Disease-related complications in patients with metastatic hormone-sensitive prostate cancer

Hong Kong Med J 2023 Aug;29(4):324–9 | Epub 10 Jul 2023
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Disease-related complications in patients with metastatic hormone-sensitive prostate cancer
CF Ng, FRCSEd (Urol), FHKAM (Surgery)1; Christy WH Mak, MB, ChB1; Samson YS Chan, MB, ChB1; ML Li, MNurs2; CH Leung, MPH1; Jeremy YC Teoh, MB, BS1; Peter KF Chiu, MB, ChB1; Peggy SK Chu, MB, BS2
1 Department of Surgery, SH Ho Urology Centre, The Chinese University of Hong Kong, Hong Kong SAR, China
2 Department of Surgery, Tuen Mun Hospital, Hong Kong SAR, China
 
Corresponding author: Prof CF Ng (ngcf@surgery.cuhk.edu.hk)
 
 Full paper in PDF
 
Abstract
Introduction: Prostate-specific antigen-based screening for prostate cancer reportedly does not improve cancer-specific survival. However, there remain concerns about the increasing incidence of advanced disease at initial presentation. Here, we investigated the incidences and types of complications that occur during the course of disease in patients with metastatic hormone-sensitive prostate cancer (mHSPC).
 
Methods: This study included 100 consecutive patients who were diagnosed with mHSPC at five hospitals from January 2016 to August 2017. Analyses were conducted using patient data extracted from a prospectively collected database, along with information about complications and readmission obtained from electronic medical records.
 
Results: The median patient age was 74 years and the median serum prostate-specific antigen level at diagnosis was 202.5 ng/mL. Ninety-nine patients received androgen deprivation therapy; 17 of these patients also received chemotherapy. During a mean follow-up period of 32.9 months, 41 patients reported bone pain; of these patients, 21 developed pathologic fractures and eight had cord compression. Twenty-eight patients developed retention of urine; of these patients, 10 (36%) required surgery and 11 (39%) required long-term urethral catheter use. Among 15 patients who developed ureteral obstruction, four (27%) required ureteral stenting and four (27%) required long-term nephrostomy drainage. Other complications included anaemia (41%) and deep vein thrombosis (4%). Fifty-nine (59%) patients had ≥1 unplanned hospital admission during the course of disease; 16% of such patients had >5 episodes of readmission.
 
Conclusion: Among patients with mHSPC, 70% experienced disease-related complications and unplanned hospital admissions, which substantially burdened both patients and the healthcare system.
 
 
New knowledge added by this study
  • Advanced prostate cancer was associated with serious disease-related complications, which required surgical interventions and unplanned hospital admissions.
Implications for clinical practice or policy
  • The role of prostate-specific antigen-based screening in prostate cancer should be reconsidered.
  • Early prostate cancer detection may help reduce disease-related comorbidities.
  • Advances in diagnostic tools and the use of active surveillance may help to minimise the harms associated with diagnostic procedures and overtreatment of early disease.
 
 
Introduction
Prostate cancer (PCa) is the second most common cancer in men worldwide, and its incidence is rapidly increasing in Hong Kong.1 Despite increased awareness of PCa, many patients in Hong Kong are diagnosed with advanced disease involving metastasis, which does not respond to curative treatment. Previously, there was considerable interest in using serum prostate-specific antigen (PSA) for screening and early detection of PCa, with the hope that this approach would improve treatment outcomes. However, a Cochrane review showed that screening was associated with more frequent detection of localised disease, but there was no cancer-specific survival benefit; patients may even be harmed by complications associated with diagnostic and therapeutic procedures.2 Thus, the use of PSA-based screening has declined in the United States in the past decade.3 Notably, a concomitant epidemiologic shift from early to advanced disease (ie, reverse stage migration) has occurred, leading to serious concerns within the urological community.4
 
The slow progression and protracted clinical course of PCa are well-known.5 Patients with metastatic disease can survive for several years before death, which may also be caused by other medical conditions.6 However, during the course of disease, patients may experience complications related to PCa, including skeletal-related events and urinary tract complications. These complications can threaten a patient’s quality of life and lead to increased medical expenses. To our knowledge, minimal information is available regarding the course of disease (particularly complications) in patients with advanced PCa.
 
Here, we assessed the incidences of complications and unplanned hospital admissions among patients with metastatic hormone-sensitive PCa (mHSPC). This information may provide useful insights regarding the disease course and treatment needs of patients with mHSPC. It may also provide a more comprehensive understanding of the potential benefits of PSA-based screening in the management of patients with PCa.
 
Methods
The Asian Prostate Cancer (A-CaP) Study, a prospective multi-nation study designed to investigate real-world clinical management of PCa in Asia, began in January 2016. Patients with a diagnosis of PCa were recruited into the study.7 8 Clinical information was prospectively collected, including baseline patient and disease parameters, treatment received, and clinical progress. Thus far, >30 000 patients from 14 Asian countries have been recruited (based on an unpublished annual meeting report of A-CaP meeting held on 24 November 2020).
 
In Hong Kong, five hospitals (Alice Ho Miu Ling Nethersole Hospital, North District Hospital, Pok Oi Hospital, Prince of Wales Hospital, and Tuen Mun Hospital) formed the Hong Kong Prostate Cancer (HK-CaP) study group as part of the A-CaP project. Since 2016, all patients who presented to these hospitals (as an outpatient or inpatient) and received a diagnosis of PCa were recruited into the Hong Kong cohort, which currently includes >1000 cases of PCa (across all stages). In this study, we identified the first 100 consecutive patients with mHSPC (with no additional inclusion or exclusion criteria), then extracted their data from the HK-CaP database. Analyses were conducted using the extracted data, along with clinical information that had been retrospectively retrieved from electronic medical records.
 
Continuous variables are presented as medians with interquartile ranges, while categorical variables are presented as frequencies and percentages. All statistical analyses were performed using R version 3.6.2 (R Foundation for Statistical Computing, Vienna, Austria). Two-sided P values <0.05 were considered statistically significant.
 
Results
Study population
From January 2016 to August 2017, 100 consecutive patients with mHSPC were included in this study. The median age was 74 years (range, 50-93) [Table]. Overall, 17% of patients had no history of chronic disease. In contrast, 55%, 25%, 10%, and 63% of patients had pre-existing hypertension, diabetes, cerebrovascular disease, and history of smoking, respectively. The median serum PSA level at diagnosis was 202.5 ng/mL (range, 0.9-6260), and 83% of patients had abnormal findings on digital rectal examination at initial presentation. Thirteen patients (13%) had a family history of PCa. Most patients presented with symptoms, including lower urinary tract symptoms (62%), haematuria (9%), and constitutional symptoms (22%). Only 7% of patients had incidental findings of an abnormal serum PSA level during wellness screening.
 

Table. Demographic and clinical characteristics of the prostate cancer patients in the current study (n=100)
 
Most patients (95%) had histologically proven PCa; the remaining 5% of patients had a clinical diagnosis of PCa based on a high serum PSA level (219-2779 ng/mL), with or without abnormal findings on digital rectal examination. Among patients with a histological diagnosis (n=94), the proportions with International Society of Urological Pathology grades 1 to 5 were 3.2%, 7.5%, 2.2%, 19.4%, and 67.7%, respectively. Most patients had bone metastases (96%); among them, eight patients also had visceral metastases. The remaining four patients were diagnosed with non-pelvic lymph node metastases (M1a) at initial presentation (Table).
 
Treatment received
With the exception of one patient who selected watchful waiting, all patients received androgen deprivation therapy. Initial androgen deprivation therapies included luteinising hormone-releasing hormone antagonists (46 patients, 46%), luteinising hormone-releasing hormone agonists (with short-term antiandrogen treatment during flares) [28 patients, 28%], and bilateral orchidectomy (25 patients, 25%). Seventeen patients also received upfront chemotherapy for advanced disease; no patient received upfront abiraterone.
 
The mean follow-up period was 32.9 months (range, 0.3-54.2). During follow-up, 59 patients developed metastatic castration-resistant prostate cancer (mCRPC). Among these patients, older-generation antiandrogens, docetaxel, abiraterone, enzalutamide, and prednisolone alone were used by 26 (44.1%), nine (15.3%), 17 (28.8%), 18 (30.5%), and five (8.5%) patients, respectively. Thirty-two patients (32%) also received palliative radiotherapy for symptom control. Seven (11.9%) patients with mCRPC used denosumab for bone protection. The median overall survival time was 3.7 years; 33 (67.3%) patients died of PCa and 16 (32.7%) patients died of other causes, and none of these causes were cardiovascular events (Fig 1).
 

Figure 1. Overall survival and cancer-specific survival among the 100 prostate cancer patients in the current study
 
Complications
Only 30 patients (30%) had no disease-related complications. Among the observed complications, skeletal-related events were most common: 41 patients reported bone pain during follow-up. Of these 41 patients, 35 (85%) required regular analgesics, and 12 (29%) required opioid analgesics for pain control. Approximately half of the 41 patients (ie, 20 patients, 49%) required palliative radiotherapy for bony metastases. Moreover, 21 patients developed pathologic fractures, and eight patients had cord compression.
 
The second most common complication was retention of urine secondary to prostatic obstruction (28 patients, 28%). Among these 28 patients, only seven (25%) were able to discontinue urethral catheter use. Of the remaining patients, 10 (36%) required endoscopic prostatic surgery and 11 (39%) required long-term urethral catheter use.
 
Among 15 patients who developed ureteral obstruction, four (27%) required ureteral stenting and four (27%) required long-term nephrostomy drainage. The remaining seven (47%) patients received conservative management. During follow-up, 17 patients developed gross haematuria.
 
Forty-one patients (41%) developed anaemia (haemoglobin level <10 g/dL); 22 of these patients (53.7%) required transfusion. Furthermore, only four of the 41 patients received chemotherapy to manage mCRPC. Therefore, most cases of anaemia were presumably the direct result of PCa. Other complications included deep vein thrombosis (4%), psychiatric problems (adjustment disorder or depression) [4%], and suicidal ideation (1%).
 
Fifty-nine (59%) patients experienced ≥1 unplanned hospital admissions during the course of disease. The proportions of patients with 1-5, 6-10, and >10 unplanned hospital admission episodes were 43%, 10%, and 6%, respectively. The indications for these admissions included skeletal-related events (bone pain, fracture, and fall, 19%), urinary complications (haematuria, ureteric obstruction, and bladder outcome obstruction, 16%), and sepsis (urosepsis, pneumonia, and infection of other origin, 28%) [Fig 2]. At least half of the admissions were presumably the direct result of PCa, such as bone pain and urinary complications.
 

Figure 2. Indications for unplanned hospital admissions (n=59)
 
Discussion
In this prospective observational study, over a mean follow-up period of approximately 32 months, PCa-related complications occurred in 70% of 100 patients with newly diagnosed mHSPC; around 60% of these patients had unplanned hospital admissions during the course of disease. Slightly less than half of the patients died during this study period. More than two-thirds of the patients died of PCa. Also, many of the patients experienced PCa-related complications had received various treatments for their disease and complications. These real-world data provide insights concerning the natural course of disease in patients with advanced PCa; they also suggest a need to reconsider management approaches for such patients. Additionally, these data may help to evaluate the potential benefits of PSA-based screening for PCa.
 
The primary purpose of disease screening involves identifying a disease in its early or asymptomatic stages, which can allow more effective treatment and support better outcomes. Consequently, disease-related mortality and complications can be minimised, while improving patient quality of life.9 Early intervention may also help to reduce medical expenses through disease treatment at an earlier stage, rather than a later and more complex stage. Prostate cancer fulfils some of the criteria for disease screening: it is a common cancer, displays a latent disease stage, and has acceptable diagnostic tests and effective treatments.10
 
Controversies related to prostate-specific antigen–based prostate cancer screening
However, PSA-based PCa screening is among the most controversial topics in urology. In a review based on data from five randomised trials of PCa screening, no cancer-specific survival benefit was identified; moderate harm was caused by diagnostic procedures.2 Moreover, overdiagnosis and overtreatment were common; they could cause treatment-related harm. Therefore, Chou et al11 recommended against PSA-based screening. This recommendation led to a decline in the use of PSA testing during the past decade.3 As expected, the overall incidence of PCa, particularly low-risk disease, has decreased in recent years.12 Unfortunately, there has been a concomitant increase in diagnoses of advanced and higher-grade disease (ie, reverse stage migration).4 13 Furthermore, the European Randomized Study of Screening for Prostate Cancer revealed a 30% reduction in the relative risk of metastatic disease in the screened population, compared with the non-screened population.14 Therefore, PSA-based screening may at least reduce the number of patients who present with metastatic disease.
 
Potential benefits of early cancer detection
Discussions of PSA-based screening have mainly focused on survival benefits (ie, decreases in overall and cancer-specific or all-cause mortality), as well as the harms associated with screening procedures and overtreatment of low-risk disease.2 However, there has been minimal consideration of the potential advantages of screening in terms of preventing disease-related complications, as well as the negative effects of advanced disease on quality of life. Moreover, there has been little discussion regarding the potential financial implications of managing advanced PCa and its complications.
 
Rather than investigating the value of PSA-based screening, the present study was conducted to fill the gap in knowledge regarding the course of disease in patients who present with mHSPC. In our cohort, 70% of patients developed PCa-related complications (eg, bone, urinary tract, and anaemia) during the course of disease. We found that nearly 60% of patients had unplanned hospital admissions for various complications; this proportion was much greater than the observed readmission rate of 6.5% (6 of 93 patients) for localised PCa over a period of >5 years in Hong Kong.15 Therefore, early diagnosis may be the only way to minimise the incidence of PCa-related complications in patients with mHSPC.
 
Treatment-related complications
In addition to PCa-related complications, cancer treatment can cause adverse effects in patients with mHSPC. Typical androgen deprivation therapy is notorious for causing cardiovascular and metabolic complications.16 17 18 Treatments specifically for mCRPC, such as chemotherapy or next-generation androgen receptor targeting agents, are also associated with adverse effects such as febrile neutropenia, gastric distress, hypertension, and cardiac events.19 Additionally, the direct and indirect costs of treatment place additional financial burdens on patients and their families (ie, ‘financial toxicity’), impose a psychological burden, and adversely affect the quality of life of patients.20 Therefore, earlier diagnosis of PCa may help patients to avoid progression to advanced or metastatic disease, thereby reducing suffering associated with advanced disease and its treatment-related complications.
 
Limitations
This study had some limitations. First, bone-protecting agents, which are relatively expensive, are not commonly used in Hong Kong. The absence of such agents may have led to a higher rate of skeletal-related events in our patients. Second, only 17 patients received upfront chemotherapy and no patients received upfront next-generation androgen receptor–targeting agents. Thus, we could not assess whether the use of these newer treatment approaches could minimise disease-related complications. Third, we did not collect data regarding the quality of life of patients, which would help to clarify the effects of disease-related complications on patients and their families.
 
In recent years, there have been many advances in PCa diagnosis and treatment. The use of new markers for PCa, such as the Prostate Health Index,21 urinary exosomes,22 and multiparametric magnetic resonance imaging,23 has considerably improved diagnostic accuracy and reduced the need for prostate biopsy (ie, to rule out false-positives based on elevated PSA levels). The use of the transperineal route for prostate biopsy has also minimised prostate biopsy–related complications.24 In addition, active surveillance for low-risk PCa has mitigated possible harms associated with overtreatment.25 In combination, these new advances and better knowledge of the disease course will improve support for PCa screening, thereby minimising disease-related suffering.
 
Conclusion
In this observational study, 70% of patients with metastatic PCa at initial presentation had various PCa-related complications and many unplanned hospital admissions during the course of disease. Although there remains controversy concerning whether PSA-based PCa screening is beneficial for cancer-specific survival, the recent observation of reverse stage migration in PCa related to decreased PSA testing is problematic for PCa management. Advanced PCa may be associated with significant disease-related complications; it can also place an increased burden on the healthcare system by contributing to more unplanned hospital admissions. Thus, there is a need for more comprehensive assessment of the value of PSA-based PCa screening in terms of preventing disease-related morbidity and mortality. Advances in diagnostic tools and the use of active surveillance may help reduce the harms associated with diagnostic procedures and overtreatment of early disease.
 
Author contributions
Concept or design: CF Ng.
Acquisition of data: CWH Mak, SYS Chan, ML Li, CH Leung.
Analysis or interpretation of data: CWH Mak, CH Leung.
Drafting of the manuscript: CF Ng, CWH Mak.
Critical revision of the manuscript for important intellectual content: JYC Teoh, PKF Chiu, PSK Chu.
 
All authors had full access to the data, contributed to the study, approved the final version for publication, and take responsibility for its accuracy and integrity.
 
Conflicts of interest
As editors of the journal, CF Ng and JYC Teoh were not involved in the peer review process. Other authors have disclosed no conflicts of interest.
 
Declaration
This research has been presented as oral presentation in the 25th Annual Scientific Meeting of Hong Kong Urological Association held on 25 October 2020 in Hong Kong SAR, China.
 
Funding/support
The research received support from J-CaP (Japan Study Group of Prostate Cancer) and Takeda Pharmaceutical Company Limited. The funder had no role in study design, data collection/analysis/interpretation, or manuscript preparation.
 
Ethics approval
The study protocol was approved by the Joint Chinese University of Hong Kong–New Territories East Cluster Clinical Research Ethics Committee (Ref No.: 2014.251) and registered in ClinicalTrials.gov (Identifier: NCT03344835). Informed patient consent has been waived by the Committee because of the observational nature of the study.
 
References
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2. Ilic D, Neuberger MM, Djulbegovic M, Dahm P. Screening for prostate cancer. Cochrane Database Syst Rev 2013;(1):CD004720. Crossref
3. Fleshner K, Carlsson SV, Roobol MJ. The effect of the USPSTF PSA screening recommendation on prostate cancer incidence patterns in the USA. Nat Rev Urol 2017;14:26-37. Crossref
4. Reese AC, Wessel SR, Fisher SG, Mydlo JH. Evidence of prostate cancer “reverse stage migration” toward more advanced disease at diagnosis: data from the Pennsylvania Cancer Registry. Urol Oncol 2016;34:335.e21-8. Crossref
5. Popiolek M, Rider JR, Andrén O, et al. Natural history of early, localized prostate cancer: a final report from three decades of follow-up. Eur Urol 2013;63:428-35. Crossref
6. Tangen CM, Faulkner JR, Crawford ED, et al. Ten-year survival in patients with metastatic prostate cancer. Clin Prostate Cancer 2003;2:41-5. Crossref
7. Akaza H, Hirao Y, Kim CS, et al. Asia prostate cancer study (A-CaP Study) launch symposium. Prostate Int 2016;4:88-96. Crossref
8. Lojanapiwat B, Lee JY, Gang Z, et al. Report of the third Asian Prostate Cancer study meeting. Prostate Int 2019;7:60-7. Crossref
9. The Society of Radiographers. NHS screening programmes–purpose of the programmes. Available from: https://www.sor.org/getmedia/160c519f-7d43-4138-95f4-84e955bc2857/nhs_population_screening_2.pdf. Accessed 10 Jun 2023.
10. Wilson JM, Jungner G, World Health Organization. Public Health Papers. Principles and practice of screening for disease. World Health Organization, 1968. Available from: https://apps.who.int/iris/handle/10665/37650. Accessed 10 Jun 2023.
11. Chou R, Croswell JM, Dana T, et al. Screening for prostate cancer: a review of the evidence for the U.S. Preventive Services Task Force. Ann Intern Med 2011;155:762-71. Crossref
12. Jemal A, Culp MB, Ma J, Islami F, Fedewa SA. Prostate cancer incidence 5 years after US Preventive Services Task Force Recommendations against screening. J Natl Cancer Inst 2021;113:64-71. Crossref
13. Hu JC, Nguyen P, Mao J, et al. Increase in prostate cancer distant metastases at diagnosis in the United States. JAMA Oncol 2017;3:705-7. Crossref
14. Schröder FH, Hugosson J, Carlsson S, et al. Screening for prostate cancer decreases the risk of developing metastatic disease: findings from the European Randomized Study of Screening for Prostate Cancer (ERSPC). Eur Urol 2012;62:745-52. Crossref
15. Ng CF, Kong KY, Li CY, et al. Patient-reported outcomes after surgery or radiotherapy for localised prostate cancer: a retrospective study. Hong Kong Med J 2020;26:95-101. Crossref
16. Hu JR, Duncan MS, Morgans AK, et al. Cardiovascular effects of androgen deprivation therapy in prostate cancer: contemporary meta-analyses. Arterioscler Thromb Vasc Biol 2020;40:e55-64. Crossref
17. Ng CF, Chiu PK, Yee CH, Lau BS, Leung SC, Teoh JY. Effect of androgen deprivation therapy on cardiovascular function in Chinese patients with advanced prostate cancer: a prospective cohort study. Sci Rep 2020;10:18060. Crossref
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19. Tonyali S, Haberal HB, Sogutdelen E. Toxicity, adverse events, and quality of life associated with the treatment of metastatic castration-resistant prostate cancer. Curr Urol 2017;10:169-73. Crossref
20. Rotter J, Spencer JC, Wheeler SB. Financial toxicity in advanced and metastatic cancer: overburdened and underprepared. J Oncol Pract 2019;15:e300-7. Crossref
21. Chiu PK, Ng CF, Semjonow A, et al. A multicentre evaluation of the role of the Prostate Health Index (PHI) in regions with differing prevalence of prostate cancer: adjustment of PHI reference ranges is needed for European and Asian settings. Eur Urol 2019;75:558-61. Crossref
22. Wang WW, Sorokin I, Aleksic I, et al. Expression of small noncoding RNAs in urinary exosomes classifies prostate cancer into indolent and aggressive disease. J Urol 2020;204:466-75. Crossref
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Cross-cultural translation into Chinese and psychometric evaluation of a screening tool for nocturia: the Targeting the individual’s Aetiology of Nocturia to Guide Outcomes (TANGO) questionnaire

Hong Kong Med J 2023 Aug;29(4):311–21 | Epub 3 Aug 2023
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Cross-cultural translation into Chinese and psychometric evaluation of a screening tool for nocturia: the Targeting the individual’s Aetiology of Nocturia to Guide Outcomes (TANGO) questionnaire
Steffi KK Yuen, MB, BS, FRCSEd (Urol); Wendy Bower, FACP, PhD; CF Ng, MB, ChB, MD; Peter KF Chiu, MB, ChB, PhD (Erasmus); Jeremy YC Teoh, MB, BS, FRCSEd (Urol); Crystal SY Li, MBA (HSM); Hilda SW Kwok, MNurs; CK Chan, MB, ChB, FRCSEd (Urol); Simon SM Hou, MB, BS, FRCSEd (Urol)
SH Ho Urology Centre, Division of Urology, Department of Surgery, The Chinese University of Hong Kong, Hong Kong SAR, China
 
Corresponding author: Prof CF Ng (ngcf@surgery.cuhk.edu.hk)
 
 Full paper in PDF
 
Abstract
Introduction: We conducted translation and psychometric validation of a self-administered, 22-item dichotomous response–based questionnaire to identify nocturia aetiologies and co-morbidities in adult patients.
 
Methods: The Targeting the individual’s Aetiology of Nocturia to Guide Outcomes (TANGO) questionnaire was forward- and backward-translated, then finalised using a standardised methodology. The resulting version, a Chinese version of the TANGO [TANGO (CV)], was evaluated for internal consistency, test-retest reliability, content validity, convergent validity, criterion validity, and discriminant validity via responses from 65 participants (46 men and 19 women; mean age, 67 years, range, 50-88), in comparison with other validated questionnaires and a 4-day bladder/sleep diary.
 
Results: Only 0.4% of responses were missing; 3% of participants required assistance with comprehension. The Kuder–Richardson Formula 20 (KR-20) coefficient for the whole tool was 0.711. Kappa values for individual domains and the whole tool varied from 0.871 to 0.866, indicating satisfactory test-retest reliability. There was strong agreement between the sum of positive responses to each domain and the whole tool (intra-class correlation coefficient=0.878-1.000). Modest correlations (ρ=0.4-0.6) were detected between the tool and bladder/sleep diary–based parameters for convergent validity. Criterion validity was confirmed for each domain and the whole tool [ρ=0.287-0.687]. In receiver operating characteristic analysis, the tool could distinguish patients (≥2 nocturia episodes/night) from controls (≤1 nocturia episode/night) [Youden’s J statistic=0.453, area under the curve=0.818, 95% confidence interval (CI)=0.683-0.953] and patients with significant nocturia distress from patients with mild nocturia distress (Youden’s J statistic=0.398, area under the curve=0.729, 95% CI=0.581-0.878).
 
Conclusion: The TANGO (CV) was formally cross-culturally adapted and translated. Its psychometric properties (except sensitivity to change) were validated.
 
 
New knowledge added by this study
  • A Chinese version of the Targeting the individual’s Aetiology of Nocturia to Guide Outcomes questionnaire, a tool to screen for nocturia aetiologies and co-morbidities, has been validated.
  • The tool can be understood by patients without substantial assistance from medical staff.
  • The tool can distinguish patients with significant nocturia distress from patients with mild nocturia distress.
Implications for clinical practice or policy
  • The tool can be self-administered and used by multiple specialties in the treatment of patients with nocturia distress.
  • The aetiologies contributing to nocturia can be rapidly identified.
  • Patients can receive earlier referral to the appropriate teams/specialties to manage the underlying causes of nocturia.
 
 
Introduction
A recent population survey in Hong Kong showed that 68% of men and 67% of women aged >40 years seeking medical advice for lower urinary tract symptoms (LUTS) had ≥2 nocturia episodes/night1; these prevalences are greater than that among individuals of similar age reported in other global studies.2 Across urology clinics in Southeast Asian countries, nocturia has emerged as the most common presenting symptom (up to 88%) among men with LUTS requiring treatment3; however, at least half of these patients were dissatisfied with the results of treatment.4
 
Nocturia is no longer considered a distinct urologic disease.5 Indeed, it is related to disorders within and outside the lower urinary tract, which are associated with diminished bladder capacity, increased rate and volume of nocturnal urine production, sleep disturbance, or a combination of these symptoms.6 Thus, initial treatment is difficult and there is a need for a tool that captures relevant aetiological information earlier in the diagnostic pathway.
 
The short form of the Targeting the individual’s Aetiology of Nocturia to Guide Outcomes (TANGO) is a recently developed, 22-item, dichotomous-choice, multi-dimensional, self-administered questionnaire in English with robust psychometric properties.7 8 This questionnaire covers four thematic areas regarding aetiologies and co-morbidities related to nocturia: cardiovascular or metabolic disorders, sleep/nocturnal pain/apnoea variables, urinary tract symptoms, and mental health and well-being (including falls). This study was performed to translate and cross-culturally adapt the TANGO into Chinese, ie, to produce a Chinese version of the TANGO [TANGO (CV)], then evaluate its reliability and validity for use in Hong Kong.
 
Methods
Phase I: linguistic translation
We adopted the cross-cultural translation methodology described by Sperber9 and recommended by the original authors of the TANGO.7 Six independent bilingual translators were asked to produce six forward translations (in Chinese) of each item of the TANGO, with the goal of conceptual translation; all six forward translations were back-translated to English, yielding six back-translations.
 
The six back-translations (in English) were reviewed by a panel of urologists (n=4), urology nurse specialists (n=2), and staff without a medical background (n=2) who were not involved in conducting this study, to produce a preliminary draft of each item in the translated tool. Each item in the English back-translations was compared with the original English version by ranking in terms of language comparability and the interpretation similarity using a Likert scale from 1 (extremely comparable/similar) to 7 (not at all comparable/similar). Items from the back-translations with a mean score <2.50 were retained. The forward translations (Chinese) of the retained back-translated English items were reviewed and compared in a panel consensus meeting comprising four urologists, two urology nurse specialists, and two bilingual translators. These items were used to draft the final version of the translated tool, the TANGO (CV).
 
Phase II: psychometric evaluation
After linguistic translation, a prospective psychometric evaluation study was conducted. From December 2019 to March 2020, we recruited male and female patients aged 45 to 90 years who presented to the urology clinic for management of LUTS problems and with self-reported nocturia episodes of ≥2 per night as patient group. Exclusion criteria were a history of prostatic surgery and/or prostate cancer, as well as the presence of active urinary tract infection, active cancer receiving treatment, bladder stone, neuropathic bladder, dependent daily activities (including feeding, bathing, and walking with assistance), diabetes insipidus, renal failure, pregnancy, and/or illiteracy. Healthy individuals of similar age with self-reported nocturia episode of ≤1 per night were recruited as controls.
 
After recruitment, participants completed the TANGO (CV), the Chinese version of the International Prostate Symptom Score (IPSS),10 the International Consultation on Incontinence Questionnaire Nocturia module (ICIQ-N),11 the Nocturia-Specific Quality-of-Life Questionnaire (NQoL),12 the Hong Kong Chinese version of the Overactive Bladder Symptom Score (OABSS-HKC) questionnaire,13 the Epworth Sleepiness Scale (ESS),14 and the Chinese version of the STOP-Bang questionnaire.15 Participants underwent assessment of their histories of hypertension, diabetes mellitus, hyperlipidaemia, cerebrovascular accident, ischaemic heart disease, peripheral oedema, and obstructive sleep apnoea; their responses were cross-checked with the diagnostic codes of the central registry and their previous medical records. Blood glucose, glycated haemoglobin (HbA1c), and estimated glomerular filtration rate were measured. Participants were also given bladder/sleep diaries to record the time and volume of each voiding event, along with their sleep information (times of going to bed, falling asleep, awakening from sleep, and rising from bed), for 4 consecutive days at home within 2 weeks after recruitment. Participants then returned the bladder/sleep diaries to the clinic and repeated the TANGO (CV).
 
Reliability and validity
Reliability (inter-item correlation) was determined by internal consistency based on the Kuder–Richardson Formula 20 (KR-20) coefficient, which is specifically designed for dichotomous-choice questionnaires.16 Test-retest reliability was determined using Cohen’s kappa value (κ) and the intra-class correlation coefficient (ICC) by comparing the agreement of repeat responses for each item and the congruency of the number of positive responses to the tool between recruitment and follow-up (2 weeks later). κ≥0.4 and ICC ≥0.7 were considered acceptable reliability.17
 
We examined content validity by assessing the level of missing data, which indicated acceptability and difficulty in terms of participant understanding of items within the tool. Construct validity, which reflects the theory underlying nocturia, was evaluated by comparing the number of the positive responses to each of the four domains and all four domains of the TANGO (CV) with data regarding bladder/sleep diary–based parameters, as follows:
  1. Cardiovascular/metabolic domain (Questions 1-7) was compared with the bladder diary (nocturia episodes, rate and volume of nocturnal urine output between falling asleep and awakening, and nocturnal polyuria index);
  2. Sleep-related domain (Questions 8-13) was compared with the bladder diary [sleeping time, sleep latency, sleep quality, and degree of vitality after sleep, using a scale from 0 (the worst) to 10 (the best)];
  3. LUTS domain (Questions 14-18) was compared with the bladder diary as in (1);
  4. General well-being domain (Questions 19-22) was compared with the bladder diary as in (2);
  5. The whole tool (all four domains, Questions 1-22) was compared with the abovementioned parameters.
 
Criterion validity was estimated by comparing the number of the positive responses to each of the four domains and all four domains with the responses to items on other questionnaires evaluating similar constructs, as follows:
  1. Cardiovascular/metabolic domain was compared with ESS, STOP-Bang questionnaire, ICIQ-N-4(b) and NQoL sleep/energy domain, NQoL bother/concern domain, NQoL global QoL domain, and total score of NQoL;
  2. Sleep-related domain was compared with ESS, STOP-Bang questionnaire, ICIQ-N-4(b), and NQoL;
  3. LUTS domain was compared with IPSS voiding (sum of scores of Questions 1, 3, 5, and 6), IPSS storage (sum of scores of Questions 2, 4, and 7), ICIQ-N-4(b), OABSS (total), and NQoL;
  4. General well-being domain was compared with IPSS QoL, NQoL sleep/energy domain, NQoL bother/concern domain, NQoL global QoL domain, and total score of NQoL.
 
We assumed that a correlation coefficient ρ≥0.4 was moderate and acceptable18 as evidence of construct/criterion validity.
 
For discriminant validity, receiver operating characteristic analysis, in combination with Youden’s J statistic [ie, sensitivity–(1-specificity)], was performed to explore whether the sum of positive responses to the whole tool could be used to distinguish: (1) patients from controls; and (2) patients with significant nocturia distress from patients with mild nocturia distress (Question 12 of NQoL).
 
Sample size calculation
Assuming a type I error (α) of 0.05 and type II error (1-β) of 0.8, we calculated that:
  1. a Spearman’s correlation coefficient (ρ) of 0.4 (with ρ=0.0 for the null hypothesis) required a sample size of 46 participants19;
  2. κ=0.4 for each item (with κ=0 for the null hypothesis) for the test-retest reliability of the TANGO (CV) required a minimum sample of 47 respondents.17
 
Assuming an attrition rate of 20%, approximately 60 participants (patients and controls) were needed.
 
Statistical analysis
Continuous data were reported as mean and standard deviation or median and range. Categorical data were described using frequencies and percentages. For comparisons of continuous data, Student’s t test or the Mann-Whitney U test was used, depending on the data distribution; for comparisons of categorical data, the Pearson Chi squared test or Fisher’s exact test was used. The Spearman’s correlation coefficient was used to assess associations between parametric or ordinal data and continuous data with a skewed distribution; the Pearson correlation coefficient was used to assess associations between normally distributed continuous data. SPSS Statistics (Windows version 26.0; IBM Corp, Armonk [NY], United States) was used for data analysis. P values <0.05 were considered statistically significant.
 
Results
Linguistic validation
Comparability scores for each item in the TANGO (CV) ranged from 1.38 (0.52) to 2.25 (1.28), with an overall mean score of 1.70 (0.88). Similarity scores for each item ranged from 1.00 (0.52) to 2.13 (1.36), with an overall mean score of 1.63 (0.88). The TANGO (CV) is shown in the online supplementary Table.
 
Demographic data and patient responses to the items
This study included 65 participants, which include 51 (78.5%) patients (mean age: 67 years; 35 men, 16 women) with mean self-reported nocturia episodes of 3.39 per night (standard deviation=0.98; range, 2-5) and 14 (21.5%) controls (mean age: 67 years; 11 men, three women) with mean self-reported nocturia episodes of 0.79 per night (standard deviation=0.43, range, 0-1). The demographic and baseline clinical characteristics are shown in Table 1; the bladder/sleep diary–based parameter data are shown in Table 2. The control group had fewer positive responses (median=2.33) to items in the TANGO (CV), less nocturia distress, higher functional bladder capacity during daytime and night-time, and a lower nocturnal urine excretion rate; however, control participants reported similar prevalences of medical conditions that could cause nocturia, compared with patients who experienced ≥2 nocturia episodes/night.
 

Table 1. Demographic and clinical characteristics
 

Table 2. Bladder/sleep diary–based parameters
 
All 65 participants reported that the questions in the tool were clearly presented, and they answered 99.6% of the items in the tool (total items=22 × 65=1430). Two (3%) participants required assistance with comprehension to complete the TANGO (CV). Missing responses were noted for items related to the use of antihypertensives (n=1), the diagnosis of diabetes mellitus/impaired glucose level (n=1), and unstable glucose level (n=1); three men were unable to respond to the question concerning prostate enlargement [Table 3]. In total, 41 (63%) participants reported at least one positive response (total responses=72) in the cardiovascular/metabolic domain, 48 (74%) participants reported at least one positive response (total responses=154) in the sleep-related domain, 54 (83%) participants reported at least one positive response (total responses=119) in the LUTS domain, and 21 (32%) participants reported at least one positive response (total responses=32) in the general well-being domain. The item with most positive responses was nocturia within 3 hours after going to bed (80% of participants) and the item with the fewest positive responses was the use of diuretics (0 responses) [Table 3]. Among the four thematic areas, 90% of participants had positive responses to ≥1 domain. Only three (6%) of the 51 patients with ≥2 nocturia episodes/night exhibited nocturia-related problems that were limited to a single domain.
 

Table 3. Frequency distribution of responses to each item of the TANGO (CV) [n=65]
 
Internal consistency and test-retest reliability
The KR-20 coefficients of the four domains of the TANGO (CV) were 0.354-0.615 (best in sleep-related and general well-being domains; worst in cardiovascular/metabolic domain), suggestive of fair to moderate subscale internal consistency. For the whole tool, the KR-20 coefficient was 0.711 (ie, >0.700), indicating satisfactory overall internal consistency. Kappa values were between 0.817 and 0.871 for items in each of the four domains and 0.866 for the whole tool, whereas ICCs were between 0.878 and 1.000 for the subtotal positive responses in each of the four domains and 0.972 for the whole tool; these findings indicated near-perfect test-retest reliability.
 
Construct (convergent) validity
Table 4 shows the construct (convergent) validity of the TANGO (CV). The sleep-related domain was positively correlated with sleep latency [ρ=0.471 (P<0.001)], whereas it was negatively correlated with sleep quality [ρ=-0.407 (P=0.002)] and vitality after sleep [ρ=-0.467 (P<0.001)], as reported in the bladder/sleep diary. The LUTS domain was positively correlated with the number of nocturia episodes, rate of nocturnal urine production, and volume of nocturnal urine production [ρ=0.513 (P<0.001), ρ=0.333 (P=0.016), and ρ=0.309 (P=0.026), respectively]. However, the LUTS domain was not correlated with sleep/vitality parameters. In contrast, the general well-being domain was significantly positively correlated with the rate and volume of nocturnal urine production [ρ=0.319 (P=0.018) and ρ=0.312 (P=0.021), respectively]; it was significantly negatively correlated with vitality after sleep [ρ=-0.403 (P=0.002)]. The cardiovascular/metabolic domain did not display significant correlations with the bladder/sleep diary parameters. Nonetheless, the whole tool was significantly positively correlated with the number of nocturia episodes [ρ=0.378 (P=0.006)], the rate and volume of nocturnal urine production [ρ=0.394 (P=0.004) and ρ=0.380 (P=0.006), respectively], and sleep latency very closely [ρ=0.275 (P=0.051)]; it was significantly negatively correlated with sleep quality and vitality after sleep [ρ=-0.392 (P=0.004) and ρ=-0.483 (P<0.001), respectively].
 

Table 4. Construct (convergent) validity of the TANGO (CV)
 
Criterion validity
Criterion validity was confirmed for each domain and the whole tool (ρ=0.287-0.687). Regarding criterion validity, the cardiovascular/metabolic domain was only significantly correlated with the STOP-Bang questionnaire. The sleep-related domain was not correlated with questionnaires specifically designed to assess obstructive sleep apnoea. However, this domain was strongly correlated with the IPSS, IPSS QoL, and the sleep/energy, bother/concern, and total domains of NQoL (Table 5). The LUTS domain was significantly correlated with the STOP-Bang questionnaire, IPSS, OABSS questionnaire, and NQoL; the strongest correlations involved IPSS total [ρ=0.651 (P<0.001)], OABSS [ρ=0.642 (P<0.001)], and NQoL bother/concern [ρ=0.551 (P<0.001)]. In contrast to the LUTS domain, the general well-being domain was significantly correlated with the ESS; it was also correlated with the IPSS, OABSS questionnaire, ICIQ-N-4(b) and NQoL, but these correlations were weaker than the correlations of the LUTS domain (Table 5).
 

Table 5. Criterion validity of the TANGO (CV)
 
Discriminant validity
Receiver operating characteristic analysis (Fig) showed that a cut-off of four positive responses on the TANGO (CV) could distinguish patients from controls (Youden’s J statistic=0.453; area under the curve=0.818, 95% confidence interval [CI]=0.683-0.953; odds ratio=7.81, 95% CI=2.02-30.30; sensitivity: 83%, specificity: 62%), whereas a cut-off of five positive responses could distinguish patients with significant nocturia distress from patients with mild nocturia distress (Youden’s J statistic=0.398; area under the curve=0.729, 95% CI=0.581-0.878; odds ratio=4.07, 95% CI=1.17-14.15; sensitivity: 70%, specificity: 63%).
 

Figure. Receiver operating characteristic (ROC) curves (in red) showing sensitivity (true positives) and 1-specificity (false positives) for distinguishing (a) patients from controls and (b) patients with significant nocturia distress from patients with mild nocturia distress, based on the sum of positive responses on the TANGO (CV). Cut-off values are indicated by dashed circles. Blue lines are baseline classification due to chance
 
Discussion
Current questionnaires in evaluating nocturia
The International Continence Society (ICS) defines nocturia as the need to wake at least once during the night to void. Each instance of voiding is preceded and followed by sleep.20 A recent Delphi panel convened by the ICS5 recommended using disease-specific questionnaires in the diagnostic pathway for nocturia. In English, there are a few psychometrically validated disease-specific measurement tools for nocturia: the NQoL, developed and validated by Abraham et al12; the ICIQ-N, a form of the NQoL modified from the ICIQ (https://iciq.net/iciq-nqol); and the Nocturia, Nocturnal Enuresis and Sleep-Interruption Questionnaire (NNES-Q) developed by Bing et al.21 The ICIQ-N11 is a combined questionnaire that incorporates a bladder diary–Nocturia Impact Diary.22 However, all of these tools mainly focus on the impact of nocturia on distress and quality of life in affected patients; none of them explore the aetiologies of nocturia.
 
The TANGO has emerged as a questionnaire that can capture information concerning the multifaceted nature of nocturia and identify nocturia-related co-morbidities.7 23 This tool is expected to be useful across various medical specialties to facilitate, improve, and accelerate the process of nocturia management. Thus far, the TANGO has been translated into Dutch,24 Arabic,25 and Turkish.26 However, none of these translated versions have been subjected to validity assessment using a bladder/sleep diary. To our knowledge, the present study is the first to perform such an assessment.
 
Translation and development of the TANGO (CV)
The ages of our study participants were similar to that of individuals in whom nocturia is commonly observed (>60 years). We found that the TANGO (CV) could be easily comprehended by patients visiting urology clinics, as indicated by the small percentage of missing responses (0.4%) and minimal need for assistance from medical staff (97%); these results suggested good content validity. The low rate of missing responses might be related to the dichotomous-choice nature of responses to items, which facilitated answers by participants.
 
In all, 94% of our participants with ≥2 nocturia episodes/night were affected by multiple domains of aetiological factors/nocturia-related co-morbidities; approximately 8% of patients reported experiencing falls, which is a higher percentage than in a previous study that used a nocturia-specific questionnaire (<3%).27 The distribution of aetiologies/co-morbidities of nocturia in our study was similar to the distribution reported by a Turkish group26: the LUTS domain was most commonly observed, followed by the sleep-related domain, and then the cardiovascular/metabolic domain. However, the rate of poor general well-being was lower in the present study than in the Turkish study. The simple TANGO (CV) can easily capture information concerning the multifactorial nature of nocturia that could be not elucidated by other nocturia-specific questionnaires.11 12 21 22 Thus, it will facilitate the provision of more individualised treatment for nocturia.
 
The KR-20 coefficient for the whole tool was 0.711 (>0.700), confirming the internal consistency of the whole TANGO (CV) tool. The highest domain-specific positive response correlation coefficient was observed in the sleep-related domain, implying that nocturia is closely related to impaired sleep quality and disrupted sleep architecture.
 
The high ICC value (>0.8) for each domain of nocturia-related problems confirmed the excellent test-retest reliability of the tool, in combination with the convergent validity identified in the sleep-related, LUTS, and general well-being domains of the TANGO (CV). With the exception of the cardiovascular/metabolic domain, criterion validity was also established for other domains and the whole TANGO (CV) tool; the criterion validity was the greatest in the LUTS domain, followed by the sleep-related domain and then the general well-being domain. Importantly, the original version of the TANGO7 does not provide a symptom score, although such a score is strongly recommended in European Association of Urology guidelines as a means of quantifying symptoms and distinguishing patients with mild problems from patients with severe problems.28 In this regard, a scoring system involving the various domains of the TANGO has recently been proposed to distinguish the relative contributions of nocturia aetiologies to treatment outcomes.8 In the present study, we showed that by using cut-offs of four and five positive responses, respectively, the sum of the positive responses could distinguish individuals with more nocturia episodes (≥2/night) from individuals with fewer nocturia episodes (≤1/night), and patients with significant nocturia distress (Question 12 of NQoL) from patients with mild nocturia distress (Fig). These findings confirmed the discriminatory validity of the TANGO (CV).
 
The cardiovascular/metabolic domain demonstrated suboptimal performance in terms of internal consistency, convergent, criterion, and discriminant validity. These findings might be related to selection bias in that patients with higher cardiovascular risk were not recruited [ie, there was a low positive response rate (72 of 455 potential responses, 16%)].
 
Use of the TANGO (CV) in clinical practice
The TANGO (CV) can be used to investigate common aetiologies and nocturia-related outcomes across multiple medical specialties, providing guidance for subsequent treatment. For example, positive responses to Questions 1, 2, and 3 in the cardiovascular/metabolic domain and Question 13 in the sleep-related domain may indicate that desmopressin is less appropriate or even contraindicated for the treatment of nocturia, in accordance with the recent consensus report by the ICS.5 The questionnaire can also be used as a screening tool for epidemiological studies and routine clinical work-up for nocturia. It is a simple, rapid, easily understood, and clinically meaningful tool that can help clinicians to thoroughly evaluate nocturia aetiology and related problems earlier in the clinical pathway of nocturia treatment. Moreover, it may be useful in categorising or predicting the prognosis of nocturia in adults.
 
Limitations
The limitations of the current study included the fact that about 70% of the participants were men, which may limit its utility in assessment of female patients with nocturia. Additionally, the sample size was insufficient to clarify correlations among domain variables, number of positive responses, and subtotal and total symptom scores across the various questionnaires used for validation. The inclusion of patients with more pronounced illnesses within the studied domains should be considered to clearly identify relationships among nocturia, aetiologies, lower urinary tract function, and co-morbidities, as measured by bladder/sleep diaries and validated questionnaires.
 
Conclusion
The TANGO (CV) is a multi-dimensional, self-administered, formally translated, psychometrically validated Chinese version of the TANGO. It can be used to screen for aetiologies and measure the impacts of nocturia-related problems on affected individuals, including their quality of life. The sum of positive responses to the whole tool was significantly correlated with the degree of nocturia-related distress.
 
Author contributions
Concept or design: SKK Yuen, W Bower, CF Ng.
Acquisition of data: SKK Yuen, CSY Li, HSW Kwok.
Analysis or interpretation of data: SKK Yuen, PKF Chiu, JYC Teoh.
Drafting of the manuscript: SKK Yuen, CF Ng.
Critical revision of the manuscript for important intellectual content: SKK Yuen, CF Ng, SSM Hou.
 
All authors had full access to the data, contributed to the study, approved the final version for publication, and take responsibility for its accuracy and integrity.
 
Conflicts of interest
As editors of the journal, CF Ng and JYC Teoh were not involved in the peer review process. Other authors have disclosed no conflicts of interest.
 
Acknowledgement
We thank all staff from Lithotripsy and Uro-investigation Centre of Prince of Wales Hospital and research staff from Department of Urology of The Chinese University of Hong Kong for facilitating the data collection.
 
Funding/support
This research received no specific grant from any funding agency in the public, commercial, or not-for-profit sectors.
 
Ethics approval
The study protocol was approved by the Joint Chinese University of Hong Kong—New Territories East Cluster Clinical Research Ethics Committee (Ref No.: 2019.400), in accordance with the Declaration of Helsinki and the Good Clinical Practice guidelines. Informed consent to take part in the research was obtained from all participants.
 
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7. Bower WF, Rose GE, Ervin CF, Goldin J, Whishaw DM, Khan F. TANGO—a screening tool to identify comorbidities on the causal pathway of nocturia. BJU Int 2017;119:933-41. Crossref
8. Rose GE, Bower WF. Development of a scoring process for the nocturia causality screening tool TANGO: a rationale and methodology. Aust N Z Continence J 2020;26:32-8. Crossref
9. Sperber AD. Translation and validation of study instruments for cross-cultural research. Gastroenterology 2004;126(1 Suppl 1):S124-8. Crossref
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12. Abraham L, Hareendran A, Mills IW, et al. Development and validation of a quality-of-life measure for men with nocturia. Urology 2004;63:481-6. Crossref
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28. Gravas S, Cornu JN, Gacci C, et al. EAU Guidelines on management of non-neurogenic male lower urinary tract symptoms (LUTS), incl. Benign Prostatic Obstruction (BPO). European Association of Urology Guidelines Office: Arnhem, The Netherlands; 2020. Available from: https://d56bochluxqnz.cloudfront.net/documents/full-guideline/EAU-Guidelines-on-Non-Neurogenic-Male-LUTS-2023.pdf. Accessed 26 Jul 2023.

Characteristics of individuals who frequently use emergency departments in Hong Kong: a regionbased cohort study

© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Characteristics of individuals who frequently use emergency departments in Hong Kong: a region-based cohort study
Peter YT Ng, MB, ChB1; CT Lui, FHKAM (Emergency Medicine), FRCEM2; CL Lau, FHKAM (Emergency Medicine), FRCEM2; HT Fung, FHKAM (Emergency Medicine), FRCEM2; CH Lai, MRCSEd, FHKAM (Emergency Medicine)1; LY Lee, FHKAM (Emergency Medicine), FRCEM1
1 Accident and Emergency Department, Tin Shui Wai Hospital, Hong Kong SAR, China
2 Accident and Emergency Department, Tuen Mun Hospital, Hong Kong SAR, China
 
Corresponding author: Dr Peter YT Ng (pyt.ng@ha.org.hk)
 
 Full paper in PDF
 
Abstract
Introduction: This study analysed the characteristics and healthcare needs of emergency department (ED) users, and identified factors that contribute to frequent ED use.
 
Methods: Using the Clinical Data Analysis and Reporting System of the Hospital Authority, we identified all patients and visits to three EDs in the New Territories West Cluster from 1 April 2018 to 31 March 2019. Individuals with 4 to 9 ED visits and ≥10 ED visits were defined as frequent users (FUs) and high-intensity users (HIUs), respectively; they were compared with normal users (NUs, 1-3 visits) in terms of demographics, underlying disease, and outcomes. Visits by these users were also compared in terms of demographics, urgency, investigations performed, nature of complaint, and admission statistics.
 
Results: In total, FUs and HIUs constituted 9% of ED users but represented 27.2% of all visits. Compared with NUs, FUs and HIUs were older, more likely to have a payment exemption, and more likely to have underlying physical and mental health disorders. Compared with NUs, FUs were more likely to require ambulance services (17.9% vs 23.9%; P<0.001), be triaged as urgent or above (31.8% vs 38.1%; P^lt;0.001), and require hospitalisation (28.5% vs 35.7%; P<0.001).
 
Conclusion: Individuals who frequently use EDs are more likely to be in poor health and require medical attention. Additional community- or ED-based support systems for discharge planning and support, along with reduced barriers to alternative sources of care, would improve health in these individuals and help reduce ED utilisation burden.
 
 
New knowledge added by this study
  • Frequent users and high-intensity users constituted 9% of emergency department (ED) users but represented 27.2% of all ED visits.
  • Frequent users had more underlying physical and mental health disorders; they were more likely to require timely medical care and hospitalisation.
Implications for clinical practice or policy
  • Interventions targeting frequent users and high-intensity users could help reduce their ED visits.
  • There are numerous potential interventions to reduce ED usage.
 
 
Introduction
Healthcare spending in Hong Kong continues to grow, as demonstrated by an 8.6% increase (to HK$69.7 billion [US$8.99 billion]) from fiscal year 2018 to fiscal year 2019.1 According to internal statistics drawn from the Clinical Data Analysis and Reporting System of the Hospital Authority (HA), the annual number of emergency department (ED) visits in all public EDs in the New Territories West Cluster increased by 11.5% (to 410 707) between 2018-19 and 2019-20. Similar trends have been observed in many industrialised countries.2 Moreover, the proportion of older adults (age ≥65 years) is projected to increase from 17.2% in 2019 to 25.1% in 2029.3 The increasing demand for ED services may result in diminished quality of care and negative outcomes for vulnerable patients.
 
Frequent ED use is often regarded as a major component of ED utilisation burden. Substantial gaps remain in research concerning individuals who frequently use EDs in Hong Kong. Efforts to understand this population and the impacts of frequent use on ED utilisation burden are needed to identify interventions that can improve healthcare delivery, both in and out of the EDs.
 
This region-based study analysed individuals who frequently used public EDs and explored specific interventions that may reduce ED visits by these patients.
 
Methods
Study setting and population
This multi-centre retrospective cohort study analysed ED visits from all acute care hospitals located within the New Territories West Cluster (serving a population of 1.14 million in 20183). During the study period, only three EDs (in Tuen Mun Hospital, Pok Oi Hospital, and Tin Shui Wai Hospital4) provided acute emergency care in this region. All three EDs are public and managed by the HA, the statutory body that manages all public hospitals in Hong Kong. In the study region, individuals who called ambulances were typically taken to one of these three EDs.
 
The study population included all patients, regardless of age, who visited any of these three EDs during the fiscal year from 1 April 2018 to 31 March 2019. Patients without acceptable identification documents were excluded.
 
Definitions
Usage classes were defined according to the total number of ED visits by an individual patient to any of the 18 public EDs in Hong Kong5 during the study period, using cut-off values commonly reported in the literature to facilitate comparison6: normal users (NUs) had ≤3 visits,6 frequent users (FUs) had 4 to 9 visits,6 and high-intensity users (HIUs) had ≥10 visits.7
 
Two additional groups were defined: non-ED users had no ED visits over a 12-month period, whereas superusers had very high numbers of ED visits (≥35 over a 12-month period, almost 1 visit every 10 days).
 
Data collection and analysis
Data were collected from the Clinical Data Analysis and Reporting System of the HA, a comprehensive electronic patient database that includes patient demographics, diagnoses, surgical records, ED visits, hospitalisation episodes, and radiological investigations from all public hospitals and most public clinics in Hong Kong. It allows episode-based and patient-based analyses according to user-defined criteria. For this study, multiple visits were linked using a unique record linkage number. Population demographic data were obtained from the 2016 Population By-census8 and other official government statistics.3 9
 
Two dimensions of analysis were performed on the three classes NUs, FUs, and HIUs: patient-based and episode-based, in which patients and individual visits were the respective units of analysis.
 
Patient-based analysis
Demographic variables were assigned based on values reported at the index visit; they included age, ethnicity (Chinese/non-Chinese), sex (male/female), institutionalisation (residency in an old-age home or not), and ED payment status (exempt or not). In Hong Kong, identity card holders and residents aged <11 years are charged HK$180 (US$23.2) per ED visit. Civil servants and their family members, individuals receiving social security assistance from the government, and individuals in vulnerable groups (low income, chronically ill, and older adults with minimal income/assets) are exempt from the requirement to pay for ED visits. To evaluate ED utilisation trends, data were retrieved regarding utilisation in the 12-month period before the study.
 
In Hong Kong, all hospital admissions and ED visits (excluding patients who leave before consultation) are coded using an appropriate International Classification of Diseases, Ninth Revision (ICD-9) diagnosis recommended by the World Health Organization.9 A list of diagnoses that represent chronic conditions with significant morbidity was compiled and classified into nine categories with reference to ICD-9 (online supplementary Appendix 1).9 All in-patient procedures, except minor bedside and clinical procedures, are also appropriately coded and classified as minor, intermediate, major, or ultra-major10; they are then divided into elective and emergency categories. These coding processes, and the processes described below, are routine procedures that undergo strict internal auditing for completeness and accuracy. This study analysed ICD-9 diagnosis codes, as well as major and ultra-major procedure records, from hospital and clinic encounters in the 5 years prior to the study period. The full list of major and ultra-major operations included in the current study is mostly based on the HA’s List of Private Services.10
 
Deaths occurring in Hong Kong were retrieved from the Hong Kong Death Register. Two-year mortality was defined as death from any cause between 1 April 2018 and 31 March 2020.
 
Episode-based analysis
Variables in the episode-based analysis included age, ambulance utilisation, triage category (in descending order of urgency: critical, emergency, urgent, semi-urgent, and non-urgent), imaging performed in ED (plain radiography and computed tomography), and visit details (to be discussed below). Admission rates and median length of stay for admitted patients were calculated.
 
For each episode, the attending specialty, trauma status, and ICD-9 diagnosis or chief complaint were recorded by the attending emergency physician. The attending specialty was regarded as the specialty to which a patient’s chief complaint belongs. Four main specialties (medicine and geriatrics, general surgery, orthopaedics, and paediatrics) were included in the data analysis. The ICD-9 diagnosis codes were grouped into musculoskeletal pain (eg, joint pain, cervicalgia, and lumbago) and minor infections (eg, acute upper respiratory tract infection). A full list of diagnoses within each of these two categories is included in online supplementary Appendix 2.9
 
Statistical analysis
Descriptive statistics were compiled for the demographic characteristics of non-ED users, NUs, FUs, and HIUs, with reference to data from the 2016 Population By-census.8 Age-specific distributions of ED visits and numbers of ED visits per capita were analysed. In the patient-based analysis, demographic and clinical characteristics of NUs, FUs, and HIUs were compared by univariate analysis with appropriate statistical tests. The episode-based analysis compared age distribution, ambulance use, triage category, investigations performed, principal diagnosis during each ED visit, and admission statistics among NUs, FUs, and HIUs. The clinical and demographic characteristics of superusers were also analysed.
 
Two models were used to identify independent predictors of FU and HIU statuses, compared with NU status and specific numbers of ED visits. Multinomial logistic regression was conducted, using the patient as the unit of analysis, to compare the FU and HIU groups with the reference group. Zero-truncated Poisson regression was performed to predict the independent association of each predictor with the number of ED visits. All bivariate predictors associated with the outcome (P<0.1) were entered into the model and used as categorical variables. Age-stratified subgroup analysis (≤17 years, 18-64 years, and ≥65 years) was performed to identify independent predictors of FU and HIU statuses in each age-group. P<0.05 was regarded as the threshold for statistical significance in all analyses. Zero-truncated Poisson regression was performed with R11 with vector generalised linear and additive model.12 All other statistical analyses were conducted using SPSS (Windows version 25.0; IBM Corp, Armonk [NY], United States).
 
Results
As shown in the Figure, the number of per capita ED visits was the highest in the youngest and oldest age-groups (0.66 for age 0-4 years and 1.02 for age ≥85 years); patients aged 10 to 54 years had a stable and low number of per capita ED visits (<0.3).
 

Figure. Age-stratified frequencies of emergency department visits (from 1 April 2018 to 31 March 2019) and emergency department visits per capita
 
During the study period, 215 862 patients with valid identity documents accessed EDs in the study region; there were 371 915 visits in total (Table 1). Frequent users and HIUs constituted small percentages of the total number of patients (8.2% and 0.8%, respectively), but they represented larger percentages of visits (21.3% and 5.9%, respectively). The total number of ED visits by a single HIU ranged from 10 to 263.
 

Table 1. Characteristics of emergency department patients by normal users, frequent users, and high-intensity users
 
Compared with NUs (median age, 47 years), FUs and HIUs were older (55 and 52 years, respectively). Frequent users and HIUs more often had underlying chronic illnesses, such as cardiac, respiratory, neurological, and gastrointestinal/hepatobiliary diseases. Mental health disorders and substance abuse were also much more prevalent among FUs and HIUs. Moreover, 23.5% and 59.0% of FUs and HIUs were FUs or HIUs in the previous year, implying habitual attendance behaviour. Frequent users and HIUs also had higher all-cause mortality rates, compared with NUs.
 
Reasons for ED visits differed among NUs, FUs, and HIUs (Table 2). Normal users were much more likely to visit the ED for an injury, whereas primary diagnoses related to musculoskeletal pain were more common in HIUs. Levels of urgency on presentation also differed among NUs, FUs, and HIUs. More visits by FUs were triaged as critical, emergency, or urgent (38.1%), compared with visits by NUs (31.8%). However, a lower percentage of visits by HIUs were triaged as urgent or above (28.6%), compared with visits by NUs; more HIUs attended EDs by calling an ambulance (HIUs: 21.2% vs NUs: 17.9%).
 

Table 2. Total emergency department visits and characteristics of visits by normal users, frequent users, and high-intensity users during the study period
 
Multinomial logistic regression and zero-truncated Poisson regression showed similar independent predictors of FU and HIU statuses (Table 3). Payment exemption and number of visits in the prior year were the strongest predictors. Residency in an old-age home was a risk factor for FU status (adjusted odds ratio [OR]=1.131) but a protective factor for HIU status (adjusted OR=0.48). Non-Chinese ethnicity, pre-existing systemic diseases including cardiac, respiratory, gastrointestinal/hepatobiliary and renal, mental health disorders, and substance abuse were risk factors for frequent ED use. Age-stratified analysis (Table 4) showed similar predictors among the three groups. Respiratory diseases and gastrointestinal/hepatobiliary diseases were prevalent in paediatric FUs; neurological diseases and mental health disorders were prevalent in both paediatric FUs and paediatric HIUs. Non-Chinese ethnicity was a risk factor for FU and HIU statuses among patients aged <18 years (adjusted ORs=1.949 and 2.107, respectively), but it was not associated with ED use in older patients (age >64 years).
 

Table 3. Predictors of frequent user and high-intensity user statuses (with normal user status as reference) according to multinomial logistic regression and predictors of emergency department visit number according to zero-truncated Poisson regression
 

Table 4. Age-stratified patient-based prediction of frequent user and high-intensity user statuses (with normal user status as reference) according to multinominal logistic regression
 
Superusers had particularly high prevalences of mental health disorders (26.9%) and gastrointestinal/hepatobiliary diseases (36.5%) [Table 5]. Many of their visits were less serious or complex, compared with visits by NUs, FUs, and HIUs. Only 9.4% of visits by superusers required the use of ambulance services. Most visits by superusers were triaged as semi-urgent or non-urgent (90.9%). Musculoskeletal pain and minor infections represented 54.3% of the principal diagnoses for superusers.
 

Table 5. Demographic and clinical characteristics of superusers and their emergency department visits
 
Discussion
Frequent emergency department utilisation and health needs
The characteristics of individuals who frequently use EDs in Hong Kong have not been extensively investigated. Frequent users and HIUs constituted 9% of all ED patients and represented 27.2% of all visits. Region-based studies in developed countries have revealed similar findings.6 7 13 14 15 16 Although frequent ED use is often assumed to indicate inappropriate use, our data do not support this assumption. The health statuses and presentation conditions of FUs strongly suggest that these individuals have greater health needs than the rest of the population. Frequent users were more likely to have underlying illnesses, require ambulance services, have visits triaged as urgent or above, require hospital admission, and have a longer length of hospitalisation. In contrast, HIUs had visits triaged as less urgent, required less investigations, often attended for conditions (eg, musculoskeletal pain and minor infections) that could potentially be managed in primary care clinics, and had lower admission rates compared with both NUs and FUs. These trends were much more pronounced among superusers.
 
Improving healthcare delivery services and primary care
High percentages of visits involved musculoskeletal pain and minor infections, conditions that could potentially be managed in primary care clinics. Such visits could be related to a misunderstanding of ED function, a misperception of condition severity, or use of the ED as a substitute for unavailable forms of care. Policies to decrease ED utilisation burden should focus on improving healthcare delivery services and primary care; such policies are likely to benefit NUs with similar needs. Recent advances in information technology and the widespread use of smartphones offer many opportunities to improve information dissemination and increase accessibility to alternative sources of care.
 
Effective policies targeting ethnic minorities
Our findings suggest disproportionate use of ED services by ethnic minorities. The number of Hong Kong residents of non-Chinese ethnicity rose by 70% over a 10-year period; they constituted 8% of the total population in 2016.8 The Chinese literacy rate was <20% in some age-groups.8 More frequent ED use may result from language barriers to access of care, limited knowledge of local healthcare alternatives, or cultural differences in health-seeking behaviour. Effective policy measures targeting these populations should promote an understanding of the local healthcare system through informative advertisements about alternative services offered; measures should also reduce language barriers (eg, through translator services or the provision of online booking instructions in other languages).
 
Community-based interventions for frequent users
Frequent users constitute a sicker population requiring medical care that cannot be easily provided in primary care clinics. They need support to facilitate integration and maintenance in the community, which would reduce the need for emergency medical care at EDs. The burden placed on EDs may be reduced by developing new community-based support systems, such as enhanced coverage of community nursing services and extended service hours (eg, weekends and public holidays); dedicated multidisciplinary teams to provide rehabilitation services and caregiver training in the community; and centres for the provision of coordinated community services. Eligible geriatric patients could benefit from a holistic community geriatric care strategy triggered by an ED visit, with protocol-driven assessments in the ED to identify potentially reversible risk factors for subsequent deterioration and repeated ED visits. This strategy should include comprehensive geriatric assessment prior to ED discharge, focused on factors such as fall risk, delirium screening, and frailty assessment. In addition to physical assessments, psychosocial assessments and support may improve patient outcomes and minimise repeated ED visits. Pre-discharge care planning that empowers patients and family members to seek help from non-ED sources may also prevent repeated ED visits. Thus far, there remains uncertainty about the effectiveness of community-based interventions for people with multimorbidity because of the relatively small number of randomised controlled trials focused on this area of healthcare.17
 
Case management for patients with chronic diseases
Reformation of the chronic disease service model may improve quality of care and reduce repeated ED visits. Patient-based care, rather than disease-based care, may be beneficial. Patients with multimorbidity (especially older adults) receive medical treatment through multiple specialty or subspecialty clinics, which can result in fragmented and duplicative care. It is not uncommon for patients with chronic diseases to attend the ED for minor problems and questions about their chronic diseases because they cannot find an alternative source of medical advice. Case management helps improve outcomes in some chronic diseases.18 Efforts to strengthen the abilities of primary care clinics to function as ‘case managers’ for patients with chronic diseases may improve quality of care and reduce the number of ED visits.
 
Mental health disorders and substance abuse
In this study, mental health disorders and substance abuse were significant predictors of frequent ED use. A previous work indicated that one in seven Hong Kong residents aged 16 to 75 years has anxiety, depression, or another common mood disorder.19 The HA is the main specialist service provider for patients with mental health disorders. It provides in-patient facilities, day hospitals, specialist out-patient clinics, and community outreach services. The HA is experiencing increased demand for specialist mental health services,20 which may be causing patients to use EDs instead. Emergency department visits and readmissions for psychiatric problems may be reduced by reforming the current service model to expand community psychiatric services, with a focus on personalised care for psychiatric patients and their caregivers through a case management approach that facilitates community re-integration and strengthens recovery. Enhanced screening to identify early features of mental health disorders may allow earlier detection and treatment, thereby reducing ED utilisation. Patients and caregivers should receive education about health-seeking behaviours during instances of acute deterioration (eg, using a 24-hour psychiatric advisory hotline or undergoing urgent assessment at a psychiatric specialist out-patient clinic), rather than simply using the ED as a safety net.
 
Limitations
This study was limited to the three EDs in the New Territories West Cluster. Its findings may not be generalisable to other regions in Hong Kong with different demographics, health-seeking behaviours, and socio-economic statuses. Also, this study only investigated ED visits within a specific time period and did not consider past or future periods. Thus, it may have underestimated ED visits for patients who were born or died during the study period.
 
By reviewing diagnosis codes, we were able to include many visits and patients in the analysis; however, we could not analyse individual charts. Although coding is a routine component of hospital procedures, codes are only required for the current condition or presenting problem. Generally, coding is not mandatory for appointments at out-patient clinics. This difference in coding information may have led to underestimation of patient comorbidities. To mitigate this possibility, we examined all diagnosis codes from the past 5 years to acquire a more complete representation of underlying comorbidities.
 
Because this study excluded patients without valid identification documents, homeless persons may have been underrepresented. These individuals potentially have a heavier disease burden and a disproportionate share of frequent visits. The study may also have excluded visitors to Hong Kong and individuals who do not have residency status.
 
Conclusion
Frequent users and HIUs are a small but diverse population that represents a substantial proportion of annual ED visits. Demographic factors, economic considerations, and medical conditions all contribute to increased numbers of ED visits. Our data suggest that there are many opportunities for improvement via streamlining and enhancement of healthcare delivery to reduce ED utilisation.
 
Author contributions
Concept or design: PYT Ng, CT Lui.
Acquisition of data: PYT Ng, CT Lui.
Analysis or interpretation of data: PYT Ng, CT Lui.
Drafting of the manuscript: PYT Ng, CT Lui.
Critical revision of the manuscript for important intellectual content: All authors.
 
All authors had full access to the data, contributed to the study, approved the final version for publication, and take responsibility for its accuracy and integrity.
 
Conflicts of interest
All authors have disclosed no conflicts of interest.
 
Acknowledgement
We thank Mr Chun-ho Lam, Statistical Officer at Research Assist Team of the New Territories West Cluster of Hospital Authority, Hong Kong, for his advice on the zero-truncated Poisson regression model.
 
Funding/support
This research received no specific grant from any funding agency in the public, commercial, or not-for-profit sectors.
 
Ethics approval
This research was approved by the New Territories West Cluster Research Ethics Committee of Hospital Authority, Hong Kong (Ref No.: NTWC/REC/19081). Informed patient consent was waived by the Committee due to the retrospective nature of the study.
 
References
1. Hospital Authority, Hong Kong SAR Government. Hospital Authority annual report 2018-2019. Available from: https://www.ha.org.hk/ho/corpcomm/AR201819/PDF/HA_Annual_Report_2018-2019.pdf. Accessed 1 May 2020.
2. Pines JM, Hilton JA, Weber EJ, et al. International perspectives on emergency department crowding. Acad Emerg Med 2011;18:1358-70. Crossref
3. Data.gov.hk, Hong Kong SAR Government. Projections of population distribution 2021-2029. Available from: https://data.gov.hk/en-data/dataset/hk-pland-pland1-projections-of-population-distribution-2021-to-2029. Accessed 17 Jul 2023.
4. Hospital Authority, Hong Kong SAR Government. List of all accident & emergency departments. 2023. Available from: https://www.ha.org.hk/visitor/ha_visitor_index.asp?Content_ID=200246&lang=ENG. Accessed 19 Jul 2023.
5. Hospital Authority, Hong Kong SAR Government. Introduction of clusters: New Territories West Cluster. 2023. Available from: https://www.ha.org.hk/visitor/ha_visitor_index.asp?Content_ID=10181&Lang=ENG&Dimension=100&Parent_ID=10084. Accessed 19 Jul 2023.
6. Krieg C, Hudon C, Chouinard MC, Dufour I. Individual predictors of frequent emergency department use: a scoping review. BMC Health Serv Res 2016;16:594. Crossref
7. Dr Foster UK. High intensity users: reducing the burden on accident & emergency departments. Available from: https://www.telstrahealth.com/content/dam/telstrahealth/pdf-downloads/Dr-Foster_High-Intensity-Users-Report.pdf. Accessed 10 Aug 2023.
8. 2016 Population By-census, Hong Kong SAR Government. District profiles. Available from: https://www.bycensus2016.gov.hk/en/bc-dp.html. Accessed 1 May 2020.
9. World Health Organization & International Conference for the Ninth Revision of the International Classification of Diseases. Manual of the international statistical classification of diseases, injuries, and causes of death: based on the recommendations of the ninth revision conference, 1975, and adopted by the Twenty-ninth World Health Assembly, 1975 revision. 2021. Available from: https://apps.who.int/iris/handle/10665/40492. Accessed 19 Jul 2023.
10. Hospital Authority, Hong Kong SAR Government. Operations. List of private services. Available from: https://www3.ha.org.hk/fnc/Operations.aspx?lang=ENG. Accessed 19 Jul 2023.
11. R Core Team. R: a language and environment for statistical computing. R Foundation for Statistical Computing. Available from: https://www.R-project.org/. Accessed 17 Jul 2023.
12. Yee TW. Vector generalized linear and additive models: with an implementation in R. Springer. Available from: https://link.springer.com/book/10.1007/978-1-4939-2818-7. Accessed 17 Jul 2023. Crossref
13. Hunt KA, Weber EJ, Showstack JA, Colby DC, Callaham ML. Characteristics of frequent users of emergency departments. Ann Emerg Med 2006;48:1-8. Crossref
14. Lee WL, Chen WT, Hsiao FH, Huang CH, Huang LY. Characteristics and resource utilization associated with frequent users of emergency departments. Emerg Med Int. 2022;2022:8064011. Crossref
15. Leporatti L, Ameri M, Trinchero C, Orcamo P, Montefiori M. Targeting frequent users of emergency departments: prominent risk factors and policy implications. Health Policy 2016;120:462-70. Crossref
16. Fuda KK, Immekus R. Frequent users of Massachusetts emergency departments: a statewide analysis. Ann Emerg Med 2006;48:9-16. Crossref
17. Smith SM, Wallace E, O’Dowd T, Fortin M. Interventions for improving outcomes in patients with multimorbidity in primary care and community settings. Cochrane Database Syst Rev 2021;1:CD006560. Crossref
18. Reilly S, Miranda-Castillo C, Malouf R, et al. Case management approaches to home support for people with dementia. Cochrane Database Syst Rev 2015;1:CD008345. Crossref
19. Lam LC, Wong CS, Wang MJ, et al. Prevalence, psychosocial correlates and service utilization of depressive and anxiety disorders in Hong Kong: the Hong Kong Mental Morbidity Survey (HKMMS). Soc Psychiatry Psychiatr Epidemiol 2015;50:1379-88. Crossref
20. Food and Health Bureau, Hong Kong SAR Government. Mental health review report. Available from: https://www.fhb.gov.hk/download/press_and_publications/otherinfo/180500_mhr/e_mhr_full_report.pdf. Accessed 1 May 2020.

Risk factors for postpartum haemorrhage in twin pregnancies and haemorrhage severity

Hong Kong Med J 2023 Aug;29(4):295–300 | Epub 27 Jul 2023
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE  CME
Risk factors for postpartum haemorrhage in twin pregnancies and haemorrhage severity
CW Kong, William WK To
Department Obstetrics and Gynaecology, United Christian Hospital, Hong Kong SAR, China
 
Corresponding author: Dr CW Kong (melizakong@gmail.com)
 
 Full paper in PDF
 
Abstract
Introduction: This study evaluated risk factors for postpartum haemorrhage (PPH) in twin pregnancies, particularly factors associated with major PPH (blood loss of >1000 mL), to facilitate identification of high-risk twin pregnancies.
 
Methods: This retrospective cohort study included all women with twin pregnancies who delivered at a tertiary obstetric unit in Hong Kong from 2009 to 2018 and experienced PPH (blood loss of ≥500 mL). Postpartum haemorrhage was classified using three thresholds for blood loss volume: ≥500 mL (all PPH), >1000 mL (major PPH), and >1500 mL (severe PPH). Risk factors for each threshold of PPH were analysed.
 
Results: In total, there were 680 twin pregnancies. The overall incidence of all PPH (≥500 mL) in this cohort was 27.8%, including minor PPH (500-1000 mL, 20.1%), major but not severe PPH (1001-1500 mL, 4.4%), and severe PPH (>1500 mL, 3.2%). Logistic regression analysis showed that general anaesthesia and the use of oxytocin were significant risk factors for all PPH (≥500 mL); general anaesthesia, in vitro fertilisation, antepartum haemorrhage, placental abruption, and placenta praevia were significant risk factors for major PPH (>1000 mL); in vitro fertilisation, placenta praevia, and obesity were significant risk factors for severe PPH (>1500 mL).
 
Conclusion: Women with twin pregnancies who have obesity, conception by in vitro fertilisation, or placenta praevia exhibit a high risk of severe PPH. They should deliver in obstetric units with readily available blood product transfusions and the appropriate expertise for prompt management of severe PPH.
 
 
New knowledge added by this study
  • Risk factors for severe postpartum haemorrhage differ between twin pregnancies and singleton pregnancies.
  • Women with twin pregnancies who have obesity, conception by in vitro fertilisation, or placenta praevia exhibit a high risk of severe postpartum haemorrhage.
Implications for clinical practice or policy
  • Women with twin pregnancies who have obesity, conception by in vitro fertilisation, or placenta praevia should deliver in obstetric units with readily available blood product transfusions and the appropriate expertise for prompt management of severe postpartum haemorrhage.
  • The delivery of twin pregnancies with the above risk factors should involve a multidisciplinary team of experienced obstetricians, anaesthetists, interventional radiologists, and haematologists.
 
 
Introduction
In many developed countries, the incidence of twin pregnancies is rising because of the increase in maternal age and increasing use of assisted reproductive procedures.1 2 Postpartum haemorrhage (PPH) is more common in twin pregnancies than in singleton pregnancies; this is usually attributed to substantial distension of the uterus in twin pregnancies, which leads to uterine atony after delivery.3 4 Risk factors for severe PPH in singleton pregnancies include hypertensive disorders, failure to progress during the second stage of labour, oxytocin augmentation, instrumental delivery, and fetal macrosomia.5 However, there have been few studies concerning specific risk factors for PPH in twin pregnancies because twin pregnancy itself is considered a risk factor for PPH. This study evaluated risk factors for PPH in twin pregnancies, particularly factors associated with major PPH, to facilitate identification of high-risk twin pregnancies. Better preparation for peripartum management of these high-risk twin pregnancies should allow a multidisciplinary approach involving experienced obstetricians, anaesthetists, haematologists, and radiologists to reduce maternal morbidity and mortality associated with massive haemorrhage.
 
Methods
This retrospective study included all women with twin pregnancies who delivered at >24 weeks of gestation in a single tertiary obstetric training unit from 2009 to 2018 (10-year period) and experienced PPH (blood loss of ≥500 mL). Obstetric data for these women were identified using a comprehensive obstetric database; their electronic and paper records were then carefully reviewed. Various maternal demographic and clinical characteristics (eg, maternal age, parity, method of conception, body mass index, mode of delivery, cause of PPH, and antenatal complications such as gestational diabetes and pre-eclampsia) were compared between women with and without PPH to identify possible risk factors. Postpartum haemorrhage was classified using three thresholds for blood loss volume: ≥500 mL (all PPH), >1000 mL (major PPH), and >1500 mL (severe PPH). Risk factors for each threshold of PPH were analysed. Women with intrauterine fetal death of one or both twins were excluded from analysis.
 
In our unit, PPH was managed using a standard protocol, which began with various oxytocic agents including oxytocin/ergometrine, oxytocin bolus and infusion, and carboprost injections. If medical treatment was unable to control haemorrhage, second-line conservative procedures involving either intrauterine balloon tamponade or compression sutures were used depending on the clinical situation, as well as the attending obstetrician’s clinical judgement.
 
Data entry and analysis were performed using SPSS (Windows version 24.0; IBM Corp, Armonk [NY], United States). Possible risk factors were analysed by the Chi squared test or Fisher’s exact test, as appropriate. P values <0.05 were considered statistically significant. Logistic regression analysis was conducted to identify significant risk factors for PPH in twin pregnancies. Statistically significant risk factors identified in univariate analysis were entered into a stepwise logistic regression model. Odds ratios and corresponding 95% confidence intervals were calculated.
 
Results
In total, there were 47 076 deliveries during the study period, including 686 deliveries of multiple pregnancies (680 twin pregnancies and six triplet pregnancies); only twin pregnancies were included in the final analysis. Concerning the mode of delivery, 99 women (14.6%) had normal vaginal delivery of both twins, 67 women (9.9%) had instrumental or vaginal breech delivery of one or both twins, and 514 women (75.6%) had caesarean delivery of one or both twins, of which 17 women had combined deliveries (the first twin was delivered vaginally and the second twin was delivered by caesarean section). The overall incidence of all PPH (≥500 mL) in this cohort of twin pregnancies was 27.8% (189/680), including minor PPH (500-1000 mL, 137/680 [20.1%]), major but not severe PPH (1001-1500 mL, 30/680 [4.4%]), and severe PPH (>1500 mL, 22/680 [3.2%]). In our database, the overall incidence of all PPH (27.8% vs 5.7% [2649/46 390]), as well as the incidences of major PPH [>1000 mL; including severe PPH] (7.6% vs 0.86% [397/46 390]) and severe PPH [>1500 mL] (3.2% vs. 0.44% [204/46 390]), were all significantly higher in twin pregnancies than in singleton pregnancies during the study period (P<0.001). Most instances of PPH in twin pregnancies (147/189, 77.8%) were caused by uterine atony; other causes were placenta praevia or accreta (34/189, 18.0%) and genital tract trauma (8/189, 4.2%). Although most instances of PPH in twin pregnancies were caused by uterine atony, 86.4% of women with uterine atony had only minor PPH (500-1000 mL); in contrast, 82.4% of women with placenta praevia had major PPH >1000 mL (Table 1).
 

Table 1. Total blood loss according to cause of postpartum haemorrhage
 
Concerning the treatment of PPH in this cohort, 89.4% of women (169/189) had a successful outcome with medical treatment alone. In 20 patients, medical treatment was insufficient and second-line procedures were required: 12 patients received intrauterine balloon tamponade, four patients received compression sutures, and four patients underwent uterine artery embolisation. Three of the 20 patients subsequently required hysterectomy despite medical treatment and second-line procedures; the peripartum hysterectomy rate was 0.4% (3/680). There were no maternal deaths in this cohort.
 
Maternal characteristics and their associations with each type of PPH are shown in Table 2. Nulliparity and the use of oxytocin were significantly associated with all PPH ≥500 mL but not major PPH >1000 mL or severe PPH >1500 mL. Univariate analysis showed that in vitro fertilisation, maternal obesity, antepartum haemorrhage, placenta praevia, placental abruption, caesarean delivery, general anaesthesia, and intrapartum pyrexia were significantly associated with various types of PPH. Logistic regression analysis revealed that general anaesthesia and the use of oxytocin were significant risk factors for all PPH ≥500 mL; general anaesthesia, in vitro fertilisation, antepartum haemorrhage, placental abruption, and placenta praevia were significant risk factors for major PPH >1000 mL; in vitro fertilisation, placenta praevia, and obesity were significant risk factors for severe PPH >1500 mL (Table 3).
 

Table 2. Associations of pregnancy characteristics with postpartum haemorrhage
 

Table 3. Logistic regression analysis of risk factors for different degrees of postpartum haemorrhage
 
Discussion
Incidence and cause of postpartum haemorrhage in twin pregnancies
This cohort study showed that the incidence of PPH was significantly higher in twin pregnancies than in singleton pregnancies. More than one in four of all twin pregnancies (27.8%) had PPH, compared with only about one in 20 (5.7%) singleton pregnancies. Uterine atony caused most instances of PPH (77.8%) in our cohort of twin pregnancies. There has been speculation that because the uterus is more distended in twin pregnancies than in singleton pregnancies, uterine muscle contraction and retraction is weaker after delivery, leading to an increased incidence of uterine atony.6 However, we found that most cases of uterine atony–related PPH (86.4%) were mild, with blood loss of 500-1000 mL; morbidity from minor PPH is expected to be low. In contrast, the incidence of major PPH (>1000 mL; including severe PPH) was 7.6%; more than one-third (20/52) of the affected women required second-line procedures or hysterectomy. A previous study showed that blood loss of >1000 mL occurred in 24% of twin pregnancies6; another study revealed that the incidence of blood loss of >1500 mL was 3.9%.7 Although the incidence of major PPH varies among studies, it is clear that the potential for morbidity related to major or severe PPH requires specific attention to this high-risk group. Postpartum haemorrhage ≥500 mL remains a useful threshold for attention from frontline staff8; however, we suggest modifying the definition for PPH in twin pregnancies to >1000 mL regardless of the mode of delivery, rather than the threshold of ≥500 mL used for singleton pregnancies. Because many twin pregnancies involve only minor PPH that can be managed with basic measures, a blood loss threshold of >1000 mL would be a more effective criterion for identifying high-risk women who will require more advanced management such as blood product transfusions or second-line uterine-sparing procedures.
 
Risk factors for postpartum haemorrhage in twin pregnancies
Efforts to identify risk factors for severe PPH in twin pregnancies may allow evaluation of available interventions to reduce such risks; they may also enable advance recognition of high-risk pregnancies, thereby facilitating staff and resource allocation during delivery to optimise peripartum management and reduce morbidity from maternal haemorrhage. In a retrospective cohort study of 1081 twin pregnancies in the United States, logistic regression analysis revealed that risk factors for PPH requiring blood transfusion were nulliparity, diabetes, intrapartum use of magnesium sulphate, low haematocrit level, low platelet count, and administration of general anaesthesia.7 A study of 171 twin pregnancies in Japan investigated risk factors for major PPH >1000 mL after vaginal delivery; gestational age ≥39 weeks, combined birth weight >5500 g, induction of labour, oxytocin administration during labour, and prolonged labour were identified as significant risk factors.6 Our study showed that the use of oxytocin and administration of anaesthesia were risk factors for PPH ≥500 mL in twin pregnancies. However, in contrast to the previous studies, diabetes and pre-eclampsia were not risk factors for PPH in our cohort. Although univariate analysis indicated that nulliparity was a significant risk factor for PPH ≥500 mL, it did not remain significant in logistic regression analysis.
 
In vitro fertilisation
In the present study, logistic regression analysis indicated that in vitro fertilisation was a significant risk factor for major PPH >1000 mL and severe PPH >1500 mL. To our knowledge, few studies have specifically investigated the relationship between assisted reproductive technology and PPH. Two retrospective cohort studies of singleton births after assisted reproductive technology revealed that in vitro fertilisation was significantly associated with a higher incidence of PPH, compared with spontaneous conception (odds ratios=1.3-1.46).9 10 However, published literature has shown inconsistent results regarding the relationship between assisted reproductive technology and PPH in twin pregnancies. A prospective cohort study of 400 dichorionic twin pregnancies did not identify differences in PPH incidence between women who conceived by in vitro fertilisation and women who conceived spontaneously.11 However, the authors did not report the definition for PPH used in their study. A retrospective cohort study of 1239 twin pregnancies by Bamberg et al12 revealed no difference in PPH incidence (defined as blood loss of ≥500 mL combined with haemoglobin level <10 mg/dL) between women who conceived by artificial reproductive technologies (eg, hormonal stimulation, intrauterine insemination, or in vitro fertilisation) and women who conceived spontaneously. A case-control study of >3000 women in Norway demonstrated an increased risk of severe PPH (>1500 mL) in singleton pregnancies conceived by in vitro fertilisation compared with controls; it also showed that the effect of in vitro fertilisation on severe PPH was more pronounced in multiple pregnancies. After controlling for maternal factors and pregnancy complications, the adjusted odds ratios for severe PPH after in vitro fertilisation were 1.6 in singleton pregnancies and 7.0 in multiple pregnancies.13 Direct inter-study comparisons of the effect of in vitro fertilisation on PPH in twin pregnancies are hindered by inconsistent PPH definitions and the involvement of various assisted reproductive techniques. In our study, we strictly defined in vitro fertilisation as assisted reproduction; we found that this risk factor was associated with major PPH and severe PPH but not minor PPH. Overall, in vitro fertilisation appears to be more frequently associated with severe PPH rather than minor PPH. There is speculation that in vitro fertilisation interferes with the formation of the maternal-fetal interface during the early stages of implantation, thereby causing early placental separation and uterine atony that result in PPH.10 14 Although the confounding effects of placenta praevia and in vitro fertilisation on severe PPH remain controversial,13 an increased incidence of placenta praevia has been associated with in vitro fertilisation; this use of in vitro fertilisation may contribute to the increased risk of PPH.15 In our study, logistic regression analysis indicated that placenta praevia and in vitro fertilisation were significant factors for major PPH >1000 mL and severe PPH >1500 mL. Therefore, we suspect that in vitro fertilisation increases the incidence of PPH by increasing the incidence of placenta praevia; however, in vitro fertilisation itself is also an independent risk factor for PPH. Considering the possible increased risk of major PPH in multiple pregnancies conceived by assisted reproductive technology, single embryo transfer should be recommended during in vitro fertilisation to reduce maternal morbidity from major haemorrhage.
 
General anaesthesia and obesity
In our study, logistic regression analysis revealed that general anaesthesia was a significant risk factor for minor and major PPH, but not severe PPH. Although general anaesthesia may be an independent risk factor for all types of PPH, its relationship with severe PPH could be masked by confounding factors such as placenta praevia—in our centre, most women with placenta praevia deliver under general anaesthesia. There is conflicting evidence regarding the association of obesity with severe PPH. A recent study of risk factors for severe PPH demonstrated that obesity was significantly associated with severe PPH (>1500 mL) in pregnant women (both singleton and multiple pregnancies), but the finding was not supported by other epidemiological analyses.16 Another cohort study indicated that obesity only slightly increased the risk of PPH; the authors speculated that this result was related to the increasing rate of caesarean delivery among women with obesity.17 However, a large cohort study of 11 363 singleton pregnancies showed an approximate twofold increase in the risk of major PPH (>1000 mL) among women with obesity, independent of the mode of delivery.18 The authors found that the higher rates of PPH in women with obesity could not be attributed to either major perineal trauma or retained placenta; they suggested that the increased rate of PPH in women with obesity was related to uterine atony.18 However, our study was not sufficiently powered to analyse the relationship between obesity and uterine atony.
 
Limitations
Limitations of this study include its retrospective design and the high rate of caesarean delivery in our cohort (75.6%). The high rate of caesarean delivery in twin pregnancies overall may have introduced sufficient bias that caesarean delivery itself was identified as a risk factor for PPH, as demonstrated in our univariate analyses for minor PPH and major PPH. Units with lower caesarean delivery rates in twin pregnancies may have findings that considerably differ from our results. Nevertheless, we believe that other risk factors for major and severe PPH remain valid regardless of the caesarean delivery rate.
 
Conclusion
Risk factors for severe PPH in twin pregnancies considerably differed from the risk factors identified in singleton pregnancies. In vitro fertilisation, placenta praevia, and maternal obesity were significant risk factors for severe PPH in twin pregnancies. Women with twin pregnancies who have obesity, conception by in vitro fertilisation, or placenta praevia should deliver in obstetric units with readily available blood product transfusions and the appropriate expertise for prompt management of severe PPH by a multidisciplinary team that includes experienced obstetricians, anaesthetists, interventional radiologists, and haematologists.
 
Author contributions
Concept or design: Both authors.
Acquisition of data: WWK To.
Analysis or interpretation of data: Both authors.
Drafting of the manuscript: CW Kong.
Critical revision of the manuscript for important intellectual content: WWK To.
 
Both authors had full access to the data, contributed to the study, approved the final version for publication, and take responsibility for its accuracy and integrity.
 
Conflicts of interest
Both authors have disclosed no conflicts of interest.
 
Funding/support
This research received no specific grant from any funding agency in the public, commercial, or not-for-profit sectors.
 
Ethics approval
Formal ethics approval for this research was granted by the Kowloon Central/Kowloon East Research Ethics Committee of Hospital Authority, Hong Kong (Ref No.: KC/KE-17-0065/ER-1). Because this was a retrospective study, the requirement for patient consent was waived by the Committee.
 
References
1. Eriksson AW, Fellman J. Temporal trends in the rates of multiple maternities in England and Wales. Twin Res Hum Genet 2007;10:626-32. Crossref
2. Ananth CV, Chauhan SP. Epidemiology of twinning in developed countries. Semin Perinatol 2012;36:156-61. Crossref
3. Kramer MS, Berg C, Abenhaim H, et al. Incidence, risk factors, and temporal trends in severe postpartum hemorrhage. Am J Obstet Gynecol 2013;209:449.e1-7. Crossref
4. Conde-Agudelo A, Belizán JM, Lindmark G. Maternal morbidity and mortality associated with multiple gestations. Obstet Gynecol 2000;95:899-904. Crossref
5. Sheiner E, Sarid L, Levy A, Seidman DS, Hallak M. Obstetric risk factors and outcome of pregnancies complicated with early postpartum hemorrhage: a population-based study. J Matern Fetal Neonatal Med 2005;18:149-54. Crossref
6. Suzuki S, Kikuchi F, Ouchi N, et al. Risk factors for postpartum hemorrhage after vaginal delivery of twins. J Nippon Med Sch 2007;74:414-7. Crossref
7. Blitz MJ, Yukhayev A, Pachtman SL, et al. Twin pregnancy and risk of postpartum hemorrhage. J Matern Fetal Neonatal Med 2020;33:3740-5. Crossref
8. Prevention and management of postpartum haemorrhage: Green-top Guideline No.52 [editorial]. BJOG 2017;124:e106-49. Crossref
9. Healy DL, Breheny S, Halliday J, et al. Prevalence and risk factors for obstetric haemorrhage in 6730 singleton births after assisted reproductive technology in Victoria Australia. Hum Reprod 2010;25:265-74. Crossref
10. Hayashi M, Nakai A, Satoh S, Matsuda Y. Adverse obstetric and perinatal outcomes of singleton pregnancies may be related to maternal factors associated with infertility rather than the type of assisted reproductive technology procedure used. Fertil Steril 2012;98:922-8. Crossref
11. Moini A, Shiva M, Arabipoor A, Hosseini R, Chehrazi M, Sadeghi M. Obstetric and neonatal outcomes of twin pregnancies conceived by assisted reproductive technology compared with twin pregnancies conceived spontaneously: a prospective follow-up study. Eur J Obstet Gynecol Reprod Biol 2012;165:29-32. Crossref
12. Bamberg C, Fotopoulou C, Neissner P, et al. Maternal characteristics and twin gestation outcomes over 10 years: impact of conception methods. Fertil Steril 2012;98:95-101. Crossref
13. Nyfløt LT, Sandven I, Oldereid NB, Stray-Pedersen B, Vangen S. Assisted reproductive technology and severe postpartum haemorrhage: a case-control study. BJOG 2017;124:1198-205. Crossref
14. Sacha CR, Mortimer RM, James K, et al. Placental pathology of term singleton live births conceived with fresh embryo transfer compared with those conceived without assisted reproductive technology. Fertil Steril 2022;117:758-68. Crossref
15. Romundstad LB, Romundstad PR, Sunde A, von Düring V, Skjaerven R, Vatten LJ. Increased risk of placenta previa in pregnancies following IVF/ICSI; a comparison of ART and non-ART pregnancies in the same mother. Hum Reprod 2006;21:2353-8. Crossref
16. Siddiqui A, Azria E, Howell EA, Deneux-Tharaux C; EPIMOMS Study Group. Associations between maternal obesity and severe maternal morbidity: findings from the French EPIMOMS population-based study. Paediatr Perinat Epidemiol 2019;33:7-16. Crossref
17. Butwick AJ, Abreo A, Bateman BT, et al. Effect of maternal body mass index on postpartum hemorrhage. Anesthesiology 2018;128:774-83. Crossref
18. Fyfe EM, Thompson JM, Anderson NH, Groom KM, McCowan LM. Maternal obesity and postpartum haemorrhage after vaginal and caesarean delivery among nulliparous women at term: a retrospective cohort study. BMC Pregnancy Childbirth 2012;12:112. Crossref

Awareness, perceptions, and acceptance of human papillomavirus vaccination among parents in Hong Kong

Hong Kong Med J 2023 Aug;29(4):287–94 | Epub 6 Jul 2023
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE  CME
Awareness, perceptions, and acceptance of human papillomavirus vaccination among parents in Hong Kong
Eddy WH Lam, MB, BS, MMedSc1,2; Hextan YS Ngan, MD, FRCOG1,3; KY Kun, MB, BS, MRCOG1; Dominic FH Li, MB, BS, MRCOG1; WY Wan, MRCP, FHKCCM1; Paul KS Chan, MD, FRCPath1,4
1 HPV Prevention Alliance, Hong Kong SAR, China
2 Department of Otorhinolaryngology, Head and Neck Surgery, Faculty of Medicine, The Chinese University of Hong Kong, Hong Kong SAR, China
3 Department of Obstetrics and Gynaecology, Faculty of Medicine, The University of Hong Kong, Hong Kong SAR, China
4 Department of Microbiology, Faculty of Medicine, The Chinese University of Hong Kong, Hong Kong SAR, China
 
Corresponding author: Prof Paul KS Chan (paulkschan@cuhk.edu.hk)
 
 Full paper in PDF
 
Abstract
Introduction: This study investigated the awareness, perceptions, and acceptance of human papillomavirus (HPV) vaccination for children among parents in Hong Kong. It also explored factors associated with, and differences in, vaccine acceptance and hesitancy between parents of girls and boys.
 
Methods: Parents of boys or girls in Primary 5 to 6 were invited to participate in an online survey through an established health and lifestyle e-platform.
 
Results: Overall, 851 parents completed the survey: 419 (49.2%) had daughters, 348 (40.9%) had sons, and 84 (9.9%) had children of both genders. Parents who enrolled their children into the Childhood Immunisation Programme were more likely to accept HPV vaccination (79.7% vs 33.7%, odds ratio [OR]=7.70; 95% confidence interval [CI]=5.39-11.01; P<0.001); parents of girls were more likely to accept than parents of boys (86.0% vs 71.8%, OR=2.40; 95% CI=1.67-3.46; P<0.001). Among parents of girls and boys, the main reasons for HPV vaccination acceptance were prevention of cancers (girls: 68.8% and boys: 68.7%), prevention of sexually transmitted diseases (girls: 67.3% and boys: 68.3%), and optimal timing before initiation of sexual activity (girls: 62.8% and boys: 59.8%). Vaccine hesitancy was mainly associated with concerns about serious side-effects (girls: 66.7% and boys: 68.0%) and the belief that their children were too young (girls: 60.0% and boys: 54.0%).
 
Conclusion: Parents in Hong Kong are hesitant about HPV vaccination for their sons. This barrier could be removed by providing information to correct vaccine safety misconceptions and offering a gender-neutral vaccination programme through the school-based Childhood Immunisation Programme.
 
 
New knowledge added by this study
  • Awareness and acceptance of human papillomavirus (HPV) vaccination for children is lower among parents of boys than among parents of girls in Hong Kong.
  • Parental misconceptions regarding vaccine safety and ideal vaccination age are major barriers to HPV vaccination for children.
Implications for clinical practice or policy
  • The availability of no-cost gender-neutral HPV vaccination would increase parental acceptance.
  • The myth that HPV vaccines are unsafe must be dispelled.
  • The myth that children in Primary 5 to 6 are too young to receive the HPV vaccine must be dispelled.
 
 
Introduction
Human papillomavirus (HPV) is the most frequently encountered sexually transmitted infection worldwide1; most men and women become infected with HPV at some stages in their lives.1 Although 90% of cervical HPV infections spontaneously resolve within 2 years,2 3 4 persistent infections with high-risk, oncogenic types of HPV can result in invasive cervical cancer. Furthermore, HPV infection is associated with the development of cancers in other locations such as the anus, vulva, vagina, penis, and oropharynx.5 6 Human papillomavirus vaccination is a safe and highly effective method for preventing cervical cancer and other HPV-related cancers.7 8 9 10
 
Increases in HPV vaccination uptake are particularly pertinent in Hong Kong, considering that the age-standardised incidence of cervical cancer increased by an average of 1.2% annually between 2010 and 2020 (most recent available data).11 In 2020, the age-standardised incidence of cervical cancer was 7.6 cases per 100 000 women.11 Although a cervical screening programme for women aged 25-64 years was initiated in Hong Kong in 2004, this programme functioned primarily as a prospective record and recall database for women who presented for screening, rather than a programme for the proactive inclusion of eligible women.12 Ten years later, the 2014/15 health survey by the Department of Health showed that only 59% of women in Hong Kong had ever been screened for cervical cancer, and only 47% had been screened within the previous 3 years.13
 
In Hong Kong, the use of the HPV vaccine was approved in 2008. Before its incorporation in the Hong Kong Childhood Immunisation Programme (CIP), HPV vaccination rates among female students remained low: 7% to 9% in school-aged girls14 15 16 and 9.7% in university students.17 However, when the HPV vaccine was offered to girls through a no-cost school-based programme in a feasibility study, the overall rates of vaccine uptake were 81.4% (1000/1229) for the first dose and 80.8% (993/1229) for the second dose.18 These findings were consistent with a report that cost is a major barrier to vaccination.14
 
The associations of HPV infection with anal, penile, and oropharyngeal cancers, as well as genital warts,5 6 9 have prompted 57 countries (including Germany, the United Kingdom, and Australia) to introduce gender-neutral vaccination into their national immunisation schedules to provide greater and more equitable prevention of HPV-related diseases in their respective populations, with the implementation as early as 2013 in Austalia.19 20 21
 
The HPV vaccine uptake in children and adolescents hinges on parental acceptance. Thus, this study investigated the awareness, perceptions, and acceptance of HPV vaccination for children among parents in Hong Kong. It also explored factors associated with, and differences in, vaccine acceptance and hesitancy between parents of girls and boys.
 
Methods
Study design
This cross-sectional study was initiated by the HPV Prevention Alliance, Hong Kong. Representatives from the HPV Prevention Alliance developed and approved a structured online questionnaire, which consisted of 26 questions that were designed to assess parental attitudes towards HPV vaccination for their children (Fig).
 

Figure. Outline of survey structure and questions
 
Parents answered general questions about their children, enrolment in the CIP, and plans to have their children vaccinated against HPV. At the time of this survey, only girls were eligible for HPV vaccination through the no-cost school-based CIP. Therefore, parents of girls answered questions about HPV vaccine acceptance/hesitancy and awareness of HPV inclusion within the CIP. Parents of boys answered similar questions about HPV vaccine acceptance/hesitancy, HPV vaccine availability and appropriateness for boys, and whether inclusion in the CIP would influence their decision making. Information was collected regarding parental socio-demographic and lifestyle characteristics (age, education level, monthly income, and expenses), as well as the age at which they expected their children to begin becoming sexually active. The survey was developed and conducted in Chinese; it was translated into English for presentation in this report.
 
Data collection
Parents with children in Primary 5 to 6 (aged 10-12 years) were invited to the online questionnaire via ESDlife, an e-commerce platform that delivers lifestyle content, products, and services relating to parenting and health to nearly 1 million people in Hong Kong. Participants were offered a HK$50 supermarket coupon to encourage completion of the survey. The survey was conducted between 1 and 7 February 2021.
 
Statistical analysis
Demographic and lifestyle variables including age, education level, and monthly income were expressed as numbers and percentages; these categorical variables were assessed by the Chi squared test. Childhood expenses before and during the coronavirus disease 2019 (COVID-19) pandemic for education, health, and leisure were regarded as continuous variables and assessed using t tests. Odds ratios (ORs) were calculated for various comparison groups to identify associations with vaccination. P values <0.05 were considered statistically significant. All statistical analyses were performed using SPSS software (Windows version 28; IBM Corp, Armonk [NY], United States).
 
Results
In total, 851 parents completed the survey: 419 had daughters, 348 had sons, and 84 had children of both genders. There were no missing data because completion of each question was required before submission of the survey. Most (n=342, 40.2%) parents were aged between 35 and 45 years, 549 (64.5%) parents had at least tertiary education or equivalent, and 594 (69.8%) parents had a monthly income of ≤HK$50 000 (Table 1).
 

Table 1. Characteristics of parents who completed the survey (n=851)
 
Parents’ characteristics and vaccine acceptance
Parents enrolled in the CIP were more likely to consent to HPV vaccination, compared with parents who were not enrolled in the CIP (79.7% vs 33.7%; OR=7.70, 95% confidence interval [CI]=5.39-11.01, P<0.001); parents of girls were more likely to consent than parents of boys (86.0% vs 71.8%; OR=2.40, 95% CI=1.67-3.46, P<0.001). There were no significant differences between parents who accepted HPV vaccines and parents who refused HPV vaccines in terms of age (P=0.522), education level (P=0.122), or monthly income (P=0.691). Parents enrolled in the CIP who accepted HPV vaccination spent significantly less on healthcare, compared with parents who refused HPV vaccination (mean [standard deviation, SD] healthcare expenditures: HK$3246 [6753] vs HK$3853 [7384]; P=0.046).
 
Overall, 443/503 (88.1%) parents of girls accepted HPV vaccination; among these 443 parents, 63 (14.2%) had been vaccinated and 380 (85.8%) were expected to undergo vaccination soon. Parents who were aware of the government’s no-cost HPV vaccination programme for Primary 5 to 6 female students were more likely to have consented (or planned to consent) to HPV vaccination, compared with parents who were unaware of the programme (95.8% vs 79.6%; OR=5.9, 95% CI=2.98-11.61, P<0.001). Subgroup analysis of parents enrolled in the CIP (n=420) showed that parents who were aware of the government’s no-cost HPV vaccination programme (n=361) were even more likely to accept HPV vaccination, compared with parents who were unaware of the programme (n=59) [63.4% vs 10.2%; OR=15.3, 95% CI=6.41-36.61, P<0.001].
 
Overall, 296/432 (68.5%) parents of boys were aware that boys were eligible for HPV vaccination. Among those 296 parents, only 117 (39.5%) had consented to HPV vaccination, resulting in an overall vaccination rate of 27.1% in boys. Among the 179 parents who had not initiated HPV vaccination, 129 (72.1%) stated they would give consent if the vaccine was provided through a no-cost programme. Parents who consented to no-cost HPV vaccination tended to spend less on healthcare both before and during the COVID-19, compared with parents who were hesitant to accept HPV vaccination (mean healthcare expenditures before COVID-19: HK$3453 [SD=6381] vs HK$6750 [SD=9743], P<0.001; during COVID-19: HK$2980 [SD=6499] vs HK$5458 [SD=7969], P=0.009). However, these subgroups of parents did not significantly differ in terms of age (P=0.899) or education level (P=0.439).
 
Drivers and barriers of vaccine acceptance
Most parents indicated that the main reason for their children to undergo HPV vaccination was prevention of cancers (68.8% and 68.7% for parents of girls and boys, respectively), followed by prevention of sexually transmitted diseases (67.3% and 68.3% for parents of girls and boys, respectively). They also agreed that the optimal vaccine timing was before initiation of sexual activity (62.8% and 59.8% for parents of girls and boys, respectively) [Table 2]. The most common reason for vaccine hesitancy was the belief that side-effects could occur (66.7% and 68.0% for parents of girls and boys, respectively), followed by the belief that their children were too young (60.0% and 54.0% for parents of girls and boys, respectively), and the belief that the vaccine would interfere with growth (55.0% and 48.0% for parents of girls and boys, respectively) [Table 3].
 

Table 2. Main reasons for parents in Hong Kong to accept human papillomavirus vaccination for their children
 

Table 3. Main reasons for parents in Hong Kong not to accept human papillomavirus vaccination for their children
 
Perceived age of sexual debut
Most parents (40.5%) reported expecting their child to begin dating at the age of 15 to 17 years, although 36.8% stated that they did not expect their child to date until at least 18 years of age; 4.9% stated that their child was dating before 9 years of age. Notably, 1.5% of parents reported their child had begun sexual activity before the age of 9 years; the corresponding percentages were 4.3% at the age of 9 to 14 years, 14.4% at the age of 15 to 17 years, and 79.8% at 18 years or older.
 
Discussion
To our knowledge, this is the first study to explore awareness, acceptance, and hesitancy in relation to HPV vaccination for children among parents of boys and girls in Hong Kong. Despite high awareness of HPV vaccination for girls, only 12.5% (63/503) of parents had consented to vaccination for their daughters at the time of the survey; another 75.5% (380/503) of parents planned to consent to vaccination soon. The resulting overall acceptance rate for parents of girls in Hong Kong (88.1%) is consistent with a report by Yuen et al,18 which described acceptance rates of 81.4% (for the first dose) and 80.8% (for the second dose). The acceptance rates revealed in the present study and the study by Yuen et al18 are considerably lower than the overall acceptance rate of 98% for CIP vaccines among children in Hong Kong.22 There is a need to understand the barriers to HPV vaccination that affect >10% of parents in Hong Kong.
 
Barriers to vaccination
The two most common factors associated with HPV vaccine hesitancy among parents in this study were ‘potential serious side-effects’ and ‘child too young’. The notion of poor HPV vaccine safety is one of the main myths that must be dispelled by communicating its safety profile, which has been validated by decades of clinical trials and post-licensure studies involving tens of thousands of participants.23 Additionally, concerns about serious side-effects could be a response that conceals deeper underlying reasons (eg, religious, societal, and psychological issues). These reasons are potentially culture-specific; their exploration may require other forms of research rather than a questionnaire approach (eg, focus group interviews).24
 
The second major barrier identified in this study, ‘child too young’, is consistent with the observation that most parents did not expect their children to begin dating or engaging in sexual activity until the age of 16 years or older. However, in a survey of adolescents concerning sexual health and their first sexual encounter, 1% of respondents reported having sex for the first time at the age of 11 years, and 10% reported having sex at or before the age of 15 to 16 years.25 Dating experience among secondary school children in Hong Kong has generally been consistent during the past 20 years, such that approximately 30% of 12- to 14-year-olds and 60% of 14- to 18-year-olds reported dating.26
 
Removal of the barrier ‘child too young’ requires providing parents with information regarding the norms and realities of sexual behaviour and encounters among teenagers in Hong Kong. Additionally, parents must receive information concerning the high prevalence of HPV infection worldwide and in Hong Kong,27 as well as the high rate of HPV transmission via skin-to-skin and skin-to-mucosa contact during oral sex and non-penetrative genital contact.28
 
In addition to considering the potential for earlier-than-expected initiation of sexual activity, parents should recognise that there is a biological reason to vaccinate earlier. Data from clinical trials show that HPV antibody titres are both higher and more persistent among individuals who undergo vaccination at a younger age.23 29 30 31
 
Cost of vaccination
At the time of this study, HPV vaccination was unavailable to boys under the no-cost CIP; awareness of HPV vaccination was lower in parents of boys (68.5%), and HPV vaccine uptake in boys was 27.1%. The current market price for two doses of the HPV vaccine in Hong Kong is approximately HK$3000 to HK$5000; this could be a prohibitive cost for some families. Cost has been identified as a key factor in many studies.32 Our findings indicate that, if the government provided no-cost HPV vaccination for boys, an additional 30% of the parents of boys would agree to vaccination. In addition to provision through a no-cost programme, incorporation of the HPV vaccine into the CIP may enhance parental confidence.33 The present findings suggest that parents who spend more on healthcare are less likely to accept HPV vaccination, indicating that preventive medicine is not a high priority for these families. This hypothesis merits further investigation; if confirmed, it must be addressed through public health measures.
 
Gender-neutral vaccination
We recommend the adoption of a gender-neutral HPV vaccination programme in Hong Kong. The government should fully support and implement such a programme for strong scientific and public health reasons as outlined above. Furthermore, a gender-neutral vaccination programme can achieve the goal of HPV eradication with a lower coverage rate of 55% to 70%, rather than the 80% to 90% coverage required when only girls are vaccinated.34 In many advanced countries (eg, the United States, Germany, and France), HPV vaccination coverage rates remain low (20%-40%).34 Therefore, girls-only vaccination programmes are unlikely to eliminate HPV-related diseases. A gender-neutral vaccination strategy must be universally implemented.
 
Limitations
There were some limitations in this study. First, although the questionnaire was designed by researchers with experience in surveys, HPV infection and vaccination, it was not validated in other studies. Nevertheless, the questionnaire was pilot tested before launch, and it was both context-specific and met the objectives of this study.
 
Second, the potential influence of healthcare providers was not assessed in this study, although previous studies have identified physician recommendations as key predictors of HPV vaccine uptake.35 36 37 38 However, the provision of HPV vaccination through schools does not allow extensive discussion with physicians; alternative opportunities to engage healthcare providers must be explored.
 
Third, this study only targeted parents of children in Primary 5 to 6; thus, no information was available regarding HPV vaccine uptake in older teenagers. It may have been useful to distinguish between responses from mothers and fathers in this study, considering the finding by Waller et al38 that, compared with fathers, mothers in England and Wales were more likely to agree to vaccinate.
 
Conclusion
The present findings suggest that raising awareness of HPV vaccination, particularly among parents of boys, is essential to increase the rate of vaccine uptake. The provision of no-cost, school-based, gender-neutral HPV vaccination through the CIP would serve as a major boost to vaccine uptake.
 
When HPV vaccination is provided via schools rather than healthcare clinics, clear and accessible information must be provided to parents because they are the key decision makers in this situation. The present findings suggest that parents need more information about vaccine safety to alleviate their concerns regarding serious side-effects. In the future, the differences in uptake between the HPV vaccine and other vaccines within the CIP may be eliminated.
 
Author contributions
Concept or design: HYS Ngan, PKS Chan.
Acquisition of data: KY Kun, DFH Li, WY Wan.
Analysis or interpretation of data: EWH Lam.
Drafting of the manuscript: EWH Lam, PKS Chan.
Critical revision of the manuscript for important intellectual content: All authors.
 
All authors had full access to the data, contributed to the study, approved the final version for publication, and take responsibility for its accuracy and integrity.
 
Conflicts of interest
PKS Chan received honorarium and benefits in kind from human papillomavirus vaccine manufacturers including Merck Sharp & Dohme and GlaxoSmithKline as consultant, speaker, and study investigator.
 
Acknowledgement
The authors thank members of the HPV Prevention Alliance, Hong Kong other than those listed in the authorship for their support in this research, which was part of the activities approved by the Alliance.
 
Declaration
Part of the content has been presented in a press conference organised by the HPV Prevention Alliance in Hong Kong on 13 May 2021.
 
Funding/support
This research was supported by a research grant from Merck Sharp & Dohme (Asia) Limited. The funder had no role in study design, data collection, analysis, interpretation, or manuscript preparation.
 
Ethics approval
The research was endorsed by the ethics panel of the HPV Prevention Alliance, which has given due consideration to the ethical aspect of the study in the approval process.
 
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14. Choi HC, Leung GM, Woo PP, Jit M, Wu JT. Acceptability and uptake of female adolescent HPV vaccination in Hong Kong: a survey of mothers and adolescents. Vaccine 2013;32:78-84. Crossref
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16. Li SL, Lau YL, Lam TH, Yip PS, Fan SY, Ip P. HPV vaccination in Hong Kong: uptake and reasons for non-vaccination amongst Chinese adolescent girls. Vaccine 2013;31:5785-8. Crossref
17. Chen JM, Leung DY. Factors associated with human papillomavirus vaccination among Chinese female university students in Hong Kong. Am Int J Soc Sci 2014;3:56-62.
18. Yuen WW, Lee A, Chan PK, Tran L, Sayko E. Uptake of human papillomavirus (HPV) vaccination in Hong Kong: facilitators and barriers among adolescent girls and their parents. PLoS One 2018;13:e0194159. Crossref
19. Cheung TH, Cheng S, Hsu D, et al. Public health and economic impact of gender-neutral nonavalent vaccination and catch-up vaccination in Hong Kong. Poster presented at: 37th Annual Meeting of the European Society for Paediatric Infectious Diseases; 2019 May 6-11; Ljubljana, Slovenia.
20. Kmietowicz Z. Boys in England to get HPV vaccine from next year. BMJ 2018;362:k3237. Crossref
21. Takla A, Wiese-Posselt M, Harder T, et al. Background paper for the recommendation of HPV vaccination for boys in Germany. Bundesgesundheitsblatt Gesundheitsforschung Gesundheitsschutz 2018;61:1170-86. Crossref
22. Chan D. Immunisation coverage for children aged two to five: findings of the 2015 immunisation survey. 2018. Available from: https://www.chp.gov.hk/files/pdf/cdw_compendium_2017_revised.pdf. Accessed 21 Jun 2022.
23. Bednarczyk RA. Addressing HPV vaccine myths: practical information for healthcare providers. Hum Vaccin Immunother 2019;15:1628-38. Crossref
24. Siu JY, Lee A, Chan PK. Schoolteachers’ experiences of implementing school-based vaccination programs against human papillomavirus in a Chinese community: a qualitative study. BMC Public Health 2019;19:1514. Crossref
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26. The Family Planning Association of Hong Kong. Report on Youth Sexuality Study 2016. 2017. Available from: https://www.famplan.org.hk/en/media-centre/press-releases/detail/fpahk-report-on-youth-sexuality-study. Accessed 25 Nov 2021.
27. Chan PK, Chang AR, Cheung JL, et al. Determinants of cervical human papillomavirus infection: differences between high- and low-oncogenic risk types. J Infect Dis 2002;185:28-35. Crossref
28. Petca A, Borislavschi A, Zvanca ME, Petca RC, Sandru F, Dumitrascu MC. Non-sexual HPV transmission and role of vaccination for a better future (review). Exp Ther Med 2020;20:186. Crossref
29. Dobson SR, McNeil S, Dionne M, et al. Immunogenicity of 2 doses of HPV vaccine in younger adolescents vs 3 doses in young women: a randomized clinical trial. JAMA 2013;309:1793-802. Crossref
30. Markowitz LE, Dunne EF, Saraiya M, et al. Human papillomavirus vaccination: recommendations of the Advisory Committee on Immunization Practices (ACIP). MMWR Recomm Rep 2014;63:1-30.
31. Romanowski B, Schwarz TF, Ferguson L, et al. Sustained immunogenicity of the HPV-16/18 AS04-adjuvanted vaccine administered as a two-dose schedule in adolescent girls: five-year clinical data and modeling predictions from a randomized study. Hum Vaccin Immunother 2016;12:20-9. Crossref
32. Lee A, Wong MC, Chan TT, Chan PK. A home-school-doctor model to break the barriers for uptake of human papillomavirus vaccine. BMC Public Health 2015;15:935. Crossref
33. Leask J, Chapman S, Hawe P, Burgess M. What maintains parental support for vaccination when challenged by anti-vaccination messages? A qualitative study. Vaccine 2006;24:7238-45. Crossref
34. Lehtinen M, Baussano I, Paavonen J, Vänskä S, Dillner J. Eradication of human papillomavirus and elimination of HPV-related diseases—scientific basis for global public health policies. Expert Rev Vaccines 2019;18:153-60.Crossref
35. Gamble HL, Klosky JL, Parra GR, Randolph ME. Factors influencing familial decision-making regarding human papillomavirus vaccination. J Pediatr Psychol 2010;35:704-15. Crossref
36. Radisic G, Chapman J, Flight I, Wilson C. Factors associated with parents’ attitudes to the HPV vaccination of their adolescent sons: a systematic review. Prev Med 2017;95:26-37. Crossref
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Five-year retrospective review of ultrasound-guided manual vacuum aspiration for first-trimester miscarriage

Hong Kong Med J 2023 Jun;29(3):233–9 | Epub 25 May 2023
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Five-year retrospective review of ultrasound-guided manual vacuum aspiration for first-trimester miscarriage
Olivia SY Chau, MB, ChB, MRCOG1; Tracy SM Law, FHKCOG, FHKAM (Obstetrics and Gynaecology)1; Karen Ng, FHKCOG, FHKAM (Obstetrics and Gynaecology)1; TC Li, PhD (Sheffield), FRCOG2; Jacqueline PW Chung, FHKCOG, FHKAM (Obstetrics and Gynaecology)2
1 Department of Obstetrics and Gynaecology, Prince of Wales Hospital, Hong Kong SAR, China
2 Department of Obstetrics and Gynaecology, The Chinese University of Hong Kong, Hong Kong SAR, China
 
Corresponding author: Dr Jacqueline PW Chung (jacquelinechung@cuhk.edu.hk)
 
 Full paper in PDF
 
Abstract
Introduction: Manual vacuum aspiration is increasingly accepted as an alternative to medical or surgical evacuation of the uterus after first-trimester miscarriage. This study aimed to assess the efficacy of ultrasound-guided manual vacuum aspiration (USG-MVA) in the management of first-trimester miscarriage.
 
Methods: This retrospective analysis included adult women with first-trimester miscarriage who underwent USG-MVA in Hong Kong between July 2015 and February 2021. The primary outcome was the efficacy of USG-MVA in terms of complete evacuation of the uterus, without the need for further medical or surgical intervention. Secondary outcomes included tolerance of the entire procedure, the success rate of karyotyping using chorionic villi, and procedural safety (ie, any clinically significant complications).
 
Results: In total, 331 patients were scheduled to undergo USG-MVA for first-trimester miscarriage or incomplete miscarriage. The procedure was completed in 314 patients and well-tolerated in all of those patients. The complete evacuation rate was 94.6% (297/314), which is similar to the rate (98.1%) achieved by conventional surgical evacuation in a previous randomised controlled trial in our unit. There were no major complications. Samples from 95.2% of patients were suitable for karyotyping, which is considerably higher than the rate of suitable samples (82.9%) obtained via conventional surgical evacuation in our previous randomised controlled trial.
 
Conclusion: Ultrasound-guided manual vacuum aspiration is a safe and effective method to manage first-trimester miscarriage. Although it currently is not extensively used in Hong Kong, its broader clinical application could avoid general anaesthesia and shorten hospital stay.
 
 
New knowledge added by this study
  • Ultrasound-guided manual vacuum aspiration (USG-MVA) is a safe and effective method for the management of miscarriage, but its use is limited in Hong Kong.
  • USG-MVA is similar in safety and efficacy to conventional surgical evacuation of the uterus (dilatation and curettage) under general anaesthesia for the management of miscarriage; it is well-tolerated by patients and causes minimal complications.
  • USG-MVA is a good surgical option for women with miscarriage who wish to obtain products of conception for karyotyping.
Implications for clinical practice or policy
  • USG-MVA can be more widely implemented as an alternative to conventional dilatation and curettage/electrical vacuum aspiration of the uterus for the management of first-trimester miscarriage in Hong Kong.
  • For women with recurrent miscarriage, USG-MVA should be considered because it has a higher rate of karyotyping success, compared with conventional suction evacuation of the uterus.
 
 
Introduction
Miscarriage occurs in 10% to 20% of pregnancies, and approximately one in four women will experience a miscarriage in their lifetime.1 It is managed using one of three approaches: expectant, medical, or surgical.
 
In 1972, manual vacuum aspiration (MVA) was introduced2 as an alternative method for the surgical management of miscarriage. It is performed using a handheld 60-mL syringe, which creates a suction force to aspirate the contents of the uterus through a cannula. This technique has various applications, including the management of first-trimester miscarriage, incomplete or missed miscarriage, endometrial biopsy, and first-trimester termination of pregnancy; it can also be used after failed medical evacuation of pregnancy. Because it only requires simple oral analgesics or conscious sedation, this procedure can be performed on an out-patient basis in a treatment (or procedure) room; thus, it avoids the use of a surgical theatre and the risks of general anaesthesia, resulting in a shorter hospital stay.3
 
Conventional MVA is performed without ultrasound guidance. However, because MVA is performed on an out-patient basis without general anaesthesia, ultrasound guidance may help to minimise discomfort and procedure duration by limiting the number of suction catheter passes and achieving a higher rate of complete evacuation. Studies by Elsedeek4 and Ali et al5 have shown that ultrasound guidance allows clinicians to avoid contact with the uterine fundus, leading to higher rates of procedure completion, significantly lower pain scores, and shorter procedure times. We previously demonstrated that ultrasound-guided manual vacuum aspiration (USG-MVA) is a feasible and effective alternative surgical approach for first-trimester miscarriage.6
 
Additionally, women with recurrent miscarriage may prefer surgical evacuation (rather than medical evacuation) because this approach facilitates the acquisition of products of conception for cytogenetic analysis. The use of USG-MVA causes less disruption of products of conception; it also can aid in the identification of chorionic villi for karyotyping. Therefore, USG-MVA may be particularly useful for women with recurrent miscarriage.
 
Ultrasound-guided manual vacuum aspiration is gaining acceptability, awareness, and recognition in Hong Kong, although it is not commonly used in clinical practice. To demonstrate the value of the procedure, this study aimed to assess the effectiveness of USG-MVA in the management of first-trimester miscarriage.
 
Methods
Patient selection
This retrospective observational study included all women who underwent USG-MVA in Hong Kong during the period from July 2015 to February 2021. Eligible patients were identified by hospital records in Prince of Wales Hospital and Union Hospital. The indications for USG-MVA included missed or incomplete miscarriage at <12 weeks of gestation, as well as the desire for cytogenetic examination of the products of conception to determine the underlying cause of miscarriage. For naturally conceived pregnancies, the date of the last menstrual period was used to determine gestational age. For artificially conceived pregnancies, gestational age was determined according to the date of ovulation, oocyte retrieval, or embryo transfer. All women were counselled about the management options: expectant, medical, conventional surgical (electrical vacuum aspiration with or without dilatation and curettage, under general anaesthesia), and USG-MVA.
 
Miscarriage was diagnosed by ultrasound examination. A diagnosis of missed miscarriage was made if a discrete embryo ≥7 mm without fetal heart pulsation, or an intrauterine gestational sac with a mean sac diameter of 25 mm excluding the fetal pole, was detected on transvaginal ultrasound. If only transabdominal ultrasound was performed, the crown-rump length was recorded; a second scan was performed 14 days later. A diagnosis of missed miscarriage also was made if the mean sac diameter was ≤25 mm without evidence of growth, or if there was a sustained absence of fetal heart pulsation, during a follow-up examination 7 to 14 days later.7 8
 
A diagnosis of incomplete miscarriage was made if the ultrasound examination showed residual products of conception after the initial passage, defined as consistent intra-uterine thickness of ≥11 cm in the sagittal and transverse planes, and/or if the patient experienced persistent symptoms such as pain or bleeding.9
 
Patients were excluded if they had a known history of uterine anomalies, cervical stenosis, and/or multiple fibroids with uterine distortion. Patients were also excluded if they had suspected infection, an abnormal coagulation profile, haemodynamic instability, and/or extreme anxiety that hindered their ability to tolerate a pelvic examination.
 
Outcome measures
The primary outcome measure was the efficacy of USG-MVA in terms of complete evacuation of the uterus, without the need for further medical or surgical intervention. We also compared the complete evacuation rate with optimal outcomes in our unit from a previous randomised controlled trial (RCT) that involved other methods of miscarriage management.10 Secondary outcomes included whether patients could tolerate the entire procedure without discontinuation prior to completion; the success rate of karyotyping using chorionic villi obtained from USG-MVA–collected samples, compared with samples collected by conventional surgical evacuation in our unit during the same period; and procedural safety, defined as the occurrence of any clinically significant complications (eg, bleeding requiring blood transfusion, uterine perforation, infection, and vasovagal shock).
 
Ultrasound-guided manual vacuum aspiration procedure
Ultrasound-guided manual vacuum aspiration was performed on an out-patient basis in a treatment room with a handheld syringe and flexible curette, as well as an ultrasound machine. Each patient was instructed to take misoprostol 400 μg orally 2 to 3 hours before the procedure for cervical priming; they were also instructed to take naproxen 500 mg 1 hour before the procedure for pre-emptive pain relief. Patients were instructed to take paracetamol or codeine, rather than naproxen, if they were allergic to non-steroidal anti-inflammatory drugs. Upon admission, patients were asked not to void because a full bladder enables better visualisation of the uterus on transabdominal ultrasound. Prophylactic antibiotics were not routinely administered prior to the procedure.
 
Ultrasound-guided manual vacuum aspiration was performed by an experienced clinician using a 60-mL handheld syringe with a self-locking plunge (MedGyn Aspiration Kit; MedGyn Products, Addison [IL], US) attached to a flexible curette (size 4-7 mm, according to clinician preference); a nurse assisted with ultrasound guidance. During USG-MVA, a speculum examination and swabbing were performed with aseptic technique. A paracervical block with 2% lidocaine was administered using a Terumo Dental Needle (Terumo, Tokyo, Japan). If necessary, the clinician performing the procedure could immobilise the cervix using a tenaculum. Local topical anaesthetic gel (xylocaine 2%) was applied to the cervix and suction catheter. To guide curette insertion into the uterine cavity, transabdominal ultrasound was performed using a Voluson E730 Expert USG system (GE Medical Systems, Kretztechnik, Zipf, Austria). Suction was applied with the handheld syringe to remove products of conception, which were then immersed in normal saline along with detached chorionic villi.
 
The USG-MVA procedure was completed when the ultrasound examination showed a thin endometrial lining, confirming that the uterine cavity was empty. Products of conception were sent to the laboratory for histological examination and cytogenetic analysis, in accordance with each patient’s preferences. All Rhesus-negative women were administered anti-D prophylaxis.
 
Patients were discharged 2 to 3 hours after the procedure if they were clinically healthy and haemodynamically stable. A postoperative telephone hotline was established; patients were advised to contact the ward at any time if they encountered excessive bleeding, abdominal pain, or fever. A follow-up appointment was scheduled 2 to 3 weeks after the procedure to ensure complete evacuation had been achieved.
 
Statistical analysis
Analyses were performed using SPSS (Windows version 23.0; IBM Corp, Armonk [NY], United States). Data were expressed as counts and percentages. Comparisons were conducted using the Chi squared test for categorical variables and Student’s t test for continuous variables. Two-tailed P values <0.05 were considered statistically significant.
 
Results
In total, 331 patients were scheduled to undergo USG-MVA during the study period. Seventeen of these 331 patients did not undergo USG-MVA: 15 patients experienced passage of a tissue mass before the procedure, and two patients could not tolerate swabbing before the procedure. Thus, 314 patients successfully underwent USG-MVA (Fig).
 

Figure. Flowchart of patient inclusion and outcomes
 
The baseline characteristics of the 314 included patients are summarised in Table 1. All patients received oral misoprostol for cervical priming; all patients were able to tolerate and complete the procedure. There were no major complications such as uterine perforation or significant bleeding (ie, requiring blood transfusion or uterotonics). All patients were discharged within 3 hours after the procedure. The complete evacuation rate was 94.6% (297/314) [Table 2] and there were no unscheduled readmissions.
 

Table 1. Baseline characteristics of patients undergoing ultrasound-guided manual vacuum aspiration (n=314)
 

Table 2. Surgical characteristics and outcomes among patients undergoing ultrasound-guided manual vacuum aspiration (n=314)
 
With respect to the results of other miscarriage management methods analysed in our previous RCT,10 we found that USG-MVA had a significantly higher complete evacuation rate compared with medical evacuation (94.6% vs 70%; P<0.001) or expectant management (94.6% vs 79.3%; P<0.001). Ultrasound-guided manual vacuum aspiration also had a complete evacuation rate that was comparable with the rate achieved by conventional surgical evacuation (94.6% vs 98.1%10; P=0.024). Furthermore, the rate of complete evacuation did not significantly differ between women with missed miscarriage and women with incomplete miscarriage (P=0.621).
 
Of the 17 patients (5.4%) who had incomplete evacuation during USG-MVA, eight (2.5%) subsequently underwent medical evacuation, whereas nine (2.9%) selected conventional surgical evacuation under general anaesthesia (Table 2).
 
In terms of histological examination, 66.2% of patients (208/314) requested karyotyping. Among samples from those patients, 95.2% (198/208) were suitable for karyotyping; the culture failure rate was 4.8% (10/208). During the same period, 82.9% (295/356) of samples obtained via conventional surgical evacuation10 were suitable for karyotyping, which is significantly lower than the 95.2% of samples obtained via USG-MVA (P<0.001).
 
Among the samples that were suitable for karyotyping, 65.7% (130/198) had an abnormal karyotype and 34.3% (68/198) had a normal karyotype. Of the 10 samples that were unsuitable for karyotyping, eight contained no chorionic villi, whereas two had a limited number of villi; these characteristics contributed to culture failure.
 
Discussion
Since our unit introduced MVA as an alternative to conventional surgical evacuation of the uterus for first-trimester miscarriage, it has generally been well-received by eligible patients.11 Manual vacuum aspiration constitutes a safe and effective uterine evacuation procedure; it is widely used in other countries, including the United States and United Kingdom.11 12 13 14 Thus far, MVA is not commonly used in Hong Kong, possibly because there is a lack of familiarity with the procedure. This study was conducted to explore the utilisation and outcomes of USG-MVA, particularly with respect to the complete evacuation rate, safety, tolerability, and successful acquisition of chorionic villi for karyotyping.
 
In this study, the complete evacuation rate of USG-MVA was 94.6%, which is within the range of 89% to 98% reported in previous studies.12 15 The complication rate was low, tolerability was good, and the proportion of samples that were suitable for karyotyping was high.
 
The complete evacuation rate achieved using conventional dilatation and curettage reportedly ranges from 88% to 98%,16 17 which is consistent with previous data from our unit (98.1%).10 These rates are comparable with the rate achieved using USG-MVA in the present study. Moreover, complete evacuation rates achieved via medical management were 84% in an RCT by Zhang et al18 and 70% in our unit10; complete evacuation rates after expectant management reportedly ranged from 16% to 76%,19 20 similar to the rate of 79.3% observed in our unit.10 Overall, the complete evacuation rate achieved via medical or expectant management is substantially lower than the rate achieved using USG-MVA.
 
Clinical implications
The rate of complications associated with conventional dilatation and curettage is reportedly similar21 to the rate of complications associated with MVA; neither approach has been linked to major complications. These low complication rates may be related to the use of ultrasound guidance, which lowers the risk of uterine perforation or false tract creation. There is evidence that ultrasound guidance for dilatation and curettage reduces the complication rate.22 23 In an RCT that investigated the use of ultrasound guidance during surgical termination of pregnancy, Acharya et al24 found significant reductions in infection rates, retained products of conception requiring repeat evacuation, and volume and duration of bleeding in patients who underwent the procedure with ultrasound guidance. Therefore, it is reasonable to expect that USG-MVA also has a lower complication rate, compared with conventional MVA lacking ultrasound guidance. However, ultrasound guidance requires additional equipment and staff with appropriate ultrasound probe training. Further research is needed to clearly determine whether the use of ultrasound during MVA provides a clinical benefit.
 
Because USG-MVA is an out-patient procedure performed with local anaesthesia in a procedure room, it does not require a surgical theatre or surgical staff. These modified requirements could reduce costs and allow the surgical theatre to be used for other procedures. Patients also would also not be required to fast for a prolonged period prior to general anaesthesia, which would reduce discomfort related to the miscarriage experience. Since a general anaesthesia is not required, it would facilitate a shorter hospital stay, allowing patients to return more rapidly to the comfort of their home after the procedure. Other benefits include the potential for reduced clinical costs and the availability of beds for other patients who require hospitalisation.
 
This study also demonstrated that a large proportion of samples obtained by USG-MVA are suitable for karyotyping, which is particularly important for women with recurrent miscarriage. The culture failure rates with products of conception obtained via conventional suction evacuation reportedly range from 10% to 40%25; these rates are higher than the culture failure rate using samples obtained by USG-MVA in the present study. Karyotyping requires relatively intact and fresh samples, which are often difficult to obtain by medical evacuation. The products of conception may be passed hours before a sample is sent to the laboratory; they may also be accidentally discarded by the patient.26 During conventional suction evacuation, the products of conception may be extensively damaged by the curette, leading to a higher rate of culture failure.
 
Strengths and limitations
To our knowledge, this is the first large study in Hong Kong to assess USG-MVA over an extended period. It provides a clear picture of the utilisation of USG-MVA in Hong Kong, with important information regarding the complete evacuation rate, safety, and tolerability of the procedure.
 
A notable limitation in this study was its retrospective design. Although MVA is generally well-tolerated by patients, as demonstrated in previous studies,3 11 12 15 it causes greater discomfort than conventional dilatation and curettage under general anaesthesia.11 In the present study, tolerability was determined by review of patient medical records; it was solely based on whether a patient had been able to tolerate the entire procedure, and no measurement of pain was conducted. The use of a visual analogue scale score during the procedure may provide a better indication of the actual tolerability of the procedure. A previous trial of USG-MVA, conducted by our unit to investigate the efficacy of hyoscine butylbromide in reducing uterine contraction pain during the procedure, showed a slight reduction in pain score compared with placebo.6 Additional methods could be investigated to improve pain control during USG-MVA.
 
Furthermore, some patients may have experienced pain because misoprostol was administered for cervical priming prior to the procedure; this was intended to facilitate insertion of the suction catheter. The MedGyn Aspiration Kit provides suction catheters in sizes 4 to 7; if necessary, dilatation could thus be performed under ultrasound guidance using the suction catheters, thereby eliminating the need for misoprostol before the procedure and reducing the amount of pain involved in USG-MVA.
 
The clinicians who performed USG-MVA in this study ranged from supervised junior trainees to attending physicians with many years of experience. Although the procedures were performed by experienced clinicians who had completed at least 30 MVA procedures before independent practice, or by trainees who were directly supervised by an experienced clinician, differences in clinician experience have the potential to influence the rate of complete evacuation and the amount of pain involved. A standardised approach involving a few dedicated clinicians may reduce this variation.
 
In this study, data were available concerning the complete evacuation rate achieved by dilatation and curettage in our unit and also from the Union Hospital; however, no data were available from Union Hospital, where USG-MVA is also performed. Additionally, the present study was not designed to allow a comprehensive comparison of miscarriage management methods. In the future, a well-designed RCT should be conducted to compare outcomes among USG-MVA, surgical evacuation, and medical evacuation.
 
Importantly, no long-term follow-up was performed in this study; thus, we could not examine the long-term effects of USG-MVA.
 
Future research
Ultrasound-guided manual vacuum aspiration is regarded as a safe, simple, efficient, and cost-effective procedure. It allows patients to maintain greater autonomy, avoids the risks of general anaesthesia, and has a higher success rate in terms of collecting the products of conception for karyotyping. However, USG-MVA remains an invasive procedure, and some patients may not be able to endure the physical or (possible) emotional pain involved.27 The addition of ultrasound guidance to MVA may reduce the number of suctions required for complete evacuation and help clinicians avoid contacting the uterine fundus, thereby minimising the duration and severity of pain during the procedure. Further research is needed regarding approaches to minimise the physical and emotional pain that patients may experience during the procedure, such as the use of other pain-relieving agents to minimise discomfort during the procedure. Research is also needed to identify other potential advantages of USG-MVA with respect to other methods of miscarriage management. Moreover, prospective studies comparing pain scores with visual analogue scale scores and patient satisfaction are needed to determine whether the addition of ultrasound guidance to MVA has a meaningful effect on pain outcomes.
 
Because USG-MVA is an out-patient procedure that does not require a surgical theatre, an anaesthetist, and an overnight stay, it may be significantly less expensive than conventional surgical evacuation of the uterus. The cost of a USG-MVA procedure includes the MedGyn Aspiration Kit, which costs approximately US$18. A cost-effectiveness study is needed to fully explore the potential for reduced clinical costs.
 
Future research should also focus on the potential effects of USG-MVA on fertility. Asherman’s syndrome, caused by trauma to the basal layer of the uterus, is most commonly associated with dilatation and curettage28; it is detected in approximately 20% of patients after dilatation and curettage.29 We hypothesise that the use of USG-MVA without curettage may reduce endometrial trauma and the number of intrauterine adhesions, thereby lowering effects on future fertility. Currently, our unit is investigating this hypothesis via second-look out-patient hysteroscopy.
 
Conclusion
Ultrasound-guided manual vacuum aspiration is a safe and effective alternative to medical and conventional suction evacuation, with minimal complications (eg, uterine perforation, bleeding, and retained products of conception). Patients can avoid the risks of general anaesthesia and have a shorter hospital stay. Ultrasound-guided manual vacuum aspiration may be appropriate for patients with first-trimester miscarriage, particularly women who have experienced recurrent miscarriage and express a desire for karyotyping.
 
Author contributions
Concept or design: OSY Chau, TC Li, JPW Chung.
Acquisition of data: OSY Chau, TC Li, JPW Chung.
Analysis or interpretation of data: OSY Chau, JPW Chung.
Drafting of the manuscript: OSY Chau, JPW Chung.
Critical revision of the manuscript for important intellectual content: All authors.
 
All authors had full access to the data, contributed to the study, approved the final version for publication, and take responsibility for its accuracy and integrity.
 
Conflicts of interest
As an editor of the journal, JPW Chung was not involved in the peer review process. Other authors have disclosed no conflicts of interest.
 
Acknowledgement
We thank all women who participated in this trial. We also express gratitude to Ms Margaret Hiu-tan Lee, Dr Ying Li, Ms Cheryl Lee, and Ms Yi-tso Kwan from the Department of Obstetrics and Gynaecology, The Chinese University of Hong Kong for assistance in this study.
 
Funding/support
This research received no specific grant from any funding agency in the public, commercial, or not-for-profit sectors.
 
Ethics approval
This study was performed in accordance with the Declaration of Helsinki. The human study protocol was approved by the Joint Chinese University of Hong Kong—New Territories East Cluster Clinical Research Ethics Committee (Ref No.: CREC-2021-206) and the Union Hospital Ethics Committee (Ref No.: EC025), Hong Kong. All adult participants provided written informed consent for inclusion in this study. The STROBE (Strengthening the Reporting of Observational Studies in Epidemiology) guidelines were followed when reporting this study.
 
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21. Goldberg AB, Dean G, Kang MS, Youssof S, Darney PD. Manual versus electric vacuum aspiration for early first-trimester abortion: a controlled study of complication rates. Obstet Gynecol 2004;103:101-7. Crossref
22. Hornstein MD, Osathanondh R, Birnholz JC, et al. Ultrasound guidance for selected dilatation and evacuation procedures. J Reprod Med 1986;31:947-50.
23. Chaikof M, Lazer T, Gat I, et al. Lower complication rates with office-based D&C under ultrasound guidance for missed abortion. Minerva Ginecol 2017;69:23-8. Crossref
24. Acharya G, Morgan H, Paramanantham L, Fernando R. A randomized controlled trial comparing surgical termination of pregnancy with and without continuous ultrasound guidance. Eur J Obstet Gynecol Reprod Biol 2004;114:69-74. Crossref
25. Shah MS, Cinnioglu C, Maisenbacher M, Comstock I, Kort J, Lathi RB. Comparison of cytogenetics and molecular karyotyping for chromosome testing of miscarriage specimens. Fertil Steril 2017;107:1028-33. Crossref
26. Soler A, Morales C, Mademont-Soler I, et al. Overview of chromosome abnormalities in first trimester miscarriages: a series of 1,011 consecutive chorionic villi sample karyotypes. Cytogenet Genome Res 2017;152:81-9. Crossref
27. Yu FN, Leung KY. Diagnosis and prediction of miscarriage: can we do better? Hong Kong Med J 2020;26:90-2. Crossref
28. Asherman JG. Traumatic intra-uterine adhesions. J Obstet Gynaecol Br Emp 1950;57:892-6. Crossref
29. Hooker AB, Lemmers M, Thurkow AL, et al. Systematic review and meta-analysis of intrauterine adhesions after miscarriage: prevalence, risk factors and long-term reproductive outcome. Hum Reprod Update 2014;20:262-78. Crossref

Descriptive analysis of poisoning cases involving attention deficit hyperactivity disorder medications in Hong Kong

Hong Kong Med J 2023 Jun;29(3):224–32 | Epub 12 Jun 2023
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Descriptive analysis of poisoning cases involving attention deficit hyperactivity disorder medications in Hong Kong
L Gao, MSc1; Kenneth KC Man, PhD1,2; ML Tse, MB, ChB3; Anthony TY Chow, MB, BS3; Kirstie HTW Wong, BSc4; Esther W Chan, PhD1; Celine SL Chui, PhD5,6; David Coghill, MD7; KL Hon, MB, BS, MD8; Patrick Ip, MB, BS4; Ian CK Wong, PhD1,2
1 Centre for Safe Medication Practice and Research, Department of Pharmacology and Pharmacy, Li Ka Shing Faculty of Medicine, The University of Hong Kong, Hong Kong SAR, China
2 Centre for Medicines Optimisation Research and Education, Research Department of Policy and Practice, University College London School of Pharmacy, London, United Kingdom
3 Hong Kong Poison Information Centre, United Christian Hospital, Hong Kong SAR, China
4 Department of Paediatrics and Adolescent Medicine, Li Ka Shing Faculty of Medicine, The University of Hong Kong, Hong Kong SAR, China
5 School of Nursing, Li Ka Shing Faculty of Medicine, The University of Hong Kong, Hong Kong SAR, China
6 School of Public Health, Li Ka Shing Faculty of Medicine, The University of Hong Kong, Hong Kong SAR, China
7 Department of Paediatrics and Psychiatry, Faculty of Medicine, Dentistry and Health Sciences, University of Melbourne, Melbourne, Australia
8 Department of Paediatrics, Faculty of Medicine, The Chinese University of Hong Kong, Hong Kong SAR, China
 
Corresponding author: Prof Ian CK Wong (wongick@hku.hk)
 
 Full paper in PDF
 
Abstract
Introduction: The number of poisoning cases involving attention deficit hyperactivity disorder (ADHD) medications has reportedly risen with their increased use. However, there is limited relevant evidence from Asia. We analysed the characteristics of poisoning events involving these medications in Hong Kong.
 
Methods: We retrieved data regarding ADHD medication–related poisoning cases from the Hong Kong Poison Information Centre and conducted a descriptive analysis of the demographic information and poisoning information including sources of cases, exposure reason, exposure location, and outcome. The HKPIC data were linked with the Hospital Authority Clinical Data Analysis and Reporting System (CDARS) via de-identified Accident and Emergency numbers of public hospitals to investigate clinical characteristics. We also retrieved ADHD medication prescription records from the CDARS, then compared trends between poisoning cases and ADHD medication use.
 
Results: We identified 72 poisoning cases involving ADHD medications between 2009 and 2019, of which approximately 70% occurred in the affected individual’s residence; most were intentional poisoning events (65.3%). No statistically significant association was observed between ADHD medication prescription trends and poisoning events involving ADHD medications. Of the 66 cases (91.7%) successfully linked to CDARS, 40 (60.6%) occurred in individuals with ADHD (median age: 14 years); 26 (39.4%) occurred in individuals who lacked ADHD (median age: 33 years) but displayed higher rates of other mental disorders including depression and anxiety.
 
Conclusion: No significant correlation was evident between ADHD medication prescriptions and poisoning events involving ADHD medications. However, medication management and caregiver education must be emphasised to prevent potential poisoning events.
 
 
New knowledge added by this study
  • The number of prescriptions for attention deficit hyperactivity disorder (ADHD) medications increased by 2.6-fold between 2009 and 2019 (from 32 497 to 84 037).
  • In total, 72 poisoning cases involving ADHD medications between 2009 to 2019 were confirmed by the Hong Kong Poison Information Centre, and there was no clear trend regarding the annual number of such cases.
  • No statistically significant correlation was evident between ADHD medication prescriptions and poisoning events involving ADHD medications.
Implications for clinical practice or policy
  • The management and safe storage of ADHD medications should be strengthened in both ADHD and non-ADHD populations.
  • Appropriate interventions and/or social support for individuals with psychiatric disorders should be planned and implemented to reduce the risk of poisoning.
 
 
Introduction
Acute poisoning by medicines or chemicals is common worldwide; it can lead to death and other serious outcomes. Globally, poison centres are estimated to receive millions of calls each year regarding acute poisoning reports or consultations.1 According to the Hong Kong Poison Information Centre (HKPIC) annual reports from 2009 to 2018, >3000 events of poisoning in Hong Kong each year are potentially caused by medications or chemicals (excluding food poisoning and bites or stings).2 3 4 5 6 7 8 9 10 11
 
Attention deficit hyperactivity disorder (ADHD) is the most prevalent neurodevelopmental disorder in childhood and adolescence.12 13 Because of its inattentiveness, hyperactivity, and impulsivity characteristics, individuals with ADHD have higher risks of intentional and accidental poisoning.14 A recent study showed that ADHD medication use increased in many countries and regions from 2001 to 2015, including the United States (US), the United Kingdom, Australia, and Hong Kong.15 Descriptive analyses of poisoning cases reported to the US16 and Australian poison centres17 showed trends similar to the reported increases in ADHD medication prescriptions. Accordingly, we hypothesised that an increase in ADHD medication prescriptions would lead to an increase in the number of poisoning cases involving ADHD medications in Hong Kong.
 
To our knowledge, there have been no relevant studies regarding trends in poisoning cases involving ADHD medications in Hong Kong; it is unclear whether the increased use of ADHD medications is associated with an increased risk of overall poisoning in Hong Kong. Therefore, this study analysed the trends and characteristics of poisoning events involving ADHD medications in Hong Kong.
 
Methods
Participants and databases
The data used in this study include HKPIC poisoning records for the period between 1 January 2009 and 31 December 2019, consisting of consultations (poisoning cases in which healthcare professionals consulted the HKPIC for poison information and management advice) and poisoning cases reported to the accident and emergency (A<E) departments under Hospital Authority (HA).11
 
We used A<E numbers, which are de-identified codes generated by the HA, to link data from the HKPIC with poisoning data acquired from the A<E module of the Clinical Data Analysis and Reporting System (CDARS) of the HA. The CDARS is an electronic health records system that contains patient demographic and clinical information from inpatient, outpatient, and A<E settings. It captures data from all public hospitals and clinics in Hong Kong18 19 20 and has been extensively used for safety studies regarding ADHD and ADHD medications.21 22 23 24 25 Reference keys (ie, de-anonymised identifiers in the CDARS) were used for matched individuals to retrieve relevant diagnostic and prescription information. The data presented are fully anonymised, and the risk of identification is minimal.
 
Statistical analysis
The annual prevalence of poisoning cases involving ADHD medications was calculated, along with the annual prevalence of ADHD medication prescriptions dispensed by the HA; the relationship between the two prevalence trends was examined using a cross-correlation function.26 Demographic and clinical details were summarised to include the exposure reason, exposure location, and clinical outcome of each case. Definitions and classifications of clinical outcomes were acquired from the HKPIC (Table 1).11 Subgroup analyses were conducted to examine the association between the annual prevalence of poisoning related to ADHD medications in individuals with ADHD (ie, individuals with an ADHD diagnosis or a prescription for ADHD medication), and the annual prevalence of prescriptions dispensed by the HA. These analyses were conducted using information from the CDARS, including prescriptions and diagnoses. R software (version 4.0.3) and Microsoft Excel 2019 were used for analyses.
 

Table 1. Definitions of clinical outcomes11
 
This descriptive analysis has been reported in accordance with the STROBE (Strengthening the Reporting of Observational Studies in Epidemiology) checklist for cross-sectional studies.
 
Results
In total, 72 poisoning cases involving ADHD medications were confirmed by the HKPIC during the period from 2009 to 2019. The trends in all poisoning cases involving ADHD medications and the annual number of ADHD medication prescriptions are shown in Figure 1. The number of ADHD medication prescriptions is increasing annually, from 32 497 in 2009 to 84 037 in 2019; in contrast, although the number of poisoning cases involving ADHD medications has fluctuated, there has been no upward trend. There were similar findings with respect to poisoning cases involving ADHD medications in patients with an ADHD diagnosis or prescription (Fig 1). Notably, from 2014 to 2015, when the rate of increase in ADHD medication prescriptions was faster than in the previous year, the number of poisoning cases involving ADHD medications showed an upward trend. In contrast, when the rate of increase in ADHD medication prescriptions was slower in the previous year, the number of poisoning cases decreased (eg, from 2015 to 2016). However, cross-correlation analysis did not reveal any significant correlation between the number of poisoning cases and the number of ADHD medication prescriptions. At a time lag of 0, the correlations were approximately 0.442 and 0.326 for all poisoning cases involving ADHD medications and poisoning cases involving ADHD medications in patients with ADHD, respectively; these values were within the range of -0.59 to 0.59, indicating the absence of a significant correlation. At a time lag of 1 (ie, 1 year), the correlations were 0.176 and 0.063, respectively; neither correlation was statistically significant.
 

Figure 1. Trends in attention deficit hyperactivity disorder (ADHD) medication prescriptions and poisoning cases involving ADHD medications in Hong Kong from 2009 to 2019
 
Among the 72 poisoning cases involving 112 substances, most (n=56; 77.8%) were caused by a single ADHD medication (Fig 2). The 112 substances used in the poisoning cases are shown in Figure 3. Each case included at least one type of ADHD medication, the most common of which was methylphenidate (n=70; 95.9%). Furthermore, 17% of the substances that caused poisoning were psychotropic drugs.
 

Figure 2. Summary of substances used in the poisoning cases (n=72)
 

Figure 3. Distribution of 112 substances used in the poisoning cases (n=72)
 
The main characteristics of all poisoning cases involving ADHD medications are shown in Table 2. The two main sources of these poisoning cases were consultation (54.2%) and reporting (40.3%); most exposures occurred in the affected individual’s residence. The exposure reason was intentional poisoning in 47 cases, accidental poisoning in 20 cases, and an adverse reaction in one case. Overall, a minor effect or no adverse effect occurred in 63 cases (87.5%); a moderate effect occurred in five cases, and a major effect occurred in four cases. Detailed information regarding the four cases with major effects is provided in Table 3. The age distribution of affected individuals (among all 72 cases) is shown in Figure 4. Most poisoning cases (66.67%) involving ADHD medications occurred in children and adolescents; intentional poisoning occurred in a much larger proportion of cases among older individuals.
 

Table 2. Characteristics of all poisoning cases involving attention deficit hyperactivity disorder medications in Hong Kong from 2009 to 2019
 

Table 3. Clinical characteristics of cases with major effects
 

Figure 4. Age distribution of affected individuals in the poisoning cases, along with exposure reasons (n=72)
 
In total, 66 cases with an A<E number were matched to CDARS data for 62 individuals (Table 4). Among the remaining six cases which were not successfully linked, three did not have an A<E number in the poisoning record. In total, 40 poisoning cases (median age: 14 years) occurred in 39 individuals with either an ADHD diagnosis or ADHD prescription, and 26 poisoning cases (median age: 33 years) occurred in 23 individuals without ADHD. The sources of poisoning reports and locations of exposure were similar between the two groups. With respect to exposure reason, there were more cases of intentional poisoning among individuals without ADHD (76.9% among individuals without ADHD vs 60.0% among individuals with ADHD); there were also sex-related differences. Among female ADHD patients and among both male and female non-ADHD individuals, more than three-quarters of poisoning events were intentional. However, among male ADHD patients, intentional and accidental poisoning each constituted approximately half of all cases. Furthermore, the distribution of poisoning outcomes differed between individuals with and without ADHD. Among individuals with ADHD, a minor effect or no adverse effect occurred in most cases; a major effect did not occur in any cases. Among individuals without ADHD, a minor effect occurred in >65% of cases; a major effect occurred in four cases. The proportions of poisoning cases caused by a single ADHD medication were 82.5% among individuals with ADHD and 69.2% among individuals without ADHD. Analysis of psychiatric co-morbidities retrieved from the CDARS revealed that individuals without ADHD more frequently had mental disorders such as depression, anxiety, or schizophrenia.
 

Table 4. Characteristics of cases with successful linkage to the Clinical Data Analysis and Reporting System
 
Discussion
Comparison with other studies
In this study, we analysed the characteristics of poisoning cases involving ADHD medications reported to the HKPIC between 2009 and 2019. Overall, 72 cases were included in our analysis. The most common location of poisoning was the affected individual’s residence, and most cases occurred in children and adolescents. These results are similar to the findings in previous studies, including reports from poison control centres of the US16 showing that 94.5% of cases occurred in the affected individual’s residence, and a report from the Australian New South Wales Poisons Information Centre17 revealing a median age of 17 years among individuals with intentional poisoning involving ADHD medications. These results may be explained by the increased likelihood of household exposure to various drugs, which increases the number of poisoning events that occur in the affected individual’s residence.1 Additionally, children and adolescents are more vulnerable to poisoning involving medications because of their developmental progression, external influences, and inadequate understanding of the relevant dangers.27 According to the HKPIC 2018 annual report,11 more than half (64%) of poisoning events in that year were caused by exposure in the affected individual’s residence, and 21.3% occurred among individuals aged <20 years. Poisoning cases occurred among individuals with ADHD at younger ages, compared with cases among individuals without ADHD; a potential explanation for this difference is that, although ADHD is often a lifelong condition, it is currently more commonly diagnosed in children and adolescents.28 Because of the limited number of poisoning cases, we could not detect a statistically significant correlation between trends in poisoning cases and the number of ADHD prescriptions. The authors of the New South Wales Poisons Information Centre report17 compared intentional exposure to ADHD medications with dispensing information for those medications (using Pharmaceutical Benefits Scheme data); their analysis revealed parallel trends.
 
Potential explanation of the findings
By using A<E numbers to link poisoning cases with electronic health records from the CDARS, we achieved a high linkage rate (91.7%). Among the poisoning cases that occurred in male individuals with ADHD, intentional and accidental poisoning were equally common; however, among female individuals with ADHD, the most common reason for poisoning was self-harm. This distinction may be related to sex differences in ADHD patients. For example, girls and women are less likely than boys and men to be diagnosed with ADHD; thus, female ADHD patients may have severe symptoms or co-morbidities.29 30 However, with respect to poisoning cases that occurred in individuals without ADHD, exposure reasons were similar among male and female individuals. Although >70% of the poisoning cases were solely caused by ADHD medication, multiple substances (eg, psychiatric medications or other medications) had been used in some cases. Among individuals without ADHD, there were more poisoning cases that involved two or more types of substances. This finding is presumably related to the higher risks of mental disorders (eg, depression, anxiety, and substance use disorders) among individuals without ADHD; all of these mental disorders increase the risk of intentional self-poisoning.31
 
Strengths and limitations
The main strength of this study is that, to our knowledge, it is the first study in Asia to analyse trends in ADHD prescriptions and poisoning involving ADHD medications. Additionally, we used A<E numbers to link data between the HKPIC and the CDARS, yielding detailed co-morbidity and prescription information for affected individuals. The A<E number is a de-identified code generated by the HA, which partially protects each individual’s privacy. In this study, we made full use of information available from various databases and conducted preliminary analyses that will facilitate future research.
 
However, there were some limitations in this study. First, data from the HKPIC were collected from the voluntary poisoning reporting system,11 which may not cover all poisoning cases involving ADHD medications in Hong Kong. This type of limitation is also present in other poison control or information centre reports,16 17 which may omit cases of substance abuse, misuse, or overdose with or without obvious clinical symptoms that are not reported or not detected in electronic health records databases. Additionally, the small sample size limited the statistical power to identify correlations. Second, although we linked HKPIC data to CDARS data, we were only able to obtain all diagnoses and medication records; we could not determine whether subsequent interventions (ie, after poisoning events) were implemented to prevent additional poisoning cases. Finally, medications prescribed in private clinics may not have been recorded, and we could not obtain data regarding the use of unlicensed or illegal medications. However, we expect the numbers of such medications to be relatively low.22 23 Because HA services are available to all Hong Kong residents32 and the majority of children and adolescents with chronic conditions are under the care of the HA,33 our data are likely to be representative of ADHD medications in Hong Kong; however, we currently cannot determine the true rate of poisoning events involving ADHD medications in Hong Kong.
 
Clinical implications
Generally, individuals with ADHD have a higher risk of poisoning (both intentional and accidental). Therefore, safe medication storage and management strategies should be implemented to avoid poisoning events involving ADHD medications.34 Regarding individuals with ADHD, particularly children and adolescents, proper caregiver training is necessary to ensure the safe storage and reasonable disposal of common household medicines.35 In the present study, accidental poisoning events had occurred in approximately 30% of poisoning cases involving ADHD medications; most of these events occurred among individuals aged <12 years. Thus, at least one-quarter of poisoning cases could be prevented by good medication storage strategies. Furthermore, individuals with mental disorders should be supported in the management of their prescriptions. Appropriate psychological intervention and social/family support can also help to reduce the potential for poisoning events.
 
Conclusion
No statistically significant correlation was evident between ADHD medication prescriptions and poisoning events involving ADHD medications. However, it remains important to raise awareness regarding the management and safe storage of medications among individuals with and without ADHD.
 
Author contributions
Concept or design: KKC Man, ML Tse, P Ip, ICK Wong.
Acquisition of data: L Gao, ATY Chow, CSL Chui, ML Tse, P Ip, ICK Wong.
Analysis or interpretation of data: All authors.
Drafting of the manuscript: L Gao, KKC Man, KHTW Wong, EW Chan, CSL Chui.
Critical revision of the manuscript for important intellectual content: All authors.
 
All authors had full access to the data, contributed to the study, approved the final version for publication, and take responsibility for its accuracy and integrity.
 
Conflicts of interest
L Gao, ATY Chow, ML Tse and KHTW Wong declare no conflict of interest. KKC Man is a recipient of the CW Maplethorpe Fellowship and reports grants from the National Institute for Health Research of the United Kingdom, Research Grants Council (RGC) of Hong Kong, Horizon 2020 Framework of the European Commission, and personal fees from IQVIA Ltd, outside the submitted work. EW Chan reports honorarium from the Hospital Authority, grants from RGC, the Research Fund Secretariat of the Health Bureau (formerly Food and Health Bureau) and the Narcotics Division of the Security Bureau of the Hong Kong SAR Government, the National Natural Science Fund of China, the Wellcome Trust, Bayer, Bristol Myers Squibb, Pfizer, Janssen, Amgen, and Takeda, outside the submitted work. CSL Chui reports grants from Pfizer and personal fees from PrimeVigilance, outside the submitted work. D Coghill reports grants and personal fees from Shire/Takeda, and personal fees from Medice, Servier and Oxford University Press, outside the submitted work. As an editor of the journal, KL Hon was not involved in the peer review process. P Ip reports research grants from the RGC and the Health and Medical Research Fund (HMRF) of the Hong Kong SAR Government, outside the submitted work. ICK Wong reports research funding outside the submitted work from Amgen, Bristol Myers Squibb, Pfizer, Janssen, Bayer, GSK, Novartis, the RGC, the HMRF, the National Institute for Health Research of the United Kingdom, the European Commission and the National Health and Medical Research Council in Australia, as well as speaker fees from Janssen and Medice in the previous 3 years.
 
Funding/support
This work was supported by the Research Grants Council General Research Fund of the Hong Kong SAR Government (Ref No.: 17125419) to KKC Man, ML Tse, EW Chan, CSL Chui, D Coghill, KL Hon, P Ip and ICK Wong. The funder had no role in study design, data collection/analysis/interpretation, or manuscript preparation.
 
Ethics approval
The study protocol was approved by the Research Ethics Committee of Kowloon Central Cluster/Kowloon East Cluster (Ref No.: KC/KE-20-0173/ER-3) and the Institutional Review Board of The University of Hong Kong/Hospital Authority Hong Kong West Cluster (Ref Nos.: UW 20-779 and UW 12-136) of Hospital Authority, Hong Kong. The data presented are fully anonymised, and the risk of identification is minimal. This was a pharmacoepidemiology study without patient contact and therefore informed consent was exempted by the Research Ethics Committee/Institutional Review Board.
 
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Preoperative considerations and benefits of neoadjuvant chemotherapy: insights from a 12-year review of the Hong Kong Breast Cancer Registry

Hong Kong Med J 2023 Jun;29(3):198–207 | Epub 6 Apr 2023
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE  CME
Preoperative considerations and benefits of neoadjuvant chemotherapy: insights from a 12-year review of the Hong Kong Breast Cancer Registry
Yolanda HY Chan, MB, BS, FHKAM (Surgery)1; Carol CH Kwok, MB, ChB, FHKAM (Radiology)2; Desiree MS Tse, MPH, BA3; HM Lee, MPhil, BSc3; PY Tam, MMedSc, BSc3; Polly SY Cheung, MB, BS, FHKAM (Surgery)3
1 Department of Surgery, Kwong Wah Hospital, Hong Kong SAR, China
2 Department of Oncology, Princess Margaret Hospital, Hong Kong SAR, China
3 Breast Cancer Research Centre, Hong Kong Breast Cancer Foundation, Hong Kong SAR, China
 
Corresponding author: Dr Polly SY Cheung (pollycheung@hkbcf.org)
 
 Full paper in PDF
 
Abstract
Introduction: Neoadjuvant chemotherapy (NAC) was initially used for locally advanced or inoperable breast cancers. Its extension to early disease has facilitated breast-conserving surgery (BCS). This study investigated the use of NAC in patients registered with the Hong Kong Breast Cancer Registry (HKBCR); it also assessed NAC effectiveness according to rates of pathological complete response (pCR) and BCS.
 
Methods: Records were retrieved from the HKBCR regarding 13 435 women who had been diagnosed with invasive breast cancer during the period of 2006 to 2017, including 1084 patients who received NAC.
 
Results: The proportion of patients treated with NAC nearly doubled from 5.6% in 2006-2011 to 10.3% in 2012-2017. The increase was most pronounced among patients with stage II or III disease. In terms of biological subtype, substantial increases in the receipt of NAC were evident among patients with triple-negative and human epidermal growth factor receptor 2 (HER2)–positive (non-luminal) tumours. The best rates of pCR were observed in patients with HER2-positive (non-luminal) [46.0%] tumours, followed by patients with luminal B (HER2-positive) [29.4%] and triple-negative (29.3%) tumours. After NAC, the rate of BCS was 53.9% in patients with clinical stage IIA disease, compared with 38.2% in patients with pathological stage IIA disease who did not receive NAC.
 
Conclusion: The use of NAC in Hong Kong increased from 2006 to 2017. The findings regarding rates of pCR and BCS indicate that NAC is an effective treatment; it should be considered in patients with stage ≥II disease, as well as patients with HER2-positive (non-luminal) or triple-negative breast cancers.
 
 
New knowledge added by this study
  • The use of neoadjuvant chemotherapy (NAC) in Hong Kong increased from 2006 to 2017.
  • Higher pathological complete response rates were detected in patients with human epidermal growth factor receptor 2–positive (non-luminal) and triple-negative tumours.
  • After treatment with NAC, greater proportions of patients with clinical stage IIA or IIB disease underwent breast-conserving surgery.
Implications for clinical practice or policy
  • Alterations in breast cancer biomarkers after NAC suggest that reassessments of residual tumour would provide useful guidance regarding further adjuvant therapy.
  • Under the care of a multidisciplinary team, patients with early breast cancer who have an appropriate indication should consider receiving NAC before surgery.
 
 
Introduction
Neoadjuvant chemotherapy (NAC)—chemotherapy delivered before definitive breast cancer surgery—was first described in the late 1970s as treatment for locally advanced (often inoperable) breast cancers; it was intended to reduce tumour size and facilitate surgery.1 Subsequently, the use of NAC has been extended to early operable breast cancers.2 3 4 5 This approach offers the advantages of down-staging the disease, potentially reducing the extent of surgery, and allowing breast-conserving surgery (BCS); in the current era of individualised treatment, it supports evaluations of therapeutic efficacy.2 6
 
There is evidence that NAC is equivalent to adjuvant chemotherapy in terms of preventing breast cancer recurrence.6 It demonstrated equal effectiveness in terms of disease-free survival and overall survival in the National Surgical Adjuvant Breast and Bowel Project B-18 trial.7 Furthermore, a recent meta-analysis by the Early Breast Cancer Trialists’ Collaborative Group showed no significant differences between NAC and adjuvant chemotherapy for distant recurrence, breast cancer mortality, or death from any cause.8
 
Here, we hypothesised that the use of NAC would change over time among patients with breast cancer in Hong Kong, considering its increasing acceptance as a treatment approach. Thus, the objectives of this study were to investigate the use of NAC over time in patients registered with the Hong Kong Breast Cancer Registry (HKBCR), and to assess the effectiveness of NAC among patients with breast cancer in Hong Kong according to rates of pathological complete response (pCR) and BCS. This study also evaluated alterations in breast cancer biomarkers, including oestrogen receptor (ER), progesterone receptor (PR), human epidermal growth factor receptor 2 (HER2), and Ki-67 proliferation index.
 
Methods
Records were retrieved from the HKBCR regarding Hong Kong Chinese female patients who were diagnosed with invasive breast cancer in the period of 2006 to 2017. Patients were excluded for the following reasons: stage 0 or stage IV disease, missing or unknown information regarding surgery, and concurrent neoadjuvant endocrine treatment or NAC received outside Hong Kong (which may involve different clinical considerations).
 
Breast cancer was categorised into four biological subtypes based on clinicopathological criteria, in accordance with recommendations by the St Gallen 2013 Consensus Guideline.9 A cut-off of <14% reportedly has the strongest correlation with the gene-expression definition of the luminal A-like subtype; a cut-off of ≥14% is generally regarded as the threshold for a high Ki-67 proliferation index. Histological grade 3 was used as a surrogate indicator of the luminal B-like subtype if Ki-67 information was unavailable.10 Pathological complete response was defined as no histological evidence of malignancies (ypT0) or the presence of only in-situ residuals in breast tissue (ypTis) and complete disappearance of lymph node metastasis (ypN0) after surgery.11 The same definitions have been adopted by the MD Anderson Cancer Center,12 as well as the Austrian Breast & Colorectal Cancer Study Group.13
 
Ethics approval for this study has been obtained from six relevant approving bodies. Written informed consent for data collection was obtained during patient recruitment into the HKBCR, who were from 20 hospitals and 37 clinics (online supplementary Appendix). Patient demographics, pre-chemotherapy and post-chemotherapy disease staging, tumour characteristics, and prescribed chemotherapeutic agents were evaluated. The effectiveness of neoadjuvant chemotherapy was assessed in terms of the rates of pCR and BCS. Baseline tumour characteristics were analysed, including size, nodal stage, histological grade, Ki-67 level, hormone receptor status, and HER2 status.
 
Descriptive statistics were used to summarise demographic and clinical characteristics of patients. Continuous variables are shown as mean, standard deviation, and range; categorical variables are reported as frequency and percentage. Means were compared between groups using independent samples t tests. The Pearson Chi squared test was used to evaluate differences in pCR according to biological subtype and surgical approach. Data were analysed using SPSS (Windows version 22.0; IBM Corp, Armonk [NY], United States). All P values were derived from two-sided statistical tests, and P values <0.05 were considered statistically significant.
 
Results
Patient selection
In total, 13 990 patients with invasive breast cancer were initially screened for inclusion. After the exclusion of 555 patients, 13 435 patients (13 625 breast cancer cases) were included in this study (Fig 1). The NAC group comprised 1084 patients (1097 breast cancer cases) and the non-NAC group comprised 12 351 patients (12 528 breast cancer cases).
 

Figure 1. Flowchart of patient selection. The NAC group comprised 1084 patients (1097 breast cancer cases) and the non-NAC group comprised 12 351 patients (12 528 breast cancer cases)
 
Characteristics of patients who received neoadjuvant chemotherapy
In the NAC group, the median age was 49.7 years (interquartile range, 43.5-56.7; range, 21.9-81.6), and half of the patients (53.8%) were premenopausal. The median invasive clinical tumour size was 4.0 cm (range, 0.55-20.0). The patients’ clinical characteristics (eg, age, biological subtype, clinical tumour stage, nodal stage, and cancer stage) are shown in Table 1.
 

Table 1. Clinical characteristics of non-neoadjuvant chemotherapy and neoadjuvant chemotherapy cases in each cohort
 
Among the 13 625 breast cancer cases, 13.6% of affected patients aged <40 years were treated with NAC, compared with 8.0% and 1.9% of affected patients aged 40-69 years and ≥70 years, respectively (Table 1). The administration of NAC was positively associated with cancer stage at diagnosis: the proportion increased from 0.3% in patients with stage I disease to 26.9% among patients with stage III disease (Table 1). Furthermore, greater proportions of patients with luminal B (HER2-positive), HER2-positive (non-luminal), or triple-negative subtypes of breast cancer received NAC.
 
Use of neoadjuvant chemotherapy in two temporal cohorts
For the assessment of changes in NAC adoption, the 13 435 patients were divided into two groups according to the year of diagnosis: periods of 2006-2011 and 2012-2017. The proportion of patients treated with NAC nearly doubled from 5.6% in 2006-2011 to 10.3% in 2012-2017 (Table 1).
 
Further analysis indicated that the use of NAC was significantly increased in patients with stages II and III breast cancers, but not in patients with stage I breast cancer. It was most pronounced among patients with stages IIB (7.8% in 2006-2011 vs. 13.3% in 2012-2017) and III (20.7% vs. 32.6%) disease. An increase in the use of NAC was also observed in patients with all biological subtypes of breast cancer. In particular, substantial increases were observed among patients with triple-negative (6.4% vs. 14.3%), HER2-positive (non-luminal) [8.9% vs. 13.9%], and luminal B (HER2-positive) [8.0% vs. 18.9%] tumours (Table 1).
 
Regimens of neoadjuvant chemotherapy
Among the 1084 patients who received NAC, 353 were diagnosed with HER2-positive (non-luminal) cancer. Anti-HER2 agents were added to chemotherapy in 73.7% of these patients, and the proportions increased from 57.6% in 2006-2011 to 82.5% in 2012-2017; taxane-carboplatin-trastuzumab was the most frequently used regimen. In contrast, for patients with HER2-negative tumours or unknown HER2 status, NAC regimens most commonly consisted of anthracyclines (doxorubicin or epirubicin), administered in combination or sequentially with taxanes (paclitaxel or docetaxel).
 
Responses to neoadjuvant chemotherapy
Rates of pathological complete response
Two hundred and twenty-one (20.1%) of 1097 breast cancer cases treated with NAC achieved pCR in the breast and axillary lymph nodes. Subsequent analysis according to biological subtype revealed that outcomes were optimal in patients with HER2-positive (ER-negative and PR-negative) tumours, among which nearly half (46.0%) achieved pCR. Pathological complete response rates in luminal B (HER2-positive) and triple-negative subtypes were 29.4% and 29.3%, respectively; these were significantly higher than the rates in other hormone-positive subtypes (all P<0.05; Fig 2).
 

Figure 2. Proportions of breast cancer cases (n=1097) achieving pathological complete response according to biological subtype, among 1084 patients who received neoadjuvant chemotherapy
 
Factors significantly associated with pCR included ER/PR negativity and HER2 positivity. Within the HER2-positive population, pCR was more common for hormone receptor–negative tumours than for hormone receptor–positive tumours; it was also more common in patients who received trastuzumab. Other factors (eg, age, menopausal status, clinical tumour and nodal stages, ER status, and Ki-67 proliferation index) did not appear to influence the achievement of pCR.
 
Rates of breast-conserving surgery
Figure 3 shows the proportions of patients treated with NAC who subsequently underwent different types of breast surgery, categorised according to clinical cancer stages. Patients with clinical stage IIA disease were most likely to switch from mastectomy to BCS after NAC; 53.9% underwent BCS after NAC, compared with 38.2% of patients with stage IIA disease who did not receive NAC. The second highest proportion was observed among patients with clinical stage IIB disease, 38.3% of whom underwent BCS after NAC. Even among patients with clinical stage III disease, 14.1% underwent BCS after NAC. Significant differences in the rate of BCS were also observed between the NAC and non-NAC groups in patients with stages IIA (P=0.02) and IIB (P=0.031) disease.
 

Figure 3. Types of surgery in neoadjuvant chemotherapy (NAC) [n=1097] and non-NAC groups (n=12 528) according to cancer stage
 
Alterations in breast cancer biomarkers
Biomarkers were compared between diagnostic core biopsies and final surgical specimens. Excluding the 221 patients who achieved pCR after NAC, 844 breast specimens with residual tumours were evaluated after final surgery. Patients without data regarding biomarkers in either pre-chemotherapy or post-chemotherapy or both were excluded from this analysis. Alterations in ER, PR, and HER2 statuses after NAC are shown in Table 2. Most patients had no change in their ER status, but 7.6% switched from positive to negative or from negative to positive. With respect to PR status, a shift occurred in 17.4% of patients, and a shift in HER2 status was detected in 10.9% of patients. More than one-fifth (21.3%) of patients with residual tumours had a change in at least one receptor status after NAC. Ki-67 proliferation index was also evaluated; among the 297 cases assessed, 131 (44.1%) showed alterations after NAC.
 

Table 2. Changes in breast cancer biomarkers after neoadjuvant chemotherapy
 
Discussion
Use of neoadjuvant chemotherapy
During the early phase of the study period, a multidisciplinary approach was not widely used for breast cancer management; thus, most treatment decisions were based on the discretion of the attending surgeon or oncologist. Nevertheless, locally advanced diseases and hormonal receptor–negative tumours were generally the targets of NAC. Over time, NAC has been increasingly accepted, as shown in updates of various national and international guidelines (eg, National Comprehensive Cancer Network guidelines14 and European Society of Medical Oncology guidelines15). This inclination clearly contributed to the substantial increase in NAC use during the periods analysed in this study: from 5.6% in 2006-2011 to 10.3% in 2012-2017.
 
The increased use of NAC was mainly attributed to advancements in translational research, along with new evidence from clinical trials that have led to a better understanding of breast cancer biology and the establishment of tumour biology–based targeted treatments.16 After the expansion of its use in adjuvant therapy, trastuzumab was first registered for use as neoadjuvant therapy for breast cancer in 2006 under the Department of Health in Hong Kong. Its entry into the Hospital Authority Drug Formulary soon followed, and it was included in the safety net enlistment by 2009. This timeframe suggests that the drug has become accessible to a much broader spectrum of patients under the care of public sector hospitals in Hong Kong; it is also compatible with the considerable increase in use of trastuzumab over time. In our dataset, among patients with HER2-positive (non-luminal) tumours, the proportion of patients using anti-HER2 regimens in neoadjuvant therapy increased from 57.6% in 2006-2011 to 82.5% in 2012-2017.
 
Pathological complete response
Neoadjuvant trials allow rapid assessment of drug efficacy; they can accelerate the development and approval of treatments for early breast cancer. Pathological complete response has been proposed as a surrogate endpoint for predictions of long-term clinical benefit.17 Although it is difficult to compare outcomes among trials and individual series because of heterogeneity in terms of study design and patient populations, the results of some meta-analyses have suggested that the achievement of pCR after NAC is a predictor of overall survival, disease-free survival, and relapse-free survival.18
 
Our results are consistent with findings by von Minckwitz et al11 and the Collaborative Trials in Neoadjuvant Breast Cancer (CTNeoBC) meta-analysis,17 which concluded that frequency of pCR was low in patients with low-grade, hormone receptor–positive tumours, whereas it was much higher among patients with more aggressive subtypes (ie, triple-negative and HER2-positive [non-luminal] tumours). Overall, these data suggest that the underlying molecular subtypes influence the rates of pathological responses. Further improvements in the rate of pCR have been observed in cases of HER2-positive (non-luminal) tumours treated with dual anti-HER2 targeted agents, as well as cases of triple-negative breast cancer treated with platinum and immunotherapy. Moreover, trials have also been done or in progress to evaluate the need for additional chemotherapy in selected patients with residual disease after NAC; the results of those trials are expected to provide further insights regarding treatments for further improving survival outcomes in neoadjuvant setting.18 19 20
 
Standard prognostic indicators, such as tumour size at the time of surgical resection or the number of involved lymph nodes, are no longer applicable in the neoadjuvant setting; systemic therapy often down-stages the disease and may lead to eradication. There is increasing evidence that the tumour response to NAC can facilitate prognostic predictions. In the multidisciplinary management of breast cancer, the identification of prognostic variables for patients receiving NAC can help to determine whether additional therapy is warranted. Given the strong support for an association between prognosis and clinicopathological features in the neoadjuvant setting, clinicians may be able to avoid additional interventions after surgery (e.g., additional chemotherapy) in patients who are otherwise considered high risk at initial presentation since pCR has been achieved. This is because although HER2-positive and triple negative breast cancers carry poor prognosis, these tumours have higher pCR rates after NAC, and pCR in HER2-positive (non-luminal) and triple-negative tumours was associated with excellent prognosis.11 17 21
 
Breast-conserving surgery
Quality of life–focused research has shown that body image scores are significantly better among patients who undergo BCS than among patients who undergo mastectomy. Patients who undergo BCS are less worried about their appearance, have more freedom in their choice of clothing, feel less upset about changes in their bodies, and feel more accepted by their partners.22 These findings reinforce the benefits of NAC for breast cancer in terms of down-staging the disease, increasing resectability, and enhancing BCS eligibility among patients who would otherwise require mastectomy. Furthermore, a systematic review of NAC for operable breast cancer revealed that the mastectomy rate was lower among patients who received NAC than among patients who underwent surgery prior to adjuvant chemotherapy (relative risk=0.71; 95% confidence interval [CI]=0.67-0.75); the use of NAC did not hinder local control (hazard ratio=1.12; 95% CI=0.92-1.37).23 Long-term follow-up analyses also showed that preoperative chemotherapy increased rates of BCS without increasing the rates of locoregional recurrence.24 25 In a previous study in Hong Kong, univariate analysis revealed that patients who achieved pCR after NAC had a higher likelihood of successful BCS (P=0.028). Pre-chemotherapy disease staging (P=0.001) and tumour size (P=0.005) were also important factors that influenced successful conversion to BCS.5
 
However, a recent meta-analysis by the Early Breast Cancer Trialists’ Collaborative Group showed that, compared with adjuvant chemotherapy, NAC was associated with more frequent local recurrence; the 15-year rates of local recurrence were 21.4% for NAC and 15.9% for adjuvant chemotherapy (rate ratio=1.37; 95% CI=1.17-1.61; P=0.0001).8 Thus, continued follow-up of patients registered in the HKBCR and updates will provide important insights with respect to NAC on long-term outcomes.
 
Alterations in breast cancer biomarkers
Neoadjuvant chemotherapy can cause changes in ER, PR, and HER2 statuses, as well as the Ki-67 level, in patients with invasive breast cancer.26 27 A possible explanation for this phenomenon is that chemosensitive cancer cells are destroyed by chemotherapy, whereas chemoresistant cells survive; such a change could alter the receptor status. Furthermore, because ER, PR, and HER2 are highly interdependent, a change in one receptor could lead to changes in the other receptors.28 A systematic review showed that the rates of ER and/or PR discordance range from 2.5% to 51.7%; among patients who received NAC combined with trastuzumab, up to 43% exhibited a switch to HER2 negativity.29
 
Thus far, there are only limited data regarding the prognostic value of changes in biomarkers after NAC among patients with breast cancer.28 Several groups have reported that a switch from negative to positive status (for ER, PR, or HER2) is associated with better overall survival.30 31 Additionally, outcomes are better among patients with stable hormone receptor status profiles than among patients with altered profiles.32 Notably, Guarneri et al33 reported that patients with loss of HER2 overexpression tended to have a greater risk of relapse, compared with patients who remained HER2-positive; in contrast, a decrease in Ki-67 expression after NAC was reportedly associated with better outcomes.34
 
Because of the above observations, biomarkers and Ki-67 levels should be retested after NAC. Such retesting is particularly important for tumours that were ER/PR-negative and/or HER2-negative before treatment because a shift to a positive status would indicate a need for endocrine therapy and/or trastuzumab. The results of these changes may influence clinical decisions regarding subsequent treatment and help to identify patients with better outcomes after NAC.28 35
 
Limitations
This study had several limitations. First, it was a retrospective analysis and the earliest records in the database were incomplete; the missing information particularly affected breast cancer biomarkers, and Ki-67 was not routinely tested in Hong Kong public hospitals. Second, selection bias may have been present because the receipt of NAC was largely dependent on surgeon assessment and patient preference. In recent years, the potential for such bias has decreased because multidisciplinary management of breast cancer is gradually becoming the preferred approach. Considering the complexities of treatment planning, monitoring, and evaluation, decisions regarding preoperative systemic therapy require input from surgeons, oncologists, radiologists, and pathologists. Of note, the comparison of rates of surgery types between NAC and non-NAC groups can only be regarded as approximation, as assignment of patients into these two groups is not randomised; furthermore, clinical stages may differ from pathological stages, thus they may not be comparable.
 
Conclusion
Changes in the clinical management of breast cancer led to increased use of NAC in Hong Kong during the period of 2006 to 2017. Neoadjuvant chemotherapy was effective in tumour down-staging; one-fifth of patients subsequently achieved pCR in the breast and axillary lymph nodes. In particular, higher rates of pCR were detected in HER2-positive (non-luminal) and triple-negative subtypes. After NAC, greater proportions of patients with clinical stage IIA or IIB disease underwent BCS. Currently, post-NAC adjustments to treatment are based on whether pCR has been achieved. In the future, alterations in breast cancer biomarkers after NAC may provide useful guidance regarding further adjuvant therapy. The indications for NAC have expanded from the treatment of locally advanced breast cancers (to facilitate surgery) to the down-staging of early disease, thereby facilitating BCS. Under the care of a multidisciplinary team, patients with early breast cancer who have an appropriate indication should consider receiving NAC before surgery. Further studies are warranted to evaluate the benefits of individual NAC regimens.
 
Author contributions
Concept or design: PSY Cheung.
Acquisition of data: DMS Tse, HM Lee, PY Tam.
Analysis or interpretation of data: All authors.
Drafting of the manuscript: YHY Chan.
Critical revision of the manuscript for important intellectual content: PSY Cheung, CCH Kwok.
 
All authors had full access to the data, contributed to the study, approved the final version for publication, and take responsibility for its accuracy and integrity.
 
Conflicts of interest
All authors have disclosed no conflicts of interest.
 
Acknowledgement
The authors thank all patients who have joined the Hong Kong Breast Cancer Registry (HKBCR), as well as the research staff who have participated in data collection from 20 hospitals and 37 clinics throughout the territory (online supplementary Appendix). The authors also acknowledge the following steering committee members who provided guidance for the development of the HKBCR: Dr Sharon Wing-wai Chan (United Christian Hospital), Dr Wai-ka Hung (Pedder Clinic), Dr Lawrence Pui-ki Li (Alpha Oncology Centre), and Dr Chun-chung Yau (Hong Kong Sanatorium & Hospital).
 
Funding/support
This research received no specific grant from any funding agency in the public, commercial, or not-for-profit sectors.
 
Ethics approval
Ethics approval for this study has been obtained from the following six approving bodies:
1. The Joint Chinese University of Hong Kong–New Territories East Cluster Clinical Research Ethics Committee, Hong Kong (Ref No.: CRE-2009.037)
2. Kowloon West Cluster Research Ethics Committee, Hospital Authority, Hong Kong (Ref No.: KW/EX/08-090)
3. Research Ethics Committee (Kowloon Central/ Kowloon East), Hospital Authority, Hong Kong (Ref No.: KC/KE-09-0013/ER-3)
4. Hong Kong East Cluster Research Ethics Committee, Hospital Authority, Hong Kong (Ref No.: HKEC-2010-004)
5. New Territories West Cluster Clinical & Research Ethics Committee, Hospital Authority, Hong Kong (Ref No.: (8) in NTWC/CREC/866/10)
6. Institutional Review Board of the University of Hong Kong/Hospital Authority Hong Kong West Cluster, Hong Kong (Ref No.: UW 09-378)
 
Written consent was also obtained from all patients in the study who were recruited from the participating hospitals and clinics.
 
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Public awareness of preventive measures against COVID-19: an infodemiology study

© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Public awareness of preventive measures against COVID-19: an infodemiology study
Alex Mok, MB, ChB1; Oliver OY Mui, MB, ChB1; KP Tang, MB, ChB1; WY Lee, MB, ChB1; CF Ng, MD, FRCSEd (Urol)1; Sunny H Wong, MB, ChB, DPhil (Oxon)2; Martin CS Wong, MD, MB, ChB3,4; Jeremy YC Teoh, MB, BS, FRCSEd (Urol)1,5
1 SH Ho Urology Centre, Department of Surgery, Faculty of Medicine, The Chinese University of Hong Kong, Hong Kong SAR, China
2 Department of Medicine and Therapeutics, Faculty of Medicine, The Chinese University of Hong Kong, Hong Kong SAR, China
3 The Jockey Club School of Public Health and Primary Care, Faculty of Medicine, The Chinese University of Hong Kong, Hong Kong SAR, China
4 Centre for Health Education and Health Promotion, Faculty of Medicine, The Chinese University of Hong Kong, Hong Kong SAR, China
5 Office of Global Engagement, The Chinese University of Hong Kong, Hong Kong SAR, China
 
Corresponding author: Prof Jeremy YC Teoh (jeremyteoh@surgery.cuhk.edu.hk)
 
 Full paper in PDF
 
Abstract
Introduction: The coronavirus disease 2019 (COVID-19) pandemic has led to an increase in global awareness of relevant public health preventive measures. This awareness can be explored using online search trends from major search engines, such as Google Trends. We investigated the relationship between public awareness of preventative measures and progression of the COVID-19 pandemic.
 
Methods: Search data for five queries (‘mask’, ‘hand washing’, ‘social distancing’, ‘hand sanitizer’, and ‘disinfectant’) were extracted from Google Trends in the form of relative search volume (RSV). Global incidence data for COVID-19 were obtained from 1 January to 30 June 2020. These data were analysed and illustrated using a global temporal RSV trend diagram, a geographical RSV distribution chart, scatter plots comparing geographical RSV with average number of daily cases, and heat maps comparing temporal trends of RSV with average number of daily cases.
 
Results: Global temporal trends revealed multiple increases in RSV, associated with specific COVID-19–related news events. The geographical distribution showed top regions of interest for various preventive measures. For the queries ‘mask’, ‘hand washing’, ‘hand sanitizer’, and ‘disinfectant’, heat maps demonstrated patterns of early RSV peaks in regions with lower average number of daily cases, when the temporal element was incorporated into the analysis.
 
Conclusion: Early public awareness of multiple preventive measures was observed in regions with lower average number of daily cases. Our findings indicate optimal public health communication regarding masks, hand washing, hand sanitiser, and disinfectant in the general population during early stages of the COVID-19 pandemic. Early public awareness may facilitate future disease control efforts by public health authorities.
 
 
New knowledge added by this study
  • This study focused on the importance of early public awareness in controlling coronavirus disease 2019 (COVID-19); this effect was not extensively investigated in previous studies.
  • Early awareness trends among regions with lower average number of daily cases were illustrated using heat maps for the queries ‘mask’, ‘hand washing’, ‘hand sanitizer’, and ‘disinfectant’.
  • In contrast to prior infodemiology studies, this study used a global online approach and focused on specific preventive measures recommended by the World Health Organization.
Implications for clinical practice or policy
  • This study revealed correlations between regions with low average number of daily cases of COVID-19 and early public awareness of multiple preventive measures (ie, ‘mask’, ‘hand washing’, ‘hand sanitizer’, and ‘disinfectant’). Health policies should seek to promote these preventive measures among the general public, which could help to slow the spread of disease. Furthermore, early public awareness may help public health authorities to control future global public health crises.
  • This study also investigated the effects of authorities, public figures, and social media on public health awareness. Future healthcare policies should consider these factors to effectively promote correct public health information among the general public.
 
 
Introduction
Coronavirus disease 2019 (COVID-19) began in December 2019 in Wuhan, China, and became a public health crisis affecting millions of people worldwide.1 On 11 March 2020, the World Health Organization (WHO) declared that COVID-19 constituted a pandemic2; by 1 September 2020, the total number of confirmed COVID-19 cases had exceeded 26 million, with over 800 000 deaths.3
 
Accordingly, the WHO issued recommendations to the general public with the goal of reducing community transmission of COVID-19. These recommended preventive measures included the use of masks in specific situations as well as hand washing, social distancing, and various other disease prevention strategies.4 In the early and middle of 2020, there was no specific treatment to cure the aggressively spreading virus; thus, preventive measures and public awareness of such information had important roles in the formulation of public health policies.
 
Because of technological advancements in recent decades, the internet has become a convenient and effective channel for providing readily accessible and up-to-date public health information to members of the general public. In the era of big internet data, infodemiology—an emerging area of science that explores the distribution and determinants of information in electronic media—has been implemented in multiple areas of modern medicine.5 The analysis of large amounts of internet data enables researchers to identify trends in online search behaviour; this information can be used to analyse relationships among public health communication, public awareness, and the progression of disease outbreaks. Indeed, search trends from major search engines (eg, Google) have been extensively used in infodemiology and infoveillance studies focused on outbreak patterns and public awareness,6 particularly with respect to the Ebola,7 8 9 H1N1 influenza,10 11 and Zika12 13 14 viruses.
 
In the context of COVID-19, various infodemiology investigations have been conducted, ranging from the impacts of COVID-19 on domestic abuse15 and psychological distress,16 17 to its impacts on social media discourse.18 In particular, previous infodemiology studies used Google data to examine public awareness of COVID-19 in various countries.19 20 21 22 23 Analyses of other popular websites, such as Wikipedia, revealed an increase in public awareness of health-related topics during the COVID-19 pandemic.24 However, previous regional studies did not utilise extensive datasets with respect to time period, number of countries, and all five WHO-recommended preventive measures that were selected in this study. Additionally, previous studies did not explore how early public awareness of preventive measures is related to lower average number of daily cases in specific countries.
 
This study was conducted to explore relationships between early public awareness of preventative measures and the progression of the COVID-19 pandemic through the interpretation of Google searches regarding multiple public health preventive measures. The results are expected to provide guidance for future public health communication and policy decisions.
 
Methods
Overview of Google Trends and global incidence data
To explore the relationship between public awareness of specific preventive measures against COVID-19 and the progression of COVID-19 pandemic, search data were extracted from Google Trends (GT) and compared with global incidence data for COVID-19. The global incidence data, measured in number of cases, were retrieved from the COVID-19 Data Repository by the Centre for Systems Science and Engineering at Johns Hopkins University of the US.3 Next, the average number of daily cases in each country/region was calculated based on the total number of cases in that country/region between the date of the first locally reported case and 30 June 2020.3 Google Trends provides quantitative information regarding actual search requests on Google for specific terms, in the form of relative search volume (RSV). The RSV is the volume of a search query for a specified location and period of time, normalised both geographically and temporally. The data are expressed using a range from 0 to 100, depending on the ratio of searches for that topic to all searches for all topics on Google.25 26 When conducting an infodemiology study using GT data, accurate keyword, region, and period selections must be made according to the study aims.25 26
 
Keyword, region, and period selections
Based on WHO recommendations27 and top-ranked Google search queries related to COVID-19, we selected ‘mask’, ‘hand washing’, ‘social distancing’, ‘hand sanitizer’, and ‘disinfectant’ as keywords that represented public interest in preventive measures against COVID-19. For each keyword, data were retrieved from GT according to ‘search topic’ (where available), which allowed simultaneous analysis of five queries.28 In contrast to the ‘search term’ option, ‘search topic’ is a ‘group of terms that share the same concept in any language’.26 By analysing GT data in the form of search topics, we were able to accommodate differences in language, translation, terminology, and spelling of the same concept.
 
In terms of region selection, GT normalises data differently according to geographical level.26 In this study, we retrieved both global- and country-level data depending on the analysis; global-level data were used to analyse general trends in public interest and geographical distribution, whereas country-level data were used to analyse correlations. Global incidence data for 190 countries/regions worldwide are available from the aforementioned Johns Hopkins University database. To clarify the terminology used in this study, ‘geographical RSV’ data were normalised according to search volume in individual regions over a fixed period of time through analyses of ‘interest by region’ in worldwide searches. In contrast, ‘temporal RSV’ data were normalised according to daily search volume over time, either globally or regionally, through analyses of ‘interest over time’ in either worldwide or regional searches.
 
Furthermore, global incidence data and GT-based RSV data were collected for the period from 1 January to 30 June 2020. The period selected for GT data completely matched the study period, consistent with published guidance.26 As mentioned above, a primary goal of this study was the examination of global public awareness during early stages of the COVID-19 pandemic. To examine awareness before local outbreaks, a universal start date was selected, rather than the date of the first reported case in each country/region (used in the aforementioned calculation of average number of daily cases). According to the timeline of WHO’s response to COVID-19,29 the first event involving all three levels of the WHO (headquarters, regional, country) occurred on 1 January 2020; accordingly, this date was selected as the start date for this study. Because GT data are proportional to all searches for all topics over time, it is important to note that the GT data used in this study were last retrieved on 7 November 2020.26
 
Data analysis
To illustrate the global temporal RSV trends for each query throughout the study period, global RSV data for each search topic were extracted and plotted on line graphs, where RSV was proportional to worldwide temporal search volume. Moreover, for each individual query, the geographical distribution of RSV was analysed and summarised in a table listing the top 20 regions of interest.
 
We analysed correlations between geographical RSV trends for each query and average number of daily cases in each country/region, whereby RSV was normalised according to overall regional search volume throughout the study period. Correlations were presented using scatter plots, and Pearson correlation coefficients were calculated. To avoid pre-analytical errors, we used the default GT setting of excluding regions with low search volume.
 
The temporal element of RSV trends in each country/region is necessary to illustrate the importance of early awareness. Therefore, temporal RSV trends in each region were extracted separately for each query; the RSV for each region was normalised according to the search volume of individual days in that region. Temporal RSV trends were then plotted against the lists of regions (excluding regions with low search volume) on five individual heat maps. In each heat map, the y-axis depicts the region list sorted from highest to lowest average number of daily cases, whereas the x-axis represents the timeline from 1 January to 30 June 2020. A three-colour scale of green, yellow, and red was used to represent low, medium, and high RSV, respectively.
 
Results
Global temporal trends
Figure 1 shows the global temporal RSV trends of the five queries in this study, namely, ‘mask’, ‘hand washing’, ‘social distancing’, ‘hand sanitizer’, and ‘disinfectant’. ‘Mask’ was the query that consistently demonstrated the greatest global RSV throughout the study period; at its peak, it exceeded the peak of the second highest query, ‘hand sanitizer’, by more than threefold.
 

Figure 1. Global temporal relative search volume trends for the queries ‘mask’, ‘hand washing’, ‘social distancing’, ‘hand sanitizer’, and ‘disinfectant’ from 1 January to 30 June 2020
 
With respect to the query ‘mask’, the greatest peak occurred on 4 April 2020, and three other peaks were identified (31 January 2020, 26 February 2020, and 21 March 2020). In particular, the peak on 4 April 2020 (RSV=100) corresponded to the WHO’s announcement of 1 000 000 cases worldwide.30 The peak on 31 January 2020 (RSV=24) corresponded to the WHO Director-General’s Statement regarding the International Health Regulations Emergency Committee on 30 January 2020, in which COVID-19 was declared a ‘Public Health Emergency of International Concern’.31 Similarly, the peak on 26 February 2020 (RSV=33) corresponded to the WHO release of guidelines entitled ‘Rational use of personal protective equipment for coronavirus disease’,32 which detailed preventative measures such as hand hygiene (soap/alcohol sanitiser), use of masks, and social distancing.
 
The RSV peak for the query ‘hand sanitizer’ on 13 March 2020 (RSV=30) corresponded to the WHO’s press release declaring that COVID-19 was a pandemic, during a media briefing on 11 March 2020.2 This peak was also accompanied by an article in The New York Times describing a shortage of hand sanitiser.33
 
Another major peak, visible without extensive data analysis, was recorded for the query ‘disinfectant’ on 24 April 2020. Unlike the other peaks, which gradually increased, the query ‘disinfectant’ increased from an RSV of 1/100 on 23 April 2020 to 11/100 on the following day; this 11-fold increase is visible in Figure 1.
 
Geographical distribution
With respect to country-level interest in the query ‘mask’ (online supplementary Table), the highest RSV was observed in Hong Kong (100), followed by Singapore (87) and France (75). The highest country-level countrylevel RSV values for ‘hand washing’ were observed in Indonesia (100), Vietnam (100), and Hong Kong (88), while that for ‘social distancing’ were recorded in Canada (100), Indonesia (95), and Singapore (92). For ‘hand sanitizer’, the highest country-level RSV values were recorded in Hong Kong (100), Singapore (96), and Denmark (91). For ‘disinfectant’, the highest country-level RSV values were observed in the US (100), the Philippines (88), and Singapore (79). The full list of geographical distributions showing all countries/regions is included in the online supplementary Table.
 
Correlations between geographical relative search volume trends and average number of daily cases
Figure 2 shows the correlation between the average number of daily cases for each country/region and the LogRSV of each respective search query from 1 January to 30 June 2020. ‘Hand washing’ and ‘social distancing’ were the only queries with mild correlations, with Pearson correlations (r values) of -0.44 (‘hand washing’) and -0.38 (‘social distancing’). No strong correlations were observed for the other three terms ‘mask’ (r=0.03), ‘hand sanitizer’ (r=0.00), and ‘disinfectant’ (r=-0.06).
 

Figure 2. Correlation between country-specific geographical relative search volume (RSV) trend and average number of daily cases for the queries (a) ‘mask’, (b) ‘hand washing’, (c) ‘social distancing’, (d) ‘hand sanitizer’, and (e) ‘disinfectant’. Dots represent countries/regions
 
Correlations between temporal relative search volume trends in each region and average number of daily cases
The online supplementary Figure shows heat maps for the five search queries. In online supplementary Figure a, a divergence pattern was observed for the search query ‘mask’, which tended to display an earlier RSV peak in countries/regions with lower average number of daily cases and a later RSV peak in countries/regions with higher average number of daily cases. Among the countries/regions with an early RSV peak and low average number of daily cases, Hong Kong had an early RSV peak (100) on 29 January 2020 and an average number of daily case count of 7.75. Other notable examples include Taiwan (early RSV peak on 3 February 2020 and average number of daily case count of 2.79) and Vietnam (early RSV peak on 31 January 2020 and average number of daily case count of 2.23). In contrast, countries/regions with a late RSV peak and high average number of daily cases included the US (late RSV peak on 4 April 2020 and average number of daily case count of 16789.11), Brazil (late RSV peak on 3 April 2020 and average number of daily case count of 11590.02), and Russia (late RSV peak on 30 March 2020 and average number of daily case count of 4327.68).
 
Similarly, online supplementary Figures b, d, and e show heat maps for the search queries of ‘hand washing’, ‘hand sanitizer’, and ‘disinfectant’, respectively. Earlier increases in RSV tended to occur in countries/regions with lower average number of daily cases. However, the heat map of ‘social distancing’ did not display such a clear pattern; it showed a sudden global increase in late March 2020 (online supplementary Fig c).
 
Discussion
Principal findings
Overview
The rapid and aggressive infectivity of COVID-19 requires the general public to be vigilant about preventive measures. Although prevention is generally preferred over curative treatment, the effect of each preventive measure on COVID-19 transmission was unclear during early stages of the pandemic. For example, during early stages of the pandemic, there was controversy regarding the importance of wearing masks to prevent COVID-19 transmission via droplets.34 Indeed, the routine use of medical masks by normal healthy individuals had not been recommended by the WHO at the start of data collection.35 This controversy led to confusion regarding public health policies, as well as the stigmatisation of individuals who practised specific preventive measures. Thus, the present study retrospectively compared public awareness of the five aforementioned preventive measures with the progression of COVID-19; this analysis was intended to provide guidance regarding public health communication and policy decisions.
 
Early awareness in regions with low average number of daily cases
The heat maps (online supplementary Figs a-d) show a pattern of early awareness among countries/regions with lower average number of daily cases, according to analyses of the queries ‘mask’, ‘hand washing’, ‘hand sanitizer’, and ‘disinfectant’. These findings suggested that such queries were associated with the prevention of COVID-19 progression. Despite these positive findings, we did not find strong correlations between average number of daily cases in specific countries/regions and the overall geographical RSV trend throughout the study period (Fig 2). This negative result highlighted the importance of temporal element in the prevention of COVID-19 transmission, implying that increased public awareness in an earlier stage of the pandemic was superior to an increase in the overall volume of public awareness. Notably, a similar GT-based study of mask awareness conducted earlier in May 2020 demonstrated a significant correlation (Kendall rank correlation coefficient [τ] of -0.47) between mask awareness and average RSV data during a very early stage of the pandemic (21 January to 11 March 2020).36
 
Our positive findings regarding mask, hand washing, hand sanitiser, and disinfectant queries are consistent with the current understanding of COVID-19 transmission. The major routes of COVID-19 transmission include contact, droplets, and aerosols37; importantly, animate and inanimate surfaces participate in COVID-19 transmission. Face masks may slow the spread of COVID-19 by reducing aerosol and respiratory droplet transmission.36 Systematic reviews and meta-analyses have increasingly shown that mask usage in community or healthcare settings reduces COVID-19 transmission.38 39 40 41 42 43 In contrast, a Danish randomised controlled trial of mask usage in the general population suggested little to no evidence that facemask usage alone could prevent transmission of severe acute respiratory syndrome coronavirus 2, the virus causing COVID-19.44 Retrospective cohort studies and case-control studies have provided some evidence of the preventive effects of mask usage in communities such as Beijing and Thailand.45 46 Additional randomised controlled trials are needed to conclusively determine the benefits of mask usage in the general population.47 Importantly, the routine maintenance of good hand hygiene can reduce contact transmission. The use of an alcohol-based hand sanitiser can disrupt COVID-19 transmission via surface protein precipitation.37 Our findings regarding mask and hand washing queries were also consistent with previous regional infodemiology studies, including a Taiwanese GT-based study focused on masks and hand washing.22 In support of the regional results, the present study illustrated the importance of early awareness on a global scale.
 
Despite the lack of a clear pattern of early awareness concerning the search topic ‘social distancing’, a meta-analysis has confirmed that social distancing of ≥1 m reduces COVID-19 transmission.38 Therefore, the lack of positive findings regarding ‘social distancing’ in the present study does not necessarily indicate a lack of effectiveness. Instead, it suggests inadequate public awareness. Careful analysis of temporal RSV trends for all five queries (Fig 1) revealed that a lower overall volume of searches for ‘social distancing’. Although public awareness of the topics ‘mask’, ‘hand sanitizer’, and ‘disinfectant’ may spontaneously increase because of various other factors, such as a market shortage, social distancing during the COVID-19 pandemic was often implemented via governmental policy, rather than public awareness.48 49 This lack of public awareness was demonstrated by the decrease in confirmed COVID-19 cases in the US after government-imposed social distancing measures had been implemented.50 Despite their proven efficacies, specific preventive measures such as hand washing were often implemented via public health initiatives, rather than law enforcement.48 49 Future studies should seek to identify specific preventive measures beyond public awareness that can guide public health policy decisions regarding the COVID-19 pandemic.
 
Preventive measures against COVID-19 transmission are only effective if the majority of the general public acknowledge and practise them with the correct timing and knowledge. In addition to the determination of whether a preventive measure is effective, patterns of early public awareness should be explored to enhance the preventive effects of public health communication on COVID-19 transmission.
 
Effects of authorities, public figures, and social media on public awareness
As mentioned above, there were multiple instances of a sudden surge in public awareness. One of the most prominent patterns was the surge in ‘disinfectant’ queries on 24 April 2020. A substantial increase in global awareness of disinfectant occurred within a single day, leading to questions regarding the underlying cause and whether that cause can provide any insights concerning effective public health communication. Further investigation revealed a possible key event related to the timing and content of the surge in ‘disinfectant’ queries: a speech made by US President Donald Trump on 23 April 2020, in which he claimed that disinfectant ‘knocks it [severe acute respiratory syndrome coronavirus 2] out in a minute’ and suggested that scientists should conduct further research in this area.51 Although the scientific legitimacy of the contents of Trump’s speech was questionable, the speech itself had a substantial impact on public awareness, as demonstrated by the massive number of Google searches in such a short period of time.
 
The example above was not the only surge pattern evident in this study. Buried under the overwhelming search volumes of other queries, the RSV magnitude of ‘social distancing’ appears to be relatively negligible (Fig 1). However, closer inspection of the temporal RSV trend of ‘social distancing’ reveals an obvious surge from 10 March 2020 to 20 March 2020 (Fig 3). Over an interval of 10 days, the RSV of ‘social distancing’ increased from 3 to 86. Similar to Trump’s speech, a key event in early March was associated with the surge in ‘social distancing’ queries. A sentiment of ‘staying home’ was reportedly coined by Florian Reifschneider, a German engineer; it soon became a trend on social media and was heavily promoted by prominent celebrities.52 53 54 55 Although ‘staying home’ and ‘social distancing’ are distinct key terms, an approximately overlapping rise and fall pattern is evident upon comparison of both RSV trends (Fig 4). Notably, the RSV of ‘staying home’ overlapped with the RSV of ‘social distancing’, but the magnitude of the RSV of ‘staying home’ exceeded the magnitude of the RSV of ‘social distancing’ by more than 50%; this finding implies that the public response to social distancing may have been greater if the concept of social distancing had been promoted correctly.
 

Figure 3. Global temporal relative search volume trend for the query ‘social distancing’ from 1 January to 30 June 2020
 

Figure 4. Global temporal relative search volume trends for the queries ‘social distancing’ and ‘staying home’ from 1 January to 30 June 2020
 
The relationship between sudden surges in global RSV and key events suggests that the effect of global public awareness is secondary to promotion by authorities and public figures. The evolution of the internet and social media may offer new avenues for public health communication, particularly in times of crisis.
 
Limitations
There were a few limitations in this study. To begin with, GT data constitute an indirect representation of public awareness; these data do not indicate whether preventive measures were correctly implemented by the general public. Therefore, the analysis may have overestimated or underestimated correlations. Moreover, despite the use of search topics to explore GT data, the selected keywords may not accurately represent the concept of each preventive measure because of variations in language, translation, terminology, and spelling of the same concept. Furthermore, to facilitate comparison, this study exclusively analysed the queries in a single search platform (ie, Google). This limited focus may have led to sampling error based on access to Google, as well as regional search engine preferences. Internet accessibility also varies among regions; therefore, GT data may not accurately represent public awareness in regions with fewer internet users.
 
An important example is China (not including Hong Kong), which was regarded as a country with ‘low search volume’ for some queries, despite its 538 million netizens.56 There are multiple reasons for this bias. First, Google holds <20% of China’s online search market; Baidu is the most popular search engine.57 Future studies involving China should consider the use of Baidu, as in a previous internet query study specifically focused on China.57 However, a study by Kang et al56 revealed that Chinese GT data may be used as a valid complementary source of information for influenza surveillance in south China.
 
Second, this study did not consider potential confounders in the correlation analyses, including the stringency of public health measures, the containment capacities of the countries and regions included, and the degree to which those countries and regions are vulnerable to public health threats.58 59 60
 
Third, this study primarily focused on public awareness and progression of COVID-19 in the early stages of the pandemic; thus, factors identified during later stages of the pandemic were not evaluated.
 
Finally, research concerning preventive measures against COVID-19 is largely limited by the lack of randomised controlled trials. Considering the current scale of the pandemic, it is neither feasible nor ethical to conduct individual randomised controlled trials for each preventive measure in healthcare or non-healthcare settings. Therefore, infodemiology studies remain valuable in policy making for the foreseeable future.
 
Conclusion
Google Trends offers large-scale population data regarding public health events. The results of RSV trend analysis revealed an earlier RSV peak in countries/regions with lower average number of daily cases, suggesting that early public awareness can slow the spread of a pandemic. During future pandemics, global and local public health authorities could focus on early public awareness to facilitate effective disease control. Additionally, our findings illustrate the value of early public health communication regarding the use of masks, hand washing, hand sanitiser, and disinfection among the general public during the COVID-19 pandemic.
 
Author contributions
Concept or design: JYC Teoh, A Mok.
Acquisition of data: JYC Teoh, A Mok, OOY Mui.
Analysis or interpretation of data: JYC Teoh, A Mok, OOY Mui.
Drafting of the manuscript: All authors.
Critical revision of the manuscript for important intellectual content: All authors.
 
All authors had full access to the data, contributed to the study, approved the final version for publication, and take responsibility for its accuracy and integrity.
 
Conflicts of interest
As editors of the journal, CF Ng, MCS Wong and JYC Teoh were not involved in the peer review process. Other authors have disclosed no conflicts of interest.
 
Funding/support
This research received no specific grant from any funding agency in the public, commercial, or not-for-profit sectors.
 
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Time for change? Feasibility of introducing micromodules into medical student education: a randomised controlled trial

© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Time for change? Feasibility of introducing micromodules into medical student education: a randomised controlled trial
CF Ng, FRCSEd (Urol), FHKAM (Surgery); Kevin Lim, MB, ChB; CH Yee, FRCSEd (Urol), FHKAM (Surgery); Peter KF Chiu, FRCSEd (Urol), FHKAM (Surgery); Jeremy YC Teoh, FRCSEd (Urol), FHKAM (Surgery); Franco PT Lai, BN
Department of Surgery, SH Ho Urology Centre, The Chinese University of Hong Kong, Hong Kong SAR, China
 
Corresponding author: Prof CF Ng (ngcf@surgery.cuhk.edu.hk)
 
 Full paper in PDF
 
Abstract
Introduction: Didactic lectures have been the foundation of learning for many medical students. However, in recent years, the flipped classroom model has become increasingly popular in medical education. This approach enhances pre-class learning, allowing the limited contact time between clinicians and medical students to be focused on practical issues. This study evaluated the effectiveness and non-inferiority of online micromodule teaching in terms of knowledge transfer concerning specific urology topics.
 
Methods: Medical students without prior exposure to the urology subspecialty were enrolled in the study, then randomised to a traditional didactic lecture group or an online micromodule group. Knowledge transfer was assessed by pre-intervention and post-intervention multiple-choice questions and objective structured clinical examinations that involved the acquisition of medical histories from real patients.
 
Results: In total, 45 medical students were enrolled (22 in the traditional didactic group and 23 in the online micromodule group). In terms of knowledge transfer (assessed by objective structured clinical examinations), the efficacy of online micromodules was comparable to traditional didactic lectures, although the difference was not statistically significant (P=0.823). There were no significant differences in terms of knowledge acquisition, retention, or clinical application between the two groups.
 
Conclusion: terms of acquiring, retaining, and applying foundational urological knowledge, online micromodules can help medical students to achieve outcomes comparable with the outcomes of didactic lectures. Online micromodules may be a viable alternative to traditional didactic lectures in urology education.
 
 
New knowledge added by this study
  • Compared with traditional didactic lectures, online micromodules have similar knowledge transfer efficacy in medical student education.
  • The flipped classroom model may help to allow the limited contact time between clinicians and medical students to focus on practical training and experience sharing.
Implications for clinical practice or policy
  • Large-group didactic lectures will likely decline in the future.
  • There is an urgent need to develop teaching methods appropriate for the modern era.
  • Micromodules may be regarded as a flipped classroom component that can facilitate learning and knowledge transfer.
 
 
Introduction
The coronavirus disease 2019 pandemic dramatically changed modern life. Traditional didactic lecture methods suddenly became impossible,1 and there was a need to maintain social distancing. A shift to online didactic lectures was the most common solution. However, there is evidence that information acquisition becomes inefficient beyond the first 10 to 15 minutes of a lecture.2 It may be even more difficult to concentrate in online lectures that lack interaction between the speaker and audience. Notably, videos longer than 10 minutes are less likely to be viewed.3 4 Short online video lectures (ie, micromodules), with or without interactive elements, offer an attractive alternative. Such micromodules can be incorporated into the flipped classroom (FC) model, which is a pedagogical paradigm shift that rearranges how time is spent in and out of the classroom.5
 
The FC model is becoming increasingly popular in medical education. It is attractive to the current generation of students who are accustomed to utilising digital media; on average, 70% of students prefer this learning model.6 Students can learn pre-class materials at their own pace; they can also enjoy more in-class active learning and interaction. Moreover, they can negotiate the FC platform at their preferred time and in their preferred place. Instead of passively delivering information in class, educators can devote valuable contact time to interactions with students, exploration of their needs, and discussions of more nuanced and challenging topics.6 The acquisition of foundational information becomes an active self-directed process, outside of the classroom.
 
Considering the continuous growth of medical literature, today’s medical students must acquire an expanded field of knowledge before graduation. A modern urology clerkship should alleviate the intense time pressures placed on students by helping them to effectively and efficiently develop diagnostic and procedural core competencies. Where possible, students should be allowed to learn by active participation, rather than listening and reading, during the limited available contact time. The FC model holds great promise in achieving this goal.7
 
The success of the FC model requires an efficacious online platform that facilitates self-directed learning; stringent evaluation of the online platform is necessary. However, methodologically rigorous qualitative and quantitative studies and evidence-based recommendations are scarce.8 Most published works quote practical wisdom, anecdotes, and principles of educational theory as the basis for their recommendations.9
 
This pilot study was conducted to compare our institution’s online micromodule platform with traditional didactic lectures in facilitating the acquisition of foundational urological knowledge by medical students.
 
Methods
This prospective, single-centre, single-blind randomised controlled trial, performed at a tertiary academic hospital, investigated whether online micromodules are non-inferior to traditional didactic lectures as an instructional medium; this trial is a component of a larger movement towards the FC approach in clinical training.
 
Urology curriculum
The urology clerkship is a surgical subspecialty in our faculty curriculum. All medical students have 1 week of clinical attachment in their final year of medical clerkship training (Year 6). The standard curriculum consists of lectures, bedside tutorials, and clinical shadowing. Traditionally, lectures are delivered to the whole class at the beginning of the academic year. Students then shadow our team in small groups on the wards, in clinics, and in the operating theatre. Teaching is opportunistic, based on symptoms, signs, investigations, diseases, and procedures encountered in the clinical setting. Formal knowledge assessment is conducted during end-of-year examinations in the form of written examinations (multiple-choice questions [MCQs] and short-answer questions), objective structured clinical examinations (OSCEs), and clinical short case examinations.
 
Study intervention
In this study, we selectively assessed knowledge transfer with regard to two urology topics: approaches to lower urinary tract symptoms (LUTS) and haematuria. First, a didactic lecture on the management of LUTS and haematuria, along with other topics, was recorded during its delivery in our routine lecture series for final-year students. Subsequently, two micromodules were prepared concerning the management of LUTS and haematuria; the micromodule content was similar to the didactic lecture content. The study participants continued with their scheduled urology training in Year 6; therefore, the study intervention was regarded as supplemental curriculum. Because the participants’ overall learning opportunities were not affected, we decided to obtain only verbal consent for inclusion in the study.
 
Randomisation, allocation concealment, and blinding of participants
Medical students in Years 4 to 6 with no exposure to the urology subspecialty rotation were voluntarily recruited for the study. Participants were randomly allocated to either traditional didactic lectures or online micromodules; rigorous proctored tests were administered in accordance with the schedule shown in the Figure. Permuted block randomisation was conducted using a computer program. Random allocation sequences were placed into identical sealed and numbered envelopes. Designated research staff members were responsible for allocating consecutively numbered envelopes to the participants.
 

Figure. Flow of pre-intervention assessment, randomisation, intervention, and post-intervention assessment
 
Students randomised to the traditional didactic lecture were grouped into a class, which watched the pre-recorded 45-minute didactic lecture in the lecture theatre (as if the students were attending a standard lecture). Students randomised to the online micromodule group viewed the micromodules on separate computers at their own pace. The total runtime of these micromodules was 10 minutes each, and students were expected to explore the content in its entirety within 45 minutes. The breadth and depth of topics covered in both interventions were identical to each other and similar to past lectures; the only difference was the delivery medium. The students could not be blinded; however, all outcome assessors (including content creators) were blinded to intervention allocation because the didactic lecture was not delivered live or in person.
 
Assessment
We used the Kirkpatrick’s four-level training evaluation model as the basis for evaluations of instructional effectiveness. In the context of online learning, Level 1 (reaction) refers to the student’s affective responses to training quality or relevance, usually measured by surveys; Level 2 (learning) refers to knowledge directly obtained from the online lecture, usually measured by knowledge tests such as MCQs and true-false questions; Level 3 (behaviour outcomes/transfer of learning) refers to improvements in the outcomes of tasks not directly taught in the instructional content, typically measured through practical or standardised examinations; and Level 4 (results) refers to the impact of training on organisational goals (ie, actual benefit to patients).
 
Prior to randomisation, a pre-intervention MCQ test was used to determine participant baseline knowledge. Immediately after randomisation and completion of training, participants repeated the MCQ test to determine the degree of knowledge acquisition (ie, Kirkpatrick Level 2). Their confidence in the subject matter was also measured using a 10-point scale (ie, Kirkpatrick Level 1).
 
After 3 weeks of teaching, each participant underwent individual assessments in outpatient clinics. The MCQ test was administered again to test knowledge retention. Then, an OSCE was administered to assess the participant’s approach to a real patient with either LUTS or haematuria. A nurse was present as a chaperone and third-party assessor, who gave a subjective assessment score, measured using a 10-point scale. The participant then presented the case to a urologist, who assessed the collected information using a structured marking scheme. Additionally, the urologist gave a subjective assessment score, similar to the nursing assessment. All student assessors were blinded to the allocated teaching approach. The scores from the nurses and urologists were used to assess student performance in the OSCE (ie, Kirkpatrick Level 3); they also were used to assess the overall effectiveness and safety of the micromodule teaching approach. Due to the study design, the impact of training on organisational goals (ie, Kirkpatrick Level 4) was not assessed.
 
Statistical analysis
Statistical analysis was performed using SPSS (Windows version 23.0; IBM Corp, Armonk [NY], United States). There was no crossover between treatment arms. Data were analysed using an intention-to-treat approach. Descriptive statistics (means, standard deviations, and ranges) were used for demographic data. Independent samples t tests or one-way multivariate analysis of variance were used for parametric continuous variables; the Mann–Whitney U test was used for non-parametric continuous variables; and the Chi squared test was used for categorical variables. P values <0.05 were considered statistically significant.
 
Results
Between 4 December 2017 and 22 January 2018, 45 medical students voluntarily enrolled in this study at our hospital; 22 students were randomised to the didactic lecture group and 23 students were randomised to the online micromodule group. Most participants (77% and 74%, respectively) were in their final year of medical education. There were no significant differences in demographic composition between the two groups (Table 1). The difference in pre-intervention MCQ scores also was not statistically significant (P=0.471), indicating that the participants had similar baseline knowledge (Table 2).
 

Table 1. Baseline participant characteristics
 

Table 2. Assessment result of the students during different phases of the study
 
In this study, the primary outcome was the difference in OSCE scores between the didactic lecture and online micromodule groups, as assessed by the urologists. This outcome corresponds to Level 3 of the Kirkpatrick model. Three-quarters of participants assessed real patients with LUTS; the remaining participants assessed patients with haematuria. There was no difference in OSCE score between the groups (13.09 ± 1.59 vs 12.98 ± 1.75, P=0.823) [Table 2].
 
The secondary outcome was the difference in knowledge acquisition and retention between interventions. Knowledge acquisition was defined as the difference between pre-intervention and post-intervention MCQ scores. Knowledge retention was defined as the difference between pre-intervention MCQ score and pre-OSCE MCQ score (taken 3 weeks after the intervention). Both of these outcomes correspond to Level 2 of the Kirkpatrick model. There were improvements in MCQ scores after teaching in both groups, although not statistically significant. However, there was no difference in the degree of improvement between the groups. Therefore, knowledge acquisition for the two groups were similar. For the assessment of knowledge retention, one-way multivariate analysis of variance with adjustment for pre-intervention MCQ scores revealed no statistically significant difference between post-intervention MCQ score and pre-OSCE MCQ score (Wilks’ Lambda=0.894, P=0.101, partial η2=0.106).
 
Finally, subjective assessment of confidence and competence was conducted; this assessment corresponds to Kirkpatrick Level 1. There was a significant improvement in post-intervention self-rated confidence, but there was no difference in the degree of improvement between the groups (Table 2). In terms of clinical performance (Kirkpatrick Level 3), there were no differences between the groups in terms of subjective assessment score by the urologists (7.89 ± 0.91 vs 7.70 ± 0.91, P=0.487) or nurses (8.05 ± 0.72 vs 8.04 ± 0.71, P=0.993).
 
Discussion
Our results show that both didactic lectures and online micromodules can help medical students achieve comparable outcomes in terms of acquiring, retaining, and applying foundational urological knowledge. Thus, online learning platforms may be viable substitutes for didactic lectures in the broader context of a move towards the FC approach.
 
In a systematic review of literature concerning the use of online lectures in undergraduate medical education,6 45 studies were identified; only 21 (47%) of those studies had clearly established control and intervention groups. Among the 21 studies, only six (29%) assessed learning using an OSCE or equivalent practical examinations; the remaining studies used MCQ tests. There was considerable heterogeneity in the manner by which online lectures were integrated into existing surgical curricula, which hindered meta-analysis. However, online lectures generally tended to be non-inferior to traditional lectures.
 
Online learning offers many benefits to educators and students. First, it ensures round-the-clock access to learning materials. Second, it allows students to revisit these materials throughout the curriculum. Third, online learning platforms can track and verify that students have accessed and completed specific materials. Fourth, electronic content can be updated in a convenient manner; distribution is instantaneous and universal. Fifth, students have autonomy over the sequence and pace of learning, as well as the allocation of time; these aspects allow them to tailor their learning experience to meet personal objectives. Sixth, although a higher initial investment may be required, online learning platforms can be reused, exchanged, and collaborated on; they offer new economies of scale.10 11 Finally, the coronavirus disease 2019 pandemic led to concerns about the spread of infection, such that online micromodules became an attractive option for medical student education that permitted social distancing. Notably, online micromodules represent easily accessible media that can be used for continuing medical education, and interactive teaching can be added to enhance learning experience.
 
An important limitation of online learning is that educators may utilise the scheduling freedom offered by online platforms to overburden students with learning materials; they may not consider the large amount of non-classroom time that may be allocated to other tasks. To avoid this phenomenon, we established ‘bite-sized’ modules (ie, micromodules) and ensured that all topics covered are highly relevant to future clinical practice. Such short modules also match the students’ attention spans.2 3 4 However, we acknowledge that educators may initially expend greater effort in the preparation of online modules.4
 
Although there were some improvements in MCQ scores after the lecture or micromodules, they were weaker than expected, potentially because the post-intervention MCQ test occurred immediately after the lecture and there was insufficient time for participants to process the lecture content. Another limitation of the study design was that there were no tutorials or in-class interactions after the lectures. Thus, the acquired knowledge may not have been consolidated, resulting in suboptimal knowledge retention. Nevertheless, this study was designed to demonstrate non-inferiority between pedagogical approaches. Educators should remember that online learning is one component of the overall FC model. An overhaul of the broader teaching mentality and existing curriculum is required to realise the paradigm shift offered by the FC model. Thus, simple conversion of existing lecture notes to an electronic format will not effectively facilitate learning. There is a need for full utilisation of software/technologies to prepare multimedia/truly interactive micromodules; this approach is more likely to enhance student learning experiences. It is also challenging to develop effective methods for assessment of student competencies. Educators should support and collaborate with clinicians in this regard, thereby complementing each other’s efforts.4 12 13 14 15
 
In addition to video lectures, online platforms can be used to deliver diverse educational content, including interactive multimedia learning modules, discussion forums, polling, and virtual patients. We deliberately excluded these materials for the duration of this study because they represent distinct instructional configurations in terms of content and interactivity. The combination of interactive elements and lecture into a single intervention group would have confounded and invalidated the results.6 8 Thus, the video lectures solely consisted of slide decks, narration, and video. More studies are needed to determine how to best incorporate these teaching approaches into the instructional design of future curricula.11
 
The present study focused on the transfer of clinical knowledge and management of common urological symptoms via micromodules. Future research should examine whether online lectures can also effectively transfer practical procedural skills. Because of time constraints and the curriculum system, exposure during the clerkship period is extremely limited. Therefore, the current instructional approach for physical examination and basic clinical procedures (eg, insertion of urethral and central venous catheters) is often informal, opportunistic, and unstructured. Further studies may clarify the role of online education in procedural training.
 
Conclusion
Online micromodules were non-inferior to a traditional didactic lecture in terms of knowledge transfer focused on urology topics. Further enhancement of the interactive elements of the instructional medium will improve learning experience. Micromodule utilisation can be optimised during the development of the FC model of teaching. In times such as the recent pandemic era, where social distancing must be maintained throughout the educational process, there is an urgent need for curriculum reform that maximises the use of technology to enhance medical student learning.
 
Author contributions
Concept or design: CF Ng.
Acquisition of data: CH Yee, PKF Chiu, JYC Teoh, FPT Lai.
Analysis or interpretation of data: K Lim.
Drafting of the manuscript: K Lim, CF Ng.
Critical revision of the manuscript for important intellectual content: All authors.
 
All authors had full access to the data, contributed to the study, approved the final version for publication, and take responsibility for its accuracy and integrity.
 
Conflicts of interest
As editors of the journal, CF Ng and JYC Teoh were not involved in the peer review process. Other authors have disclosed no conflicts of interest.
 
Funding/support
This research received support from the Micro-Module Courseware Development Grant Scheme of The Chinese University of Hong Kong, Hong Kong (Ref No.: 3210817).
 
Ethics approval
This research aimed to improve instruction through the use of educational tests administered to the participants. All participants provided informed consent without the collection of personal or sensitive data.
 
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