Parental consanguinity in Hong Kong

Hong Kong Med J 2019 Jun;25(3):192–200  |  Epub 10 Jun 2019
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Parental consanguinity in Hong Kong
KH Siong, MB, BS, FHKAM (Obstetrics and Gynaecology)1; Sidney KC Au Yeung, MB, BS, FRCOG1; TY Leung, MD, FRCOG2
1 Department of Obstetrics and Gynaecology, Tuen Mun Hospital, Tuen Mun, Hong Kong
2 Department of Obstetrics and Gynaecology, The Chinese University of Hong Kong, Prince of Wales Hospital, Shatin, Hong Kong
 
Corresponding author: Dr KH Siong (skh664@ha.org.hk)
 
 Full paper in PDF
 
Abstract
Introduction: Consanguineous union increases the risk of genetic disorders in offspring. The present study aimed to evaluate the prevalence and characteristics of parental consanguinity in Hong Kong, and its effects on pregnancy, perinatal, and child health outcomes.
 
Methods: Pregnant women in consanguineous unions attending an obstetrics unit at a public hospital in Hong Kong were retrospectively studied. Their pregnancy, perinatal, and child health outcomes were compared with an ethnicity-matched control group of pregnant women in non-consanguineous unions.
 
Results: The overall prevalence of parental consanguinity was 0.6% (first cousins or closer, 78.4%; beyond first cousins, 21.6%). The majority were ethnic Pakistani (85.0%). Women in consanguineous unions were more likely to have an obstetric history of congenital abnormality (10.5%), unexplained intrauterine fetal demise (4.2%) and unexplained neonatal death (4.6%), or family history of congenital abnormality (4.6%). Offspring of consanguineous parents had significantly higher risk of recessive diseases (odds ratio [OR]=8.70, 95% confidence interval [CI]=1.06-71.36), structural abnormalities (OR=4.55, 95% CI=2.17-9.53) and developmental delay (OR=6.72, 95% CI=1.48-30.63), and significantly higher incidence of autistic spectrum disorder (2.1%; P=0.008).
 
Conclusions: It is essential that information on the increased risks associated with parental consanguinity is included in genetic counselling for consanguineous couples, so that they can make informed decisions.
 
 
New knowledge added by this study
  • The majority of consanguineous unions in Hong Kong are of Pakistani ethnicity.
  • It is well known that, in addition to recessive genetic diseases, offspring of consanguineous unions have higher incidences of non–genetically confirmed structural abnormalities, developmental delay, and autism spectrum disorders. The present study confirms this in the Hong Kong population.
Implications for clinical practice or policy
  • Identification of consanguineous couples is essential to ensure appropriate referral for genetic counselling and diagnosis.
  • Health education and information about availability of carrier screening should be provided for consanguineous couples to make informed choices.
 
 
Introduction
‘Consanguinity’ is a term derived from the Latin word ‘consanguineus’, meaning ‘of the same blood’. In medical genetics, consanguineous union is generally referred as a union between couples related as second cousins or closer.1 The prevalence of consanguinity varies significantly worldwide, depending on cultural background, religious belief, and geography. The highest rates are estimated in the Near and Middle East and in Northern Africa, where 20% to 50% of marriages are consanguineous.1 2 The prevalence in Southern Europe, South America, and Japan is about 1% to 5%, whereas Western European countries, North America, and Oceania have the lowest prevalence of <1%.1 2
 
Consanguineous union increases the risk of genetic disorders in offspring, especially for autosomal recessive diseases. However, recent studies suggest that parental consanguinity is also a risk factor for other adverse outcomes, even in developed multi-ethnic countries where the prevalence of consanguineous marriages is perceived as lower. For example, in Vienna where the background consanguinity rate was <1%, Posch et al3 reported that 39.7% of consanguineous couples had obstetric history of congenital malformations or genetic disorders. Becker et al4 reported that 6.1% of consanguineous couples were referred to a specialist centre in Germany for a history of major fetal anomalies. A 10-year retrospective analysis conducted in Australia, where the consanguinity rate is 5.5%, concluded that parental consanguinity was associated with higher rates of threatened premature labour, fetal congenital abnormality, stillbirth, and perinatal mortality.5 In that study, consanguinity was also found to be an independent risk factor of nearly 3-fold for stillbirth.
 
In Hong Kong, parental consanguinity is more frequent among non-Chinese ethnic minorities, which account for 8% of the total population.6 Internationally, healthcare workers lack knowledge on the risks of consanguinity.7 8 9 Inconsistencies in information provided during genetic counselling and screening has been observed.10 Consanguineous couples are often unaware of the potential health hazards in their offspring.11 12 13 The level of concern and awareness of the adverse effects of parental consanguinity among patients and physicians is low, and available data on consanguinity in Hong Kong are limited. Therefore, in the present study, we aimed to clarify the prevalence and characteristics of pregnancies from consanguineous unions in Hong Kong, and to assess the related effects on maternal, perinatal, and child health outcomes.
 
Methods
The Prenatal Diagnosis Clinic in Tuen Mun Hospital is responsible for counselling consanguineous couples. Dating ultrasound and counselling sessions for Down syndrome screening are arranged for all pregnant women who have their booking appointment in our locality. At the booking appointment, patients are also asked about consanguinity. Hospital-accredited interpreters are arranged for couples who are not fluent in Cantonese or English. Identification of consanguineous cases depends on self-reporting by couples. A pedigree chart is constructed for each case. Couples are counselled about the possible effects of parental consanguinity on pregnancy outcomes, and advised to attend antenatal care regularly.
 
A retrospective cohort study of all parental consanguinity cases over a 10-year period from 1 January 2007 to 31 December 2016 was conducted. The antenatal records of these cases were reviewed. Details were gathered about pregnancy loss, fetal congenital abnormalities, pregnancy and perinatal outcomes, and neonatal and childhood development in the preceding pregnancy. The family history of each case was also collected from patient records, including known genetic or congenital anomalies, or intellectual or developmental disabilities. A morphology scan was arranged for consanguineous cases. Each family pedigree was studied to determine the degree of parental consanguinity (Fig). Only couples fulfilling the definition of consanguineous unions (second cousins or closer) were included for analysis in the present study.
 

Figure. Family trees of consanguineous marriages with corresponding coefficients of inbreeding (F)
 
Socio-demographic characteristics were collected, including ethnicity, maternal and paternal age, religious beliefs, working status, education level, and occupation. Maternal antepartum and peripartum characteristics, and fetal and perinatal information were available. Information about the neonatal, infancy, and childhood outcomes of the offspring were retrieved from the public sector electronic record system.
 
The relationship between consanguinity and fetal, neonatal, infant, or childhood diseases that required long-term paediatric management was evaluated and categorised into one of three categories:
 
Category A—Improbable association with consanguinity: cases known to be caused by numerical or structural chromosomal abnormalities, or not to have an autosomal recessive mode of inheritance;
 
Category B—Probable association with consanguinity: cases known to have an autosomal recessive mode of inheritance, particularly when both parents were found to be the carriers of genetic disorders; and
 
Category C—Possible/unclear association with consanguinity: cases where the mode of inheritance was unclear, or when genetic testing was unremarkable.
 
The characteristics and outcomes of consanguineous cases were compared with a control group of non-consanguineous unions. The next record of a non-consanguineous case of the same ethnicity after that of a case of consanguineous union was selected as the control. This ensured the similar composition of ethnicity which might have socio-economic effects on the maternal and fetal outcomes within the study and control groups.14 As some consanguineous couples might have contributed more than one pregnancies in our database, only adverse past obstetric outcome in the immediately preceding pregnancy was counted in the analysis, and any positive family history reported by such couples was counted as one case only, in order to prevent duplicated entries for multigravida women. Most previous studies have not evaluated the effects of closer consanguinity that might increase risks of hereditary disorders.5 15 16 To evaluate the effect of degree of inbreeding, comparisons were made among ‘first cousin or closer’ (including first cousin and double first cousin), ‘beyond first cousin’ (including first cousin once removed and second cousin), and non-consanguineous relationships.
 
Approval of this study was granted by the research and ethics committee of the study hospital. Guidelines for reporting observational studies according to the Strengthening the Reporting of Observational Studies in Epidemiology (STROBE) statement were followed.
 
Statistical analysis was performed using SPSS (Windows version 22.0; IBM Corp, Armonk [NY], US). Cross-tabulation between degrees of consanguinity and the different variables was performed in order to evaluate the characteristics of the study population. Differences in continuous variables were compared using t test or one-way analysis of variance. Differences in categorical variables were analysed with Chi squared test or Fisher’s exact test. Linear regression was carried out to adjust the collinearity among variables. Multivariate logistic regression analysis was used to determine the risk of consanguinity for adverse pregnancy and perinatal outcomes, with adjustment of significant confounders. Adjusted odds ratio (OR) with 95% confidence interval (CI) were calculated. Statistical significance was established for P<0.05.
 
Results
Of 56 657 fetuses, 334 (0.6%) were conceived by consanguineous parents; of these, the majority (85.0%, 284 of 334) were ethnic Pakistani (among whom the prevalence of consanguineous union is highest, at 30.5%), followed by Indian (6.2%), Nepalese (2.7%), Filipino (0.4%), and Chinese (0.04%) [Table 1]. Of all consanguineous unions, the majority were first cousin consanguineous unions (76.6%) and double first cousin unions (1.8%); together, these were categorised as first cousin or closer (≤1C) unions. The remainder were categorised as beyond first cousin (>1C) unions, and included first cousin once removed unions (5.1%), and second cousin unions (16.5%). Comparison of background variables including maternal and paternal age, education level, religion, length of stay in Hong Kong, marital status, working status, occupation, parity, and body mass index showed no significant differences between the consanguineous group and the non-consanguineous control group (Table 2).
 

Table 1. Ethnicity and consanguinity in mothers of 56 657 fetuses from 2007 to 2016
 

Table 2. Background characteristics of 334 fetuses with consanguineous parents and 334 control fetuses with nonconsanguineous parents
 
Women in consanguineous unions were significantly more likely to have experienced congenital abnormality (10.5% vs 0.4%; P<0.001), unexplained intrauterine fetal demise (4.2% vs 0.4%; P=0.005) and neonatal death (4.6% vs 1.2%; P=0.024) in the preceding pregnancy, and family history of congenital abnormality (4.6% vs 0%; P<0.001) than were non-consanguineous controls (Table 3). Down syndrome screening was offered to all women, but the attendance was only about one-fifth for all groups.
 

Table 3. Pregnancy characteristics of 334 fetuses with consanguineous parents and 334 control fetuses with non-consanguineous parents
 
In terms of major maternal and perinatal complications, there were no significant differences between the non-consanguineous control group and the overall consanguineous group or the subgroups, except that pregnancies of ≤1C unions were more often complicated with pre-eclampsia (4.2% vs 1.2%; P=0.02) than were those of the non-consanguineous control group (Table 4).
 

Table 4. Maternal and perinatal outcomes of 334 fetuses with consanguineous parents and 334 control fetuses with non-consanguineous parents
 
Altogether there were 58 fetuses and 14 fetuses having different abnormalities, from 55 consanguineous and 14 control couples respectively (Table 5). Offspring of consanguineous couples had a higher risk of having category C disorders (OR=4.60; 95% CI=2.35-9.00) or category B disorders (OR=8.70; 95% CI=1.06-71.36), compared with those of non-consanguineous couples. The overall prevalence of category C disorders (14.7%) was higher than that of category B disorders (2.4%). Compared with the non-consanguineous control group, the prevalence of category C disorders was significantly higher in the ≤1C subgroup (OR=5.59; 95% CI=2.83-11.06); it was lower in the >1C subgroup, but the difference was not significant.
 

Table 5. Causative association of abnormalities with degree of parental consanguinity in 334 fetuses with consanguineous parents and 334 control fetuses with non-consanguineous parents
 
The prevalence of structural malformations was higher in the consanguineous group than that in the non-consanguineous control group, especially for those abnormalities involving cardiovascular, musculoskeletal, and urological systems (Table 5). Parental consanguinity also significantly increased the risk of developmental delay in offspring of consanguineous couples (OR=6.72, 95% CI=1.48-30.63) and in those of ≤1C couples (OR=7.64, 95% CI=1.64-35.58). Autism spectrum disorder was more prevalent in offspring of consanguineous couples (2.1%) than in those of non-consanguineous couples (0%) [P=0.008]. The diseases recorded in the consanguineous group and in the control group are detailed in online supplementary Appendices 1 and 2, respectively.
 
Discussion
To the best of our knowledge, this is the first comprehensive study in Hong Kong describing the prevalence of parental consanguinity. Our results support those of previous studies that revealed a higher prevalence of parental consanguinity in certain ethnic groups, and the higher prevalence of known genetic disorders (category B) among their offspring. In addition, our study has revealed that the prevalence of fetal structural abnormalities, developmental delay, and autism spectrum disorders (category C) are also high. This has implications for prenatal counselling and diagnosis, and related healthcare services.
 
Our comparison of maternal age and parity showed no significant difference between the consanguineous group and control group. This is in contrast to findings by Islam et al16 and Hosseini-Chavoshi et al,17 who found that women in consanguineous unions were younger and of higher parity in Iran and Oman, where the consanguinity rate was more than 30%. Studies in India and Pakistan populations also showed that mothers in consanguineous relationships were more likely to be socially and economically disadvantaged.11 18 The similarity in the socio-economic characteristics between the consanguineous and non-consanguineous unions of our study indicates that socio-economic factors are unlikely to be causes of the poorer fetal outcomes, both in the index pregnancy and the preceding pregnancy, found in our consanguineous group.
 
We identified eight offspring with autosomal recessive diseases in the consanguineous group, including three cases of beta-thalassaemia major and five cases of other rarer diseases (online supplementary Appendix 1). Although the carrier status of thalassaemia can be screened by low mean corpuscular volume of red blood cells, the carrier status of other recessive disorders can be more complex. For some disorders, comprehensive genetic carrier screening using exome sequencing is required.4 19 20 21 Our data provide useful information for preconception counselling for consanguineous couples. However, exome sequencing is expensive, and this screening test is not yet available in public hospitals. Health education and information about the availability of carrier screening should be provided to all pregnant women, regardless of cultural, religious, or socio-economic background. Once a consanguineous couple is diagnosed to be the carrier of a genetic disease, they should be encouraged to discuss carrier screening with their siblings, who may also carry the same recessive gene and be in consanguineous union. Access to obstetric care and genetic counselling services in prenatal diagnosis clinics allows couples to make informed choices. Knowledge on various cultural, religious, or socio-economic issues allows healthcare workers to provide appropriate support and to best advise patients.
 
Our results revealed that category C disorders are more prevalent among offspring of consanguineous couples, especially in the ≤1C subgroup. Fetal structural ultrasonographic examination should be offered to ≤1C couples, especially for the cardiovascular, urological, and skeletal systems.22 23 24 25 26 Detailed genetic counselling and investigation services must be offered to ≤1C couples if fetal abnormalities are detected.3 4
 
Our results revealed increased risk of developmental and behavioural disorders for offspring of consanguineous couples. However, disorders such as developmental delay and autism spectrum disorder are not diagnosable before birth. Preconception and prenatal counselling should be offered to consanguineous couples, who should also be reminded about regular postnatal follow-up examinations, in order to avoid any delay in diagnosing any developmental or behavioural disorders.27
 
Pakistani ethnicity accounted for only 1.6% of all fetuses but 85% of consanguineous couples in our study. According to the Hong Kong 2016 population by-census, 0.25% of the total Hong Kong population was of Pakistani ethnicity.6 However, the majority of this local Pakistani population is within potentially reproductive age-groups (15-24 years, 19.2%; 25-34 years, 14.9%; 35-44 years, 21.3%), and they tend to have more children per couple than do ethnic Chinese couples.6 It is essential to include information about the increased risks of parental consanguinity during the antenatal care and provide appropriate genetic counselling once a consanguineous couple is identified.
 
In addition to poor fetal outcomes, we also found a 3-fold increased risk of pre-eclampsia among women in ≤1C unions. Familial aggregation and possible genetic correlation of pre-eclampsia have been observed, but the exact effect of consanguinity remains controversial.28 29 Mumtaz et al15 suggested that parental consanguinity is a risk factor of 1.6-fold for preterm birth at less than 33 weeks of gestation. Low birth weight has also been associated with first-cousin relationships, but the risk increase was found to be marginal (OR=1.36)30. Our study did not confirm higher incidences of antepartum, peripartum, neonatal and perinatal complications in overall consanguinity. Findings on the effect of consanguinity on various complications are inconsistent, especially when these complications are multifactorial in pathogenesis.5 15 27 29 30
 
One limitation of our study is the retrospective nature that might have led to incompleteness of information for analysis, especially when previous pregnancies were not in Hong Kong. Another limitation is that some of the fetal abnormalities classified under category C may in fact be category B disorders, as some of them recurred in the same couples (online supplementary Appendix 1); the majority of category C disorders did not receive genetic investigations. However, there is a high dependence on public health service in our locality, and this facilitated data retrieval of postnatal, infancy, and childhood outcomes of the offspring. Different types of parental consanguinity were also included in our analysis to provide the stratified risks according to the degree of inbreeding. Collection of socio-economic characteristics was also comprehensive. The same composition of ethnicity in both the consanguineous and control groups further minimised the socio-economic confounding effects in the analysis. Another limitation is that the genetic data were often incomplete or not up-to-date for the studied cases, which were recorded from 2007 to 2016.
 
It is recommended that a territory-wide prospective study is conducted on consanguineous couples to further delineate their healthcare needs in Hong Kong.
 
Conclusions
Identification of consanguineous couples is essential to ensure appropriate referral for preconception or prenatal counselling and diagnosis. Our study showed the majority of consanguineous unions in Hong Kong are of Pakistani ethnicity. International studies have reported that in addition to recessive genetic diseases, offspring of consanguineous unions have higher incidences of non–genetically confirmed structural abnormalities, developmental delay, and autism spectrum disorders. The present study confirms this in the Hong Kong population. Information on the increased risks associated with parental consanguinity should be included in genetic counselling for consanguineous couples, so that they can make informed decisions.
 
Author contributions
All authors had full access to the data, contributed to the study, approved the final version for publication, and take responsibility for its accuracy and integrity.
 
Concept or design of the study: All authors.
Acquisition of data: KH Siong.
Analysis or interpretation of data: KH Siong, TY Leung.
Drafting of the manuscript: KH Siong, TY Leung.
Critical revision for important intellectual content: All authors.
 
Conflicts of interest
The authors have no conflicts of interest to disclose.
 
Funding/support
This research received no specific grant from any funding agency in the public, commercial, or not-for-profit sectors.
 
Ethics approval
Ethics approval was obtained from New Territories West Cluster Clinical Research Ethics Committee (Ref NTWC/CREC/18012).
 
References
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2. Consang.net. Global prevalence of consanguinity. Available from: http://www.consang.net/index.php/Global_prevalence. Accessed 1 Apr 2018.
3. Posch A, Springer S, Langer M, Blaicher W, Streubel B, Schmid M. Prenatal genetic counseling and consanguinity. Prenat Diagn 2012;32:1133-8. Crossref
4. Becker R, Keller T, Wegner RD, et al. Consanguinity and pregnancy outcomes in a multi-ethnic, metropolitan European population. Prenat Diagn 2015;35:81-9. Crossref
5. Kapurubandara S, Melov S, Shalou E, Alahakoon I. Consanguinity and associated perinatal outcomes, including stillbirth. Aust N Z J Obstet Gynaecol 2016;56:599-604. Crossref
6. Hong Kong SAR Government. Hong Kong 2016 Population By-census. Available from: https://www.bycensus2016.gov.hk/en/bc-articles.html. Accessed 1 Apr 2018.
7. Barrett P. A review of consanguinity in Ireland—estimation of frequency and approaches to mitigate risks. Ir J Med Sci 2016;185:17-28. Crossref
8. Teeuw ME, Hagelaar A, ten Kate LP, Cornel MC, Henneman L. Challenges in the care for consanguineous couples: an exploratory interview study among general practitioners and midwives. BMC Fam Pract 2012;13:105. Crossref
9. Aalfs CM, Smets EM, de Haes HC, Leschot NJ. Referral for genetic counselling during pregnancy: limited alertness and awareness about genetic risk factors among GPs. Fam Pract 2003;20:135-41. Crossref
10. Bennett RL, Hudgins L, Smith CO, Motulsky AG. Inconsistencies in genetic counseling and screening for consanguineous couples and their offspring: the need for practice guidelines. Genet Med 1999;1:286-92. Crossref
11. Joseph N, Pavan KK, Ganapathi K, Apoorva P, Sharma P, Jhamb JA. Health awareness and consequences of consanguineous marriages: a community-based study. J Prim Care Community Health 2015;6:121-7. Crossref
12. Jaber L, Romano O, Halpern GJ, Livne I, Green M, Shohat T. Awareness about problems associated with consanguineous marriages: survey among Israeli Arab adolescents. J Adolesc Health 2005;36:530. Crossref
13. Teeuw ME, Loukili G, Bartels EA, ten Kate LP, Cornel MC, Henneman L. Consanguineous marriage and reproductive risk: attitudes and understanding of ethnic groups practising consanguinity in Western society. Eur J Hum Genet 2014;22:452-7. Crossref
14. Khalil A, Rezende J, Akolekar R, Syngelaki A, Nicolaides KH. Maternal racial origin and adverse pregnancy outcome: a cohort study. Ultrasound Obstet Gynecol 2013;41:278-85. Crossref
15. Mumtaz G, Nassar AH, Mahfoud Z, et al. Consanguinity: a risk factor for preterm birth at less than 33 weeks’ gestation. Am J Epidemiol 2010;172:1424-30. Crossref
16. Islam MM. Effects of consanguineous marriage on reproductive behaviour, adverse pregnancy outcomes and offspring mortality in Oman. Ann Hum Biol 2013;40:243-55. Crossref
17. Hosseini-Chavoshi M, Abbasi-Shavazi MJ, Bittles AH. Consanguineous marriage, reproductive behaviour and postnatal mortality in contemporary Iran. Hum Hered 2014;77:16-25. Crossref
18. Bhopal RS, Petherick ES, Wright J, Small N. Potential social, economic and general health benefits of consanguineous marriage: results from the Born in Bradford cohort study. Eur J Public Health 2014;24:862-9. Crossref
19. Teebi AS, El-Shanti HI. Consanguinity: implications for practice, research, and policy. Lancet 2006;367:970-1. Crossref
20. Fareed M, Afzal M. Genetics of consanguinity and inbreeding in health and disease. Ann Hum Biol 2017;44:99-107. Crossref
21. Committee on Genetics. Committee Opinion No. 690: Carrier screening in the age of genomic medicine. Obstet Gynecol 2017;129:e35-40. Crossref
22. Stoll C, Alembik Y, Roth MP, Dott B. Parental consanguinity as a cause for increased incidence of births defects in a study of 238,942 consecutive births. Ann Genet 1999;42:133-9.
23. Sheridan E, Wright J, Small N, et al. Risk factors for congenital anomaly in a multiethnic birth cohort: an analysis of the born in Bradford study. Lancet 2013;382:1350-9. Crossref
24. Nabulsi MM, Tamim H, Sabbagh M, Obeid MY, Yunis KA, Bitar FF. Parental consanguinity and congenital heart malformations in a developing country. Am J Med Genet A 2003;116:342-7. Crossref
25. Becker SM, Al Halees Z, Molina C, Paterson RM. Consanguinity and congenital heart disease in Saudi Arabia. Am J Med Genet 2001;99:8-13. Crossref
26. Yunis K, Mumtaz G, Bitar F, et al. Consanguineous marriage and congenital heart defects: a case-control study in the neonatal period. Am J Med Genet A 2006;140:1524-30.
27. Abbas HA, Yunis K. The effect of consanguinity on neonatal outcomes and health. Hum Hered 2014;77:87-92. Crossref
28. Berends AL, Steegers EA, Isaacs A, et al. Familial aggregation of preeclampsia and intrauterine growth restriction in a genetically isolated population in The Netherlands. Eur J Hum Genet 2008;16:1437-42. Crossref
29. Sezik M, Ozkaya O, Sezik HT, Yapar EG, Kaya H. Does marriage between first cousins have any predictive value for maternal and perinatal outcomes in pre-eclampsia? J Obstet Gynaecol Res 2006;32:475-81.
30. Poorolajal J, Ameri P, Soltanian A, Bahrami M. Effect of consanguinity on low birth weight: a meta-analysis. Arch Iran Med 2017;20:178-84.

Questionnaire survey on medical futility and termination of resuscitation in cardiac arrest patients among emergency physicians in Hong Kong

Hong Kong Med J 2019 Jun;25(3):183–91  |  Epub 29 May 2019
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Questionnaire survey on medical futility and termination of resuscitation in cardiac arrest patients among emergency physicians in Hong Kong
CW So, MB, ChB1; CT Lui, FHKCEM, FHKAM (Emergency Medicine)1; KL Tsui, FHKCEM, FHKAM (Emergency Medicine)2; KL Chan, FHKCEM, FHKAM (Emergency Medicine)3; Alex KK Law, FHKCEM, FHKAM (Emergency Medicine)4; YK Wong, FHKCEM, FHKAM (Emergency Medicine)5; T Li, MB, ChB6; CL Wong, FHKCEM, FHKAM (Emergency Medicine)7; SC Leung, FHKCEM, FHKAM (Emergency Medicine)8
1 Department of Accident and Emergency, Tuen Mun Hospital, Tuen Mun, Hong Kong
2 Department of Accident and Emergency, Pok Oi Hospital, Yuen Long, Hong Kong
3 Department of Accident and Emergency, Queen Elizabeth Hospital, Jordan, Hong Kong
4 Department of Accident and Emergency, Prince of Wales Hospital, Shatin, Hong Kong
5 Department of Accident and Emergency, Kwong Wah Hospital, Yaumatei, Hong Kong
6 Department of Accident and Emergency, Tseung Kwan O Hospital, Tseung Kwan O, Hong Kong
7 Department of Accident and Emergency, Princess Margaret Hospital, Laichikok, Hong Kong
8 Accident and Emergency Department, Queen Mary Hospital, Pokfulam, Hong Kong
 
Corresponding author: Dr CT Lui (luict@ha.org.hk)
 
 Full paper in PDF
 
Abstract
Introduction: The perceptions of medical futility and decisions about termination of resuscitation (TOR) for out-of-hospital cardiac arrest (OHCA) are highly heterogeneous and dependent on the practice of the attending emergency physicians. The objective of this study was to report and investigate the knowledge, attitudes, and practices regarding medical futility and TOR during management of OHCA in Hong Kong.
 
Methods: A cross-sectional survey was conducted among emergency medicine physicians in Hong Kong. The questionnaire assessed participants’ background, knowledge, attitudes, and behaviours concerning medical futility and TOR in management of OHCA. Composite scores were calculated to reflect knowledge, attitudes, and practices of OHCA treatment. Subgroup analysis and multiple regression analysis were used to explore the relationship between participants’ background, knowledge, attitudes, and behaviours.
 
Results: The response rate to this survey was 57% (140/247). Independent predictors of less aggressive resuscitation in OHCA patients included status as a Fellow of the Hong Kong College of Emergency Medicine (β= -0.314, P=0.028) and being an Advanced Cardiac Life Support instructor (β= -0.217, P=0.032). There was no difference in aggressiveness of resuscitation in terms of years of clinical experience (β=0.015, P=0.921), knowledge of TOR (β=0.057, P=0.509), or attitudes about TOR (β= -0.103, P=0.214). The correlation between knowledge and attitudes was low (Spearman’s coefficient=0.02, P=0.795).
 
Conclusion: Clinical practice and behaviour of TOR was not demonstrated to have associations with knowledge or attitude. Status as a Fellow of the Hong Kong College of Emergency Medicine or Advanced Cardiac Life Support instructor were the only two parameters identified that had significant relationships with earlier TOR in medically futile patients with OHCA.
 
 
New knowledge added by this study
  • Fellowship in emergency medicine and instructorship in resuscitation courses were two independent predictors of less aggressive resuscitation in medically futile patients with out-of-hospital cardiac arrest. Knowledge level and attitude do not predict behaviour and practice well.
Implications for clinical practice or policy
  • The survey reports knowledge, attitudes, and practice of termination of resuscitation in medically futile situations of out-of-hospital cardiac arrest among emergency physicians in Hong Kong. Early prognostication to identify medically futile patients for diversion of care to bereavement and family support should be part of resuscitation training.
 
 
Introduction
Out-of-hospital cardiac arrest (OHCA) is commonly encountered in emergency departments (EDs), with an incidence rate of 72 per 100 000 person-years in Hong Kong.1 The 30-day survival or survival-to-discharge rate of OHCA patients has been reported as 2.3% in Hong Kong,1 with only 1.5% of all OHCA patients having good neurological outcomes.1 Within the group of patients in whom resuscitation failed, a large proportion presented with unwitnessed prehospital asystolic cardiac arrest. Resuscitation in this group of patients is considered medically futile, and termination of resuscitation (TOR) is supported by validated clinical prediction rules.2 3 4 5 6 Therefore, it is reasonable to perform early prognostication and identify the group of patients in whom resuscitation is medically futile for familial bereavement support.
 
The perception of medical futility and the practice of TOR for patients with OHCA are highly heterogeneous among emergency physicians in Hong Kong. In addition to patient factors and the circumstances of the cardiac arrest, decisions about TOR in emergency rooms are also affected by the knowledge and attitudes of the resuscitation team about medical futility, the social and cultural beliefs of relatives and society, and legal considerations. There have been few reports in the literature about knowledge, attitudes, and practices on this issue. The objective of this study was to report the knowledge, attitudes, and practices regarding medical futility and TOR during management of OHCA in Hong Kong and investigate the relationships of this knowledge and these attitudes to practice.
 
Methods
Study setting and participants
A survey on knowledge, attitudes, and behaviours (KAB) concerning TOR in OHCA was conducted on emergency medicine (EM) physicians currently working in nine EDs in Hong Kong from January to June 2018. The survey was conducted in the form of printed questionnaires written in English. Target participants included trainees or Fellows of the Hong Kong College of Emergency Medicine (Fellows). Doctors registered under other specialties who were working in EDs were excluded.
 
Questionnaire tool
A literature search revealed no validated questionnaires that assess the KAB of physicians on TOR for OHCA. Therefore, relevant questions on KAB were designed based on multiple previous studies concerning similar topics.7 8 9 10 Evaluation of the questionnaire’s internal consistency was performed using Cronbach’s alpha.
 
This questionnaire consisted of five domains of questions in the formats of binary (Yes/No) questions, 5-point Likert scale questions, and open-ended questions (Table 1). To avoid learning bias, the sequence of questions was rearranged in the final questionnaire.
 

Table 1. Domains of questions in the study questionnaire
 
The five domains included: (1) demographic data of the participants; (2) knowledge on TOR; (3) attitudes towards TOR; (4) behaviours in TOR; and (5) miscellaneous.
 
The first domain contained questions that obtained the participants’ baseline characteristics, including their fellowship status, clinical experience, and any courses attended on topics related to both resuscitation (such as the Advanced Cardiac Life Support course [ACLS]) and TOR. The results were used to provide the study’s demographic data and to analyse the relationship between the participants’ background and other variables, including KAB.
 
The second domain consisted of questions about knowledge of TOR (Table 1). There were eight questions in this domain, which included facts about OHCA in Hong Kong, current validated rules for TOR, and issues related to medical futility. Correct answers were given 1 point for each question. A knowledge composite score ranging from 0 to 8 was calculated for each participant by summation of individual questions’ scores. A higher score reflected a higher level of knowledge about OHCA outcomes and the concept of medical futility.
 
The third domain included questions assessing participants’ attitudes towards TOR (Table 1). There was one binary question with a score of 5 for a positive answer and five Likert-type questions with scores from 1 (strongly disagree) to 5 (strongly agree). An attitude composite score ranging from 5 to 30 was calculated by summation of individual questions’ scores. A higher score reflected more open-mindedness to accepting early termination of futile resuscitation and better provision of tender loving care to relatives.
 
The fourth domain contained ten clinical scenarios concerning OHCA (Table 1). Participants were asked their preferred duration of resuscitation in a range from 0 to 4, with 0 being no resuscitation and 4 being prolonged resuscitation. A behavioural composite score was calculated by summation of individual questions’ scores. A higher score indicated higher aggressiveness towards attempting and continuing resuscitation. The behavioural composite score does not include any specification regarding medicolegal consideration, personal beliefs, or religious context.
 
The last domain of this questionnaire consisted of six questions about TOR that were not categorised into KAB domains. This domain included questions concerning the effects of the presence of relatives and presence of departmental guidelines on TOR-related decisions.
 
The questionnaires were distributed to nine EDs in Hong Kong by hand and through internal mailings by the Hospital Authority. One site investigator was designated in each participating ED to distribute and collect the questionnaires from the participants anonymously. Anonymous use of the collected data for research purposes was clearly stated at the start of the questionnaire. All questionnaires were filled and returned on a voluntary basis.
 
Statistics
The internal consistency of this questionnaire was assessed with Cronbach’s alpha. Descriptive analysis is reported for the questionnaire response of each domain. Median and interquartile range (IQR) are reported for continuous composite scores, and between-subgroup comparisons are done using Mann-Whitney U tests. Spearman’s correlation coefficients were determined between domains. Multiple regression was modelled to predict the behavioural composite score by entering the knowledge composite score, attitude composite score, and relevant participants’ background variables.
 
Statistical analysis was performed with SPSS (Windows version 22.0; IBM Corp, Armonk [NY], United States).
 
Results
A total of 247 doctors in the nine EDs were eligible for inclusion, and questionnaire forms were distributed to all eligible physicians. In all, 140 questionnaires were returned (response rate: 57%). Seventy-nine (56.4%) of the respondents were Fellows, 94 (67.1%) had ≥5 years of experience in EM, 39 (27.9%) had attended the ACLS within the most recent 2 years, 20 (14.3%) were ACLS instructors, and 45 (32.1%) had attended courses on TOR or breaking bad news.
 
A summary of the responses to the survey is shown in Table 2. The questions are categorised into knowledge, attitudes, behaviours, and miscellaneous. The distribution of responses for each question is shown. The Cronbach’s alpha value of attitude questions (Questions A2-A5) was 0.603 and that of behaviour questions (Questions B1-B10) was 0.886. The composite KAB scores of various subgroups are shown in Table 3.
 

Table 2. Summary of the survey responses (n=140)
 

Table 3. Knowledge, attitude, and behavioural composite scores on termination of resuscitation in various subgroups
 
A comparison of the KAB composite scores in terms of fellowship status showed no difference between Fellows and non-Fellows in terms of knowledge composite score (median=3, IQR=2-4 vs median=3, IQR=2-3.5; P=0.080). There was also no difference between the two groups’ attitude composite scores (median=20, IQR=16-22 vs median=20, IQR=17-22; P=0.956). However, there was a statistically significant difference in behavioural composite scores between the two groups (median=24, IQR=19-27 vs median=28, IQR=24-30.8; P<0.001), indicating less aggressive resuscitation attempted by Fellows despite similar levels of knowledge and attitudes.
 
Subgroup analysis showed no differences in knowledge and attitude composite scores in terms of years postgraduation, with 10 years as the cut-off (P=0.194 and P=0.128, respectively). However, a significant difference was found in behavioural composite scores between the two groups (<10 years vs ≥10 years: median 28 vs 25, P=0.008), implying that more experienced physicians are less aggressive. Physicians with ≥5 years of experience in EM, despite having no difference in knowledge and attitudes, also demonstrated less aggressive resuscitation practices, with a lower behavioural composite score (median 25 vs 28, P=0.004).
 
Regarding attendance of resuscitative courses (including ACLS), respondents who had attended the course within the previous 2 years showed no significant differences in either attitude or behavioural composite scores (P=0.785 and 0.377, respectively) compared with respondents who had most recently attended a course more than 2 years ago. In addition, being an ACLS instructor was associated with lower behavioural composite scores (median 22.5 vs 26, P=0.009) but similar attitude scores (median 20 vs 20, P=0.489). For respondents who attended courses on TOR or breaking bad news, there was no difference in KAB compared with respondents who did not attend any related courses (P=0.204, 0.692, and 0.315, respectively).
 
Multiple regression to predict behavioural composite score demonstrated two independent predictors (Table 4). Status as a Fellow was found to be an independent predictor of lower behavioural composite score, that is, less aggressive resuscitation (β= -0.314, P=0.028). Status as an ACLS instructor was also found to be an independent predictor to less aggressive resuscitation (β= -0.217, P=0.032). Other variables, including ACLS attendance within 2 years, more than 10 years postgraduation, and years of experience in EM had no statistically significant association with any difference in behavioural composite scores.
 

Table 4. Multiple regression predicting behavioural composite score
 
As this survey aimed to study the relationship between KAB of TOR, Spearman’s correlation coefficients were calculated to evaluate the correlations between these three domains. The correlations between the three domains were all statistically insignificant: knowledge and attitudes (r=0.02; P=0.795), knowledge and behaviours (r=0.011; P=0.893), attitudes and behaviours (r=-0.06; P=0.481).
 
Seventy-five (53.6%) of the participants disagreed that selected family members (eg, calm relatives/parents of children) should be allowed to witness the resuscitation process with a nurse accompanying them. In contrast, 117 (83.6%) indicated that they had never allowed relatives to be present during resuscitation in the past 6 months. A Chi squared test with linear-by-linear association indicated a positive trend (χ2=7.095, P=0.008).
 
When participants were asked whether a rule for TOR should be implemented in EDs, 104 (74.3%) gave a positive response. An open-ended question was asked about the concerns with departmental TOR guidelines (Question O6). Each written answer given was reviewed by the authors. The answers were summarised. The main reasons for not following TOR guidelines were relatives’ concerns (n=25), followed by patient’s premorbid status/clinical history (n=24), and legal concerns (n=18). A small number of participants gave answers related to limitations in flexibility, scientific evidence of TOR rules, usability, etc.
 
Discussion
An important concept in decisions about TOR is futility of treatment. This is based on the principle of the patient’s best interest.11 Medical futility is a subjective term encompassing a range of possibilities in terms of whether a patient will benefit from efforts designed to improve his or her life and survival to discharge from a healthcare facility.12 A treatment that does not benefit the patient, even if there is a physiological effect, can be considered futile.13 A mere return of spontaneous circulation would not benefit a patient if a meaningful existence cannot be achieved. On the contrary, this may even lead to extra burdens on the patients, such as unmanageable pain and suffering or a traumatic and undignified death.11 Prolonged resuscitation of OHCA patients may also burden the resources and manpower of EDs and society.14 15 Focusing resources on patients with very low chances of survival may defer resuscitative resources away from other patients who are critically ill.16 However, early TOR also has drawbacks including potential ethical arguments, legal concerns, and breakdown of communication with relatives of the deceased.
 
Different guidelines and clinical prediction rules on TOR have been developed and validated for prognostication and identification of medically futile patients. Examples include guidelines from the American Heart Association, the universal TOR guideline, the modified basic life support TOR rule, the modified advanced life support TOR rule, and the neurological TOR rule.2 3 4 5 6 Most of these guidelines were validated in the prehospital setting, but the information is also applicable in the ED setting. In Hong Kong, EM services do not apply any prehospital TOR rules except in a few circumstances such as injuries incompatible with life or obvious post-mortem changes. A 2013 study showed that the percentages of OHCA patients being resuscitated despite meeting the advanced life support TOR rule or the neurologic TOR rule were 39.8% and 26.9%, respectively.17 In the group of OHCA patients in whom continuation of resuscitation was medically futile, care should be focused on communication with and psychological and bereavement support to the relatives instead of continuing medical treatment, which would not be beneficial to patients and relatives.
 
In this study, two independent variables impacting less aggressive resuscitation behaviour were identified: status as a Fellow or ACLS instructor. As we expected, Fellows were less aggressive in terms of resuscitation of medically futile OHCA patients. However, more years since graduation and more years of experience in EM, although expected to be associated with greater general medical knowledge about resuscitation, were not associated with less aggressiveness in resuscitation. One of the reasons for this may be the expectations of the general public, as Fellows are generally more recognised by the public. They may have more confidence in terminating resuscitation and explaining the decision to patients’ relatives. Therefore, the concept of medical futility, TOR clinical prediction rules, communication, and bereavement skills should receive more emphasis in pre-Fellowship EM training. Opinions and support from Fellows may also be sought when handling OHCA patients.
 
Status as an ACLS instructor was also an independent predictor of less aggressive resuscitation attempts. Although their knowledge of TOR was not found to differ significantly from that of non-ACLS instructors, they should have more knowledge about the resuscitation process itself. They may potentially know more about the harm and futility of prolonged resuscitation. Meanwhile, there were no difference in either attitudes or behaviours regarding TOR between those who attended an ACLS more or less than 2 years ago. The ACLS focuses on medical knowledge about advanced life support instead of the prognostication and management of medically futile cases. For doctors who had attended courses related to TOR or breaking bad news, no difference was found in terms of KAB of TOR. One of the reasons for this may be the content of the course. Some of the courses on breaking bad news focus on communication skills. Those practices may have a presumptive clinical scenario, such as explaining the condition of a cardiopulmonary-arrested patient to his/her relatives with empathy. Rather, the decision of early TOR and the rationale behind it may not be adequately discussed. More discussion of medical futility and its ethical basis should be done before proceeding to the step of communication with relatives.
 
No correlations were found between physicians’ level of knowledge about TOR, their attitudes towards TOR, and their aggressiveness with resuscitation. This was not surprising, as many participants expressed concerns about TOR, including patients’ premorbid status, clinical histories, reactions from family members, and medicolegal concerns about early withdrawal and TOR. These factors, which affect the decision of TOR versus continuation of resuscitation, are likely independent from physicians’ own knowledge and attitudes. This explains why having more knowledge or open-mindedness towards acceptance of TOR did not necessarily lead to less aggressiveness in resuscitation attempts.
 
Approximately 54% of participants disagreed with the presence of relatives in resuscitation, and 84% never allowed relatives to be present during the resuscitation process. This warrants discussion, as some opinions and studies overseas have suggested that family members who witnessed the patient’s resuscitation process had better mental health outcomes irrespective of the patient’s final survival outcome.18 Family members’ grieving process may also be enhanced.18 However, there are practical considerations, including the limitation of availability of trained personnel to accompany the family members and limitations of space in the resuscitation room.
 
Of our participants, 74% agreed that there is a need to develop TOR rules in Hong Kong. When participants were asked their concerns about following TOR rules, many of them responded that potential medicolegal liability was one of the main problems. This is understandable, as the tendency towards defensive medical practices has progressed in recent years. However, prolongation of the resuscitative process for futile patients, apart from being non-empathetic, might not make a doctor less vulnerable to complaints. Instead, good communication with relatives and bereavement support is always the key to reduction of family members’ misunderstanding and emotional reactions.
 
Limitations
This study had a few limitations. First, the response rate was 57%, which is borderline satisfactory. This may result in volunteer response bias, as doctors who returned the questionnaires were likely to have more interest in and stronger opinions about TOR. This may cause an underestimation of the overall aggressiveness of resuscitation (falsely low behavioural composite scores). In addition, the study does not include sample size planning.
 
Another limitation of this study was the questionnaire contents. As discussed previously, no validated questionnaires concerning similar topics were discovered by a literature search. Further, no previous similar studies had been done in Hong Kong. Therefore, the questions in this survey were designed based on multiple previous studies with similar topics. There was no external validation of the questionnaire tool.
 
The questions on attitudes about TOR assessed the participants’ attitudes towards aggressiveness of resuscitation (as the opposite of TOR) and medically futile resuscitation. For questions concerning TOR-related behaviours, the calculation of composite scores was based on participants’ self-reported behaviour rather than their actual practices. Therefore, reporting bias may exist. The reported answers may underestimate the participants’ aggressiveness in resuscitation, as they knew that the theme of this study was TOR. Participants may have answered as if they were being less aggressive.
 
Another drawback of the behavioural questions is the arbitrary scale for the scoring. A more objective assessment would be to quantify the duration of resuscitation in terms of minutes or number of adrenaline injections. However, as the scenarios only contained simple patient information, it may be difficult for the participants to comment quantitatively on the duration of resuscitation. This may lead to further inaccuracy. Therefore, an arbitrary scale was used, with a reference range of 0 being no resuscitation and 4 being relatively prolonged resuscitation for a young, healthy adult.
 
To minimise this discrepancy, further observational studies on doctors’ actual performance during TOR could be performed.
 
Conclusion
Clinical practice and behaviour of TOR were not demonstrated to have any association with knowledge or attitudes. Status as a Fellow or ACLS instructor were the only two parameters identified to have a significant relationship with earlier TOR in medically futile OHCA patients.
 
Author contributions
All authors had full access to the data, contributed to the study, approved the final version for publication, and take responsibility for its accuracy and integrity.
 
Concept and design of study: CW So, CT Lui, KL Tsui.
Acquisition of data: CW So, KL Chan, AKK Law, YK Wong, T Li, CL Wong, SC Leung.
Analysis or interpretation of data: CW So, CT Lui, KL Tsui.
Drafting of the manuscript: CW So, CT Lui, KL Tsui.
Critical revision for important intellectual content: All authors.
 
Acknowledgement
The authors thank the Emergency Care Research Consortium of the Hong Kong College of Emergency Medicine for assistance with liaison between the participating site investigators. We acknowledge the coordinators of all participating centres.
 
Conflicts of interest
The authors have no conflicts of interest to disclose.
 
Declaration
This paper was presented to the Education Committee of the Hong Kong College of Emergency Medicine during the Scientific Symposium on Emergency Medicine (SSEM) on 26 October 2018 for examination purpose.
 
Funding/support
This research received no specific grant from any funding agency in the public, commercial, or not-for-profit sectors.
 
Ethics approval
The Research Ethics Office of New Territories West Cluster waived the need for ethical approval for this questionnaire survey. This study was conducted in accordance with the Declaration of Helsinki. The nature and purpose of the study was explained to participants, and those who returned completed questionnaires were assumed to have provided consent.
 
References
1. Fan KL, Leung LP, Siu YC. Out-of-hospital cardiac arrest in Hong Kong: a territory-wide study. Hong Kong Med J 2017;23:48-53. Crossref
2. Mancini ME, Diekema DS, Hoadley TA, et al. Part 3: Ethical issue: 2015 American Heart Association guidelines update for cardiopulmonary resuscitation and emergency cardiovascular care. Circulation 2015;132(18 Suppl 2):S383-96. Crossref
3. Kim TH, Shin SD, Kim YJ, Kim CH, Kim JE. The scene time interval and basic life support termination of resuscitation rule in adult out-of-hospital cardiac arrest. J Korean Med Sci 2015;30:104-9. Crossref
4. Ruygrok ML, Byyny RL, Haukoos JS; Colorado Cardiac Arrest & Resuscitation Collaborative Study Group and the Denver Metro EMS Medical Directors. Validation of 3 termination of resuscitation criteria for good neurological survival after out-of-hospital cardiac arrest. Ann Emerg Med 2009;54:239-47. Crossref
5. Chiang WC, Ko PC, Chang AM, et al. Predictive performance of universal termination of resuscitation rules in an Asian community: are they accurate enough? Emerg Med J 2015;32:318-23. Crossref
6. Cheong RW, Li H, Doctor NE, et al. Termination of resuscitation rules to predict neurological outcomes in out-of-hospital cardiac arrest for an intermediate life support prehospital system. Prehosp Emerg Care 2016;20:623-9.Crossref
7. Bae H, Lee S, Jang HY. The ethical attitude of emergency physicians towards resuscitation in Korea. J Emerg Med 2008;34:485-90. Crossref
8. Elo G, Diószeghy C, Dobos M, Andorka M. Ethical considerations behind the limitation of cardiopulmonary resuscitation in Hungary—the role of education and training. Resuscitation 2005;64:71-7. Crossref
9. Baird G, Sammy I, Nunes P, Paul J. Attitudes and practices regarding resuscitation in emergency departments in Trinidad and Tobago. Emerg Med J 2014;31:889-93. Crossref
10. Einav S, Alon G, Kaufman N, et al. To resuscitate or not to resuscitate: a logistic regression analysis of physician-related variables influencing the decision. Emerg Med J 2012;29:709-14. Crossref
11. Hospital Authority, Hong Kong SAR Government. HA guideline on Do-Not-Attempt cardiopulmonary resuscitation (DNACPR). 2016. Available from: http://www.ha.org.hk/haho/ho/psrm/CEC-GE-6_en.pdf. Accessed 26 Aug 2018.
12. The Free Dictionary by Farlex. Medical futility. Available from: https://medical-dictionary.thefreedictionary.com/medical+futility. Accessed 27 Aug 2017.
13. Jecker NS. Medical futility. School of Medicine, University of Washington. Available from: https://depts.washington.edu/bioethx/topics/futil.html. Accessed 26 Aug 2018.
14. Millin MG, Khandker SR, Malki A. Termination of resuscitation of nontraumatic cardiopulmonary arrest: resource document for the National Association of EMS Physicians position statement. Prehosp Emerg Care 2011;15:547-54. Crossref
15. Valenzuela TD, Criss EA, Spaite D, Meislin HW, Wright AL, Clark L. Cost-effectiveness analysis of paramedic emergency medical services in the treatment of pre-hospital cardiopulmonary arrest. Ann Emerg Med 1990;19:1407-11. Crossref
16. Millin MG, Galvagno SM. More than 15 minutes of resuscitation prior to termination of resuscitation results in undue harm to the public health. Am J Emerg Med 2016;34:1689-90. Crossref
17. Chan KM, Lui CT, Tsui KL, Tang YH. Comparison of clinical prediction rules for termination of resuscitation of out-of-hospital cardiac arrests on arrival to emergency department. Hong Kong J Emerg Med 2013;20:343-51. Crossref
18. DeWitt S. Should family-witnessed resuscitation become our standard? J Emerg Med 2015;49:500-2. Crossref

Faecal microbiota transplantation for treatment of recurrent or refractory Clostridioides difficile infection in Hong Kong

Hong Kong Med J 2019 Jun;25(3):178–82  |  Epub 29 May 2019
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE  CME
Faecal microbiota transplantation for treatment of recurrent or refractory Clostridioides difficile infection in Hong Kong
Rashid N Lui, MB, ChB, FHKAM (Medicine)1; Sunny H Wong, DPhil (Oxon), FHKAM (Medicine)2,3; Louis HS Lau, MB, ChB, MRCP (UK)1; TT Chan, MB, BS, MRCP (UK)1; Kitty CY Cheung, BSc, MPH2; Amy YL Li, BSc2; ML Chin, BSc, MPhil4; Whitney WY Tang, MPhil, MPH2; Jessica YL Ching, BSN, MPH2; Kelvin LY Lam, MB, BS, FHKAM (Medicine)1; Paul KS Chan, MD, FRCPath3,4; Justin CY Wu, MD, FRCP (Edin)2; Joseph JY Sung, MD, PhD2; Francis KL Chan, MD, FRCP (Edin)2,3; Siew C Ng, PhD, FRCP (Edin)2,3
1 Division of Gastroenterology and Hepatology, Department of Medicine and Therapeutics, Prince of Wales Hospital, Shatin, Hong Kong
2 Institute of Digestive Disease, The Chinese University of Hong Kong, Shatin, Hong Kong
3 Centre for Gut Microbiota Research, The Chinese University of Hong Kong, Shatin, Hong Kong
4 Department of Microbiology, The Chinese University of Hong Kong, Shatin, Hong Kong
 
Corresponding author: Prof Siew C Ng (siewchienng@cuhk.edu.hk)
 
 Full paper in PDF
 
Abstract
Introduction: Clostridioides difficile infection (CDI) is a leading cause of healthcare-associated infection globally, causing significant morbidity and mortality. Faecal microbiota transplantation (FMT) has emerged as a promising option for recurrent and refractory CDI. This study aimed to assess the safety, efficacy, and feasibility of FMT for CDI in Hong Kong.
 
Methods: We conducted a single-centre, retrospective study for all consecutive cases of recurrent or refractory CDI who underwent FMT from 2013 to 2018. Clinical demographics, outcome, and safety parameters were collected.
 
Results: A total of 24 patients with recurrent or refractory CDI (median age 70 years, interquartile range=45.0-78.3 years; 67% male) were included. Over 80% had been recently hospitalised or were long-term care facility residents. Faecal microbiota transplantation was delivered by feeding tube in 11 (45.8%), oesophagogastroduodenoscopy in eight (33.3%), and colonoscopy in six (25%) of the patients. Resolution of diarrhoea without relapse within 8 weeks was achieved in 21 out of 24 patients (87.5%) after FMT. No deaths occurred within 30 days. The FMT was well tolerated and no serious adverse events attributable to FMT were reported.
 
Conclusion: Our results confirm that FMT is a safe, efficacious, and feasible intervention for patients with refractory or recurrent CDI in Hong Kong. Given the increasing disease burden and the lack of effective alternatives in Hong Kong for difficult-to-treat cases of CDI, we recommend that a territory-wide FMT service be established to address increasing demand for this treatment.
 
 
New knowledge added by this study
  • Faecal microbiota transplantation is safe, efficacious, and feasible in Hong Kong.
Implications for clinical practice or policy
  • This study raises awareness of this important armamentarium for the treatment of patients with recurrent or refractory Clostridioides difficile infection.
  • A concerted effort by policymakers will be necessary if a dedicated centre providing territory-wide faecal microbiota transplantation services is to be established to help these difficult-to-treat patients.
 
 
Introduction
Clostridioides difficile infection (CDI) is a leading cause of healthcare-associated diarrhoea and is associated with significant morbidity and mortality.1 In the United States, C difficile has become the most lethal acute enteric pathogen, with the Centers for Disease Control designating it as an urgent antibiotic resistance threat in 2015, one of only three pathogens to earn this distinction (http://www.cdc.gov/drugresistance/biggest_threats.html).2 In Hong Kong, an annual increase of 26% in CDI was noted from 2006 to 2014.3 This is even more alarming for older adults aged ≥65 years, in whom the estimated crude incidence rate is 133 to 207 cases per 100 000 population.4 It is believed that CDI arises when the normal gut microbiota is disrupted. This allows for the colonisation of C difficile, whose production of cytotoxins leads to disease.5 A recent study showed that apart from microbiota dysbiosis, enteric virome dysbiosis may also play an important role.6 Risk factors include nursing home care, recent hospitalisation, antibiotics exposure, and proton-pump inhibitor use.4 First-line treatment for non-fulminant C difficile–associated diarrhoea includes the cessation of unnecessary medications and treatment with vancomycin or fidaxomicin. For more severe cases, a combination of vancomycin and intravenous metronidazole with early consideration of surgery may be required.7 However, it is well known that a significant proportion of cases relapse or recur despite first-line therapy.8 For recurrent cases, taper and pulse regimens of vancomycin can be offered, but response rates decline further with multiple recurrences.9 Fidaxomicin is another promising treatment option, but its usage is limited by its price and availability.10 These difficult-to-treat cases are associated with extended hospital stays and may result in widespread nosocomial outbreaks. In their seminal paper, van Nood et al11 demonstrated that faecal microbiota transplantation (FMT), in which infusion of faeces from healthy donors is given to individuals with disease, was efficacious for recurrent CDI. Since then, this finding has been confirmed by a systematic review and meta-analysis of >160 clinical studies.12 In view of the limited options available for treatment of recurrent or refractory cases, we decided to establish a pilot FMT service to address this treatment gap. Initially, screening of relatives meeting strict donor criteria and willing to donate fresh stools was performed; later on, with the establishment of the Healthy Donor Stool Biobank by the Faculty of Medicine, The Chinese University of Hong Kong in 2017, pre-screened frozen stools were made available. The objectives of this study, the first of its kind in Hong Kong, was to assess the safety, efficacy, and technical and logistical feasibility of performing FMT.
 
Methods
We conducted a single-centre, retrospective review of all consecutive cases of recurrent or refractory CDI with FMT performed at an academic hospital from 2013 to 2018. Data on patient demographics, co-morbidities, route of administration of FMT, treatment efficacy, adverse events, and other relevant clinical data were extracted from the Clinical Management System of the Hospital Authority, Hong Kong or from review of case notes under the auspices of the FMT registry. Stringent donor criteria based on guidance and protocols were applied to fresh and frozen donor stool to ensure patient safety.13 Screening for viral hepatitis, blood-borne viruses, pathogenic bacteria, enteric viruses, syphilis, multidrug resistant organisms, Helicobacter pylori, C difficile, and parasites was performed (online supplementary Appendix). The FMT product was delivered either via a feeding tube or through scope channels during oesophagogastroduodenoscopy (OGD) or colonoscopy. Feeding tube position was confirmed prior to FMT delivery. For the OGD route, the endoscopist performed a routine OGD to ensure there were no ulcerations or other contra-indications for FMT. Afterwards, the endoscopist tried to pass the scope as distally as possible (at least to the second or third parts of the duodenum) to minimise reflux of the FMT back into the stomach. During the procedure carbon dioxide for luminal insufflation was used to minimise gaseous distention, discomfort, and the urge to retch or vomit. Before FMT delivery, the patient is sat upright to minimise the risk of aspiration. For the colonoscopy route, the endoscopist performed a routine colonoscopy to ensure there are no large ulcers or other contra-indications for FMT. Afterwards, the endoscopist tried to pass the scope as proximally as possible, but if the patient’s tolerance was an issue, administering FMT into the left side of the colon or even the rectum was considered reasonable, depending on the premorbid state. The majority of FMT procedures were performed in the Endoscopy Centre with close monitoring, followed by further observation in the wards for any potential adverse events. The present report was compiled in accordance with the PROCESS statement.14
 
Results
A total of 24 patients with recurrent or refractory CDI who received FMT were identified. The patients’ baseline characteristics are shown in the Table. Their median age was 70 years (interquartile range=45.0-78.3 years). More than two-thirds of the patients were male. More than half of the patients were in either a bedridden or chair-bound state, a surrogate of poor functional status. The majority (>80%) of patients had been hospitalised within the most recent 3 months or were long-term care facility residents. All patients had at least one co-morbidity. The most common co-morbidity was hypertension (n=10, 41.7%), followed by inflammatory bowel disease (IBD) [n=6, 25.0%] and stroke (n=5, 20.8%). The FMT was performed by experienced gastroenterologists in accordance with published protocols11 and the latest guidelines.15 All patients were given 50 g of FMT product unless otherwise stated. The FMT was delivered via feeding tube in 11 (45.8%), OGD in eight (33.3%), and colonoscopy in six (25.0%) of the patients (one patient had FMT performed via both OGD and colonoscopy during the same session). Resolution of diarrhoea without relapse within 8 weeks was achieved in 21 out of 24 patients (87.5%). Three patients (12.5%) did not show significant improvement in their symptoms after the therapy; therefore, a clinical decision was made to perform repeat FMT, after which all three patients showed resolution of diarrhoea. Two of those were confirmed C difficile–negative on repeat stool testing; the remaining patient was frail and did not save repeat stools, but no documented recurrence within 8 weeks was noted. No deaths occurred at 30 days. The procedure was generally well tolerated, with no serious adverse events attributable to FMT. The most common complication was abdominal pain (n=3, 12.5%) after FMT. Bloating was reported in one (4.2%) patient.
 

Table. Patient data
 
Discussion
Because it replenishes colonic microbial diversity, FMT removes ecological niches that would otherwise be occupied by C difficile.16 A recent study has shown that the prevalence of CDI in Asia is similar to the high prevalence in North America and Europe.17 Furthermore, it is well known that the treatment efficacy of antibiotics declines with multiple recurrences,9 rendering them less effective in difficult-to-treat cases. We established Hong Kong’s first FMT service to address the treatment gap that currently exists. Our results suggest that the efficacy of FMT for recurrent or refractory CDI is comparable to that reported in the literature, with an excellent safety profile.11 12
 
According to the Census and Statistics Department, the population of Hong Kong is projected to increase from 6.8 million in mid-2003 to 8.38 million in mid-2033 with a continuous ageing trend.18 The proportion of those aged ≥65 years is projected to rise markedly, from 11.7% in 2003 to 27% in 2033. Life expectancy in Hong Kong has already increased to age 79.5 years, behind only Japan and Switzerland.18 Increasing numbers of elderly people living in residential care homes, together with the widespread use of antibiotics and proton-pump inhibitors4, mean that the incidence of CDI in elderly people will likely increase in Hong Kong, as it has in other developed countries.18
 
The incidence of IBD in Hong Kong has risen by almost 3-fold in the past two decades.19 Recently in the West, as the incidence and severity of CDI has increased in the general population, even greater increases have been described in patients with IBD.2 In the present study, a significant proportion of patients with CDI also had IBD, and it is likely that the incidence and severity of CDI in IBD patients in Hong Kong will increase further in future. Establishment of FMT services has been advocated for healthcare systems to effectively manage expected increases in refractory or recurrent CDI.20
 
A concerted effort by policymakers will be necessary to establish a dedicated centre to provide territory-wide FMT services to tackle the growing disease burden. Such a centre would require a multidisciplinary team involving gastroenterologists, microbiologists, infectious disease specialists, specialty nurses, and research personnel together with the cooperation of wards, the healthy donor stool biobank, and endoscopy centres. Such an FMT centre may receive territory-wide consultations and referrals. It could also provide training, knowledge transfer, and accreditation to healthcare professionals. Currently, the status of FMT as a therapeutic agent is still evolving. The United States Food and Drug Administration classifies human stool as a biological agent and asserts that its use in FMT should be regulated, although their draft guidance mentions that it intends to exercise enforcement discretion for its use in recurrent CDI that does not respond to standard therapies.21 This highlights the importance of proper oversight and governance to mitigate any potential risks that may arise. Data on long-term safety outcomes are also scarce, highlighting the importance and role of registries to provide more insight, another function a centralised and specialised FMT centre would be able to undertake.
 
Our study has several limitations. As a case series, the data presented are mainly descriptive and uncontrolled with the possibility of bias. Further, the sample size is relatively small. Controlled trials with a larger sample size are required to confirm these findings and to optimise the timing of FMT administration. Despite these limitations, resolution of diarrhoea was at a similar rate in the present study to that reported in the literature.11 Furthermore, as the only centre in Hong Kong that has provided FMT, the results reported here would be highly relevant for both clinicians and policymakers concerning its safety, efficacy, and feasibility.
 
Conclusion
Our results show that FMT is safe, efficacious, and feasible for treating patients with recurrent or refractory CDI in Hong Kong. Given the lack of effective alternatives for difficult-to-treat cases of CDI, and demographic trends that will likely lead to increased incidence of CDI, demand for FMT is expected to rise. A territory-wide FMT service should be established to address this expected increase in demand.
 
Author contributions
All authors had full access to the data, contributed to the study, approved the final version for publication, and take responsibility for its accuracy and integrity.
 
Concept or design of the study: All authors.
Acquisition of data: RN Lui, LHS Lau, KCY Cheung.
Analysis or interpretation of data: RN Lui, LHS Lau, KCY Cheung.
Drafting of the manuscript: RN Lui, SH Wong, PKS Chan, SC Ng.
Critical revision for important intellectual content: All authors.
 
Conflicts of interest
All authors have disclosed no conflicts of interest.
 
Funding/support
This research received no specific grant from any funding agency in the public, commercial, or not-for-profit sectors.
 
Ethics approval
The present study was reviewed and approved by the Joint Chinese University of Hong Kong/New Territories East Cluster Clinical Research Ethics Committee (Ref 2017.260).
 
References
1. Lessa FC, Mu Y, Bamberg WM, et al. Burden of Clostridium difficile infection in the United States. N Engl J Med 2015;372:825-34. Crossref
2. Khanna S, Shin A, Kelly CP. Management of Clostridium difficile infection in inflammatory bowel disease: expert review from the clinical practice updates committee of the AGA institute. Clin Gastroenterol Hepatol 2017;15:166-74. Crossref
3. Ho J, Dai RZ, Kwong TN, et al. Disease burden of Clostridium difficile infections in adults, Hong Kong, China, 2006-2014. Emerg Infect Dis 2017;23:1671-9. Crossref
4. Wong SH, Ip M, Hawkey PM, et al. High morbidity and mortality of Clostridium difficile infection and its associations with ribotype 002 in Hong Kong. J Infect 2016;73:115-22. Crossref
5. Mylonakis E, Ryan ET, Calderwood SB. Clostridium difficile–associated diarrhea: a review. Arch Intern Med 2001;161:525-33. Crossref
6. Zuo T, Wong SH, Lam K, et al. Bacteriophage transfer during faecal microbiota transplantation in Clostridium difficile infection is associated with treatment outcome. Gut 2018;67:634-43.
7. McDonald LC, Gerding DN, Johnson S, et al. Clinical Practice Guidelines for Clostridium difficile infection in adults and children: 2017 update by the Infectious Diseases Society of America (IDSA) and Society for Healthcare Epidemiology of America (SHEA). Clin Infect Dis 2018;66:987-94. Crossref
8. Pépin J, Routhier S, Gagnon S, Brazeau I. Management and outcomes of a first recurrence of Clostridium difficile–associated disease in Quebec, Canada. Clin Infect Dis 2006;42:758-64. Crossref
9. Johnson S. Recurrent Clostridium difficile infection: a review of risk factors, treatments, and outcomes. J Infect 2009;58:403-10. Crossref
10. Cornely OA, Miller MA, Louie TJ, Crook DW, Gorbach SL. Treatment of first recurrence of Clostridium difficile infection: fidaxomicin versus vancomycin. Clin Infect Dis 2012;55 Suppl 2:154-61. Crossref
11. van Nood E, Vrieze A, Nieuwdorp M, et al. Duodenal infusion of donor feces for recurrent Clostridium difficile. N Engl J Med 2013;368:407-15. Crossref
12. Lai CY, Sung J, Cheng F, et al. Systematic review with meta-analysis: review of donor features, procedures and outcomes in 168 clinical studies of faecal microbiota transplantation. Aliment Pharmacol Ther 2019;49:354-63. Crossref
13. Woodworth MH, Neish EM, Miller NS, et al. Laboratory testing of donors and stool samples for fecal microbiota transplantation for recurrent Clostridium difficile infection. J Clin Microbiol 2017;55:1002-10. Crossref
14. Agha RA, Borrelli MR, Farwana R, et al. The PROCESS 2018 statement: updating consensus Preferred Reporting Of CasE Series in Surgery (PROCESS) guidelines. Int J Surg 2018;60:279-82. Crossref
15. Cammarota G, Ianiro G, Tilg H, et al. European consensus conference on faecal microbiota transplantation in clinical practice. Gut 2017;66:569-80. Crossref
16. Seekatz AM, Aas J, Gessert CE, et al. Recovery of the gut microbiome following fecal microbiota transplantation. MBio 2014;5:e00893-14. Crossref
17. Borren NZ, Ghadermarzi S, Hutfless S, Ananthakrishnan AN. The emergence of Clostridium difficile infection in Asia: a systematic review and meta-analysis of incidence and impact. PLoS One 2017;12:e0176797. Crossref
18. Census and Statistics Department, Hong Kong SAR Government. Hong Kong population projection 2004-2033, report of the task force on population policy. Available from: https://www.censtatd.gov.hk/media_workers_corner/pc_rm/hong_kong_population_projections_2004_2033__/index.jsp. Accessed 8 Mar 2019.
19. Lui RN, Ng SC. The same intestinal inflammatory disease despite different genetic risk factors in the East and West? Inflamm Intest Dis 2016;1:78-84. Crossref
20. Costello SP, Tucker EC, La Brooy J, Schoeman MN, Andrews JM. Establishing a fecal microbiota transplant service for the treatment of Clostridium difficile infection. Clin Infect Dis 2016;62:908-14. Crossref
21. Guidance for industry: enforcement policy regarding investigational new drug requirements for use of fecal microbiota for transplantation to treat Clostridium difficile infection not responsive to standard therapies. Food and Drug Administration, US Department of Health and Human Services, US Government; 2016.

Efficacy and safety of perioperative tranexamic acid in elderly patients undergoing trochanteric fracture surgery: a randomised controlled trial

Hong Kong Med J 2019 Apr;25(2):120–6  |  Epub 28 Mar 2019
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Efficacy and safety of perioperative tranexamic acid in elderly patients undergoing trochanteric fracture surgery: a randomised controlled trial
F Chen, MD; Z Jiang, MD; M Li, MD; X Zhu, MD
Department of Anesthesiology, The First Affiliated Hospital of Nanchang University, Jiangxi, China
 
Corresponding author: Dr X Zhu (13907915506@163.com)
 
 Full paper in PDF
 
Abstract
Introduction: Trochanteric fractures result in a high frequency of considerable blood loss, a high incidence of blood transfusions, and a high risk of perioperative morbidity and mortality in elderly patients. This study aimed to evaluate the efficacy and safety of a three-dose regimen of tranexamic acid on blood loss and transfusion rate in elderly patients with trochanteric fractures.
 
Methods: Eligible patients with trochanteric fractures surgically treated by dynamic hip screw and proximal anti-rotating intramedullary nail between March 2016 and October 2017 were enrolled in the study. Patients were randomly assigned to receive 15 mg/kg intravenous tranexamic acid dissolved in 100 mL of saline (TXA group) or 100 mL of saline solution (placebo group) over 10 minutes before, during, and after surgery. Perioperative blood loss, obvious blood loss, and hidden blood loss in the two groups were calculated separately. Vascular events and patient mortality over 6 months’ follow-up were noted.
 
Results: In total, 176 patients were included. Compared with the placebo group (n=88), patients in the TXA group (n=88) had less blood loss: perioperative blood loss was 205.5 mL (P<0.001), obvious blood loss was 125 mL (P<0.001), and hidden blood loss was 76.5 mL (P<0.001); reduced incidence of blood transfusion (17% vs 35%, P=0.007); and shorter hospital stays (median [interquartile range], 7 [6-8] vs 8.5 [7.5-9] days, P<0.001).
 
Conclusion: Tranexamic acid significantly lowered perioperative blood loss and blood transfusion rate without an increased risk of venous thromboembolism or mortality in elderly patients with trochanteric fractures treated with dynamic hip screw or proximal anti-rotating intramedullary nail.
 
 
New knowledge added by this study
  • A three-dose regimen of tranexamic acid in elderly patients with trochanteric fractures treated with dynamic hip screw or proximal anti-rotating intramedullary nail significantly reduced perioperative blood loss and the transfusion rate.
  • The three-dose regimen of tranexamic acid did not increase the risk of venous thromboembolism or mortality in patients.
Implications for clinical practice or policy
  • This study will help surgeons to reduce blood loss and transfusion during surgery in patients with trochanteric fractures.
 
 
Introduction
The increasing number of elderly people with osteoporosis is bringing about an increased incidence of trochanteric fractures, which include intertrochanteric fractures and subtrochanteric fractures. This common type of fractures frequently results in considerable blood loss,1 which exposes patients to postoperative anaemia and reduced functional recovery.2 Further, large amounts of blood loss usually result in blood transfusion and a high risk of perioperative morbidity and mortality.3 Blood transfusion increases the incidence of adverse reactions related to allogeneic blood transfusion, such as infectious diseases, haemolytic reaction, cardiovascular dysfunction, postoperative infection,4 5 6 7 and elevated hospitalisation costs.8 9 Postoperative mortality rates have been reported as high as 10% at 30 days and 30% at 1 year.10 Therefore, reducing perioperative blood loss concomitant to trochanteric fractures in elderly patients would help to decrease the rate of complications and improve surgical outcomes.
 
Tranexamic acid (TXA), a synthetic derivative of the amino acid lysine, is an antifibrinolytic drug that competitively blocks the plasminogen-binding site, inhibits plasminogen activation, and interferes with fibrinolysis.11 Currently, TXA is widely used in clinical surgery. Numerous studies have indicated that intravenous TXA reduces blood loss and transfusion rates without increasing thrombotic events in joint arthroplasty.12 13 14 Similar results have been found in surgical patients undergoing treatment for trauma, including decreased mortality due to haemorrhage.15 However, studies have also shown that TXA, as compared with placebo, not only offers no significant benefit regarding transfusion rate, estimated blood loss, and incidence of deep venous thrombosis in patients undergoing open reduction and internal fixation with acetabular fracture,16 but also increases the formation of deep vein thrombosis after hip fracture in elderly patients.17 Thus, the efficacy and safety of TXA in the perioperative period of hip fracture in elderly patients remain controversial.
 
In the present study, we evaluated the effects of TXA administration in elderly patients undergoing surgery for trochanteric fracture. Specifically, we aimed to evaluate whether a three-dose regimen of TXA decreases perioperative blood loss and the incidence of allogenic blood transfusion without increasing the risk of venous thromboembolism and mortality.
 
Methods
Patients and methods
To clarify the effects of TXA in surgical treatment of trochanteric fractures in elderly patients, a placebo-controlled double-blind randomised clinical trial was performed in our hospital in accordance with the provisions of the Declaration of Helsinki, as revised in 2013.18
 
Elderly patients with trochanteric fractures who were treated with dynamic hip screw (DHS) and proximal anti-rotating intramedullary nail (PFNA) in our hospital between March 2016 and October 2017 were included in this study. Patients eligible for inclusion had American Society of Anesthesiologists (ASA) scores of II (mild systemic disease that results in no functional limitation) or III (serious systemic disease that results in functional impairment), were aged ≥65 years, and were treated with either DHS or PFNA within 48 hours after injury. Exclusion criteria were as follows: (1) allergy to TXA or low-molecular-weight heparin; (2) severe dysfunction of heart, lung, liver, kidney, or coagulation; (3) provoked deep venous thrombosis or pulmonary embolism within 30 days or myocardial infarction, cerebrovascular accident, or stent placement within 6 months; (4) anticoagulant therapy such as antiplatelet drugs or warfarin before surgery; (5) multiple fractures; and (6) blood transfusion before surgery.
 
All patients underwent preoperative medical optimisation by a hospitalist medicine team. All patients received spinal or general anaesthesia without regional blockade or local injection. Patients were assigned at random to receive TXA treatment (TXA group) or placebo control (placebo group). Patients in the TXA group received three doses of 15 mg/kg intravenous TXA dissolved in 100 mL of saline. Each of the doses was administered over 10 minutes: the first dose was used within 10 minutes just before incision, the second continuously pumped throughout the entire surgery, and the third was used at 3 hours after surgery (three-dose regimen).19 In the placebo group, 100 mL of saline solution was administered following the same three-dose regimen. During the surgery, crystalloid maintenance fluids were administered at a rate of 1.5 mL/kg per hour. Blood losses were replaced with Ringer’s lactate in a 3:1 ratio, colloidal solution (or 5% albumin) in a 1:1 ratio, or a combination (crystalloid/colloidal ratio, 2:1) until the haemoglobin (Hb) concentration fell below the transfusion trigger point. Changes of 20% in baseline heart rate or blood pressure due to hypovolaemia were managed with boluses of 10 mL/kg crystalloid solution or 500 mL of colloidal solution (5% albumin).
 
Perioperative transfusion was based on the Chinese “Measures for the management of clinical blood use in medical institutions” guideline.20 Intra-operative allogenic blood transfusion was administered for all patients who had Hb levels <7.0 g/dL and those with Hb levels <10 g/dL also suspected to have myocardial ischaemia or haemorrhagic shock. Postoperative blood transfusion was based on arterial blood gas analysis and routine blood examination. When a patient receives a blood transfusion, an arterial blood gas analysis should be performed after each infusion of 1 unit of red blood cells to reassess whether to continue the transfusion.
 
All patients received deep venous thrombosis prophylaxis including sequential compression devices throughout hospitalisation and prophylactic low-molecular-weight heparin for 30 days after surgery beginning on postoperative day (POD) 1 unless therapeutic anticoagulation was contra-indicated because of pre-existing co-morbidities or postoperative complications.
 
Sample size
The perioperative transfusion rate of trochanteric fractures was 34% at our institution. Assuming that a similar rate of transfusion would be observed in the control subjects, our sample size was calculated to be able to detect a difference of 34% with respect to 10% (a risk reduction of approximately 1/3 of the baseline rate) between the TXA and placebo groups. We then calculated that a sample of 88 participants per study group would provide 90% power to detect such a difference (α = 0.05, two-sided test).
 
Randomisation and blinding
Participants were randomised into either the TXA group or the placebo group using a computerised dynamic allocation programme and stratification according to sex (male or female), age (<75 or ≥75 years), and type of surgery (DHS or PFNA) by means of a central telephone system with a computer-generated randomisation list to ensure that subject allocation remained balanced throughout the entire subject accrual phase. All operations were performed by the same orthopaedic surgeons, who determined the type of surgery. All investigational drugs were administered by a nurse during preoperative preparation and then delivered to the operating room in packaging simply labelled as “study drug”. To ensure that subjects, physicians, and data collectors were blinded, the patient caregivers, investigators collecting the data, safety monitoring board, and members of the adjudication committee remained unaware of the study group assignments.
 
Outcomes
Patient characteristics including sex, age, body mass index, ASA score, preoperative Hb concentration, proportions of preoperative hypertension and diabetes, surgery type, time from injury to surgery, surgical duration, and length of hospital stay were recorded.
 
All patient outcomes were assessed by the independent adjudication committee. The primary outcomes included perioperative blood loss and proportion of patients receiving blood transfusion from the beginning of surgery to discharge. Secondary outcomes including obvious blood loss; hidden blood loss; postoperative Hb concentration of POD 1, POD 2, and POD 3; number of units of transfusion during hospitalisation; and incidence of adverse events at 6-month follow-up (including thromboembolic events, wound complications, and mortality) were identified. Investigation for thromboembolic events, defined as symptomatic deep venous thrombosis, pulmonary embolism, myocardial infarction, and cerebrovascular accident diagnosed by duplex ultrasound, was only performed in patients with acute symptoms. Diagnosis of pulmonary embolism was performed using contrast chest computed tomography. Myocardial infarction was diagnosed using electrocardiography and cardiac enzymes. Confirmation of cerebrovascular accident was done by brain computed tomography or magnetic resonance imaging. Wound complications were defined to include haematoma and deep or superficial infection. The patients’ medical history was asked before surgery. If the patient had any symptoms associated with thromboembolic events, tests were given to him/her.
 
Calculation methods
Patient blood volume was calculated using the formula of Nadler et al,21 as follows: blood volume = (k1 × height3 [m]) + (k2 × weight [kg]) + k3, where k1 = 0.3669, k2 = 0.03219, and k3 = 0.6041 for men and k1 = 0.3561, k2 = 0.03308, and k3 = 0.1833 for women.
 
The Gross equation was used to calculate the total red blood cell volume loss,22 as follows: total red blood cell volume loss = patient blood volume × (preoperative haematocrit – postoperative haematocrit), where preoperative haematocrit is the haematocrit on the morning of the day of surgery, and postoperative haematocrit is the haematocrit on POD 2. Haematocrit was chosen for investigation because it is directly correlated with blood volume.
 
Theoretical blood loss refers to the total red blood cell volume loss / preoperative haematocrit. Perioperative blood loss refers to hidden blood loss + obvious blood loss (surgical blood loss + postoperative drainage), or theoretical blood loss + blood transfusion volume. Hidden blood loss refers to the amount of theoretical blood loss and blood transfusion volume, minus obvious blood loss.
 
Statistical methods
Data were analysed using SPSS (Windows version 24.0; IBM Corp, Armonk [NY], United States). Descriptive data assumed to follow normal distributions were expressed as mean ± standard deviation, and comparisons of descriptive data for completely random distributions were conducted with two independent-samples t tests. The measurement data of skewed distributions were represented by median (interquartile range; IQR) and compared with non-parametric Wilcoxon rank sum tests between two independent samples. Categorical data were checked by Chi squared tests. Baseline covariates were evaluated to ensure consistency between groups. All statistical tests were two-sided, and the threshold of statistical significance was set at α = 0.05.
 
Results
A total of 176 patients were included in this study (88 patients in each group). All patients were followed up for 6 months. There were no statistically significant differences between the TXA and placebo groups in terms of patients’ sex, age, body mass index, ASA scores, proportion of preoperative hypertension and diabetes, or preoperative Hb concentration. The TXA group had shorter median (IQR) hospital stays than the placebo group (7 [6-8] vs 8.5 [7.5-9] days; P<0.001). Furthermore, a similar number of patients underwent DHS and PFNA in each group, and no differences were detected in terms of time to surgery or operating time between the two groups (Table 1).
 

Table 1. Baseline demographics and characteristics of the two patient groups
 
The postoperative Hb levels at POD 1, POD 2, and POD 3 were higher in the TXA group than in the placebo group, there were statistically significant differences on POD 1 (10.9 vs 10.3 g/dL, P=0.004) and POD 2 (9.8 vs 9.3 g/dL, P=0.028), but no statistically significant differences on POD 3 (9.5 vs 9.1 g/dL, P=0.057) [Table 2].
 

Table 2. Comparison between the two patient groups in terms of postoperative Hb, blood loss, packed RBC transfusion, and units of packed RBC transferred per patient
 
Mean perioperative blood loss in the TXA group was 205.5 mL lower than that in the placebo group (411 vs 616.5 mL, P<0.01). Obvious blood loss was 125 mL lower in the TXA group than in the placebo group (142 vs 267 mL, P<0.01), and hidden blood loss was 76.5 mL lower in the TXA group than in the placebo group (266 vs 342.5 mL, P<0.01) [Table 2].
 
Fewer patients in the TXA group than the placebo group received allogenic blood transfusions (17% vs 35%, P=0.007). Furthermore, patients with TXA tended to require less total blood product (median 1.5 units packed red blood cells/patient; IQR, 1-2 units) than those in the placebo group did (median 2.5 units packed red blood cells/patient; IQR, 1.5-3.5 units; P<0.01) [Table 2].
 
After surgery, three patients were lost to follow-up in the TXA group and two were lost to follow-up in the placebo group. In the TXA group, five (5.9%) patients had wound complications, including three (3.5%) with haematoma and two (2.4%) with infection. The incidence of thromboembolic events was 16.5% in the TXA group, including 10 (11.8%) patients with deep venous thrombosis and two (2.4%) each with pulmonary embolism and cerebrovascular accident. Five patients died: the mortality rate in the TXA group was 5.9%. In the placebo group, wound complications occurred in eight (9.3%) cases, including five (5.8%) with haematoma and three (3.5%) with infection. We observed thromboembolic events in 12 (14.0%) cases, including 11 (12.8%) cases with deep venous thrombosis and one (1.2%) with pulmonary embolism. Three patients died: the mortality rate in the placebo group was 3.5%. There were no statistically significant differences between the two groups in wound complications, thromboembolic events, or death [Table 3].
 

Table 3. Postoperative follow-up outcomes of the two patient groups
 
Discussion
Trochanteric fractures caused by osteoporosis have become common. Trochanteric fractures account for a large number of hospital days, much blood loss, and high mortality.23 With a mortality rate of up to 30% in the year after injury, these patients are among the most frail that orthopaedic surgeons treat.24 Although TXA is known to be an effective and safe agent for reducing surgical blood loss,25 26 27 with improved perioperative care for patients undergoing hip arthroplasty,28 there are limited data regarding its use in trochanteric fracture surgery.17 Therefore, in the present study, we sought to determine whether intravenous TXA administration would improve perioperative blood management without increasing levels of adverse complications.
 
The mean rate of transfusion (26.1%) and mean estimated blood loss (567 mL) in the current study are similar to those in previous reports about surgical treatment of trochanteric fractures (DHS or PFNA).29 30 Older patients have lower preoperative Hb values, and older age and intramedullary nail osteosynthesis both increase the risk of erythrocyte transfusion.17 This study design accounted for this major confounder through stratification of randomisation by age.
 
The dosage and timing of TXA administration in our study were selected in accordance with Maniar et al,19 which indicated that the three-dose regimen produces maximum effective reduction of drainage loss and total blood loss. The present findings suggest that the three-dose regimen could significantly reduce blood loss and decrease the rate of transfusion without increasing the risk of the postoperative complications of thromboembolic events and mortality. We will further study the effects of different TXA administration regimens on perioperative blood loss and blood transfusion rate in elderly patients with hip fracture.
 
Blood conservation is particularly important in patients with trochanteric fracture to prevent complications related to acute postoperative anaemia. The three-dose regimen of TXA has been reported to decrease blood loss in patients undergoing hip fracture surgery.31 32 In the present study, a significant reduction in the incidence of transfusion (17% vs 35%), perioperative blood loss, obvious blood loss, and hidden blood loss were found (Table 2) with TXA administration in trochanteric fracture surgery. These results are consistent with those of previous studies.33 34 Gausden et al35 and Schiavone et al36 reported significant reductions in transfusion rates with TXA use versus placebo. In the TXA in Hip Fracture Surgery study, Zufferey et al17 also reported the same trend with a 30% relative reduction in transfusion rates with TXA administration. Thus, our findings suggest that TXA has clear benefits in DHS or PFNA of trochanteric fractures.
 
Despite the wide use of TXA, there has been concern regarding its association with increased incidence of venous thrombosis and mortality.32 Zufferey et al17 and Schiavone et al36 reported a three-fold increase in vascular events (deep venous thrombosis, pulmonary embolism, cerebrovascular accident, and myocardial infarction) with intravenous TXA administration in hip fracture surgery, but this was not statistically significant. A number of metaanalyses have found no increase in thromboembolic complications but were unable to draw conclusions regarding the safety of TXA because of potential bias.26 27 A recent population-based study conducted by Poeran et al37 involving 872 416 patients showed no increase in thromboembolic events. In our study, no statistically significant differences were found between the TXA and placebo groups for incidence of wound complications, thromboembolic events, or mortality after 6 months’ follow-up (Table 3). Our results were in accordance with the systematic reviews of Farrow et al38 and Zhang et al,33 which indicated that TXA did not increase the risk of wound complications, thromboembolic events, or mortality.
 
In our study, the length of hospital stay in the TXA group was less than that in the placebo group. The reasons may be that, first, TXA administration can reduce perioperative blood loss and then prevent postoperative anaemia in patients; second, TXA may decrease the risk associated with transfusion by reducing the rate of transfusion. Minimising blood loss and red blood cell transfusion can enable early activity, enhance patient rehabilitation, and facilitate early hospital discharge.39
 
This study had some limitations. Although this was a randomised controlled trial, the surgical procedure was decided by the surgeon, which may have affected the outcome. In addition, the proper usage method of TXA is still unclear. Furthermore, the optimal dosing and timing of TXA administration is still controversial. Further study with a larger sample and a multicentre trial would be helpful to verify the present results.
 
Conclusion
The results of this study suggest that TXA can reduce perioperative blood loss and decrease the risk associated with transfusion by reducing the rate of transfusion without increasing the incidence of complications of thromboembolic events or mortality in patients with trochanteric fractures. Thus, off-label use of TXA can be recommended for trochanteric fracture surgery. The blood conservational effects of TXA are well established and appear to be safe and effective. In the future, we will conduct a study to clarify the reasonable dosage and timing of TXA in patients with different types of hip fractures.
 
Author contributions
All authors had full access to the data, contributed to the study, approved the final version for publication, and take responsibility for its accuracy and integrity.
 
Concept or design of study: X Zhu.
Acquisition of data: Z Jiang, M Li.
Analysis or interpretation of data: F Chen.
Drafting of the manuscript: F Chen.
Critical revision for important intellectual content: F Chen.
 
Conflicts of interest
The authors have no conflicts of interests to disclose.
 
Funding/support
This research received no specific grant from any funding agency in the public, commercial, or not-for-profit sectors.
 
Ethics approval
Approval was obtained from our institution’s internal ethics committee (No. 2016-01-025). Written informed consent was obtained from all patients or a legally authorised representative.
 
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32. Tengberg PT, Foss NB, Palm H, Kallemose T, Troelsen A. Tranexamic acid reduces blood loss in patients with extracapsular fractures of the hip: results of a randomised controlled trial. Bone Joint J 2016;98B:747-53. Crossref
33. Zhang P, He J, Fang Y, Chen P, Liang Y, Wang J. Efficacy and safety of intravenous tranexamic acid administration in patients undergoing hip fracture surgery for hemostasis: A meta-analysis. Medicine (Baltimore) 2017;96:e6940. Crossref
34. Wingerter SA, Keith AD, Schoenecker PL, Baca GR, Clohisy JC. Does tranexamic acid reduce blood loss and transfusion requirements associated with the periacetabular osteotomy? Clin Orthop Relat Res 2015;473:2639-43. Crossref
35. Gausden EB, Garner MR, Warner SJ, et al. Tranexamic acid in hip fracture patients: a protocol for a randomised, placebo controlled trial on the efficacy of tranexamic acid in reducing blood loss in hip fracture patients. BMJ Open 2016;6:e010676. Crossref
36. Schiavone A, Bisaccia M, Inkov I, et al. Tranexamic acid in pertrochanteric femoral fracture: is it a safe drug or not? Folia Med (Plovdiv) 2018;60:67-78. Crossref
37. Poeran J, Rasul R, Suzuki S, et al. Tranexamic acid use and postoperative outcomes in patients undergoing total hip or knee arthroplasty in the United States: retrospective analysis of effectiveness and safety. BMJ 2014;349:g4829. Crossref
38. Farrow LS, Smith TO, Ashcroft GP, Myint PK. A systematic review of tranexamic acid in hip fracture surgery. Br J Clin Pharmacol 2016;82:1458-70. Crossref
39. Willems JM, de Craen AJ, Nelissen RG, van Luijt PA, Westendorp RG, Blauw GJ. Haemoglobin predicts length of hospital stay after hip fracture surgery in older patients. Maturitas 2012;72:225-8. Crossref

Enhanced recovery after surgery for liver resection

Hong Kong Med J 2019 Apr;25(2):94–101  |  Epub 27 Mar 2019
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Enhanced recovery after surgery for liver resection
Charing CN Chong, FHKAM (Surgery)1; WY Chung, MSc (Nursing)1; YS Cheung, FHKAM (Surgery)1; Andrew KY Fung, FHKAM (Surgery)1; Anthony KW Fong, FHKAM (Surgery)1; HT Lok, FHKAM (Surgery)1; John Wong, FHKAM (Surgery)1; KF Lee, FHKAM (Surgery)1; Simon KC Chan, FHKAM (Anaesthesia)2; Paul BS Lai, FHKAM (Surgery)1
1 Department of Surgery, Prince of Wales Hospital, The Chinese University of Hong Kong, Shatin, Hong Kong
2 Department of Anaesthesia, Prince of Wales Hospital, The Chinese University of Hong Kong, Shatin, Hong Kong
 
Corresponding author: Prof Charing CN Chong (chongcn@surgery.cuhk.edu.hk)
 
 Full paper in PDF
 
Abstract
Introduction: Enhanced recovery after surgery (ERAS) reduces postoperative length of hospital stay and patient stress response to liver surgery. The aim of the present study was to evaluate the efficacy and feasibility of an ERAS programme for liver resection.
 
Methods: A multidisciplinary ERAS protocol was implemented for both open and laparoscopic liver resection in a tertiary hospital in Hong Kong. The clinical outcomes of patients who underwent liver resection and underwent the ERAS perioperative programme were compared with those who received a conventional perioperative programme between September 2015 and July 2016. Propensity score matching analysis was used to minimise background differences.
 
Results: A total of 20 patients who underwent liver resection were recruited to the ERAS programme. Their clinical outcomes were compared with another 20 patients who received hepatectomy under a conventional perioperative programme after propensity score matching. The ERAS programme was associated with a significantly shorter length of hospital stay (P=0.033) without an increase in complication rates in patients who underwent open liver resection. There was no such significant association in patients who underwent laparoscopic liver resection. No patients required readmission in this cohort.
 
Conclusions: The ERAS perioperative programme for liver resection is safe and feasible. It significantly shortened the hospital stay after open liver resection but not after laparoscopic liver resection.
 
 
New knowledge added by this study
  • Enhanced recovery after surgery (ERAS) for liver resection is safe and feasible in Hong Kong.
  • The ERAS programme significantly shortened hospital stays after open liver resection, but not after laparoscopic liver resection.
Implications for clinical practice or policy
  • The ERAS programme can be safety implemented for liver resection in Hong Kong.
 
 
Introduction
Enhanced recovery after surgery (ERAS) is a multimodal pathway developed to improve recovery after major surgery. Since its formal introduction in the 1990s, ERAS has been adopted quickly because of the cost efficiency derived from its reduction in length of hospital stays, an important issue in the context of current rapidly increasing healthcare costs and the consequent need for optimisation.1 2 Application of ERAS integrates various medical interventions involving surgeons, anaesthetists, physiotherapists, dieticians, and nurses.3 The benefits of ERAS have been well proven in colectomy.4 5 6 7 Liver cancer is the fourth leading cause of cancer death in both sexes worldwide.8 Liver resection remains the mainstay of curative treatment for liver cancer. Liver resection is associated with a high rate of postoperative morbidity ranging from 15% to 48%9 10 and a postoperative hospital stay of 9 to 15 days.11 The high rates of complications lead to prolonged hospital stay and increase costs of hospitalisation.
 
An ERAS programme combines a number of elements that aim to enhance postoperative recovery, facilitate earlier discharge, and reduce surgical stress response.3 4 It mainly focuses on minimising the impact of surgery on patient homeostasis.12 The reduction of postoperative physiological stress by attenuation of the neurohormonal response to the surgical intervention not only provides the basis for a faster recovery but also diminishes the risk of organ dysfunction and complications.13 Programmes for ERAS consist of well-organised pathways of clinical interventions that begin with out-patient preoperative information, counselling, and physical optimisation; proceed to pre-, intra-, and post-operative protocol-driven actions; and end with patient discharge following pre-established criteria.14 The main pillars of ERAS are extensive preoperative counselling, no bowel preparation, no sedative premedication, no preoperative fasting, preoperative carbohydrate loading, tailored anaesthesiology, perioperative intravenous fluid restriction, non-opioid pain management, no routine use of drains and nasogastric tubes, early removal of the urinary catheter, and early postoperative feeding and mobilisation.15 16 Several major studies have suggested that ERAS is feasible and significantly reduces complications and the length of hospital stay for patients undergoing colonic resection.4 5 6 7 17 Furthermore, ERAS has been successfully applied to urological,18 cardiovascular,19 gynaecological,20 orthopaedic,21 and thoracic surgeries.22 However, the literature on ERAS after liver resection is limited. The aim of the present study was to evaluate the safety and efficacy of an ERAS programme for open or laparoscopic liver resection.
 
Methods
Patients
This was a prospective feasibility study carried out in a tertiary academic hospital. The inclusion criteria recruited all consecutive patients undergoing elective liver resection who were aged 18 to 70 years, with American Society of Anesthesiologists (ASA) grade I or II, with no severe physical disabilities, who required no assistance with activities of daily living, and with informed consent available. Patients undergoing emergency surgery, who had received preoperative portal vein embolisation, who were expected to receive concomitant procedures other than cholecystectomy, who were mentally incapable of written consent, and women who were pregnant were excluded.
 
During the same period, 42 patients who fulfilled the same inclusion criteria underwent liver resection and a conventional perioperative programme, as the On-Q Pain Buster system (I-Flow Corporation, Lake Forest [CA], US) was not available for financial reasons. None of the control patients were assigned to that group because they refused the ERAS programme. Propensity score matching analysis was used to minimise bias and confounding factors in patient selection, and 20 matched pairs of patients were generated for comparison.
 
Surgery
The same team of hepatobiliary surgeons experienced in both laparoscopic and liver surgery performed all operations. Our open and laparoscopic techniques have been described previously.23 In brief, open hepatectomy was performed via right subcostal incisions with upward midline extensions and in some cases with left subcostal extensions. In most cases, the liver was mobilised in standard fashion before parenchymal transection, whereas in the rest, we adopted the anterior approach or the hanging technique. Liver transection was performed with a cavitron ultrasonic surgical aspirator (Valleylab, Boulder [CO], US) and TissueLink (TissueLink Medical Inc, Dover [DE], US). For laparoscopic hepatectomy, a combination of TissueLink and LigaSure (Valleylab) were used for liver transection. The Pringle manoeuvre was not routinely applied during liver resection. Endovascular staplers (Tyco Healthcare, Norwalk [CT], US) were used to divide larger vascular pedicles.
 
Fast-track perioperative programmes
Details of the ERAS programme and the conventional perioperative programme are summarised in Table 1. The design of the ERAS programme was based on consensus between our surgeons, anaesthetists, physiotherapists, dieticians and nurses, who reviewed the relevant literature and made appropriate adjustments to suit the local situation. Patients who were to undergo elective hepatectomy were first screened in an out-patient clinic or in wards for eligibility for the ERAS programme. Patients who fulfilled the inclusion and exclusion criteria were interviewed by the principal investigator or co-investigators for the recruitment and preoperative counselling. A guided tour on surgical ward led by a trained nurse and an information booklet about the preoperative guidance were given to each patient. The booklet described the method used for respiratory rehabilitation, daily medical events after admission, daily mobilisation goals, and nutritional goals after the operation. The patient was seen at a preoperative anaesthesia clinic for preoperative assessment of risk adjustment and education about the fast-track anaesthetic and postoperative pain management, especially during mobilisation.
 

Table 1. Summary of the ERAS and conventional perioperative programmes
 
All patients received a 20-mL local infiltration of local anaesthesia (0.25% levobupivacaine) followed by continuous wound instillation at 4 mL/h for 72 h using the On-Q Pain Buster System balloon pump (I-Flow Corporation). Pain control was supplemented using opioid-sparing multimodal analgesia, including oral paracetamol and non-steroidal anti-inflammatory drugs. For minimally invasive liver resection, continuous infiltration of the wound with local anaesthetic agents was used and early mobilisation started on postoperative day 0. The principal investigator held regular audit meetings with the research team and medical/nursing staff to ensure protocol compliance.
 
Discharge criteria
Patients could be discharged if they fulfilled the discharge criteria, which consisted of (1) adequate pain control with oral analgesics, (2) absence of nausea, (3) ability to tolerate solid food, (4) liver function on an improving trend, (5) mobilisation and self-support as compared to the preoperative level, and (6) acceptance of discharge by the patient.
 
Main outcome measures
The primary outcome of the study was total postoperative hospital stay, including that of patients readmitted within 30 days after surgery. The secondary outcomes of the study included the readmission rate and morbidity and mortality within 30 days.
 
Propensity score matching analysis
The clinical outcomes of patients who underwent liver resection and received the ERAS programme were compared with those who received a conventional perioperative programme in the same period. Propensity score matching analysis was performed to control for potential bias. Sex, age, number of co-morbidities, ASA grade, diagnosis, presence of cirrhosis, and type of resection were chosen as our baseline covariates to calculate each patient’s propensity score. The propensity scores were estimated by fitting a logistic regression model with the above covariates. The patients were then matched by their propensity scores using one-to-one nearest neighbour matching without replacement.
 
Statistical analyses
Statistical analyses and propensity score matching calculations were performed using SPSS (Windows version 20.0; IBM Corp, Armonk [NY], US). Chi squared tests (or Fisher’s exact tests, when appropriate) were used to compare categorical data. Mann-Whitney U tests were used to compare continuous, non-normally distributed outcomes between treatment groups. A two-sided P<0.05 was considered to be statistically significant.
 
Results
A total of 20 patients who underwent liver resection at Prince of Wales Hospital, Hong Kong, from September 2015 to July 2016, were recruited into the ERAS programme. Their median age was 58 years (range, 33-77 years). The majority (n=19, 95%) of the patients were in ASA grade II. Hepatocellular carcinoma (n=13, 65%) and colorectal liver metastasis (n=5, 25%) were the main indications for operation. All patients had Child-Pugh score class A. Major and minor hepatectomy were performed in eight (40%) and 12 (60%) patients, respectively. Minimally invasive hepatectomy (laparoscopic or robotic) were performed in nine patients, and the remaining 11 (55%) patients received open hepatectomy. There were no major complications as defined by the Clavien-Dindo classification of surgical complications, and no patients required readmission.24 25 Only two (10%) patients developed minor complications, which were wound seroma (n=1, 5%) and urinary retention (n=1, 5%).
 
The demographics of patients in the ERAS and conventional perioperative programme groups were comparable (Table 2). Perioperative outcomes are summarised in Table 3. There were no significant differences in patient demographics, liver function, tumour characteristics, or surgical techniques between the two groups. When compared with the conventional perioperative programme, the ERAS programme was associated with a significantly shorter postoperative hospital stay (5 vs 6 days, P=0.033). There was no significant difference in rates of postoperative complications or readmission.
 

Table 2. Comparison of patient demographics between ERAS and conventional perioperative programme
 

Table 3. Operative outcomes
 
Discussion
Results from the present study indicate that the ERAS programme is safe and feasible in both open and laparoscopic liver resections in Hong Kong. There was a significant reduction in the length of postoperative hospital stay in the ERAS group.
 
Although ERAS programmes are not new, their development in liver resection has been relatively slow because of the operation’s high complexity and the high frequency of underlying liver cirrhosis in this group of patients. Patients with liver cirrhosis who undergo liver resection have special concerns that require special attention. Because the ERAS principles for liver resection were adapted from colonic surgery, more evidence is needed to prove the benefits of ERAS in liver resection and to tailor the elements of ERAS to liver resection.
 
For example, most ERAS programmes in open liver surgery use thoracic epidural analgesia. However, patients who undergo liver surgery experience transient coagulopathy after the operation, which may increase the risk of spinal hematoma if epidural analgesia is used. One previous study indicated that epidural analgesia increases the risk of bleeding and prolongs prothrombin time after liver resection.26 Furthermore, the majority of patients with liver cancer in our locality also had co-existing liver cirrhosis. This group of patients is coagulopathic even before liver resection, and the risk of bleeding complications related to the epidural analgesic is a particular concern.27 In the present study, we used an infusion pump for continuous infiltration of the wound with local anaesthetic agents for pain control in patients who underwent open liver resection. The acute pain service provided regular ward rounds to review pain control. Other analgesics would be added if pain control was unsatisfactory. We have previously studied the analgesic efficacy of this infusion pump in open liver surgery and found that total morphine consumption was reduced in patients who received continuous wound instillation of local anaesthetic after open liver surgery. This technique also effectively reduced pain at rest and after spirometry.28 The small size of the device can facilitate early mobilisation during the postoperative period. Recent recommendations of ERAS guidelines for liver surgery suggest that routine thoracic epidural analgesia is not recommended and that a wound infusion catheter is a good alternative.29
 
Restrictive use of surgical site drains after operation is one of the key elements of most ERAS protocols to support early mobilisation and reduce postoperative pain and discomfort.30 Recent meta-analyses did not recommend routine abdominal drainage in elective uncomplicated hepatectomy.31 However, cirrhotic patients are at risk of developing ascites and bleeding after liver resection. Therefore, according to the ERAS society recommendations for perioperative care for liver surgery, the available evidence is inconclusive, and no recommendation can be given either for or against the use of prophylactic drainage after hepatectomy.29 Data from larger studies are needed to evaluate the role of intra-abdominal drains in this specific group of patients.
 
Nevertheless, ERAS protocols might still be beneficial to cirrhotic patients, particularly in regard to the omission of overnight fasting and carbohydrate loading. Cirrhotic patients have decreased hepatic glycogen storage and impaired gluconeogenesis: an overnight fast is equivalent to a fast of 2 to 3 days in a healthy person. Omission of overnight fasting and carbohydrate loading may lessen the nutritional stress for these patients.
 
Shorter hospital stays have been reported after minimally invasive liver resection.23 32 33 Whether a similar decrease in hospital stay can be achieved by open surgery with an optimised fast-track programme remains unclear. In the current series, length of hospital stay was reduced by 1 day in both the minimally invasive and open surgery groups. However, only the difference in the open surgery group reached statistical significance. The major limitation of our study is its small sample size. Therefore, it did not have enough power to demonstrate statistical significance in small differences. Early reports on ERAS in liver surgery have demonstrated a significant reduction in hospital stay by 2 to 6 days.34 35 36 Some might contend that it was careful selection of patients that resulted in the reduction of length of stay. However, diverse groups publishing on consecutive series with ERAS principles have shown consistent results.30 It is highly likely that the ERAS protocol can shorten hospital stays. However, whether it can lead to a reduction in healthcare costs will be the focus of future studies in this field. Another limitation of this study is the uncertainty of balance of characteristics between the two groups. Standardised mean differences showed imbalances of some demographics (eg, body mass index and extent of hepatectomy) between the treatment groups, but the P values did not reach statistical significance. Again this is caused by the small sample size, which yields a model that is not sensitive enough to detect small differences.
 
Conclusion
The ERAS programme for liver resection is safe and feasible. It resulted in a reduction in hospital stay without an increase in morbidity and mortality. Larger-scale studies are needed to optimise the programme’s elements and study its cost-effectiveness.
 
Author contributions
All authors had full access to the data, contributed to the study, approved the final version for publication, and take responsibility for its accuracy and integrity.
 
Concept and design of study: CCN Chong, SKC Chan, PBS Lai.
Acquisition of data: WY Chung, YS Cheung, AKY Fung, AKW Fong, HT Lok.
Analysis or interpretation of data: CCN Chong.
Drafting of the article: CCN Chong.
Critical revision for important intellectual content: PBS Lai, SKC Chan, KF Lee, J Wong.
 
Acknowledgement
We would like to thank Mr Philip Ip for his statistical support in this project.
 
Conflicts of interest
As an editor of the journal, PBS Lai was not involved in the peer review process. Other authors have no conflicts of interest to disclose.
 
Declaration
The results of this project were presented in the 12th Biennial E-AHPBA Congress 2017 (23-26 May 2017, Mainz, Germany) and in the RCSEd/CSHK Conjoint Scientific Congress 2018 (15-16 September 2018, Hong Kong).
 
Funding/support
This project was supported by a Direct Grant from the Chinese University of Hong Kong (Ref No: MD14705).
 
Ethics approval
The study was approved by the Joint Chinese University of Hong Kong–New Territories East Cluster Clinical Research Ethics Committee (CREC 2015.024).
 
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3. Kehlet H. Multimodal approach to postoperative recovery. Curr Opin Crit Care 2009;15:355-8. Crossref
4. Lemmens L, van Zelm R, Borel Rinkes I, van Hillegersberg R, Kerkkamp H. Clinical and organizational content of clinical pathways for digestive surgery: a systematic review. Dig Surg 2009;26:91-9. Crossref
5. Spanjersberg WR, Reurings J, Keus F, van Laarhoven CJ. Fast track surgery versus conventional recovery strategies for colorectal surgery. Cochrane Database Syst Rev 2011;(2):CD007635. Crossref
6. Khoo CK, Vickery CJ, Forsyth N, Vinall NS, Eyre-Brook IA. A prospective randomized controlled trial of multimodal perioperative management protocol in patients undergoing elective colorectal resection for cancer. Ann Surg 2007;245:867-72. Crossref
7. Gatt M, Anderson AD, Reddy BS, Hayward-Sampson P, Tring IC, MacFie J. Randomized clinical trial of multimodal optimization of surgical care in patients undergoing major colonic resection. Br J Surg 2005;92:1354-62. Crossref
8. Bray F, Ferlay J, Soerjomataram I, Siegel RL, Torre LA, Jemal A. Global cancer statistics 2018: GLOBOCAN estimates of incidences and mortality worldwide for 36 cancers in 185 countries. CA Cancer J Clin 2018;68:394-424. Crossref
9. Benzoni E, Molaro R, Cedolini C, et al. Liver resection for HCC: analysis of causes and risk factors linked to postoperative complications. Hepatogastroenterology 2007;54:186-9.
10. Karanjia ND, Lordan JT, Fawcett WJ, Quiney N, Worthington TR. Survival and recurrence after neo-adjuvant chemotherapy and liver resection for colorectal metastases: a ten year study. Eur J Surg Oncol 2009;35:838-43. Crossref
11. Jensen LS, Mortensen FV, Iversen MG, Jørgensen A, Kirkegaard P, Kehlet H. Liver surgery in Denmark 2002-2007 [in Danish]. Ugeskr Laeger 2009;171:1365-8.
12. Kehlet H. Fast-track surgery-an update on physiological care principles to enhance recovery. Langenbecks Arch Surg 2011;396:585-90. Crossref
13. Varadhan KK, Lobo DN, Ljungqvist O. Enhanced recovery after surgery: the future of improving surgical care. Crit Care Clin 2010;26:527-47,x. Crossref
14. Muller S, Zalunardo MP, Hubner M, Clavien PA, Demartines N; Zurich Fast Track Study Group. A fast-track program reduces complications and length of hospital stay after open colonic surgery. Gastroenterology 2009;136:842-7. Crossref
15. Wind J, Hofland J, Preckel B, et al. Perioperative strategy in colonic surgery; LAparoscopy and/or FAst track multimodal management versus standard care (LAFA trial). BMC Surg 2006;6:16. Crossref
16. Polle SW, Wind J, Fuhring JW, Hofland J, Gouma DJ, Bemelman WA. Implementation of a fast-track perioperative care program: what are the difficulties? Dig Surg 2007;24:441-9. Crossref
17. Kehlet H. Fast-track colorectal surgery. Lancet 2008;371:791-3. Crossref
18. Pruthi RS, Nielsen M, Smith A, Nix J, Schultz H, Wallen EM. Fast track program in patients undergoing radical cystectomy: results in 362 consecutive patients. J Am Coll Surg 2010;210:93-9. Crossref
19. Barletta JF, Miedema SL, Wiseman D, Heiser JC, McAllen KJ. Impact of dexmedetomidine on analgesic requirements in patients after cardiac surgery in a fast-track recovery room setting. Pharmacotherapy 2009;29:1427-32. Crossref
20. Hansen CT, Sørensen M, Møller C, Ottesen B, Kehlet H. Effect of laxatives on gastrointestinal functional recovery in fast-track hysterectomy: a double-blind, placebo-controlled randomized study. Am J Obstet Gynecol 2007;196:311.e1-7. Crossref
21. Andersen LØ, Gaarn-Larsen L, Kristensen BB, Husted H, Otte KS, Kehlet H. Subacute pain and function after fast-track hip and knee arthroplasty. Anaesthesia 2009;64:508-13. Crossref
22. Das-Neves-Pereira JC, Bagan P, Coimbra-Israel AP, et al. Fast-track rehabilitation for lung cancer lobectomy: a five-year experience. Eur J Cardiothoracic Surg 2009;36:383-91. Crossref
23. Lee KF, Chong CN, Wong J, Cheung YS, Wong J, Lai P. Long-term results of laparoscopic hepatectomy versus open hepatectomy for hepatocellular carcinoma: a case-matched analysis. World J Surg 2011;35:2268-74. Crossref
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Infection control in residential care homes for the elderly in Hong Kong (2005-2014)

Hong Kong Med J 2019 Apr;25(2):113–9  |  Epub 10 Apr 2019
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Infection control in residential care homes for the elderly in Hong Kong (2005-2014)
Grace CY Wong, MB, ChB; Tonny Ng, MMed (Public Health) Singapore, FHKAM (Community Medicine); Teresa Li, FFPH, FHKAM (Community Medicine)
Elderly Health Service, Department of Health, Hong Kong SAR Government, Hong Kong
 
Corresponding author: Dr Grace CY Wong (grace_cy_wong@dh.gov.hk)
 
 Full paper in PDF
 
Abstract
Introduction: This serial cross-sectional survey study aimed to review the trend in various infection control practices in residential care homes for the elderly (RCHEs) in Hong Kong from 2005 to 2014.
 
Methods: Annual cross-sectional surveys were conducted at all RCHEs in Hong Kong, including self-administered questionnaires, on-site interviews, inspections, and assessments conducted by trained nurses, from 2005 to 2014. In all, 98.5% to 100% of all RCHEs were surveyed each year based on the list of licensed RCHEs in Hong Kong.
 
Results: There was a substantial increase in the proportion of RCHE residents aged ≥85 years, from 40.0% in 2005 to 50.2% in 2014 (P=0.002). The percentage of RCHE residents with special care needs also increased, from 22.3% in 2005 to 32.6% in 2014 for residents with dementia (P<0.001) and from 3.4% in 2005 to 5.0% in 2014 for residents with a long-term indwelling urinary catheter (P<0.001). The proportion of RCHEs with separate rooms for isolation areas ranged from 73.6% to 80% but did not show any significant trend over the study period. The proportion of RCHEs with alcohol hand rub available showed an increasing trend from 25.4% in 2006 to 99.2% in 2014 (P=0.008). The proportion of health or care workers (who were not the designated infection control officers) passing skills tests on hand washing techniques increased from 79.2% in 2006 to 91.5% in 2014 (P=0.02). An increasing trend was also observed for the proportion of infection control officers who were able to prepare properly diluted bleach solution, from 71.5% in 2005 to 92.2% in 2014 (P=0.002).
 
Conclusions: For infection control practice to continue improving, more effort should be made to enhance and maintain proper practice, and to mitigate the challenge posed by the high turnover rates of healthcare workers in RCHEs. Introduction of self-audits on infection control practices should be considered.
 
 
New knowledge added by this study
  • From 2005 to 2014, among residents of care homes for the elderly, the proportion of those aged ≥85 years increased significantly.
  • If this trend continues, the prevalence of co-morbidities and functional impairment will also continue to increase, leading to further infection control challenges.
  • There have been improvements in infection control practices among residential care homes for the elderly in terms of manpower, facilities, practices, knowledge, and skills.
  • The most obvious improvements have been in terms of manpower and facilities; more nurses and health workers were recruited, and more residential care homes for the elderly had made alcohol hand rub available. Correct hand washing techniques among health or care workers, availability of alcohol hand rub, and knowledge on the correct method to prepare diluted bleach solution have also improved over the years.
Implications for clinical practice or policy
  • Improvements in infection control knowledge and skills among staff of residential care homes for the elderly have seemingly reached a plateau.
  • Future infection control training should aim to support sustained compliance with proper practices, through the introduction of elements such as self-audits.
 
 
Introduction
Residential care services for elderly people in Hong Kong
In 2016, 8.1% of elderly population in Hong Kong resided in non-domestic households (ie, residential care homes for the elderly [RCHEs], hospitals and penal institutions, etc).1 Residential care homes for the elderly are a heterogeneous group of institutions that provide varying levels of care for elderly people, who, for personal, social, health, or other reasons, can no longer live alone or with their families.
 
There is a mix of government-subvented, self-financed, and privately run RCHEs in Hong Kong. All RCHEs must be licensed under the Residential Care Homes (Elderly Persons) Ordinance. The RCHEs operate according to the code of practice (COP)2 issued by the licensing authority. The COP sets out guidelines, principles, procedures, and standards for the operation and management of RCHEs. A chapter in the COP is devoted to infection control, requiring the RCHE’s operator to designate an infection control officer (ICO). The ICO must coordinate and implement infection control measures within the home according to the infection control guideline issued by the Centre for Health Protection of the Department of Health.3 Operators of RCHEs are required to report specific infectious disease cases and outbreaks to the authorities.
 
Visiting health teams
Eighteen visiting health teams (VHTs) are established under the Elderly Health Service of the Department of Health in Hong Kong. Comprising 47 nurses, the teams reach out into the community and residential care settings to conduct health promotion activities for the elderly people, and carers of elderly people, aiming to increase the health awareness and the self-care ability of elderly people, and to enhance the quality of caregiving.
 
The first on-site assessment covering all RCHEs in Hong Kong on infection control performance was conducted by VHTs between August and October 2003 as an enhanced measure in response to the severe acute respiratory syndrome (SARS) outbreak. Since then, annual assessments have been conducted by VHTs to assess and monitor the effectiveness of infection control measures and to identify the training needs of healthcare staff working in RCHEs, so as to plan for training activities for the following year. Assessment results are shared with relevant stakeholders, including the licensing authority and the community geriatric teams of public hospitals which provide outreach personal medical care to residents of RCHEs. Feedback is also provided to RCHE staff, to increase their alertness and encourage improvements.
 
This study aimed to review the 10-year trend in infection control practices in RCHEs in Hong Kong, based on results of the annual VHT assessments conducted from 2005 to 2014.
 
Methods
Assessment of all RCHE facilities, and the infection control knowledge and skills of staff are conducted annually via structured questionnaires and observational checklists.
 
Sample size and coverage rate
The annual surveys cover all RCHEs in Hong Kong from 2005 to 2014, based on the lists maintained by the licensing authority.4 The coverage rate was 98.5% to 100% from 2005 to 2014. A few RCHEs were not covered because they were either non-operating (under renovation or recently closed) or refused the VHT service. These RCHEs were excluded from analysis.
 
Data collection
The surveys were conducted from August to October each year, based on an assessment protocol developed by doctors and nurses of the VHTs, and with reference to the COP,2 the prevailing “Guidelines on Prevention of Communicable Diseases in Residential Care Home for the Elderly”3 and overseas guidelines on infection control practice.5 6 7 Resident demographics, staff profiles, information on environment and facilities related to infection control, and knowledge and skills of the ICO and other staff were collected in the surveys. The assessments were divided into four parts:
 
Part I: The characteristics and profiles of residents and staff of the RCHEs, including the subjective training needs of staff, were collected through a self-administered questionnaire (online supplementary Appendix) completed by the person-in-charge of the RCHE, prior to the site visit by the VHT.
 
Part II: The environmental conditions and facilities related to infection control in RCHEs were assessed by a VHT nurse during the site visit.
 
Part III: The health monitoring and record keeping practices in RCHEs were assessed during the site visit.
 
Part IV: The knowledge and skills on infection control of staff in RCHEs were assessed in face-to-face interviews during the site visit. The ICO (or other staff, depending on the topic being assessed) of each RCHE was assessed. An additional member of staff (either a health worker or care worker) was also selected at random for assessment on hand washing technique.
 
After the assessments, data were either double-entered or double-checked by two separate colleagues. In addition, 10% of the questionnaires were audited by an independent colleague, who rechecked all questionnaires if the error rate detected was greater than 0.5% of data fields. Descriptive statistics on the characteristics of the residents and the health/personal care staff were tabulated. Categorical data were analysed by either Chi squared test or Fisher’s exact test while trend analysis was conducted by linear regression. A linear trend is reported as significant when the slope of the regression line is statistically different from zero. All analyses were conducted using SPSS (Windows version 24.0; IBM Corp, Armonk [NY], United States). This report was prepared following the STROBE (Strengthening the Reporting of Observational Studies in Epidemiology) statement.8
 
Results
The majority of RCHEs (ranging from 73.9% to 75.7%, between 2005 and 2014) were commercially operated RCHEs (“private RCHEs”). The remaining 24.3% to 26.1% were “non-private RCHEs”, comprising those that received subsidies or subventions from the government and those that were non–profit making and self-financing in nature.9
 
Part I: Characteristics of residents and staff of residential care homes for the elderly
Age profile of residents
The age profile of the residents in RCHEs from 2005 to 2014 is shown in the Figure. An apparent ageing trend is observed with the proportion of RCHE residents aged ≥85 years rising from 40.0% (23 718) in 2005 to 50.2% (31 149) in 2014 (P=0.002).
 

Figure. Age profile of residents in residential care homes for the elderly (RCHEs) in Hong Kong from 2005 to 2014
 
Residents with special care needs
Table 1 shows the percentage of residents with special care needs from 2005 to 2014. The proportion of residents with dementia increased from 22.3% in 2005 to 32.6% in 2014 (P<0.001). The percentage of residents with a long-term indwelling urinary catheter increased from 3.4% in 2005 to 5.0% in 2014 (P<0.001), representing a 47% increase in the number of patients with a long-term indwelling urinary catheter.
 

Table 1. Percentage of residents with special care needs in residential care homes for the elderly in Hong Kong from 2005 to 2014
 
Manpower in residential care homes for the elderly
The resident-to-staff ratios in RCHEs from 2005 to 2014 are shown in Table 2. The major types of staff in RCHEs in Hong Kong are professionally qualified nurses (including registered nurses and enrolled nurses registered under the Nursing Council of Hong Kong), health workers who have completed basic training recognised by the licensing authority, care workers who have not received any official training, and other staff including allied health and supporting staff. There were no significant changes in overall resident-to-staff ratio over the study period. For nurses and health workers, the overall manpower ratios improved from 30:1 and 27:1 in 2005 to 23:1 and 17:1 in 2014, respectively (both P<0.001). Increases in numbers of full-time and part-time nurses and health workers contributed to the improvements in these ratios.
 

Table 2. Resident-to-staff manpower ratio in residential care homes for the elderly in Hong Kong from 2005 to 2014
 
There was an observable difference in terms of the number of nurses between private RCHEs and non-private RCHEs. In 2014, the resident-to-nurse ratio was 58:1 in private RCHEs compared with 11:1 in non-private RCHEs. In fact, the majority of private RCHEs (70.9%) did not employ any nursing staff. In contrast, only 3.8% of non-private RCHEs did not have any nursing staff. Only 18.5% of private RCHEs had assigned nurses as ICOs, whereas the percentage was 93.0% in non-private RCHEs. The rest of the RCHEs appointed health workers as ICOs.
 
Part II: Infection control—environment and facilities
Common area
The RCHEs are collective living places where communicable diseases can easily spread through contact with the environment. Therefore, it is essential for RCHEs to be equipped with proper facilities to prevent outbreaks. After years of promotion, the proportion of RCHEs with alcohol hand rub increased significantly from 25.4% in 2006 to 99.2% in 2014 (P=0.008), as shown in Table 3. Nevertheless, further examination of a selected bottle of alcohol hand rub at each of the RCHEs revealed that, in 2014, only 92.4% of RCHEs had alcohol hand rub that had proper concentrations and were within the expiry dates. Although this was an improvement from 64.1% in 2008, a difference in performance was observed in 2014, with only 90.7% of private RCHEs having proper alcohol hand rub, compared with 97.3% of non-private RCHEs (P=0.003).
 

Table 3. Performance on various infection control practices in residential care homes for the elderly (RCHEs) in Hong Kong from 2005 to 2014
 
Isolation area
According to the COP for RCHEs,2 an isolation facility is a basic requirement for an RCHE and is defined as “a designated area or room with good ventilation, adequate space for equipment for proper disposal of personal and clinical wastes, and basic hand hygiene and hand-drying facilities as well as electric call bell.” The proportion of RCHEs equipped with a designated room as an isolation area for fever cases ranged from 73.6% to 80.0% between 2005 and 2014. No obvious trend was observed. In 2014, 19.9% and 0.8% of RCHEs were still only able to provide fixed boards of either three-quarters or half the height of the room, respectively, as partitions for the isolation area instead of providing separate rooms (Table 3). More non-private than private RCHEs were able to designate a separate room for isolation in 2014 (90.3% vs 73.3%, P<0.05). However, of the rooms designated as isolation areas, 1.5% in non-private RCHEs and 5.3% in private RCHEs were found to be occupied by residents without the need for isolation, or used for storage.
 
Part III: Health monitoring and record keeping in residential care homes for the elderly
For contact tracing and outbreak investigation, a proper record system is essential. Only 60.3% of all RCHEs kept proper visitors’ record in 2005, increasing to 92.1% in 2014. There were also moderate improvements in the maintenance of sick leave records for staff, fever records for residents, and training records on infection control for staff, as shown in Table 3. However, a statistically significant trend could not be identified.
 
Part IV: Infection control skills and practice
The ICO’s skill at hand washing, wearing and removing of personal protective equipment, and preparing bleach solution for environmental disinfection were tested in each RCHE. In addition to assessing the ICO, a health worker or care worker was also selected at random for hand washing technique auditing. The proportion of ICOs with proper hand washing technique increased from 86.7% in 2005 to 96.9% in 2014, although a statistically significant trend was not observed (P=0.14). However, an improvement trend was observed for non-ICO health/care workers from 79.2% in 2006 to 91.5% in 2014 (P=0.02) [Table 3]. The proportion of ICOs with proper skills on wearing and removing of personal protective equipment ranged from 80.7% to 88.9% between years 2006 and 2014 (P=0.27). The proportion of ICOs who were able to prepare bleach solution with the proper concentration showed an improving trend from 71.5% in 2005 to 92.2% in 2014 (P=0.002).
 
Discussion
Infectious disease outbreaks are major concerns for RCHEs as they often lead to significant morbidity and mortality. Local data on infection control practices among RCHEs are limited. The current study is the first institution-based serial survey on the trend of infection control practices among RCHEs.
 
Residents of RCHEs are often functionally impaired, putting them at higher risk of infection.10 Our results show that the proportion of RCHE residents aged ≥85 years is increasing (Fig). This is expected to result in increased prevalence of co-morbidities and functional impairment, leading to further infection control challenges.
 
There have been improvements in infection control practices among RCHEs over the study period from 2005 to 2014, in terms of manpower, facilities, practices, knowledge, and skills. The improvement was most obvious in terms of manpower and facilities. More nurses and health workers were recruited into RCHEs, and common areas equipped with alcohol hand rub. There was also a 10.2% improvement in hand washing skills and a 5.9% improvement on skills of wearing and removing of personal protective equipment among ICOs during the study period (Table 3). Possible contributory factors to such improvements may include the overall increased level of awareness on the importance of infection control, increased availability of manpower11 12 13 and financial resources, and improved access to infection control training programmes.
 
Despite the improvements in infection control, there are some areas of concern that are worth noting.
 
First, there was a sharp initial increase in the number of RCHEs that had separate rooms as isolation areas in 2004. This was likely an enhancement measure in response to the SARS outbreak in 2003. However, the proportion of RCHEs with separate isolation rooms has remained stable at around 70% since then, despite ongoing training and education. Possible explanations for this plateau include lack of space, other competing demands, and other resourcing issues.
 
A similar plateau effect was also observed for knowledge and skills on infection control measures. The RCHE staff’s knowledge on the assessment items significantly improved (to near 90% for most topics), then showed little further improvement.
 
Non-private RCHEs consistently performed better than private RCHEs, especially in terms of nursing manpower, availability of proper isolation areas, and availability of effective alcohol hand rub. There is a fundamental funding difference between private and non-private RCHEs. In addition to complying with statutory requirements, government subvented RCHEs or those providing subsidised places (eg, RCHEs participating in bought place schemes) are also required to meet quality standards set out in the service contracts with the government. However, private RCHEs not participating in such schemes are only required to comply with the minimum statutory standards, such that service quality among private RCHEs remains variable.14
 
Moreover, the high staff turnover rate in the private sector may also explain why the performance of infection control in private RCHEs still lags behind that of non-private RCHEs, because knowledge and skills are not retained when trained care workers leave.15
 
There are several main limitations to our study. First, although RCHE staff have attained a generally adequate level of knowledge and skills on infection control, the implementation or the extent of adoption of these skills in daily practice could not be ascertained by our assessments which took the form of knowledge and skill tests rather than covert observation of real practice. In addition, the achieved results might not be representative, because the pre-scheduling allowed ample lead time for the staff of the RCHEs to prepare for the assessment. Unannounced visits and covert observation might provide a more accurate assessment of staff skill levels and the extent of application of such skills in daily practice, although covert observation itself may pose other practical challenges.16
 
Second, it was not feasible for us to interview all staff during our site visits, because the RCHEs must maintain routine service for residents. During site visits, we assessed the knowledge and practice of only the ICO and one additional health or care worker. The performance of these two selected workers might not be representative of all staff of the RCHE.
 
Third, to enhance comparability of assessment results, most questions asked and skills tested were similar between years. Thus, the assessment content might become predictable as the assessments were repeated annually. This might have led to survey fatigue and inability to capture true performance.
 
With an increasingly frail and ageing cohort of residents, RCHEs are expected to face a growing risk of infectious disease outbreaks in the coming decades, especially those involving multidrug-resistant organisms. Other than general infection control measures already adopted by the RCHEs, having a stable and well-trained workforce will become an increasingly important factor in determining the success of RCHEs in combating infectious diseases, especially as the number of elderly residents with special care needs (such as those with indwelling urinary catheters or on nasogastric feeding) is rising. Manpower planning, development, and staff retention will remain a challenge for infection control.
 
Moreover, as knowledge and skills on infection control have stopped improving, training on infection control should emphasise encouraging sustainability of vigilant practices. Measures including self-auditing on infection control should be considered, to encourage RCHE staff to monitor their own infection control performance on a regular basis, between annual external assessments.
 
Conclusion
This is the first territory-wide report on trends in infection control performance in RCHEs in Hong Kong. Data collected enabled us to understand the strengths and limitations in RCHEs on infection control, thus allowing stakeholders to design more targeted infection control training programmes.
 
Knowledge and skills on infection control have reached an adequate level and remained stable. Future infection control training should aim to support sustained compliance with proper practice, through introduction of elements such as self-audits.
 
Author contributions
All authors had full access to the data, contributed to the study, approved the final version for publication, and take responsibility for its accuracy and integrity.
 
Concept or design: GCY Wong, T Ng, T Li.
Acquisition of data: GCY Wong.
Analysis or interpretation of data: GCY Wong.
Drafting of the article: GCY Wong.
Critical revision for important intellectual content: T Ng, T Li.
 
Conflicts of interest
The authors have disclosed no conflict of interest.
 
Funding/support
The report was funded by the Department of Health, Hong Kong.
 
Ethics approval
A waiver for ethical review was endorsed by the Ethics Committee of the Department of Health, Hong Kong.
 
References
1. Census and Statistics Department, Hong Kong SAR Government. 2016 Population By-census. Thematic report: older persons. Available from: https://www.bycensus2016.gov.hk/data/16BC_Older_persons_report.pdf. Accessed 8 Jan 2019.
2. Social Welfare Department, Hong Kong SAR Government. Code of practice for residential care homes (elderly persons). Available from: http://www.swd.gov.hk/doc/LORCHE/CodeofPractice_E_201303_20150313R3.pdf. Accessed 8 Jan 2019.
3. Department of Health, Hong Kong SAR Government. Guidelines on prevention of communicable diseases in residential care home for the elderly (3rd edition). Available from: https://www.chp.gov.hk/files/pdf/guidelines_on_prevention_of_communicable_diseases_in_rche_eng.pdf. Accessed 8 Jan 2019.
4. Social Welfare Department, Hong Kong SAR Government. List of residential care homes. Available from: https://www.swd.gov.hk/en/index/site_pubsvc/page_elderly/sub_residentia/id_listofresi/. Accessed 8 Jan 2019.
5. World Health Organization. WHO guidelines on hand hygiene in health care. Available from: http://apps.who.int/iris/bitstream/handle/10665/44102/9789241597906_eng.pdf?sequence=1. Accessed 8 Jan 2019.
6. Audit tools for monitoring infection control guidelines within the community setting. Bathgate, UK: Infection Control Nurses Association; 2005.
7. Routine practices and additional precautions in all health care settings. Canada: Provincial Infectious Diseases Advisory Committee. Ministry of Health and Long-Term Care; 2009.
8. von Elm E, Altman DG, Egger M, Pocock SJ, Gøtzsche PC, Vandenbroucke JP; STROBE Initiative. The strengthening the reporting of observational studies in epidemiology (STROBE) statement: guidelines for reporting observational studies. PLoS Med 2007;4:e296. Crossref
9. Social Welfare Department, Hong Kong SAR Government. SWD elderly information website. Type of residential care homes. Available from: https://www.elderlyinfo.swd.gov.hk/en/rches_natures.html. Accessed 8 Jan 2019.
10. Büla CJ, Ghilardi G, Wietlisbach V, Petignat C, Francioli P. Infections and functional impairment in nursing home residents: a reciprocal relationship. J Am Geriatr Soc 2004;52:700-6. Crossref
11. Castle NG, Engberg J. The influence of staffing characteristics on quality of care in nursing homes. Health Serv Res 2007;42:1822-47. Crossref
12. Bostick JE, Rantz MJ, Flesner MK, Riggs CJ. Systematic review of studies of staffing and quality in nursing homes. J Am Med Dir Assoc 2006;7:366-76. Crossref
13. Bowers BJ, Esmond S, Jacobson N. The relationship between staffing and quality in long-term care: exploring the views of nurse aides. J Nurs Care Qual 2000;14:55-64. Crossref
14. Hong Kong SAR Government’s response to a question raised by a Legislative Councillor on 11 January 2017. Available from: https://www.info.gov.hk/gia/general/201701/11/P2017011100501.htm. Accessed 28 Jan 2019.
15. Research Brief Issue No. 1 2015-2016, Research Office, Legislative Council Secretariat, Hong Kong. Available from: https://www.legco.gov.hk/research-publications/english/1516rb01-challenges-of-population-ageing-20151215-e.pdf. Accessed 8 Jan 2019.
16. Petticrew M, Semple S, Hilton S, et al. Covert observation in practice: Lessons from the evaluation of the prohibition of smoking in public places in Scotland. BMC Public Health 2007;7:204. Crossref

Poisoning by toxic plants in Hong Kong: a 15-year review

Hong Kong Med J 2019 Apr;25(2):102–12  |  Epub 10 Apr 2019
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Poisoning by toxic plants in Hong Kong: a 15-year review
WY Ng, MB, ChB, PhD1; LY Hung, MB, BS1; YH Lam, MPhil1; SS Chan, MSc1; KS Pang, MSc2; YK Chong, FHKAM (Pathology)1; CK Ching, FRCPA, FHKAM (Pathology)1; Tony WL Mak, FRCPath, FHKAM (Pathology)1
1 Hospital Authority Toxicology Reference Laboratory, Department of Pathology, Princess Margaret Hospital, Laichikok, Hong Kong
2 Hong Kong Herbarium, Agriculture, Fisheries and Conservation Department, Hong Kong
 
Corresponding author: Dr Tony WL Mak (makwl@ha.org.hk)
 
 Full paper in PDF
 
Abstract
Introduction: Hong Kong has a great diversity of plants, many of which are toxic to humans. The aim of this study was to identify the plant species most commonly involved in cases of plant poisoning in Hong Kong and to provide clinicians with a reference tool for the diagnosis and management of plant poisoning.
 
Methods: We retrospectively reviewed all plant poisoning cases referred to the Hospital Authority Toxicology Reference Laboratory from 1 January 2003 to 31 December 2017. Demographics, clinical presentation, laboratory findings, treatment and outcomes of patients, as well as morphological identification and analytical testing of the plant specimens, were investigated.
 
Results: A total of 62 cases involving 26 poisonous plant species were identified, among which Alocasia macrorrhizos (Giant Alocasia), Gelsemium elegans (Graceful Jessamine), and Rhododendron (Azalea) species were the three most commonly encountered. Gastrointestinal toxicity (n=30, 48%), neurological toxicity (n=22, 35%), and hepatotoxicity (n=6, 10%) were the three most common clinical problems. Forty-nine (79%) and eight (13%) patients had mild and moderate toxicity, respectively; they all recovered shortly with supportive treatment. The remaining five (8%) patients experienced severe toxicity requiring intensive care support. Most patients (n=61, 98%) used the plants intentionally: as a medicinal herb (n=31), as food (n=29), and for attempting suicide (n=1). Reasons for using the poisonous plants included misidentification (n=34, 55%), unawareness of the toxicity (n=20, 32%), and contamination (n=6, 10%).
 
Conclusions: Although most plant exposure resulted in a self-limiting disease, severe poisonings were encountered. Epidemiology of plant poisonings is geographically specific. Clinicians should be aware of local poisonous plants and their toxicities.
 
 
New knowledge added by this study
  • The three most common plants causing poisoning in Hong Kong were Alocasia macrorrhizos, Gelsemium elegans, and Rhododendron species.
  • Plants causing severe and potentially fatal poisonings in Hong Kong were Abrus precatorius, Gelsemium elegans, Rhododendron species, and Emilia sonchifolia.
Implications for clinical practice or policy
  • Plant poisoning is uncommon but can be severe.
  • Raising public awareness minimises unintentional poisoning.
  • This study provided useful reference for the local clinicians to diagnose and manage plant poisonings.
 
 
Introduction
Many plants are poisonous to humans. Surveys of various toxicology centres in Australia,1 Germany,2 3 Morocco,4 New Zealand,5 Sweden,6 Thailand,7 the United Kingdom,8 and the United States9 10 showed that plant exposure was responsible for 1.8% to 8% of all inquiries. Most plant exposures did not result in significant toxicity, but severe and life-threatening poisonings have been reported. As reported by the Moroccan Poison Control Centre from 1980 to 2011, plants were the cause of approximately 5% of all fatal cases of intoxication encountered.4 Consumption of wild plants as “medicinal herbs” or food is not an uncommon practice in Hong Kong, and severe plant poisoning cases have been reported.11 12 13 14 15 16 17 18 19 However, local epidemiology data on plant poisoning are sparse and limited.
 
Owing to the variable clinical features and rare occurrence of plant poisonings, diagnosing and treating these patients remain a challenge to our frontline clinicians. Although history of plant exposure is important, it is often insufficient to pinpoint the incriminating toxic plant. Misidentification of plant is a common cause of poisoning in the first place. Morphological identification of a poisonous plant and biochemical confirmation are generally not available to guide immediate clinical management. Therefore, clinical features are critical for initiating supportive treatment, which is a common strategy for treating poisonings of an uncertain nature.
 
Classifications of clinically significant plant toxins have been proposed in order to aid rapid recognition and management of these patients.20 21 Plant toxins can be broadly classified into four groups: (1) cardiotoxic toxins, such as cardiac glycosides; (2) neurotoxic toxins, such as gelsemium alkaloids, grayanotoxins, solanaceous tropane (anticholinergic) alkaloids, strychnine, and brucine; (3) cytotoxic toxins, such as colchicine, mimosine, plumbagin, toxalbumins; vinblastine, and vincristine; and (4) gastrointestinal-hepatotoxic toxins, such as amaryllidaceous alkaloids, calcium oxalate raphide, cycasin, pentacyclic triterpenoids, phorbol esters, phytolaccatoxins, plumericin, pyrrolizidine alkaloids, saponins, steroidal alkaloids, tetrahydropalmatine, and teucvin.
 
The Hospital Authority Toxicology Reference Laboratory (HATRL), the only tertiary clinical toxicology laboratory in Hong Kong, provides support to all local hospitals in managing patients with complex poisoning problem, including cases of plant poisonings. Besides plant identification, HATRL provides specialised toxicology testing for certain plant toxins, especially for those with significant clinical toxicity and management impact.16 22 The aim of the present study was to identify the plant species most commonly involved in cases of plant poisoning in Hong Kong, in order to promote awareness among local clinicians and to provide a reference for diagnosing and managing plant poisonings.
 
Methods
All cases of suspected plant-related poisoning referred to the HATRL from January 2003 to December 2017 were retrospectively reviewed. Clinical data were collected by reviewing the laboratory database and patient medical records. Demographic characteristics, clinical presentation, drug history, laboratory and toxicological findings, progress, and outcomes of these patients were reviewed. The causal relationships between the clinical presentation and plant use were evaluated based on known adverse effects of the specified plant or toxins, the temporal sequence, exclusion of other underlying or concurrent diseases which could otherwise account for the clinical presentation, and progress after discontinuation of plant use. Severity of the poisoning cases was graded according to an established poisoning severity score as follows23: mild, transient, and spontaneously resolving symptoms (mild); pronounced or prolonged symptoms (moderate); severe or life-threatening symptoms (severe); and fatal poisoning (fatal). Descriptive statistics were used to present the results.
 
In collaboration with the Hong Kong Herbarium, Agriculture, Fisheries and Conservation Department, available plant specimens were sent for morphological identification. Mass spectrometry–based and microscopy-based tests for specific plant toxin(s) were developed, and performed on selected cases, guided by clinical presentation of the patients and types of the toxic plant(s) exposed. Mass spectrometry–based analytical platforms can identify the majority of the clinically significant plant toxins affecting the cardiovascular, neurological, gastrointestinal, hepatological, and renal systems in plant and biological specimens. The poisonous plants commonly encountered in Hong Kong and the corresponding plant toxins are summarised in Table 1.24
 

Table 1. Mechanism of toxicity and poisoning features of common plant toxins, and the corresponding poisonous plants in Hong Kong24
 
The ethics committee exempted the study group from obtaining patient consent because the presented data were anonymised, and the risk of identification was low. The STROBE guidelines were used to ensure the reporting of this study.25
 
Results
A total of 62 cases of confirmed plant poisoning, involving 26 plant species, were identified within the study period. The patients were referred from 14 local hospitals administered by the Hospital Authority. Almost all patients (n=60, 97%) were Chinese, 29 (47%) were male, and 33 (53%) were female. The median age was 50 years (range, 1 month to 83 years), including three children (range, 1-23 months) and four adolescents (range, 15-18 years). The route of exposure was oral in 60 (97%) patients and topical in two (3%) patients. The majority of the patients (n=55, 89%) developed acute toxic symptoms after a single use of the plants, while the remaining patients (n=7, 11%) reported a history of prolonged exposure. Details of the plant poisoning cases, including the involved plant species and toxins, clinical presentation and outcome of these patients are summarised in Table 2.
 

Table 2. Summary of plant poisoning cases encountered from 2003 to 2017, details and severity of poisonings, presentation signs and symptoms, treatment, and outcome of the patients
 
Gastrointestinal toxicity was the most common clinical presentation (n=30, 48%). Of these 30 patients, 17 developed oromucosal irritation after ingestion of calcium oxalate raphide–containing plants. The other 13 patients presented with gastroenteritis-like symptoms, such as nausea, vomiting, abdominal pain and diarrhoea, after ingestion of plant containing gastrointestinal irritants (n=11) or cytotoxic toxins (n=2). Neurological toxicity was the second most common presenting symptoms (n=22, 35%), mainly caused by gelsemium alkaloids (n=12), Solanaceous tropane alkaloids (n=4), and grayanotoxins (n=3). Hepatotoxicity was encountered in six (10%) patients. Five patients had abnormal liver function test results owing to the use of teucvin (n=1), pyrrolizidine alkaloids (n=1), and other unknown hepatotoxin(s) (n=3); one patient developed cholestasis after exposure to pentacyclic triterpenoids. Cases of nephrotoxicity (n=2, 3%), cardiotoxicity (n=1, 2%), and dermatological toxicity (n=1, 2%) were also recorded.
 
Most of the patients experienced mild (n=49, 79%) or moderate toxicity (n=8, 13%). Of them, 55 patients recovered within days with supportive treatment. The other two patients with nephrotoxicity had residual renal impairment after discontinuation of plant use; in one of them a renal biopsy study showed tubulonephritic changes. The remaining five patients (8%) experienced severe toxicity after the use of Abrus precatorius (n=1), Gelsemium elegans (n=2), Rhododendron species (n=1), and Emilia sonchifolia (n=1), and all five required intensive care support.
 
The morphological identification and biochemical analysis process followed to identify the plants involved in the 62 cases of intoxication is shown in Figure 2. Most patients provided fresh plant specimens (n=53, 85%) or photograph of the plant (n=3, 5%) they had consumed. Among these specimens received by our laboratory, 43 could be identified morphologically with the aid of the Hong Kong Herbarium, Agriculture, Fisheries and Conservation Department. Biochemical analysis for specific plant toxin(s) were attempted in the plant or the biological specimens in 45 (73%) cases, with 41 yielding diagnostic information, including six cases with no plant specimens for identification and 13 cases with unsuccessful identification. There were 22 (35%) cases with both informative morphological identification and biochemical results. Among these 22 cases, the morphological identification and biochemical results were coherent in 20. For the remaining two cases with clinical gelsemium poisoning, gelsemium alkaloids were detected in both the urine and plant specimens. However, the plant specimen was morphologically identified as Cassytha filiformis. Cassytha filiformis is a non-toxic plant that has been shown to parasitise Gelsemium elegans and absorb gelsemium alkaloids, leading to poisoning.18 Patient accuracy in identification of plants was low. Although 56 (90%) patients had given common names of the plants they consumed, only 19 of them were correct.
 

Figure 2. Flowchart showing morphological identification and biochemical analysis performed in the 62 cases of plant intoxication in this study
 
Patients consumed the plants as medicinal herbs (n=31, 50%), as food (n=29, 47%), in an attempted suicide (n=1, 2%), or accidentally, in one paediatric patient (n=1, 2%). Causes of poisoning in patients using the plants as medicinal herbs or food included plant misidentification (n=34), unawareness/underestimation of the potential toxicity (n=20), or contamination of non-toxic plants with poisonous ones (n=6). The sources of the poisonous plants used included self-collecting from parks or the countryside (n=37, 60%), obtaining from friends or relatives (n=20, 32%), growing at home (n=3, 5%), and buying from wet markets (n=2, 3%). The plants were obtained in Hong Kong (n=49, 79%) or mainland China (n=12, 19%), with one (2%) case collected from the Philippines.
 
Discussion
The 62 cases reported herein represent the largest series of plant poisoning cases in Hong Kong confirmed by either morphological identification or biochemical confirmation. Comparing our results with those of studies from other regions, the pattern of plant poisoning is considerably different. Plant poisonings reported in Western countries are predominantly accidental exposure in children,3 7 10 whereas in the present study, most patients were adults poisoned after intentional use of wild plants. The highly urbanised and industrialised nature of Hong Kong explains the low incidence of paediatric accidental poisoning. The relatively high rate of adult poisoning may be related to the long-standing tradition and Chinese culture of using wild plant as “medicinal herbs” and “vegetables”. Recreational abuse of toxic plants, such as Datura species,26 27 which are responsible for a significant number of poisoning cases reported in other regions, was not observed locally.
 
The most common type of poisoning in the current study was the use of raphide-containing plants, such as Alocasia macrorrhizos, accounting for more than 25% of cases. The roots of these plants are frequently mistaken as edible taro.28 Although all cases in this study were mild, severe outcomes including oropharyngeal oedema, upper airway obstruction, or systemic toxicity are possible.29 30
 
Similar to previous reports of plant poisoning,3 5 7 most patients in the present study developed mild transient symptoms and recovered with supportive management and discontinuation of exposure. However, there were five cases of severe poisoning requiring intensive care support, involving the use of Gelsemium elegans, Rhododendron species, Abrus precatorius, and Emilia sonchifolia (Fig 1).
 

Figure 1. The four types of poisonous plants causing severe toxicity in our patients (reproduced from reference 24 with permission)
 
Gelsemium elegans is one of the most notorious poisonous plants in Hong Kong and South-East Asian countries and has been used for homicidal and suicidal purposes.31 32 Severe gelsemium toxicity can result in respiratory depression and even death. In our case series, two clusters of “hidden” gelsemium poisoning were identified where the patients consumed non-toxic parasitic Cassytha filiformis which absorbed gelsemium alkaloids from Gelsemium elegans on which it grew.18 Similar cases of hidden gelsemium poisoning from contaminated dried herbs Ficus hirta have been reported in Hong Kong.16
 
Rhododendron species and other plants in the Ericaceae family contain grayanotoxins.33 Severe grayanotoxin poisoning may result in respiratory depression and arrhythmias.34 “Mad honey” containing nectar of Ericaceae plants is known to be a source of exposure in Hong Kong,35 but poisonings due to direct consumption of Rhododendron flowers are not uncommon.12
 
The seed of Abrus precatorius contains the protein abrin, an extremely poisonous toxin similar to ricin that can result in multi-organ failure.36 37 These seeds are sometimes used in beaded jewellery, in addition to being collected, providing another potential source of exposure.37 Cases of abrin poisoning due to suicidal attempt or accidental ingestion have been reported worldwide,38 39 40 but such poisoning is rare in Hong Kong.
 
The toxic constituents in Emilia sonchifolia are pyrrolizidine alkaloids.41 Massive acute ingestion can lead to hepatotoxicity and coagulopathy, while chronic low-dose exposure can result in liver cirrhosis and hepatic veno-occlusive disease.42 43 44 Certain types of traditional Chinese medicine, such as Flos farfarae and Herba senecionis scandentis, are potential sources of pyrrolizidine alkaloids exposure in Hong Kong,45 46 but toxicity due to wild plant consumption is relatively rare.14
 
Timely diagnosis of plant poisonings is very difficult. Local epidemiology data are scarce, and reports published in other parts of the world are of limited use because plant species are geographically specific. Patients might volunteer a history of plant exposure, but the information they provide may be uninformative, misleading, or incorrect. In our case series, among those who provided a common name of the plant, only 34% were correct.
 
Our results demonstrate the importance of adopting a complementary approach, incorporating clinical toxidrome, morphological identification of plant specimens, and biochemical analysis of plant toxins, in order to achieve maximal diagnostic efficacy. Clinical history may not be particularly informative. The presenting toxidrome is more objective and useful for identifying the plant responsible for the poisoning, and this diagnostic approach is well supported in the literature.20 21
 
Table 1 summarises and categorises commonly encountered local poisonous plants by toxidromes. This may serve as quick reference for clinicians to allow rapid identification of the plant and prompt management of the poisoning. However, clinicians should also be aware that the toxicity of some plants may not be well characterised, and that some plants may give rise to non-specific toxidrome, rendering this approach less useful in certain cases.
 
Specialised toxicological investigation may provide additional evidence to confirm or refute the provisional diagnosis. In most situations, morphological identification of the plant is sufficient to achieve a diagnosis, if a well-preserved plant specimen is provided. However, a plant specimen is not always available; even if available, it may not be representative of the plants consumed by the patient, or may have been deformed due to prior processing. An equally important tool is target testing for specific plant toxin(s) in the plant or biological specimens based on clinical suspicion. This is a powerful tool for confirming the diagnosis, especially when plant specimen is not available; and for identifying cases of contamination with an unclear or hidden source.18 However, these investigations cannot aid immediate management in the emergency room.
 
Diagnosis of plant poisoning requires a proactive rather than a reactive approach. A knowledge database comprising the clinical toxicity, morphology, and biochemical analysis of local toxic plants is an important tool to prepare clinicians and healthcare professionals, such as that provided by the Hospital Authority.24 This public resource can also be used to educate the general public on the dangers of wild plants.
 
As a retrospective study, this study has several limitations. This study is subjected to selection bias as the data collection is a passive procedure depending on test or consultation requests by clinicians, and there might be incomplete or missing data. Moreover, for those with history of exposure or mild clinical symptoms, toxicology testing or consultation may not be requested, our data might therefore include only cases with more severe outcome in the overall continuum of plant poisoning. Inevitably, some plant exposures were not reported to our laboratory, and thus our findings may underestimate the actual number of cases.
 
Conclusions
Diagnosing plant poisoning is challenging and the epidemiology of plant poisonings is geographically specific. Clinicians should consider a complementary approach with consideration of the clinical toxidromes, local epidemiological data, botanical and toxicological findings to help recognition of the plants involved in cases of intoxication. Plant specimens and biological specimens should be saved whenever possible for toxicological analysis. Clinicians should be aware of local poisonous plants and their toxicities. Although most plant exposure resulted in a self-limiting disease, severe poisonings were encountered. The public should be educated about the potential hazards of consuming plants obtained from the wild and discouraged from engaging in this practice.
 
Author contributions
All authors had full access to the data, contributed to the study (including concept or design, acquisition of data, analysis or interpretation of data, drafting of the manuscript, and critical revision for important intellectual content), approved the final version for publication, and take responsibility for its accuracy and integrity.
 
Conflicts of interest
All authors have disclosed no conflicts of interest.
 
Declaration
Some of the cases have been published by the authors in electronic form24 and in book form (Mak WL, Lam YH, Ching CK, Chan SS, Chong YK, Ng WY, editors. Atlas of Poisonous Plants in Hong Kong—A Clinical Toxicology Perspective. Hong Kong: Hospital Authority Toxicology Reference Laboratory; 2016), and presented at the Hospital Authority Toxicology Services Scientific Conference 2016 (“Poisonous plants in Hong Kong—a clinical perspective”). Some of the cases have been previously published as case reports by the authors and other units.12 13 14 15 16 17 18 19
 
Funding/support
This research received no specific grant from any funding agency in the public, commercial, or not-for-profit sectors.
 
Ethics approval
The study was approved by the Hong Kong Hospital Authority Kowloon West Cluster Research Ethics Committee (Ref. KW/EX-16-036[96-18(TCM)]).
 
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Totally laparoscopic versus open gastrectomy for advanced gastric cancer: a matched retrospective cohort study

Hong Kong Med J 2019 Feb;25(1):30–7  |  Epub 18 Jan 2019
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Totally laparoscopic versus open gastrectomy for advanced gastric cancer: a matched retrospective cohort study
Brian YO Chan, MB, ChB, MRCSEd1; Kelvin KW Yau, MStats, PhD2; Canon KO Chan, FRCS, FHKAM (Surgery)1
1 Department of Surgery, Queen Elizabeth Hospital, Jordan, Hong Kong
2 Department of Management Sciences, City University of Hong Kong, Kowloon Tong, Hong Kong
 
Corresponding author: Dr Canon KO Chan (chankoc@gmail.com)
 
  A video clip illustrating totally laparoscopic subtotal gastrectomy for a patient with gastric cancer is available at www.hkmj.org
 
 
 Full paper in PDF
 
Abstract
Introduction: Laparoscopic gastrectomy revolutionised the management of gastric cancer, yet its oncologic equivalency and safety in treating advanced gastric cancer (especially that in smaller centres) has remained controversial because of the extensive lymphadenectomy and learning curve involved. This study aimed to compare outcomes following laparoscopic versus open gastrectomy for advanced gastric cancer at a regional institution in Hong Kong.
 
Methods: Fifty-four patients who underwent laparoscopic gastrectomy from January 2009 to March 2017 were compared with 167 patients who underwent open gastrectomy during the same period. All had clinical T2 to T4 lesions and underwent curative-intent surgery. The two groups were matched for age, sex, American Society of Anaesthesiologists class, tumour location, morphology, and clinical stage. The endpoints were perioperative and long-term outcomes including survival and recurrence.
 
Results: All patients had advanced gastric adenocarcinoma and received D2 lymph node dissection. No between-group differences were demonstrated in overall complications, unplanned readmission or reoperation within 30 days, 30-day mortality, margin clearance, rate of adjuvant therapy, or overall survival. The laparoscopic approach was associated with less blood loss (150 vs 275 mL, P=0.018), shorter operating time (321 vs 365 min, P=0.003), shorter postoperative length of stay (9 vs 11 days, P=0.011), fewer minor complications (13% vs 40%, P<0.001), retrieval of more lymph nodes (37 vs 26, P<0.001), and less disease recurrence (9% vs 28%, P=0.005).
 
Conclusion: Laparoscopic gastrectomy offers a safe and effective therapeutic option and is superior in terms of operative morbidity and potentially superior in terms of oncological outcomes compared with open surgery for advanced, surgically resectable gastric cancer, even in a small regional surgical department.
 
 
New knowledge added by this study
  • This is the first study showcasing the efficacy and safety profile of laparoscopic gastrectomy for advanced gastric cancer in a small regional surgical centre in Hong Kong.
  • Laparoscopic gastrectomy was superior in terms of operative morbidity and potentially superior in terms of oncological outcomes.
Implications for clinical practice or policy
  • Laparoscopic gastrectomy is a viable first-line treatment for surgically resectable advanced gastric cancer.
  • This study could spark a paradigm shift in other local surgical departments and specialist training centres.
 
 
Introduction
With an age-standardised incidence rate of 24.2 per 100 000 population, gastric cancer is a major clinical entity in Eastern Asia.1 Operative resection remains the only curative treatment available. Over the years, advances in minimally invasive surgery have caused a paradigm shift towards laparoscopic gastrectomy (LG), with high-quality evidence from both the East and West demonstrating a satisfactory safety profile and enhanced postoperative recovery related to reduction of surgical trauma.2 3
 
However, one major concern regarding LG is its oncologic equivalency compared with the open technique, as LG requires adequate lymphadenectomy and involves a steep learning curve. Several overseas studies have shown comparable lymph node harvest and survival data2 3 4 but are limited by either short follow-up periods or being published by major centres in Korea or Japan, where extensive experience is available. Whether or not these results are reproducible in smaller regional centres is unknown, especially in Hong Kong, where no comparative studies concerning LG for gastric cancer exist in the literature. It has been suggested that a case volume of approximately 50 to 60 LGs is required to achieve proficiency, with demonstrable decreases in blood loss, conversion rate, and hospital length of stay (LOS) with increasing experience.5 Furthermore, most of these data were based on operations for early gastric cancer in patients selected according to strict criteria. In advanced cases requiring extensive lymphadenectomy, evidence is still emerging, and the learning curve may be steeper.
 
At our regional surgical centre in Hong Kong, LG is currently the first-line modality in the absence of contra-indications. We aimed to perform a matched retrospective cohort study of laparoscopic versus open gastrectomy for resectable advanced gastric adenocarcinoma of all sites, comparing intra- and peri-operative characteristics, oncological clearance, and long-term outcomes including survival and recurrence.
 
Methods
Study design and participants
A prospective gastric cancer database was maintained at the Department of Surgery, Queen Elizabeth Hospital. From January 2009 to March 2017, 221 patients who underwent curative gastrectomy for advanced gastric adenocarcinoma (ie, clinical T2 to T4 lesions of all sites) were identified. Clinical T1 lesions (n=23); cases with pathologies other than adenocarcinoma, like high-grade dysplasia (n=1); squamous cell carcinoma (n=2); neuroendocrine tumours (n=4); gastrointestinal stromal tumours (n=3); and cases involving conversion of approach (n=6) were excluded. A total of 54 patients operated via a totally laparoscopic approach were identified and matched with 167 patients who underwent the same operation via an open approach during the same 8-year period. The case ratio between the laparoscopic and open groups was 1:3.09. Patients from both groups were matched in terms of age, sex, American Society of Anesthesiologists (ASA) class, tumour location, morphology, and clinical stage. Follow-up was performed on all subjects at the Upper Gastrointestinal Surgical Specialist Outpatient Clinic of our hospital at 3-month intervals up to 2 years postoperation and every 6 months thereafter.
 
Operative technique
All 54 LG and 167 open operations were performed by two experienced upper gastrointestinal surgeons with experience of more than 100 gastrectomy operations each. The choice of approach was decided by the attending surgeon. All subjects underwent radical gastrectomy with D2 lymph node dissection as per the guidelines of the Japanese Gastric Cancer Association6; that is, in addition to the perigastric nodes, a second tier of lymph nodes along the celiac axis branches were removed. Distal subtotal, proximal, or total gastrectomy was selected depending on tumour location and macroscopic characteristics. Splenectomy or distal pancreatectomy was performed if there was direct invasion with the possibility of en bloc complete resection.
 
Under general anaesthesia, with the patient in supine split leg position, LG was performed with the surgeon operating on either side of the patient and a camera assistant in the middle. Pneumoperitoneum was created via the open Hasson technique at a pressure of 12 mm Hg, followed by insertion of a 12-mm infra-umbilical camera port, then one 12-mm and one 5-mm working port in each upper quadrant of the abdomen for a total of five ports.
 
Distal and total gastrectomy accounted for 98% of all LGs performed. Hence, our discussion of technique shall focus on them. For total gastrectomy, entry to the lesser sac was obtained via dissection of the avascular plane between the greater omentum and transverse mesocolon. The gastrocolic ligament was divided proximally and then distally towards the pylorus using a laparoscopic energy device. The right gastroepiploic vessels were doubly clipped and divided at their origin. Then, dissection of the hepatoduodenal ligament was performed, with division of the right gastric artery and transection of the duodenum with a linear stapler. The dissection continued towards the gastroesophageal junction along the lesser curvature. Along with that dissection, simultaneous D1 lymphadenectomy of the perigastric nodes was performed. Then, D2 lymphadenectomy was performed, with removal of the common hepatic artery (Station 8) nodes. The root of the left gastric artery was doubly clipped and then divided, followed by dissection of celiac trunk (Station 9) and left gastric artery (Station 7) nodes. The splenic artery lymph nodes (Station 11) and hilar nodes (Station 10) were excised together with the surrounding fatty connective tissues. During distal gastrectomy, the left cardia (Station 2), greater curvature (Station 4sa), splenic hilum (Station 10), and distal splenic artery (Station 11d) nodes were left intact.
 
After adequate mobilisation, the stomach or distal oesophagus was divided using a linear stapler with several centimetres of margin, and the surgical specimen was placed in an endobag for later retrieval. Following total gastrectomy, oesophagojejunal anastomoses were fashioned end-to-side using a circular stapler and a transoral anvil device, whereas distal gastrectomy reconstruction was performed by either Roux-en-Y gastrojejunostomy or delta-shaped Billroth I anastomosis. Side-to-side oesophagogastrostomy was utilised in cases of proximal gastrectomy.
 
Open gastrectomies followed standard procedures from the surgical literature and were characterised by a wider range of reconstructive techniques in our study.
 
Outcome variables and bias
All clinical data originated from the patients’ electronic and handwritten medical records and were recorded into the prospective gastric cancer database by one principal investigator. Recall and observer bias were addressed by this approach. Selection bias was minimised by matching and controlling for covariates in the outcome analyses. Our pathological staging followed that of the American Joint Committee on Cancer (AJCC) for gastric cancer. Complications were graded from 1 to 5 according to the Clavien-Dindo classification, with 1 to 2 being minor complications and 3 to 5 being major complications. We defined 30-day mortality as any death, inside or outside of the hospital, within 30 days of surgery. Recurrences were documented as either local or distant, depending on the first recognised disease site. We designated survival time as the time from the date of the operation until death or the last available follow-up (if the patient did not experience an event of interest).
 
Statistics
All statistical analyses were performed using the SPSS (Windows version 22.0; IBM Corp, Armonk [NY], United States). Frequency matching was employed to ensure that the laparoscopic and open groups had equal distributions of age, sex, ASA class, tumour location, morphology, and clinical stage. Appropriate univariate analyses like the Mann-Whitney U test were selected to examine continuous variables, whereas Chi squared and Fisher’s exact tests were run for dichotomous and categorical variables, respectively. Operative outcomes like blood loss, operating time (OT), type of operation, complications, 30-day mortality, LOS, and oncologic outcomes such as margin clearance, pathological stage, lymph node yield, adjuvant treatment, survival time, and disease recurrence were compared. Survival probabilities were estimated using the Kaplan-Meier method and compared using stratified log-rank tests. All P values were based on two-tailed statistical analyses with P<0.05 as the threshold for statistical significance. All percentages were rounded off to nearest integer.
 
Results
Baseline demographics
A total of 221 matched patients were evaluated. The median age at the time of operation was 67 years (range, 23-80 years), with the majority of patients (145, 66%) being male. Most patients (62%) were in the ASA 2 category (ie, mild systemic disease without functional limitation).
 
In order of descending frequency, 42% of the tumours were located in the antrum, followed by the gastric body (30%) and cardia/fundus (24%). All 221 patients had advanced gastric cancer according to the AJCC clinical staging. Clinical T3 and T2 lesions accounted for 51% and 37% of cases, respectively, and the remaining 12% were category T4. Macroscopically, 70% of the tumours were of Bormann types 3 or 4; only 30% were types 1 or 2 (ie, polypoid or ulcerative with clear margins). Of all the investigated subjects, 56% had N1 disease on imaging, while the rest (44%) were negative. No subject had clinically detectable metastases.
 
No statistically significant differences were demonstrated in any of the six matching parameters between the laparoscopic and open patient groups. The details of the subjects’ demographic variables are charted in Table 1.
 

Table 1. Comparable baseline patient demographics
 
Operative outcomes
All 221 patients underwent D2 lymphadenectomy. The frequency of operation type was comparable between distal and total gastrectomy (43% and 53%, respectively). Distal pancreatectomy was performed in six (4%) subjects in the open group only, with no statistically significant difference between groups (P=0.340). Splenectomy was performed in 10 (6%) versus 0 subjects in the open and laparoscopic groups, respectively, and this difference was not statistically significant (P=0.124). The history of laparotomy was comparable between groups (7% vs 11% for the laparoscopic and open groups, respectively, P=0.606).
 
The laparoscopic group had shorter median OT (321 vs 365 min, P=0.003) and less intra-operative blood loss (150 vs 275 mL, P=0.018). Operative complications were observed in 41% and 51% of laparoscopic and open cases, respectively; this trend seemed to favour the laparoscopic group but failed to reach statistical significance (P=0.210). Subgroup analyses showed that fewer minor complications were demonstrated in the laparoscopic group (13% vs 40%, P<0.001). One case of open distal gastrectomy and laparoscopic total gastrectomy each accounted for the 30-day mortality among all subjects. Both were older adults in their 70s who developed sudden cardiac arrest and cerebrovascular accident, respectively, in the days after operation. The median postoperative LOS was 9 and 11 days, significantly shorter in the laparoscopic group (P=0.011).
 
Pathological characteristics
Tumour location and clinical stage were comparable between groups, as they were matching variables. All patients had adenocarcinoma. Margin clearance was satisfactory, ranging from 96% to 98% in the laparoscopic group and 94% to 96% in the open group, and the P value showed no significant between-group difference in this metric. Over half (57%) of the patients were in pathological stage III, with no significant difference in staging between the groups. Interestingly, the median number of lymph nodes harvested was higher in the laparoscopic group at 37 (range, 7-77) compared with 26 (range, 3-95) in the open group (P<0.001). Adjuvant treatment was prescribed in 41% (22 of 54) of laparoscopic group patients versus 28% (47 of 167) of open group patients, but this difference did not reach statistical significance (P=0.093).
 
Oncological outcomes
The mean postoperative follow-up duration was 33 months (laparoscopic group: 25 months, open group: 35 months). Disease recurrence was observed in 9% and 28% of laparoscopic and open group patients, respectively, with a statistically significant between-group difference (P=0.005). During the entire follow-up period, death occurred in 19 out of 54 laparoscopic group (35%) and 97 out of 167 open group (58%) patients. Median disease-free survival (DFS) was 46.9 months and 31.7 months, and median overall survival (OS) was 46.9 months and 34.9 months, for the laparoscopic and open groups, respectively. Using a 60-month cut-off, the estimated 5-year DFS and OS were both 47% for the laparoscopic group and 39% for the open group (P=0.210 and P=0.233, respectively). The details of the operative, pathological, and oncological outcomes are charted in Table 2, and the Kaplan-Meier plots for DFS and OS are shown in Figures 1 and 2, respectively.
 

Table 2. Operative, pathologic, and oncologic outcomes
 

Figure 1. Disease-free survival after laparoscopic versus open gastrectomy for advanced gastric cancer (P=0.210)
 

Figure 2. Overall survival after laparoscopic versus open gastrectomy for advanced gastric cancer (P=0.233)
 
Discussion
Laparoscopic gastrectomy has markedly matured since its inception by Kitano et al7 in 1994. In early gastric cancer, high-quality evidence including meta-analyses has demonstrated the equivalence of laparoscopic distal gastrectomy and open surgery. Early postoperative benefits include less blood loss, fewer complications, and shorter LOS with comparable mortality. However, lengthier operations and smaller lymph node yield remain issues in the laparoscopic approach.8 Technical difficulties in anastomosis and laparoscopic lymph node dissection have resulted in poorer translation of these results to total gastrectomies, and such application is often practised only in expert centres with exceptional case volume.9 Similar controversies also exist in the field of advanced gastric cancer, where adequate lymphadenectomy is of the utmost importance. Acceptable short-term outcomes have been reported only in studies that incorporated experienced surgeons, with the technique’s long-term safety still unknown.10 11 12
 
As such, the safety and oncologic efficacy of LG are influenced to a large extent by regional incidence and the case volume of individual centres. With an age-standardised incidence rate of 9.1 per 100 000 population in Hong Kong, compared with 41.8 per 100 000 population in Korea and 24.2 per 100 000 population overall in Eastern Asia, gastric carcinoma is far from the top in terms of cancer incidence ranking.1 13 While this low age-standardised incidence rate may be partially explained by the absence of population-wide screening, this lack of screening also implies that a higher proportion of patients will present with advanced disease. These two points, together with the absence of studies evaluating LG in the local literature, mark the importance of our study in evaluating the efficacy and safety of such procedures in treatment of advanced gastric cancer in Hong Kong.
 
Queen Elizabeth Hospital, the largest acute hospital in Hong Kong and a tertiary surgical referral centre, has a significant case volume and a patient pool that is representative of the local population. Through this study, we aimed to document the local Hong Kong experience, comparing and contrasting results from Hong Kong with those from overseas expert centres.
 
In accordance with other major studies, we demonstrated that LG was associated with less blood loss, fewer minor complications, and shorter LOS while achieving similar overall levels of complications and operative mortality to open surgery. The lesser degrees of pain, blood loss, ileus, and surgical site infections associated with laparotomy than open surgery are well-investigated benefits of the laparoscopic approach, and this explains the scarcity of minor complications.3 8 Median postoperative LOS was 2 days shorter after LG than open surgery, a small but statistically significant difference. No local data on average post-gastrectomy LOS exist, but our results are comparable with an LOS of 11 days (range, 8-12.5 days) observed in the United Kingdom.14 The small difference in LOS between the laparoscopic and open groups may be partially explained by the fact that, compared with Western counterparts, local Chinese patients prefer in-patient care over community care despite being fit for out-patient treatment. Enhanced Recovery After Surgery (ERAS) protocols have been gradually adapted in local surgical units in recent years, but no data on their efficacy in gastrectomy patients have been reported.15 With wider implementation of ERAS and better patient education, it is expected that differences in LOS between types of surgery will become even more apparent.
 
About half (53%) of the operations performed in this study were total gastrectomies, and all patients had advanced gastric cancer; both of these factors have been associated with longer OT in the literature.16 The OT inherent to the laparoscopic approach has been reported as longer in many studies, but the median OT of LG was 44 minutes shorter than that of open surgery in our series. This may be partly explained by the more complex procedures expected in patients chosen for open gastrectomies. For example, en bloc splenectomy and distal pancreatectomy were only performed in the open group, despite the between-group differences in frequency not reaching statistical significance. Further, the overall histories of laparotomy, tumour location, and clinical and pathological staging were comparable between the two groups. Another explanation for the shorter OT observed in LG in our study is the maturation of our surgeons’ laparoscopic technique. The higher ratio of total gastrectomies (50%-54%) compared with literature values was caused by pathological characteristics and surgeon preference. The 42% of cases with distally located tumours accounted for a compatible 43% of cases in which distal gastrectomies were performed. In contrast, for the remaining tumours in the gastric cardia or body, because 70% of tumours were Bormann types 3 and 4, total gastrectomy was the curative operation of choice.
 
The median number of lymph nodes harvested was significantly higher in the LG group (37 compared with 26 in the open group). Both groups had more lymph nodes harvested than the 15 required for proper staging. Laparoscopic D2 lymphadenectomy is a technically challenging procedure, especially at Stations 4, 6, 9, and 11 and in spleen-preserving lymphadenectomy at the splenic hilum. However, advances in optics have offered unparalleled amplified clarity for identification of anatomical structures. The latest laparoscopic energy devices have also enabled pinpoint precision while performing dissection and sealing in extensive lymphadenectomies.17 With time and experience, there are indications that our centre’s surgeons have overcome the learning curve involved.
 
The importance of adjuvant chemotherapy in curing advanced gastric cancer cannot be undermined, as many cases have occult micrometastases. Yet, it has been reported that only 48% to 67% of patients indicated for adjuvant chemotherapy had it successfully administered, with postoperative morbidity being a significant factor behind this deficiency.3 The advantages of fewer minor complications, shorter LOS, and overall better general condition of patients may potentially benefit those who undergo LG and are eligible for adjuvant therapy. Such eligibility was shown in 41% of patients who underwent LG versus 28% in the open group, but the difference barely fell short of reaching statistical significance (P=0.093). Higher rates of receiving adjuvant treatment may translate into the significantly lower disease recurrence of 9% in the LG group compared with 28% in the open group (P=0.005). No differences in 5-year DFS nor OS were demonstrated between the groups. Further large-scale, multicentre randomised controlled trials like the Korean Laparo-endoscopic Gastrointestinal Surgery Study (KLASS-02; registered at www.clinicaltrials.gov as NCT01456598), the Japanese Laparoscopic Gastric Surgery Study Group (JLSSG 0901; registered at www.umin.ac.jp/ctr/ as UMIN000003420), and the Chinese Laparoscopic Gastrointestinal Surgery Study (CLASS-01; registered at www.clinicaltrials.gov as NCT01609309) are needed to elucidate the short- and long-term results of LG for advanced gastric cancer.
 
The limitations of our study include its retrospective and single-centre nature and its limited number of participants and follow-up period. Anticipated en bloc distal pancreatectomy and splenectomy were handled exclusively via the open approach in this series. With increasing experience, it may be possible to perform these adjunct procedures laparoscopically, yielding more homogenous groups for comparison. Efforts have been made to minimise recall and observer bias and to reduce selection bias through matching.
 
In summary, LG was associated with shorter OT, less blood loss, fewer minor complications, shorter LOS, higher lymph node yield, and, importantly, lower rates of disease recurrence. Overall complications, 30-day mortality, margin clearance, pathological stage, percentage receiving adjuvant therapy, and survival time were comparable between groups. Despite this study’s retrospective cohort nature, which limits its generalisability, because of the characteristics of our patient base and the level of our hospital, we believe that our results are representative of the latest Hong Kong experience.
 
Conclusion
Laparoscopic gastrectomy is effective and safe as a curative treatment for patients with advanced gastric adenocarcinoma in Hong Kong. Apart from its overall equivalent operative and oncological outcomes, it benefited patients by being associated with less morbidity, shorter LOS, and higher lymph node clearance than open surgery. This represents the first local study of its type and illustrates the maturity of LG as a first-line treatment in our surgical department.
 
Author contributions
All authors had full access to the data, contributed to the study, approved the final version for publication, and take responsibility for its accuracy and integrity.
 
Concept and design of study: All authors.
Acquisition of data: BYO Chan, CKO Chan.
Analysis and interpretation of data: All authors.
Drafting of manuscript: BYO Chan.
Critical revision for important intellectual content: All authors.
 
Conflicts of interest
The authors have no conflicts of interest to disclose.
 
Funding/support
This research received no specific grant from any funding agency in the public, commercial, or not-for-profit sectors.
 
Ethics approval
This study was approved by the Hospital Authority Kowloon Central Cluster/Kowloon East Cluster Research Ethics Committee (Ref No. KC/KE-18-0100/ER-1).
 
References
1. International Agency for Research on Cancer, World Health Organization. GLOBOCAN 2012 v1.1, cancer incidence and mortality worldwide: IARC CancerBase No. 11. 2014. Available from: http://globocan.iarc.fr. Accessed 1 Jun 2018.
2. Wang JF, Zhang SZ, Zhang NY, et al. Laparoscopic gastrectomy versus open gastrectomy for elderly patients with gastric cancer: a systematic review and meta-analysis. World J Surg Oncol 2016;14:90. Crossref
3. Kelly KJ, Selby L, Chou JF, et al. Laparoscopic versus open gastrectomy for gastric adenocarcinoma in the west: a case-control study. Ann Surg Oncol 2015;22:3590-6. Crossref
4. Kim HH, Han SU, Kim MC, et al. Long-term results of laparoscopic gastrectomy for gastric cancer: a large-scale case-control and case-matched Korean multicenter study. J Clin Oncol 2014;32:627-33. Crossref
5. Gholami S, Cassidy MR, Strong VE. Minimally invasive surgical approaches to gastric resection. Surg Clin North Am 2017;97:249-64. Crossref
6. Japanese Gastric Cancer Association. Japanese classification of gastric carcinoma: 3rd English edition. Gastric Cancer 2011;14:101-12. Crossref
7. Kitano S, Iso Y, Moriyama M, Sugimachi K. Laparoscopy-assisted Billroth I gastrectomy. Surg Laparosc Endosc 1994;4:146-8.
8. Viñeula EF, Gonen M, Brennan MF, Coit DG, Strong VE. Laparoscopic versus open distal gastrectomy for gastric cancer: a meta-analysis of randomized controlled trials and high-quality nonrandomized studies. Ann Surg 2012;255:446-56. Crossref
9. Son T, Hyung WJ. Laparoscopic gastric cancer surgery: current evidence and future perspectives. World J Gastroenterol 2016;22:727-35. Crossref
10. Wei HB, Wei B, Qi CL, et al. Laparoscopic versus open gastrectomy with D2 lymph node dissection for gastric cancer: a meta-analysis. Surg Laparosc Endosc Percutan Tech 2011;21:383-90. Crossref
11. Uyama I, Suda K, Satoh S. Laparoscopic surgery for advanced gastric cancer: current status and future perspectives. J Gastric Cancer 2013;13:19-25. Crossref
12. Shinohara T, Satoh S, Kanaya S, et al. Laparoscopic versus open D2 gastrectomy for advanced gastric cancer: a retrospective cohort study. Surg Endosc 2013;27:286-94. Crossref
13. Hospital Authority. Hong Kong Cancer Registry. Available from: www3.ha.org.hk/cancereg. Accessed 1 Jun 2018.
14. Tang J, Humes DJ, Gemmil E, Welch NT, Parsons SL, Catton JA. Reduction in length of stay for patients undergoing oesophageal and gastric resections with implementation of enhanced recovery packages. Ann R Coll Surg Engl 2013;95:323-8. Crossref
15. Mortensen K, Nilsson M, Slim K, et al. Consensus guidelines for enhanced recovery after gastrectomy: Enhanced Recovery After Surgery (ERAS®) Society recommendations. Br J Surg 2014;101:1209-29. Crossref
16. Nozoe T, Kouno M, Iguchi T, Maeda T, Ezaki T. Effect of prolongation of operative time on the outcome of patients with gastric carcinoma. Oncol Lett 2012;4:119-22. Crossref
17. Rosati R, Parise P, Giannone Codiglione F. Technical pro & cons of the laparoscopic lymphadenectomy. Transl Gastroenterol Hepatol 2016;1:93. Crossref

Sudden arrhythmia death syndrome in young victims: a five-year retrospective review and two-year prospective molecular autopsy study by next-generation sequencing and clinical evaluation of their first-degree relatives

Hong Kong Med J 2019 Feb;25(1):21–9  |  Epub 23 Jan 2019
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Sudden arrhythmia death syndrome in young victims: a five-year retrospective review and two-year prospective molecular autopsy study by next-generation sequencing and clinical evaluation of their first-degree relatives
Chloe M Mak, MD, FHKAM (Pathology)1#; NS Mok, FHKAM (Medicine), FRCP (Edin)2#; HC Shum, MRCP (UK)3; WK Siu, PhD, FHKAM (Pathology)1; YK Chong, FHKCPath, FHKAM (Pathology)1; Hencher HC Lee, FRCPath, FHKAM (Pathology)1; NC Fong, FHKAM (Paediatrics)4; SF Tong, MSc1; KW Lee, BNurs2; CK Ching, FRCPA, FHKAM (Pathology)1; Sammy PL Chen, FRCPA, FHKAM (Pathology)1; WL Cheung, MB, BS1; CB Tso, FHKCPath3; WM Poon, FHKCPath, FHKAM (Pathology)3; CL Lau, FHKAM (Medicine)3; YK Lo, FHKAM (Medicine)3; PT Tsui, FHKAM (Medicine)2; SF Shum, FHKCPath, FHKAM (Pathology)3; KC Lee, MB, ChB, FHKAM (Pathology)1
1 Department of Pathology, Princess Margaret Hospital, Kwai Chung, Hong Kong
2 Department of Medicine and Geriatrics, Princess Margaret Hospital, Kwai Chung, Hong Kong
3 Forensic Pathology Service, Department of Health, Hong Kong
4 Department of Paediatrics, Princess Margaret Hospital, Kwai Chung, Hong Kong
# The first two authors contributed equally to the work.
 
Corresponding author: Dr NS Mok (mokns@ha.org.hk)
 
 Full paper in PDF
 
Abstract
Objective: Sudden arrhythmia death syndrome (SADS) accounts for about 30% of causes of sudden cardiac death (SCD) in young people. In Hong Kong, there are scarce data on SADS and a lack of experience in molecular autopsy. We aimed to investigate the value of molecular autopsy techniques for detecting SADS in an East Asian population.
 
Methods: This was a two-part study. First, we conducted a retrospective 5-year review of autopsies performed in public mortuaries on young SCD victims. Second, we conducted a prospective 2-year study combining conventional autopsy investigations, molecular autopsy, and cardiac evaluation of the first-degree relatives of SCD victims. A panel of 35 genes implicated in SADS was analysed by next-generation sequencing.
 
Results: There were 289 SCD victims included in the 5-year review. Coronary artery disease was the major cause of death (35%); 40% were structural heart diseases and 25% were unexplained. These unexplained cases could include SADS-related conditions. In the 2-year prospective study, 21 SCD victims were examined: 10% had arrhythmogenic right ventricular cardiomyopathy, 5% had hypertrophic cardiomyopathy, and 85% had negative autopsy. Genetic analysis showed 29% with positive heterozygous genetic variants; six variants were novel. One third of victims had history of syncope, and 14% had family history of SCD. More than half of the 11 first-degree relatives who underwent genetic testing carried related genetic variants, and 10% had SADS-related clinical features.
 
Conclusion: This pilot feasibility study shows the value of incorporating cardiac evaluation of surviving relatives and next-generation sequencing molecular autopsy into conventional forensic investigations in diagnosing young SCD victims in East Asian populations. The interpretation of genetic variants in the context of SCD is complicated and we recommend its analysis and reporting by qualified pathologists.
 
 
New knowledge added by this study
  • This study provides important data on the prevalence and types of sudden arrhythmia death syndrome (SADS) among young victims of sudden cardiac death in an East Asian population.
  • This is the first local feasibility study on the service model incorporating cardiac evaluation of surviving relatives and molecular autopsy by next-generation sequencing into the conventional forensic investigations.
Implications for clinical practice or policy
  • Genomic testing should be conducted on patients with cardiomyopathies and channelopathies.
  • Clinical assessment should be provided for at-risk family members irrespective of genetic findings.
  • Molecular autopsy together with conventional autopsy conducted by qualified pathologists should be applied to victims of SADS, sudden unexpected death in epilepsy, or sudden infant death syndrome.
 
 
Introduction
Sudden death is defined as death occurring within 1 hour of the onset of symptoms or within 24 hours of the victim being seen alive.1 Sudden death due to an underlying heart disease is known as sudden cardiac death (SCD). The worldwide annual incidence of SCD is about 4 to 5 million cases per year.2 A tragic and devastating complication of a number of heart diseases, SCD is most often unexpected and has major implications for the surviving family and the community. The majority of SCD cases in middle-aged and older individuals are caused by coronary artery disease; however, SCD is rare in young people and the causes are more diversified.3 4 Autopsy studies have shown no structural heart disease was found in up to 30% of young SCD victims.5 6 7 8
 
Molecular autopsy was first described by Ackerman et al9 in 1999, to determine the cause of death in uncertain cases after conventional autopsy by genetic analysis. Post-mortem genetic studies have shown that SCD in these victims can be caused by fatal arrhythmias secondary to a group of inheritable cardiac electrical disorders collectively known as sudden arrhythmia death syndrome (SADS).10 11 12 13 14 These include Brugada syndrome (BrS), long QT syndrome (LQTS), short QT syndrome, catecholaminergic polymorphic ventricular tachycardia (CPVT), arrhythmogenic right ventricular cardiomyopathy (ARVC), hypertrophic cardiomyopathy (HCM), and other cardiomyopathies.
 
Because SADS-related conditions are genetic diseases, there are two different approaches to identify SADS among young sudden unexplained death (SUD) victims. The first approach involves detailed clinical and targeted genetic examination of the surviving relatives of SCD victims. Studies using this approach suggest that SADS may account for approximately 40% of autopsy-negative sudden death in young people.10 15 However, this approach may not be able to identify subjects with concealed form of SADS due to incomplete penetrance and variable expressivity of the pathological mutations. The second approach is to perform molecular autopsy on SCD victims, which involves post-mortem genetic testing for SADS. A landmark study on molecular autopsy by the Mayo Clinic showed over one third of SCD cases hosted a presumably pathogenic mutations of cardiac ion channel diseases.8 16 Thus a combined approach using both cardiac evaluation of surviving relatives and molecular autopsy on SUD victims should give a higher yield on elucidating the underlying causes of SUD.
 
In Hong Kong, there are scarce data on the prevalence and types of SADS underlying SCD or SUD in young people. The present study aimed to investigate the prevalence and types of SADS in an East Asian population, and to perform a pilot study on incorporating cardiac evaluation of surviving relatives and molecular autopsy by next-generation sequencing (NGS) into conventional forensic investigations.
 
Methods
In the present study, first, we carried out a 5-year retrospective review of the records of all autopsies for young sudden death victims performed in public mortuaries in Hong Kong. Second, we conducted a 2-year study to determine the prevalence and types of SADS as the underlying causes of SCD among local young victims through conventional and molecular autopsy, and evaluated their first-degree relatives.
 
Five-year retrospective review of autopsy records
The Forensic Pathology Service, Department of Health, provides all public autopsy services for over 7 million people in Hong Kong. We performed this retrospective review of the records of all autopsies in public mortuaries for young sudden death victims (aged 5-40 years) between 1 January 2008 and 31 December 2012. Sudden death was defined as death occurring within 1 hour of the onset of symptoms or within 24 hours of the victim being seen alive.1 Sudden death victims were recruited into the study for a detailed review of their autopsy records. Data including age, height, weight, sex, circumstances of death, clinical history of cardiac disease, and pathologic findings at autopsy were collected and analysed. Sudden death victims whose deaths were caused by trauma, accidents, drowning, and drug toxicity, and those whose autopsy records were either incomplete or not accessible for retrospective review were excluded.
 
Two-year prospective study by conventional and molecular autopsy
In this prospective study, young SCD victims (aged 5-40 years) were identified and recruited into the study by forensic pathologists after a finding of either an inheritable arrhythmogenic cardiomyopathy or no anatomical cause of death (including other structural heart disease) on autopsy, and a negative toxicology screening. Clinical history, including personal history of arrhythmic events and history surrounding the sudden death event of the SCD victim was collected during identification interviews with next-of-kin as far as possible by forensic pathologists. DNA-friendly blood samples were collected for molecular autopsy. Written informed consent for a molecular autopsy was obtained from the next-of-kin of each victim. The first-degree relatives of the victims were referred by forensic pathologists to the study centre for genetic counselling and recruitment into the study. Clinical history, including personal history of arrhythmic events and history surrounding the sudden death event of the SCD victim was collected from family members. All recruited first-degree relatives underwent clinical evaluation including 12-lead electrocardiogram (ECG), signal-averaged ECG, echocardiogram, 24-hour Holter analysis and treadmill exercise testing. Additional investigations were used only as required, such as flecainide provocation testing (if BrS is suspected in subjects >18 years) and targeted genetic screening (if positive molecular autopsy findings in the index SUD victim). All first-degree relatives provided written informed consent for these procedures and for publication of the results.
 
A panel of 35 genes implicated in SADS for BrS, LQTS, short QT syndrome, CPVT, ARVC, and HCM was tested using NGS (Table 1). The NGS was performed using targeted gene capture technique on a MiSeq Sequencing System (Illumina, Inc, San Diego [CA], United States). Target regions of interest were restricted to the coding regions and the 10-bp flanking regions. Target rates indicated percentage of bases with a minimum depth of coverage of 20×. Alignments to the February 2009 (GRCh37/hg19) human genome assembly and variant calls were generated using dual pipelines, SoftGenetics NextGENe (v2.4.1) and an in-house one where sequencing reads were aligned by Burrows-Wheeler Aligner (v0.7.5a-r405) to hg19 genome and processed with picard-tools (v1.114). Local realignment for indels and base quality recalibration were performed with Genome Analysis Toolkit (GATK, v3.2). Variant calls were made with UnifiedGenotyper (GATK v3.2). Only those genes included in the requested gene panel were processed for variant calling. Variants identified were annotated and analysed with VariantStudio (v2.2.1; Illumina, Inc); in general, variants with an allele frequency of <0.1% for dominant disorders or <1.0% for recessive disorders were reported. Pathogenic and likely pathogenic variants were confirmed by Sanger sequencing; benign and likely benign variants were not reported.
 

Table 1. All 35 genes included in the SADS gene panel analysed by next-generation sequencing
 
The genetic variant pathogenicity was established according to the Practice Guidelines for the Interpretation and Reporting of Unclassified Variants in Clinical Molecular Genetics by the Clinical Molecular Genetics Society (http:// www.acgs.uk.com/media/774853/evaluation_and_reporting_of_sequence_variants_bpgs_june_2013_-_finalpdf.pdf). Major criteria include degree of conservation, population allele frequencies, co-segregation pattern, literature data, functional studies and in silico prediction. The pathogenicity of novel missense variants was analysed by PolyPhen-2, SIFT, MutationTaster and Assessing Pathogenicity Probability in Arrhythmia by Integrating Statistical Evidence (https://cardiodb.org/APPRAISE/) and that of novel splicing variants was by Splice Site Finder-like, MaxEntScan, GeneSplicer and Human Splicing Finder, wherever appropriate. Splicing variants were considered to be damaging if the score was more than 10% lower than the wild-type prediction. Allele frequencies among populations were as reported in the Genome Aggregation Database (gnomAD, http://gnomad.broadinstitute.org/).
 
A diagnosis of SADS was established when molecular autopsy in SCD victims identified a positive genetic variant implicated in SADS or generally accepted clinical criteria for a particular disease were fulfilled in the SCD victims or their first-degree relatives. The descriptive statistics were analysed using Excel 2016 (Microsoft Corp, Redmond [WA], United States).
 
Results
Five-year retrospective review of autopsy records
There were 17 187 autopsies performed during the study period and 2748 (16%) deaths were aged 5 to 40 years. There were 420 sudden death victims. Among them, 289 (69%) were SCD (male:female ratio=9:2). The median age was 32 years (range, 7-40 years). Coronary artery diseases accounted for 35% of the causes of death; other causes of death were aortic dissection (6%), myocarditis (6%), left ventricular hypertrophy (4%), dilated cardiomyopathy (9%), other structural heart diseases (9%), HCM (4%), ARVC (2%), and unexplained (25%).
 
Two-year study by conventional and molecular autopsy
There were 32 SCD victims aged 5 to 40 years between 1 July 2014 and 30 June 2016 with a finding of either an inheritable arrhythmogenic cardiomyopathy or no anatomical cause of death (including other structural heart disease) on autopsy and negative toxicology results. Eleven individuals were excluded: two who had no Hong Kong identity card and nine whose families refused consent. Finally, 21 SCD victims (18 male, 3 female) were recruited into the study. Table 2 shows the clinical and forensic data of the 21 SCD victims. The median age was 31 years (range, 14-39 years). From the conventional autopsy, 18 (86%) were unrevealing; two (10%) SCD victims had ARVC and one (5%) had HCM. The majority died during resting (48%) or sleeping (24%). Only three SCD victims (14%) died during exercise. Three (14%) SCD victims had family history of SCD and seven (33%) had a history of syncope. Many (71%) of the SCD victims had unremarkable past health. Genetic analysis showed 29% with positive heterozygous genetic variants (Table 3). Seven variants were identified in seven genes, six variants of which were novel. The genetic background was heterogeneous without any common mutations found. Combining conventional and molecular autopsy findings, the cause of death in 12 (57%) still remains unknown; cause of death was confirmed in four (19%) as ARVC, in two (10%) as BrS, and one (5%) each in HCM, LQTS, and CPVT.
 

Table 2. Clinical and forensic data of the 21 SCD victims
 

Table 3. Positive genetic findings of six sudden cardiac death cases detected by next-generation sequencing
 
Overall, more than half of first-degree relatives (6 of 11 individuals) who underwent genetic testing carried the positive genetic variants. Among them, SADS-related clinical features were detected in three first-degree relatives from two families (cases 14 and 16). The true clinical phenotype can sometimes be detected in surviving relatives upon appropriate clinical evaluation, which in turn significantly aids the interpretation of genetic findings. Cases 14 and 16 illustrate the importance of this (Fig 1). The first-degree relatives of these two cases showed SADS-related clinical features after cardiologist’s assessment.
 

Figure 1. Pedigrees of cases 14 and 16 with SADS-related clinical features
 
Case 14 was a 17-year-old male victim who died of sudden nocturnal death. He had an episode of syncope few months prior to his death but he did not seek medical attention. Family screening by clinical evaluation found no structural heart disease but ECG revealed prolonged QTc interval in his asymptomatic father and sister (530 ms and 480 ms, respectively) suggesting a diagnosis of LQTS (Fig 1). Molecular autopsy found heterozygous NM_199460.2(CACNA1C):c.2276C>G NP_955630.2:p.(Ala759Gly). This novel variant is predicted to be damaging and absent in the gnomAD. CACNA1C is the gene encoding for the alpha-1c subunit of the type 1 voltage-dependent calcium channel involved in the cardiac myocyte membrane polarisation. Its mutations have been reported in BrS and LQTS.
 
Case 16 was a 19-year-old male victim who also died of sudden nocturnal death. There was no known syncope or preceding symptoms ahead of the collapse. He had history of abnormal heart beat, although ECG was not done. His family history was unremarkable. Autopsy revealed pulmonary hypertension. Molecular autopsy detected heterozygous NM_198056.2(SCN5A):c.2893C>T (p.Arg965Cys) which has been reported as a disease causing mutation of BrS.17 18 19 The same variant has also been reported in patients with LQTS (with digenic mutation in KCNH2 in one case).20 21 The allele frequency of this variant (rs199473180) is reported to be 0.058% in East Asians (gnomAD). In silico analyses by SIFT, MutationTaster, and PolyPhen-2 have revealed this variant to be damaging, disease causing, and probably damaging, respectively. Functional study showed that the p.(Arg965Cys) mutant led to slower recovery from inactivation as a result of channels with a more negative potential in steady state inactivation.18 Family screening found his father carrying the same SCN5A mutation and a type 2 Brugada ECG pattern (Fig 1). However, no type 1 Brugada ECG feature was revealed by a flecainide provocation test. The clinical phenotype in this case supports the pathogenicity of this novel genetic variant.
 
Discussion
To elucidate the cause of SCD, a comprehensive post-mortem evaluation is required. Figure 2 shows the combined approach using both cardiac evaluation of surviving relatives and molecular autopsy on SUD victims which would give a higher yield on elucidating the underlying causes of SUD. Any history of syncope, cardiac symptoms especially related to exertion, emotion and stress, previous ECG, circumstances of SCD (activity at the time of death), any family history of cardiac disease, premature or sudden death, near-arrest attack, and epilepsy should be investigated. Patients with SADS can present with or be (incorrectly) labelled as having epilepsy.22 23 24 25 Guidelines on post-mortem examination of SUD in the young have been published by the Royal College of Pathologists of Australasia (https://www.rcpa.edu.au/getattachment/89884c69-f066-411d-a3d1- 39460444db13/Guidelines-on-Autopsy-Practice.aspx). In addition to traditional autopsy, some reports have used whole-body computed tomography and magnetic resonance imaging to identify structural heart abnormalities such as ARVC and HCM.26 27 However, these imaging modalities were not used in the present study.
 

Figure 2. Proposed model of combining molecular autopsy and clinical assessment with conventional forensic investigation
 
Technologies applied in molecular autopsy have changed from Sanger sequencing targeting a few major SUD-related genes to NGS targeting an expanded gene panel of up to 200 genes.28 The former approach achieved diagnostic yields of around 15% to 20%.8 16 29 30 31 32 With increasing throughput capacities at more affordable costs, the large gene panel or exome approach by NGS is becoming more appealing in molecular autopsy. A proof-of-principle exome-wide study was carried out among 50 SUD subjects, with likely pathogenic variants identified in 32%.33 The diagnostic yield from various NGS studies, including our own, is up to 35%, despite the different lengths of gene lists.13 34 35 36 However, the spectrum of diseases might be different and rarer causes might be identified, because substantial clinical suspicion is typically lacking among young SCD victims with unremarkable premorbid history. However, a negative genetic result does not necessarily exclude the possibility of a genetic basis for the disease.
 
The major difficulty of molecular autopsy is establishing the causation between the death and the genetic variants. Applying molecular autopsy to the investigation of death causes involves probabilistic rather than binary “yes or no” answers. Interpretation of variant pathogenicity relies heavily on the characteristics of the genetic variant, allele rarity in population frequencies, in silico predictions, co-segregation patterns among affected family members, previous literature data on reports of similar cases, and available functional data. This approach follows the usual practice by which pathologists deal with genetic reporting.
 
There are two main advantages of molecular autopsy in SCD. First, molecular autopsy enables a correct diagnosis of SCD to be established, which can bring some level of closure to the family. Findings of a SADS-related condition can differentiate a natural cause from an unnatural cause of death, such as the possibility of drowning precipitated by an inherited arrhythmia during swimming. Second, the ultimate goal of diagnosing SCD is to prevent another tragedy among family members. The majority of SADS-related disorders are autosomal dominant inherited, and family members are at 50% risk of inheriting the mutation, with variable penetrance. Family pedigree for at least three generations should be included in the extended clinical workup, and genetic counselling should be considered for second- or higher-degree relatives wherever appropriate.
 
There are limitations to our study. First, SCD victims with autopsy conducted in a public hospital were not recruited in this study. Hence, the sample numbers may not be representative for the whole territory. Second, no premorbid ECG findings of the victims were available to correlate with the genetic results. Third, despite multiple efforts, no genetic mutations were found in over two thirds of the SCD victims in our study. Expanding the gene list may be able to increase the yield. The associated phenotypes and pathogenesis of some genes are still yet to be further elucidated.
 
Conclusion
Sudden arrhythmia death syndrome is a significant cause of SCD in the young. This study is first of its kind in an East Asian population and provides important data on the prevalence and types of SADS among young SCD victims. This is also the first local feasibility study on incorporating cardiac evaluation of surviving relatives and NGS molecular autopsy into the conventional forensic investigations. The interpretation of genetic variants in the context of SCD is complicated and we recommend its analysis and reporting by qualified pathologists. This model may be considered to cover all age-groups of SCD victims, as well as other potential applications such as sudden unexpected death in epilepsy, or sudden infant death syndrome. This local pilot study should be considered an important advance in diagnosing young SCD victims in East Asian populations.
 
Author contributions
All authors have made substantial contributions to the concept or design of the study, acquisition of data, analysis or interpretation of data, drafting of the manuscript, and critical revision for important intellectual content. All authors had full access to the data, contributed to the study, approved the final version for publication, and take responsibility for its accuracy and integrity.
 
Conflicts of interest
All authors have disclosed no conflicts of interest.
 
Declaration
The 5-year review was presented at the Asia Pacific Heart Rhythm Society Meeting on 3 to 6 October 2013, in Hong Kong. Part of the SADS HK Study results was presented at CardioRhythm on 24 to 26 February 2017, in Hong Kong and was published (J HK Coll Cardiol 2016;24:34).
 
Funding/support
This work was partly funded by SADS HK Foundation Limited, Hong Kong.
 
Ethics approval
The study was approved by local ethics committees (Ethic Committee of the Department of Health (L/M 601/2013) and Kowloon West Cluster Research Ethics Committee (KWC-REC Reference KW/FR-13-023-67-05)). Consent was obtained from the next-of-kin of the SCD victims and from the first-degree relatives themselves under study.
 
References
1. Puranik R, Chow CK, Duflou JA, Kilborn MJ, McGuire MA. Sudden death in the young. Heart Rhythm 2005;2:1277-82. Crossref
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3. Basso C, Corrado D, Thiene G. Cardiovascular causes of sudden death in young individuals including athletes. Cardiol Rev 1999;7:127-35. Crossref
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17. Priori SG, Napolitano C, Gasparini M, et al. Natural history of Brugada syndrome: insights for risk stratification and management. Circulation 2002;105:1342-7. Crossref
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19. Yu JH, Hu JZ, Zhou H, et al. SCN5A mutation in patients with Brugada electrocardiographic pattern induced by fever [in Chinese]. Zhonghua Xin Xue Guan Bing Za Zhi 2013;41:1010-4.
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30. Doolan A, Langlois N, Chiu C, Ingles J, Lind JM, Semsarian C. Postmortem molecular analysis of KCNQ1 and SCN5A genes in sudden unexplained death in young Australians. Int J Cardiol 2008;127:138-41. Crossref
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Survey on prevalence of lower urinary tract symptoms in an Asian population

Hong Kong Med J 2019 Feb;25(1):13–20  |  Epub 18 Jan 2019
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
ORIGINAL ARTICLE
Survey on prevalence of lower urinary tract symptoms in an Asian population
CH Yee, MB, BS, FRCSEd; CK Chan, MB, ChB, FRCSEd; Jeremy YC Teoh, MB, BS, FRCSEd; Peter KF Chiu, MB, ChB, FRCSEd; Joseph HM Wong, MB, BS, FRCSEd; Eddie SY Chan, MB, ChB, FRCSEd; Simon SM Hou, MB, BS, FRCSEd; CF Ng, MB, BS, FRCSEd
SH Ho Urology Centre, The Chinese University of Hong Kong, Shatin, Hong Kong
 
Corresponding author: Dr CH Yee (yeechihang@surgery.cuhk.edu.hk)
 
 Full paper in PDF
 
Abstract
Introduction: Lower urinary tract symptoms (LUTS) have a strong effect on socio-economic and individual quality of life. The aim of the present study was to investigate the prevalence of LUTS in an Asian population.
 
Methods: A telephone survey of individuals aged ≥40 years and of Chinese ethnicity was conducted. The survey included basic demographics, medical and health history, drinking habits, International Prostate Symptom Score, overactive bladder symptom score, Patient Health Questionnaire (PHQ-9) score, and Short Form (SF)–12v2 score.
 
Results: From March to May 2017, 18 881 calls were made, of which 1543 fulfilled the inclusion criteria. In the end, 1000 successful respondents were recruited (302 men and 698 women). Age-adjusted prevalence of overactive bladder syndrome was 15.1%. The older the respondent, the more prevalent the storage symptoms and voiding symptoms (storage symptoms: r=0.434, P<0.001; voiding symptom: r=0.190, P<0.001). Presence of hypertension and diabetes were found to be significantly and positively correlated with storage and voiding symptoms. Storage and voiding symptoms were found to affect PHQ-9 scores (storage symptoms: r=0.257, P<0.001; voiding symptoms: r=0.275, P<0.001) and SF-12v2 scores (storage symptoms: r=0.467, P<0.001; voiding symptoms: r=0.335; P<0.001). Nocturia was the most prominent symptom among patients who sought medical help for their LUTS.
 
Conclusions: Lower urinary tract symptoms are common in Asian populations. Both storage and voiding symptoms have a negative impact on mental health and general well-being of individuals.
 
 
New knowledge added by this study
  • Past studies on lower urinary tract symptoms (LUTS) prevalence have mainly involved men. The present study provides data on the prevalence of LUTS in both sexes.
  • The present study is among the few studies which have correlated LUTS with general well-being and mental health.
  • There is a discrepancy between LUTS and medical help seeking behaviour. The present study provides insight into symptoms that drive patients to seek medical help.
Implications for clinical practice or policy
  • Understanding the prevalence of LUTS will help estimate the associated workload and expense needed to take care of this group of patients.
  • The discrepancy between LUTS prevalence and the medical help seeking behaviour of patients with LUTS suggests a need for public health education.
 
 
Introduction
Lower urinary tract symptoms (LUTS) can affect patients of both sexes and of all ages.1 Although LUTS are regarded by the most cultures as an inevitable consequence of ageing, bother from LUTS varies among populations.2 Assessment of bother from symptoms is important, because the degree of bother affects quality of life (QoL) and medical help seeking behaviour.3 4
 
There are few studies investigating the correlation between LUTS and drinking habits, especially among Asian populations. Daily routines and dietary habits are largely dependent on cultural background; therefore, LUTS might vary in this perspective. In addition, up-to-date evidence on the impact of LUTS on mental health, as well as on the general well-being of an individual, is scarce. Most studies have investigated LUTS as a collective symptom entity.5 Few studies have investigated the relationship between individual symptoms and psychological stress.
 
The purpose of the present study is to provide an updated perspective on LUTS in an Asian population including both men and women. The present study aimed to clarify the prevalence of the subcategories of LUTS—voiding symptoms, storage symptoms, and nocturia—through a telephone survey. Furthermore, we investigated medical background and lifestyle factors that might have precipitated LUTS. Last, we assessed the effect of LUTS on the mental health and general well-being of individual patients. We also evaluated the level of bother caused by individual symptoms in relation to medical help seeking behaviour.
 
Methods
This was a random telephone survey of the general population in Hong Kong. Inclusion criteria were men or women aged ≥40 years of Chinese ethnicity. Subjects who were not able to comprehend the telephone survey were excluded from the study. Local census data report a ≥40-year-old population of 3 875 800 in 2013.6 Anticipating a confidence level of 95% and margin of error of 3%, 1000 respondents were targeted to complete the survey.
 
The survey consisted of seven parts. Basic demographics were collected, including age, sex, marital status, education level, occupation, and individual monthly income. Medical background and drinking habits were explored by questions on smoking history, beverage consumption habits, general medical and mental health history, urological history, and medical help seeking behaviour. Any LUTS were assessed with the International Prostate Symptom Score (IPSS) or the overactive bladder symptom score.7 The Patient Health Questionnaire-9 (PHQ-9) was used to assess depressive symptoms among the respondents. The PHQ-9 scores ≥10 have a sensitivity of 88% and a specificity of 88% for major depression. The PHQ-9 scores of 5, 10, 15, and 20 represent mild, moderate, moderately severe, and severe depression, respectively.8 The Short Form (SF)–12v2 Health Survey was used to assess health-related QoL. The International Index of Erectile Function was used to assess sexual function in male respondents who were sexually active in the preceding 4 weeks.9 Figure 1 shows the survey question flow. To avoid unnecessary embarrassment and to improve compliance, questions on sexual health were asked by a pre-recorded computer-generated voice programme. Subjects answered the questions by pressing the appropriate number key on the phone keypad.
 

Figure 1. Survey flow
 
The interviews were carried out from March to May 2017. To minimise the sampling error, telephone numbers were first selected randomly from an updated telephone directory as seed numbers. Another three sets of numbers were then generated using randomisation of the last two digitals to recruit unlisted numbers. Duplicate numbers were screened out, and the remaining numbers were mixed in a random order to become the final sample. Interviews were carried out by experienced interviewers, between 18:00 and 22:00 on weekdays or at other convenient times, including weekends and public holidays, arranged with suitable subjects. Upon successful contact with a target household, one qualified member of the household was selected among those family members using the last-birthday random selection method (ie, the respondent aged ≥40 years in a household who had most recently had a birthday would be selected to participate in the telephone interview). Principles of the Declaration of Helsinki were followed. The study was performed in compliance with Good Clinical Practice. All participants provided informed consent before participating in the study.
 
Descriptive statistics were used to characterise the clinical characteristics of the survey cohort. Spearman correlation was used to investigate the relationships between different age-groups and severity of LUTS. Chi squared test or Fisher’s exact test was applied for categorical data. Univariate and multivariable logistic regression analyses were performed to identify clinical covariates that were significantly associated with LUTS. The P value of <0.05 were considered statistically significant. The SPSS (Windows version 24.0; IBM Corp, Armonk [NY], US) was used for all calculations.
 
Results
A total of 18 881 calls were made, among which 17 338 were invalid cases, including non-residential lines, invalid lines, non-eligible respondents, or having the line cut immediately before the survey could start. Another 543 eligible respondents were excluded because they refused to participate in the survey after being informed of the nature of the study. In the end we received 1000 valid responses, achieving a response rate of 64.8% after excluding the invalid numbers. Table 1 includes the demographics of the respondents and their drinking habits. Most respondents did not regularly drink coffee, but 30.5% of respondents reported drinking tea more than once per day.
 

Table 1. Demographics of the respondents and their general health status
 
In total, 774 respondents (77.4%) reported a certain degree of LUTS (Table 2). Among respondents with LUTS, 89.5% had mild symptoms, 8.9% had moderate symptoms, and 1.6% experience severe symptoms. Men had more LUTS than did women (mean ± standard deviation [SD]: men, 3.62 ± 4.86; women, 2.56 ± 3.34; P=0.002). The older the subject, the poorer the LUTS and QoL scores (mean IPSS: 40-59 years, 1.37 ± 2.05; 60-79 years, 3.32 ± 4.28; ≥80 years, 4.48 ± 4.45; P<0.001; mean QoL score: 40-59 years, 1.15 ± 0.91; 60-79 years, 1.85 ± 1.13; ≥80 years, 2.25 ± 1.13; P<0.001). In the storage symptom domain of IPSS, sex did not show any significant difference in mean total storage symptom score (men, 2.32 ± 2.48; women, 1.91 ± 1.97; P=0.052). The older the age, the more prevalent the storage and voiding symptoms (storage symptom score: r=0.434, P<0.001; voiding symptom score: r=0.190, P<0.001). Mean total storage symptom score across different age-groups were: 40-59 years, 1.01 ± 1.29; 60-79 years, 2.30 ± 2.27; ≥80 years, 3.23 ± 2.25; P<0.001. The age-adjusted prevalence of any urgency symptom in our survey was 15 096 per 100 000 population. If we only include symptoms of urgency more than once per week, the age-adjusted prevalence was 4070 per 100 000 population. Furthermore, more storage symptoms than voiding symptoms were experienced by respondents at any age-group (Fig 2).
 

Table 2. Prevalence of urinary symptoms among respondents
 

Figure 2. Storage and voiding symptoms in respondents with lower urinary tract symptoms
 
If we exclude nocturia 1 time per night only as part of LUTS or part of storage symptoms, a total of 191 (63.2%) men were found to have LUTS in this survey. In this group of respondents, 71 (37.2%) reported only having storage symptoms, 19 (9.9%) reported only having voiding symptoms, and 101 (52.9%) reported having both storage and voiding symptoms. Similarly, 348 (49.9%) women were found to have LUTS: 181 (52.0%) reported only having storage symptoms, 19 (5.5%) reported only having voiding symptoms, and 148 (42.5%) reported having both storage and voiding symptoms.
 
Figure 3 shows the prevalence of nocturia among the respondents with LUTS. Among those with LUTS, 128 (67.0%) men and 230 (66.1%) women reported having nocturia twice or more per night. The median number of nocturia episodes increased with age (men, r=0.510; P<0.001; women, r=0.418; P<0.001).
 

Figure 3. Nocturia among respondents with lower urinary tract symptoms
 
Table 1 includes the general health status and mental health status of the respondents by means of SF-12v2 score and PHQ score, respectively. As shown in Table 3, both PHQ-9 scores and SF-12v2 scores were found to be correlated with both storage symptoms and voiding symptoms. The higher the PHQ-9 score—indicating more prominent depressive symptoms—the more significant the LUTS. Similarly, in the SF-12v2 assessment of general health, the higher the score—indicating poorer health—the more significant LUTS. Storage symptoms and voiding symptoms were found to be negatively correlated with all components of the SF-12v2.
 

Table 3. Storage and voiding symptoms regression analysis
 
The results of storage and voiding symptoms regression analysis are shown in Table 3. Age, presence of hypertension, and diabetes were found to be significantly correlated with storage symptoms. In contrast, male sex, presence of hypertension, diabetes, ischaemic heart disease, and stroke were found to be significantly positively correlated with voiding symptoms.
 
Concerning medical help seeking behaviour among men, 37.5% of men with severe LUTS, 16.7% with moderate LUTS, and 7.9% with mild LUTS sought medical help. No women with moderate LUTS sought medical help. For women with mild LUTS, 2.5% sought medical help. Among the patients with LUTS who sought medical help, the most prominent symptoms were nocturia (mean IPSS, 1.80±1.32) and urgency (mean IPSS, 0.97±1.67).
 
Discussion
In general, LUTS include storage symptoms and voiding symptoms. Storage symptoms include urinary frequency, nocturia, urinary urgency, and urinary incontinence. Voiding symptoms include slow stream, intermittent stream, hesitancy, and straining.10
 
According to our survey, 77.8% of men and 77.3% of women aged ≥40 years reported at least mild degree of LUTS according to IPSS assessment. This prevalence was relatively lower than an internet survey carried out in mainland China, Taiwan and South Korea, which reported 86.8% of participants having at least mild symptoms on IPSS.1 However, our findings were comparable to the EpiLUTS study performed in the US, the United Kingdom and Sweden, which demonstrated the prevalence of at least one LUTS was 72.3% for men and 76.3% for women.11 In a study of LUTS in Canada, Germany, Italy, Sweden, and the United Kingdom, Irwin et al12 reported an even lower prevalence of LUTS, with an overall prevalence of any LUTS of 62.5% in men and 66.6% in women. Although such differences in LUTS prevalence across studies could be attributed to different populations, different cultural backgrounds or methodological variations could also account for this observation. Linguistic interpretation discrepancy and different levels of severity or frequency being used to determine the presence of symptoms would also generate different results. In addition, changes in general health awareness and in the socio-economic environment might also effect survey outcomes. Furthermore, some studies have suggested seasonal variations of LUTS, with symptoms being more prominent in winter.13 14 Our survey was carried out in spring and early summer, which could possibly account for our results falling into the median range in the literature.
 
Overactive bladder is a subset of storage LUTS, currently defined by the International Continence Society as urgency, with or without urgency incontinence, usually with frequency and nocturia.10 Our survey included overactive bladder symptom score as one of the tools to assess the prevalence of storage symptoms in our population. In the present study, the prevalence of any experience of urgency was 19.5% for men and 19.1% for women. This is in line with survey results from Europe, where Milsom et al15 reported the prevalence of overactive bladder symptoms to be 16.6%, and from the US, where Stewart et al16 reported the prevalence of overactive bladder symptoms to be 16.0% in men and 16.9% in women. However, for clinically significant overactive bladder symptoms, urgency must be happening more than once per week. With this refinement, our study found that 8.6% of men and 5.3% of women reported urgency more than once per week. This group of patients warrants urological attention and intervention.
 
Voiding symptoms that are often associated with bladder outlet obstruction in men were also found to be common among women. In accordance with other studies in the literature,1 11 12 our survey confirmed that the prevalence of LUTS increases with age. In particular, storage symptoms were reported more often than voiding symptoms (Fig 2). Furthermore, age, hypertension, and diabetes were found to correlate with storage symptoms on multiple logistic regression (Table 3). Such observations conform to the findings by Ng et al,17 who noticed that in their cohort of 617 men with LUTS, 43% had hypertension and 29% had dysglycaemia. In addition, Ng et al17 also reported that patients with moderate-to-severe LUTS had a significantly higher chance of having at least one cardiovascular risk factor during assessment. These results are echoed in an updated and more detailed analysis of 966 men with LUTS.18 Yee et al18 demonstrated that the severity of LUTS was significantly positively correlated with Framingham score, which is an estimate of the risk of coronary heart disease taking into account of age, sex, smoking status, cholesterol levels, blood pressure, and hypertensive treatments. This supports the hypothesis that atherosclerosis leads to pelvis and bladder ischaemia, and that this might be one of the mechanisms leading to LUTS.19
 
Studies on the effect of caffeinated drinks on LUTS are scarce, and most have been on urinary incontinence. Davis et al20 reported that caffeine consumption was significantly associated with moderate-to-severe urinary incontinence in men from the US National Health and Nutrition Examination Survey. A similar finding was reported by Baek et al21 from the Korean National Health and Nutritional Examination Survey among postmenopausal women. However, our study did not find such a correlation. On the contrary, the consumption of caffeinated drink correlates negatively with storage symptoms in general (Table 3). One possible explanation for this contradiction is that respondents with significant storage symptoms had usually already cut down their caffeine intake. Thus, our survey could not illustrate the true impact of caffeinated drinks on overactive bladder symptoms. In addition to beverage consumption habits, a lower education level was another factor we found correlating with storage and voiding symptoms (Table 3). Another study proposed that knowledge on health and disease perception, which might be a function of education level, would lower the perceived severity of LUTS.22
 
In a prospective cohort of elderly men, Chung et al23 showed that the presence of moderate-to-severe LUTS at baseline was significantly associated with increased risk for being depressed at 2-year follow-up. The current study found that, individually, storage symptoms and voiding symptoms were correlated with a higher PHQ score, translating into a higher risk of depression. Furthermore, both storage and voiding symptoms were negatively correlated with all components of general health as measured by SF-12v2. These findings highlight the importance of LUTS management, considering its prevalence and its effect on individual well-being.
 
A significant percentage of respondents with LUTS did not seek medical help. A similar result has been observed in other Southeast Asian countries.1 Possible reasons for a low rate of medical help seeking behaviour include social stigma or a common belief that LUTS is unavoidable with ageing. A multinational cross-sectional survey on men seeking medical help for LUTS found that nocturia was the most common symptom among these patients (88%).24 Our study demonstrated that, not only was nocturia a common symptom which drove respondents to seek medical help, it was also the most bothering symptom with the highest symptom score (Table 4). This suggests that nocturia is one of the most important symptoms that drive patients to seek medical help. However, management of nocturia is still a challenge for urologists. Cutting fluid intake alone was not found to be useful in prolonging the duration between the time retiring to bed and the first nocturia episode.25 Antidiuretics are presently the only treatment that provide consistent response in the setting of nocturnal polyuria.26
 

Table 4. Symptom scores of patients seeking medical help
 
Limitations of the present study include the bias from self-reports to measure LUTS, which might be prone to inaccuracy when compared with physician assessment. However, a meticulous physical examination would not be possible in the setting of a large-scale epidemiological study. The telephone interview cam eliminate the limitation of illiteracy that might be present in self-administered questionnaires; however, such interviews might introduce bias from each interviewer’s technique, as well as time pressure on respondents. The interviewers in our study were professional interviewers with vast experience in medical research. This minimised potential interview bias.
 
This population-based survey confirms that LUTS is common among both men and women. Symptoms increase with age, significantly affecting patient mental and general health. Storage symptoms are more prominent than voiding symptoms, with nocturia being the most bothering symptom. A significant percentage of respondents with LUTS did not seek medical help. Future research and investigation should address this deficit.
 
Author contributions
All authors have made substantial contributions to the concept or design of this study; acquisition of data; analysis or interpretation of data; drafting of the manuscript; and critical revision for important intellectual content. All authors had full access to the data, contributed to the study, approved the final version for publication, and take responsibility for its accuracy and integrity.
 
Conflicts of interest
The authors have no conflicts of interest to disclose.
 
Funding/support
This research received no specific grant from any funding agency in the public, commercial, or not-for-profit sectors.
 
Ethics approval
Ethics approval was obtained from the Joint Chinese University of Hong Kong-New Territories East Cluster Clinical Research Ethics Committee (Ref. CRE-2016.588).
 
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