired children. Br J Ophthalmol 2005;89:213-8. CrossRef
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Three-year experience of using venovenous extracorporeal membrane oxygenation for patients with severe respiratory failure

Hong Kong Med J 2014 Oct;20(5):407–12 | Epub 20 Jun 2014
DOI: 10.12809/hkmj144211
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Three-year experience of using venovenous extracorporeal membrane oxygenation for patients with severe respiratory failure
George WY Ng, FHKAM (Medicine), MPH (HKU); Anne KH Leung, MB, ChB, FHKAM (Anaesthesiology); KC Sin, MB, ChB, FHKAM (Medicine); SY Au, MB, BS, FHKCP; Stanley CH Chan, MB, BS, FHKCA; Osburga PK Chan, MB, BS, FHKAM (Medicine); Helen HL Wu, MB, BS, FHKAM (Medicine)
Department of Intensive Care, Queen Elizabeth Hospital, 30 Gascoigne Road, Kowloon, Hong Kong
 
Corresponding author: Dr George WY Ng (georgeng@ha.org.hk)
 Full paper in PDF
Abstract
Objective: To present the 3-year experience of using venovenous extracorporeal membrane oxygenation for patients with severe respiratory failure in a single centre in Hong Kong.
 
Design: Case series.
 
Setting: A 19-bed Intensive Care Unit of a tertiary hospital in Hong Kong.
 
Patients: All patients who were managed with venovenous extracorporeal membrane oxygenation from 1 July 2010 to 30 June 2013 in the Intensive Care Unit.
 
Results: Overall, 31 patients (mean age, 42.2 years, standard deviation, 14.1 years; 21 males) received venovenous extracorporeal membrane oxygenation for the treatment of severe respiratory failure. Of these, 90.3% (28 patients) presented with pneumonia as the cause of the respiratory failure, and 22 of them had identifiable causes. A total of nine (29.0%) patients were diagnosed to have H1N1 infection. The median Murray score was 3.5 (interquartile range, 3.0-3.5); the median duration of venovenous extracorporeal membrane oxygenation support was 5.0 (2.8-8.6) days; and the median duration of mechanical ventilator support was 18.2 (7.8-27.9) days. The overall intensive care unit mortality was 19.4% (n=6). The overall in-hospital mortality and the 28-day mortality were both 22.6% (n=7). Among the 22 patients who had identifiable infective causes, those suffering from viral infection had lower intensive care unit and hospital mortality than those who had bacterial infection (8.3% vs 20.0%). All the H1N1 patients survived. Complications related to extracorporeal membrane oxygenation included severe bleeding (n=2; 6.5%) and mechanical complications of the circuits (n=3; 9.7%).
 
Conclusions: Venovenous extracorporeal membrane oxygenation is an effective adjunctive therapy and can be used as a life-saving procedure for carefully selected patients with severe acute respiratory distress syndrome when the limits of standard therapy have been reached.
 
 
New knowledge added by this study
  • Venovenous extracorporeal membrane oxygenation (ECMO) has become a reliable respiratory support for patients with severe respiratory failure due to acute respiratory distress syndrome and severe hypoxaemia despite the use of conventional therapy.
  • Use of venovenous ECMO allows protective ventilation and reduces ventilator-induced lung injury.
  • H1N1 patients had a very good survival outcome when they received ECMO therapy.
Implications for clinical practice or policy
  • ECMO is available in specialised centres in Hong Kong. Patients with severe acute respiratory distress syndrome, particularly after H1N1 pneumonia, will be good candidates for receiving ECMO treatment.
  • ECMO therapy is safe but associated with complications.
 
Introduction
Acute respiratory distress syndrome (ARDS), after severe viral or bacterial infection, is a common cause of severe respiratory failure in the Intensive Care Unit (ICU). The syndrome is defined as acute onset of hypoxaemic respiratory failure, which is accompanied by bilateral infiltrates of chest, and occurs due to non-cardiogenic cause.1 2 Despite vigorous researches on pharmacological treatment and ventilator strategy in recent decades, ARDS with profound hypoxaemia continues to be associated with high mortality rate. In 2009, the conventional ventilatory support versus extracorporeal membrane oxygenation (ECMO) for severe adult respiratory failure (CESAR) trial, conducted by Peek et al3 in the UK, showed a significant survival advantage with the use of ECMO for patients with severe ARDS. Extracorporeal membrane oxygenation is a life-support technology with a history of more than 40 years.4 With the evolution of technology, the procedure has become simpler, safer, and more reliable. Since 2010, the Queen Elizabeth Hospital (QEH) in Hong Kong has started providing venovenous (v-v) ECMO to selected patients with severe respiratory failure due to severe ARDS and profound hypoxaemia.
 
Methods
This was a retrospective observational study performed in a 19-bed ICU of a tertiary hospital in Hong Kong. Eligible patients needed to have potentially reversible causes for respiratory failure, refractory respiratory failure despite maximum conventional ventilator support, and Murray score of 3.0 or higher (Murray score4 is calculated by: PaO2/FiO2 ratio, positive end-expiratory pressure [PEEP], lung compliance, chest radiographic appearance). Patients with acute-status asthmaticus and refractory respiratory failure were also selected as candidates for ECMO despite having Murray score of lower than 3.0. Patients were excluded for ECMO therapy if they had intracranial bleeding; severe, irreversible brain damage; or were older than 70 years.
 
Extracorporeal membrane oxygenation retrieval
The QEH ECMO team supports eligible patients from other ICUs that do not have ECMO service. The QEH ECMO retrieval team puts eligible patients in the referring hospitals on ECMO circuit, and then escorts them to QEH. The team consists of two intensivists and two intensive care nurses.
 
Technique of extracorporeal membrane oxygenation setup
Access catheters (Maquet HLS, Germany; BIOLINE coating) were inserted in either the right or left femoral vein, and return catheters were inserted in the right internal jugular vein. All cannulation procedures were performed at the bedside, by ICU specialists, with Seldinger technique and ultrasound guidance. The size of the cannulas was chosen according to the body weight of patients. The default size was 19 Fr for return catheter and 23 Fr for access catheter. The jugular-femoral approach for return (19 Fr) and access (23 Fr) catheter cannulation was adopted for all patients. The catheters were connected to the ECMO machine (either Rotaflow: BE-PLS 12050–Quadrox PLS [Jostra], or Cardiohelp: HLS module advanced 7.0).
 
Extracorporeal membrane oxygenation care
As per our ICU ECMO protocol, ECMO nurses and ECMO specialists have to provide special regular monitoring of coagulation status, circuit conditions, perfusion status, and neurological status. Accordingly, unfractionated heparin infusion is the default and only anticoagulant used. Anticoagulation is monitored at the bedside with a target-activated clotting time of 180-220 seconds. Activated clotting time is measured every 4 hours. We maintain a platelet count of 100 x 109 /L, international normalised ratio of <1.5, and haemoglobin level of >120 g/L. The ECMO nurses need to check the following every 4 hours: presence of clot in the oxygenator membrane, any colour difference between the access and return catheters, and oxygenator membrane pressure gradient. The post-oxygenator partial pressure of oxygen and free-haemoglobin level are checked daily.
 
Other routine care
We use benzodiazepine and narcotics for sedation. Pupil size, sedation score, and conscious status are assessed every 4 hours. Propofol is not recommended due to the potential interaction with oxygenator membrane. Enteral nutrition is used when possible, and as early as possible, according to our ICU feeding protocol. Fluid balance is maintained with diuretics and continuous v-v haemofiltration, as clinically indicated.
 
Ventilation strategy
Once the ECMO support is started, we change the ventilator setting so as to allow ‘lung rest’ (ie FiO2 0.4, PEEP 10 cm H2O, tidal volume 4 mL/kg, rate 10 cycles/min) with an inspiratory/expiratory ratio of 1:1.3.
 
Renal replacement therapy
Continuous v-v haemofiltration is used for patients with acute kidney injury, excessive fluid gain, and metabolic acidosis. The venous and arterial lines are connected at post-pump to minimise the risk of air embolism.
 
Decannulation
Heparin infusion is stopped 30 minutes before decannulation. Decannulation is performed at the bedside with two-team approach. Both jugular and femoral catheters are removed simultaneously. Direct pressure is then applied to the sites for at least 15 minutes.
 
Statistical analysis
Normally distributed data were expressed as mean ± standard deviation (SD). Independent t test was used for comparison of means. Data, if not normally distributed, were expressed as median and interquartile range (IQR). Mann Whitney U test was used for comparison of medians. Categorical data were analysed using Fisher’s exact test. Statistical analysis was performed using the Statistical Package for the Social Sciences (Windows version 17; SPSS Inc, Chicago [IL], US). P values of <0.05 were considered statistically significant.
 
Ethics review
This proposal was reviewed and approved by the Research Ethics Committee of the Kowloon Central Cluster/Kowloon East Cluster (Kowloon Central/ Kowloon East; REC [KC/KE]).
 
Results
Between 1 July 2010 and 30 June 2013, 31 patients (mean ± SD, 42.2 ± 14.1 years; 21 males) received v-v ECMO for the treatment of severe respiratory failure and ARDS. The median body mass index was 22.6 (IQR, 21.5-24.8) kg/m2. The median Murray score was 3.5 (IQR, 3.0-3.5). A total of 11 cases were retrieved from other acute hospitals. The median time required for patients to arrive at the ICU was 7.0 (IQR, 3.0-8.0) days (Table 1). The mean duration of mechanical ventilation before starting ECMO treatment was 1.6 ± 2.7 days.
 

Table 1. Baseline characteristics of the patients treated with extracorporeal membrane oxygenation
 
Male gender and younger age were associated with better survival rate, although they did not attain statistical significance. Survivors and non-survivors had similar Murray scores. Survivors had a higher pre-ECMO PaO2/FiO2 ratio, lower APACHE (Acute Physiology And Chronic Health Evaluation) II and APACHE IV scores, and shorter time for symptoms to ICU admission versus the non-survivors, but none of the differences was statistically significant (Table 1). Of the 31 patients who presented with respiratory failure, 28 (90.3%) were diagnosed to have pneumonia, one had severe smoke inhalation injury, and two had status asthmaticus; 22 of the 28 pneumonia patients had identifiable laboratory causes (Table 2). Patients suffering from viral infection as primary cause of respiratory failure (1 dead/11 alive) had better ICU survival than those suffering from bacterial infection (2 dead/8 alive); however, the difference was not statistically significant (92% vs 80%, P=0.57, Fisher’s exact test; Table 2). Overall, nine (29.0%) patients were diagnosed to have H1N1 infection, either by polymerase chain reaction or serology or both. Patients with H1N1 as the cause of respiratory failure had excellent survival outcome (100%; Table 3).
 

Table 2. Infective sources of patients with respiratory failure who required venovenous extracorporeal membrane oxygenation and their outcomes
 

Table 3. Comparison of patients with H1N1 who required venovenous extracorporeal membrane oxygenation
 
The median (IQR) duration of ECMO therapy was 5.0 (2.8-8.6) days. The median length of ICU stay was 18.0 (11.6-25.8) days, and median length of hospital stay was 23.5 (15.3-40.9) days. A total of 25 (80.6%) patients survived ICU discharge and 24 (77.4%) patients survived hospital discharge and had 28-day survival (Table 4).
 

Table 4. Results and outcomes of extracorporeal membrane oxygenation procedure
 
On logistic regression analysis, APACHE II score was the only significant factor that could predict hospital mortality.
 
Of the 31 patients, two (6.5%) patients developed severe haemorrhage (haemothorax [n=1] and cerebral bleeding [n=1]) and three (9.7%) patients developed mechanical complications of the circuits (clotted membrane [n=1], suspected oxygenator failure [n=1], and vascular injury [n=1]).
 
Discussion
The first successful ECMO treatment case was reported in 1972.5 However, two randomised controlled trials6 7 that were published several years after this reported case failed to show any significant advantage with ECMO. The use of ECMO in adult patients remained limited until publication of the CESAR trial in 2009,3 which showed significant advantages with ECMO in terms of survival for patients with severe respiratory failure and ARDS after H1N1 pandemic.
 
Our patients, who were managed with v-v ECMO for severe respiratory failure, had ICU mortality and hospital mortality of 19.4% and 22.6%, respectively. Most of them (n=29; 93.6%) had severe ARDS that failed conventional treatment. Our results (7 dead/24 alive) compared favourably with the ECLS (Extracorporeal Life Support) Registry Report,8 in which the hospital mortality was reported to be 44% (2283 dead/2905 alive; P=0.018 by Fisher’s exact test). Mortality of ARDS, before 1990s, was higher than 50%.9 10 Mechanical ventilator is the cornerstone of treatment for ARDS. Although it can support lung ventilation, inappropriate use can lead to lung damage including excessive transpulmonary pressure (barotrauma), excessive lung volume inside alveoli (volutrauma), and shearing stress during repetitive opening and closing of alveoli (atelectrauma).11 Moreover, the damage caused by mechanical ventilation is not limited to the lungs. Lung trauma can trigger systemic inflammatory response (biotrauma) that involves other distal organs leading to multiorgan damage. To date, the only strategy that can improve survival is lung protective strategy (≤6 mL/kg of predicted body weight; plateau pressure ≤30 cm H2O).12 13 With the use of lung protective strategy and ECMO treatment, recent publications reported a mortality of approximately 20% to 40%.3 14 Lung protective strategy was the most evidence-based approach in ARDS management. Extracorporeal membrane oxygenation use in ARDS patients can ensure the effective application of low tidal volume and plateau pressure strategy.
 
In our report, the mean tidal volume after ECMO therapy was 288.0 ± 76.8 mL, which was within the higher limit of the expected tidal volume (390 mL) according to the lung protective strategy (Table 1). The ICU mortality and hospital mortality rates in our cases were 19.4% and 22.6%, respectively. These figures are favourable when compared with patients who receive only lung protective strategy.13 In fact, ICU doctors often face challenges to comply with the lung protective strategy in real situation. The presence of stiff lung and hypercarbia in severe ARDS patients may make it difficult for ICU doctors to set low tidal volume and transpulmonary pressure. The use of ECMO, however, can overcome these challenges. Extracorporeal membrane oxygenation can allow both CO2 removal and oxygenation with an independent circuit that bypasses the sick lungs. This permits complete lung rest with the lung protective strategy.
 
H1N1 infection is widely reported to have better survival rate and shorter duration of ECMO support, mechanical ventilator days, and length of ICU stay. According to the ELSO (Extracorporeal Life Support Organization) registry (as dated to 13 April 2011), the H1N1 survival rate was 76.8% (66 dead/218 alive) in patients older than 20 years.15 In our study, all nine H1N1 swine flu patients survived (Table 2). H1N1 patients in Hong Kong had more favourable outcomes compared with those in Australia and Canada (Table 3).14 16 17 These outcomes included shorter ECMO duration, shorter ventilator days, and shorter ICU and hospital length of stay. Future study shall explore other factors that affect outcomes including duration of inter-hospital transportation, manpower availability, and use of pharmacological treatment. In our centre, all H1N1 patients received N-acetylcysteine (NAC) intravenous infusion together with oseltamivir from day 0 of ICU admission. The effect of NAC, an antioxidant18 19 20 21 as adjunct therapy in treating severe H1N1 respiratory infection, deserves further exploration in future.
 
In our study, vascular injury was the single complication that was related to the procedure. We encountered one oxygenator-related thrombosis and one suspected oxygenator failure. In one case, we postulated that the cause of thrombosis was hypercoagulopathy related to mycoplasma infection. Another case had contra-indication to heparin due to active bleeding. One patient was diagnosed with intracerebral bleeding after initiation of ECMO therapy. The bleeding was probably related to the patient’s own brain pathology. The patient was diagnosed with haematological lymphoproliferative disease that probably infiltrated the brain and caused death, as suggested by the postmortem examination.
 
Limitations
Our report had several limitations. As ECMO therapy is relatively new in our centre, we have a limited number of cases. This study was a retrospective review of a single-centre experience. All patients who received ECMO therapy were carefully selected, and we did not have a control group to demonstrate the superiority of ECMO therapy. We only considered mortality as our main outcome and did not follow-up the long-term morbidity of the survivors. Future study with ECMO shall consider outcomes that cover physical, functional, and neuropsychological aspects.
 
Conclusions
Venovenous ECMO is an effective adjunctive therapy, useful as a life-saving procedure for carefully selected severe ARDS patients when the limits of standard therapy have been reached.
 
References
1. Bernard GR, Artigas A, Brigham KL, et al. The American-European Consensus Conference on ARDS. Definitions, mechanisms, relevant outcomes, and clinical trial coordination. Am J Respir Crit Care Med 1994;149:818-24. CrossRef
2. ARDS Definition Task Force, Ranieri VM, Rubenfeld GD, Thompson BT, et al. Acute respiratory distress syndrome: the Berlin definition. JAMA 2012;307:2526-33.
3. Peek GJ, Mugford M, Tiruvoipati R, et al. Efficacy and economic assessment of conventional ventilatory support versus extracorporeal membrane oxygenation for severe adult respiratory failure (CESAR): a multicentre randomised controlled trial. Lancet 2009;374:1351-63. CrossRef
4. Ashbaugh DG, Bigelow DB, Petty TL, Levine BE. Acute respiratory distress in adults. Lancet 1967;2:319-23. CrossRef
5. Hill JD, De Leval MR, Fallat RJ, et al. Acute respiratory insufficiency. Treatment with prolonged extracorporeal oxygenation. J Thorac Cardiovasc Surg 1972;64:551-62.
6. Morris AH, Wallace CJ, Menlove RL, et al. Randomized clinical trial of pressure-controlled inverse ratio ventilation and extracorporeal CO2 removal for adult respiratory distress syndrome. Am J Respir Crit Care Med 1994;149:295-305. CrossRef
7. Zapol WM, Snider MT, Hill JD, et al. Extracorporeal membrane oxygenation in severe acute respiratory failure. A randomized prospective study. JAMA 1979;242:2193-6. CrossRef
8. Extracorporeal Life Support Organization. ECLS Registry Report. International Summary. Jul 2013.
9. Villar J, Slutsky AS. Is the outcome from acute respiratory distress syndrome improving? Curr Opin Crit Care 1996;2:79-87. CrossRef
10. Phua J, Badia JR, Adhikari NK, et al. Has mortality from acute respiratory distress syndrome decreased over time? A systematic review. Am J Respir Crit Care Med 2009;179:220-7. CrossRef
11. Tremblay LN, Slutsky AS. Ventilator-induced lung injury: from the bench to the bedside. Intensive Care Med 2006;32:24-33. CrossRef
12. Hickling KG, Walsh J, Henderson S, Jackson R. Low mortality rate in adult respiratory distress syndrome using low-volume pressure-limited ventilation with permissive hypercapnia: a prospective study. Crit Care Med 1994;22:1568-78. CrossRef
13. Ventilation with lower tidal volumes as compared with traditional tidal volumes for acute lung injury and the acute respiratory distress syndrome. The Acute Respiratory Distress Syndrome Network. N Engl J Med 2000;342:1301-8. CrossRef
14. Australia and New Zealand Extracorporeal Membrane Oxygenation (ANZ ECMO) Influenza Investigators, Davies A, Jones D, Bailey M, et al. Extracorporeal Membrane Oxygenation for 2009 Influenza A(H1N1) Acute Respiratory Distress Syndrome. JAMA 2009;302:1888-95. CrossRef
15. Extracorporeal Life Support Organization. H1N1 ECMO Registry (as of April 13, 2011). ECLS Registry Report.
16. Chan KK, Lee KL, Lam PK, Law KI, Joynt GM, Yan WW. Hong Kong's experience on the use of extracorporeal membrane oxygenation for the treatment of influenza A (H1N1). Hong Kong Med J 2010;16:447-54.
17. Kumar A, Zarychanski R, Pinto R, et al. Critically ill patients with 2009 influenza A(H1N1) infection in Canada. JAMA 2009;302:1872-9. CrossRef
18. Nimmerjahn F, Dudziak D, Dirmeier U, et al. Active NF-kappaB signalling is a prerequisite for influenza virus infection. J Gen Virol 2004;85:2347-56. CrossRef
19. Geiler J, Michaelis M, Naczk P, et al. N-acetyl-L-cysteine (NAC) inhibits virus replication and expression of pro-inflammatory molecules in A549 cells infected with highly pathogenic H5N1 influenza A virus. Biochem Pharmacol 2010;79:413-20. CrossRef
20. Prescott LF, Donovan JW, Jarvie DR, Proudfoot AT. The disposition and kinetics of intravenous N-acetylcysteine in patients with paracetamol overdosage. Eur J Clin Pharmacol 1989;37:501-6. CrossRef
21. Garozzo A, Tempera G, Ungheri D, Timpanaro R, Castro A. N-acetylcysteine synergizes with oseltamivir in protecting mice from lethal influenza infection. Int J Immunopathol Pharmacol 2007;20:349-54.

Initial experience with the Oncotype DX assay in decision-making for adjuvant therapy of early oestrogen receptor–positive breast cancer in Hong Kong

Hong Kong Med J 2014 Oct;20(5):401–6 | Epub 20 Jun 2014
DOI: 10.12809/hkmj134140
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Initial experience with the Oncotype DX assay in decision-making for adjuvant therapy of early oestrogen receptor–positive breast cancer in Hong Kong
Polly SY Cheung, MB, BS, FHKAM (Surgery)1; Adam C Tong, MB, BS, FHKAM (Radiology)2; Roland CY Leung, MRes, BEng3; WH Kwan, MB, BS4; Thomas CC Yau, MD, MB, BS3
1 Breast Care Centre, Hong Kong Sanatorium and Hospital, Happy Valley, Hong Kong
2 St George’s University of London, St George’s Healthcare Trust, Cranmer Terrace, London SW17 0RE, United Kingdom
3 Division of Medical Oncology, Department of Medicine, The University of Hong Kong, Queen Mary Hospital, Pokfulam, Hong Kong
4 Comprehensive Oncology Centre, Hong Kong Sanatorium and Hospital, Happy Valley, Hong Kong
 
Corresponding author: Dr Polly SY Cheung (pollyc@pca.hk)
 Full paper in PDF
Abstract
Objective: To examine the impact of the 21-gene Oncotype DX Breast Cancer Assay on the adjuvant treatment decision-making process for early-stage breast cancer in Hong Kong.
 
Design: Retrospective study.
 
Setting: Private hospital, Hong Kong.
 
Patients: Study included cases of early-stage breast cancer (T1-2N0-1M0, oestrogen receptor–positive, human epidermal growth factor receptor 2–negative) that were presented at a multidisciplinary breast meeting at a single site. Cases were selected for Oncotype DX testing with the assistance of Adjuvant! Online. The recommendations for adjuvant therapy before and after obtaining the Oncotype DX Recurrence Score results were analysed.
 
Results: A total of 154 cases that met the inclusion criteria were discussed at our multidisciplinary breast meeting. Of these, 64 cases with no clear recommendation by the Meeting Panel were selected for this study and reviewed. The distribution of Recurrence Score results was similar to that reported by others, with a somewhat higher proportion of low Recurrence Scores. Treatment recommendation was changed for 20 (31%) patients after the Oncotype DX result was received. Of the changes in treatment decisions, 16 (80%) were changes to lower-intensity regimens (either equipoise or hormonal therapy). The number of cases receiving an equipoise recommendation decreased by nine (82%), based on the additional information provided by the Oncotype DX test.
 
Conclusion: The Oncotype DX Recurrence Score information impacts the decision-making process for adjuvant therapy for early-stage breast cancer in the multidisciplinary care setting in Hong Kong. A larger-scale study is required to gain more experience, evaluate its impact more thoroughly, and assess its cost-effectiveness.
 
 
New knowledge added by this study
  • Application of the Oncotype DX Breast Cancer Assay reduces adjuvant chemotherapy recommendations for early-stage breast cancer in a multidisciplinary clinic environment in the Chinese population.
  • Application of the Oncotype DX Breast Cancer Assay to early-stage breast cancer cases reduces the proportion of equipoise chemotherapy recommendations.
Implications for clinical practice or policy
  • The Oncotype DX Breast Cancer Assay can assist in making definitive treatment recommendations.
 
Introduction
Breast cancer is the most common cancer among women in Hong Kong, with an incidence of 54.8 per 100 000 population in 2010.1 Over the past two decades, breast cancer incidence in Hong Kong has been trending upward, from a lifetime risk of 1 in 27 women in 2000 to a lifetime risk of 1 in 19 women in 2010. As a result, Hong Kong now has an intermediate-to-high breast cancer incidence compared with other Asian countries. The median age of diagnosis of breast cancer is 53 years. Early-stage breast cancer (ESBC; defined as stages 0 to II) is most common at diagnosis, accounting for 81.3% of cases.2 The most common stage at diagnosis is stage II (39.7%).2
 
Among those diagnosed with ESBC in Hong Kong, 98% undergo surgery, 62% receive adjuvant chemotherapy, and 66% receive hormonal therapy (HT). Adjuvant therapy has been shown to increase survival,3 which includes HT, chemotherapy, or both. The decision to administer adjuvant therapy depends on clinical, pathological, and histochemical features of the tumour, which influence the risk of recurrence.4 5 At our institution, it has been the practice since 2003 to discuss all breast cancer cases at the multidisciplinary breast meeting (MDM) prior to making adjuvant treatment recommendations. In this model, cases are submitted for weekly review by a group of health care professionals including surgeons, oncologists, pathologists, and experts from other disciplines who can add value to optimising the treatment plan for each patient.
 
The Oncotype DX Breast Cancer Assay (Oncotype DX; Genomic Health, Inc, Redwood City [CA], US) has been validated to measure the risk of recurrence in patients with oestrogen receptor–positive (ER+), human epidermal growth factor receptor 2–negative (HER2-), and lymph node negative tumours. The Oncotype DX test analysed 21 genes and generated a Recurrence Score which is used to quantify the likelihood of distant disease recurrence at 10 years post-treatment. For prognostic use, the Recurrence Score value is categorised into low- (<18), intermediate- (18-30), and high-risk (>30) groups. Typically, patients receiving a low Recurrence Score result will receive HT in the absence of other factors that increase the risk of recurrence. Patients receiving high scores have a higher risk of recurrence and are more likely to respond to chemotherapy; therefore, these patients often receive a combination of chemotherapy followed by HT. The appropriate therapy for patients with an intermediate score is the subject of ongoing clinical trials. Several prospective studies have validated its prognostic and predictive significance using data from the NSABP-B14, NSABP-20, and SWOG 8814 trials.6 7 Oncotype DX has now been incorporated into the National Comprehensive Cancer Network and the St Gallen guidelines for use.4 5
 
Significant toxicity and cost can accrue to patients undergoing adjuvant chemotherapy, but only a small proportion experience survival benefits. The Recurrence Score result can be used to assess the 10-year risk of recurrence and the potential benefit from adjuvant chemotherapy and, thereby, assist in development of a treatment plan that makes optimal use of resources for the patient’s benefit.
 
The aim of this study was to examine the impact of the additional information provided by the Oncotype DX test on the clinical treatment decisions for patients diagnosed with ESBC. The study compared treatment regimens proposed by a multidisciplinary breast cancer team before and after receipt of the Oncotype DX results.
 
Methods
Study design
This single-centre study was conducted at the Hong Kong Sanatorium and Hospital, a private institution in Hong Kong. This study was a retrospective review of patients with breast cancer who had surgery between 2008 and 2011, whose cases had been reviewed by the MDM, and who had received Oncotype DX assay testing to obtain additional information on recurrence risk. Recurrence risk was assessed by the MDM using clinical factors (including age, tumour size, number of positive lymph nodes, and grade) and Adjuvant! Online,8 and a provisional treatment recommendation was made. The Oncotype DX test was ordered after the MDM to obtain additional recurrence risk information when there was a difference of opinion on interpretation of available information. The test was not ordered when a consensus of opinion on treatment recommendation was reached. Cost of testing was borne by insurance or the patient. For each case, the MDM made final treatment recommendations after consideration of the Recurrence Score results; the actual treatment received took into account patient preference, and might have differed from that recommended by the MDM. Eligible patients had ESBC (T1-2N0-1M0 tumours) that was determined to be ER+, HER2-, and with at most one positive lymph node. In addition, the patient profile was consistent with that prescribed by international guidelines for application of this assessment.4 5 The Recurrence Score result was discussed for all patients and a recommendation was made by simple majority of opinion. Therapy recommendations before Recurrence Score result were categorised as chemohormonal therapy (CHT), equipoise where a clear recommendation for either CHT or HT was not possible, or HT. Changes in intensity of therapy were categorised as increased intensity from HT to equipoise or CHT and equipoise to CHT; changes were categorised as decreased intensity for changes from CHT to equipoise or HT and equipoise to HT.
 
Statistical analysis
Data were summarised by using descriptive statistics. For cases considered in this study, the distribution of parameter values in the sample was described by calculating the mean, median, and range where appropriate.
 
Results
During the study period from 1 August 2008 to 30 June 2011, a total of 620 breast cancer patients with T1-2N0-1M0 tumours underwent surgery. Among them, 154 were ER+ HER2- cases. A total of 66 cases for which there was no unanimity in the MDM were reviewed, of which 64 fulfilled the inclusion criteria for this study; two cases were excluded because HER2 status was determined to be overexpressed by immunohistochemistry. The tumours were predominantly grade II (63%) and similar proportions were stage IA (42%) and stage IIA (48%), with small number of stage IIB cases (9%) [Table 1]. Nine patients with positive lymph nodes (N1 or N1a) were included in the study based on clinical and pathological assessments suggesting less-aggressive disease.
 

Table 1. Patient and tumour characteristics (n=64)
 
The Recurrence Score values were categorised as low- (<18), intermediate- (18-30), and high-risk (>30) according to the Oncotype DX assay recommendation which gave an estimated distant recurrence rate after the use of HT alone. The panel discussed the possible benefit of adding chemotherapy to the treatment regimen for each patient to reach a consensus recommendation specific for the patient. In this study, the majority of patients had a low-risk Recurrence Score (64%) whilst patients with intermediate- and high-risk Recurrence Score values were less frequent (30% and 6%, respectively). The distribution of Recurrence Score results by tumour stage is shown in Table 2. In this cohort, the distribution of Recurrence Score results by stage was similar to the overall distribution of the Recurrence Score results. Stage IA tumours were comprised of 63% low and 26% intermediate Recurrence Score results, while stage IIA tumours were comprised of 68% low and 29% intermediate Recurrence Score results. Stage IIB tumours were evenly split between low and intermediate scores.
 

Table 2. Distribution of Recurrence Score by stage
 
The specific changes in treatment recommendations for all patients in the study are shown in Table 3. Overall, the treatment recommendations for 20 (31%) of the 64 patients changed intensity when the Recurrence Score result was considered. The changes in treatment decisions were predominantly to HT (14/20; 70% of changed treatment recommendations) for the entire cohort. Other changes included two recommendations (10% of changed recommendations) that were changed from CHT to equipoise and four (20%) which resulted in a higher-intensity CHT recommendation over HT or equipoise. Interestingly, five of six stage IIB cases received CHT recommendations both pre– and post–Recurrence Score result. In the sixth stage IIB case, a patient with lobular carcinoma staged as T3N0M0 with a Recurrence Score result of 8, the treatment recommendation was changed from CHT to HT upon receipt of the score.
 

Table 3. Changes in treatment recommendation
 
The distribution of treatment recommendations by stage before and after Oncotype DX testing is shown in Table 3. For stage I patients, recommendations were changed in eight (30%) of 27 patients, while for stage II patients recommendations were changed in 12 (32%) of 37 patients. As for the entire cohort, the changes in treatment decisions were predominantly to HT for both stage I (5/8, 63%) and stage II (9/12, 75%) patients. In the stage I tumours, all four equipoise recommendations (15% of recommendations prior to Oncotype DX testing) were changed after testing. The proportion of CHT recommendations remained the same at 13 (48%) and HT recommendations increased from 10 (37%) to 14 (52%) after receipt of the Recurrence Score result. In stage II tumours, the proportion receiving recommendations for equipoise decreased from 7 (19%) to 2 (5%). The CHT recommendations decreased somewhat from 26 (70%) to 22 (59%), while the proportion receiving a HT recommendation increased from 4 (11%) to 13 (35%).
 
The distribution of Recurrence Score categories by therapy recommendation before and after receipt of Oncotype DX results is shown in the Figure. The number of low Recurrence Score cases in the CHT group decreased from 20 before Recurrence Score information to 13 after the Recurrence Score result was obtained, while the number of low Recurrence Score cases in the group that did not require chemotherapy increased from 21 to 28 once the Recurrence Score information was available. While two patients in the high Recurrence Score group did not receive a recommendation for CHT pre–Oncotype DX, all the cases with high Recurrence Scores received a recommendation for CHT post–Oncotype DX.
 

Figure. Distribution of Recurrence Score groups by treatment recommendation pre– and post–Oncotype DX test
 
Discussion
This first analysis of the impact of the Oncotype DX Breast Cancer Assay on adjuvant treatment for early-breast cancer in Hong Kong revealed similarities with studies in other populations worldwide with regard to the distribution of Recurrence Score results, proportion of treatment recommendations that changed upon consideration of Oncotype DX information, and shift in proportions of chemotherapy recommendations compared with other treatment recommendations.9 10 11 12 13
 
The Recurrence Score distribution observed in this retrospectively selected cohort of breast cancer patients is similar to that observed in other studies of ESBC, with predominance of lower Recurrence Score values. These results are also comparable to the Asia-Pacific region’s Recurrence Score distribution reported by Genomic Health: low risk=51%, intermediate risk=33%, and high risk=16%.14 The distribution observed in this study differed from other studies9 12 13 in that the proportion of low Recurrence Score results was higher and the proportion of high Recurrence Score results was lower than previously observed. Since these cases were estimated to derive borderline benefit based on their initial assessment using Adjuvant! Online and clinical parameters, it might be expected that Recurrence Score distribution in this cohort would be skewed at the lower end as well. When examined by stage, the Recurrence Score distribution did not change substantially. In fact, all six stage IIB tumours had low or intermediate Recurrence Scores, including the single T3 tumour in this study. This observation is consistent with that in other studies9 15 16 showing that the Recurrence Score assay provides information not inherent to traditional clinicopathological assessments of the tumour.
 
Inclusion of Oncotype DX information led to a change in 20 (31%) of 64 treatment plans. These results correspond with similar decision impact studies from the US,12 13 17 European Union,9 10 and the Middle East11 that assessed the impact of Recurrence Score information on choice of adjuvant therapy in ESBC. The proportion of treatment plans that changed in these studies ranged from 25% to 40%, so the 30% observed in this study is typical.
 
The proportion of changes to CHT or in the other direction to HT as a result of Oncotype DX testing in breast cancer is also similar to that in other studies, with the proportion of CHT recommendations decreasing and the proportion of HT recommendations increasing.9 10 11 12 13 Changes were largely to lower-intensity treatments, with 80% of the 20 changed recommendations shifting from CHT or equipoise to a lower-intensity regimen. Most of these transitions to lower-intensity treatment recommendations resulted from movement of the equipoise cases to HT (40% of changes). An additional 30% of the changes were shifts from CHT to HT recommendations. This effect was seen with the only T3 tumour in the study, classified as T3N0M0, a case which transitioned from a CHT recommendation to HT after receiving a low-risk Recurrence Score of 8. Recurrence Score information resulted in increases in treatment intensity as well. The two cases with a high score that were not originally given a CHT recommendation were switched to CHT after consideration of the Recurrence Score.
 
Adjuvant treatment for ESBC is an important, yet complex area faced by oncologists. To patients, this is a life-changing decision, the outcome of which will drastically impact their lives. The decision whether to give chemotherapy as part of adjuvant therapy to cancer patients can be difficult with traditional prognostic indicators as, often, they have been insufficient to identify patients who will benefit from those who may not benefit. A number of prognostic tools have been developed, including Oncotype DX and Adjuvant! Online that can aid the multidisciplinary team in making decisions on adjuvant treatment. The additional information provided by the Oncotype DX Recurrence Score result provides the physician with unique information in the assessment of risk of recurrence. In this study, cases were selected that were deemed to have intermediate risk using clinical factors and Adjuvant! Online, and for which there was no unanimous agreement. This was exemplified by inclusion of nine lymph node–positive cases. Their disease was considered less aggressive based on assessment of the tumour biology, creating uncertainty about the necessity of chemotherapy for these patients. Thus, the Oncotype DX test was recommended so that the multidisciplinary team would have additional information on which they could base their adjuvant treatment decisions. Given the high proportion of ESBC cases in Hong Kong, such cases may be frequent and there is an evident need for Oncotype DX testing to assist in making treatment recommendations. The additional information gained can help physicians and patients avoid expensive and toxic chemotherapy.
 
Limitations of the study were its retrospective nature. In addition, selection of patients was non-uniform; cases were selected based on their intermediate-risk assessment in MDMs; and the selected cases were the ones for which the physicians had difficulty in making treatment recommendations.
 
Conclusion
This study demonstrated that the distribution of Oncotype DX Recurrence Score results in the population of women with ESBC in Hong Kong is similar to that reported in other geographical regions in the world. The impact of the Recurrence Score information on adjuvant treatment decisions in Hong Kong was also similar to that reported by others, with the main effect being a shift in treatment recommendations to lower-intensity regimens. Finally, the proportion of equipoise chemotherapy recommendations was greatly reduced, suggesting that the Recurrence Score can assist in making definitive treatment recommendations in cases for which physicians are ambivalent about using chemotherapy.
 
Acknowledgements
The authors wish to thank The Hong Kong Sanatorium and Hospital for supporting and facilitating the weekly Multidisciplinary Breast Meeting and the members of the multidisciplinary breast team for their active participation.
 
Declaration
No conflicts of interest were declared by authors.
 
References
1. Hong Kong Cancer Registry. Annual Report 2012. Hong Kong: Hong Kong Breast Cancer Foundation; 2012. Available from: http://www.hkbcf.org/breastcancerregistry. Accessed 8 Apr 2013.
2. Hong Kong Breast Cancer Registry. Report No. 5 Hong Kong Breast Cancer Foundation; 2013. HKBCF website: http://www.hkbcf.org/breastcancerregistry. Accessed 8 Apr 2013.
3. Polychemotherapy for early breast cancer: an overview of the randomised trials. Early Breast Cancer Trialists' Cooperative Group. Lancet 1998;352:930-42. CrossRef
4. NCCN Clinical Practice Guidelines in Oncology: Breast Cancer. National Comprehensive Cancer Network, 2011. Available from: http://www.nccn.org/professionals/physician_gls/f_guidelines.asp. Accessed 8 Apr 2013.
5. Goldhirsch A, Winer EP, Coates AS, et al. Personalizing the treatment of women with early breast cancer: highlights of the St Gallen International Expert Consensus on the Primary Therapy of Early Breast Cancer 2013. Ann Oncol 2013;24:2206-23. CrossRef
6. Paik S, Shak S, Tang G, et al. A multigene assay to predict recurrence of tamoxifen-treated, node-negative breast cancer. N Engl J Med 2004;351:2817-26. CrossRef
7. Paik S, Tang G, Shak S, et al. Gene expression and benefit of chemotherapy in women with node-negative, estrogen receptor–positive breast cancer. J Clin Oncol 2006;24:3726-34. CrossRef
8. Adjuvant! Online 2013 Home page. Adjuvant website: www.adjuvantonline.com/index.jsp. Accessed 8 Apr 2013.
9. Albanell J, Gonz ález A, Ruiz-Borrego M, et al. Prospective transGEICAM study of the impact of the 21-gene Recurrence Score assay and traditional clinicopathological factors on adjuvant clinical decision making in women with estrogen receptor–positive (ER+) node-negative breast cancer. Ann Oncol 2012;23:625-31. CrossRef
10. Geffen DB, Abu-Ghanem S, Sion-Vardy N, et al. The impact of the 21-gene recurrence score assay on decision making about adjuvant chemotherapy in early-stage estrogen-receptor–positive breast cancer in an oncology practice with a unified treatment policy. Ann Oncol 2011;22:2381-6. CrossRef
11. Klang SH, Hammerman A, Liebermann N, Efrat N, Doberne J, Hornberger J. Economic implications of 21-gene breast cancer risk assay from the perspective of an Israeli-managed health-care organization. Value Health 2010;13:381-7. CrossRef
12. Lo SS, Mumby PB, Norton J, et al. Prospective multicenter study of the impact of the 21-gene recurrence score assay on medical oncologist and patient adjuvant breast cancer treatment selection. J Clin Oncol 2010;28:1671-6. CrossRef
13. Oratz R, Kim B, Chao C, et al. Physician survey of the effect of the 21-gene recurrence score assay results on treatment recommendations for patients with lymph node–positive, estrogen receptor–positive breast cancer. J Oncol Pract 2011;7:94-9. CrossRef
14. Chao C. The distribution of Recurrence Scores(R) from the 21-gene breast cancer assay in the Asia Pacific Region compared with the United States. Poster presented at: The Organisation for Oncology and Translational Research (OOTR) 6th Annual Conference in Kyoto, Japan; 2010 Feb 26.
15. Goldstein LJ, Gray R, Badve S, et al. Prognostic utility of the 21-gene assay in hormone receptor–positive operable breast cancer compared with classical clinicopathologic features. J Clin Oncol 2008;26:4063-71. CrossRef
16. Tang G, Shak S, Paik S, et al. Comparison of the prognostic and predictive utilities of the 21-gene Recurrence Score assay and Adjuvant! for women with node-negative, ER-positive breast cancer: results from NSABP B-14 and NSABP B-20. Breast Cancer Res Treat 2011;127:133-42. CrossRef
17. Henry LR, Stojadinovic A, Swain SM, Prindiville S, Cordes R, Soballe PW. The influence of a gene expression profile on breast cancer decisions. J Surg Oncol 2009;99:319-23. CrossRef

The clinical utility of conventional karyotyping in the detection of cytogenetic abnormalities in soft tissue tumours: an Asian institutional experience

Hong Kong Med J 2014 Oct;20(5):393–400 | Epub 25 Apr 2014
DOI: 10.12809/hkmj134126
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
The clinical utility of conventional karyotyping in the detection of cytogenetic abnormalities in soft tissue tumours: an Asian institutional experience
Justin DY Tien,1,4; LC Lau, BSc2; SL Tien, FAMS, FRCPA3; MH Tan, FRCS (Edin & Glasg), FAMS1
1 Department of Orthopaedic Surgery, Singapore General Hospital, Outram Road, Singapore 169608
2 Cytogenetic Laboratory, Department of Pathology, Singapore General Hospital, Outram Road, Singapore 169608
3 Departments of Haematology and Pathology, Singapore General Hospital, Outram Road, Singapore 169608
4 School of Medicine and Biomedical Sciences, University of Sheffield, United Kingdom
 
Corresponding author: Dr Justin DY Tien (juzthintien@hotmail.com)
 Full paper in PDF
Abstract
Objectives: To assess the clinical utility of conventional karyotyping as a diagnostic tool in soft tissue tumours amidst the increasing use of molecular cytogenetics.
 
Design: Case series.
 
Setting: Singapore General Hospital, an Asian institution.
 
Participants: A total of 35 participants (18 male and 17 female) aged 15 to 81 years were included in this study. Conventional karyotyping of 35 consecutive fresh soft tissue tumour specimens was performed over 4 years and the results were analysed.
 
Results: Of the 35 cases of soft tissue tumours reviewed, chromosome abnormalities were detected in 22 (63%) cases, 11 (31%) showed a normal karyotype, and 2 (6%) had culture failure. Of the 22 cases with abnormal karyotype, nine (41%) cases showed recurring aberrations: Ewing’s sarcomas (n=2), desmoplastic small round cell tumour (n=1), synovial sarcomas (n=3), myxoid liposarcomas (n=2), and lipoma (n=1). One lipoma case had a t(2;12)(q23;q15) in which 2q23 breakpoint was not reported before. Chromosomal aberration involving 12q15 breakpoint has been shown in a previous study to be indicative of a lipoma-like liposarcoma. Another lipoma case had addition of 5q15 and 9p13 together with a balanced aberration of t(12;13) (q13;q12) which were novel aberrations. One synovial sarcoma case showed t(3;7)(q21;p13) which was an uncharacteristic aberration.
 
Conclusion: Conventional karyotyping demonstrated utility as a genome-wide screening tool for soft tissue tumours and an adjunct diagnostic tool in the event histopathology results were doubtful. With the more widespread use of karyotyping, novel recurring chromosomal aberrations may be discovered.
 
 
New knowledge added by this study
  • To the authors’ knowledge, this is the first study on an Asian population documenting the clinical utility of karyotyping in the detection of cytogenetic abnormalities in soft tissue tumours. As compared with a previously published similar American cohort study which had a karyotype detection rate of 48% (n=48), this study had a higher detection rate of 63% (n=35) for chromosomal aberrations in soft tissue tumours.
  • This study discovered three novel chromosomal aberration findings not previously documented before in the Mitelman Database of Chromosome Aberrations in Cancer. These comprised one lipoma, one lipoma-like liposarcoma, and one synovial sarcoma.
  • This study also demonstrated the importance of karyotyping in the differential diagnosis of soft tissue tumours in cases of borderline histological results and certain cases in which the histological diagnosis did not fit the overall clinical picture.
Implications for clinical practice or policy
  • This study advocates the continued clinical use of conventional karyotyping as an adjunct diagnostic tool in addition to molecular cytogenetics and histology in the detection of chromosomal aberrations in soft tissue tumours. In the process, it is hoped that more novel chromosomal findings may be discovered.
 
Introduction
Soft tissue tumours represent a diverse group of mesenchymal lesions which often present diagnostic challenges to clinicians and pathologists. Histological classification of these tumours is based on their degree of differentiation and metastatic potential: benign, intermediate (locally aggressive), intermediate (rarely metastasising), and malignant.1 Recent advances in molecular cytogenetics (fluorescence in-situ hybridisation [FISH]) and molecular assays (reverse transcription–polymerase chain reaction [RT-PCR]) have contributed to the ever-evolving nature of classification and diagnosis of soft tissue sarcomas. Over the past two decades, conventional karyotyping has demonstrated diagnostic utility in detecting a wide range of recurring numerical and structural chromosomal aberrations in soft tissue tumours.
 
Unlike the newer molecular techniques such as FISH, knowledge of the expected genetic change is not required and this enables karyotyping to function as a genome-wide screening tool. Furthermore, karyotyping can detect any further clonal progression in the event of a tumour relapse. The drawbacks of karyotyping include the dependency on sterile tumour specimens, success of growth culture, and being time-consuming.2
 
Histology, immunohistochemistry, and electron microscopy may sometimes show borderline or non-specific features. An example is that of malignant peripheral nerve sheath tumours which have been historically difficult to distinguish from other spindle cell sarcomas such as synovial sarcomas.3 Karyotyping has shown the main difference to be the presence of the (X;18) translocation.3 Many previous studies4 5 6 have also demonstrated the role of conventional karyotyping in the detection of clonal aberrations in 68% of malignant fibrous histiocytomas, and 38 to 48% of heterogeneous soft tissue sarcomas. Our study aimed to highlight the use of conventional karyotyping as a genome-wide screening tool, and also as an adjuvant diagnostic tool in the validation of histological diagnosis for soft tissue tumours.
 
Methods
Cytogenetic analysis involves a coordinated effort between surgical pathologists and cytogenetic laboratory technicians.6 In our study, fresh tumour samples were collected in sterile bottles from the surgical theatre and transported immediately to the cytogenetics laboratory. Next, the tumour specimens were washed 3 times with media containing Hank’s balanced salt solution, and 2% penicillin and streptomycin. After washing, the tissue was minced finely with scalpels and digested in collagenase II (GIBCO, Gaithersburg [MD], US) at a concentration of 1400 units/mL for 1 hour. The disaggregated tissue was then transferred into a centrifuge tube and washed twice with 1X Hank’s balanced salt solution and then with Roswell Park Memorial Institute complete medium (culture medium). The cells were centrifuged and transferred to a culture medium containing RPMI 1640, 20% fetal bovine serum, 2% 200 mmol/L L-glutamine, and 2% 5000 U penicillin and 5000 µg streptomycin.
 
Cells were cultured and harvested according to standard cytogenetic preparations and procedures. The cultures were set up in a 37°C incubator with 5% CO2. The time of harvesting the cells depended on the degree of cell proliferation in culture. At harvest, 50 µL colcemid (10 µg/mL) was added to the cultures for 3 hours to arrest the cells at metaphase. Cultured cells were detached by treatment with 1X trypsin EDTA and then treated with 0.075 mol/L KCl-0.6% trisodium citrate solution (1:2) for 20 minutes at 37°C. After fixation in two changes of methanol-acetic acid (3:1), chromosome spreads were made by the air-drying method. Chromosomes were stained using the GTG banding method. A total of 20 cells were analysed in each case and karyotype results were designated according to International System of Human Cytogenetic Nomenclature (ISCN 2005, 2009).7 8
 
Conventional karyotyping of 35 consecutive fresh soft tissue tumour specimens was performed in a cytogenetic laboratory at our institution over a period of 4 years from 2005 to 2009. Medical records and histopathology reports for each patient case were reviewed and diagnoses were formulated based on the World Health Organization classification of soft tissue tumours.1 Recurrent chromosomal abnormalities were identified using the Mitelman Database of Chromosome Aberrations in Cancer,9 and with relevant literature search. Any novel chromosomal aberrations were also noted. This research protocol was approved by the ethics committee of our institution, and informed consent from the patients was obtained by the surgeon.
 
Results
From January 2005 to March 2009, 35 consecutive fresh tissue specimens were harvested from soft tissue tumour surgical specimens. Histopathology results revealed 20 distinct morphologies. There were 29 malignant tumours, five benign tumours, and one of uncertain malignant potential. In our study, there was an almost equal gender representation with 18 males and 17 females, and age ranging from 15 to 81 years. Table 1 shows an overview of the patient’s age at diagnosis, tumour site, and tissue type for all 35 cases. The majority of our patients (37%) were in the age-group of 41 to 60 years. The most common tumour location was in the extremities (60%), and adipose tissue (34%) was the most common type. As shown in Table 2, conventional cytogenetic analysis revealed an abnormal karyotype detection rate of 63% (22 of 35 cases). Diagnostic abnormal karyotype was seen in nine (26%) cases—Ewing’s sarcomas (n=2), desmoplastic small round cell tumour (DSRCT) [n=1], synovial sarcomas (n=3), myxoid liposarcomas (MLPSs) [n=2], and lipoma (n=1). A normal karyotype (ie 46, XX or 46, XY) was seen in 11 (31%) cases. There were also two (6%) cases of culture failure. Table 3 shows the diagnosis, full karyotype results, and diagnostic utility for all 22 cases with abnormal karyotype.
 

Table 1. Overview of patient age at diagnosis, tumour site, and tissue type in all 35 soft tissue tumour cases
 

Table 2. Detection rate of abnormal karyotype, diagnostic abnormal karyotype, normal karyotype, and culture failure in all 35 soft tissue tumour cases
 

Table 3. Summary of diagnosis and karyotype results for all 22 cases with abnormal karyotype
 
Discussion
A wide range of structural and numerical chromosomal abnormalities exists. These aberrations may be characterised by chromosomal gains or losses, balanced or unbalanced translocations, deletions or insertions, ring or marker chromosomes, or multiple complex karyotypes.6 Sarcomas may be categorised into two major cytogenetic groups: (i) sarcomas with tumour-specific chromosomal alterations and simple karyotypes2 10 11 or (ii) sarcomas with non-specific chromosomal alterations and complex unbalanced karyotypes.2 For group (i), karyotypes are considered to be tumour-specific or recurrent if the abnormality is found in two or more cases. For group (ii), a complex karyotype abnormality will not be specific for the diagnosis but is supportive of the diagnosis of malignancy. A ring chromosome may also indicate some form of malignancy. While a marker chromosome is diagnostically non-specific, it is an indicator of clonal progression and further testing by whole chromosome painting (CP) FISH may aid the diagnosis. Chromosome painting refers to the hybridisation of fluorescently labelled chromosome-specific probe pools for the detection of chromosomal aberrations.12 The simultaneous hybridisation of multiple CP probes, each tagged with a specific fluorochrome, enables the coloured display of all 24 human chromosomes also known as multicolour FISH.12 The advantages of CP include its ability to detect subtle telomeric translocations and small chromosomal markers, barely the size of a chromosomal band.12 Despite showing some utility as a genetic screening tool, CP is more straightforward only when used in conjunction with conventional cytogenetics which provide information on the specific chromosomes involved. This is because CP alone requires the iterative hybridisation of multiple CP probes, which is not always practical due to time constraints and limited specimens.12
 
Of the 22 cases with abnormal karyotype results, nine (41%) cases showed tumour-specific chromosome abnormalities. These nine cases had abnormal karyotypes which were consistent with the Mitelman Database of Chromosome Aberrations in Cancer9 and previously published literature.2 11 A normal karyotype was seen in 11 (31%) cases where three tumour tissues were of fibrous origin. One study in our literature search demonstrated a normal karyotype in 42% of cases; the majority of these were soft tissue tumours with a fibrous component or grossly dense matrix.6 The study rationalised that tumour cells embedded in a dense matrix were more difficult to culture.6 The two culture failure cases could have been due to specimen contamination or insufficient sample. A study conducted in a single institution in the United States (n=48) had documented an abnormal karyotype detection rate of 48% and a 10% culture failure rate in patients with soft tissue tumours.6 In contrast, our Asian cohort study had a higher detection rate of 63% (n=35) and a lower culture failure rate of 6%. The small sample size of this study was limited by the disease prevalence (rarity of sarcomas) as well as the logistics of obtaining fresh specimens from the surgical operating room. We intend to conduct future studies with a bigger sample size and explore other cytogenetic aberrations in soft tissue sarcomas using FISH in conjunction with conventional karyotyping.
 
Ewing’s sarcoma/peripheral primitive neuroectodermal tumour
Of the two cases of Ewing’s sarcoma in this study, one was a 42-year-old female (case 3; Table 3) and one a 26-year-old male (case 4; Table 3). This is an unusual clinical age-group for this sarcoma and the histological diagnosis was confirmed by karyotyping. In the male patient, the variant t(2;11;22)(q35;q24;q12) was demonstrated. For case 5 (Table 3), trisomy 12, a non-random secondary aberration, was demonstrated. One study found that the majority of chromosomal aberrations in Ewing’s sarcoma appear to be trisomy 8 and trisomy 12, occurring in 44% and 16% of Ewing’s sarcoma cases, respectively.13 14 15
 
Synovial sarcoma
Our study showed two diagnostic cases of synovial sarcoma (cases 19 and 20) with the hallmark translocation t(X;18) seen16 together with complex cytogenetic aberrations (Table 3). Another two cases of synovial sarcoma (cases 18 and 21) showed structure rearrangement on 2p/18p and translocation t(3;7)(q21;p13), respectively. These abnormalities were uncharacteristic. Histological biopsy of the left distal tibia showed a soft tissue tumour measuring 4 x 3 x 1 cm, composed of large sheets of malignant cells displaying high nuclear cytoplasmic ratio, round or irregular nuclei, nucleoli, scanty cytoplasm, and frequent mitoses. Tumour cells were positive for CD99 (MIC2 gene product), cytokeratin AE1+3 (especially epithelial-like areas), and vimentin. Further immunohistochemical staining with epithelial membrane antigen showed focal positivity. The soft tissue tumour had also invaded the distal tibia on the anteromedial and posteromedial aspects of the left leg with metastasis to the left groin lymph node. Case 21 was reviewed by various histopathologists and the general consensus was that of a high-grade undifferentiated synovial sarcoma. The representative karyogram for case 21 is shown in Figure 1.
 

Figure 1. Synovial sarcoma showing hyperdiploid cell with numerical changes and structural rearrangement on 17p and 22q, as well as translocation between chromosomes 3 and 7 in case 21 (arrows)
 
In the study by Saboorian et al,17 there was one case of ambiguous histological results; the stained tissue smears showed densely cellular and tightly cohesive malignant spindle cells without discernible epithelial differentiation. A few differential diagnoses were formulated which included synovial sarcoma and karyotyping confirmed the diagnosis of synovial sarcoma by revealing the presence of t(X;18)(p11.2;q11.2).17 Another study by Akerman et al,18 which involved the cytogenetic evaluation of 15 surgical specimens, confirmed the (X;18) translocation as both a specific and sensitive marker for synovial sarcoma. Our study and the above studies serve to highlight the essential supportive role of conventional karyotyping in the confirmation of the diagnosis of synovial sarcoma.
 
Liposarcoma
Liposarcoma is the most common soft tissue sarcoma, accounting for 20% of mesenchymal neoplasms.19 It can be categorised into three subtypes: myxoid and round cell, well-differentiated, and pleomorphic.19 All three subtypes that were included in our study are discussed below.
 
Myxoid liposarcoma
Myxoid liposarcoma is the second most common liposarcoma subtype in which two thirds of the cases arise from the thigh musculature.19 The characteristic translocation t(12;16)(q13;p11) has been well documented in more than 90% of MLPS cases.19 20 21 22 This translocation leads to formation of a TLS-CHOP fusion gene (located at 12q13 and 16p11 respectively) which is highly sensitive and specific for MLPS.19 A possible trisomy 8 as an additional secondary change has also been reported.22 Our study demonstrated two cases of MLPS showing the t(12;16)(q13;p11) translocation. As shown in Table 3, this translocation was diagnostic of MLPS in cases 1 and 2. A study by the CHAMP group in which cytogenetic analysis was carried out in 28 MLPS specimens reported the t(12;16)(q13;p11) translocation in 26 cases; this further confirmed its consistency as a genetic marker for MLPS.20 Conventional karyotyping for t(12;16)(q13;p11) in MLPS was also shown to be useful as an adjunct diagnostic tool in poorly differentiated myxoid neoplasms in another study.21
 
Pleomorphic liposarcoma
Pleomorphic liposarcoma (PLPS) is the rarest (5% of liposarcoma) and most aggressive (highly metastatic) form of liposarcoma.19 It commonly affects the extremities in the elderly (>50 years) with an equal distribution in both genders.19 The complex structural abnormalities (unidentified marker chromosomes) and high chromosome counts (polyploidy) make it difficult to detect PLPS-specific aberrations.19 Our study demonstrated the case of a 77-year-old female (case 8; Table 3) with PLPS which showed complex, structural aberrations on karyotyping which, though not diagnostic, was indicative of a malignant clonal process.
 
Lipoma
Lipomas are the most common soft tissue tumours and are benign.23 One study by Sandberg and Bridge24 had documented rearrangements affecting the 12q13~q15 region as the most common aberration (65% of 188 lipomas). Clonal chromosomal aberrations were also reported in 60% of lipomas, and of these, 70% had normal cytogenetic cells.24 The most frequent t(3;12)(q27~q28;q13~q15) translocation was seen in 25% of lipoma cases.24
 
Case 10 (Table 3) belonging to a 53-year-old male demonstrated the balanced t(2;12) (q23;q15) translocation which was also novel in that the breakpoint 2q23 has not been previously reported. In this patient, histology showed a large lipoma measuring 14 x 9 x 8 cm. In addition, magnetic resonance imaging suggested a malignant liposarcoma. Szymanska et al25 found that the overrepresentation of 1q and 12q sequences was a recurrent finding in lipoma-like liposarcomas but not in lipomas. This is consistent with the chromosomal aberration involving 12q15 breakpoint in case 10. The representative karyogram for case 10 is shown in Figure 2.
 

Figure 2. Lipoma showing translocation between chromosomes 2 and 12 in case 10 (arrows)
 
Atypical lipomatous tumour/well-differentiated liposarcoma
Atypical lipomatous tumour (ALT) is synonymous with well-differentiated liposarcoma (WDLPS) as both exhibit similar cytogenetic findings regardless of location and pathology.19 Being the most common of all liposarcomas (40%-45%), ALT/WDLPS is an intermediate (locally aggressive) soft tissue sarcoma with mature adipocyte differentiation.1 19 26 Most ALTs are characterised cytogenetically by the presence of supernumerary ring chromosomes or long marker chromosomes involving chromosome region 12q13-15.26 27
 
Our study demonstrated abnormal karyotypes in two cases of ALT and WDLPS each. Of the two ALTs, case 6 (Table 3) had a ring chromosome as a sole abnormality and case 7 had supernumerary ring chromosomes present in addition to the multiple complex numerical structural aberrations. Case 11 (WDLPS) showed both complex numerical and structural chromosomal rearrangements in which two dicentric chromosomes were present together with ring chromosomes and giant marker chromosomes. Case 12 (WDLPS) belonged to a 65-year-old male; a normal karyotype was seen in 19 cells, one nonclonal abnormal cell was hypodiploid which showed trisomy 12, deletion on 12p, structural rearrangement on 20q as well as a ring chromosome. It is uncertain if this nonclonal abnormal cell is of any clinical significance. Histology had showed a WDLPS measuring 19 x 12 x 4 cm infiltrating the skeletal muscle of the left thigh.
 
It was reported that virtually all ALT/WDLPS had abnormal cytogenetic results.26 The CHAMP group conducted a study of 59 ALT/WDLPS and evaluated their relationship and differential diagnoses with other adipose tissue tumours.28 Clonal chromosomal abnormalities were found in 55 (93%) cases and supernumerary ring or giant marker chromosomes (RGCs) were seen in 37 (63%) cases28; RGCs were also shown to have tumour progression potential. Statistical analysis demonstrated a highly significant correlation between ALTs and RGCs (P<0.0001).28 The study reaffirmed the essential role of karyotype analysis in differentiating ALTs from benign lipomas, spindle/PLPS, hibernomas, and MLPS.
 
Desmoplastic small round cell tumour
Desmoplastic small round cell tumour is a rare and aggressive neoplasm that commonly affects adolescents and young adults.29 30 Our study demonstrated the case of a 27-year-old male with DSRCT showing the classic t(11;22)(p13;q12) translocation (case 17; Table 3). In this case, histopathology reports showed no evidence of malignant infiltrates in the tumour specimen but conventional karyotyping confirmed the diagnosis to be DSRCT.
 
Conclusion
Karyotype analysis detected a majority (63%) of cases with abnormal chromosomes in our Asian cohort study with nine (41%) cases showing 22 abnormal karyotypes. Our study, hence, demonstrated that conventional karyotyping played an essential supportive role in validating histological diagnosis, especially in cases with borderline or complex morphology. Newer molecular techniques such as FISH and RT-PCR techniques may be sensitive but require prior knowledge of the expected genetic change. In view of this, conventional karyotyping is useful as a genome-wide screening tool in detecting single or multiple chromosomal aberrations in each patient. The use of conventional karyotyping is highly encouraged in the pursuit of discovering more novel recurring chromosomal aberrations.
 
Acknowledgements
This study was internally supported by the grant from the Department of Clinical Research and Cytogenetics Laboratory, Department of Pathology, Singapore General Hospital. The authors would like to thank Dr Alvin Lim for his support and Mr Lim Ping for his technical assistance in ensuring the success of this research project.
 
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17. Saboorian MH, Ashfaq R, Vandersteenhoven JJ, Schneider NR. Cytogenetics as an adjunct in establishing a definitive diagnosis of synovial sarcoma by fine-needle aspiration. Cancer 1997;81:187-92. CrossRef
18. Akerman M, Willén H, Carlén B, Mandahl N, Mertens F. Fine needle aspiration (FNA) of synovial sarcoma: a comparative histological-cytological study of 15 cases, including immunohistochemical, electron microscopic and cytogenetic examination and DNA-ploidy analysis. Cytopathology 1996;7:187-200. CrossRef
19. Sandberg AA. Updates on the cytogenetics and molecular genetics of bone and soft-tissue tumours: liposarcoma. Cancer Genet Cytogenet 2004;155:1-24. CrossRef
20. Tallini G, Akerman M, Dal Cin P, et al. Combined morphologic and karyotypic study of 28 myxoid liposarcomas. Implications for a revised morphologic typing (a report from the CHAMP Group). Am J Surg Pathol 1996;20:1047-55. CrossRef
21. Ohjimi Y, Iwasaki H, Ishiguro M, et al. Myxoid liposarcoma with t(12;16)(q13; p11). Possible usefulness of chromosome analysis in a poorly differentiated sarcoma. Pathol Res Pract 1992;188:736-41. CrossRef
22. Sreekantaiah C, Karakousis CP, Leong SP, Sandberg AA. Trisomy 8 as a non-random secondary change in myxoid liposarcoma. Cancer Genet Cytogent 1991;51:195-205. CrossRef
23. Sandberg AA. Updates on the cytogenetics and molecular genetics of bone and soft-tissue tumors: lipoma. Cancer Genet Cytogenet 2004;150:93-115. CrossRef
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25. Szymanska J, Virolainen M, Tarkkanen M, et al. Overrepresentation of 1q21-23 and 12q13-21 in lipoma-like liposarcomas but not in benign lipomas: a comparative genomic hybridization study. Cancer Genet Cytogenet 1997;99:14-8. CrossRef
26. Dei Tos AP, Doglioni C, Piccinin S, et al. Coordinated expression and amplification of the MDM2, CDK4, and HMGI-C genes in atypical lipomatous tumours. J Pathol 2000;190:531-6. CrossRef
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Laparoscopic liver resection: lessons learnt after 100 cases

Hong Kong Med J 2014 Oct;20(5):386–92 | Epub 11 Apr 2014
DOI: 10.12809/hkmj134066
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Laparoscopic liver resection: lessons learnt after 100 cases
Fiona KM Chan, MB, BS; KC Cheng, MB, BS, FHKAM (Surgery); YP Yeung, MB, BS, FHKAM (Surgery)
Department of Surgery, Kwong Wah Hospital, 25 Waterloo Road, Kowloon, Hong Kong
 
Corresponding author: Dr FKM Chan (ckmfiona@hotmail.com)
 Full paper in PDF
Abstract
Objective: To share our institutional experience in laparoscopic liver resection and our learning curve after the first 100 cases of laparoscopic liver resection.
 
Design: Case series with internal comparison.
 
Setting: A regional hospital in Hong Kong.
 
Patients: Our institution started performing laparoscopic liver resection since 2006. All patients who underwent laparoscopic liver resections from March 2006 to October 2012 were identified in a prospectively collected database. The demographic data and operative outcomes of these patients were extracted, and results of the early (from March 2006 to May 2010) and late (from June 2010 to October 2012) study periods were compared.
 
Results: Between March 2006 and October 2012, 100 laparoscopic liver resections were performed for 98 patients in the Department of Surgery, Kwong Wah Hospital, Hong Kong. They were 69 (70%) males and 29 (30%) females, and the median age was 65 years. The final histological diagnoses were as follows: hepatocellular carcinoma (n=72), colorectal liver metastases (n=14), intrahepatic cholangiocarcinoma (n=4), and benign disease (n=10). There were more anatomical resections, major hepatectomies as well as resections of more anatomically challenging right-sided and posterosuperior lesions in the late versus the early period; however, operative outcomes remained comparable in both periods.
 
Conclusion: Laparoscopic hepatectomies are feasible with growing experience. Bearing in mind the diversity in the level of operative techniques with various types of laparoscopic liver resections, more experience is needed to overcome the learning curve.
 
 
New knowledge added by this study
  • Laparoscopic hepatectomies are feasible in our hospital where operative skills and techniques improved over time with experience.
Implications for clinical practice or policy
  • Laparoscopic hepatectomies should be carried out in high-volume centres. Favourable results can be achieved with adequate experience, considering the steepness of the learning curve. The wide range of operative techniques for various types of laparoscopic hepatectomies implies that further exploration in training and learning curve effect is needed.
 
Introduction
Since its inception in 1992, laparoscopic liver resection (LLR) has been increasingly employed as the new alternative to open liver resection.1 Over 3000 cases of LLRs have been reported worldwide.2 The safety and efficacy of the procedure have been shown in recent evidence to be comparable with open surgery. The advantages of LLR over traditional open surgery are less analgesic requirements, less operative blood loss, shorter hospital stay, accompanied with a low operative mortality and morbidity of 0.3% and 11%, respectively.3 4 5 6 Laparoscopic left lateral sectionectomies and wedge resections are now considered standardised operations performed routinely in dedicated centres.7
 
Laparoscopic hepatectomy is considered to be a complicated laparoscopic procedure. The surgeon should be experienced in both laparoscopic and liver surgery. Most of the studies on the learning curve effect show improved outcome with experience.8 9 10 11 However, LLR is not a single procedure and the complexity of operation ranges from wedge resections to major hepatectomies involving anatomical resection of three or more segments. Experience in the complexity of procedure performed has not been adequately studied. In Kwong Wah Hospital, our experience with laparoscopic liver surgery commenced in 2006, and since then the procedure has been performed in an increasing number of patients. Here we report our experience with the first 100 cases of LLR and the learning curve effect through the series of cases.
 
Methods
All data including patient demographics, tumour characteristics, operative procedures, and outcomes were prospectively collected. All patients underwent chest radiography and contrast computed tomography (CT) of the abdomen. Magnetic resonance imaging and lipiodol arteriogram were performed in selected patients. Patients’ preoperative liver function was assessed according to the Child-Pugh classification,12 and with indocyanine green retention test and CT volumetric analysis, if necessary. Patients were selected for laparoscopic liver surgery if they were medically fit for the major operation, Child-Pugh class A or B liver cirrhosis with adequate liver remnant after resection. Our centre adopted a less stringent criterion in terms of patient selection; hence, patients were included if LLR was considered technically feasible after evaluating patients’ history of surgical operations, tumour size, and location. In the later years, indications were expanded to include resection of more benign pathologies and cholangiocarcinoma, wherein resection was anticipated to be more difficult.13 14
 
Operative techniques
All patients were operated on by specialist hepatobiliary surgeons with expertise in laparoscopic surgery. Hand-assisted or laparoscopic-assisted approaches were employed in the earlier period; however, the approach changed into total laparoscopy in the later period. Patient was put in Lloyd-Davis position for left hepatectomies and in semi-left lateral or left lateral position for right-sided lesion. Intra-operative laparoscopic ultrasound was used routinely. Five ports were used and placed according to tumour location. Parenchymal dissection was performed by Cavitron ultrasonic surgical aspirator (Valleylab Inc, Boulder [CO], US), Harmonic Scalpel (Harmonic ACE; Ethicon Endosurgery, Johnson & Johnson, Langhorne [PA], US) or LigaSure (Valleylab). Methods employed for haemostasis included bipolar diathermy, metal clips, Hem-o-lok (Weck Surgical Instruments, Teleflex Medical, Durham [NC], US) or endovascular staplers; the Pringle manoeuvre was not used routinely. Specimen was put inside a plastic bag and retrieved via a Pfannenstiel incision if the specimen was large or by extension of one of the port sites if the specimen was small. Pneumoperitoneum was re-established after specimen retrieval at a pressure of 6 to 8 mm Hg to check for haemostasis. Tissue glue (Tisseel; Baxter, Vienna, Austria) was applied selectively. Abdominal drains were inserted as needed.
 
Statistical analyses
Patients who underwent laparoscopic hepatectomies were divided chronologically into two periods for comparison. Those performed from March 2006 to May 2010 were classified into the ‘early group’ while those performed from June 2010 to October 2012 were classified into the ‘late group’. All data including patient demographics, operative and postoperative parameters were retrieved from a prospectively collected database. Operative parameters included operation type, conversion, operating time, blood loss, transfusion requirement, duration of Pringle manoeuvre, and intra-operative complications. The postoperative parameters included resection margin, staging, medical and surgical complications, length of hospital stay, and operative mortality. Complications were recorded and classified according to the Clavien-Dindo classification.15 Postoperative survival was measured using Kaplan-Meier estimates.
 
Statistical analyses were performed with the Statistical Package for the Social Sciences (Windows version 16.0; SPSS Inc, Chicago [IL], US). Numerical data were expressed as the median value. Mann-Whitney U test was used for comparing continuous variables. Chi squared test and Fisher’s exact test were used for comparing categorical variables. Statistical significance was set at a P value of less than 0.05.
 
Results
From March 2006 to October 2012, our unit performed a total of 212 hepatectomies. A laparoscopic approach was employed in 98 patients. The proportion of LLRs performed increased from 40% in the early group to 58% in the late group. There was an increasing proportion of laparoscopic major hepatectomies and anatomical resections in the late group versus the early group (Table 1).
 

Table 1. Summary of liver resections performed from March 2006 to October 2012
 
A total of 98 patients who underwent LLRs were recruited during this study period. There were 69 (70%) male and 29 (30%) female patients; the median age was 65 years. Of the 98 patients, two underwent a second LLR, giving a total of 100 LLRs. Some of these patients had previously undergone conventional hepatectomy. The Eastern Cooperative Oncology Group status was 0 for all patients. The demographic data and tumour characteristics of the two groups are shown in Table 2. There were significantly more patients with cirrhosis in the early group (P=0.016), and more patients had segment 7 tumour in the late group (P=0.017).
 

Table 2. Patient and tumour characteristics, and indications of laparoscopic liver resection
 
Indications for liver resection are shown in Table 2. Overall, 72% of LLRs were performed for hepatocellular carcinoma, whereas benign pathologies accounted for 10% of all LLRs. There was an increase in the number of LLRs performed for benign pathologies and cholangiocarcinomas in the late versus the early period. The types of resection performed are listed in Table 3. The proportion of anatomical resections increased from 50% in the early period to 62% in the late period, including predominantly right hepatectomies (6% vs 16%) and right posterior sectionectomies (2% vs 8%). An increasing proportion of major hepatectomies, including right and left hepatectomies, as well as right posterior sectionectomies, were performed in the late period (20% vs 32%). In addition, more resections involving the posterosuperior segments (including segments 7 and 8) were performed in the late period (34% vs 26%); these are considered to be anatomically more difficult resections. Pure laparoscopic approach was employed in the majority of LLRs, and more LLRs were performed with a pure laparoscopic approach in the late period than in the early period (98% vs 88%) [Table 3].
 

Table 3.  Types of laparoscopic liver resections
 
A number of procedures were performed alongside with LLRs. These included two laparoscopic colectomies, two closures of ileostomies, one hepaticojejunostomy, one small bowel resection, and three radiofrequency ablation–assisted LLRs.
 
Table 4 shows the intra-operative results, postoperative complications, status of margin involvement, and hospital stay. Conversion rates were higher in the late period than in the early period (14% vs 2%) but did not reach statistical significance. Among the operations that required conversion to a standard approach (n=8), three were due to haemorrhage, and the rest were due to poor exposure, dense adhesions with resultant small bowel injury, anatomical limitations at posterior segment, and doubtful tumour margin during resection. There was no mortality in the early group and one in the late group. Complications were classified according to the Clavien-Dindo classification and are shown in Table 4. One patient in the early group who had situs inversus experienced complications in the form of bile leakage from a segment 4 branch after an anatomical right hepatectomy; this patient required laparotomy with T-tube insertion. One patient in the late group was found to have extensive bowel ischaemia on postoperative day 2 after a laparoscopic right hepatectomy; this patient required reoperation but did not survive. Two patients, one each from the early and late groups, developed bile leak postoperatively after laparoscopic right hepatectomies; they were managed with image-guided drainage and endobiliary stenting.
 

Table 4. Comparison between early and late laparoscopic hepatectomies and complications classified according to the Clavien-Dindo Classification
 
A subgroup analysis was conducted for patients receiving laparoscopic right hepatectomies. Between the early and late period, a total of 11 laparoscopic right hepatectomies were performed. Table 5 shows the peri-operative results of these patients. With increasing experience, the operating time, blood loss, transfusion rate and volume, as well as duration of hospital stay were significantly reduced.
 

Table 5. Comparison of laparoscopic right hepatectomies in the early and late period
 
The 2-year survival, according to Kaplan-Meier survival analysis, showed an overall survival of 89.1% in the early group versus 96.9% in the late group (log rank P=0.593; Fig). Since the majority of the study population were recruited after 2008, 5-year survival data from this main bulk of patients were not available for this analysis.
 

Figure. Kaplan-Meier estimates of overall survival of patients from the early and late groups
 
Discussion
Laparoscopic hepatectomies are technically demanding.16 17 The difficulty lies in parenchymal transection with limited exposure and traction, thus requiring proficiency in both laparoscopic and liver surgery. The reproducibility and feasibility of the procedure have been questioned, preventing the procedure from being widely employed. Our current study demonstrated that, with growing experience, we could perform LLR safely, as demonstrated by the favourable overall outcome of LLR. The rates of overall mortality and major morbidity were 1% and 5%, respectively. Reoperation was required in two (2%) patients. For malignant indications, R0 resection rate (complete resection with no microscopic residual tumour) was 94% (85/90). The overall results are in accordance with reports in the literature.2 5
 
Blood transfusion was required in 21% of our patients and the conversion rate was 8%. We did not use the Pringle manoeuvre frequently because most of the bleeding occurred from hepatic veins. Among these eight patients requiring conversion, three quarters were related to bleeding from branches of the hepatic vein. We preferred a pure laparoscopic approach because the use of a hand port caused interference with laparoscopic trocars and instruments.18 It has been suggested that hand-assisted or hybrid approach offers speedy haemostasis but there is no solid evidence to support which single method is superior. We did not consider conversion to be a failure and hence, a higher conversion rate (14% vs 2%, P=0.06) was observed with a lower blood transfusion rate (16% vs 26%, P=0.22) in the late versus the early period. No strict transfusion criteria were implemented. The decision of blood transfusion was mostly made by individual anaesthetist intra-operatively. Early in our series, we tended to initiate transfusion early because we anticipated bleeding during LLR to be more difficult to control. With gaining experience, transfusion was given more judiciously. Thus, with similar median blood loss, there was a trend towards lower transfusion rate in the late group as compared with the early group.
 
We further analysed the outcomes of the LLRs performed in the early and late periods. The overall outcome parameters were comparable with no significant learning curve effect observed. We observed a slight increase in operating time (263 vs 240 mins, P=0.40) and duration of hospital stay (6 vs 5 days, P=0.41) during the later period, and we believe that this was probably related to the increasing number of laparoscopic major hepatectomies and anatomical resections of right-sided lesions, as well as posterior segment LLRs performed in the later period.
 
With increasing experience in performing LLRs, we extended our indications of LLR from peripherally located tumours to posterosuperior lesions and from wedge resections to major resections, all reflecting an improvement in our techniques of performing LLR. However, we believe that we are still on the learning curve for the more difficult LLRs because the operative outcomes did not improve much. We managed to perform more anatomical resections with time in order to secure oncological safety. However, 5-year survival and recurrence results of our patients are not available for comparison between these two study groups.
 
The subject of learning curve effect of laparoscopic hepatectomy has been investigated by several authors in the literature. Many studies attempted to identify the number of hepatectomies required to overcome the learning curve effect.8 9 10 11 The 12-year experience of Vigano et al9 demonstrated that after performing 60 consecutive cases of laparoscopic hepatectomies, operative outcomes in three consecutive periods in terms of conversion rate (15.5%, 10.3%, and 3.4%; P<0.05), operating time (210, 180, and 150 mins; P<0.05), blood loss (300, 200, and 200 mL; P<0.05), and morbidity (17.2%, 22.4%, and 3.4%; P<0.05) improved. They reported a steady increase in the proportion of LLRs and a statistically significant increment in major and right hepatectomies in the later period of the study. The cumulative analysis of conversion rates in minor hepatectomies showed that at the 60th consecutive case, the conversion rate reached the average value and improved thereafter. A Korean group examined the results from their first 100 cases of laparoscopic liver surgery.8 Their mean operating time was 220 minutes and the overall morbidity was 11%. They demonstrated a decrease in the volume of blood transfusion in the latter half of patients operated with a malignant pathology. Kluger et al11 investigated the learning curve effect in laparoscopic major hepatectomy. Dividing their study results chronologically into three phases, they showed a steady increase in the proportion of major LLRs (1% vs 9%, P<0.05) and malignant lesions being resected at a later stage in the study period. Median operating time (150 vs 210 mins, P<0.05), blood loss (200 vs 300 mL, P<0.05), and clamping time (20 vs 45 mins, P<0.05) were significantly lower in the later study period. Morbidity rates also improved significantly with time (3% vs 17%, P<0.05). Their group concluded that a learning curve existed for both the operator and the institution, and a high-volume environment enables overcoming of the learning curve. The latest experience in the attempt to identify a learning curve came from a UK group.10 Analysing their 37 LLRs, the researchers concluded that their results followed a learning curve whereby more complicated procedures could be performed in the latter part of their experience. They also emphasised the importance of achieving proficiency in laparoscopic hepatectomies via simulation and wet laboratories. From our experience, we agree that we could safely expand our indications from wedge resection of small tumours at anterior and superior liver segments to major resections and posterosuperior lesions. However, the technical demand and learning path for wedge resections are entirely different from those of anatomical hemihepatectomies or monosegmentectomies. The training for LLR and learning curve issue is still an important unresolved topic that needs to be investigated further.
 
Conclusion
Laparoscopic hepatectomies are feasible and safe with favourable patient outcomes. A learning curve is present and could be overcome with increasing experience. However, the long-term outcomes associated with the procedure require further study with longer follow-up.
 
References
1. Gagner M, Rheault M, Dubuc J. Laparoscopic partial hepatectomy for liver tumor [abstract]. Surg Endosc 1992;6:99.
2. Nguyen KT, Gamblin TC, Geller DA. World review of laparoscopic liver resection—2,804 patients. Ann Surg 2009;250:831-41. CrossRef
3. Buell JF, Cherqui D, Geller DA, et al. The international position on laparoscopic liver surgery: the Louisville Statement, 2008. Ann Surg 2009;250:825-30. CrossRef
4. Simillis C, Constantinides VA, Tekkis PP, et al. Laparoscopic versus open hepatic resections for benign and malignant neoplasms—a meta-analysis. Surgery 2007;141:203-11. CrossRef
5. Koffron AJ, Auffenberg G, Kung R, Abecassis M. Evaluation of 300 minimally invasive liver resections at a single institution: less is more. Ann Surg 2007;246:385-92. CrossRef
6. Croome KP, Yamashita MH. Laparoscopic vs open hepatic resection for benign and malignant tumors: an updated meta-analysis. Arch Surg 2010;145:1109-18. CrossRef
7. Chang S, Laurent A, Tayar C, Karoui M, Cherqui D. Laparoscopy as a routine approach for left lateral sectionectomy. Br J Surg 2007;94:58-63. CrossRef
8. Lee MR, Kim YH, Roh YH, et al. Lessons learned from 100 initial cases of laparoscopic liver surgery. J Korean Surg Soc 2011;80:334-41. CrossRef
9. Vigano L, Laurent A, Tayar C, Tomatis M, Ponti A, Cherqui D. The learning curve in laparoscopic liver resection: improved feasibility and reproducibility. Ann Surg 2009;250:772-82. CrossRef
10. Robinson SM, Hui KY, Amer A, Manas DM, White SA. Laparoscopic liver resection: is there a learning curve? Dig Surg 2012;29:62-9. CrossRef
11. Kluger MD, Vigano L, Barroso R, Cherqui D. The learning curve in laparoscopic major liver resection. J Hepatobiliary Pancreat Sci 2013;20:131-6. CrossRef
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16. Buell JF, Thomas MJ, Doty TC, et al. An initial experience and evolution of laparoscopic hepatic resectional surgery. Surgery 2004;136:804-11.  CrossRef
17. Morino M, Morra I, Rosso E, Miglietta C, Garrone C. Laparoscopic vs open hepatic resection: a comparative study. Surg Endosc 2003;17:1914-8.  CrossRef
18. Cardinal JS, Reddy SK, Tsung A, Marsh JW, Geller DA. Laparoscopic major hepatectomy: pure laparoscopic approach versus hand-assisted technique. J Hepatobiliary Pancreat Sci 2013;20:114-9.  CrossRef

Obstructive sleep apnoea syndrome in patients with primary open-angle glaucoma

Hong Kong Med J 2014 Oct;20(5):379–85 | Epub 6 Jun 2014
DOI: 10.12809/hkmj134021
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Obstructive sleep apnoea syndrome in patients with primary open-angle glaucoma
Ege G Balbay, MD1; Oner Balbay, MD1; Ali N Annakkaya, MD1; Kezban O Suner, MD1; Harun Yuksel, MD2; Murat Tunç, MD2; Peri Arbak, MD1
1 Department of Chest Diseases, Faculty of Medicine, Düzce University, 81620 Düzce, Turkey
2 Department of Ophthalmology, Faculty of Medicine, Düzce University, 81620 Düzce, Turkey
 
This study was presented as thematic poster in the 21st European Respiratory Society Annual Congress in Amsterdam, The Netherlands, 24-28 Sep 2011. The abstract was published in European Respiratory Journal 2011;38(Suppl 55):2253.
 
Corresponding author: Dr Ege G Balbay (egegulecbalbay@gmail.com)
 Full paper in PDF
Abstract
Objective: To investigate the prevalence of obstructive sleep apnoea syndrome in patients with primary open-angle glaucoma.
 
Design: Case series.
 
Setting: School of Medicine, Düzce University, Turkey.
 
Patients: Twenty-one consecutive primary open-angle glaucoma patients (12 females and 9 males) who attended the out-patient clinic of the Department of Ophthalmology between July 2007 and February 2008 were included in this study. All patients underwent polysomnographic examination.
 
Results: The prevalence of obstructive sleep apnoea syndrome was 33.3% in patients with primary open-angle glaucoma; the severity of the condition was mild in 14.3% and moderate in 19.0% of the subjects. The age (P=0.047) and neck circumference (P=0.024) in patients with obstructive sleep apnoea syndrome were significantly greater than those without the syndrome. Triceps skinfold thickness in glaucomatous obstructive sleep apnoea syndrome patients reached near significance versus those without the syndrome (P=0.078). Snoring was observed in all glaucoma cases with obstructive sleep apnoea syndrome. The intra-ocular pressure of patients with primary open-angle glaucoma with obstructive sleep apnoea syndrome was significantly lower than those without obstructive sleep apnoea syndrome (P=0.006 and P=0.035 for the right and left eyes, respectively). There was no significant difference in the cup/disc ratio and visual acuity, except visual field defect, between primary open-angle glaucoma patients with and without obstructive sleep apnoea syndrome.
 
Conclusions: Although it does not provide evidence for a cause-effect relationship, high prevalence of obstructive sleep apnoea syndrome in patients with primary open-angle glaucoma in this study suggests the need to explore the long-term results of coincidence, relationship, and cross-interaction of these two common disorders.
 
 
New knowledge added by this study
  • Although this study did not provide an evidence for a cause-effect relationship between obstructive sleep apnoea syndrome (OSAS) and primary open-angle glaucoma (POAG), the high prevalence of OSAS in patients with POAG might present a new perspective to ophthalmologists when managing glaucoma patients.
Implications for clinical practice or policy
  • In clinical practice, OSAS is often not taken into diagnostic consideration for glaucoma patients. The high prevalence of OSAS in patients with POAG might present a new perspective to ophthalmologists and encourage them to explore the long-term results of coincidence, relationship, and cross-interaction of these two common disorders. Based on data from the present study, we recommend eliciting history of sleep apnoea symptoms in patients with glaucoma, especially in those who are obese and have thick necks. We also recommend polysomnography in patients with two or more major sleep disturbance symptoms.
 
 
Introduction
Obstructive sleep apnoea syndrome (OSAS) is characterised by repetitive, complete, or partial collapse of the pharyngeal airway during sleep and, generally, reduction in oxygen desaturation.1 The prevalence of OSAS is estimated to be 1% to 2% in men and 1.2% to 2.5% in women.2 The prevalence of OSAS in Turkey was reported as 1.8% in epidemiological studies.3
 
Sleep-disordered diseases are associated with a number of eye disorders including floppy eyelid syndrome, optic neuropathy, keratoconus, retinal vascular tortuosity and congestion, retinal bleeding, non-arteritic anterior ischaemic optic neuropathy and papilloedema secondary to increased intracranial pressure, normal tension glaucoma, and primary open-angle glaucoma (POAG).4 5 6 7 Sleep-disordered breathing may impair autoregulation of optic nerve perfusion due to the direct effect of hypoxia. Glaucoma is a multifactorial and specific optic neuropathy often characterised by increased intra-ocular pressure (IOP) that results in typical and progressive visual field loss.8
 
The prevalence of glaucoma in the general population is between 1% and 2%.9 While the aetiology of POAG still remains unclear, several risk factors have been associated with the condition. It was known that OSAS effects the oxygenation, neurohumoral factors, and vascular haemodynamics.4 It has been suggested that OSAS aggravates or even causes glaucoma by impaired optic nerve head blood flow and tissue atrophy, infarction due to vascular dysregulation or by direct damage to the optic nerve secondary to prolonged hypoxia.4 9
 
In addition to elevated IOP, cardiovascular risk factors—such as arterial hypotension and hypertension, vasospasms, autoregulatory defects, and atherosclerosis—are of increasing importance in the pathogenesis of glaucoma, especially in normal-tension glaucoma (NTG). Several recent reports4 5 10 11 suggest that OSAS may be an additional risk factor for glaucoma. Some of the possible causes of glaucoma-like abnormal blood coagulation, vasospastic disease, and optic nerve vascular dysregulation are also consequences of OSAS. It is not surprising, therefore, that some studies4 5 10 11 show an increased prevalence of OSAS in patients with glaucoma and vice versa. In clinical practice, OSAS is often not taken into diagnostic consideration in glaucoma patients.11
 
The association between glaucoma and OSAS has been reported in many studies. Most of them focused on the prevalence of glaucoma in OSAS patients and indicated it as a risk factor. Some of these articles have been observational case reports or case series.4 12 13 14 15 The objective of this study was to investigate the prevalence of OSAS in patients with POAG.
 
Methods
Study group
This was a prospective case series that included 30 consecutive adult POAG patients who attended the out-patient clinic of the Düzce University, School of Medicine, Turkey between July 2007 and February 2008. Informed consent was obtained from the study participants.
 
Exclusion criteria
Individuals with diabetes mellitus (n=4), thyroid function disorders (n=2), hyperlipidaemia (n=2), and who refused to participate in the study (n=1) were excluded.
 
Ophthalmological examination
All patients underwent routine eye examination, including Snellen visual acuity, manifest refraction, slit-lamp examination of the anterior eye segment, IOP measurement, gonioscopy, and binocular examination of the optic disc.
 
Patients were considered to have POAG if they had untreated IOP of ≥21 mm Hg, an open anterior chamber angle, glaucomatous visual field defects or glaucomatous cupping of the optic disk, and no fundus or neurological lesion other than glaucomatous cupping to account for the visual field defect.
 
Data collection
Prior to the sleep test, all POAG patients completed a questionnaire about sleep disturbance. Data from the questionnaire were used to evaluate basic OSAS symptoms such as snoring (presence of snoring for at least five nights per week), witnessed apnoea (spouse or relatives of patients with OSAS, identifying noisy and irregular snoring, and arrested respiration through the mouth and nose), and daytime sleepiness. The Epworth Sleepiness Scale was used to objectively evaluate excessive daytime sleepiness. If the score obtained on this scale was above 10, excessive daytime sleepiness was considered present.16 All POAG patients received an otorhinolaryngeal examination.
 
In addition, polysomnography (PSG; Somno-Medics Gmbh-8 Co. KG, Nonnengarten 8, D-97270 Kist Germany. Model: Somnoscreen-PSG, Ser-No: 0372 CAA5-OJ), electroencephalography, electro-oculography, chin electromyography, oral and nasal airflow (nasal-oral ‘thermistor’ and nasal cannula), thorax movements, abdominal movements, arterial oxygen saturation (pulse oximetry instrument), electrocardiogram, and snoring recordings (>6 hours) were obtained from all patients. All records were scored manually in a computer environment. Definitions of various terms are shown in the Box.17
 

Box. Definitions of various terms used in this study
 
Statistical analysis
Data were analysed using the Statistical Package for the Social Sciences (Windows version 10.0; SPSS Inc, Chicago [IL], US). Mann Whitney U test was used for comparing quantitative data. Chi squared test or Fisher’s exact test was used to compare categorical data. A P value of <0.05 was considered statistically significant. Spearman’s test was used for evaluating correlations between sample pairs.
 
Results
Of the 21 POAG patients, 12 were female and 9 were male. Demographic and clinical features of the patients are summarised in Table 1.
 

Table 1. General characteristics of patients
 
Snoring was the most prevalent (81.0%) major symptom of OSAS; snoring was habitual in 42.9% of the patients. Daytime sleepiness and witnessed apnoea were found in 23.8% and 14.3% of the patients, respectively. While no major symptom was present in 52.4% of POAG patients, three major symptoms were concomitantly present in one (4.8%) POAG patient (Table 2).
 

Table 2. Frequency of obstructive sleep apnoea syndrome (OSAS) symptoms in patients with primary open-angle glaucoma
 
Polysomnographic study showed that OSAS was present in 33.3% (n=7) of the POAG patients (apnoea-hypopnoea index [AHI] ≥5/hour). The severity of OSAS was mild (AHI of 5-15/hour) in 14.3% (n=3) and moderate (AHI of 16-30/hour) in 19.0% (n=4) of the patients. Age (P=0.047) and neck circumference (P=0.024) were significantly higher in POAG patients with OSAS versus those without OSAS; triceps skinfold thickness was also higher in OSAS patients, but it did not reach statistical significance (P=0.078). No significant difference was observed between POAG patients with and without OSAS with regard to body mass index and the duration of one or more major OSAS symptom (Table 3).
 

Table 3. The comparison of the features of primary open-angle glaucoma patients with and without obstructive sleep apnoea syndrome (OSAS)
 
Primary open-angle glaucoma patients with and without OSAS did not differ significantly in terms of gender, smoking, hypertension, cup/disc ratio, and visual acuity. Intra-ocular pressure in POAG patients with OSAS was significantly lower than that in patients without OSAS (P=0.006 and P=0.035 for the right and left eyes, respectively). Apnoea-hypopnoea index was significantly higher (P<0.001) and the lowest desaturation on PSG was significantly lower (P=0.043) in POAG patients with OSAS than those without OSAS. Visual field defects were significantly more common in POAG patients with OSAS (P=0.038) [Table 4].
 

Table 4. The comparison of clinical and ophthalmological features of primary open-angle glaucoma patients with and without obstructive sleep apnoea syndrome (OSAS)
 
Obstructive sleep apnoea syndrome was not observed in POAG patients with no snoring (including simple snoring). As the degree of snoring increased, OSAS prevalence reached almost statistical significance. The symptoms of habitual snoring (P<0.001) and witnessed apnoea (P=0.026) were significantly more frequent in POAG patients with OSAS versus those without OSAS (Table 5).
 

Table 5. Frequency of obstructive sleep apnoea syndrome (OSAS) symptoms in patients with primary open-angle glaucoma
 
No correlation was detected between PSG parameters (AHI, lowest desaturation in PSG) and ophthalmologic parameters (cup/disc ratio, visual acuity) in POAG patients (Table 6).
 

Table 6. Correlations between polysomnographic parameters and ophthalmologic parameters
 
Discussion
In this study, the prevalence of OSAS and the associated symptoms were higher in POAG patients than that in the general population.2 The prevalence of OSAS of at least mild severity was even higher compared with that in middle-aged adults (9% in women and 24% in men).3 Intra-ocular pressure levels in patients with OSAS were significantly lower than in those without OSAS. Another important finding of the present study was that there was a statistically significant but clinically insignificant difference between OSAS and non-OSAS patients regarding visual field defect.
 
Vascular risk factors for POAG have been hypothesised and researched. It has been reported that potential cardiovascular risk factors including systemic hypertension, atherosclerosis, vasospasm, and acute hypotension are associated with glaucoma.5 Nevertheless, some patients may experience progression of their neuropathy even though their IOP seems appropriately controlled. Obstructive sleep apnoea syndrome could be considered one of the risk factors for POAG. Since glaucomatous optic neuropathy is multifactorial, treatment of OSAS—which is currently a known and modifiable risk factor—may help the control of IOP and management of glaucoma.18
 
There are a few studies examining the correlation between POAG and OSAS. A recent study19 determined the prevalence of OSAS in POAG associated with snoring. Thirty-one snoring glaucomatous patients prospectively underwent PSG. Of these, 49% were diagnosed to have OSAS.19 Mojon et al4 performed overnight transcutaneous finger oximetry in 30 consecutive patients having POAG (mean age, 76.0 ± 7.9 years) and found that the oximetry disturbance index (ODI) was significantly higher (11%) in these patients compared with normal controls of the same age and sex distribution. They reported OSAS prevalence as 20% (n=6/30) in POAG patients according to ODI.4 In a group of 16 NTG patients, the OSAS prevalence was 50% in patients aged 45 to 64 years, and 63% in patients older than 64 years.10 We found an OSAS prevalence of 33.3% in POAG patients according to AHI.
 
Mojon et al5 reported a 7.2% prevalence of NTG among 69 white patients with OSAS (mean age, 52.6 ± 9.7 years), and it was significantly higher than that expected in general white population (2%).5 In another study, Sergi et al20 found a 59% prevalence of NTG in 51 OSAS patients (mean age, 64 ± 10 years). Contrary to the other studies, the prevalence of glaucoma in a study involving 228 patients with OSAS was reported to be the same as in the general population.21
 
Age is a common risk factor of both OSAS and POAG; the latter itself is an ageing-associated disease. The incidence of OSAS in the general population has been shown to be the highest between 45 and 65 years of age.22 Thus, high mean age (56.0 years) in our study might have contributed to the observed high prevalence of OSAS.
 
Snoring is known to be the most common symptom in OSAS.23 A group of out-patients, including those with POAG and without POAG, was recruited for evaluation of sleep-disordered breathing symptoms such as snoring, excessive daytime sleepiness, and insomnia with the help of a questionnaire.9 The authors reported high prevalence of sleep-disordered breathing in POAG patients. Compared with those without POAG, POAG patients showed a higher prevalence of snoring (47.6% vs 38.0%), snoring plus excessive daytime sleepiness (27.3% vs 17.3%), and snoring plus excessive daytime sleepiness plus insomnia (14.6% vs 7.8%).9 The authors speculated that the large nocturnal fluctuations in blood pressure of OSAS patients may have interfered with normal ocular haemodynamics, making the eye vulnerable to glaucoma.9 In the logistic regression model, snoring was significantly associated with glaucoma. However, that study was not a follow-up study of glaucomatous patients and snoring could not be accepted as a prognostic factor of POAG.9 Moreover, their study did not use objective measures such as overnight PSG for the diagnosis; instead, they only relied on self-reported symptoms.9 In another study,7 the prevalence of sleep-disordered breathing symptoms was higher in patients with NTG versus those without NTG (57% vs 3%). However, contrary to our study, they only offered PSG to patients with a positive sleep history.7 In our study, the prevalence rates of snoring, habitual snoring, witnessed apnoea, excessive daytime sleepiness were 81.0%, 42.9%, 14.3%, and 23.8%, respectively. The concomitant presence of two or three major OSAS symptoms was observed in 23.8% and 4.8% of our POAG patients, respectively. Blumen Ohana et al19 reported high prevalence of OSAS in patients with POAG and suggested that presence of snoring should be explored at interview. Conversely, patients who snore should be asked whether they have POAG, and if so, should undergo all-night sleep recording for the presence of OSAS.19 Mojon et al5 also found that respiratory disturbance index (RDI) was positively correlated with IOP in 114 OSAS patients. Because of the observational nature of that study, they concluded only an association between glaucoma and OSAS rather than a direct causal relationship.5 A study by Karakucuk et al15 found that the prevalence of glaucoma in patients with OSAS was 12.9% (n=4/31); all these four patients with glaucoma were in the severe OSAS group. There was also a positive correlation between IOP and AHI, and they suggested that increased IOP values may reflect the severity of OSAS.15 In another cross-sectional study, there was no correlation between IOP and RDI.21 In the present study, IOP level in patients with OSAS was significantly lower than that in those without OSAS. Intra-ocular pressure shows diurnal variation and patients with OSAS may have elevated IOP and perfusional disturbance of retinal nerve fibres during sleep. Therefore, these patients may have completely normal or low IOP during the daytime. On the other hand, most patients with OSAS were regularly under glaucoma medication which lowers the IOP to within normal limits.
 
Sergi et al20 did not find any difference in the cup/disk ratio between the study patients and the control group. They found a significant correlation between AHI and the cup/disk ratio but none between awake arterial blood gases and the ophthalmologic examination data.20 They speculate that POAG could be a consequence of changes in vascular tone and of the increased platelet aggregability which frequently occur in OSAS patients. In contrast with their study, our study shows that the cup/disk ratio did not differ between POAG patients with and without OSAS.
 
A study in Hong Kong24 examined the computerised visual fields and optic discs of OSAS patients with normal IOP and compared these with non-OSAS population. Visual field indices were significantly lower and the incidence of suspicious glaucomatous disc changes was higher versus the control arm.24 A variety of visual field defects in OSAS patients were also reported by Mojon et al25 in nine patients; the field defects stabilised in two of these after 18 months following continuous positive airway pressure (CPAP). Kremmer et al11 have also reported patients with NTG and progressive field loss despite IOP-lowering eye drops and surgery. Nevertheless, they stabilised field loss of patients after diagnosis of OSAS and treatment with CPAP.11 Although there was statistically significant difference in the visual field defects of POAG patients with and without OSAS in our study, it was clinically insignificant. Only significant glaucomatous visual field defects were considered in our evaluation. Therefore, minor changes due to lenticular opacifications or other aetiology were not taken into account as major glaucomatous visual field changes.
 
Hypoxaemia and haemodynamic changes resulting from intermittent apnoea and hypopnoea during sleep are believed to play a role in glaucomatous optic neuropathy.21 Although there is no clear evidence for a cause-effect relationship in the present study, the high prevalence of OSAS in patients with POAG suggests a possible relationship.
 
Conclusions
In this study, the prevalence of OSAS was higher in POAG patients versus the general population. In clinical practice, OSAS is often not taken into diagnostic consideration in glaucoma patients. The high prevalence of OSAS in patients with POAG suggests the need to explore the long-term results of coincidence, relationship, and cross-interaction between these two common disorders. Based on data from the present study, we recommend that the history of sleep apnoea symptoms be asked in patients with glaucoma, especially in those who are obese and have thick necks. In addition, PSG should be performed in those patients with two or more major sleep disturbance symptoms. Further large-scale studies are required to explore the long-term results of these two common disorders, particularly in patients who have been treated with CPAP therapy.
 
References
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5. Mojon DS, Hess CW, Goldblum D, et al. High prevalence of glaucoma in patients with sleep apnea syndrome. Ophthalmology 1999;106:1009-12. CrossRef
6. McNab AA. The eye and sleep apnea. Sleep Med Rev 2007;11:269-76. CrossRef
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Investigation of availability and accessibility of community automated external defibrillators in a territory in Hong Kong

Hong Kong Med J 2014 Oct;20(5):371–8 | Epub 15 Aug 2014
DOI: 10.12809/hkmj144258
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Investigation of availability and accessibility of community automated external defibrillators in a territory in Hong Kong
CL Ho, MB, ChB; CT Lui, FHKCEM, FHKAM (Emergency Medicine); KL Tsui, FHKCEM, FHKAM (Emergency Medicine); CW Kam, FHKCEM, FHKAM (Emergency Medicine)
Department of Accident and Emergency Medicine, Tuen Mun Hospital, Tuen Mun, Hong Kong
 
Corresponding author: Dr CT Lui (ectlui@yahoo.com.hk)
 Full paper in PDF
Abstract
Objective: To evaluate the availability and accessibility of community automated external defibrillators in a territory in Hong Kong.
 
Design: Cross-sectional study.
 
Setting: Two public hospitals in New Territories West Cluster in Hong Kong.
 
Participants: Information about the locations of community automated external defibrillators was obtained from automated external defibrillator suppliers and through community search. Data on locations of out-of-hospital cardiac arrests from August 2010 to September 2013 were obtained from the local cardiac arrest registry of the emergency departments of two hospitals. Sites of both automated external defibrillators and out-of-hospital cardiac arrests were geographically coded and mapped. The number of out-of-hospital cardiac arrests within 100 m of automated external defibrillators per year and the proportion of out-of-hospital cardiac arrests with accessible automated external defibrillators (100 m) were calculated. The number of community automated external defibrillators per 10 000 population and public access defibrillation rate were also calculated and compared with those in other countries.
 
Results: There were a total of 207 community automated external defibrillators in the territory. The number of automated external defibrillators per 10 000 population was 1.942. All facilities with automated external defibrillators in this territory had more than 0.2 out-of-hospital cardiac arrests per automated external defibrillator per year within 100 m. Among all out-of-hospital cardiac arrests, 25.2% could have an automated external defibrillator reachable within 100 m. The public access defibrillation rate was 0.168%.
 
Conclusions: The number and accessibility of community automated external defibrillators in this territory are comparable to those in other developed countries. The placement site of community automated external defibrillators is cost-effective. However, the public access defibrillation rate is low.
 
 
New knowledge added by this study
  • The number and accessibility of community automated external defibrillators (AEDs) in New Territories West region are comparable to those in other developed countries.
  • All the placement sites of community AEDs in New Territories West region are cost-effective.
  • The public access defibrillation (PAD) rate is low in New Territories West region.
Implications for clinical practice or policy
  • Central AED registry for optimising placement of AED, education to laypersons, legal support for bystander cardiopulmonary resuscitation and AED use might be important for improving PAD rate.
 
 
Introduction
The survival rate of out-of-hospital cardiac arrest (OHCA) is low in Hong Kong. The reported overall survival-to-admission rate in recent local studies ranged from 12.7% to 14.6%, while the survival-to-discharge rate ranged from 1.25% to 3.0%.1 2 3 4 5 In the first few minutes after OHCA, rapid implementation of five critical actions including early access, early cardiopulmonary resuscitation (CPR), rapid and effective defibrillation, early advanced life support, and comprehensive post-cardiac arrest care can strengthen the “chain of survival”.6 7 A study including 1737 patients found that, within 4 minutes of collapse, approximately 53% of patients were in ventricular fibrillation/tachycardia.8 Many studies have already shown that rapid defibrillation with automated external defibrillators (AEDs) by non-paramedics can improve survival.9 10 11 12 In public access defibrillation (PAD), laypersons can have access to AED so that defibrillation can be delivered at the earliest before ambulance arrival. The concept of PAD has been well adopted in basic life support (BLS) training. However, the utilisation rate of AED was low in Hong Kong in a previous study.13 With the undoubtful benefit of PAD on the outcome of OHCA, it is invaluable to explore the reasons behind low PAD rate.
 
The successful delivery of PAD for cardiac arrest patients outside hospitals depends on a chain of factors including adequate number of AEDs in the community, close proximity of the AED to the site of OHCA (satisfactory matching of site of AED and OHCA), knowledge of bystanders and laypersons in BLS and how to use AED and, eventually, willingness of bystanders to use AED. Minimising mismatch between the site of AED placement and the site of OHCA would maximise the chances of PAD and improve the outcomes of OHCA. A significant association has been demonstrated between the matching and cost-effectiveness of AED placement.14
 
The objective of our study was to evaluate the availability and accessibility of AEDs in a territory in Hong Kong. We evaluated the total number of AEDs in the community and their geographical distribution throughout the territory. In addition, we assessed the matching of AED placement site and the site of OHCA.
 
Methods
Study design and setting
This was a cross-sectional study performed in the New Territories West region of Hong Kong. The region includes urban town area and rural area in the districts of Yuen Long, Tin Shui Wai, and Tuen Mun. According to data from the 2011 Census, the residential population of the region was 1 066 07515 and the area of the territory was 223 km2.16 17 There were only two hospitals with acute emergency services in the territory. All OHCAs were delivered to either hospital.
 
Study population
Data on all OHCAs in the territory were obtained from the local cardiac arrest registry which prospectively collects data on all OHCA cases managed in the emergency departments of the two hospitals. All data were recorded in Utstein style. The study period was from August 2010 to September 2013. Patients with traumatic cardiac arrest and deaths with postmortem changes were excluded. A total of 1936 cases were retrieved. Within those, 20 cases were excluded because these were in-hospital cardiac arrests in mental hospitals; 53 cases were excluded because of non-traceable site of arrest; 78 cases were excluded because of incomplete address. Overall, 1785 cases were included in the analysis. For OHCAs occurring at home or in institutions, the sites of arrest information were retrieved from the hospital database in the admission office. For OHCAs occurring outside home or institutions, data were traced from either the hospital records or ambulance records. Moreover, the PAD rate was retrieved from the registry, and double-checked with the hospital medical records and ambulance record. Public access defibrillation rate was defined as the rate of pre-hospital defibrillations performed by laypersons in patients with OHCA. It was calculated by dividing the total number of PAD cases by the total number of OHCAs.
 
Accessibility of automated external defibrillator in an episode of cardiac arrest
According to the American Heart Association (AHA) recommendation, a community AED is regarded as accessible if it can be transported to the patient by a layperson by brisk walking within 1 to 1.5 minutes.14 For human beings, the average speed of brisk walking is around 8 km per hour, ie 2.2 m per second. A layperson can travel 200 m within 1.5 minutes. So, an AED is defined as being accessible if it is located within 100 m of a cardiac arrest patient (layperson travels 100 m to get the AED and travels 100 m to save the victim).18 Accessibility of AED in an arrest episode was also reported with various timeframes from 1 to 5 minutes of brisk walking speed.
 
Locations of automated external defibrillators
Since there was no AED registry in Hong Kong, obtaining the data on the site of AED was difficult. We exhausted all methods to trace all AEDs in the community throughout the territory. There were two sources of data on the locations of AEDs. Firstly, we searched all AEDs in the community as per the information from the suppliers. All suppliers registered on the Medical Device Control Office of the Department of Health for external defibrillators were contacted for purchase records. Other brands of AEDs were traced from contacts with BLS training centres. Data about the locations of AEDs were obtained from sales registers of suppliers. In total, five brands of AED suppliers were contacted including Cardio Science, Physio-control, Laerdal, Philips, and Metrax. The second source was through community search. Staff at all schools, sport facilities, swimming pools, old-age homes and other hostels, shopping malls, housing estates, and public facilities in the territory were contacted by emails, telephone calls, or personal visits to confirm the existence of AEDs. The list of public facilities was found by Internet search and included government webpages. The information of locations of community AEDs was obtained for the period from September to December 2013.
 
The numbers of AEDs located in the searched facilities were reported as percentages. For all AEDs located in different facilities, we evaluated the number of OHCAs that occurred within 100 m throughout the study period, and calculated the average number of OHCAs that occurred around the AED per year.
 
According to AHA recommendation, AED should be placed where there is likely one cardiac arrest within 100 m in 5 years.14 In other words, the AED installation was regarded as cost-effective if there were more than 0.2 OHCA per AED per year within 100 m.
 
The availability of AED can be reflected by the AED density and the number of AEDs per 10 000 population. The AED density was calculated by dividing the total number of AEDs by the area of the territory. The number of AEDs per 10 000 population was calculated with the data of residential population from the Census data. We searched the literature to obtain similar data from studies in other countries, including Japan, Singapore, Denmark, Austria, and the US for comparison and illustration.
 
Methodology for geographical mapping and statistics
Locations of all cardiac arrests in this cluster were geographically coded by the Google Map (http://maps.google.com.hk) to longitudes and latitudes. The longitudes and latitudes of the centre of the corresponding building were coded. The precision was up to 6 decimal degrees which implies a maximum error of coordinate of 11.3 cm. For OHCAs that occurred in an open area, the geocoding was performed with best achievable precision according to information from the ambulance record or hospital record. The sites of AEDs in this cluster were also located and geographically coded. The distance between each case of OHCA and AED was calculated using the Haversine formula.18 Geographical mapping was performed using scripts with Google Map.
 
Statistical analysis was performed with IBM SPSS 20. Categorical variables were shown in proportions and percentages. Continuous variables of distance were presented as medians and interquartile ranges for data with skewed distribution. Categorical data were compared using Chi squared test. Distances were compared with independent sample median test. P values of less than 0.05 were regarded as significant.
 
Ethical considerations
The research was approved by the Cluster Clinical Research and Ethics Committee.
 
Results
The site of community automated external defibrillator
A total of 674 public facilities were found in the search and enquired for the installation of AED (Table 1). The response rate was satisfactory with only two schools failing to respond to our enquiry. A total of 207 community AEDs were found and located. Among them, 180 were identified from the registers of suppliers and 27 through community search. The geographical location of the AEDs in the territory is shown in Figure a.
 

Table 1. Automated external defibrillator in various types of facilities throughout the territory
 

Figure. Mapping of automated external defibrillators (AEDs) and out-of-hospital cardiac arrests (OHCAs) throughout the territory
(a) Location of AEDs, (b) location of OHCAs throughout the study period, and (c) location of OHCAs where AED was not accessible within 100 m
 
The characteristics of community AEDs in various types of facilities are shown in Table 1. Schools possessed most of the community AEDs (n=78), followed by sports stadiums (n=35), community clinics (n=30), and hostels (n=16). All major parks and sports stadiums, and nearly half the schools in the territory had installed AEDs. Less than 20% of housing estates and hostels had been equipped with AEDs.
 
The number of OHCAs occurring per AED per year in various facilities is also shown in Table 1. Hostels or institutions had the most OHCAs per AED per year (2.072), followed by sports stadiums (0.884), shopping malls (0.850), and schools (0.834). All facilities with AEDs in the territory had more than 0.2 OHCA per AED per year within 100 m.
 
The number of automated external defibrillators per population and area
The number of AEDs per 10 000 population was 1.942, and the AED density was 0.928 per km2 (Table 2). The number of AEDs per population and density of Singapore, Austria, Japan, Denmark, and the US are also shown in Table 219 20 21 22 23 24 25 26 for comparison.
 

Table 2. Automated external defibrillator per population and automated external defibrillator density in various countries
 
Location of out-of-hospital cardiac arrests
The geographical distribution of all OHCAs is shown in Figure b. The characteristics of OHCAs in various sites of cardiac arrest are shown in Table 3. More than half of OHCAs occurred at home (53.0%) while one third occurred in the elderly’s home (36.4%) and 8.5% occurred in open areas. More patients with OHCAs in open areas and inside other buildings had received pre-hospital defibrillation versus those occurring in other locations. The median distance from the site of cardiac arrest to the nearest AED was lowest for cardiac arrest occurring in open areas. The proportion of OHCAs in open areas with AEDs in reachable distance was higher compared with those occurring in other sites.
 

Table 3. Cardiac arrests occurring in various sites during the study period
 
Matching of out-of-hospital cardiac arrests with community automated external defibrillators
Among all OHCAs, 25.2% could have AEDs reachable within 100 m (1.5 minutes); 59.4% could have AEDs available within 3 minutes (200 m) [Table 4]. For cardiac arrests occurring in open areas, the proportion of cases with AEDs within reachable distance (100 m) was higher than the arrests happening in buildings (37.7% vs 24.0%). The difference was statistically significant (P<0.001). Figure c illustrates the distribution of OHCAs for which AEDs were not accessible within 100 m.
 

Table 4. Matching between location of automated external defibrillator and out-of-hospital cardiac arrest
 
Public access defibrillation rate
From the cardiac arrest registry, 23 out of 1785 OHCAs had documented PAD. However, with confirmation from hospital and pre-hospital records, 20 were performed by ambulance crew or other pre-hospital personnel. Only three (0.168%) out of 1785 had genuine PAD.
 
Of the 650 OHCAs occurring in old-age homes, 81 cases happened in hostels equipped with AEDs. Public access defibrillation was delivered in only one case. A total of 80 (98.8%) cases of cardiac arrest events in hostels equipped with AEDs were not defibrillated. Cases where AED was applied but no shock delivered were not considered for calculating PAD rate.
 
Discussion
The number of AEDs per 10 000 population in our study (1.942) was comparable to that in Singapore (1.971) and Austria (2.218), but far behind that in Copenhagen (9.200), Japan (6.978), and the US (6.956).
 
Nearly half of the schools were equipped with AEDs. The high equipment rate was because of the ‘Heart-safe School’ project organised by the Hong Kong College of Cardiology. The project aimed to install AEDs in over 1000 primary, secondary, and special schools in Hong Kong. It also provided training on CPR and the operation of AEDs to school staff.27 In our community survey, among schools not equipped with AEDs, at least 12 had joined the project and would receive AED installation in coming years. Thus, in the coming years, most of the schools would be equipped with AEDs.
 
All facilities with AEDs in this territory had more than 0.2 OHCA per AED per year within 100 m (Table 1). Thus, the cost-effectiveness of AEDs located in various types of facilities was satisfactory.
 
More patients with OHCAs in open areas and inside other buildings had pre-hospital defibrillation, ie shockable rhythm (Table 3). The median distance from the site of arrest to the nearest AED was lowest for cardiac arrests occurring in open areas and the proportion of OHCAs in open areas with AEDs within reachable distance was higher. It implies that the accessibility of AEDs in OHCAs occurring in open areas was higher. This group of patients should benefit most from community AEDs.
 
The average number of OHCA events per AED was highest in old-age homes installed with AEDs (more than two events per AED per year), which was far higher than the recommended threshold of cost-effective AED by AHA (0.2 event per AED per year). However, only 16 (19.3%) out of 83 old-age homes in our study were installed with AEDs. Although there was high incidence of OHCAs, the proportion of patients with shockable rhythm in pre-hospital stage remained low (4.6%) [Table 3]; consequently, the cost-effectiveness of placement of AEDs in old-age homes could not be concluded. In old-age homes with AED equipment, old-age home staff may be unable or reluctant to use AEDs. In our study, 98.8% of cardiac arrests in old-age homes equipped with AEDs received no PAD. This suggests that apart from installing AEDs, BLS training and education should be provided to the old-age home staff to increase the PAD rate.
 
In our study, most OHCAs (53%) occurred at home. However, OHCAs within coverage of AEDs (100 m) in housing estates was 0.364 event/AED/year, which was lower than that in schools, shopping malls, and sports stadiums. This was related to the large area of the housing estates versus that in hostels or other public facilities. To improve the AED coverage, more AEDs are required to be installed in housing estates. Another alternative would be consideration of home AEDs in families with high-risk residents. However, the benefit of home AEDs remains doubtful. A randomised controlled trial from 2003 to 2005 has shown that home AEDs offered no benefit to high-risk residents.28 The study recruited 7001 survivors of anterior myocardial infarction who were not candidates for an implantable cardioverter-defibrillator. They were randomised to either calling emergency medical services (EMS) and performing CPR, or using AEDs, calling EMS and performing CPR. It was found that there was no significant reduction in mortality in the AED group despite most of the arrests occurring at home. The authors concluded that it was due to low event rate, high proportion of unwitnessed events, and underuse of AEDs.
 
Only 13 (26%) of 50 shopping malls were equipped with AEDs, while the average event/AED/year was high (0.850) for AEDs installed in this location. This implied that more AEDs should be installed in these buildings. With surge in tourism and increase in people flow in shopping malls, the incidence of OHCAs in shopping malls would be expected to be increased over time. Shopping malls should be encouraged to install AEDs and the staff should be provided with relevant training and education.
 
For the matching of locations of AEDs and OHCAs, 25.2% of OHCAs occurred with accessible AEDs within 100 m. This was slightly lower than that observed in a study in Copenhagen in 2011 (28.8%) with the same definition.23 With the timeframe of 3 minutes, up to nearly 60% of OHCA events had AEDs within accessible distance of around 200 m.
 
However, the PAD rate in our cluster was extremely low (0.168%). The PAD rate is low all over the world; it is at most 2.11% in previous studies (Table 5).19 26 29 30 A study in Copenhagen found that no AED was ever used during the study period from 1994 to 2005.29 The authors attributed this to the recent installation of AEDs (predominantly in 2005) and low annual incidence of cardiac arrests near AEDs. There is no local study on this issue. The low usage rate might have several reasons. People might not know there is an AED nearby. There is no central registration of community AEDs in Hong Kong. Automated external defibrillators could be accessible but might not be visible. It is difficult for a bystander to find a community AED if he/she is not a staff of that community facility. Certainly, central registration of community AEDs could improve the problem. Bystanders could be informed how to access the nearest community AED after calling 999 if all community AED sites were registered. A study in the US showed that such emergency dispatch systems could improve the PAD rate.31 With sophistication in mobile technology, it is not difficult to develop softwares or Apps in mobile devices which could firstly provide the current location of the BLS provider by GPS (Global Positioning System), and then automatically locate the nearest reachable AED. The location of AEDs in the territory could be continuously updated with the central AED registry through the Internet. Furthermore, central mandatory AED registry could facilitate researches and auditing, which could provide insight on the PAD situation throughout the Hong Kong territories.
 

Table 5. Public access defibrillation rate in various countries
 
People may be reluctant to use community AEDs even if these are available. In a survey conducted in a shopping mall with AEDs in the US in 2001, it was found that the most common concern with using community AEDs was ‘fear of using the machine incorrectly’. The second most common concern was ‘fear of legal liability’.32 Education of the public and providing legal support may help to change their belief. Lo et al33 suggested that a law offering ‘Good Samaritan’ protection against liability rescuers in Hong Kong could alleviate the uncertainties and increase the benefits of the PAD programme. However, such legal proceeding has not been carried forward in Hong Kong. Lack of explicit and clear legislation certainly decreases the willingness to use AEDs. Without law protection, rescuers may be afraid of being sued by the victims’ families in case of failed resuscitation. As a result, it is no surprise that ‘do no harm without any action including CPR’ is the choice of most bystanders.4 34
 
Central AED registry for optimising placement of AED, education of laypersons, and legal support for bystanders providing CPR and using AED may be important for improving PAD rate and outcomes of OHCA. Further study on evaluation of laypersons’ attitude towards AED use could provide more insights on this problem.
 
Limitations of this study
Without central registry, the list of community AEDs obtained from suppliers and through community search may not be exhaustive. The actual number of community AEDs might be underestimated. Information about PAD delivery was obtained predominantly from the registry and pre-hospital records. The number of OHCAs with AEDs applied but not defibrillated was not traceable. Automated external defibrillators might have been used but PAD not delivered in non-shockable rhythm. The rate of AED use might be underestimated. However, all studies on PAD had the same assumption and bias. There was potential time bias in that the installation time of community AED was unknown. Out-of-hospital cardiac arrests that occurred from August 2010 to September 2013 were included in the study. The cardiac events of patients might have occurred prior to AED installation.
 
The distance calculated in our study was the shortest distance. In-building travel time was not incorporated. There are plenty of buildings within in a housing estate, especially in urban areas, in Hong Kong. The distance of vertical lift was also not taken into account. The actual time and distance might be underestimated. Furthermore, the accuracy of geographical mapping was up to the level of the building, and there would be bias between the geographical coordinates and the exact location of AEDs. Furthermore, for those OHCAs that happened in open areas, the geocoding was performed at the best achievable precision according to the available information from the ambulance and hospital records; this might have been associated with information bias.
 
Conclusions
In the New Territories West region of Hong Kong, the number of AEDs per 10 000 population was 1.942 and the accessibility within 100 m of OHCA was 25.2%, both being comparable to those from other developed countries. Although the placement site of community AED was cost-effective, PAD rate at 0.168% was low.
 
Acknowledgement
We would like to thank Mr John Kit-shing Wong, Trauma Nurse Coordinator of Tuen Mun Hospital for his invaluable help on the data search.
 
References
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5. Leung KL, Lui CT, Cheung KH, Tsui KL, Tang YH. Outcome and prognostic factors of patients in out-of hospital cardiac arrests presenting with non-shockable rhythm in Hong Kong. Hong Kong J Emerg Med 2012;19:6-12.
6. Cummins RO, Ornato JP, Thies WH, Pepe PE. Improving survival from sudden cardiac arrest: the “chain of survival” concept. A statement for health professionals from the Advanced Cardiac Life Support Subcommittee and the Emergency Cardiac Care Committee, American Heart Association. Circulation 1991;83:1832-47. CrossRef
7. Travers AH, Rea TD, Bobrow BJ, et al. Part 4: CPR overview: 2010 American Heart Association Guidelines for Cardiopulmonary Resuscitation and Emergency Cardiovascular Care. Circulation 2010;122(18 Suppl 3):S676-84. CrossRef
8. Herlitz J, Ekström L, Wennerblom B, Axelsson A, Bång A, Holmberg S. Type of arrhythmia at EMS arrival on scene in out-of-hospital cardiac arrest in relation to interval from collapse and whether a bystander initiated CPR. Am J Emerg Med 1996;14:119-23. CrossRef
9. Valenzuela TD, Roe DJ, Nichol G, Clark LL, Spaite DW, Hardman RG. Outcomes of rapid defibrillation by security officers after cardiac arrest in casinos. N Engl J Med 2000;343:1206-9. CrossRef
10. Hallstrom AP, Ornato JP, Weisfeldt M, et al. Public-access defibrillation and survival after out-of-hospital cardiac arrest. N Engl J Med 2004;351:637-46. CrossRef
11. Weisfeld ML, Sitlani CM, Ornato JP, et al. Survival after application of automatic external defibrillators before arrival of the emergency medical system: evaluation in the resuscitation outcomes consortium population of 21 million. J Am Coll Cardiol 2010;55:1713-20. CrossRef
12. Sanna T, La Torre G, de Waure C, et al. Cardiopulmonary resuscitation alone vs. cardiopulmonary resuscitation plus automated external defibrillator use by non-healthcare professionals: a meta-analysis on 1583 cases of out-of-hospital cardiac arrest. Resuscitation 2008;76:226-32. CrossRef
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14. Aufderheide T, Hazinski MF, Nichol G, et al. Community lay rescuer automated external defibrillation programs: key state legislative components and implementation strategies: a summary of a decade of experience for healthcare providers, policymakers, legislators, employers, and community leaders from the American Heart Association Emergency Cardiovascular Care Committee, Council on Clinical Cardiology, and Office of State Advocacy. Circulation 2006;113;1260-70. CrossRef
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Limitation of radiological T3 subclassification of rectal cancer due to paucity of mesorectal fat in Chinese patients

Hong Kong Med J 2014 Oct;20(5):366–70 | Epub 1 Aug 2014
DOI: 10.12809/hkmj144232
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Limitation of radiological T3 subclassification of rectal cancer due to paucity of mesorectal fat in Chinese patients
Esther MF Wong, FHKCR, FHKAM (Radiology)1; Bill MH Lai, MB, BS, FRCR1; Vincent KP Fung, MB, BS, FRCR1; Hester YS Cheung, FRACS, FHKAM (Surgery)2; WT Ng, FHKCR, FHKAM (Radiology)3; Ada LY Law, FHKCR, FHKAM (Radiology)3; Alta YT Lai, MB, BS1; Jennifer LS Khoo, FHKCR, FHKAM (Radiology)1
 1Department of Radiology, Pamela Youde Nethersole Eastern Hospital, Chai Wan, Hong Kong
 2Department of Surgery, Pamela Youde Nethersole Eastern Hospital, Chai Wan, Hong Kong
 3Department of Oncology, Pamela Youde Nethersole Eastern Hospital, Chai Wan, Hong Kong
 
Corresponding author: Dr Esther MF Wong (esthermfwong@gmail.com)
 Full paper in PDF
Abstract
Objectives: To describe the thickness of mesorectal fat in local Chinese population and its impact on rectal cancer staging.
 
Design: Case series.
 
Setting: Two local regional hospitals in Hong Kong.
 
Patients: Consecutive patients referred for multidisciplinary board meetings from January to October 2012 were selected.
 
Main outcome measures: Reports of cases that had undergone staging magnetic resonance imaging for histologically proven rectal cancer were retrospectively retrieved and reviewed by two radiologists. All magnetic resonance imaging examinations were acquired with 1.5T magnetic resonance imaging. Measurements were made by agreement between the two radiologists. The distance in mm was obtained in the axial plane at levels of 5 cm, 7.5 cm, and 10 cm from the anal verge. Four readings were obtained at each level, namely, anterior, left lateral, posterior, and right lateral positions.
 
Results: A total of 25 patients (16 males, 9 females) with a median age of 69 (range, 38-84) years were included in the study. Mean thickness of the mesorectal fat at 5 cm, 7.5 cm, and 10 cm from the anal verge was 3.1 mm (standard deviation, 3.0 mm), 9.8 mm (5.3 mm), and 11.8 mm (4.2 mm), respectively. The proportions of patients with mean mesorectal fat thickness of <15 mm were 100%, 84%, and 75% at 5 cm, 7.5 cm, and 10 cm from the anal verge, respectively. The thickness of mesorectal fat was the least anteriorly, and <15 mm at all three arbitrary levels (P<0.001).
 
Conclusion: The thickness of mesorectal fat was <15 mm in the majority of patients and in most positions. Tumours invading 10 mm beyond the serosa on magnetic resonance imaging may paradoxically threaten the circumferential resection margin in Chinese patients. Use of T3 subclassification of rectal cancer in Chinese patients may be limited.
 
 
New knowledge added by this study
  • Paucity of mesorectal fat in Chinese populations: tumours invading 10 mm beyond the serosa on magnetic resonance imaging may threaten the circumferential resection margin in the majority of patients.
  • The mesorectal fat is thinnest in the anterior portion. Tumours in the anterior wall have a higher chance of infiltrating the mesorectal fascia versus those located in other positions.
Implications for clinical practice or policy
  • The T3 subclassification of rectal cancer should be used with caution in Chinese patients.
 
Introduction
Rectal cancer is associated with a high risk of distant metastases as well as local recurrence. The reported local recurrence rate after surgical treatment was up to 32% in some older literatures.1 Recently, magnetic resonance imaging (MRI) has emerged as a powerful local staging tool which also helps to guide subsequent management plan.2 3 The status of circumferential resection margin (CRM), presence of lymph node metastasis, and location of the tumour, all of which can be predicted on MRI, are important prognostic factors for pelvic disease recurrence after treatment with curative intent (local failure).4 5 6
 
The depth of extramural penetration of the tumour has been shown to be an independent prognostic factor.7 According to the European Society for Medical Oncology guidelines,8 T3 disease is subclassified into T3a, T3b, T3c, and T3d based on the depth of invasion beyond the muscularis propria (Table 1). Magnetic resonance imaging is also highly accurate in predicting the actual depth of this invasion.9 Currently, patients with disease more advanced than T3b are recommended to receive induction therapy prior to surgery.
 

Table 1. Subclassification of T3 rectal carcinoma
 
Another factor that potentially affects the disease status is the thickness of the mesorectal fat which, for the sake of this discussion, shall be defined as the distance between the serosa and mesorectal fascia. The word ‘perirectal fat’ is used interchangeably with ‘mesorectal fat’. We are of the opinion that the word ‘mesorectal fat’ better conceptualises compartmentalised fat within the mesorectal fascia and is, thus, selected for use in this article.
 
In our experience, the mesorectal fat is rather thin in Chinese patients. It is not uncommon to encounter early T3 (T3a/b) disease with threatened CRM as predicted on MRI. The less the mesorectal fat thickness, the less the depth of extramural invasion it takes to infiltrate the CRM.
 
This study aimed to measure the amount of mesorectal fat in the local population. The use and limitation of T3 subclassification in the Chinese population will be discussed.
 
Methods
A total of 25 consecutive staging MRIs done for patients referred for rectal carcinoma multidisciplinary meetings at a local regional hospital from January to October 2012 were retrospectively reviewed by two radiologists with special interest in abdominal imaging.
 
All MRI examinations were acquired with 1.5T MRIs in two local centres using Siemens Magnetom Avanto (Erlangen, Germany) MRI machines. Measurements were made with mutual agreement between the two reviewing radiologists. The thickness of mesorectal fat was defined as the distance from the serosa to the mesorectal fascia in the axial plane. The distance in mm was obtained in the true axial plane at levels of 5 cm, 7.5 cm, and 10 cm from the anal verge. Measurements were performed primarily on T2 sequence, supplemented by T1 sequence if the acquired T2 images were unsatisfactory. As this study involved two hospitals, the scanning parameter was not identical. However, such difference was not assumed to attribute to error of any source in terms of calibre measurement.
 
Four readings were obtained at each level, namely, anterior, left lateral, posterior, and right lateral positions (Fig 1).
 

Figure 1. Thickness of mesorectal fat is measured at anterior (A), left lateral (B), posterior (C) and right lateral (D) positions
 
Patients with bulky primary or secondary pelvic tumours (>3 cm in diameter) were excluded from the study, as these might potentially cause significant distortion of the anatomy and configuration of the mesorectum.
 
Statistical analysis was performed with the Statistical Package for the Social Sciences (Windows version 15.0; SPSS Inc, Chicago [IL], US). One-sample Student’s t test was performed for analysis of mean thickness.
 
Results
A total of 25 patients (16 males, 9 females) with a median age of 69 (range, 38-84) years were included in the study. The rectosigmoid junctions were reached at the level of 10 cm above the anal verge for four patients and were, thus, excluded from calculation for the respective level.
 
Mean thicknesses of mesorectal fat at 5 cm, 7.5 cm, and 10 cm from the anal verge were 3.1 (standard deviation [SD]=3.0) mm, 9.8 (SD=5.3) mm, and 11.8 (SD=4.2) mm, respectively. Details of the mean mesorectal fat thickness are shown in Table 2. In brief, the proportions of patients with mean mesorectal fat thickness of <15 mm were 100%, 84%, and 75% at 5 cm, 7.5 cm, and 10 cm from the anal verge, respectively.
 

Table 2. Variation of mesorectal fat thickness with position
 
The mesorectal fat was noted to be the least thick in the anterior position for all three arbitrary levels (Table 2; Fig 2). At 5 cm and 7.5 cm from the anal verge, proportions of patients with mesorectal fat thickness of <5 mm were 96% and 88%, respectively. The figure reached up to 100% if 15 mm was taken as the cutoff level. At 10 cm from the anal verge, 95% of patients showed mesorectal fat thickness of <15 mm. t Tests showed that the anterior mesorectal fat thickness was significantly <15 mm at all three levels (P<0.001) and <5 mm at both 5 cm (P<0.001) and 7.5 cm (P=0.01) from the anal verge (Table 3).
 

Figure 2. A patient with marked paucity of mesorectal fat. T2 axial images obtained at (a) 5 cm, (b) 7.5 cm, and (c) 10 cm from the anal verge. The mesorectal fat is thinnest at its anterior aspect at all levels
 

Table 3. Thickness of anterior mesorectal fat with respective P values
 
There was a tendency for the lateral aspects to be more spacious than the anterior and posterior aspects, and for the left side to be larger than the right side. However, these findings were not statistically significant.
 
Discussion
To the best of our knowledge, this is the first Chinese study and the first study in Asian subjects on mesorectal fat thickness. The majority of published literature on MRI staging of carcinoma of rectum are based, predominantly, on data from western/Caucasian populations. It has been well known that variations in body build, lean mass, and fat composition do occur across ethnic groups.10 Chinese or Asian patients have a smaller body build. Whether the amount of fat in the mesorectum is the same in Chinese and Caucasian population remains largely unknown.
 
In recent decades, total mesorectal excision has revolutionised rectal cancer surgery.11 Patients with relatively early tumours (ie T3b or below, lymph node–negative) are usually streamlined to total mesorectal excision without preoperative neoadjuvant therapy. The rationale behind this is that early, mid- and low-rectal tumours with their whole lymphatic drainage are contained within the mesorectal fascia. Total mesorectal excision allows en-bloc removal of the tumour together with its intact mesorectal fascia. A low local recurrence rate of only 4% has been reported.12
 
An involved CRM is an independent disease prognostic indicator.13 It is defined pathologically as identifying tumour cells within 1 mm of the surgically created margin. Beets-Tan et al14 postulated that, on MRI, a distance of 6 mm from the outer edge of the tumour to the mesorectal fascia predicted a tumour distance of 2 mm on histology with 97% confidence, and a distance of 5 mm could predict a crucial distance of 1 mm on histology with high confidence. A study using 1 mm as cutoff showed data with satisfactory accuracy despite a lower sensitivity.15 For practical purposes, we have adopted a cutoff of 5 mm as the predictor of clear CRM.
 
Given a certain depth of tumour invasion, CRM is more likely to be threatened for patients with thinner mesorectal fat (Fig 3). The mean thickness of mesorectal fat is <15 mm for the majority of patients at all arbitrarily measured levels. Taking into account the margin of 5 mm on MRI, a tumour invading 10 mm beyond the serosa on MRI fulfils the criteria for threatened CRM in the majority of patients. Whether Chinese patients present with later-stage disease or have worse disease prognosis is largely unknown. However, caution has to be taken that T3a/b disease in Chinese populations does not equal, or even imply, early-stage disease.
 

Figure 3. Given the same depth of extramural tumour invasion, a patient with thinner mesorectal fat has higher chance of circumferential resection margin involvement (tumour A, distance a) than those with relatively more abundant mesorectal fat (tumour B, distance b)
 
The position of the tumour may also affect the chance of mesorectal fat infiltration. The anterior aspect of the mesorectal fat was found to be thinnest at all three arbitrary levels. This is in agreement with studies in European populations.16 The postulated reason is that the anterior mesorectal fat tends to be compressed by anterior pelvic organs such as the uterus and prostate when one lies in supine position, the position where MRI is conventionally acquired. As a result, anterior tumour tends to threaten the CRM with relatively shallow subserosal penetration.
 
The mesorectal fat is thinner inferiorly as it approaches the anal verge. Low rectal cancer (<5 cm from the anal verge) has overall worse prognosis. Higher local recurrence rate with higher chances of CRM involvement has been reported.17 This may be partly explained by the fact that the amount of mesorectal fat is thinner in low rectum. Low rectal tumours also deserve special surgical attention.18
 
One major weakness of this study was that body mass index (BMI) was not taken into account. However, a study in the UK19 has shown that BMI does not affect the thickness or volume of mesorectal fat. However, the measurement method employed in that study was different from that in our study, rendering direct comparison difficult. Whether the paucity of mesorectal fat in Chinese patients is due to body build or genetic factors is unknown. Further multicentre studies with collection of BMI data and ethnic information and using standardised measurement methods are needed for better comparison.
 
Conclusion
Thickness of mesorectal fat is shown to be <15 mm in the majority of patients in most positions and at most levels. It was <5 mm for low rectal position. T3a/b tumours may paradoxically infiltrate the mesorectal fascia in the study population. In staging of Chinese rectal cancer patients, T3a/b tumours may threaten the CRM in the majority of locations and patients. Thus, the status of T3a/b alone should not be taken as an indicator of early-stage disease.
 
Acknowledgements
We would like to acknowledge Dr John KW Chan and St Paul’s Hospital for courtesy of MRI images.
 
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