Patient opinion of lower urinary tract symptoms and their treatment: a cross-sectional survey in Hong Kong public urology clinics

Hong Kong Med J 2017 Dec;23(6):562–9 | Epub 13 Oct 2017
DOI: 10.12809/hkmj166102
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE  CME
Patient opinion of lower urinary tract symptoms and their treatment: a cross-sectional survey in Hong Kong public urology clinics
LY Ho, FRCSEd (Urol), FHKAM (Surgery)1; CK Chan, FRCSEd (Urol), FHKAM (Surgery)2; Peggy SK Chu, FRCS (Edin), FHKAM (Surgery)3
1 Division of Urology, Department of Surgery, Queen Elizabeth Hospital, Jordan, Hong Kong
2 Division of Urology, Department of Surgery, Prince of Wales Hospital, The Chinese University of Hong Kong, Shatin, Hong Kong
3 Division of Urology, Department of Surgery, Tuen Mun Hospital, Tuen Mun, Hong Kong
 
Corresponding author: Dr LY Ho (holapyin@yahoo.com.hk)
 
 Full paper in PDF
 
Abstract
Introduction: Lower urinary tract symptoms collectively represent a common condition among ageing men. There are, however, limited data on the frequency of individual symptoms in patients who seek specialist care. We conducted a multinational survey in South-East Asia to evaluate patients’ self-reported prevalence, bother, treatment, and treatment satisfaction of four lower urinary tract symptoms namely, urgency, nocturia, slow stream, and post-micturition dribble. This report presents the analysis of the Hong Kong subpopulation.
 
Methods: This cross-sectional survey involved adult men aged over 18 years who attended a urology out-patient clinic because of lower urinary tract symptoms. A structured questionnaire, translated and validated in the local languages, was self-administered by patients.
 
Results: Of 1436 respondents surveyed in the region, 225 were from Hong Kong of whom most were aged 56 to 75 years, retired, and had no history of any previous prostate surgery. Overall, the self-reported prevalence of nocturia of at least one void per night was 93% (95% confidence interval, 90%-97%), slow stream 76% (71%-82%), post-micturition dribble 70% (64%-76%), and urgency 50% (43%-56%). Symptoms for which most respondents reported “some” or “a lot” of bother included: nocturia, defined as at least two voids per night (77%), and urgency and post-micturition dribble (73%). Only 39% to 54% of patients had previously received treatment but were not entirely satisfied with it. An understanding of their condition remained suboptimal.
 
Conclusions: In Hong Kong, nocturia emerged as the most prevalent and one of the most bothersome symptoms among men who sought urologist care for lower urinary tract symptoms. Compared with the non–Hong Kong population, Hong Kong respondents tended to be highly symptomatic and bothered. They were, however, less likely to have received treatment and were generally less satisfied with previous treatment.
 
 
New knowledge added by this study
  • Although day-time voiding symptoms have long been regarded as the more bothersome lower urinary tract symptom, results from this survey showed that nocturia was exceedingly common and could be highly bothersome to Hong Kong patients.
  • Patients who presented to urologists in Hong Kong were highly symptomatic and bothered, and were less likely to have been treated before or were less satisfied with previous treatment compared with patients in other South-East Asian countries.
Implications for clinical practice or policy
  • To continuously improve quality of care and accommodate an increasing service demand, there is a need to further strengthen the provision of resources and education along the continuum of care for lower urinary tract symptoms, including the primary and secondary care, for the general public and patients.
 
 
Introduction
Lower urinary tract symptoms (LUTS) collectively represent a common condition among ageing men.1 2 There are limited data on the frequency of individual symptoms in patients who seek specialist care. It is well established that LUTS have far reaching impacts on patients’ daily lives.3 4 There are standard tools available to assess the severity of LUTS, such as the International Prostate Symptom Score, but they do not reflect the degree to which patients are subjectively bothered by symptoms. Patient perception also depends on their cultural and religious background.
 
Treatment satisfaction and other patient-reported outcomes are increasingly recognised as important measures of the effectiveness of care delivery in addition to clinical parameters.5 These measures allow health care providers to assess the quality of care that takes account of patient expectations and preferences. As more treatment options have become available, it would be of interest to assess this dimension of health care quality in patients with LUTS.
 
The aim of this survey was to explore South-East Asian patients’ perception of LUTS and their treatment. Self-reported prevalence, bother, treatment, and treatment satisfaction of selected symptoms including storage (urgency, nocturia), voiding (slow stream), and post-micturition symptoms (dribble) were evaluated. In addition, patients’ perception of the cause of nocturia and use of non-prescribed treatment for this symptom were explored. The study adopted a cross-sectional design and a convenience sample of patients who sought specialist care from across the region, namely Hong Kong, Malaysia, Philippines, Singapore, Thailand, and Vietnam. The study explored current unmet needs and will be used to guide the development of patient-centred management strategies. This sub-analysis evaluated data from the Hong Kong subpopulation.
 
Methods
Subjects
We performed a cross-sectional study in 15 urology clinics—three from Hong Kong and 12 from South-East Asian countries (2 from Malaysia, 2 from the Philippines, 1 from Singapore, 3 from Thailand, and 4 from Vietnam). Hong Kong data were derived from a survey of patients conducted during December 2014 to October 2015. The study involved consecutive new patients who fulfilled the following eligibility criteria: (1) male aged ≥18 years who were attending the clinic for the first time, and (2) sought consultation at a urology clinic because of LUTS that had been present for at least 1 month. In this study, LUTS included increased daytime frequency, nocturia, urinary urgency, urinary incontinence, slow or weak stream, hesitancy, intermittency, straining, terminal dribble, sensation of incomplete bladder emptying, and post-micturition dribble. Such symptoms were defined according to the report from the Standardisation Sub-committee of the International Continence Society.6 Exclusion criteria were: (1) intermittent/indwelling catheterisation; (2) known prostate or bladder cancer; (3) spinal cord injury; (4) urethral stricture; (5) LUTS due to other causes, such as suspected or known urinary infection (cystitis or prostatitis); and (6) difficulty in understanding written information.
 
This survey involved major urology centres in South-East Asia. These centres were chosen because of two reasons: (1) they were major centres that saw 50 to 500 patients per week, and (2) there was a prior working relationship with the study group. Ethics approval from the Research Ethics Committee and Institutional Review Board were sought as required by the participating centres.
 
Questionnaire
A patient self-administered questionnaire was developed by the Southeast Asia Urology Think Tank that comprised a group of urology specialists. The questionnaire assessed (a) demographics (country of residence, age-group); (b) presence/absence, bother, treatment, and treatment satisfaction of each of the following symptoms: urgency, nocturia, slow stream, and post-micturition dribble; (c) perception of the cause of disease and use of non-prescribed treatment for nocturia; and (d) where appropriate, satisfaction with transurethral resection of the prostate (TURP). The questionnaire in Chinese used in Hong Kong and the original questionnaire in English are shown in the Appendices. For questions that related to the level of ‘bother’, responses ranged from “bother me a lot”, “bother me some”, “bother me a little”, to “not at all bothersome”. For treatment satisfaction, patients were asked to choose from the four categories: “very satisfied”, “satisfied”, “unsatisfied”, and “very unsatisfied”.
 
Translation and linguistic validation
The questionnaire was translated from the original English language into traditional Chinese. The translation of the questionnaire was performed in the ethnographic mode to maintain the meaning and cultural content. The questionnaire was back translated to the original language by an independent translator for each language. The versions were compared and any major differences were reconciled. An expert in survey research and a subject expert (ie a urologist) reviewed the translations to ensure the text was accurate, equivalent to the original, written at an appropriate level (ie understood by the general public), and took account of any cultural differences. A pre-test was performed in a sample of subjects prior to distribution to the entire sample to identify and correct any issues with clarity, relevance, and comprehensiveness, as well as user-friendliness of the questionnaire. The translations were revised after the pre-test and finalised by the urologist.
 
Data collection
A urologist or member of the clinic staff was required to screen all consecutive new patients who presented to the urology clinic and identify potential study participants. They approached those patients who appeared eligible and explained the study to them. A patient questionnaire with an information sheet was distributed to each eligible consenting patient. Upon completion of the survey, the respondents sealed the questionnaire in an envelope and submitted it to the urologist who completed the eligibility checklist printed at the back of the questionnaire. The urologist then placed the questionnaire in an onsite lock box. Clinic staff periodically emptied the lock box and posted the contents to the data collection centre. Written informed consent was obtained from all eligible participants. To evaluate the response rate, participating centres were required to return a blank questionnaire for each eligible patient who refused to participate.
 
Statistical analysis
The sample size of 200 evaluable responses from each country was powered to detect a prevalence rate of 46% based on a previous study,6 with type 1 error of 0.05 and margin error not exceeding 7%. We used the SPSS (Windows version 24.0; IBM Corp, Armonk [NY], US) to analyse the data. Descriptive statistics were used to calculate the prevalence of LUTS, and the distribution of participants’ individual characteristics such as ‘bothersome level’, use of prescribed treatment, and satisfaction with specific treatments. Means and 95% confidence intervals are reported. Categorical variables are presented as percentages and compared using Chi squared test. Association rule analysis (also known as market basket analysis) was conducted using the statistical package R to examine symptom combination. Cochran-Armitage trend test was used to test the trend for nocturnal voiding frequency and the level of symptom-associated bother.
 
Results
Between March and May 2014, a pilot survey was carried out to evaluate the applicability of the questionnaire and data collection procedure. The field test involved centres in Hong Kong, Malaysia, Philippines, Singapore, Thailand, and Vietnam. In each of these regions, the questionnaire was self-administered by approximately 30 respondents. A total of 233 questionnaires were received from all regions: high response rates of >90% were reported by the centres. Overall, respondents rated the questionnaire positively. The mean time taken to complete the questionnaire was 5.4 minutes.
 
Overall, clarity of the layout and instructions required improvement to minimise illogical/missing responses, for example, use of strong visual symbols such as arrows to direct respondents to the next question if the answer was YES/NO.
 
Of the 1436 questionnaires collected from all regions, 17 were deemed ineligible based on the exclusion criteria and three were blank. A total of 225 evaluable responses from Hong Kong were collated for analysis. Between December 2014 and October 2015, a total of 71 evaluable responses were collected from Prince of Wales Hospital, 65 from Queen Elizabeth Hospital and 89 from Tuen Mun Hospital.
 
Patient characteristics
In the Hong Kong sample, most respondents were aged 56 to 75 years (71%), retired (54%), and had not undergone TURP (80%). Compared with the non–Hong Kong population, Hong Kong respondents were older and more likely to have received TURP (P<0.05; Table 1).
 

Table 1. Baseline demographics
 
Symptom prevalence
Among the respondents in Hong Kong who sought care at the urology clinics, LUTS were prevalent, with nocturia the most common (93%; 95% confidence interval [CI], 90%-97%), followed by slow stream (76%; 95% CI, 71%-82%), post-micturition dribble (70%; 95% CI, 64%-76%), and urgency (50%; 95% CI, 43%-56%). Relative to the non–Hong Kong respondents, the prevalence was significantly higher for all four LUTS except urgency (Table 2).
 

Table 2. Symptom prevalence
 
A considerable number of respondents in Hong Kong reported having more than one symptom to some degree: 35% of them had all four symptoms, 32% reported three symptoms, 22% two symptoms, and only 9% a single symptom. With regard to symptom combinations, the strongest association was found for post-micturition dribble and co-existing urgency, nocturia, and slow stream (support: 0.353; confidence: 0.872; lift value: 1.249).
 
Symptom bother and treatment satisfaction
When asked to evaluate how bothersome their symptoms were, more than half of respondents in Hong Kong felt at least some degree of bother (ie “bother me some” or “bother me a lot”)—73% for urgency and post-micturition dribble, 70% for nocturia, and 68% for slow stream. When nocturia was defined as waking up twice or more at night, it became the symptom with which the most respondents reported at least some bother (77%). The Hong Kong respondents showed a consistent trend for a higher percentage for all symptoms studied compared with the non–Hong Kong group (Table 3).
 

Table 3. Comparison of subjective assessment of symptom bother and outcomes of previous treatment between Hong Kong and non–Hong Kong respondents
 
Among the respondents in Hong Kong, 39% to 54% had received prescribed treatment. Less respondents with nocturia in Hong Kong received prescribed treatment compared with the non–Hong Kong population. The same applied to those with post-micturition dribble and urgency (Table 3).
 
More than 60% of respondents in Hong Kong reported being “satisfied” or “very satisfied” with previous prescribed treatment. Among the symptoms, the overall satisfaction rate was lower for nocturia and slow stream compared with the non–Hong Kong population. Most respondents in Hong Kong (79%-85%) indicated they would like to receive further treatment (Table 3).
 
A comparison of respondents’ subjective assessment of symptom bother, and outcomes of previous treatment from all regions is shown in Table 4.
 

Table 4. Comparison of subjective assessment of symptom bother and outcomes of previous treatment among all regions
 
Nocturia: patient perception
Of those respondents who claimed to have nocturia, 77% reported at least two voids per night (Table 3). More frequent voiding was associated with a higher level of bother, ie more respondents reported “bother me some” or “bother me a lot” (Cochran-Armitage trend test, Z= –5.3044, P<0.0001; Fig). More than half (53%) of respondents regarded the prostate as the main cause of nocturia, and 39% answered “don’t know”. Some respondents (17%) had taken non-prescribed treatment for nocturia, including herbal medicines and supplements.
 

Figure. Nocturnal voiding frequency and bother experienced by patients
 
Symptom improvement after transurethral resection of the prostate
Only a small proportion (15%) of respondents had previously undergone TURP. More than half of respondents reported improved symptoms following surgery (Table 5). The small number of respondents and occurrence of multiple symptoms in individual respondents made it difficult to compare the improvement rates across symptoms.
 

Table 5. Symptom improvement in the Hong Kong study population after transurethral resection of the prostate
 
Discussion
Symptom profiles of respondents
The survey provided information on the characteristics of men with LUTS who attended urology clinics in Hong Kong. The respondents were mostly elderly, retired, and had not undergone any prostate surgery. The most commonly reported symptoms were nocturia and slow stream. Almost 80% of respondents with nocturia awoke at least twice per night to void. This was by far the most bothersome symptom followed by daytime symptoms, urgency, and post-micturition dribble. This finding is in line with results from previous studies conducted in a primary care setting that reported nocturia as a significant driving factor to trigger medical consultations.7 8 Nocturia could be highly bothersome to patients. Waking during the night to void disrupts sleep for both the patient and their partner, and impaired sleep is known to affect quality of life. We also established that LUTS often co-exist, and are in line with the EpiLUTS in Korea9 and Europe.10 In this study, the association rules analysis further revealed that in the local population, for respondents with urgency, slow stream and nocturia, there was an 87% risk of co-existing post-micturition dribble.
 
Respondent’s perception of bother and satisfaction with previous treatment
The survey findings help identify patient needs by exploring respondents’ perceived degree of bother and treatment satisfaction. Compared with the non–Hong Kong population, Hong Kong respondents tended to report a higher level of symptom bother (approximately 70% experiencing “some” or “a lot” bother), were less likely to have received prescribed treatment before consulting the current urologist, and reported lower treatment satisfaction. This could be due to several reasons: (1) cultural differences in patient perception of the symptom bother and their treatment expectation; (2) higher referral threshold for primary care practitioners in Hong Kong; (3) more conservative practice of primary care physicians (eg more use of watchful waiting); and (4) a longer waiting time to access urology specialty services.
 
One distinguishing feature of the Hong Kong health care system from other participating countries is that a primary care physician referral system is in place in Hong Kong. A greater involvement of the primary care sector in the management of LUTS is believed to allow a more rational use of resources as a result of reduced time spent on waiting lists, earlier therapy, and increased access to specialist services for those in need of extensive investigations or surgery.11 In this sense, it is understandable that it is those mostly highly symptomatic patients who have failed medical therapy are referred to urologists. Intriguingly, fewer respondents in Hong Kong than in other South-East Asian countries reported being given prescribed treatment, suggesting that primary care physicians adopt a more conservative approach to the treatment of LUTS, although this remains to be confirmed with findings from medical records.
 
Local data are limited whereas overseas studies showed that primary care physicians are more likely to engage in watchful waiting than urologists. Fewer men received recommended diagnostic evaluations from primary care physicians than from urologists, such as uroflowmetry, bladder scans, and cystoscopy. Primary care physicians ordered tests such as creatinine measurement that are less frequently used by urologists. Primary care physicians were also more likely to prescribe an older, long-acting alpha blocker that requires dose titration, and less likely to prescribe combination therapy such as 5-alpha-reductase inhibitor and anticholinergic therapy.12 13 Interdisciplinary care plans, detailed inter-physician referral and consultation letters, and integrated clinics have been suggested to improve physician communication and patient care.14 15
 
Satisfaction with care is an important outcome. It is multidimensional, comprising satisfaction with the care process and with care outcomes, and involves the patient’s personality and expectations and the health care provider’s interpersonal skills as well as technical excellence. The components of the care process may include waiting times, provision of information, access to care, adequacy of care environment, and speed of treatment. The other major element of the satisfaction domain concerns care outcome. Individuals whose outcome is either below personal expectations or who experience treatment side-effects may be less satisfied with the care they have received.16
 
Respondents’ understanding of lower urinary tract symptoms
In terms of the cause of nocturia, 39% of respondents responded “don’t know” and 53% regarded the prostate as the primary cause. This indicates a need for more education and better physician-patient communication. Surveys conducted in Korea and Europe showed that it is the complications of LUTS more than the actual symptoms with which respondents are most concerned.17 18 Because primary care physicians are usually the first point of medical contact for men with LUTS, they can play an important role in educating patients and diagnosing the condition.13
 
Study strengths and limitations
This is a large-scale multinational study that assesses LUTS and their treatment from the patients’ perspective at a secondary care level. Our study had several limitations. First, the subjects surveyed were patients who were bothered by their symptoms and who sought a urology opinion and agreed to participate in this study. Results of this self-administered survey were subject to recall bias, for examples, about medication received, number of voids at night, and quality of treatment received from their previous physicians. Further study is required to explore an association with clinical assessment. Second, convenience sampling limited the representativeness of the study sample. Third, the response rates of this study were estimated by the number of blank questionnaires returned; each of which indicated a refusal to participate. Centres might not follow this closely in practice and the reasons for non-participation were not recorded. This may have introduced potential response bias. Fourth, missing data are attributed to the involvement of older adults in this survey. Fifth, following the completion of the pilot survey, the questionnaire was later revised to improve clarity of the layout and instructions to minimise illogical/missing responses, for example, use of strong visual symbols such as arrows to direct respondents to the next question if the answer is YES/NO. Lastly, the questionnaires included only four predominant LUTS. Although these core symptoms are the main factors in the assessment of LUTS, it is possible that lack of assessment of other symptoms limited our understanding of all LUTS symptomatology. When interpreting the results, it is important to take into account the differences among cities/countries, referral systems, waiting list times, and socio-economic composition of the samples.
 
The way forward
The demand for specialist care in the management of LUTS is expected to rise with increasing life-expectancy. Currently, TURP is the most common elective surgery in Hong Kong—about 3000 operations are performed at hospitals managed by the Hospital Authority each year.19 To keep pace with the increasing patient load and to improve the quality of care, findings from this study call for better streamlining of the shared-care model between general practitioners and urologists. More resources are required that will enable increased access to urology specialty services. This study provides an insight into the overall patient satisfaction with previous treatment before presentation to a specialist clinic. A complete evaluation of health care quality that examines different dimensions—such as structure, process, and quality of care—is warranted.
 
Conclusions
The survey provided much-needed information about patient perspectives regarding symptoms, bother, and treatment of LUTS. There is room for improvement in the quality of care provided to LUTS patients.
 
Declaration
All authors have disclosed no conflicts of interest.
 
References
1. Yee CH, Li JK, Lam HC, Chan ES, Hou SS, Ng CF. The prevalence of lower urinary tract symptoms in a Chinese population, and the correlation with uroflowmetry and disease perception. Int Urol Nephrol 2014;46:703-10. Crossref
2. Wong SY, Woo J, Hong A, Leung JC, Kwok T, Leung PC. Risk factors for lower urinary tract symptoms in southern Chinese men. Urology 2006;68:1009-14. Crossref
3. Glover L, Gannon K, McLoughlin J, Emberton M. Men’s experiences of having lower urinary tract symptoms: factors relating to bother. BJU Int 2004;94:563-7. Crossref
4. Gannon K, Glover L, O’Neill M, Emberton M. Lower urinary tract symptoms in men: self-perceptions and the concept of bother. BJU Int 2005;96:823-7. Crossref
5. Abrams P, Andersson KE, Birder L, et al. Fourth International Consultation on Incontinence Recommendations of the International Scientific Committee: evaluation and treatment of urinary incontinence, pelvic organ prolapse, and fecal incontinence. Neurourol Urodyn 2010;29:213-40. Crossref
6. Li MK, Garcia LA, Rosen R. Lower urinary tract symptoms and male sexual dysfunction in Asia: a survey of ageing men from five Asian countries. BJU Int 2005;96:1339-54. Crossref
7. Abrams P, Cardozo L, Fall M, et al. The standardisation of terminology in lower urinary tract function: report from the standardisation sub-committee of the International Continence Society. Urology 2003;61:37-49. Crossref
8. Lai UC, Wun YT, Luo TC, Pang SM. In a free healthcare system, why do men not consult for lower urinary tract symptoms (LUTS)? Asia Pac Fam Med 2011;10:7. Crossref
9. Kim TH, Han DH, Lee KS. The prevalence of lower urinary tract symptoms in Korean men aged 40 years or older: a population-based survey. Int Neurourol J 2014;18:126-32. Crossref
10. Irwin DE, Milsom I, Hunskaar S, et al. Population-based survey of urinary incontinence, overactive bladder, and other lower urinary tract symptoms in five countries: results of the EPIC study. Eur Urol 2006;50:1306-14; discussion 1314-5. Crossref
11. Fonseca J, Martins da Silva C. The diagnosis and treatment of lower urinary tract symptoms due to benign prostatic hyperplasia by primary care family physicians in Portugal. Clin Drug Investig 2015;35(Suppl 1):19-27. Crossref
12. Spatafora S, Canepa G, Migliari R, et al. Effects of a shared protocol between urologists and general practitioners on referral patterns and initial diagnostic management of men with lower urinary tract symptoms in Italy: the Prostate Destination study. BJU Int 2005;95:563-70. Crossref
13. Miner MM. Primary care physician versus urologist: how does their medical management of LUTS associated with BPH differ? Curr Urol Rep 2009;10:254-60. Crossref
14. Lopéz BM, Romero AH, Ortín EO, Garcia IL. Can primary care physicians manage benign prostatic hyperplasia patients as urologists do? Eur Med J Urol Jul 2014:1-8.
15. Wei JT, Miner MM, Steers WD, et al. Benign prostate hyperplasia evaluation and management by urologists and primary care physicians: practice patterns from the observational BPH Registry. J Urol 2011;186:971-6. Crossref
16. Roehrborn CG, Nuckolls JG, Wei JT, Steers W; BPH Registry and Patient Survey Steering Committee. The benign prostatic hyperplasia registry and patient survey: study design, methods and patient baseline characteristics. BJU Int 2007;100:813-9. Crossref
17. George AK, Sandra MG. Measuring patient satisfaction. In: Penson DF, Wei JT, editors. Clinical research methods for surgeons. New Jersey: Humana Press; 2006: 253-65.
18. Kim SI, Kang JY, Lee HW, Seong do H, Cho JS. A survey conducted on patients’ and urologists’ perceptions of benign prostatic hyperplasia. Urol Int 2011;86:278-83. Crossref
19. Leung KK, So HS. Evolution of care for patients undergoing transurethral resection of prostate. Available from: https://www3.ha.org.hk/haconvention/hac2014/proceedings/downloads/SPPE559.pdf. Accessed 16 May 2016.

Evaluation of the awareness of, attitude to, and knowledge about fertility preservation in cancer patients among clinical practitioners in Hong Kong

Hong Kong Med J 2017 Dec;23(6):556–61 | Epub 10 Nov 2017
DOI: 10.12809/hkmj176840
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Evaluation of the awareness of, attitude to, and knowledge about fertility preservation in cancer patients among clinical practitioners in Hong Kong
Jacqueline PW Chung, MRCOG, FHKAM (Obstetrics and Gynaecology); Terence TH Lao, MD, FRCOG; TC Li, PhD, FRCOG
Department of Obstetrics and Gynaecology, The Chinese University of Hong Kong, Shatin, Hong Kong
 
Corresponding author: Dr Jacqueline PW Chung (jacquelinechung@cuhk.edu.hk)
 
 Full paper in PDF
 
Abstract
Introduction: Individuals can be exposed to gonadotoxic agents in the course of treatment for cancers and other medical conditions. Fertility preservation refers to strategies that aim to preserve fertility by protecting it against the damage inflicted by gonadotoxic treatment. Many young patients are prescribed gonadotoxic treatment without prior counselling. This study aimed to study the awareness of, attitude to, and knowledge about fertility preservation among clinicians in Hong Kong.
 
Methods: This was a cross-sectional study carried out between June and December 2016 using a self-administered questionnaire. The questionnaires were sent to clinicians in the departments of Clinical Oncology, Haematology, Obstetrics and Gynaecology, Paediatrics, and Surgery in various public hospitals of Hong Kong.
 
Results: In this survey, 36.5% (167 of 457) of clinicians responded. Of the respondents, only 45.6% were familiar with fertility preservation. The factors considered most important for referral were, in decreasing order of importance, prognosis of the patient, patient’s desire to have children, time available before commencing gonadotoxic treatment, type of cancer, and type of gonadotoxic treatment. The majority of clinicians did not refer their patients for fertility preservation due to a lack of available time before treatment, considerable risk of recurrence, poor prognosis, financial constraints, need for cancer treatment as top priority at the time, and lack of awareness of such service. Almost all agreed that a dedicated centre should be set up for fertility preservation and 76.5% agreed that fertility preservation should be provided as a public service.
 
Conclusion: Awareness among clinical practitioners of fertility preservation remains weak. Education of clinicians and the establishment of a dedicated fertility preservation centre are required.
 
 
New knowledge added by this study
  • Awareness of and knowledge about fertility preservation among clinical practitioners remains weak.
  • Factors considered most important for referral were, in decreasing order of importance, prognosis of the patient, the desire to have children, time available before commencing gonadotoxic treatment, type of cancer, and gonadotoxic treatment.
Implications for clinical practice or policy
  • Increased awareness of fertility preservation among clinicians is required, especially of new strategies involved in reproductive technology.
  • Education of clinicians and establishment of a dedicated fertility preservation centre, and an efficient referral system are required.
 
 
Introduction
The human gonads, both the ovaries and testes, are sensitive organs susceptible to injury by disease, medications, and chemotherapy and radiation for the treatment of cancers and other medical conditions including autoimmune diseases such as systemic lupus erythematosus and haematological diseases.1 2 3 Individuals who survive may later consider starting a family, yet by this time they often face problems of gonadal injury and ageing. If their fertility can be preserved before such treatment is performed, especially at a young age, individuals will be able to retain or regain their fertility after completion of treatment.
 
Current advances in reproductive technology have enabled fertility to be retained by preservation of gonadal function such that gametes as well as hormones continue to be produced despite damage inflicted by gonadotoxic treatment. Fertility preservation methods include fertility-sparing surgery, radiation shielding, and gonadotropin-releasing hormone agonists for gonadal suppression during chemotherapy. In addition, assisted reproductive technology—including intracytoplasmic sperm insemination; and oocyte, embryo and ovarian tissue cryopreservation—have expanded fertility preservation options that can now be applied to a broader spectrum of patients including those who are pre-pubertal, and those with insufficient time prior to initiation of gonadotoxic treatment.4 5 6
 
Although any adverse effects of treatment on fertility should have been discussed by clinicians before treatment, up to half of the patients are not referred to fertility specialists for fertility preservation.7 To the best of our knowledge, there is no local literature on the awareness of, attitude towards, and knowledge about fertility preservation among clinicians in Hong Kong. We therefore conducted a questionnaire survey to address this issue.
 
Methods
This was a cross-sectional survey to evaluate the awareness of, attitude towards, and knowledge about fertility preservation among local clinicians in Hong Kong. The study was conducted between June 2016 and December 2016. Ethical approval for the study was obtained from the institutional Survey and Behavioural Research Ethics Committee.
 
Eligible subjects were identified from the Specialist Register of Medical Council of Hong Kong who were clinicians worked in public hospitals and specialised in the field of Clinical Oncology, Haematology, Obstetrics and Gynaecology, Paediatrics, and Surgery. Potential candidates were selected by convenience sampling from each specialty from various hospitals and their work addresses identified via the electronic staff directory or organisational chart provided by the Hospital Authority intranet. The study questionnaire was mailed to them internally.
 
The self-administered questionnaire included a brief explanation of the survey. If the subject agreed to participate, they were asked to complete the questionnaire and return it in the stamped addressed envelope. The questionnaires were completed and returned anonymously.
 
The questionnaire comprised 29 items in two parts. The first part included questions about the baseline demographics and specialty of the participants. Their views on the demand for the fertility preservation service, factors they considered when making a decision about fertility preservation, and the difficulties encountered in discussing fertility issues with their patients were examined. Practical questions about the potential costs and the need for a dedicated fertility preservation clinic were also addressed.
 
The SPSS (Windows version 20.0; IBM Corp, Armonk [NY], US) was used for data entry and analysis. Demographic data were summarised by means, medians, and percentages. The Chi squared test (χ2 test) was used for categorical data such as comparing the awareness of fertility preservation among different specialties, cancer type, and demographic background. Student’s t test (t test) was used for continuous variables of age and years of practice. Results with a P value of <0.05 were considered statistically significant.
 
Results
Of the 467 questionnaires sent to a convenient sample of clinicians, 10 were returned unopened because of an outdated work address. A total of 167 questionnaires of the remaining 457 questionnaires were returned, giving an overall response rate of 36.5%. The response rates for specific specialties were: 55.3% (68/123) for obstetricians and gynaecologists, 37.5% (48/128) for surgeons (general/breast/urology), 18.5% (22/119) for paediatricians, and 16.5% (16/97) for haematologists or clinical oncologists. Table 1 summarises the baseline demographics of the respondents. Some of the respondents did not answer all questions, hence the denominators of each response are stated.
 

Table 1. Demographics of respondents (n=167)
 
Up to 85.0% (142/167) of respondents cared for cancer patients in their daily practice and 76.0% (127/167) dealt with treatments that may threaten fertility. The most commonly encountered cancers were gynaecological cancer (50.0%, 71/142), followed by urological cancer (25.4%, 36/142), haematological cancer (20.4%, 29/142), neurological cancer (19.7%, 28/142), musculoskeletal cancer (18.3%, 26/142), gastrointestinal cancer (16.2%, 23/142), and others (6.3%, 9/142).
 
Only 45.6% (73/160) of the respondents were familiar with fertility preservation. The three most familiar means were sperm freezing (66.3%, 108/163), followed by oocyte freezing (65.0%, 106/163) and embryo freezing (50.3%, 82/163). Table 2 shows the awareness of various fertility preservation strategies among clinicians from different specialties.
 

Table 2. Awareness and familiarity of fertility preservation among different specialties
 
Nevertheless, 68.3% (112/164) of respondents had never referred a patient for fertility preservation. Among the 52 respondents who had, 88.5% (46/52) had referred fewer than five patients and 11.5% had referred more than five patients over the past 12 months. Sperm cryopreservation was the most commonly referred fertility preservation method. There was no significant association of the demographic background of respondents in terms of age (P=0.334), gender (P=0.325), marital status (P=0.060), presence of any children (P=0.574), or practice setting (P=0.749) with awareness or frequency of referral for fertility preservation. Up to 90.7% (146/161) would consider referral of a patient to a fertility specialist for fertility preservation if it delayed treatment by 1 week, 83.2% (134/161) if the delay was <2 weeks, 41.6% (67/161) for <4 weeks, and 6.2% (10/161) for <8 weeks.
 
Table 3 shows the responses to questions about fertility preservation. Up to 76.5% (117/153) of the respondents agree that fertility preservation should be available as a public service. The top five difficulties encountered by clinicians in discussing fertility preservation were: no time before commencement of gonadotoxic treatment (60.6%, 97/160), high risk of cancer recurrence (53.8%, 86/160) or poor prognosis, financial constraints (46.9%, 75/160), treating the cancer as top priority (38.8%, 62/160), and not being aware of any place or person to whom their patients could be referred to (35.0%, 56/160).
 

Table 3. Answers to questions on awareness of and factors to consider for fertility preservation
 
Discussion
Gonadotoxic treatments for cancer, especially those requiring chemotherapy with alkylating agents and total body irradiation or pelvic/whole-body radiation, have a significant negative impact on ovarian and testicular function.1 These impacts may be irreversible depending on the patient’s age, total dose administered, and gonadal reserve at the time of treatment.
 
Fertility preservation has gained increasing attention worldwide over the past decade as treatment advances result in more and more survivors of childhood cancers and adult malignancies who are expected to lead a normal life and to start a family of their own.1
 
Our study revealed several important findings. First, it showed a rather low awareness of fertility preservation among our respondents. Most agreed that their patients should be referred for fertility preservation even if it meant a delay in their treatment. Although up to three quarters of respondents dealt with treatment that might impair fertility, less than half were familiar with fertility preservation. Our previous study showed significant underutilisation of a sperm cryopreservation service over the past two decades.8 There is an imperative need to provide better education and campaigns to raise awareness about various options for fertility preservation available in Hong Kong.
 
Second, our study evaluated the difficulties or barriers encountered by clinicians in referring patients for fertility preservation. Similar to previous studies, a high risk of disease recurrence and poor prognosis discouraged discussion about future fertility.9 10 11 More than half of the respondents also expressed insufficient time for fertility preservation procedures before initiation of gonadotoxic treatment. Nonetheless sperm cryopreservation is a simple and effective method of preserving fertility for male patients who need to produce only a semen sample by masturbation for cryopreservation at any time before initiation of gonadotoxic treatment.8 In female patients, fertility preservation is slightly more complicated and time-consuming. Ovarian stimulation for oocyte or embryo cryopreservation takes at least 8 to 12 days although the introduction of random-start protocols for ovarian stimulation and ovarian tissue cryopreservation now provide a new option for those with insufficient time and for pre-pubertal adolescents.5 6 12 13 Early referral to a fertility specialist at the time of diagnosis of disease and prior to treatment commencement is the key to maximising the success of fertility preservation and allows a greater window of opportunity for preserving fertility.14 Again, this highlighted the need for training and education of clinical practitioners in the most updated advances in assisted reproductive technology, especially in specialties other than obstetrics and gynaecology.
 
Third, almost all respondents agreed there was a need for a dedicated clinic or referral centre. Most suggested two centres, catering to both private and public patients. No such referral centre is currently available in Hong Kong. An important prerequisite is a quick and efficient system whereby patients can be referred for fertility preservation counselling by a fertility specialist as soon as their diagnosis of cancer is made.15 Moreover, proper regulations and guidelines about fertility preservation should be established and communicated to the public and clinicians. Printed information about the effect of cancer treatment on fertility and the options for fertility preservation techniques, including both established and experimental, should be available for all clinicians to hand out to their patients. A 24-hour hotline should be set up and contact addresses disseminated widely on websites or to clinicians who care for patients with cancer.
 
Fourth, financial constraints should be addressed. Cryopreservation of gametes and embryos is expensive and is currently only available in Hong Kong as a private service. Government and non-governmental organisations should consider funding this in selected patients. Up to 76.5% of our respondents agreed that fertility preservation should be provided as a public service.
 
In addition, there appeared to be varying levels of awareness among clinicians from different specialties about fertility preservation techniques. Different specialists may be more or less exposed to the most up-to-date trends in the field of assisted reproductive technology. Our data were not sufficiently representative to explore this issue. Further studies are required to evaluate this.
 
Our study is limited by its small sample size and low response rate. Ideally, all clinicians from both public and private sectors of all specialties should be included but this would be costly and impractical. Our study included a higher proportion of clinicians from university-affiliated hospitals and this might have added additional self-selection bias to the study as they were more willing to participate in research. In addition, clinicians with an interest in this area may have been more likely to respond to this study. Potential candidates were sampled by convenience from each specialty from various hospitals and might not have represented the views of all clinicians. Caution should be exercised when making generalisations about these data from a sample group that was self-selected. Nonetheless this is the first study to evaluate the awareness of, attitude towards, and knowledge about fertility preservation among clinicians in Hong Kong. It provides important information that can be applied in setting up a fertility preservation centre and in the design of training modules and educational materials for clinical practitioners.
 
Reassuringly, our studies show an overall encouraging positive attitude among local clinicians towards fertility preservation, with the majority wanting to know more. Knowledge about fertility preservation techniques is insufficient. There is a need to improve awareness of and referral for this service. As the field of fertility preservation continues to grow, it is important to include the topic of fertility preservation in the curriculum of our medical schools to increase the knowledge and awareness of our future clinicians. Seminars, workshops, and conferences for those interested in this field should be regularly arranged. Fundraising campaigns and grants for research in this field should be encouraged. A multidisciplinary team and dedicated centre with an efficient referral system should be set up as soon as possible to provide fertility risk assessment and counselling for patients. Further studies are required to explore how fertility concerns are being addressed during the management of serious medical conditions, especially cancer care, and how clinicians can communicate with cancer patients about the options for fertility preservation.
 
Acknowledgements
We would like to thank Miss Elaine Yee-lee Ng, Miss Sze-yan Lo, and Mr Ka-chun Keung for data collection and entry. We would also like to thank all the clinicians who participated in this study.
 
Declaration
All authors have disclosed no conflicts of interest.
 
References
1. Rodriguez-Wallberg KA, Oktay K. Fertility preservation during cancer treatment: clinical guidelines. Cancer Manag Res 2014;6:105-17.
2. Falcone T, Bedaiwy MA. Fertility preservation and pregnancy outcome after malignancy. Curr Opin Obstet Gynecol 2005;17:21-6. Crossref
3. Loren AW, Mangu PB, Beck LN, et al. Fertility preservation for patients with cancer: American Society of Clinical Oncology clinical practice guideline update. J Clin Oncol 2013;31:2500-10. Crossref
4. Ethics Committee of American Society for Reproductive Medicine. Fertility preservation and reproduction in patients facing gonadotoxic therapies: a committee opinion. Fertil Steril 2013;100:1224-31. Crossref
5. Dolmans MM, Jadoul P, Gilliaux S, et al. A review of 15 years of ovarian tissue bank activities. J Assist Reprod Genet 2013;30:305-14. Crossref
6. Donnez J, Martinez-Madrid B, Jadoul P, Van Langendonckt A, Demylle D, Dolmans MM. Ovarian tissue cryopreservation and transplantation: a review. Hum Reprod Update 2006;12:519-35. Crossref
7. Forman EJ, Anders CK, Behera MA. A nationwide survey of oncologists regarding treatment-related infertility and fertility preservation in female cancer patients. Fertil Steril 2010;94:1652-6. Crossref
8. Chung JP, Haines CJ, Kong GW. Sperm cryopreservation for Chinese male cancer patients: a 17-year retrospective analysis in an assisted reproductive unit in Hong Kong. Hong Kong Med J 2013;19:525-30. 
9. Shimizu C, Bando H, Kato T, Mizota Y, Yamamoto S, Fujiwara Y. Physicians’ knowledge, attitude, and behavior regarding fertility issues for young breast cancer patients: a national survey for breast care specialists. Breast Cancer 2013;20:230-40. Crossref
10. Arafa MA, Rabah DM. Attitudes and practices of oncologists toward fertility preservation. J Pediatr Hematol Oncol 2011;33:203-7. Crossref
11. Collins IM, Fay L, Kennedy MJ. Strategies for fertility preservation after chemotherapy: awareness among Irish cancer specialists. Ir Med J 2011;104:6-9. 
12. Cakmak H, Rosen MP. Random-start ovarian stimulation in patients with cancer. Curr Opin Obstet Gynecol 2015;27:215-21. Crossref
13. Rashidi BH, Tehrani ES, Ghaffari F. Ovarian stimulation for emergency fertility preservation in cancer patients: a case series study. Gynecol Oncol Rep 2014;10:19-21. Crossref
14. Yee S, Fuller-Thomson E, Lau A, Greenblatt EM. Fertility preservation practices among Ontario oncologists. J Cancer Educ 2012;27:362-8. Crossref
15. Ghazeeri G, Zebian D, Nassar AH, et al. Knowledge, attitudes and awareness regarding fertility preservation among oncologists and clinical practitioners in Lebanon. Hum Fertil (Camb) 2016;19:127-33. Crossref

Expanded newborn metabolic screening programme in Hong Kong: a three-year journey

Hong Kong Med J 2017 Oct;23(5):489–96 | Epub 1 Sep 2017
DOI: 10.12809/hkmj176274
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Expanded newborn metabolic screening programme in Hong Kong: a three-year journey
SC Chong, FHKCPaed, FHKAM (Paediatrics)1,2; LK Law, PhD, FRCPath1,3; Joannie Hui, FRCP (Edin), FRACP1,2; CY Lai, MSc Nursing, FHKAN (Midwifery)4; TY Leung, MD (CUHK), FHKAM (Obstetrics and Gynaecology)1,4; YP Yuen, FRCPath, FHKAM (Pathology)1,3
1 Centre of Inborn Errors of Metabolism, The Chinese University of Hong Kong, Shatin, Hong Kong
2 Department of Paediatrics, The Chinese University of Hong Kong, Shatin, Hong Kong
3 Department of Chemical Pathology, The Chinese University of Hong Kong, Shatin, Hong Kong
4 Department of Obstetrics and Gynaecology, The Chinese University of Hong Kong, Shatin, Hong Kong
 
Corresponding author: Dr YP Yuen (lizyuenyp@cuhk.edu.hk)
 
 
 Full paper in PDF
 
Abstract
Introduction: No universal expanded newborn screening service for inborn errors of metabolism is available in Hong Kong despite its long history in developed western countries and rapid development in neighbouring Asian countries. To increase the local awareness and preparedness, the Centre of Inborn Errors of Metabolism of the Chinese University of Hong Kong started a private inborn errors of metabolism screening programme in July 2013. This study aimed to describe the results and implementation of this screening programme.
 
Methods: We retrieved the demographics of the screened newborns and the screening results from July 2013 to July 2016. These data were used to calculate quality metrics such as call-back rate and false-positive rate. Clinical details of true-positive and false-negative cases and their outcomes were described. Finally, the call-back logistics for newborns with positive screening results were reviewed.
 
Results: During the study period, 30 448 newborns referred from 13 private and public units were screened. Of the samples, 98.3% were collected within 7 days of life. The overall call-back rate was 0.128% (39/30 448) and the false-positive rate was 0.105% (32/30 448). Six neonates were confirmed to have inborn errors of metabolism, including two cases of medium-chain acyl-coenzyme A dehydrogenase deficiency, one case of carnitine-acylcarnitine translocase deficiency, and three milder conditions. One case of maternal carnitine uptake defect was diagnosed. All patients remained asymptomatic at their last follow-up.
 
Conclusion: The Centre of Inborn Errors of Metabolism has established a comprehensive expanded newborn screening programme for selected inborn errors of metabolism. It sets a standard against which the performance of other private newborn screening tests can be compared. Our experience can also serve as a reference for policymakers when they contemplate establishing a government-funded universal expanded newborn screening programme in the future.
 
 
New knowledge added by this study
  • Running an expanded newborn screening programme in public and private hospitals in Hong Kong is feasible if sufficient clinical and logistical support can be provided.
  • The incidence of inborn errors of metabolism detected by expanded newborn screening is one in 4355 births in Hong Kong. The call-back rate is 0.128%.
Implications for clinical practice or policy
  • Our results such as call-back rate and incidence of inborn errors of metabolism will be useful for future planning for a universal expanded newborn screening programme in Hong Kong.
  • Our results illustrate that expanded newborn screening is not just a laboratory test, but also a comprehensive programme with different clinical components such as pre-test counselling and post-test timely specialised management.
 
 
Introduction
The term ‘inborn errors of metabolism’ (IEM) was coined by Archibald Garrod more than 100 years ago.1 Such disorder is extremely heterogeneous in clinical presentation and causes disease by either accumulation of toxic intermediary metabolites or lack of essential metabolites. In the 1960s, Robert Guthrie invented a bacterial-inhibition assay based on dried blood spots (DBS) collected on filter paper cards to detect abnormal levels of phenylalanine in patients with phenylketonuria (PKU).2 Newborn screening for PKU, other IEM, and non-IEM conditions (eg congenital hypothyroidism) became more widespread in the subsequent two decades. In the 1990s, tandem mass spectrometry (MS/MS) for multiplex analysis of acylcarnitines and amino acids was applied in expanded screening of IEM in newborns.3 4 Despite 50 years having passed since the first PKU screening, there are still vast differences in the practice of newborn screening in different countries.5 6 In the United States, the first recommended uniform newborn screening panel was adopted in 2006.7 In the latest recommended uniform screening panel, 20 of 34 core conditions and 22 of 26 secondary conditions are IEM with abnormal metabolites detectable by MS/MS.8 Screening of PKU was started in the 1960s in Australia, New Zealand, and Japan.9 10 Other Asia Pacific countries such as Taiwan, the Philippines, and Korea all have adopted different expanded newborn screening panels since then.11 Shanghai is the first city in China to adopt expanded newborn screening, starting in 2003.12 In Singapore, an expanded newborn screening programme that covers more than 25 IEMs was started in 2006.13
 
In Hong Kong, the only territory-wide newborn screening programme is cord blood screening for glucose-6-phosphate dehydrogenase (G6PD) deficiency and congenital hypothyroidism run by the Clinical Genetics Service, Department of Health.14 A pilot study using an OPathPaed service model for expanded newborn screening in a regional public hospital in Hong Kong was conducted between July and November 2010.15 The Centre of Inborn Errors of Metabolism (CIEM) of the Chinese University of Hong Kong started a private expanded newborn metabolic screening programme in July 2013 with participants from multiple centres. This study describes the results and screening outcome of this newborn screening programme in the past 3 years.
 
Methods
The CIEM newborn screening programme offered opt-in screening for 34 aminoacidopathies, organic acidurias, and fatty acid oxidation disorders (Table). Daily pre-test education and counselling were done by doctors and nurses of the referring units. This process was assisted by pamphlets produced by the CIEM.16 Parents were asked to sign a consent form after the education and counselling session. Referring hospitals were instructed to perform a heel prick for newborn babies between 24 hours and 7 days after birth and spot a few drops of blood onto a filter paper card provided by the CIEM. Apart from basic demographic information such as date and time of birth, the date and time of the DBS collection, ethnicity, feeding methods, medications, and family history of IEM were also collected. The screening laboratory ran the MS/MS assay for IEM screening daily from Monday to Friday. Eleven amino acids, succinylacetone, free carnitine, and 30 acylcarnitines were analysed by the Neobase non-derivatized MSMS kit (PerkinElmer, Waltham [MS], US) on a Quattro Micro tandem quadrupole mass spectrometer (Waters, Milford [MS], US). In the initial phase, laboratory cut-offs at 1 and 99 percentiles for these 43 analytes were calculated using results from 200 healthy newborns. These cut-offs were then updated regularly as more normal data were accumulated. We also compared our cut-offs with the clinically validated cut-offs in the Region 4 Stork (R4S) MS/MS project. The R4S MS/MS project is a web-based application for laboratory quality improvement of newborn screening by MS/MS.17 Screen-positive results were classified as ‘uncertain’ if the abnormal analyte(s) was only mildly elevated or ‘positive’ if the abnormal analyte(s) was markedly elevated or the abnormal analyte pattern was highly suggestive of a specific IEM. Post-analytical tools in the R4S MS/MS project (https://clir.mayo.edu/) were also used to assist result interpretation.18 The final screening reports were authorised by a trained chemical pathologist and a professionally qualified scientist. The clinical team, which consisted of metabolic paediatricians and newborn screening nurses, was notified immediately for any positive screening result. For each neonate with a positive screen, a second DBS card was collected. Additional blood and urine were usually collected at the same time for confirmatory metabolic investigations (eg plasma amino acid and urine organic acid analysis). The exact course of action was determined on a case-by-case basis. The workflow and logistics arrangement of the CIEM screening programme are summarised in the Figure.
 

Table. Target IEM of the CIEM newborn screening programme
 

Figure. Workflow and logistics arrangement of the expanded newborn screening programme run by the Centre of Inborn Errors of Metabolism
 
Before and soon after launching of the CIEM newborn screening programme, a series of seminars and briefing sessions were organised in order to boost the knowledge of general practitioners, nurses, and laboratory staff on newborn screening. Continuous support was also provided to all the referring doctors and hospitals, especially on proper collection of DBS and interpretation of abnormal screening results. The CIEM also organises on-going yearly training to midwives about newborn screening.
 
Data for the CIEM newborn screening programme between July 2013 and July 2016 were retrieved. Basic demographics of the screened newborns, collection details for the DBS cards, call-back rate, false-positive rate, clinical details and outcomes of the true-positive cases, and call-back logistics were reviewed. This study was done in accordance with the principles outlined in the Declaration of Helsinki.
 
Results
From July 2013 to July 2016, a total of 30 488 local newborn babies were screened. The total number of births during the same period was estimated to be 186 216.19 Therefore, approximately 16% of all newborns born between July 2013 and July 2016 were screened. The CIEM received DBS cards from the nursery units of nine of 10 private and two of eight public hospitals, and two paediatrics clinics in Hong Kong. Over 95% of the screened babies were Chinese and 2.7% were Caucasians. More than 98.3% of the DBS cards were collected within 7 days of life. Approximately 81% of the screening results were available in 2 calendar days and over 98% were available in 4 calendar days. Further analysis showed that most DBS cards with a turnaround time longer than 4 calendar days were received just before long holidays (eg the Lunar New Year holiday in 2014 and 2015). This is a well-known potential pitfall of a newborn screening programme, as most screening laboratories do not operate 7 days a week. In view of this, the CIEM added two extra half-day services during the Lunar New Year holiday in February 2016 to reduce the chance of delayed diagnosis.
 
Thirty-nine neonates had positive screening results (four ‘positive’ and 35 ‘uncertain’) and were called back for repeated DBS with or without additional metabolic investigations. The call-back rate was 0.128% (39/30 448). Six neonates (patients 1 to 6) were subsequently confirmed to have IEM by biochemical and molecular genetic testing. One neonate (patient 7) was confirmed to have abnormal newborn screening results due to a defect in maternal carnitine uptake. Details of patients 1 to 7 are described below. The false-positive rate was 0.105% (32/30 448). Among the 32 false-positive results, 17 had low free carnitine concentrations (range, 3.8-8.0 µmol/L) with or without low long-chain acylcarnitines, which constituted the most common cause of false-positive results.
 
Patients 1 and 2
Two siblings from the same Caucasian family were confirmed to have medium-chain acyl-coenzyme A dehydrogenase (MCAD) deficiency. Patient 1 was a full-term baby girl born by vaginal delivery. The first DBS sample showed marked elevations of C8-carnitine at 7.49 µmol/L (cut-off, <0.22 µmol/L) and other medium-chain acylcarnitines. The diagnosis of MCAD deficiency was confirmed by mutation analysis of the ACADM gene. The parents were counselled to feed their baby regularly and avoid fasting. Patient 1 was almost 3 years old at the time of the study and remained clinically asymptomatic. Patient 2 was the younger sister of patient 1. Her C8-carnitine concentration in the first DBS card collected before 48 hours after birth was 15.2 µmol/L. She shared the same ACADM genotype as patient 1 and also remained clinically well, and did not require active treatment.
 
Patient 3
Patient 3 was a boy with carnitine-acylcarnitine translocase (CACT) deficiency. He was born at 36 weeks and 2 days with a birth weight of 2.26 kg. The first DBS card was collected at 31 hours of life. He developed hypothermia, hypoglycaemia, hyperammonaemia, and bradycardia requiring active resuscitation with mechanical intubation at 42 hours of life. The newborn screening result was available at 50 hours of life and showed elevated C16-carnitine and C18:1-carnitine at 12.02 µmol/L (cut-off, <6.66 µmol/L) and 6.32 µmol/L (cut-off, <3.30 µmol/L), respectively. This acylcarnitine pattern was highly suggestive of CACT deficiency or carnitine palmitoyltransferase II deficiency. Follow-up genetic testing confirmed the diagnosis of CACT deficiency. Such deficiency is notorious for its early presentation in the postnatal period, with a high neonatal mortality rate.20 21 Although the newborn screening result was only available after patient 3 became symptomatic, early availability of the screening result has greatly assisted the neonatologists and metabolic paediatricians by guiding the direction of clinical management. With appropriate dietary and other management, the clinical condition of the patient remained good and he had normal neurodevelopment at 1.5 years of age.
 
Patient 4
Patient 4 was a girl with hyperphenylalaninaemia. She was born at 40 weeks of gestation with a birth weight of 3.45 kg. The first and second DBS showed elevated phenylalanine at 152 µmol/L and 89 µmol/L (cut-off, <88 µmol/L), respectively. Her urinary pterins were normal. Her plasma phenylalanine levels were monitored for 2 years, and ranged from 210 to 434 µmol/L while the patient was receiving an unrestricted diet. Genetic testing by sequence analysis and multiplex ligation–dependent probe amplification only detected a single mutation in the PAH gene. The patient received no specific dietary management and she had normal neurodevelopment up to the age of 2 years.
 
Patient 5
Patient 5 was a full-term boy with elevated C5-carnitine at 0.52 µmol/L (cut-off, <0.48 µmol/L) in his first newborn screen. Repeated DBS showed persistent elevation of C5-carnitine at 0.68 µmol/L. Urinary organic acid analysis showed elevated 2-methylbutylglycine. This result was highly suggestive of 2-methylbutyrylglycinuria (2-MBG) and excluded the more severe organic acid disorder isovaleric aciduria (IVA), which shared the same acylcarnitine marker as 2-MBG in newborn screening. The diagnosis was subsequently confirmed by genetic analysis of the ACADSB gene. 2-Methylbutylglycinuria is a relatively benign IEM and the patient had normal development at the age of 2 years without any specific treatment.
 
Patient 6
Patient 6 was a full-term girl whose first and second DBS showed elevated methionine at 138 µmol/L and 309 µmol/L (cut-off, <39 µmol/L), respectively. Following exclusion of homocystinuria, she was diagnosed with methionine adenosyltransferase deficiency by genetic testing. The patient was asymptomatic during the first year of life and was followed up at a metabolic clinic.
 
Incidental finding: maternal metabolic disorder
A mother with carnitine uptake defect (CUD) was diagnosed incidentally through the abnormal newborn screening result for her baby. The baby of this CUD patient had a low free carnitine level (2.1 ?mol/L; cut-off, >6.4 µmol/L) in the first DBS sample, which returned to normal on subsequent monitoring without the need for carnitine supplementation. Analysis of the mother showed that her serum free carnitine level was 1.08 µmol/L only. Maternal CUD causing low free carnitine in newborn screening was suspected. This was later confirmed by genetic analysis of the SLC22A5 gene. The mother had good past health throughout her life and during the pregnancy period. Her cardiac function was normal at the time of diagnosis. She was subsequently referred to a cardiologist for follow-up and was given carnitine supplementation therapy.
 
False-negative case
The CIEM screening programme did not have a mechanism to track false-negative results. Still one false-negative result was identified. The patient was a full-term baby girl with a body weight of 2.5 kg. She had newborn screening done on day 3 of life and the result was normal. In particular, her citrulline level was 19 µmol/L (cut-off, <30 µmol/L). She presented with prolonged jaundice at 1 month of age and was found to have a raised plasma citrulline level at 497 µmol/L (reference range, 3-35 µmol/L). Citrin deficiency was later confirmed by genetic analysis of the SLC25A13 gene.
 
Call-back logistics
This programme involved the participation of maternity units of 11 hospitals, including two public and nine private hospitals, and two paediatrics clinics. All 39 babies with positive screening results were successfully called back within an appropriate time-frame for follow-up investigations. Some of the call-backs were done by the referring doctors at their private clinics or hospitals while some were arranged by and done at the CIEM. Our experience showed that with proper education and professional support, the referring paediatricians were able to handle the call-backs of borderline abnormal results (eg free carnitine slightly below the cut-off) at the referring site and liaise with the CIEM for follow-up investigations. This practice not only lowered the workload of our metabolic paediatricians and newborn screening nurses, but also increased engagement of community paediatricians. For abnormal results requiring urgent clinical attention, the families were informed directly by our metabolic paediatricians, who would arrange urgent admission.
 
Discussion
Expanded newborn screening for IEM by MS/MS has been widely adopted by many countries in the world for many years. Through early diagnosis and treatment, acute metabolic decompensations and long-term morbidity and mortality of many IEM can be prevented. In Hong Kong, medical practitioners and the general public are familiar with the cord blood screening programme for G6PD deficiency and congenital hypothyroidism, which is a very successful screening programme with highly satisfactory population coverage and outcome. However, little attention has been paid to IEM screening until recently.15 The Department of Health and Hospital Authority have done a pilot study on newborn screening for IEM in two public hospitals since October 2015. The establishment of the CIEM and its expanded newborn screening programme in 2013 has made this kind of screening service more readily accessible to local parents who understand the significance of IEM and opt for a private screening service for their newborn babies. The CIEM has successfully established a comprehensive screening programme, which comprises education, counselling, DBS collection, MS/MS screening, reporting, call-back, confirmatory investigations, and long-term follow-up and treatment. The CIEM screening programme quickly gained acceptance from private and public medical practitioners and now receives DBS cards from 11 hospital nursery units and two paediatrics clinics.
 
From July 2013 to July 2016, a total of 39 newborn babies were called back for abnormal screening results. Our experience showed that parental acceptance of abnormal screening results was generally good and this was likely the result of proper education and counselling before DBS collection. During the same period, we confirmed six cases of IEM through newborn screening and one false-negative case was identified. The incidence of IEM detected by this screening programme was one in 4355. The figure is very similar to that from previous local studies and other IEM prevalence studies in the Chinese population.11 12 22 23
 
Patient 3, with CACT deficiency, presented with hypoglycaemia and bradycardia before the newborn screening result was available. This is not unexpected because CACT deficiency is notorious for its early neonatal onset and high mortality rate.20 21 For this particular case, although newborn screening did not prevent the development of life-threatening clinical symptoms, it did provide an early diagnosis, which was extremely useful to the paediatricians. This case also illustrates that screening laboratories operating on a 5-day week may not be sufficient to meet the clinical needs and may delay the diagnosis of neonates born before or during weekends or long holidays. Operating a screening laboratory on a 7-day week, however, will increase the cost of the screening programme. A balance between the two is necessary.
 
By screening the abnormal analytes for important IEM, some less clinically important IEM may be revealed. For example, patient 5 had elevated C5-carnitine, which has two main differential diagnosis, one is IVA and the other is 2-MBG. Of note, IVA is an important organic acid disorder. Affected patients usually present with hyperammonaemia, metabolic acidosis, and acute metabolic decompensation. On the other hand, 2-MBG is a disorder of uncertain clinical significance. Although the exact clinical course is not yet clear, there is no case report demonstrating a definite clinical correlation between 2-MBG and any long-term mortality and morbidity. After conducting a review in February 2016, the CIEM decided to remove 2-MBG from the list of target IEM. This can minimise the potential harm of labelling an otherwise healthy neonate with a life-long label of an IEM of uncertain clinical significance that does not require any treatment.
 
Until a government-funded universal expanded newborn screening service is available in Hong Kong, private medical practitioners are charged with the task of selecting newborn screening service providers for their clients. Some medical practitioners may focus on the number of screening targets when they choose a screening service provider and mistakenly believe the more the better. Nonetheless, we should not ignore the harm (eg the anxiety generated by a false-positive result) of over-screening. Other than the appropriateness of the screening targets, the turnaround time of the screening tests and the availability of confirmatory investigations are also crucial. Many screening targets may present in the early neonatal period. For a screening test to exert its maximum benefits, the results should be available within a reasonable time-frame. No newborn screening tests are confirmatory by themselves. Therefore, whenever there is a positive newborn screening result, further investigations to confirm or refute the diagnosis must be in place. Medical practitioners who use a private newborn screening service must be aware of this point and ensure all further investigations generated by a positive newborn screening result are acceptable and affordable by their patients. The use of spot urinary specimens instead of DBS for newborn screening is appealing to parents as collection of urine does not require a heel prick and thus appears to be non-invasive. Parents should be educated that heel prick using standard devices and done by well-trained nurses or phlebotomists are non-traumatic and generate no harm to newborn babies. They should also be made aware that DBS is the standard sample of choice adopted by most, if not all, national newborn screening programmes.
 
The scale and duration of this study is far from sufficient to draw any conclusion on financial benefits or cost-effectiveness of expanded newborn screening. From a public service perspective, a condition is appropriate for screening if early diagnosis has demonstrated benefits and is cost-effective. Both local and international studies have shown the cost-efficiencies gained by adopting MS/MS technology for expanded newborn screening.24 25 26 The available evidence is sufficient for policymakers to consider implementing a universal expanded screening programme in Hong Kong.
 
Conclusion
The CIEM has established a comprehensive expanded newborn screening programme for selected IEM. The programme involves pre-test counselling, a good logistics arrangement for efficient incoming referral and reporting, a readily available confirmatory testing service and, most importantly, timely management by medical and nursing specialists. Each component contributes towards a successful newborn screening programme. This screening programme not only increases the awareness of local health care workers and the general public of newborn screening, but also sets a standard against which the performance of other private newborn screening tests can be compared. In the Hong Kong SAR Chief Executive’s Policy Address 2017, it was announced that the government plans to extend its pilot newborn screening service from two to all public hospitals with maternity wards in phases from the second half of 2017-18.27 Our experience could serve as a reference for policymakers when they contemplate establishing a government-funded universal expanded newborn screening programme in the future.
 
Acknowledgement
The CIEM would like to express sincere gratitude to the Joshua Hellmann Foundation for Orphan Diseases for their generous donation and continuous support. The Foundation had no role in the design of the study; collection, analysis, or interpretation of the data; writing, review, or approval of the manuscript; or the decision to submit the manuscript for publication.
 
Declaration
The authors have disclosed no conflicts of interest.
 
References
1. Garrod AE. The incidence of alkaptonuria: a study in chemical individuality. Lancet 1902;160:1616-20. Crossref
2. Guthrie R, Susi A. A simple phenylalanine method for detecting phenylketonuria in large populations of newborn infants. Pediatrics 1963;32:338-43.
3. Millington DS, Norwood DL, Kodo N, Roe CR, Inoue F. Application of fast atom bombardment with tandem mass spectrometry and liquid chromatography/mass spectrometry to the analysis of acylcarnitines in human urine, blood, and tissue. Anal Biochem 1989;180:331-9. Crossref
4. Chace DH, Millington DS, Terada N, Kahler SG, Roe CR, Hofman LF. Rapid diagnosis of phenylketonuria by quantitative analysis for phenylalanine and tyrosine in neonatal blood spots by tandem mass spectrometry. Clin Chem 1993;39:66-71.
5. Boyle CA, Bocchini JA Jr, Kelly J. Reflections on 50 years of newborn screening. Pediatrics 2014;133:961-3. Crossref
6. Therrell BL, Padilla CD, Loeber JG, et al. Current status of newborn screening worldwide: 2015. Semin Perinatol 2015;39:171-87. Crossref
7. American College of Medical Genetics Newborn Screening Expert Group. Newborn screening: toward a uniform screening panel and system—executive summary. Pediatrics 2006;117(5 Pt 2):S296-307.
8. Advisory Committee on Heritable Disorders in Newborns and Children. Recommended uniform screening panel. Available from: https://www.hrsa.gov/advisorycommittees/mchbadvisory/heritabledisorders/recommendedpanel/. Accessed 17 Jan 2017.
9. Padilla CD, Therrell BL. Newborn screening in the Asia Pacific region. J Inherit Metab Dis 2007;30:490-506. Crossref
10. Tada K, Tateda H, Arashima S, et al. Follow-up study of a nation-wide neonatal metabolic screening program in Japan. A collaborative study group of neonatal screening for inborn errors of metabolism in Japan. Eur J Pediatr 1984;142:204-7. Crossref
11. Niu DM, Chien YH, Chiang CC, et al. Nationwide survey of extended newborn screening by tandem mass spectrometry in Taiwan. J Inherit Metab Dis 2010;33(Suppl 2):S295-305. Crossref
12. Gu X, Wang Z, Ye J, Han L, Qiu W. Newborn screening in China: phenylketonuria, congenital hypothyroidism and expanded screening. Ann Acad Med Singapore 2008;37(12 Suppl):107-4.
13. Lim JS, Tan ES, John CM, et al. Inborn Error of Metabolism (IEM) screening in Singapore by electrospray ionization-tandem mass spectrometry (ESI/MS/MS): An 8 year journey from pilot to current program. Mol Genet Metabo 2014;113:53-61. Crossref
14. Lam ST, Cheng ML. Neonatal screening in Hong Kong and Macau. Southeast Asian J Trop Med Public Health 2003;34 Suppl 3:73-5.
15. Mak CM, Lam C, Siu W, et al. OPathPaed service model for expanded newborn screening in Hong Kong SAR, China. Br J Biomed Sci 2013;70:84-8.
16. Joshua Hellmann Foundation–Newborn metabolic screening program. Available from: http://www.obg.cuhk.edu.hk/fetal-medicine/fetal-medicine_services/iem/. Accessed Jan 2017.
17. McHugh D, Cameron CA, Abdenur JE, et al. Clinical validation of cutoff target ranges in newborn screening of metabolic disorders by tandem mass spectrometry: a worldwide collaborative project. Genet Med 2011;13:230-54. Crossref
18. Hall PL, Marquardt G, McHugh DM, et al. Postanalytical tools improve performance of newborn screening by tandem mass spectrometry. Genet Med 2014;16:889-95. Crossref
19. Population Estimates. Census and Statistical Department, The Hong Kong SAR Government. Available from: https://www.censtatd.gov.hk/hkstat/sub/sp150.jsp?tableID=004&ID=0&productType=8. Accessed 28 Jun 2017.
20. Vitoria I, Martín-Hernández E, Peña-Quintana L, et al. Carnitine-acylcarnitine translocase deficiency: experience with four cases in Spain and review of the literature. JIMD Rep 2015;20:11-20. Crossref
21. Lee RS, Lam CW, Lai CK, et al. Carnitine-acylcarnitine translocase deficiency in three neonates presenting with rapid deterioration and cardiac arrest. Hong Kong Med J 2007;13:66-8.
22. Lee HC, Mak CM, Lam CW, et al. Analysis of inborn errors of metabolism: disease spectrum for expanded newborn screening in Hong Kong. Chin Med J (Engl) 2011;124:983-9.
23. Hui J, Tang NL, Li CK, et al. Inherited metabolic diseases in the Southern Chinese population: spectrum of diseases and estimated incidence from recurrent mutations. Pathology 2014;46:375-82. Crossref
24. Cipriano LE, Rupar CA, Zaric GS. The cost-effectiveness of expanding newborn screening for up to 21 inherited metabolic disorders using tandem mass spectrometry: results from a decision-analytic model. Value Health 2007;10:83-97. Crossref
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Occupational stress and burnout among Hong Kong dentists

Hong Kong Med J 2017 Oct;23(5):480–8 | Epub 25 Aug 2017
DOI: 10.12809/hkmj166143
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Occupational stress and burnout among Hong Kong dentists
HB Choy, MGD (CDSHK), MRACDS (GDP)1; May CM Wong, MPhil, PhD2
1 Dentistry and Maxillofacial Surgery, Caritas Medical Centre, Shamshuipo, Hong Kong
2 Faculty of Dentistry, The University of Hong Kong, Pokfulam, Hong Kong
 
Corresponding author: Dr May CM Wong (mcmwong@hku.hk)
 
An earlier version of this paper was presented at the 94th General Session & Exhibition of the IADR, 3rd Meeting of the IADR Asia Pacific Region and 35th Annual Meeting of the IADR Korean Division held in Seoul, Korea on 22-25 June 2016.
 
 Full paper in PDF
 
Abstract
Introduction: Professional burnout has been described as a gradual erosion of a person and may be one of the possible consequences of chronic occupational stress. Although occupational stress has been surveyed among dentists in Hong Kong, no study has been published about burnout in the profession. This study aimed to evaluate burnout among Hong Kong dentists and its association with occupational stress.
 
Methods: We surveyed a random sample of 1086 registered dentists in Hong Kong, which formed 50% of the local profession. They were mailed an anonymous questionnaire about burnout and occupational stress in 2015. The questionnaire assessed occupational stress, coping strategies, effects of stress, level of burnout, and socio-demographic characteristics of the respondents. Occupational stress assessment concerned 33 stressors in five groups: patient-related, time-related, income-related, job-related, and staff-/technically related. Level of burnout was assessed by the Maslach Burnout Inventory–Human Services Survey (22 items) with three scores: emotional exhaustion, depersonalisation, and personal accomplishment.
 
Results: Completed questionnaires were received from 301 dentists (response rate, 28.3%), of whom 25.4% had a high level of emotional exhaustion, 17.2% had a high level of depersonalisation, and 39.0% had a low level of personal accomplishment. Only 7.0% of respondents, however, had a high level of overall burnout (high emotional exhaustion, high depersonalisation, and low personal accomplishment). A high level of overall burnout was significantly associated with a higher mean score for job-related stressors and lack of postgraduate qualifications (P<0.05).
 
Conclusions: Patient-related stressors are the top occupational stressors experienced by dentists in Hong Kong. In spite of this, a low proportion of dentists have a high level of overall burnout. There was a positive association between occupational stress and level of burnout.
 
 
New knowledge added by this study
  • Approximately 7.0% of Hong Kong dentists have a high level of overall burnout.
  • Job-related stressors and postgraduate qualifications are associated with a high level of overall burnout.
Implications for clinical practice or policy
  • Although only a low proportion of Hong Kong dentists has high overall burnout, this issue should not be overlooked. Dentistry is quite a lonely profession. Peer support and sharing is important for the development of dentistry in Hong Kong.
  • Dentists are advised to update their knowledge and skills to meet the increasing expectations and challenges from patients and the society.
 
 
Introduction
Professional burnout can be one of the possible consequences of chronic occupational stress.1 Burnout has been described as a gradual erosion of the person and comprises three characteristics.2 First, the individuals are exhausted, either mentally or emotionally.2 They feel drained, tired with insufficient energy, and are unable to cope.3 Second, they may have a negative, indifferent, or cynical attitude towards patients, clients, or colleagues.2 They feel numb about work and distance themselves emotionally.3 Finally, they also tend to feel dissatisfied with their own performance and evaluate themselves negatively.2 They find difficulty in concentrating on their work and caring about their families.3 The consequences of burnout can be very serious. Maslach and Jackson4 found that the quality of care and service provided by individuals who have burnout syndrome may be substandard. Burnout has also been found to be associated with job turnover, absenteeism, low morale, and personal dysfunction.3 Maslach and her colleague5 6 have studied the burnout syndrome for many years and devised a measurement tool—the Maslach Burnout Inventory—Human Services Survey (MBI-HSS).4 7 Although some studies of burnout have been conducted among dentists using the MBI-HSS,1 8 9 10 most studies on stress and burnout in health professions have focused on physicians11 12 13and nurses.14 15
 
In 2001, a survey was conducted to investigate the sources of occupation stress among dentists in Hong Kong.16 There has been no published study on burnout among dentists in Hong Kong since then. We conducted a cross-sectional study to investigate the burnout among dentists in Hong Kong and the association between occupational stress and burnout. The objectives of our study were to identify the occupational stressors and the prevalence of burnout among dentists in Hong Kong and their association.
 
Methods
Survey design and sample
In October 2015, there were 2173 locally registered dentists working in Hong Kong according to the Dental Council of Hong Kong.17 In order to achieve the width of the 95% confidence interval (CI) calculated from the sample proportion estimates of burnout outcomes no wider than ± 5%, a sample of 384 dentists was needed (using a conservative assumption of sample proportions to be 50%). Taking into account the low response rate (<40%) achieved by previous surveys in Hong Kong, 50% of the dentists were systematically randomly sampled (with a random start of ‘2’ generated from Excel) from the published list of registered dentists according to their family names and a sample size of 1086 was chosen. The questionnaires were mailed in sealed envelopes in early November 2015 along with a stamped, self-addressed envelope. The participants were assured of confidentiality. No names and addresses were asked for and no codes were marked on the questionnaires or return envelopes. Questionnaires for selected government dentists were sent collectively to the Department of Health and delivered internally. Reminders were sent to all selected private dentists in late November or early December 2015. Participants did not receive any specific incentive to complete this survey.
 
Construction of questionnaire
The questionnaire assessed the sources of occupational stress, stress-coping strategies, effects of stress on work, level of burnout, and socio-demographic characteristics of the study subjects. There were 33 occupational stressors for identifying the sources of stress; 26 of which were proposed by Cooper et al.18 An additional seven stressors were proposed by Waddington.19 Participants were asked to rate the level of stress they experienced on a 5-point scale ranging from ‘1 = No stress’ to ‘5 = A great deal of stress’. The 33 stressors were grouped into five domains: patient-related, time-related, income-related, job-related, and staff-related or technically related (Box). Based on the work by Cooper et al,18 10 stress-coping strategies of dentists were included. Participants were asked how often they would use these stress-coping strategies with responses categorised on a 5-point scale ranging from ‘1 = Never’ to ‘5 = Always’ (Box). Based on the work of Kopec and Esdaile,20 five effects of occupational stress on work were included with responses rated on a 4-point scale ranging from ‘1 = Not at all’ to ‘4 = A lot’ (Box). Of note, MBI-HSS,7 which has been recognised as the leading measure of burnout, was also included and consisted of 22 items with responses rated on a 7-point scale ranging from ‘0 = Never’ to ‘6 = Every day’. The MBI-HSS addressed three general scales: emotional exhaustion (EE; 9 items with score range of 0-54) measuring the feelings of being emotionally overextended and exhausted by one’s work; depersonalisation (DP; 5 items with score range of 0-30) measuring the unfeeling and impersonal response towards recipients of one’s service, care treatment, or instruction; and personal accomplishment (PA; 8 items with score range of 0-48) measuring the feelings of competence and successful achievement in one’s work. Personal information about the participants was also collected and included their age, gender, years of practice, type of practice, location, hours of work per week, marital status, working status of spouse, number of children, religious beliefs, whether the participant had postgraduate qualifications, and whether the participant was a specialist.
 

Box. Occupational stressors, coping strategies, and effects of occupational stress on work
 
The Institutional Review Board of The University of Hong Kong/Hospital Authority Hong Kong West Cluster (HKU/HA HKW IRB, reference number: UW 15-524) approved the study prior to distribution of the questionnaires.
 
Statistical analysis
The mean score for each stressor group was calculated and ranked. Three subscale scores of MBI-HSS (EE, DP, and PA) were calculated and subjects categorised into one of the three groups—high, moderate, or low level of burnout. Those with EE score of ≥27 were considered to have high EE level, 17-26 moderate and 0-16 low level. Those with DP score of ≥13 were considered to have high DP level, 7-12 moderate and 0-6 low level. Those with PA score of ≤31 were considered to have low PA level, 32-38 moderate and ≥39 high level. Subjects with high EE, high DP, and low PA levels simultaneously were considered to have a high level of overall burnout. Others were considered to have low overall burnout. Of the results, 95% CIs were computed as well.
 
The relationships between EE, DP and PA scores, and the set of 17 independent variables (12 demographic variables and the five stressor group scores) were analysed by analysis of covariance (ANCOVA). A forward selection method was adopted. In this approach, independent variables were added into the model one at a time. In each step, each variable that was not already in the model was tested for inclusion in the model. The most significant of these variables was added to the model. Finally, only significant variables were selected in the final model.
 
The relationship between levels of overall burnout (high and low) and the set of 17 independent variables was analysed by multiple logistic regression. A forward selection method was adopted as well. All analyses were performed using the SPSS (Windows version 22.0; IBM Corp, Armonk [NY], US) and the level of significance was set at 0.05.
 
Results
Response
A total of 1086 questionnaires were sent to the randomly selected dentists. Reminders were sent to the selected private dentists 2 to 4 weeks later. We received 301 completed questionnaires and 22 questionnaires returned undelivered by the post office, resulting in a response rate of 28.3% (301/[1086–22] x 100%).
 
Demographics
The demographics of the respondents are shown in Table 1. Approximately 65% of the respondents were male and 79% worked in the private sector that also included non-governmental organisations. Approximately 46% of dentists had acquired one or more postgraduate qualifications. More than 86% of the respondents were general dental practitioners. Over a quarter (29%) had never married and more than half (54%) claimed to have no religious beliefs.
 

Table 1. Demographics of the respondents
 
Occupational stress
The top 10 stressors according to the percentage distribution of the respondents’ ratings ‘4’ or ‘5’ (considered to be high level) are shown in Figure 1. Six of the top 10 highest ranked stressors (and actually the top five highest ranked) were patient-related stressors and three of the 10 highest ranked stressors were time-related. The patient-related stressors group had the highest mean (± standard deviation [SD]) score (3.4 ± 0.8), followed by the time-related stressors group (3.1 ± 0.8), staff-related or technically related stressors group (2.6 ± 0.6), income-related stressors group (2.5 ± 0.7), and job-related stressors group (2.5 ± 0.7). Female dentists had a higher mean score than male dentists for patient-related, job-related, and staff-/technically related stressors (3.5 vs 3.3, 2.6 vs 2.4, and 2.7 vs 2.5, respectively; all P<0.05). Dentists with more than 20 years of practice (3.3), who held postgraduate qualifications (3.2), or who had completed specialist training (3.0) had a lower mean score for patient-related stressors than those with less than 20 years of practice (3.4, 3.5, and 3.4 respectively; all P<0.05).
 

Figure 1. Top 10 stressors ranked according to the percentage distributions of the respondents’ rating ‘4’ or ‘5’
 
Stress-coping strategies
The highest ranked strategy (with ratings ‘4’ or ‘5’) to cope with occupational stress was ‘try to control one’s own working situation / condition’ (59.0%), followed by ‘pursue outside interests’ (58.6%), ‘avoid the stressful situation’ (51.7%), and ‘take exercise’ (51.0%). Other less-commonly used strategies (<50%) were ‘re-interpret problem positively’, ‘seek support and advice’, ‘social gathering’, ‘devote yourself more to your work’, ‘take medication’, and ‘others’.
 
Effects of occupational stress on work
The highest ranked effect (with ratings ‘3’ or ‘4’) of occupational stress on work was to ‘cut down on the amount of extra work or overtime’ (41.7%) and ‘take more frequent / longer breaks’ (30.7%). Fewer than 30% of respondents reported ‘less satisfaction with your job’, ‘work more slowly’, and ‘less able to concentrate on your work’ as the effects of occupational stress on work.
 
Maslach Burnout Inventory–Human Services Survey and level of burnout
The mean (± SD) score for EE, DP and PA and the level of burnout are shown in Figure 2. Approximately a quarter of the respondents had a high EE level (25.4%; 95% CI, 20.5%-30.3%) while 17.2% (95% CI, 12.9%-21.5%) and 39.0% (95% CI, 33.5%-44.5%) had high DP and low PA level, respectively. Nonetheless only 7.0% (95% CI, 4.1%-9.9%) of respondents had a high level of overall burnout (ie high EE, high DP, and low PA).
 

Figure 2. Level of burnout (low PA indicates high level of burnout)
Only 7.0% had a high level of overall burnout (high EE, high DP, and lower PA)
 
Maslach Burnout Inventory–Human Services Survey, occupational stress, and demographic variables
The relationship between EE, DP and PA scores, five stressor groups, and the 12 demographic variables was analysed by ANCOVA. The final models are shown in Table 2. For EE, among the 17 independent variables investigated, only three significant variables (P<0.05) were selected in the final model. The dentists whose spouses were not working had a higher mean EE score by 4.15 compared with those whose spouses were working (P=0.024). Those with higher scores in the time-related stressors group had higher EE scores. For every one unit increase in time-related stressors group score, the mean EE score increased by 4.51 (P<0.001). Finally, those with higher scores in the job-related stressors group also had higher EE scores; for every one unit increase in job-related stressors group score, the mean EE score increased by 4.54 (P<0.001). For DP, only two significant variables (P<0.05) were selected in the final model. Private dentists who worked in residential areas had higher mean DP scores by 2.51 compared with those private dentists who worked in commercial areas (P=0.005). Also, those with higher scores in the job-related stressors group also had higher DP scores; for every one unit increase in job-related stressors group score, the mean DP score increased by 2.35 (P<0.001). For PA, only one significant variable (P<0.05) was selected in the final model. Those with higher scores in income-related stressors group were found to have lower PA scores. For every one unit increase in job-related stressors group score, the mean PA score decreased by 3.40 (P<0.001).
 

Table 2. Relationship between emotional exhaustion, depersonalisation and personal accomplishment scores, and the significant independent variables
 
Level of burnout, occupational stress, and demographic variables
The relationships between levels of overall burnout (high and low), five stressors groups, and the demographic variables were analysed by multiple logistic regression. The results are shown in Table 3; only two significant variables (P<0.05) were selected. The chance of having a high level of overall burnout among dentists with no postgraduate qualifications was 5.08 times higher (95% CI, 1.09-23.61) than those with postgraduate qualifications (P=0.038). Also, for every one unit increase in job-related stressors group score, the odds of having a high level of overall burnout was 3.74 times as likely (95% CI, 1.77-7.87; P=0.001).
 

Table 3. Relationship between levels of overall burnout and the significant independent variables
 
Discussion
This survey revealed that the highest ranked stressors were patient-related. Several stress-coping strategies and effects of occupational stress on work were identified. Only 7% of dentists had a high level of overall burnout. Dentists without postgraduate qualifications and higher job-related stressor scores were more likely to have a high level of overall burnout.
 
Occupational stress and coping strategies
Comparison of these results with those of a previous study published in 200116 reveals that the situation in Hong Kong has changed little over 15 years. In both surveys, six of the top 10 stressors were patient-related, three were time-related, and one was income-related. There was, however, an increase in the percentage distributions of the stressors, indicating an increased stress level for dentists in Hong Kong in the past decade. This may be related to increasing demands and expectations of patients. Patients can now find much information on the internet and ask many questions based on the information they may find. This is a novel challenge for dentists. Moreover, the property rents in Hong Kong have increased much over the last 10 years with a consequent increase in the overhead costs of running a dental clinic. As a result, dentists need to work harder and see more patients to generate sufficient income to cover their costs.
 
Female dentists had higher mean scores than male dentists for patient-related, job-related, and staff-/technically related stressors. This may be because they are taking care of their own family as well as working as a dentist. Dentists with more experience, higher postgraduate qualifications, and specialist training had lower mean scores in the patient-related stressors group. This may imply that dentists with more competent skills and knowledge were less stressed.
 
In the current and 200116 studies, the most prevalent method of coping with stress was ‘try to control one’s own working situation / condition. Most dentists worked on their own and were self-reliant, even when they were facing stress.
 
Maslach Burnout Inventory–Human Services Survey and level of burnout
Higher EE score was significantly associated with those dentists whose spouses were not working and those with higher mean scores in time-related and job-related stressors groups. The financial pressure on a dentist may be lessened if the spouse works and this may have contributed to the lower EE score. Higher DP score was significantly associated with working in a residential area and higher mean score in job-related stressors group. This may be due to differing patient profiles in residential areas. Those who seek dental care from dentists in residential areas may be less educated, and less willing or less able to pay for dental treatment. Thus, the dentists have to spend more time with each patient but accrue less income with a consequent higher DP score. Lower PA score was significantly associated with those dentists with lower mean score in income-related stressors group. One of the rewards for a dentist is to earn a living by providing a professional dental service. If a dentist has difficulty in earning, he may have a lower sense of PA.
 
A high level of overall burnout was significantly associated with a higher mean score in job-related stressors group and no postgraduate qualifications. Those with postgraduate qualifications may have better knowledge, technique, and communication skills to deal with patients. This may have contributed to lower overall burnout.
 
The mean scores of the three subscales (EE, DP, and PA) of MBI of studies in Korea,8 Northern Ireland,9 UK,10 Dutch,21 and Hong Kong doctors11 are shown in Figure 3 for comparison. Generally speaking, the mean scores of EE and DP of dentists in Hong Kong were lower than those in other countries while mean PA score was in between. It is possible that Hong Kong dentists can tolerate stress better. In Hong Kong, the competition to study dentistry is very strong. A secondary school student must perform very well in public examinations to be admitted to the only dental school in Hong Kong. Locally trained students are used to this kind of keen competition. In Hong Kong, lower mean EE and DP scores and higher mean PA scores among dentists suggest that they are not as stressful as medical doctors. This may be due to the different nature of their jobs. Most dentists in Hong Kong practise in the private sector and seldom need to be on-call. In comparison, a lot of Hong Kong medical doctors work in public hospitals and need to be on-call. Moreover, the public have high expectations of the public health care service and this may contribute to the higher level of burnout among Hong Kong doctors.
 

Figure 3. Comparison of mean scores of the three subscales of Maslach Burnout Inventory in various studies
 
The level of burnout of the current study was compared with that reported in Korea8 and the UK.10 The percentage distribution of high EE (Hong Kong 25.4%, Korea 41.2%, and UK 42.2%) and DP (Hong Kong 17.2%, Korea 55.9%, and UK 19.5%) level of Hong Kong dentists was lower compared with that of Korean and UK dentists. Hong Kong dentists, however, felt a lower sense of PA as reflected by the higher percentage of low PA (Hong Kong 39.0%, Korea 31.5%, and UK 31.9%). This suggests that the dentists in Hong Kong had lower job satisfaction. Although the level of overall burnout of Hong Kong dentists was less than that in other countries, this issue should not be overlooked. Dentistry is quite a lonely profession that requires an individual to work alone most of the time. Peer support and sharing is important for the development of dentistry in Hong Kong.
 
Limitations of the study
The response rate of the current study was low (<30%) although it was similar to other studies of health care professionals in Hong Kong. The selected dentists might be very busy and might not have time to complete the questionnaires. Others might not have been interested. Those dentists with a high level of burnout might have felt the questions too sensitive and thus been unwilling to participate. For those who participated, as stress and burnout were self-reported, there might have been information bias because of social desirability and thus our results might underestimate the level of stress and burnout among dentists in Hong Kong. As in all cross-sectional surveys, a causal relationship could not be established. With the small sample size, there was a possible lack of statistical power for the multiple logistic regression as evidenced by the wide 95% CI of the odds ratio. In order to increase the response rate of future surveys, we may consider phoning each selected dentist to check if they have received the questionnaires and to invite them to participate. We may also consider using the internet for data collection.
 
Recommendation
Dentists with a higher stress level may consider working less to relieve pressure: approximately one quarter of dentists worked more than 50 hours a week, which contributed to the time-related stress. Dentists are advised to update their knowledge and skills to equip them for the increasing expectations and challenges from patients and society.
 
Conclusion
Patient-related stressors are the top occupational stressors experienced by dentists in Hong Kong. Nonetheless a small proportion of dentists have high overall burnout. There was a positive association between occupational stress and level of burnout.
 
Acknowledgements
We would like to thank the staff of the Faculty of Dentistry, The University of Hong Kong for their assistance in this study. We would also like to thank all the dentists who participated in the survey.
 
Declaration
All authors have disclosed no conflicts of interest.
 
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Assessment of dietary food and nutrient intake and bone density in children with eczema

Hong Kong Med J 2017 Oct;23(5):470–9 | Epub 4 Aug 2017
DOI: 10.12809/hkmj164684
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Assessment of dietary food and nutrient intake and bone density in children with eczema
TF Leung, MD, FRCPCH1; SS Wang, PhD1; Flora YY Kwok, MPhil1; Lesley WS Leung, BSc2; CM Chow, MB, ChB1; KL Hon, MD, FAAP1
1 Department of Paediatrics, The Chinese University of Hong Kong, Prince of Wales Hospital, Shatin, Hong Kong
2 Faculty of Science, The University of Melbourne, Melbourne, Victoria, Australia
 
Corresponding author: Dr TF Leung (tfleung@cuhk.edu.hk)
 
 Full paper in PDF
 
Abstract
Introduction: Dietary restrictions are common among patients with eczema, and such practice may lead to diminished bone mineral density. This study investigated dietary intake and bone mineral density in Hong Kong Chinese children with eczema.
 
Methods: This cross-sectional and observational study was conducted in a university-affiliated teaching hospital in Hong Kong. Chinese children aged below 18 years with physician-diagnosed eczema were recruited from our paediatric allergy and dermatology clinics over a 6-month period in 2012. Subjects with stable asthma and/or allergic rhinitis who were free of eczema and food allergy as well as non-allergic children were recruited from attendants at our out-patient clinics as a reference group. Intake of various foods and nutrients was recorded using a food frequency questionnaire that was analysed using Foodworks Professional software. Bone mineral density at the radius and the tibia was measured by quantitative ultrasound bone sonometry, and urinary cross-linked telopeptides were quantified by immunoassay and corrected for creatinine level.
 
Results: Overall, 114 children with eczema and 60 other children as reference group were recruited. Eczema severity of the patients was classified according to the objective SCORing Atopic Dermatitis score. Males had a higher daily energy intake than females (median, 7570 vs 6736 kJ; P=0.035), but intake of any single food item or nutrient did not differ between them. Compared with the reference group, children with eczema had a higher intake of soybeans and miscellaneous dairy products and lower intake of eggs, beef, and shellfish. Children with eczema also consumed less vitamin D, calcium, and iron. The mean (standard deviation) bone mineral density Z-score of children with eczema and those in the reference group were 0.52 (0.90) and 0.55 (1.12) over the radius (P=0.889), and 0.02 (1.03) and –0.01 (1.13) over the tibia (P=0.886), respectively. Urine telopeptide levels were similar between the groups. Calcium intake was associated with bone mineral density Z-score among children with eczema.
 
Conclusions: Dietary restrictions are common among Chinese children with eczema in Hong Kong, who have a lower calcium, vitamin D, and iron intake. Nonetheless, such practice is not associated with changes to bone mineral density or bone resorptive biomarker.
 
 
New knowledge added by this study
  • Hong Kong children with moderate-to-severe eczema had a lower consumption of eggs, beef, and shellfish as well as vitamin D, calcium, and iron.
  • Children with eczema had an increased intake of soybean and miscellaneous dairy products.
  • These changes in dietary and nutrient intake were not associated with altered bone mineral density or urinary levels of cross-linked N-telopeptides of type 1 collagen in our children with eczema.
Implications for clinical practice or policy
  • Nutritional assessment and counselling should be offered to parents with children who have moderate-to-severe eczema.
  • Children with eczema who have extensive food avoidance or impaired growth should undergo allergy evaluation so that their family can follow evidence-based advice about dietary modification.
  • Bone mineral density assessment is unnecessary for the majority of children with eczema.
 
 
Introduction
Eczema is a chronic inflammatory skin disease associated with cutaneous hyperreactivity to environmental stimuli such as microbial exposure and food ingestion that are otherwise tolerated by unaffected subjects.1 In our community study, nearly one third of preschool children had eczema and 8.1% had parent-reported adverse food reactions.2 Thus, there is a significant health care burden from both eczema and food allergy in Hong Kong. Food allergy is believed by many patients and their family to be a major cause of eczema. Many traditional Chinese medicine practitioners also advise extensive food avoidance for eczema. Our previous study reported that over half of local children with eczema practised food avoidance.3 There are, however, limited objective data on the intake of specific food items and nutrients in children with eczema. Henderson and Hayes4 reported the correlation between dietary calcium intake and bone mineral density (BMD) in 55 children and adolescents aged 5 to 14 years with cow’s milk sensitisation. Their calcium intake was determined using a food frequency questionnaire (FFQ). The bone density Z-score of their patients with a milk allergy serially increased with increasing calcium intake. In another study, Jensen et al5 investigated BMD in children aged 8 to 17 years with verified cow’s milk allergy (CMA) for more than 4 years and compared them with 343 healthy controls. Their patient’s BMD was markedly reduced for age, and height for age was reduced indicating ‘short’ bones. Furthermore, calcium consumption was about 25% of that recommended. In another study, BMD was assessed in 27 young children with CMA.6 During bone resorption, osteoclasts secrete a mixture of acid and neutral proteases that degrade the collagen fibrils into molecular fragments including C-terminal telopeptide. Its aspartic acid changes from alpha to beta form as bone ages. The latter form called beta-crosslaps is a specific marker for bone resorption; its concentration was lower in CMA patients than in controls, indicating an increased bone turnover in the former. Ten CMA patients had a BMD Z-score of less than –1 standard deviation (SD) value. Despite these results, there was limited evidence of compromised bone health in eczema patients when such results were adjusted for confounders such as calcium intake and physical activity. This study investigated intake of food items and nutrients as well as BMD in Chinese children in Hong Kong with varying degrees of eczema, and compared these values with unaffected children.
 
Methods
Study population
This cross-sectional study recruited ethnic Chinese children aged below 18 years with physician-diagnosed eczema from our paediatric allergy and dermatology clinics over a 6-month period in 2012. Eczema was diagnosed using standard criteria,7 and disease severity was assessed by SCORing Atopic Dermatitis.8 Patients were treated with topical mometasone furoate only. Those prescribed other topical steroids were changed to this drug for at least 4 weeks before the study. Patients prescribed oral immunosuppressive drugs within 6 months were excluded. Subjects with stable asthma and/or allergic rhinitis who were free of eczema and food allergy as well as non-allergic children were recruited from attendants at our out-patient clinics as a reference group. As an inclusion criterion, subjects in the reference group had no dietary restrictions. Following informed written consent, our research staff recorded subjects’ intake of a wide spectrum of dietary components using a Chinese FFQ. Children who attended secondary school and beyond were assessed using the adolescent/adult version,9 10 whereas those in primary schools and below were assessed using the preschool version.11 Intake of individual food items and groups of major nutrients as recorded in FFQ were quantified and analysed by Foodworks Professional software (version 7; Xyris, Brisbane, Australia). This software included only certain Chinese food items commonly found in Australia. Thus, our co-author (FYYK), who has a dietetic qualification, added new Chinese food data with reference to a comprehensive Chinese food composition database published in 2004 by the Peking University Medical Press (available upon request). These new food items were saved in the software as a new food composition database so that their nutrient data could be computed. Physical activity level of participants was assessed using a Physical Self-Description Questionnaire.12 The study was approved by the Clinical Research Ethics Committee of our university. All participants provided written informed consent.
 
Urinary concentration of cross-linked N-telopeptides of type 1 collagen
Urinary concentrations of cross-linked N-telopeptides of type 1 collagen (NTx), biomarkers of bone resorption,13 were measured by enzyme-linked immunosorbent assay (Wampole Laboratories, Princeton [NJ], US) with a lower limit of detection set at 20 nM of bone collagen equivalent. Results were corrected for creatinine that was measured by modified Jaffe reaction (Roche Diagnostics GmbH, Mannheim, Germany).
 
Bone mineral density measurement
Participants’ BMD was measured at the mid-point of the radius in the non-dominant arm and at the left tibia using quantitative ultrasound bone sonometry (QUBS) to determine the velocity of ultrasound wave, expressed as the speed of sound in m/s, using Omnisense 7000P (BeamMed, Petach Tikva, Israel) as described previously.14 15 This machine compared speed of sound measurements to a built-in reference database of a healthy urban Chinese population of 797 boys and 760 girls aged 0 to 18 years. As described in the manufacturer’s manual, subjects with previous osteoporotic fractures, use of medications affecting bone health, presence of a disease known to affect bone metabolism, recent prolonged immobilisation, or a systemic malignant disease within 5 years were excluded from such reference database. The Omnisense devices were transported from place to place, and the same group of operators performed all measurements. Results of BMD were then expressed as age- and gender-matched Z-score.
 
Statistical analysis
Dietary food and nutrient intake, BMD Z-scores, and urine NTx levels between different groups were analysed by Student’s t test or analysis of variance (ANOVA). The relationship between eczema and dietary, BMD, and urinary variables that differed significantly between children with eczema and those in the reference group were confirmed by multivariable stepwise binary logistic regression adjusted for age, gender, body mass index (BMI), physical activity level, and co-morbid allergic diseases as covariates. The correlations between clinical variables, BMD Z-scores, and urine NTx levels were analysed by Pearson correlation. Continuous variables with skewed data distribution were transformed to achieve normal distribution prior to analyses. All analyses were performed with the use of SPSS (Windows version 18.0; SPSS Inc, Chicago [IL], US). The level of significance was set at 0.05, and all P values were two-tailed.
 
Results
A total of 114 children with eczema and other 60 children as the reference group were recruited (Table 1). The means (± SDs) age of children in the reference group, children with mild eczema, and children with moderate-to-severe eczema were 10.0 ± 5.0, 9.8 ± 5.4, and 11.9 ± 3.8 years, respectively. Age, gender, and anthropometric variables did not differ among children with eczema and those in the reference group. Table 2 describes the children’s daily food intake adjusted for total energy as recorded by FFQ. Males had a higher daily energy intake than females (median [interquartile range]: 7570 [6267-9487] kJ vs 6736 [5438-8547] kJ; P=0.035), but intake of any single food item or nutrient did not differ when adjusted for daily energy intake. Multivariable stepwise binary logistic regression analyses revealed that a higher intake of soybeans and soybean products as well as miscellaneous dairy products was associated with an increased risk of eczema, although statistically significant associations were only found between the third tertile of soybean intake and mild eczema, as well as between the second tertile and mild eczema, and between the third tertile and moderate-to-severe eczema for intake of miscellaneous dairy products. A higher consumption of eggs, beef, and shellfish was associated with lower risk of eczema (Table 3). Children with eczema and those in the reference group consumed similar supplements of cod liver oil, fish oil, vitamins, and calcium (P>0.9 for all; data not shown). Table 4 summarises their nutrient intake. Patients with moderate-to-severe eczema consumed a lower amount of vitamin D, calcium, and iron when compared with those with mild eczema and/or those in the reference group. Children with the highest tertile of intake for vitamin D (odds ratio [OR]=0.16; 95% confidence interval [CI] 0.05-0.48; P=0.001) and calcium (OR=0.17; 95% CI, 0.06-0.51; P=0.002) had a lower risk for moderate-to-severe eczema than those with the lowest tertile when adjusted for age, gender, BMI Z-score, and physical activity level as covariates.
 

Table 1. Clinical characteristics of 174 study participants
 
 

Table 2. Daily food intake in 174 children with and without eczema
 
 

Table 3. Multivariable binary logistic analyses for the associations between eczema severity and food intake
 
 

Table 4. Daily nutrient intake in 174 children with and without eczema
 
 
The mean BMD Z-score for children with eczema and those in the reference group was 0.52 and 0.55 over the radius (P=0.889), and 0.02 and –0.01 over the tibia (P=0.886) [Table 5]. The BMD did not differ between children with mild and moderate-to-severe eczema over these two regions (P=0.296 and 0.661, respectively). The BMD Z-score at the tibia correlated inversely with children’s age (r = –0.282, P<0.001), but the Z-score at both regions was independent of BMI Z-score. Age of onset of eczema did not influence BMD Z-score at the radius (P=0.349) or tibia (P=0.240), nor was it associated with physical activity level (P>0.1 for both). Urine NTx levels did not differ between patients and reference subjects (P=0.451; Table 5), between reference subjects and those with mild or moderate-to-severe eczema, or between those with mild and moderate-to-severe eczema (P>0.3 for all). This biomarker showed an inverse correlation with subject’s age (r = –0.569, P<0.001) but not BMI Z-score (r = –0.132, P=0.101) or BMD Z-score at the radius (r = –0.133, P=0.097) or tibia (r = –0.135, P=0.093). Repeated analyses in eczema or reference subject subgroups yielded similar results.
 

Table 5. Differences in BMD variables between children with and without eczema
 
 
Regarding the possible effects of calcium intake, the tertiles of daily intake were not associated with BMD Z-score at either the radius or tibia among reference subjects (Table 6). On the other hand, patients at the second tertile of calcium intake had a lower BMD Z-score at both the radius and tibia than those at the first and third tertiles (P=0.016 and 0.015, respectively by one-way ANOVA). Patients with the highest tertile of calcium intake had higher BMD Z-score at the tibia.
 

Table 6. Associations between daily calcium intake and BMD and urine NTx among children with and without eczema
 
 
Discussion
This study is the first to report the effects of eczema and dietary intake on BMD in Chinese children in Hong Kong. Children with eczema had a higher intake of soybeans and miscellaneous dairy products but lower intake of eggs, beef, shellfish, vitamin D, calcium, and iron than the reference group. Despite these differences, children with eczema had similar BMD Z-scores at the radius and tibia and urinary NTx levels. We also observed a trend for patients with the highest tertile of calcium intake to have a higher BMD Z-score at the tibia.
 
Food allergy is commonly believed to be a major cause of eczema in the Chinese culture. Werfel and Breuer16 supported this by the finding that atopic dermatitis could be exacerbated by certain foods in more than 50% of affected children. Nonetheless, reactions induced by classic foods such as hen’s eggs and cow’s milk were less common in adolescents and adults than in young children. Food allergy in eczema may be immunoglobulin (Ig) E–mediated or non–IgE-mediated, thus food-induced eczema should be diagnosed only by thorough clinical history-taking and diagnostic work-up. Because of a possible co-existence of eczema and food allergy, dietary restrictions form an integral component of eczema management in children. A systematic review of 421 participants from nine randomised controlled trials only suggested some benefit of an egg-free diet in infants with suspected egg allergy who had positive specific IgE to eggs. No benefit, however, could be detected for the use of various exclusion diets in unselected people with atopic eczema.17 Clinicians should also bear in mind the dynamic nature of food allergy, and that young children might outgrow such allergies.
 
Eczema severity was associated with altered dietary intake in our children. Of Hong Kong children aged 2 to 7 years, 8% reported adverse food reactions, with the six leading foods being shellfish, eggs, peanuts, beef, cow’s milk, and tree nuts.2 Such adverse reactions to multiple foods also led to worse quality of life.18 In the EuroPrevall study, shrimp, mango, milk, eggs, and peanuts were the foods most commonly reported to cause allergy among primary schoolchildren in Hong Kong.19 20 According to the presence of allergen-specific IgE, however, milk and egg sensitisation was identified in over 14% of these subjects whereas that for all other foods including shrimp and peanuts was less than 8%. In our hospital-based patients, skin prick testing revealed that shellfish, peanuts, nuts, and eggs were the most common food allergens.21 In general, allergy to milk, eggs, beef, and seafood is a common cultural belief in Chinese families with children having eczema. Consistently, our patients with moderate-to-severe eczema had a lower intake of eggs, beef, and shellfish as well as vitamin D, calcium, and iron (Tables 2 3 4). To compensate for such dietary restrictions, they ingested more soybeans and soybean products, as well as miscellaneous dairy products. These alterations were consistent with our earlier findings that dietary restrictions to avoid high calcium foods such as cow’s milk were common among Hong Kong children with eczema.3 22 Milk intake was also negatively associated with eczema diagnosis among Spanish primary schoolchildren.23
 
Dietary intake of vitamin D was very low in our children, and virtually all (both cases and controls) ingested a lower amount than the age- and sex-specific dietary reference intake for the Chinese population (Table 4). Our data also suggested an inverse relationship between eczema severity and vitamin D intake. These results echoed those of our recent study in which low serum vitamin D level was highly prevalent in both Hong Kong children with eczema and non-allergic controls.24 Vitamin D deficiency was associated with disease severity in our eczema children. Our study found eczema severity to be associated with several single-nucleotide polymorphisms of vitamin D pathway genes.25 Besides its role in bone metabolism, vitamin D3 exerted pluripotent effects on both cutaneous adaptive (eg T-cell activation and dendritic cell maturation) and innate (eg expression of antimicrobial peptides) immunity.26 27 Our data suggested low serum levels of LL-37, the biologically active form of cathelicidin involved in antimicrobial defence, in children with eczema.28 Alterations in local vitamin D3 levels also modulated skin barrier function.29 Most children in Hong Kong, a subtropical region, had long school hours on weekdays and swam mainly in indoor pools. Thus, they are not expected to produce enough vitamin D from sunlight exposure. Together with our dietary data, we recommend that local children increase their outdoor activities and dietary intake of vitamin D.
 
Dietary intake of our children was recorded by FFQ. This method has been used to assess habitual intake over extended periods of time, ranging from the past month to the past year, by asking respondents to report frequency of consumption and often portion size for a defined list of foods and beverages.30 This allows for investigation of individual dietary pattern, ranking of usual individual intake, and examination of associations between frequency of consumption of certain items and individual clinical conditions. Woo et al9 developed an FFQ for the Hong Kong Chinese population that was later adapted and validated in local children and adolescents.11 12 13 18 Energy intake of two thirds of our subjects was below the Chinese-specific dietary reference intake (Table 4). Based on our data, FFQ would overestimate the intake of energy and macronutrients when compared with a 3-day food record.11 Thus, both our patients and controls had an inadequate nutritional intake.
 
Skeletal problems were common in children with food allergy and eczema. The BMD in children aged 8 to 17 years with CMA was markedly reduced for age, and calcium consumption was only one quarter that recommended.5 Beta-crosslaps concentration as a biomarker of bone turnover was lower in CMA patients than in controls.6 Osteoporosis and osteopenia were detected in 4.8% and 32.8% of 125 adults with moderate-to-severe eczema, respectively.31 Low BMD in these patients did not seem to respond to calcium and/or vitamin D supplementation.32 Another small adult study found similar BMD between subjects with eczema and controls.33 In childhood eczema, patients with severe disease treated with topical corticosteroids and cyclosporin had much lower BMD as measured by dual energy X-ray absorptiometry (DEXA) than those prescribed topical corticosteroids alone.34 The BMD was similar between Dutch children with moderate-to-severe eczema and the general population.35 Overall, there are limited data regarding BMD in childhood eczema. In this study, children with eczema had similar sonographically measured BMD at the radius and tibia and urinary level of NTx when compared with controls (Table 5). Nonetheless, BMD Z-scores were lower among patients in the second than third tertile of dietary calcium intake (Table 6). We do not recommend unjustified restriction of calcium-rich foods such as cow’s milk and soybean in children with eczema.
 
This study has several limitations. First, we did not record subjects’ outdoor activities or measure their serum vitamin D level. Second, this study assessed subjects’ dietary intake using a FFQ instead of a 3-day food record. The FFQ is cheap and easy to administer. Such FFQ with parental reporting was also a reasonably valid way to collect dietary data on children even in situations when parents do not observe all meals and snacks eaten by their child.36 37 38 Third, because of its cross-sectional nature, this study did not collect information about the duration of food avoidance. Fourth, BMD of our children was measured by ultrasound rather than DEXA; with the latter being the gold standard for diagnosing osteoporosis. There is substantial concern about radiation hazard especially in children.39 This study adopted the radiation-free technique of QUBS that was useful in assessing BMD in children.40 Lastly, our patients with moderate-to-severe eczema were nearly 2 years older than the reference group although patients as a whole group were of similar age (Table 1). Because of the higher energy needs of older and bigger children, we adjusted for subjects’ age and gender in multivariable regression analyses and compared their dietary intake with age- and gender-specific dietary reference intakes.
 
Conclusion
Dietary restrictions are common among Chinese children with eczema in Hong Kong. These patients had a lower calcium, vitamin D, and iron intake. Despite this, childhood eczema was not associated with diminished BMD. Nonetheless, a significant association was detected between calcium intake and BMD among these patients.
 
Acknowledgements
This work was funded by Direct Grants for Research (2011.1.058 and 2013.2.033) of the Chinese University of Hong Kong. We thank Yvonne YF Ho and Patty PP Tse for helping with patient assessment and data collection.
 
Declaration
The authors have disclosed no conflicts of interest.
 
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16. Werfel T, Breuer K. Role of food allergy in atopic dermatitis. Curr Opin Allergy Clin Immunol 2004;4:379-85. Crossref
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18. Leung TF, Yung E, Wong YS, Li CY, Wong GW. Quality-of-life assessment in Chinese families with food-allergic children. Clin Exp Allergy 2009;39:890-6. Crossref
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Prevalence of kidney stones and associated risk factors in the Shunyi District of Beijing, China

Hong Kong Med J 2017 Oct;23(5):462–9 | Epub 18 Apr 2017
DOI: 10.12809/hkmj164904
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Prevalence of kidney stones and associated risk factors in the Shunyi District of Beijing
YG Jiang, MD1; LH He, PhD2; GT Luo, MB3; XD Zhang, MD1
1 Department of Urology, Beijing Chao-Yang Hospital, Capital Medical University, Beijing 100020, China
2 Department of Occupational & Environmental Health Sciences, School of Public Health Peking University, Beijing 100191, China
3 Department of Urology, Beijing Shun-Yi Hospital, Beijing 101300, China
 
Corresponding authors: Dr GT Luo, Dr XD Zhang (jiangyuguang1@126.com)
 
 Full paper in PDF
 
Abstract
Introduction: Kidney stone formation is a multifactorial condition that involves interaction of environmental and genetic factors. Presence of kidney stones is strongly related to other diseases, which may result in a heavy economic and social burden. Clinical data on the prevalence and influencing factors in kidney stone disease in the north of China are scarce. In this study, we explored the prevalence of kidney stone and potentially associated risk factors in the Shunyi District of Beijing, China.
 
Methods: A population-based cross-sectional study was conducted from December 2011 to November 2012 in a northern area of China. Participants were interviewed in randomly selected towns. Univariate analysis of continuous and categorical variables was first performed by calculation of Spearman’s correlation coefficient and Pearson Chi squared value, respectively. Variables with statistical significance were further analysed by multivariate logistic regression to explore the potential influencing factors.
 
Results: A total of 3350 participants (1091 males and 2259 females) completed the survey and the response rate was 99.67%. Among the participants, 3.61% were diagnosed with kidney stone. Univariate analysis showed that significant differences were evident in 31 variables. Blood and urine tests were performed in 100 randomly selected patients with kidney stone and 100 healthy controls. Serum creatinine, calcium, and uric acid were significantly different between the patients with kidney stone and healthy controls. Multivariate logistic regression revealed that being male (odds ratio=102.681; 95% confidence interval, 1.062-9925.797), daily intake of white spirits (6.331; 1.204-33.282), and a history of urolithiasis (1797.775; 24.228-133 396.982) were factors potentially associated with kidney stone prevalence.
 
Conclusions: Male gender, drinking white spirits, and a history of urolithiasis are potentially associated with kidney stone formation.
 
 
New knowledge added by this study
  • Serum creatinine, calcium, and uric acid levels were associated with kidney stone disease.
Implications for clinical practice or policy
  • Male gender, drinking white spirits, and a history of urolithiasis are associated with kidney stone disease.
 
 
Introduction
Kidney stone formation is a multifactorial condition that involves interaction of environmental and genetic factors.1 In western countries, the prevalence and incidence of kidney stone formation have been reported to be 2% to 19%, with an increasing frequency among men.2 A previous study estimated that the overall prevalence of kidney stones in China was 4.0% (4.8% in men and 3.0% in women).3 The condition causes severe pain and is highly likely to be recurrent.4 In addition, the presence of kidney stones is strongly related to chronic kidney disease, bone loss and fractures, kidney cancer, coronary heart disease, hypertension, and metabolic syndrome.5 6 7 8 9 This results in a heavy economic and social burden.10 11 An appropriate prevention strategy is urgently needed to reduce the prevalence and health care costs that arise from the condition.
 
Currently, many domestic and international reports have focused on the risk factors for kidney stone formation. These diverse risk factors including age, gender, race, drugs, genetic, dietary, and environmental factors (eg occupation and heat exposure), insulin resistance, as well as drinking water are all reported to be associated with kidney stone prevalence.2 12 13 14 15 Clinical data on the prevalence and influencing factors in kidney stone disease in the north of China are scarce however, as is knowledge about the relationship between kidney stone formation and blood and urine parameters.
 
Our study aimed to explore the prevalence of kidney stone disease and the underlying causes in Shunyi District, Beijing, China. Shunyi District is an important district in the northeast of Beijing with a population of 953 000 in 2012. The results of this study may provide an insight into ways that can help prevent kidney stone formation.
 
Methods
Sampling and participants
All procedures were carried out in accordance with the ethical standards of the local institute and with the 1964 Helsinki declaration and its later amendments or comparable ethical standards. This cross-sectional survey was conducted from December 2011 to November 2012. A total of 19 towns in the Shunyi District of Beijing were numbered randomly. A random number table was used to choose six towns from these 19 towns. The six towns included Zhangzhen, Mulin, Beiwu, Nanfaxin, Renhe, and Nancai. Residents who visited their township hospital for a routine physical examination were invited to participate in this survey.
 
The inclusion criteria of participants were the age of ≥18 years and as resident in the town for more than 3 years. The exclusion criteria were presence of kidney stones, renal failure, chronic gastric disease, urinary tract malformation, urinary tract obstructive disease, urinary tract infection, or hyperparathyroidism.
 
Verbal consent was obtained from all study participants following provision of information about the study objectives, procedures, and implications. The study was approved by the Ethics Committee of Beijing Shun-Yi Hospital.
 
The questionnaire and physical examination
All participants were asked to complete a questionnaire that covered the following: (1) demographic characteristics, including gender, age, body mass index, workplace, and job category. The amount of sweat following exercise was quantified and classified as dry, wet, and moist if the palm, forehead, axillary, and back were dry, wet, and dripping with sweat, respectively; (2) daily fluid intake, including water intake, source of drinking water, habits of drinking water; and fluid intake including tea, soup, and milk; (3) living and dietary habits, including outdoor activities, smoking, frequency of staple and non-staple food intake (sweetmeats, seafood, fruit, vegetables, bean products, dairy products, eggs, meat, and animal’s viscera); (4) personal and family history of urinary calculus, urinary tract infection, or hypertension; and (5) present diagnosis of kidney stone detected by a physician and its characteristics. To screen for the presence of kidney stones, all participants underwent an ultrasound examination that was performed by two attending physicians in each hospital.
 
Biochemical detection
To fully explore the potentially associated factors, 100 patients with kidney stone(s) were numbered and then randomly selected by computer for testing of blood and urine biochemical parameters. Specifically, levels of creatinine, calcium, phosphorus, potassium, and uric acid were measured in an early-morning urine and fasting blood samples using a biochemistry analyser, AU5400 (Beckman Coulter Ltd, United States). Blood concentration of chlorine and sodium was also measured. Simultaneously, 100 age- and sex-matched healthy participants who visited these hospitals for a routine physical examination during the study period and were confirmed to be free of urinary calculus or endocrine metabolic disease were selected as controls.
 
Statistical analysis
Data were entered into the computer using EpiData 3.1 (EpiData Association, Odense, Denmark) and analysed using the Statistical Package for the Social Sciences (Windows version 19.0; IBM Corp, Armonk [NY], United States). Continuous variables are presented as mean ± standard deviation, and categorical variables as percentages. Univariate analysis of continuous and categorical variables was first performed by Spearman’s correlation coefficient (rs) and Pearson Chi squared (χ2) value, respectively. Statistically significant variables were further analysed by multivariate stepwise logistic regression to explore the potential influencing factors. The inclusion criteria was 0.05, and the exclusion criteria was 0.1. Odds ratios (ORs) with corresponding 95% confidence intervals (CIs) were calculated. A P value of <0.05 was considered statistically significant.
 
Results
Participant characteristics
A convenient sample of 3361 subjects was invited to participate in this study, of whom 3350 completed the survey with 1091 males and 2259 females. The response rate was 99.67%. The mean age of all participants was 48.97 ± 17.02 years (range, 20-98 years), with 54.46 ± 13.23 years for males and 51.81 ± 11.24 years for females.
 
Prevalence and factors associated with presence of kidney stone
Presence of kidney stones was newly diagnosed in 121 subjects (3.61%; 95% CI, 2.88%-4.32%) including 67 (6.14%) males and 54 (2.39%) females. As shown in Table 1, univariate analysis showed that 31 variables were significantly associated with the presence of kidney stones—including gender; age; place of work; occupation; amount of exercise, sweat, daily water intake; water source; intake of fluid, alcohol, coffee, tea, soup, white spirits, and milk; outdoor activity; smoking; eating eggs and meat; presence of kidney stones in relatives, parents, and siblings; as well as personal history of hypertension, urinary stone, urinary tract infections, chronic gastric diseases, hyperlipidaemia, diabetes, kidney surgery, ureter surgery; and prescription of a diuretic.
 

Table 1. Univariate analysis of potential risk factors for kidney stone formation
 
Associated biochemical variables
Biochemical parameters were measured in blood and urine samples. As shown in Table 2, the concentration of serum creatinine, calcium, and uric acid in blood differed significantly in patients with and without kidney stone(s), suggesting that the three variables were potentially associated with this disease. No statistical difference was observed in the concentration of other variables. With regard to the level of these parameters in urine, no significant difference was found between the patients with kidney stone and the healthy controls (Table 2).
 

Table 2. Univariate analysis of biochemical variables in patients with kidney stone and healthy controls
 
Risk factors of kidney stone
Multivariate logistic regression analysis was performed to control for the effects of confounding factors and analyse the factors potentially associated with kidney stone formation (Table 3). Three variables were finally entered into the multiple logistic regression model: male gender (OR=102.681; 95% CI, 1.062-9925.797; P=0.047), daily intake of white spirits (OR=6.331; 95% CI, 1.204-33.282; P=0.029), and personal history of urolithiasis (OR=1797.775; 95% CI, 24.228-133 396.982; P=0.001).
 

Table 3. Multivariate logistic regression analysis of risk factors for kidney stone formation (n=3275)
 
Discussion
In this population-based cross-sectional study, the prevalence of kidney stones and the underlying associated factors were investigated in the Shunyi District of Beijing, China. A total of 1091 males and 2259 females were enrolled in the study. The prevalence of kidney stone was 3.61% among the participants. The results demonstrated that male gender, daily drinking of white spirits, and a personal history of urolithiasis were potential risk factors for kidney stone formation. Our results may help gain better insight into the prevention of kidney stones.
 
Previous studies reported that the prevalence of kidney stone varies with geographical location and socio-economic conditions, and is stratified by age.16 Global epidemiological surveys demonstrated that the mean prevalence of kidney stone was 3.25% in the 1980s and 5.64% in the 1990s.17 18 Specifically, kidney stone affects approximately one in 20 people in Spain and 1 in 25 in China, while the prevalence reaches up to 9.1% in the United States and 16.9% in Northeast Thailand.3 19 20 21 In the present study, the prevalence was determined to be 3.61% in the six randomly selected towns of Shunyi District, and is consistent with the findings of the first national survey of kidney stone in China (4.0%).3 Unfortunately, we collected 3361 subjects without collecting information about how they were distributed in the six towns. Although these towns were randomly selected from a total of 19 towns, self-selection bias was likely present in the current study, as the study samples were taken by convenient sampling from volunteers who attended any one of the six hospitals for physical examination for a non-specified reason. Thus, further studies with a more representative population are needed to verify whether the prevalence in the Shunyi District of Beijing is in line with that in the six randomly selected towns.
 
In the present study, prevalence of kidney stones was also found to be higher in men (6.14%) than in women (2.39%). Male gender was identified as a risk factor in multivariate logistic regression analysis. The reasons might be complicated. A hormonal factor may be one of the key reasons for the difference between men and women. For instance, the secretion of citric acid in urine, as a protective factor against kidney stone formation, is promoted by oestrogen. Androgen leads to the accumulation of some damaging factors for kidney stone formation, such as calcium, oxalate, and uric acid in urine.22 23 Men are also more likely to engage in heavy physical labour, to sweat more, and more often be dehydrated. These factors are documented risk factors for kidney stone formation.24 25 Nonetheless they were not successfully retained in the stepwise regression in our study, implying that they did not have an independent effect on the outcome in our study sample, possibly due to the small sample size. Further studies with a larger sample size are needed to verify our findings.
 
A recent meta-analysis found that alcohol intake is inversely associated with the risk of urolithiasis.26 On the contrary, our results showed that daily drinking of white spirits was a risk factor for kidney stone formation. The differences might be attributed to the varied drinking habits of different races and countries. Curhan et al12 established that a family history of kidney stones substantially increased the risk of stone formation. Moreover, increasing studies have found that patients who have ever had urolithiasis have a higher prevalence of kidney stone formation than those without such a history.27 28 In concordance with these findings, our study revealed that a history of urolithiasis was a potential risk factor for kidney stone formation. Therefore, people who favour liquor and/or have a history of urinary tract stones should be aware of their higher risk for kidney stone formation and take preventive steps.
 
This study has several limitations and the results must be interpreted with caution. First, the study sample might not be representative of the population because of the convenient sampling of volunteers. Also, the number of subjects excluded under each of the exclusion criteria was not recorded. Second, the small sample size hindered the proper control of potential confounding factors. Third, the causal relationship between the involved factors and kidney stone formation could not be confirmed by a cross-sectional survey. Fourth, recall bias and volunteer bias could not be avoided. Finally, females were over-represented in the sample as many males were migrant workers and often worked in other cities. More rigorous studies with a larger and more representative population are needed to verify the results.
 
Conclusions
The prevalence of kidney stones in the current study sample of the selected towns (Zhangzhen, Mulin, Beiwu, Nanfaxin, Renhe, and Nancai) of Shunyi District of Beijing, China, is 3.61%. Male gender, daily drinking of white spirits, and a history of urolithiasis are factors potentially associated with kidney stone formation.
 
Declaration
This study was supported by Capital Medical Development Research Fund (2009-2107). The authors declare that they have no competing interests.
 
References
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Factors associated with multidisciplinary case conference outcomes in children admitted to a regional hospital in Hong Kong with suspected child abuse: a retrospective case series with internal comparison

Hong Kong Med J 2017 Oct;23(5):454–61 | Epub 18 Apr 2017
DOI: 10.12809/hkmj164960
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Factors associated with multidisciplinary case conference outcomes in children admitted to a regional hospital in Hong Kong with suspected child abuse: a retrospective case series with internal comparison
WC Lo, MRCPCH, FHKAM (Paediatrics); Genevieve PG Fung, MRCPCH, FHKAM (Paediatrics); Patrick CH Cheung, FRCPCH, FHKAM (Paediatrics)
Department of Paediatrics and Adolescent Medicine, United Christian Hospital, Kwun Tong, Hong Kong
 
Corresponding author: Dr Patrick CH Cheung (cheungchp@ha.org.hk)
 
 Full paper in PDF
 
Abstract
Introduction: In all cases of suspected child abuse, accurate risk assessment is vital to guide further management. This study examined the relationship between risk factors in a risk assessment matrix and child abuse case conference outcomes.
 
Methods: Records of all children hospitalised at United Christian Hospital in Hong Kong for suspected child abuse from January 2012 to December 2014 were reviewed. Outcomes of the hospital abuse work-up as concluded in the Multi-Disciplinary Case Conference were categorised as ‘established’, ‘high risk’, or ‘not established’. All cases of ‘established’ and ‘high risk’ were included in the positive case conference outcome group and all cases of ‘not established’ formed the comparison group. On the other hand, using the Risk Assessment Matrix developed by the California State University, Fresno in 1990, each case was allotted a matrix score of low, intermediate, or high risk in each of 15 matrix domains, and an aggregate matrix score was derived. The effect of individual matrix domain on case conference outcome was analysed. Receiver operating characteristic curve analysis was used to examine the relationship between case conference outcome and aggregate matrix score.
 
Results: In this study, 265 children suspected of being abused were included, with 198 in the positive case conference outcome group and 67 in the comparison group. Three matrix domains (severity and frequency of abuse, location of injuries, and strength of family support systems) were significantly associated with case conference outcome. An aggregate cut-off score of 23 yielded a sensitivity of 91.4% and specificity of 38.2% in relation to outcome of abuse categorisation.
 
Conclusions: Risk assessment should be performed when handling suspected child abuse cases. A high aggregate score should arouse suspicion in all disciplines managing child abuse cases.
 
 
New knowledge added by this study
  • The Risk Assessment Matrix provides an objective measure of the risk of abuse and can effectively aid communication between professionals and guide junior colleagues in decision making.
  • Using the Risk Assessment Matrix, an aggregate matrix score of ≥23 serves to alert health care professionals to the degree of risk involved, and to gauge appropriate follow-up response.
Implications for clinical practice or policy
  • Professionals should perform risk assessment and document the results in a systematic manner.
  • Results of risk assessment should be considered in Multi-Disciplinary Case Conference on Protection of Child with Suspected Abuse to guide decision making and formulation of a welfare plan.
  • As this study used a risk assessment matrix from overseas, further studies should be performed to develop an assessment tool for local use.
 
 
Introduction
Child abuse is damaging to children’s physical health, emotional health, learning, and development.1 2 3 From time to time, there are media reports of severe child abuse that has required admission to an intensive care unit or resulted in death. A recent recommendation in March 2016 by a coroner following an inquest into the death of a 5-year-old child was the need for a careful risk assessment when handling cases of suspected child abuse.4
 
In Hong Kong, approximately 1000 children are admitted to hospitals each year for suspected child abuse. The abuse may be physical, sexual, or psychological; involve neglect; or consist of multiple abuses.5 Management of these children calls for multidisciplinary involvement. A Multi-Disciplinary Case Conference on Protection of Child with Suspected Abuse (MDCC) is recommended as stated in the Procedural Guide for Handling Child Abuse Cases of the Social Welfare Department of the Hong Kong Special Administrative Region (HKSAR) Government.6 Whether a case is abuse or not is concluded by the MDCC that involves doctors, nurses, psychologists, medical social workers, social workers from Social Welfare Department or non-governmental organisations, school personnel, and the police.
 
The Procedural Guide6 is under review. New procedures introduced in its recent revision have been implemented since December 2015. In Chapter 11 of the MDCC, a new standing conference agenda item on risk assessment was introduced and mandated. Managing professionals are advised to perform risk assessment on abuse. This risk assessment is vital when considering the nature of child abuse and the care of the child and family. Several assessment instruments or models to assess harm have been reviewed.7 8 Each has its own strengths and weaknesses. The Risk Assessment Matrix (developed by the California State University, Fresno, in 19909) has been quoted in the Procedural Guide for Handling Child Abuse Cases of the Social Welfare Department, HKSAR Government.6 The Risk Assessment Matrix has not been previously systematically used in MDCC in Hong Kong. Since 2015, the Social Welfare Department of HKSAR Government has recommended that systematic risk assessment be performed in MDCC for all cases. This study was performed to examine the relationship between risk factors in the Risk Assessment Matrix and MDCC outcome.
 
Methods
United Christian Hospital is a tertiary referral hospital that serves a paediatric population of around 110 000 in the Kwun Tong district in Hong Kong.10 Children with suspected child abuse are admitted to hospitals in Hong Kong for multidisciplinary management that includes work-ups by paediatrics, psychology, psychiatry, social work disciplines as well as community social work agencies, schools, and the police. An MDCC is held within 10 working days in which all involved disciplines participate to conclude the nature of abuse (case conference outcome) and the subsequent welfare plan for the child and family. This was a retrospective case series with internal comparison to investigate the risk factors and case conference outcome of children admitted with suspected abuse from January 2012 to December 2014. Ethics approval for the study was obtained from the Kowloon Central/Kowloon East Clusters Research Ethics Committee of the Hospital Authority.
 
Subjects
All cases of suspected child abuse (coded per the ICD-9 system) within the study period were identified from discharge diagnosis using the Hospital Authority Clinical Data Analysis and Reporting System electronic database. The medical records, the MDCC investigation reports by various disciplines, and the MDCC meeting minutes were retrieved and retrospectively reviewed. Cases were categorised as ‘established’ (E), ‘high risk’ (HR), or ‘not established’ (NE) for child abuse, as determined in the MDCC. All E and HR cases were included in the positive case conference outcome group, and all NE cases were included in the comparison group. Cases with no MDCC were excluded from analysis.
 
In this study, the ratio of E+HR:NE cases was 198:67 (ie 3:1). Using this sample size, and assuming an odds ratio (OR) of >2 would be considered significant, the chance of detecting a significant difference at the 5% level was 65%.
 
Measures
Baseline demographic data, type of abuse, abusers, and relevant risk factors were collected for all cases. The Risk Assessment Matrix (developed by the California State University, Fresno, in 19909) adopted by the Social Welfare Department in their Procedural Guide for Handling Child Abuse Cases6 was used to associate risk factors with final categorisation. The full risk assessment form is shown in the Appendix. This assessment categorises risk factors for child abuse into 15 matrix domains to assess the child, parent/caretaker, and family situation. For each matrix domain, the level of risk is classified as ‘low’ (MLR), ‘intermediate’ (MIR), or ‘high’ (MHR). The matrix was discussed in detail among the authors before starting the study, and details of classification clarified. Classification was performed by one author only, thereby eliminating the possibility of inter-rater variability. Cases that were difficult to classify were discussed among authors and decisions were made by consensus. Association between risk categories in the matrix and final categorisation was reviewed by looking at the MIR + MHR category in relation to case conference outcomes. To further quantify the matrix, an empirical scoring system was devised, with 1 point for MLR, 2 points for MIR, and 3 points for MHR in each of the 15 matrix domains. For each assessed case, an aggregate score of 15 to 45 was possible.
 
Appendix. Risk Assessment Matrix in the Procedural Guide for Handling Child Abuse Cases of the Social Welfare Department, Hong Kong SAR Government6
 
Statistical analysis
Statistical analysis was performed using the Statistical Package for the Social Sciences (Windows version 23.0; IBM Corp, Armonk [NY], United States). Categorical data were compared using the Chi squared test or Fisher’s exact test (for cells <5), and OR with 95% confidence interval (CI) were calculated. Continuous variables were compared using the independent t test, Mann-Whitney U test, or one-way analysis of variance (for multiple groups). Multivariate logistic regression (stepwise strategy) was used to determine the effect of individual matrix domains on case conference outcome. The independent variables used in logistic regression analysis were the matrices that showed a significant association in the initial univariate analysis. To study the association between matrix scores and final categorisation, a receiver operating characteristic (ROC) curve was plotted with sensitivity and specificity calculations. A two-sided P value of ≤0.05 was considered significant.
 
It was hypothesised that (1) risk factors for child abuse are present in a higher proportion in the E/HR cases compared with the NE cases, and (2) the aggregate risk profile score is higher in the positive case conference outcome group than in the comparison group.
 
Results
We identified 272 cases during the study period. After review of diagnosis and case notes, seven cases were excluded. For all excluded cases, no MDCC was held because they were judged to be inappropriate referrals for assessment of child abuse after initial careful assessment. Therefore, 265 cases were included in the study.
 
After multidisciplinary work-up, the case conference conclusion by MDCC showed that 46.0% (122/265) of cases were categorised as E, 28.7% (76/265) as HR, and 25.3% (67/265) as NE. There were ultimately 198 cases in the positive case conference outcome group (E+HR) and 67 in the comparison group (NE). Physical abuse cases accounted for 70.9% (188/265), and the percentages of sexual abuse, neglect, and multiple abuse (≥2 abuse categories) were 14.0%, 5.7%, and 9.4%, respectively. There were nine cases of psychological abuse (3 E and 6 HR), but they were also confirmed to be associated with other types of abuse (eg ‘physical + psychological’ or ‘neglect + psychological’). There were no cases of ‘isolated psychological abuse’ in this series (Table 1).
 

Table 1. Demographic data and nature of abuse of the three categorised groups
 
In most cases the abuser was identified as the mother (45.5%, 90/198), followed by the father (27.3%, 54/198), domestic helper (4.0%, 8/198), parent’s co-habitant (2.0%, 4/198), grandfather (1.5%, 3/198) or grandmother (1.5%, 3/198), internet friend (1.5%, 3/198), or stepfather (1.0%, 2/198) or stepmother (1.0%, 2/198). In 4.5% of cases, multiple abusers were identified, and in 5.1%, the abuser could not be identified. Other abusers accounted for 5.1% and included tutorial class teachers, mother’s friends, classmate or hostel peer, siblings, boyfriend, godmother, and other relatives.
 
Comparison of baseline demographic data showed no significant difference in gender, ethnicity, or mean age at presentation among the E, HR, and NE groups (Table 1). When the nature of abuse was compared, there was a higher percentage of physical abuse in the E and HR groups, but no significant difference in the percentage of psychological, multiple abuse, or neglect between groups. A significant difference was identified for sexual abuse, however, with the highest percentage in the NE group (10.7% vs 9.2% vs 25.4%; P=0.007). Several features were observed in this subgroup of sexual abuse as follows. Multidisciplinary investigations and physical examination were frequently not revealing. Children were often young and thus unable to speak with non-specific vulval or perineal redness or symptomatic vulvovaginitis. Child custody disputes, maternal emotional problems, or a child being cared for by multiple individuals were common features.
 
Univariate analysis for the MIR + MHR categories in each matrix domain showed significant correlation between MIR + MHR in the positive case conference outcome group (E + HR) for nine matrix domains, including Matrix 2, 3, 4, 5, 8, 9, 10, 11, and 14 (Table 2).
 

Table 2. Univariate analysis of the relationship between intermediate + high matrix scores in the Risk Assessment Matrix developed by the California State University in 1990 with the Multi-Disciplinary Case Conference on Protection of Child with Suspected Abuse (MDCC) case conference outcome
 
Logistic regression for these nine matrix domains showed significant correlation for Matrix 2, severity and/or frequency of abuse; Matrix 4, location of injuries; and Matrix 11, strength of family support systems (Table 3).
 

Table 3. Logistic regression analysis of intermediate + high matrix scores with case conference outcome for Matrixes 2, 3, 4, 5, 8, 9, 10, 11, 14
 
Using the devised scoring system of 1 point for MLR, 2 for MIR and 3 for MHR, an aggregate matrix score was calculated for each patient, with a minimum possible score of 15, and maximum possible score of 45. The aggregate matrix scores for both the positive case conference outcome group (E+HR) and comparison group (NE) followed a normal distribution (Fig 1). The mean aggregate matrix score was significantly different between the two groups with a higher mean score in the positive case conference outcome group (26.90 ± 3.57 vs 23.46 ± 2.98; P<0.005).
 

Figure 1. Aggregate matrix scores for child abuse cases of ‘established’ + ‘high risk’ versus ‘not established’
The mean (± standard deviation) aggregate matrix score was 26.90 ± 3.57 for the E + HR group, and 23.46 ± 2.98 for the NE group (P<0.005)
 
To estimate the association of the matrix scores with the risk of child abuse, an ROC curve was plotted using aggregate matrix score against E + HR cases (Fig 2). The area under the ROC curve was 0.78 (95% CI, 0.72-0.84), indicating good discrimination.
 

Figure 2. Receiver operating characteristic curve showing accuracy of matrix in relation to outcome
Diagonal segments are produced by ties
 
The sensitivity and specificity of different aggregate matrix scores are shown in Figure 2.
 
For this study, a matrix score that yielded a high sensitivity was preferred, in order to avoid missing cases of abuse. A cut-off aggregate matrix score of 23 would yield a sensitivity of 91.4% and specificity of 38.2% in relation to E + HR; a mean aggregate matrix score of 24 would yield a sensitivity of 84.8% and specificity of 48.5%.
 
Discussion
Risk assessment is a critical process by which to assess the level of risk to a child suspected of being abused. Instruments used in risk assessment organise factors systematically to help describe the safety of such a child. These factors include characteristics of the reported abuse, the child, the caretakers, the family, and the environment of the child.7 8 11 12 13 Such assessment helps case analysis and decision making, and provides an important framework for case planning and subsequent service delivery.
 
Since December 2015, risk assessment in MDCC has been mandated in the Procedural Guide for Handling Child Abuse Cases of the Social Welfare Department, HKSAR Government.6 In this Procedural Guide, a risk assessment instrument (Risk Assessment Matrix developed by the California State University, Fresno, in 19909) was referred to and takes the form of a matrix that facilitates assessment by professionals of the level of risk for various abuse factors. This study examined the relationship between child abuse risk factors and MDCC outcome using this Risk Assessment Matrix.
 
There was no significant difference in demographic data among the three groups (E, HR, and NE; Table 1). A statistical difference in the presence of child sexual abuse was found between the positive case conference outcome group (E+HR) and the comparison group (NE), with a higher proportion of children in the comparison group affected. Future study to analyse characteristic features of the NE group would aid understanding of sexual abuse cases that present to hospitals in Hong Kong.
 
There was no ‘isolated’ psychological abuse in this series. All psychological abuses occurred with multiple abuses. Psychological abuse is easily missed as there is often no physical sign to arouse suspicion. All cases in this series came to light during the work-up for other forms of abuse. In 2015, there were only seven cases of psychological abuse among the 874 newly reported child abuse cases in Hong Kong.14 Psychological abuse is underdiagnosed in our locality and this calls for sensitivity among professionals when handling abuse cases.
 
On characteristics of abusers, parents, especially mothers, were the most prevalent abusers. This finding is consistent with previous studies.12 15 16 17 Certain parental characteristics have been identified as important risk factors for child abuse, for example, parental low mood, marital conflict precipitating emotional problems, parental low education or economic status, poor social support, and parenting stress due to handling a child’s disruptive behaviour.12 15 16 17 18
 
Logistic regression analysis revealed three factors that were significant for established or high risk of child abuse (E or HR): (1) Matrix 2: severity and/or frequency of suspected physical or sexual abuse, (2) Matrix 4: location of injuries, and (3) Matrix 11: strength of family support systems (Table 3).
 
Matrix 2: Severity and/or frequency of suspected physical or sexual abuse
History of child abuse, and severity and frequency of abuse are known risk factors for recurrence of abuse. Child abuse victims may not experience abuse as a one-off event. Further, there was evidence of escalation in abuse severity in recurrent abuse victims.19 20 Corporal punishment is commonly adopted by Chinese parents as a method of child discipline, and severe physical punishment warranting medical attention or hospital admission has been reported in 3% to 9% of children.15 18 Only 1% of abuse cases are reported and managed.15 Contributing factors for underreporting include cultural acceptance of corporal punishment, low public awareness, and lack of victim support during the disclosure process.
 
Matrix 4: Location of injuries
Head and neck injury was regarded as severe physical injury compared with injury to limbs and corporal body parts.18 A review of literature revealed that abusive bruises are found predominantly on the head and neck, especially on the ear, neck, and cheeks—all sites that are unlikely to be affected by accidental injury. Areas such as the forearms, upper limbs, and adjoining area of the trunk, or outside thigh may indicate ‘defensive bruising’ when the child tries to avoid being hit.21 Head and neck injuries such as abusive head injury, contusions of the head or neck, are well known to cause deleterious effects, even mortality.22
 
Matrix 11: Strength of family support systems
Families with poor social support, social isolation, and geographical isolation are known to be at increased risk and severity of child abuse.16 17 19 22 Social isolation was more common among single parents or immigrants.15 Both a low level of real and perceived social support has been shown to be potential risks for child maltreatment.15 16 17 On the contrary, social support is a protective factor for child abuse.23 Perceived social support has been reported to moderate parents’ own experience of abuse and the potential risk of abuse of their own children.16 Parental support can be offered by child care or foster care services, targeted support programmes for families at risk or young families with a newborn, parental counselling service, and extra support to vulnerable children with special needs.23
 
Six other matrix domains were significantly related with case conference outcome in univariate analysis but not in logistic regression analysis (Tables 2 and 3). They were Matrix 3, 5, 8, 9, 10 and 14. Another six risk factors were not statistically related to case conference outcome; these included Matrix 1, 6, 7, 12, 13, and 15. All risk factors in these domains have been shown in previous studies to be related to child abuse.11 12 13 15 16 17 Possible explanations for the absence of a significant relationship between risk factors in these 12 domains and case conference outcome in logistic regression analysis include an aggregate effect of risk factors that may not be significant on their own but factor co-occurrence is contributory. Other possible explanations include presence of mitigating factors such as a protective relative, a child already in supportive placement, the presence of legal enforcement or a child under a care order, or because of a small subgroup number within individual risk factors.
 
For the aggregate effect of risk factors, an ROC curve was plotted using aggregate matrix score against case conference outcome (Figs 1 and 2). As the Risk Assessment Matrix is used as a risk assessment tool for child abuse, it is vital that it detects most abuse cases. We chose a score that yields a high sensitivity and high positive predictive value whilst accepting a lower specificity. Using a score of 23 (sensitivity 91.4%, positive predictive value 0.85, specificity 38.2%) or 24 (sensitivity 84.8%, positive predictive value 0.8, specificity 48.5%) ensured that most child abuse cases were identified. The high sensitivity indicates that most cases of E and HR child abuse would be correctly identified in MDCC. A welfare plan could then be formulated to protect the child and help the family to prevent further abuse. The low specificity, however, meant that a relatively large number of ‘non–child abuse’ cases could be subject to unnecessary investigations, leading to an increased workload for all parties involved and stress to the family. Nonetheless, a highly sensitive cut-off is important to avoid a false-negative result and missing a genuine case of child abuse that may have serious or even fatal consequences.
 
In a recent death inquest, the importance of risk assessment was strongly emphasised by the coroner.4 The aggregate matrix score offers a reference to alert professionals in handling suspected child abuse cases. A matrix score of >23 calls for increased vigilance and careful planning, especially in situations such as making a decision about hospital discharge before MDCC. Further, because job placements of disciplines such as social work or legal enforcement are often rotation-based rather than long-term specialist-focused, where experience and professional judgement are important cumulative assets, a systematic risk assessment using objective scores serves as a practical tool and as a warning mechanism in abuse handling, especially for the less-experienced professionals.
 
This study has some limitations. In Hong Kong, reported cases of child abuse are only the tip of the iceberg.15 Subjects in this study were hospitalised children in a regional hospital setting, and results of this retrospective study cannot be generalised to the territory. The Fresno model has previously been considered a model with low validity and inter-rater reliability.7 As with other consensus-based risk assessment instruments, the rating of risks in the matrix domains will invariably involve a degree of subjectivity.7 8 This was minimised in this study by our further defining situations with objective measures. For example, for domain 10, intermediate risk was defined as a reported case but subsequently concluded as not an established child abuse case to be followed up by a school social worker or Integrated Family Services Centre. High risk was defined as a history of established child abuse in the past. For domain 14, insufficient income was defined as receipt of Comprehensive Social Security Assistance. Recent change in marital or relationship status was defined as parents in divorce proceedings, child in a custody dispute, or active marital discord causing emotional outbursts. It is hoped that with training and further refining of the matrix contents to fit the local culture, the inter-rater reliability and reproducibility of the Fresno tool can be improved. Nevertheless other risk assessment instruments can also be examined for local use.
 
The social structure and culture of a society keeps changing. Up-to-date studies are required to examine child abuse risk profiles. A prospective multicentre study is valuable for development of a local risk assessment tool. With the implementation of changes in the Procedural Guide for Handling Child Abuse Cases,6 a systematic risk assessment will facilitate investigative procedures and improve safeguarding of vulnerable children.
 
Conclusions
Three matrix risk factors in the Risk Assessment Matrix were significantly associated with child abuse—severity and/or frequency of suspected physical or sexual abuse (Matrix 2), location of injuries (Matrix 4), and strength of family support systems (Matrix 11). Further, other risk factors in the matrix, although not significant in logistic regression analysis, showed good association with child abuse case conference outcomes in univariate analysis. A risk assessment framework facilitates case analysis, and guides decision making and case planning such that appropriate service delivery is ensured. Using the devised scoring system of the referenced Risk Assessment Matrix, an aggregate matrix score of ≥23 should arouse suspicion of all professionals when managing child abuse.
 
Declaration
All authors have disclosed no conflicts of interest.
 
References
1. Norman RE, Byambaa M, De R, Butchart A, Scott J, Vos T. The long-term health consequences of child physical abuse, emotional abuse, and neglect: a systematic review and meta-analysis. PLoS Med 2012;9:e1001349. Crossref
2. Gilbert R, Widom CS, Browne K, Fergusson D, Webb E, Janson S. Burden and consequences of child maltreatment in high-income countries. Lancet 2009;373:68-81. Crossref
3. Felitti VJ, Anda RF, Nordenberg D, et al. Relationship of childhood abuse and household dysfunction to many of the leading causes of death in adults. The Adverse Childhood Experiences (ACE) study. Am J Prev Med 1998;14:245-58. Crossref
4. Siu J. Hong Kong government urged to amend guide on handling child abuse in coroner’s case involving death of boy who probably ingested Ice. South China Morning Post 2016 Mar 16.
5. Clinical Data Analysis and Reporting System, Hong Kong Hospital Authority. Accessed 16 Nov 2016.
6. Social Welfare Department of the Hong Kong SAR Government. Procedural Guide for Handling Child Abuse Cases 2015. Available from: http://www.swd.gov.hk/en/index/site_pubsvc/page_family/sub_fcwprocedure/id_1447/. Accessed 16 Nov 2016.
7. D’Andrade A, Austin MJ, Benton A. Risk and safety assessment in child welfare: instrument comparisons. J Evid Based Soc Work 2008;5:31-56. Crossref
8. Barlow J, Fisher JD, Jones D. Systematic review of models of analysing significant harm. Research report DFE-RR199. London: Department for Education; 2012.
9. California risk assessment curriculum for child welfare services, CSU Fresno, Child Welfare Training Project. Sponsored and funded by the California State Department of Social Service; 1990.
10. Census and Statistics Department. Population and household statistics analysed by District Council district. Hong Kong, Hong Kong SAR Government; 2016.
11. Milner JS. Assessing physical child abuse risk: the child abuse potential inventory. Clin Psychol Rev 1994;14:547-83. Crossref
12. Begle AM, Dumas JE, Hanson RF. Predicting child abuse potential: an empirical investigation of two theoretical frameworks. J Clin Child Adolesc Psychol 2010;39:208-19. Crossref
13. Chan YC, Lam GL, Chun PK, So MT. Confirmatory factor analysis of the Child Abuse Potential Inventory: results based on a sample of Chinese mothers in Hong Kong. Child Abuse Negl 2006;30:1005-16. Crossref
14. Social Welfare Department. Child Protection Registry statistical report 2015. Hong Kong: Hong Kong SAR Government; 2015.
15. Study on child abuse and spouse battering. Report on findings of household survey. Hong Kong SAR: Department of Social Work and Social Administration, The University of Hong Kong; 2005.
16. Yoon AS. The role of social support in relation to parenting stress and risk of child maltreatment among Asian American immigrant parents [dissertation]. US: University of Pennsylvania; 2013.
17. Brown J, Cohen P, Johnson JG, Salzinger S. A longitudinal analysis of risk factors for child maltreatment: findings of a 17-year prospective study of officially recorded and self-reported child abuse and neglect. Child Abuse Negl 1998;22:1065-78. Crossref
18. Leung PW, Wong WC, Chen WQ, Tang CS. Prevalence and determinants of child maltreatment among high school students in Southern China: a large scale school based survey. Child Adolesc Psychiatry Ment Health 2008;2:27. Crossref
19. Thackeray J, Minneci PC, Cooper JN, Groner JI, Deans KJ. Predictors of increasing injury severity across suspected recurrent episodes of non-accidental trauma: a retrospective cohort study. BMC Pediatr 2016;16:8. Crossref
20. Deans KJ, Thackeray J, Groner JI, Cooper JN, Minneci PC. Risk factors for recurrent injuries in victims of suspected non-accidental trauma: a retrospective cohort study. BMC Pediatr 2014;14:217. Crossref
21. Maguire S. Which injuries may indicate child abuse? Arch Dis Child Educ Pract Ed 2010;95:170-7. Crossref
22. Kemp AM. Abusive head trauma: recognition and the essential investigation. Arch Dis Child Educ Pract Ed 2011;96:202-8. Crossref
23. Chan KL. Study on child-friendly families: Immunity from domestic violence. Hong Kong SAR: Department of Social Work and Social Administration, The University of Hong Kong; 2008.

Immunoglobulin G4–related disease in Hong Kong: clinical features, treatment practices, and its association with multisystem disease

Hong Kong Med J 2017 Oct;23(5):446–53 | Epub 1 Sep 2017
DOI: 10.12809/hkmj176229
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE  CME
Immunoglobulin G4–related disease in Hong Kong: clinical features, treatment practices, and its association with multisystem disease
Philip H Li, MRes (Med), MRCP (UK)1; KL Ko, MB, BS, MRCP (UK)2; Carmen TK Ho, FHKCP, FHKAM (Medicine)1; Leah L Lau, MB, BS3; Raymond KY Tsang, MS, FRCSEd(ORL)4; TT Cheung, MS, FRCS (Edin)5; WK Leung, MD, FRCP (Edin, Lond)2; CS Lau, MD, FRCP (Edin, Lond, Glasg)1
1 Division of Rheumatology & Clinical Immunology, Department of Medicine, Queen Mary Hospital, Pokfulam, Hong Kong
2 Division of Gastroenterology & Hepatology, Department of Medicine, Queen Mary Hospital, Pokfulam, Hong Kong
3 Department of Ear, Nose & Throat, Queen Mary Hospital, Pokfulam, Hong Kong
4 Division of Otorhinolaryngology – Head and Neck Surgery, Department of Surgery, Queen Mary Hospital, Pokfulam, Hong Kong
5 Division of Hepatobiliary & Pancreatic Surgery and Liver Transplantation, Department of Surgery, Queen Mary Hospital, Pokfulam, Hong Kong
 
Corresponding author: Dr Philip H Li (philipli@connect.hku.hk)
 
This paper was presented as a poster at the EULAR Annual European Congress of Rheumatology held in Madrid, Spain during 14-17 June 2017.
 
 
 Full paper in PDF
 
Abstract
Introduction: Immunoglobulin G4–related disease remains an under-recognised and evolving disease. Local data are sparse and previous publications have been limited to individual case reports or case series only. We conducted this study to review the clinical features, treatment practices, and factors associated with multisystem involvement in Hong Kong. We described the clinical features and treatment modalities of the largest cohort of immunoglobulin G4–related disease in our locality thus far.
 
Methods: We retrospectively evaluated all patients with immunoglobulin G4–related disease between January 2003 and December 2015 in Queen Mary Hospital and combined this with patient data extracted from previous local publications. We analysed the clinical features, treatment practices, and factors associated with the number of organ systems involved.
 
Results: A total of 104 patients (55 from Queen Mary Hospital and 49 from literature review) were identified. Patients were predominantly older men (mean [standard deviation] age, 61.9 [12.7] years; male-to-female ratio=3:1) and 94.4% had elevated pre-treatment serum immunoglobulin G4 levels. Hepatobiliary and pancreatic system (40.4%), salivary gland (33.7%), lymph node (29.8%), and eye (19.2%) were the most common organ systems involved. Lymphadenopathy was associated with glucocorticoid use (odds ratio=2.65; 95% confidence interval, 1.08-6.54; P=0.034). Pre-treatment serum immunoglobulin G4 levels correlated with the number of organ systems involved (β=0.347; P=0.004) and, specifically, more associated with patients having salivary gland involvement than those without (mean, 1109 mg/dL vs 599 mg/dL; P=0.012).
 
Conclusion: We identified pre-treatment serum immunoglobulin G4 to be associated with multisystem disease, especially with salivary gland involvement, highlighting its potential for disease prognostication and monitoring. Increased physician awareness and multidisciplinary efforts are required for early diagnosis and optimal management of this masquerading disease.
 
 
New knowledge added by this study
  • Hepatobiliary and pancreatic system, salivary gland, lymph node, and eye were the most common organ systems involved in immunoglobulin (Ig) G4–related disease in Hong Kong.
  • Pre-treatment serum IgG4 levels were associated with salivary gland involvement and multisystem disease.
  • Glucocorticoids were most frequently used, but local experience with other immunomodulatory agents was limited and varied across different centres.
Implications for clinical practice or policy
  • Serum IgG4 should be used for disease prognostication and monitoring of treatment response.
  • Salivary gland involvement should be screened in patients with IgG4-related disease, especially in the presence of higher level of serum IgG4.
  • Future studies on treatment strategies within the contexts of different epidemiology and patient characteristics are urgently needed.
 
 
Introduction
Immunoglobulin (Ig) G4–related disease (IgG4-RD) is a systemic immune-mediated disease unifying what were previously considered to be unrelated individual organ disorders. This characteristic fibroinflammatory condition continues to be increasingly recognised but is still an evolving concept. The disease, IgG4-RD, was first described in 2003 when extra-pancreatic lesions with IgG4-positive plasmacytic infiltration were identified in patients with autoimmune pancreatitis (now known as IgG4-related pancreatitis).1 Involvement of almost every anatomical site has been reported since. In addition to IgG4-related hepatobiliary disease, other examples of previous disease entities now under the diagnostic umbrella of IgG4-RD include Riedel’s thyroiditis, Ormond’s disease (idiopathic retroperitoneal fibrosis), Mikulicz’s disease (lymphoepithelial sialadenitis), Küttner’s tumour (chronic sclerosing sialadenitis), and other ‘idiopathic’ pseudotumours.2 Regardless of the organ involved, patients share similar clinical, serological, and histopathological features.2 3 According to the ‘comprehensive diagnostic criteria for IgG4-RD’, the diagnosis of IgG4-RD is based on the constellation of clinical, serological and, especially, histopathological findings.4 The recommended cut-off value for serum IgG4 level is >135 mg/dL. The characteristic histopathological findings include dense lymphoplasmacytic infiltrates, ‘storiform’ or swirling fibrosis, and obliterative phlebitis. Immunostaining for IgG4 should show >10 IgG4-positive plasma cells per high-power field and an IgG4-positive–to–IgG-positive ratio (IgG4:IgG) plasma cell ratio of >0.4.
 
Despite continued advances in our understanding of the disease and the various multinational guidance now available,4 5 few studies have examined factors to predict disease severity or disease prognostication. The bulk of IgG4-RD–related research originates from Caucasian or Japanese studies, and local regional data are sparse. Publications from Hong Kong have been limited to individual case reports or case series only. In this study, we performed a retrospective review of all our IgG4-RD patients between January 2003 and December 2015. To the best of our knowledge, this is the largest cohort reported in our locality at the time of writing. By combining our data with all other available publications from Hong Kong, we examined the clinical features and treatment practices of IgG4-RD, as well as its clinical factors associated with multisystem involvement.
 
Methods
Retrospective study at Queen Mary Hospital
All available case records of IgG4-RD patients from Queen Mary Hospital—under the care of the Hong Kong West Cluster serving a population of 0.53 million—between January 2003 and December 2015 were reviewed. Cases were identified by the compilation of various databases of multiple specialist divisions (Rheumatology and Clinical Immunology, Gastroenterology and Hepatology, Otorhinolaryngology–Head and Neck Surgery, and Hepatobiliary and Pancreatic Surgery), in addition to cluster-wide screening of all patients with laboratory requests for serum IgG4 within the study period. Case records were reviewed according to the ‘comprehensive diagnostic criteria for IgG4-RD’ and all patients with definite, probable, or possible IgG4-RD were recruited.4 In accordance with these criteria, patients could also be diagnosed with a definite diagnosis of IgG4-RD if they fulfilled organ-specific criteria.6
 
All data were extracted from patient records, including sex, age (at onset), organ manifestations, pre-treatment serum IgG4 and IgG levels, pathology reports, and treatment modalities. Organ manifestations were classified into bone, central nervous system (CNS), hepatobiliary and pancreatic (HBP) system, lung, lymph node, eye (including lacrimal gland, extraocular muscles, and other intraorbital involvement), renal system, retroperitoneum, salivary glands (parotid and submandibular glands), and skin/soft tissue involvement. Treatment modalities were classified into surgical intervention (including resection and other mechanical interventions such as biliary or ureteric stenting), use of glucocorticoids (GCs), or other specified immunomodulatory therapy. This study was done in accordance with the principles outlined in the Declaration of Helsinki. Clinicians involved in data extraction were unaware of the studied associations.
 
Literature review of existing local publications
We searched PubMed, PubMed Central, and MEDLINE databases without language restrictions from 1 January 2003 to 31 December 2016 using the terms ‘Hong Kong’ and ‘immunoglobulin G4’ or ‘IgG4’ or ‘IgG4-related disease’ or ‘IgG4-associated disease’ or ‘IgG4 sclerosing disease’. All patient data available from local IgG4-RD publications were reviewed against the ‘comprehensive diagnostic criteria for IgG4-RD’4 and extracted for analysis. Patients from publications originating from Queen Mary Hospital, who were already present in our database, were excluded. Parallel with the retrospective analysis, data regarding patients’ age, organ manifestations, pre-treatment serum IgG4 and IgG levels, pathology reports, treatment modalities, and medication regimens were recorded. Clinicians involved in data extraction were unaware of the studied associations.
 
Statistical analysis
Potential factors associated with multisystem disease, reflected by the number of involved organ systems, were investigated. Univariate analysis was performed first using the independent samples t-test to compare categorical variables (such as sex) and linear regression was used to compare between continuous variables (such as age). Variables with a P value of ≤0.1 from univariate analysis were included in a multivariate linear regression to determine which were independently associated with the number of involved organ systems. The two-sided Fisher’s exact test was used to evaluate the association between treatment modalities and presence of organ manifestations. A P value of <0.05 was considered statistically significant. Statistical Package of the Social Sciences (Windows version 20.0; IBM Corp, Armonk [NY], US) was used for all analyses. The Venn diagram was created using jvenn.7
 
Results
Demographics, clinical features, and treatment modalities
Between January 2003 and December 2015, a total of 55 patients with IgG4-RD were identified at Queen Mary Hospital. Patients were under the care of a variety of medical and surgical subspecialties, including Rheumatology and Clinical Immunology, Gastroenterology and Hepatology, Otorhinolaryngology–Head and Neck Surgery, and Hepatobiliary and Pancreatic Surgery, in addition to multidisciplinary care between other departments and disciplines. Baseline demographics, clinical features, and treatment modalities are summarised in Table 1.8 9 10 11 12 13 14 15 16 17 18 19 20 21 Pre-treatment serum IgG4 level, total IgG level, and IgG4:IgG ratio were available for 48, 43, and 43 patients, respectively. A total of 46/48 (95.8%) patients had a serum IgG4 level of >135 mg/dL, and 39/43 (90.7%) patients had a IgG4:IgG ratio of >8%. Of the 55 patients, 40 (72.7%) had histopathological confirmation, of which 32 samples had immunohistochemical staining with anti-IgG4 monoclonal antibodies. All treatment modalities were primarily used for the treatment of IgG4-RD except for one patient who was treated with COPP chemotherapy (cyclophosphamide, vincristine, procarbazine, and prednisone) because of concomitant lymphoma. Of the patients, 19 (34.5%) underwent surgical treatment, including sialoadenectomy (n=7), pancreaticoduodenectomy (n=6), orbitotomy (n=2), cholecystectomy (n=2), and excision of musculoskeletal lesions (n=2).
 

Table 1. Comparison of immunoglobulin G4–related disease cohorts from Hong Kong,8 9 10 11 12 13 14 15 16 17 18 Beijing (Mainland China),19 Massachusetts (US),20 and Milan (Italy)21
 
We identified an additional 49 IgG4-RD patients from 11 published case reports and case series from Hong Kong.8 9 10 11 12 13 14 15 16 17 18 Only those reporting pre-treatment serum IgG4 and IgG levels were included in our study. Treatment modalities were not reported in four patients. A summary of patient demographics, clinical features, and treatment modalities is shown in Table 2.8 9 10 11 12 13 14 15 16 17 18
 

Table 2. Characteristics and treatment of 49 patients with immunoglobulin G4–related disease in Hong Kong based on literature review8 9 10 11 12 13 14 15 16 17 18
 
As a result, a total of 104 patients were identified from Queen Mary Hospital and literature review. For patients with pre-treatment results available, 68/72 (94.4%) patients had a serum IgG4 level of >135 mg/dL, and 58/63 (92.1%) patients had an IgG4:IgG ratio of >8%. A summary of the demographics, clinical features, and treatment modalities in comparison to other cohorts is shown in Table 1.8 9 10 11 12 13 14 15 16 17 18 19 20 21 The most common organ systems involved were HBP system (40.4%), salivary gland (33.7%), lymph node (29.8%), and eye (19.2%). A Venn diagram of these most common involved systems from the combined cohort is shown in the Figure.
 

Figure. Venn diagram of the four most commonly involved organ systems (n=89)
 
Treatment practices: associations between organ manifestations and treatment modalities
The associations between various organ manifestations and treatment modalities are shown in Table 3. Lymphadenopathy was associated with GC use (odds ratio [OR]=2.65; 95% confidence interval [CI], 1.08-6.54; P=0.034). Involvement of CNS was negatively associated with GC use (OR=0.12; 95% CI, 0.01-1.05; P=0.044).
 

Table 3. Associations between organ manifestations and treatment modalities
 
Associations of serum immunoglobulin G4 with multisystem disease and specific organ manifestations
Age, sex, pre-treatment serum IgG4, total IgG, and IgG4:IgG ratio were used in univariate analysis. Both age (P=0.021) and pre-treatment serum IgG4 levels (P=0.020) significantly correlated with the number of involved organ systems in univariate analysis. Other variables did not reach statistical significance (data not shown). Only pre-treatment serum IgG4 levels remained statistically significant in subsequent multivariate analysis (β=0.347; P=0.004). For specific organ manifestations, pre-treatment serum IgG4 level was more associated with patients having salivary gland involvement than those without (mean, 1109 mg/dL vs 599 mg/dL; P=0.012). No associations of serum IgG4 with other organ manifestations were found (P>0.1; data not shown).
 
Discussion
In this study, we describe the clinical features and treatment practices of the largest cohort of IgG4-RD in our locality. After combination of our patients with all other published cases of IgG4-RD from Hong Kong, we analysed 104 cases comprising predominantly older men (mean age, 62 ± 13 years; male-to-female ratio=3:1), which is consistent with other reports.19 20 21 22 Over 95% of patients had serum IgG4 level of >135 mg/dL and an IgG4:IgG ratio of >8%. Although these cut-offs are often quoted in the diagnostic criteria for IgG4-RD,4 23 it is important to note that elevated serum IgG4 levels can be seen in a variety of other conditions such as malignancies, infections, or autoimmune disorders. Serum IgG4 level and IgG4:IgG ratio alone have poor specificity and low positive predictive value. The specificity and positive predictive value of serum IgG4 and IgG4:IgG ratio have been reported to be approximately only 0.6 and 0.3, respectively.24 Of note, 4/72 (5.6%) of our patients with biopsy-proven IgG4-RD had normal serum IgG4 levels (ie false negatives). The gold standard for diagnosis of IgG4-RD in most cases therefore remains biopsy with histopathological confirmation. Over 70% of patients in Queen Mary Hospital had positive histopathological confirmation, in comparison to 54.2% in a large Mainland Chinese cohort.19 Although this proportion increased to 81.7% in the combined analysis, this could be an overestimation of real clinical practice with potential publication and selection bias from literature review. Similar to other reported populations, HBP system, salivary gland, lymph node, and eye were the most common organ systems involved in both Queen Mary Hospital and the combined analysis. Although involvement of HBP system seemed more prevalent in the Queen Mary Hospital and Mainland China cohorts, the rate of HBP involvement is similar to other studies dedicated to IgG4-related hepatobiliary disease (approximately 40%-60%).25
 
We also examined the treatment practices employed in our locality. Treatment of IgG4-RD is typically individualised because of substantial disease heterogeneity—even subclinical disease can lead to irreversible organ damage and not all manifestations require immediate treatment. For example, a watchful ‘wait and see’ approach may be an appropriate option for mild disease or after surgical debulking. However, there is currently no high-quality evidence-based guidance for the management of IgG4-RD and practices often vary significantly across different countries. In the combined analysis, GCs were the most popular treatment option and over half of the patients had received GCs either alone or in combination with other treatment modalities. In the combined analysis, use of GCs was significantly associated with lymphadenopathy, which may reflect their preferential use, especially in patients with systemic involvement. This is consistent with the general consensus and recommendations made by most experts because of their good initial efficacy.26 The opposite was seen with an inverse association between CNS involvement and GC use. This was expected because most of these patients with CNS involvement had localised disease and the diagnosis of IgG4-RD was not readily established prior to surgical resection. Only one case was diagnosed by open brain biopsy and subsequently treated with GCs and thalidomide.9
 
Local experience with other immunomodulatory agents was limited and choices for steroid-sparing agents varied between different centres. Conventional agents such as azathioprine, cyclophosphamide, methotrexate, mycophenolate, and tacrolimus have all demonstrated similar efficacy, although head-to-head comparisons are not available.27 B-cell depletion with rituximab has also gained much popularity in recent years and proven to be effective as induction and maintenance therapy, even without concomitant GCs.27 28 Nonetheless, we were unaware of any published experience with its use for IgG4-RD in Hong Kong at the time of writing. The advent of this ground-breaking treatment will likely require multidisciplinary expertise as well as further research, especially in the context of the high prevalence of chronic hepatitis B infection and subsequent risk of viral reactivation in Hong Kong.
 
Finally, we also recommend the utility of pre-treatment serum IgG4 in disease prognostication and treatment monitoring. Pre-treatment serum IgG4 levels (but not IgG4:IgG ratios) significantly correlated with the number of organ systems involved. The correlation with age did not remain statistically significant after multivariate regression. Interestingly, Wallace et al20 also described elevated serum IgG4 levels associated with both age and number of organs involved, but analysis with multivariate regression was not reported in their study. Specifically, serum IgG4 levels also correlated with salivary gland involvement, but not with other individual organ systems. The reason for this particular correlation remains uncertain, but highlights the importance of screening for salivary gland involvement in all IgG4-RD patients, especially in the presence of higher serum IgG4 levels.
 
The main limitations of this study included its retrospective nature and restrictions of literature review. Limited clinical data were available and we were unable to determine or standardise for the disease duration of each patient. There were substantial missing data for some key variables, reducing the effective number of patients suitable for analysis. The nature of a literature review also harbours risk of publication or selection bias, although it was reassuring that findings from the combined analysis were similar to those obtained from Queen Mary Hospital. Some indefinite findings, such as lower prevalence of renal involvement, highlight the necessity of future prospective and multicentre studies. Specifically, we advocate the need for more uniform international diagnostic criteria and the establishment of a region-wide registry with longitudinal data collection.
 
In conclusion, we found that pre-treatment serum IgG4 significantly correlated with the number of organ systems involved, highlighting its potential for disease prognostication and guiding treatment. We also describe the clinical characteristics, treatment practices, and factors associated with multisystem disease in IgG4-RD in Hong Kong. There is vast disease and patient heterogeneity, making local research and expertise exchange imperative. Increased physician awareness and a multidisciplinary approach will be required for early diagnosis and optimal management of this masquerading disease. Further studies, especially focusing on treatment strategies within the contexts of different epidemiology and patient characteristics, are urgently needed.
 
Acknowledgements
Dr Rex Au-Yeung (Department of Pathology, Queen Mary Hospital) reviewed the histology available from patients diagnosed with IgG4-RD under the care of the Hong Kong West Cluster. The authors thank the Shun Tak District Min Yuen Tong (MYT) of Hong Kong for their generous donations to support the work on clinical immunology and rheumatology; MYT had no role in the design of the study; collection, analysis, or interpretation of the data; writing, review, or approval of the manuscript; or the decision to submit the manuscript for publication.
 
Declaration
All authors have disclosed no conflicts of interest.
 
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6. Umehara H, Okazaki K, Nakamura T, et al. Current approach to the diagnosis of IgG4-related disease—combination of comprehensive diagnostic and organ-specific criteria. Mod Rheumatol 2017;27:381-91. Crossref
7. Bardou P, Mariette J, Escudié F, Djemiel C, Klopp C. jvenn: An interactive Venn diagram viewer. BMC Bioinformatics 2014;15:293. Crossref
8. Wong S, Lam WY, Wong WK, Lee KC. Hypophysitis presented as inflammatory pseudotumor in immunoglobulin G4-related systemic disease. Hum Pathol 2007;38:1720-3. Crossref
9. Lui PC, Fan YS, Wong SS, et al. Inflammatory pseudotumors of the central nervous system. Hum Pathol 2009;40:1611-7. Crossref
10. Chan SK, Cheuk W, Chan KT, Chan JK. IgG4-related sclerosing pachymeningitis: a previously unrecognized form of central nervous system involvement in IgG4-related sclerosing disease. Am J Surg Pathol 2009;33:1249-52. Crossref
11. Cheuk W, Chan AC, Lam WL, et al. IgG4-related sclerosing mastitis: description of a new member of the IgG4-related sclerosing diseases. Am J Surg Pathol 2009;33:1058-64. Crossref
12. Cheuk W, Lee KC, Chong LY, Yuen ST, Chan JK. IgG4-related sclerosing disease: a potential new etiology of cutaneous pseudolymphoma. Am J Surg Pathol 2009;33:1713-9. Crossref
13. Cheuk W, Tam FK, Chan AN, et al. Idiopathic cervical fibrosis—a new member of IgG4-related sclerosing diseases: report of 4 cases, 1 complicated by composite lymphoma. Am J Surg Pathol 2010;34:1678-85. Crossref
14. Cheuk W, Yuen HK, Chan AC, et al. Ocular adnexal lymphoma associated with IgG4+ chronic sclerosing dacryoadenitis: a previously undescribed complication of IgG4-related sclerosing disease. Am J Surg Pathol 2008;32:1159-67. Crossref
15. Cheuk W, Yuen HK, Chu SY, Chiu EK, Lam LK, Chan JK. Lymphadenopathy of IgG4-related sclerosing disease. Am J Surg Pathol 2008;32:671-81. Crossref
16. Cheung MT, Lo IL. IgG4-related sclerosing lymphoplasmacytic pancreatitis and cholangitis mimicking carcinoma of pancreas and Klatskin tumour. ANZ J Surg 2008;78:252-6. Crossref
17. Chung DT, Tang CN, Lai EC, Yang GP, Li MK. Immunoglobulin G4-associated sclerosing cholangitis mimicking cholangiocarcinoma. Hong Kong Med J 2010;16:149-52.
18. Ng TL, Leong IS, Tang WL, et al. Immunoglobulin G4-related sclerosing disease: experience with this novel entity in a local hospital. Hong Kong Med J 2011;17:280-5.
19. Lin W, Lu S, Chen H, et al. Clinical characteristics of immunoglobulin G4-related disease: a prospective study of 118 Chinese patients. Rheumatology (Oxford) 2015;54:1982-90. Crossref
20. Wallace ZS, Deshpande V, Mattoo H, et al. IgG4-related disease: clinical and laboratory features in one hundred twenty-five patients. Arthritis Rheumatol 2015;67:2466-75. Crossref
21. Campochiaro C, Ramirez GA, Bozzolo EP, et al. IgG4-related disease in Italy: clinical features and outcomes of a large cohort of patients. Scand J Rheumatol 2016;45:135-45. Crossref
22. Martinez-Valle F, Fernández-Codina A, Pinal-Fernández I, Orozco-Gálvez O, Vilardell-Tarrés M. IgG4-related disease: evidence from six recent cohorts. Autoimmun Rev 2017;16:168-72. Crossref
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Intravenous lignocaine infusion facilitates acute rehabilitation after laparoscopic colectomy in the Chinese patients

Hong Kong Med J 2017 Oct;23(5):441–5 | Epub 27 Jan 2017
DOI: 10.12809/hkmj164984
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Intravenous lignocaine infusion facilitates acute rehabilitation after laparoscopic colectomy in the Chinese patients
Matthew WH Lee, MB, ChB1; Debriel YL Or, FHKAM (Anaesthesiology)2; Alex CF Tsang, FHKAM (Surgery)3; Dennis CK Ng, FHKAM (Surgery)3; PP Chen, FHKAM (Anaesthesiology)2; Michael HY Cheung, FHKAM (Surgery)3; Raymond SK Li, FHKAM (Surgery)3; HT Leong, FHKAM (Surgery)3
1 Department of Orthopaedics, Queen Elizabeth Hospital, Jordan, Hong Kong
2 Department of Anaesthesiology and Operating Service, North District Hospital, Sheung Shui, Hong Kong
3 Department of Surgery, North District Hospital, Sheung Shui, Hong Kong
 
Corresponding author: Dr Alex CF Tsang (alextsang81@yahoo.com)
 
 Full paper in PDF
 
Abstract
Introduction: Intravenous infusion of lignocaine has emerged in recent years as a feasible, cost-effective, and safe method to provide postoperative analgesia. There is, however, no literature about this perioperative pain control modality in Chinese patients. This study aimed to determine whether perioperative intravenous lignocaine safely reduces postoperative pain, shortens postoperative ileus, and reduces the length of hospital stay in laparoscopic colorectal surgery.
 
Methods: Between September 2012 and May 2015, 16 patients who underwent elective laparoscopic resection of colorectal cancer and received a 1% lignocaine infusion for 24 hours postoperatively were studied. After surgery, categorical pain scores were obtained immediately, followed by hourly pain scores at rest. Pain scores at rest and with mobilisation, and patient satisfaction score were documented on postoperative day 1. Return of bowel function was measured by time of first flatus and bowel opening. The patient’s rehabilitation was assessed by time taken to tolerate diet, full mobilisation, and length of hospital stay.
 
Results: The median (interquartile range) self-reported pain scores at 2 hours and 6 hours after surgery were 1.5 (0-4) and 2 (0-3), respectively. The median pain scores at rest and mobilisation on postoperative day 1 were 1 (0-2.5) and 2 (2.5-5), respectively, with a median satisfaction score of 7.5 (7-9). The median times to first flatus and first bowel opening were 21 (18-35) hours and 3 (1-3) days, respectively. No patient had postoperative ileus. The median times to tolerating diet and mobilisation were 1 (1-1) day and 2 (2-3) days, respectively. The median postoperative stay was 6 (5-8) days.
 
Conclusions: Intravenous lignocaine is a safe and effective postoperative analgesic in a Chinese population. It enhances the rehabilitation process for patients following laparoscopic resection of colorectal cancer.
 
 
New knowledge added by this study
  • This is the first case series in Hong Kong to show that intravenous lignocaine infusion is safe in a Chinese population as postoperative analgesia. Clinical safety and effectiveness was positive in this study.
Implications for clinical practice or policy
  • Intravenous infusion of lignocaine can help to enhance postoperative recovery for patients following laparoscopic resection of colorectal cancer. Large-scale structured studies should be carried out to confirm these findings.
 
 
Introduction
Over the past couple of decades, there has been a move towards fast-track surgery designed to reduce postoperative morbidities and length of hospital stay.1 Laparoscopic methods for colonic surgery have accelerated postoperative recovery by reducing the time required for bowel function recovery and enhancing postoperative mobilisation.2 Postoperative ileus, however, remains a common reason for prolonged hospital stay following major abdominal surgery. Although its pathophysiology is multifactorial, use of opioids as postoperative analgesia is thought to contribute to the problem.3 4 Therefore, safe and effective postoperative pain control with minimal use of opioids is essential to enhance recovery.5
 
The advantages of continuous infusion of thoracic epidural analgesia (TEA) compared with intravenous (IV) patient-controlled analgesia with opioid have been studied. The results show that TEA significantly improves early analgesia requirement following laparoscopic colectomy with an opioid-sparing effect. Nonetheless TEA is associated with other adverse reactions such as urinary retention, hypotension, epidural haematoma, and abscess formation.6 Intravenous infusion of lignocaine has emerged in recent years as a feasible, cost-effective, and safe method to provide postoperative analgesia.7 Recent randomised controlled trials have shown that the combined analgesic, anti-inflammatory, and antihyperalgesic properties of IV lignocaine improve outcomes and shorten hospital stay following colorectal surgery.8 There is level I (PRISMA: Preferred Reporting Items for Systematic Reviews and Meta-Analyses) evidence that IV lignocaine infusions are opioid-sparing and significantly reduce pain scores at rest and during activity, nausea, vomiting, duration of ileus after abdominal surgery, and length of hospital stay. Peri-operative IV administration of lignocaine also has a preventive analgesic effect following a wide range of operations.9 10 11
 
Currently there is no literature about this perioperative pain control modality in the Chinese patients. In the following account, we present a case series of Chinese patients who underwent laparoscopic colorectal surgery and received a peri-operative IV lignocaine infusion.
 
Methods
We reviewed cases of patients who underwent elective laparoscopic resection of colorectal cancer and received a lignocaine infusion as postoperative analgesia between September 2012 and May 2015 at North District Hospital in Hong Kong. This study aimed to determine whether postoperative IV lignocaine infusion would provide adequate analgesia, shorten the duration of postoperative ileus, reduce postoperative complications, enhance rehabilitation, and shorten hospital stay. This study was done in accordance with the principles outlined in the Declaration of Helsinki.
 
Anaesthesia
All patients were assessed preoperatively by an anaesthetist to exclude any contra-indications to use of IV lignocaine. Routine consent for anaesthesia was obtained with clear choices offered for postoperative analgesia and the relevant risks explained to the patient. The choices for postoperative analgesia included epidural analgesia, IV lignocaine infusion, and IV patient-controlled analgesia with morphine. Intravenous lignocaine was offered when patients refused or were contra-indicated for epidural analgesia. If patients were not suitable for either epidural analgesia or IV lignocaine, IV patient-controlled analgesia with morphine was offered. The anaesthetic technique was standardised for all patients.
 
All patients received an IV bolus injection of lignocaine 1.5 mg/kg over 20 minutes on induction followed by a continuous infusion of 1.5 mg/kg/h intra-operatively. The 1% lignocaine infusion was continued at a rate of 1 mg/kg/h for 24 hours postoperatively, delivered through a GemStar infusion device with the fixed calculated dose set up by the case anaesthetist. For safety reasons, the lignocaine infusion was connected to a dedicated IV line to avoid accidental bolus administration. General anaesthesia was induced with fentanyl 1-2 µg/kg, propofol 2-3 mg/kg, and cisatracurium 0.15-0.2 mg/kg for intubation. Anaesthesia was maintained with oxygen in room air or nitrous oxide and isoflurane or sevoflurane at an end-tidal anaesthetic concentration of approximately 1 minimal alveolar concentration. Ketorolac 15-30 mg was administered on induction if not contra-indicated clinically. Intravenous tramadol 50-100 mg and morphine was used intra-operatively for analgesia as decided by the list anaesthetist. Wound infiltration of local anaesthetic, 0.25% levobupivacaine 20 mL, was administered by the surgeon at the end of surgery.
 
Surgical procedure
Patients who had colorectal cancer and underwent elective laparoscopic colorectal resection were recruited into the study. All patients had colorectal cancer but the surgical procedure performed depended on the location of the tumour and the international standard. The surgeries included: laparoscopic right hemicolectomy (n=2), laparoscopic left hemicolectomy (n=3), laparoscopic sigmoidectomy (n=5), laparoscopic anterior resection of rectum (n=1), laparoscopic lower anterior resection with total mesorectal excision and stoma formation (n=4), and laparoscopic abdominoperineal resection (n=1). All patients had four to five small incisions for the laparoscopic procedure together with one larger 6- to 8-cm abdominal incision for specimen retrieval. For the patient with laparoscopic abdominoperineal resection, a larger wound for specimen retrieval was made over the perineal region instead of the abdomen.
 
Postoperative analgesia
All patients were prescribed regular oral paracetamol 500 mg to 1 g 3 to 4 times per day. Regular oral diclofenac SR 100 mg daily for 3 days was prescribed if not contra-indicated. As required, IV tramadol 50 mg every 6 to 8 hours was given if pain was not adequately controlled. Rescue subcutaneous morphine was prescribed in the protocol for severe uncontrolled pain.
 
Outcome measures
All postoperative data were collected prospectively. The acute pain service and ward nurses followed the clinical plan that was devised by both the surgical and pain team.
 
After surgery, a categorical pain score (divided into none, mild, moderate, or severe pain) was obtained immediately in the postoperative care unit by recovery nurses. After the patient was discharged to the ward, pain scores were obtained by ward nurses on a numerical rating scale at rest hourly for 24 hours until lignocaine infusion was stopped. Patients would be reviewed by acute pain management team before lignocaine infusion was stopped and pain scores on postoperative day 1 were obtained at rest and during mobilisation. The numerical rating scale scored pain from 0 to 10 with 0 being no pain and 10 being the worst pain imaginable. Pain scores are continuous variables and are presented as median (interquartile range [IQR]) scores against time. Patient satisfaction score from 0 to 10 was also assessed by the acute pain management team. The presence of nausea, vomiting, dizziness, and other possible side-effects was documented. Intra-operative and postoperative analgesic consumption was recorded. All patients were monitored by cardiac monitor intra-operatively by anaesthetists and postoperatively in the recovery room by nurses. When patients were discharged to the ward, they were monitored for the next 24 hours until the end of IV lignocaine infusion with vital signs recorded every hour, including blood pressure, pulse, saturation, and continuous cardiac monitoring. There was no recorded cardiac arrhythmia event noted for any patient.
 
Return of bowel function was assessed by calculating the time from end of surgery to the passage of first flatus and first bowel opening. Postoperative rehabilitation was assessed by the time taken to tolerate diet and achieve full mobilisation and the length of hospital stay. These data are expressed as median (IQR) scores.
 
Results
Sixteen patients were studied with a mean (± standard deviation) age of 66 ± 10 years. All were classified as American Society of Anesthesiologists grade I to III. Demographic data and duration of surgery are shown in Table 1.
 

Table 1. Demographic data and duration of surgery of the patients (n=16)
 
During IV lignocaine infusion, four patients experienced nausea, one vomited, and two complained of mild dizziness. No serious adverse reactions were reported. All patients tolerated and completed the infusion of lignocaine.
 
In the postoperative care unit, most patients experienced none or mild pain. Only one patient complained of severe pain and required a fentanyl bolus for rescue analgesia. The self-reported pain scores are shown in Table 2. In addition to regular paracetamol, five patients requested IV tramadol for rescue analgesia in the first 24 hours postoperatively; these patients received tramadol 50-150 mg. No patient requested morphine during the first 24 hours postoperatively. Of the 16 patients, 11 showed overall satisfaction with the analgesia with median satisfaction score of 7.5 (7-9).
 

Table 2. Self-reported pain scores
 
As seen in Table 3, the median times to first flatus and first bowel opening in the postoperative period were 21 (18-35) hours and 3 (1-3) days, respectively. The median times to tolerating diet and mobilisation were 1 (1-1) day and 2 (2-3) days, respectively. No patient had postoperative ileus. Only one patient had acute retention of urine that delayed discharge from hospital. Three other patients had a prolonged hospital stay due to social problems.
 

Table 3. Outcome measures
 
There was no documented postoperative arrhythmia for any patient.
 
Discussion
Although this is a small case-series review, we have shown that lignocaine infusion is a safe and feasible means of postoperative pain control for patients undergoing laparoscopic colorectal resection. There was no major or serious adverse reaction such as cardiac arrhythmia during the lignocaine infusion. We also demonstrated that lignocaine infusion provided effective analgesia over the first 24 hours with acceptable pain score, low rescue opioid consumption, and good patient satisfaction score. Our results are consistent with the literature. Harvey et al12 observed that pain scores were decreased when a lignocaine infusion was administered compared with a group who received IV infusion of normal saline. Kaba et al13 also demonstrated that their lignocaine group required 50% less opioid during the first 24 hours postoperatively. Similar results were reported in other randomised controlled trials demonstrating that IV lignocaine has an opioid-sparing effect as an adjuvant analgesic.7 14 A recent meta-analysis by McCarthy et al15 examined the overall efficacy of IV lignocaine on postoperative analgesia and recovery from surgery in patients undergoing various surgical procedures. It concluded that IV lignocaine infusion in the perioperative period has clear advantages in patients undergoing abdominal surgery in terms of both pain control and bowel motility.
 
Our study also observed that IV lignocaine resulted in rapid recovery of bowel function and mobilisation. The median time for return of flatus and ability to tolerate an oral diet was within 24 hours. The median (IQR) time for bowel opening was 3 (1-3) days. These results are similar to the findings of Kaba et al13 who showed that lignocaine infusion improved postoperative bowel function. In that study, defaecation occurred almost 1 day earlier in the lignocaine group compared with the group who received normal saline. The reasons for postoperative ileus are multifactorial, including use of opioid analgesia, the sympathetic response, and visceral inflammatory response resulting from surgery.16 A lignocaine infusion may shorten the time to bowel opening by decreasing opioid use, limiting the inflammatory response, and having a direct inhibitory effect on the sympathetic nervous system of the mesenteric nervous plexus resulting in enhanced bowel contractility.17
 
A meta-analysis showed that continuous IV administration of lignocaine significantly reduces the length of hospital stay when compared with controls.17 In our study, however, the median hospital stay was 6 days, similar to our usual experience. We are evaluating the possible reasons for the lack of impact on hospital stay. One of the reasons may be related to patient expectations and preference for a longer hospital stay after major surgery. Another possible reason is the similar rehabilitation care pathway for the two groups of patients that when strictly followed tended to negate the advantages of IV lignocaine.
 
Conclusions
This review shows promising results demonstrating that IV lignocaine is a safe and effective postoperative analgesia in a Chinese population. It also provides comparable outcomes to those reported worldwide that postoperative lignocaine can provide a beneficial rehabilitation effect for patients who have undergone laparoscopic colorectal surgery. This provides a good platform from which to design a randomised controlled trial in the Chinese population.
 
Declaration
The authors declared no conflicts of interest in this study.
 
References
1. Kehlet H, Dahl JB. Anaesthesia, surgery, and challenges in postoperative recovery. Lancet 2003;362:1921-8. Crossref
2. Reza MM, Blasco JA, Andradas E, Cantero R, Mayol J. Systematic review of laparoscopic versus open surgery for colorectal cancer. Br J Surg 2006;93:921-8. Crossref
3. Baig MK, Wexner SD. Postoperative ileus: a review. Dis Colon Rectum 2004;47:516-26. Crossref
4. Taguchi A, Sharma N, Saleem RM, et al. Selective postoperative inhibition of gastrointestinal opioid receptors. N Engl J Med 2001;345:935-40. Crossref
5. Kuhry E, Schwenk W, Gaupset R, Romild U, Bonjer J. Long-term outcome of laparoscopic surgery for colorectal cancer: a cochrane systematic review of randomized controlled trials. Cancer Treat Rev 2008;34:498-504. Crossref
6. Senagore AJ, Delaney CP, Mekhail N, Dugan A, Fazio VW. Randomized clinical trial comparing epidural anaesthesia and patient-controlled analgesia after laparoscopic segmental colectomy. Br J Surg 2003;90:1195-9. Crossref
7. Koppert W, Weigand M, Neumann F, et al. Perioperative intravenous lidocaine has preventive effects on postoperative pain and morphine consumption after major abdominal surgery. Anesth Analg 2004;98:1050-5. Crossref
8. Herroeder S, Pecher S, Schönherr ME, et al. Systemic lidocaine shortens length of hospital stay after colorectal surgery: a double-blinded, randomized, placebo-controlled trial. Ann Surg 2007;246:192-200. Crossref
9. Vigneault L, Turgeon AF, Côté D, et al. Perioperative intravenous lignocaine infusion for postoperative pain control: a meta-analysis of randomized control trials. Can J Anaesth 2011;58:22-37. Crossref
10. Sun Y, Li T, Wang N, Yun Y, Gan TJ. Perioperative systemic lidocaine for postoperative analgesia and recovery after abdominal surgery: a meta-analysis of randomized control trials. Dis Colon Rectum 2012;55:1183-94. Crossref
11. Barreveld A, Witte J, Chahal H, Durieux ME, Strichartz G. Preventive analgesia by local anesthetics: the reduction of postoperative pain by peripheral nerve blocks and intravenous drugs. Anesth Analg 2013;116:1141-61. Crossref
12. Harvey KP, Adair JD, Isho M, Robinson R. Can intravenous lidocaine decrease postsurgical ileus and shorten hospital stay in elective bowel surgery? A pilot study and literature review. Am J Surg 2009;198:231-6. Crossref
13. Kaba A, Laurent SR, Detroz BJ, et al. Intravenous lidocaine infusion facilitates acute rehabilitation after laparoscopic colectomy. Anesthesiology 2007;106:11-8. Crossref
14. Groudine SB, Fisher HA, Kaufman RP Jr, et al. Intravenous lidocaine speeds the return of bowel function, decreases postoperative pain, and shortens hospital stay in patients undergoing radical retropubic prostatectomy. Anesth Analg 1998;86:235-9. Crossref
15. McCarthy GC, Megalla SA, Habib AS. Impact of intravenous lidocaine infusion on postoperative analgesia and recovery from surgery: a systematic review of randomized controlled trials. Drugs 2010;70:1149-63. Crossref
16. Luckey A, Livingston E, Taché Y. Mechanisms and treatment of postoperative ileus. Arch Surg 2003;138:206-14. Crossref
17. Marret E, Rolin M, Beaussier M, Bonnet F. Meta-analysis of intravenous lidocaine and postoperative recovery after abdominal surgery. Br J Surg 2008;95:1331-8. Crossref

Predictive factors for length of hospital stay following primary total knee replacement in a total joint replacement centre in Hong Kong

Hong Kong Med J 2017 Oct;23(5):435–40 | Epub 4 Aug 2017
DOI: 10.12809/hkmj166113
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Predictive factors for length of hospital stay following primary total knee replacement in a total joint replacement centre in Hong Kong
CK Lo, MB, BS; QJ Lee, FHKCOS, FHKAM (Orthopaedic Surgery); YC Wong, FHKCOS, FHKAM (Orthopaedic Surgery)
Joint Replacement Centre, Yan Chai Hospital, Tsuen Wan, Hong Kong
 
Corresponding author: Dr CK Lo (lpluswck@live.com)
 
 Full paper in PDF
 
Abstract
Introduction: The demand for total knee replacement in Hong Kong places tremendous economic burden on our health care system. Shortening hospital stay reduces the associated cost. The aim of this study was to identify perioperative predictors of length of hospital stay following primary total knee replacement performed at a high-volume centre in Hong Kong.
 
Methods: We retrospectively reviewed all primary total knee replacements performed at Yan Chai Hospital Total Joint Replacement Centre from October 2011 to October 2015. Perioperative factors that might influence length of stay were recorded.
 
Results: A total of 1622 patients were identified. The mean length of hospital stay was 6.8 days. Predictors of prolonged hospital stay following primary total knee replacement were advanced age; American Society of Anesthesiologists physical status class 3; bilateral total knee replacement; in-patient complications; and the need for blood transfusion, postoperative intensive care unit admission, and urinary catheterisation.
 
Conclusions: Evaluating factors that can predict length of hospital stay is the starting point to improve our current practice in joint replacement surgery. Prediction of high-risk patients who will require a longer hospitalisation enables proactive discharge planning.
 
 
New knowledge added by this study
  • Advanced age; American Society of Anesthesiologists physical status class 3; bilateral operation; in-patient complications; and the need for blood transfusion, postoperative intensive care unit admission, and urinary catheterisation were predictors for length of hospital stay after primary total knee replacement.
Implications for clinical practice or policy
  • Prediction of high-risk patients who will require longer hospitalisation based on perioperative factors enables proactive discharge planning.
  • Establishment of a urinary catheterisation protocol might help to shorten hospital stay following primary total knee replacement.
 
 
Introduction
With a rising incidence of degenerative arthritis in our ageing population, together with an increase in popularity of joint replacement surgery, the demand for total knee replacement (TKR) is expected to grow in Hong Kong.1 This places a tremendous economic burden on our health care system. The associated cost of hospital stay can be reduced by shortening the length of hospital stay (LOS). With more than 3000 TKRs performed in public hospitals in Hong Kong each year,2 and given the cost per in-patient day of HK$4000, shortening the LOS by 1 day could save HK$12 million every year. Identification of factors that extend hospital stay, which is a starting point for reducing LOS, can reduce the financial burden on the health care system.
 
The aim of this study was to identify perioperative predictors of LOS following primary TKR in a high-volume centre in Hong Kong.
 
Methods
All patients admitted for primary TKR from October 2011 (when the Joint Replacement Centre in Yan Chai Hospital in Hong Kong was established) to October 2015 were included in the study. Data of patients were collected retrospectively from the Clinical Management System of the Hospital Authority. The study was approved by the Kowloon West Cluster Research Ethics Committee.
 
Patients who undergo TKR in our centre attend a preadmission clinic 1 month before operation for their preoperative work-up and anaesthetic assessment, and to be given information by surgeons and a specialised nurse about the procedure, rehabilitation, and benefits and complications of TKR. Patients were admitted on the day of surgery or earlier for medical optimisation or social reasons. All operations were performed by or under the supervision of a joint surgeon who adopted a medial parapatellar approach and used a variety of cemented implants. A tourniquet was applied and the patella was routinely resurfaced. A standardised clinical pathway of postoperative monitoring, investigations, mobilisation, and anticoagulation was applied in all patients (Fig 1). Physiotherapy was commenced on the first postoperative day and continued daily until discharge. Patients were cleared for discharge when medically stable, walking independently, and functionally able to return to their home environment. Independent walking was defined as walking stably without assistance from another person with or without a walking aid.
 

Figure 1. Clinical pathway for patients undergoing total knee replacement
 
The primary outcome measure of the study was LOS, defined as the number of days in hospital from the day of surgery to the day of discharge. The following factors were analysed: age; gender; body mass index (BMI); American Society of Anesthesiologists (ASA) physical status classification; type of operation (unilateral versus bilateral TKR); preoperative haemoglobin level; in-patient complications; and requirement for postoperative transfusion, drain insertion, postoperative intensive care unit (ICU) care, and urinary catheterisation for postoperative urinary retention. Because the ASA classification has only been documented in the Clinical Management System since August 2014, such information could be retrieved for only 467 patients in this study.
 
The LOS ranged from 3 to 46 days. Since the distribution was highly skewed, a non-parametric approach was used in the analysis. A univariate analysis for all the studied predictive factors was first performed. Mann-Whitney test was used to analyse categorical variables. These included gender, BMI, ASA classification, type of operation, in-patient complications, drain insertion, postoperative ICU care, and urinary catheterisation. Spearman’s rank correlation coefficient was used to analyse continuous variables including age, preoperative haemoglobin level, and blood transfusion. Following univariate analysis, significant predictive factors were subjected to multivariable linear regression analysis to test the effect of each significant factor after adjusting for the others. A P value of ≤0.05 was considered statistically significant.
 
Results
A total of 1622 patients were reviewed in this study. Patients who received total hip replacement and revision total knee replacement in our centre were excluded. The mean (range) and median LOS were 6.8 (3-46) days and 6 days, respectively. The Table shows the categories for each predictive factor, the number of patients in each category, the mean LOS for each category, and the P values for univariate and multivariate analysis.
 

Table. Predictors of length of hospital stay after primary total knee replacement
 
Age; ASA class; type of operation; preoperative haemoglobin level; in-patient complications; requirement for blood transfusion, drain insertion, postoperative ICU care, and urinary catheterisation were significant predictive factors in the univariate analysis. When these significant factors were adjusted for the effect of the other factors using multiple linear regression, only advanced age; ASA class 3; bilateral TKR; in-patient complications; and the need for blood transfusion, postoperative ICU care, and urinary catheterisation remained significant.
 
Discussion
Several studies of LOS in a Caucasian population have been published, but the study samples were usually highly heterogeneous and included patients with total hip as well as unicompartmental knee replacement.3 4 This is the first study to exclusively examine the LOS following TKR in a Chinese population. We believe both cultural-specific patient factors and the unique hospital setting in Hong Kong significantly influence LOS. Identifying the predictive factors in our own population is important to reduce LOS and the associated cost. Factors that have been shown in previous studies to have an influence include age,5 gender,5 ASA class,6 type of surgery,7 requirement for blood transfusion,8 and in-patient complications.8 9 Data for the influence of BMI7 8 10 and preoperative haemoglobin level3 8 11 are equivocal. We also studied factors not previously examined including the need for drain insertion, postoperative ICU admission, and Foley catheterisation due to urinary retention.
 
This study confirmed other previously reported risk factors for longer LOS. Age and ASA class were expected to be predictors of LOS and were significant in many other studies.3 4 5 6 Classification of ASA physical status is a measurement of the patient’s co-morbidity and general fitness. Patients with advanced age and decreased physical fitness will find the required intensive rehabilitation difficult and thus require a longer hospital stay.
 
The rehabilitation necessary after TKR is demanding and can account for the longer LOS required following bilateral TKR.7 Patients who require bilateral TKR have sequential TKRs performed in a single anaesthetic session. In our study, the mean LOS is 1.37 days longer in such patients. Most patients with degenerative arthritis have disease affecting both knees. Patients who undergo unilateral TKR commonly request TKR for the other side due to significant improvement of symptoms on the operated side. The combined LOS for two admissions is obviously longer than that for a single admission for bilateral TKR. Several previous studies have demonstrated a comparable safety profile between bilateral TKR and unilateral TKR in properly selected patients.12 13 14 15 Patients with bilateral osteoarthritis of the knee should be encouraged to undergo bilateral TKR provided they can tolerate the procedure.
 
Blood management has always been a contentious issue in TKR. Both preoperative haemoglobin level and requirement for blood transfusion were significant predictive factors for LOS in our univariate analysis. Only requirement for blood transfusion, however, remained significant after multivariate analysis. This signifies that the association between preoperative haemoglobin level and LOS is due to the requirement for a blood transfusion rather than the effect itself. It is well documented that preoperative haemoglobin level is the single most important predictor of need for blood transfusion following TKR.16 This is why preoperative haemoglobin level was a significant predictive factor for LOS in some studies although it is not in our study. Raut et al8 reported a significant association between LOS and both preoperative haemoglobin level and blood transfusion requirement although multivariate analysis was not performed. Husted et al3 reported both preoperative haemoglobin level and blood transfusion to be significant predictive factors for LOS, yet more than half of the patients recruited in their study underwent total hip replacement (THR). The intrinsic difference between THR and TKR explains the difference between our and Husted et al’s findings.
 
Postoperative ICU care delayed rehabilitation and inevitably prolonged LOS. This factor remained significant after adjustment for ASA classification. Most of our patients were admitted to the ICU for postoperative monitoring of medical co-morbidities. A commonly encountered reason for ICU monitoring is obstructive sleep apnoea.17 Patients at risk of obstructive sleep apnoea should be identified and referred to an ear, nose, and throat surgeon for assessment and early management.18 The need for ICU admission and prolonged LOS may be eliminated if medical conditions are optimised before TKR.
 
Patients who develop in-patient complications were likely to stay longer in hospital; this is consistent with the findings in the literature.8 9 Patients who have complications require further work-up and management, this increases utilisation of resources and cost in addition to the increased LOS.9 Every effort should be made to avoid complications. We classified complications into seven groups based on our experience. They included deep vein thrombosis, surgical site infection, periprosthetic fracture, urinary tract infection, pressure sore, chest infection, and pulmonary embolism (Fig 2). Any complication that did not fall into one of these categories was documented as ‘others’. The top three complications were deep vein thrombosis, surgical site infection, and periprosthetic fracture; these altogether account for 56% of all complications. Patients who developed deep vein thrombosis required warfarinisation and dose titration prior to discharge. Patients who developed a wound infection required intravenous antibiotics, surgical debridement, and close monitoring of the wound. Those with periprosthetic fracture required protected weight-bearing that complicated rehabilitation. We believe strict adherence to anticoagulation guidelines, meticulous wound care, and careful implant insertion are key to avoid complications, prolonged LOS, and more importantly, patient suffering.
 

Figure 2. Distribution of categories of postoperative complications
 
In our centre, a bladder scan is performed in patients who do not pass urine for 8 hours following TKR. Those with a urinary volume of ≥500 mL undergo bladder drainage via a urinary catheter. If the patient cannot pass urine on reassessment, a catheter is left in situ. There is, however, no protocol for catheter removal. The catheter will usually remain in place for 1 to 2 days. In our study, the mean duration of urinary catheterisation was 2.35 (range, 1-15) days (Fig 3). If the patient fails to manage without a urinary catheter, a urological referral is made. This is not ideal as the patient must then remain an in-patient while awaiting urological opinion. We believe close liaison with the urologist should be established to enable such patients to be discharged and subsequently assessed in a urology out-patient clinic.
 

Figure 3. Distribution of number of days of urinary catheterisation
 
There were some important negative findings in our study. Most Caucasian studies reveal that women remain in hospital longer than men following TKR.3 5 This has been reported to be due to the different gender roles in the family: men could go home earlier because they were more likely to be looked after by their partner.19 The situation in Hong Kong is different. Children usually live with or close to their parents for cultural and social reasons. Patients having TKR are cared for by their children, not their partner; this eliminates the effect of gender on LOS.
 
We did not find a statistically significant contribution of drain insertion. We hypothesise that drain insertion decreases haematoma collection and knee effusion and improves the range of movement and function. Since adequate knee function is required for discharge, LOS could be reduced. The results in this study, however, contradicted this hypothesis.
 
Evaluating predictive factors for LOS after TKR is the starting point to improve our current practice. Based on this study, we need to establish a protocol to wean patients off a urinary catheter. Early prediction of high-risk patients who will require longer hospitalisation provides the opportunity for better preoperative counselling, anticipation of escalated care, and proactive discharge planning.
 
Our study is limited by its retrospective nature, with results highly dependent on the accuracy of documentation. We have not precisely recorded the home care status of the patient and the experience of the principal surgeon, as a result these are not used as a covariate in the analysis of our study. The results also reflect the clinical practice of a single centre and may not be generalised to represent the whole population. A territory-wide joint replacement registry could help to analyse predictors of LOS that are specific to Hong Kong.
 
Conclusion
Factors that significantly influence LOS following TKR are advanced age; ASA class 3; bilateral operation; in-patient complications; and the need for blood transfusion, postoperative ICU admission, and urinary catheterisation. Identifying these factors will help improve our clinical practice to reduce the LOS and associated cost.
 
Acknowledgement
The authors would like to thank Dr Kin-hoi Wong of North District Hospital for his advice regarding statistical analysis.
 
Declaration
All authors have disclosed no conflicts of interest.
 
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