Somewhere between no-blame culture and treating medical errors as crimes

DOI: 10.12809/hkmj185080
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
EDITORIAL
Somewhere between no-blame culture and treating medical errors as crimes
Derrick KS Au, LMCHK, FHKAM (Medicine)
Director, Centre for Bioethics, Faculty of Medicine, The Chinese University of Hong Kong, Shatin, Hong Kong
Chairman, Hospital Authority Clinical Ethics Committee, Hong Kong
 
Corresponding author: Dr Derrick KS Au (ksau@cuhk.edu.hk)
 
 Full paper in PDF
 
In an extensively referenced and incisive article, Prof Gilberto Leung lays out the controversial issue of medical manslaughter.1 In English law, the associated legal offence is termed gross negligence manslaughter (GNM). Doctors can be charged and convicted of this offence when a duty of care is breached, with grossly negligent acts or omissions causing patient death. Prosecution of doctors for GNM is rare but on the rise in the UK, and doctors have expressed concerns about the impact such investigations and prosecutions have on staff morale and health services.2
 
The law with respect to GNM was clarified in the 1994 Adomako case,3 in which the anaesthetist in charge of a patient during an eye operation failed to notice the disconnection of an oxygen pipe for 6 minutes, and the patient died as a result. The jury in this case was directed to “to consider whether that breach of duty should be characterised as gross negligence and therefore as a crime”. What then constitutes ‘gross’ negligence? The guidance provided by Lord Mackay was that the jury should judge how far the defendant’s conduct departed from the standard of care, and the conduct should be ‘so bad’ as to amount to a criminal act. In her award-winning law reform essay, Katherine Wright4 considered the problem of uncertainty regarding the legal test for gross negligence in some detail. She noted that even prosecutors themselves had difficulty articulating their interpretation of gross negligence, and that a solid prosecution policy for this serious charge is lacking. The decision whether or not to prosecute may not be arbitrary but does seem particularly reliant on the prosecutor’s own moral frame or even gut feelings.4
 
The field of GNM law appears to be oblivious to the field of patient safety improvement, where ‘blame-free culture’ is the paradigm. Jeremy Hunt, the UK Health Secretary, delivered a passion-filled speech titled “From a blame culture to a learning culture” in his address at the Global Safety Summit in March 2016.5 In the speech, he quoted a 1990 case of ‘a bright 24-year-old medical school graduate’ who started his first job in medicine as a pre-registration house officer, and in his first month of duty, he wrongly injected a highly toxic chemotherapy drug to a patient’s spine. The 16-year-old patient died, and the medical house officer and another colleague were prosecuted for medical manslaughter and given suspended jail sentences. The conviction was eventually overturned by the Court of Appeal.
 
Hunt4 regretted that “…the real crime was missed: as the legal process rumbled on, exactly the same error was made in another National Health Service (NHS) hospital and another patient died because our system was more interested in blaming than learning”. He went on to say, “The blame culture doesn’t just create fear [among] doctors. It causes heartbreak for patients and their families…” Blocked by fear of blame, defensive health care workers shut grieving families out when unexpected patient death occurs.5 Hunt insisted that a blame-free environment promotes learning and openness and that prosecuting such medical mistakes as criminal offences does not help.5
 
How do we reconcile the observation that, on the one hand, the UK Health Secretary made such a passionate plea for a non-punitive approach, and on the other hand, that investigations and prosecutions for GNM are on the rise? Is the UK of split mind?
 
Winding the clock back by two decades may help us see how the pendulum has been swinging between the blame-free paradigm and hard legal sanctions. The story might have begun in the US. In November 1999, the Institute of Medicine (now the US Academy of Medicine) issued a groundbreaking report To Err is Human: Building a Safer Health System.6 With this, the US and the rest of the world embarked on a decade-long pursuit of a patient safety agenda. No-blame or blame-free culture became buzzwords throughout the decade.7 8
 
The premises of this patient safety movement can be simply stated: first, medical errors are common and cause many patient injuries and even deaths; second, most medical errors are caused by underlying unsafe practices, work processes, and poor systems. This is not to say that human factors are not important, but the common notion of bad physicians being the root cause of bad care appeared unfounded in the vast majority of cases. To build safety systems in health care, it is essential to encourage openness in incident reporting and root cause analysis. Lessons will not be learned if the root causes cannot be discussed openly without fear of retribution.
 
Perhaps the pendulum swung again in 2010 with the NHS Mid Staffordshire Trust tragedy. ‘Tragedy’ is a euphemism for a fairly large scandal, which revealed hundreds of patients having died needlessly as the result of substandard care and staff failings at two hospitals in Mid Staffordshire between January 2005 and March 2009. A public inquiry led by Robert Francis QC produced the Francis Report,9 in which 290 recommendations for improvement were made.
 
The Francis report was not enough to weather the political storm. In 2013, the UK Prime Minister commissioned Professor Donald Berwick from the US to study Mid Staffordshire’s various accounts and the recommendations of the Francis report to distil lessons to be learned by the UK Government. Berwick, the co-founder of the Institute of Healthcare Improvement and chair of the National Advisory Council of the Agency for Healthcare Research and Quality, is a fervent champion of health care quality and safety. The Berwick report released in October 2013 indicated a complete systems failure during the Mid Staffordshire Trust tragedy.10 It recommended a broad culture change in the NHS: “The way out is through learning, curiosity, commitment, and empathy rather than anger, fear and blame”.10
 
Berwick’s non-punitive and encouraging approach was hailed by some as having completely dismissed “the nonsense of criminal sanctions in healthcare”.11 This overlooked the part of the report that called for effective regulations to be strong, focused, and detailed, as well as a recommendation “to build a hierarchy of regulatory responses, including making new criminal sanctions” (Recommendation 10, Section VIII).10 The argument was that existent criminal sanctions (including GNM) are not wide enough in scope, and therefore that the UK Government should introduce new sanctions “in cases where healthcare workers or organisations are unequivocally guilty of willful or reckless neglect or mistreatment of patients”. The Berwick report drew on parallels with existing laws that protect mentally incapacitated and mentally ill people under institutional care.
 
Authors of the Berwick report were conscious of the apparent contradiction of this recommendation on new criminal sanctions with the celebrative ‘blame free’ learning culture advocated in the rest of the report. The report emphasised that supporting NHS staff and hospitals in learning from errors and holding them criminally accountable are not mutually exclusive approaches. This assertion that we can have the best of both worlds (being blame-free and imposing criminal sanctions as a deterrent at the same time) seems neither self-evident nor evidence-based.
 
Would criminalising health care professionals for wilful neglect improve patient safety? The UK Government has yet to make a decision on this particular recommendation in the Berwick report. The issue has been debated: one proponent has argued that criminal sanctions have worked in public health law. An example is the success of making seatbelt wearing legally compulsory, which has effectively saved many lives.12 However, the example of seatbelt wearing is a poor one: modern health care is extremely complex, and risk mitigation in medical practice is dissimilar from the single requirement of seatbelt buckling.
 
Medical manslaughter is a difficult subject, and we should be mindful that protection of doctors is not primarily at stake. Insisting on a totally blame-free culture may be idealistic and can be mistaken for not accepting responsibility when medical harm occurs. Even if we accept that medical errors, including fatal medical incidents, are often caused by a mix of systemic and human factors, doctors and management should be accountable for the parts for which they are responsible. Accordingly, accountability and ‘just culture’ have been proposed.13 14 Prosecution for medical manslaughter may be justified in extreme cases of recklessness and blatant violation of standards of care. The difficulty lies in drawing a line between simple negligence due to fleeting lapses of attention under overworked conditions and gross negligence that is truly reckless. As discussed by Leung,1 gross negligence is not a clearly defined legal concept.1 We need a sustainable health care system that cherishes positive efforts to learn and improve care and is just to the public and fair to professionals. Open discussion is the way forward.
 
Declaration
The author has disclosed no conflicts of interest. The author had full access to all data, contributed to the paper, approved the final version for publication, and takes responsibility for its accuracy and integrity.
 
References
1. Leung GK. Medical manslaughter in Hong Kong—how, why, and why not. Hong Kong Med J 2018;24:384-90. Crossref
2. Medico-Legal Committee. The British Medical Association. Medical and gross negligence manslaughter. Available from: https://www.bma.org.uk/collective-voice/committees/medico-legal-committee/medical-manslaughter. Accessed 14 May 2018.
3. R v Adomako [1995] 1 AC 171.
4. Wright K. When clinical becomes criminal: reforming medical manslaughter. Law Reform Essay. Bar Council of UK. Available from: https://www.barcouncil.org.uk/media/627460/_35__law_reform_essay.pdf. Accessed 18 May 2018.
5. Hunt J. From a blame culture to a learning culture. Mar 2016. Available from: https://www.gov.uk/government/speeches/from-a-blame-culture-to-a-learning-culture. Accessed 18 May 2018.
6. US Institute of Medicine Committee on Quality of Health Care in America. In: Kohn LT, Corrigan JM, Donaldson MS, editors. To Err is Human: Building a Safer Health System. Washington, US: National Academies Press; 2000.
7. Lilleyman J. A blame-free culture in the NHS: quixotic notion or achievable ambition? Perfusion 2005;20:233. Crossref
8. Elmqvist KO, Rigaudy MT, Vink JP. Creating a no-blame culture through medical education: a UK perspective. J Multidiscip Healthc 2016;9:345-6. Crossref
9. UK Government. Report of the Mid Staffordshire NHS Foundation Trust public inquiry. Feb 2013. Available from: https://www.gov.uk/government/publications/report-of-the-mid-staffordshire-nhs-foundation-trust-public-inquiry. Accessed 13 Mar 2017.
10. Department of Health and Social Care, UK Government. Berwick review into patient safety: recommendations to improve patient safety in the NHS in England. 6 Aug 2013. Available from: https://www.gov.uk/government/publications/berwick-review-into-patient-safety. Accessed 18 May 2018.
11. Berwick report highlights nonsense of criminal sanctions in healthcare. Aug 2013. Available from: https://www.pharmaceutical-journal.com/news-and-analysis/berwick-report-highlights-nonsense-of-criminal-sanctions-in-healthcare/11124155.article. Accessed 21 May 2018.
12. Bibby J, Tomkins C. Would criminalising healthcare professionals for wilful neglect improve patient care? BMJ 2014;348:g133. Crossref
13. Walton M. Creating a “no blame” culture: have we got the balance right? BMJ 2004;13:163-4. CrossRef
14. Wachter RM, Pronovost PJ. Balancing “no blame” with accountability in patient safety. N Engl J Med 2009;361:1401-6. Crossref

Genetic testing and counselling

DOI: 10.12809/hkmj185081
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
EDITORIAL
Genetic testing and counselling
Raymond Liang, MD, FRCP
Department of Medicine, Hong Kong Sanatorium and Hospital, Happy Valley, Hong Kong
 
Corresponding author: Dr Raymond Liang (rliang@hksh.com)
 
 Full paper in PDF
 
Genetic testing is an important and rapidly developing field. One third of paediatric medical conditions are related to genetic abnormalities. For adults, most medical conditions are likely the result of the interaction between genetic and environmental factors.
 
Advances in medical technology mean that genetic testing is now readily available for disease and carrier state diagnosis, risk assessment, prognostic determination, and treatment response prediction for various different diseases.1 Available tests include single-gene tests, gene panel testing, and whole genome sequencing. The most appropriate test for a particular clinical situation depends very much on the disease and the test indications. The obtained test results may provide useful information for guiding patient management and for assisting counselling of the patient and their family.
 
The usefulness of a genetic test in predicting future development of a disease depends on many variables, including the penetrance and expressivity of the clinical phenotype, which may be different between high-risk and low-risk populations. Large-scale or long-term studies are required, not only to accurately identify patients who are at high risk of developing a particular disease, but also to provide these patients with appropriate treatment and counselling. This is highlighted in a recent 10-year study on cardiac genetics in Hong Kong Chinese patients.2 For patients identified as high risk, a long-term management plan must be formulated, including aggressive disease screening initiated at an earlier age and advice on lifestyle modifications. Surgical or medical intervention may also be considered. At the same time, related psychosocial problems must also be managed.
 
For couples with an increased risk of a particular genetic condition, pre-implantation genetic testing can be done on embryos obtained from in vitro fertilisation.3 This permits selection of unaffected embryos for implantation. The technique is applicable to hereditary diseases, such as thalassaemia and haemophilia, as well as hereditary cancer syndromes, including breast and colon cancers.4 This is usually followed by confirmation by prenatal genetic testing after pregnancy.
 
Prenatal genetic testing is done to determine whether the fetus is affected by the specific parental genetic abnormality. Specimens are conventionally obtained by chorionic villus sampling or amniocentesis. These procedures are invasive and are not without risk to the mother and the baby, as they are associated with a very small but significant risk of abortion. Prenatal genetic testing is used routinely for parents who are carriers of thalassaemia or haemophilia, and is also used as a complement to pre-implantation genetic testing for many other genetic diseases. Prenatal genetic screening can now be done by analysing fetal cell-free DNA in maternal blood. The technique has been used to detect chromosomal abnormalities such as trisomy 21 and other genetic abnormalities.5 However, it is recommended that positive results must always be confirmed by amniocentesis.
 
Genetic testing must not be done lightly. It must always be coordinated with appropriate genetic counselling by trained personnel, so that the patient and the family can comprehend the meanings and implications of a positive or negative test result. Because genetic testing is often associated with many ethical and psychosocial issues, professional genetic counselling is important. Test results may have important consequences to the family, including genetic discrimination. There are also ethical issues surrounding genetic testing of children. In the United States, legal protection has already been implemented to prevent health insurance providers and employers from using genetic information. However, in many other jurisdictions, including Hong Kong, such protection is not yet available.
 
Genetic techniques have recently been applied to the therapy of hereditary and acquired diseases. We are witnessing signs of success with gene therapy for haemophilia.6 Chimeric antigenic receptor T cell therapy works by manipulating genetically the T cells of patients and this mode of treatment has proven useful in the treatment of acute B lymphoblastic leukaemia.7
 
Genetic technology has opened up a new horizon for the diagnosis and management of hereditary and acquired human diseases. Rapid development in this area is anticipated in the years to come.
 
Declaration
The author has disclosed no conflicts of interest.
 
References
1. Chan KC, Woo JK, King A, et al. Analysis of plasma Epstein-Barr virus DNA to screen for Nasopharyngeal cancer. N Engl J Med 2017;377:513-22. Crossref
2. Mak CM, Chen SP, Mok NS, et al. Genetic basis of channelopathies and cardiomyopathies in Hong Kong Chinese patients: a 10-year regional laboratory experience. Hong Kong Med J 2018;24:340-9. CrossRef
3. Bodurtha J, Strauss JF 3rd. Genomics and perinatal care. N Engl J Med 2012;366:64-73. Crossref
4. Lee VC, Chow JF, Lau EY, et al. Preimplantation genetic diagnosis for hereditary cancer syndrome: local experience. Hong Kong Med J 2016;22:289-93. Crossref
5. Sun K, Jiang P, Chan KC, et al. Plasma DNA tissue mapping by genome-wide methylation sequencing for noninvasive prenatal, cancer and transplantation assessment. Proc Natl Acad Sci U S A 2015;112:e5503-12. Crossref
6. Rangarajin S, Walsh L, Lester W, et al. AAV5-factor VIII gene transfer in severe hemophilia A. N Engl J Med 2017;377:2519-30. Crossref
7. Park JH, Rivière I, Gonen M, et al. Long-term follow-up of CD19 CAR therapy in acute lymphoblastic leukemia. N Engl J Med 2018;378:449-59. Crossref

Is now the right time to abolish breast cancer screening in Hong Kong?

DOI: 10.12809/hkmj185079
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
EDITORIAL
Is now the right time to abolish breast cancer screening in Hong Kong?
Lorraine CY Chow, MB, BS, FRCSEd
Private Practice
 
Corresponding author: Dr Lorraine CY Chow (drlorrainechow@gmail.com)
 
 Full paper in PDF
 
In a recent article by the Cancer Expert Working Group on Cancer Prevention and Screening,1 screening for breast cancer in the general female population was not recommended based on the lack of evidence for its survival benefit and the imminent cause of patient anxiety. The criticisms of implementing a population-based screening programme for breast cancer include overexposure to radiation and increment in the number of invasive investigations and treatments for breast lesions that may never become malignant. Nonetheless it is important to recognise that the primary aim of screening in breast cancer is to facilitate timely detection of early-stage disease, and hence improve survival. In contrast to this notion, several large-scale studies using nationwide data showed that screening could only prevent one to two cancer deaths in every one to 2000 women screened at the expense of 20% overdiagnosis rates as well as induction of anxiety in every one to 2000 women.2 3 Nonetheless a more in-depth analysis would reveal major weaknesses in these studies including their methodology, inclusion criteria for screening, level of expertise in the evaluation of screening results, and the standard of equipment used for screening. For instance, the Canadian National Breast Screening Study was the only randomised controlled trial that did not show any survival benefit for screening, but a 35% increment in the overdiagnosis of ductal carcinoma in situ.4 Nonetheless randomisations were not blinded and with pitfalls. Women with symptomatic palpable breast masses were also recruited into the ‘screening’ arm, and the quality of mammography was suboptimal and evaluation of mammographic images deficient.
 
On the contrary, many studies have shown that treatment for smaller tumours without nodal involvement confers better oncological outcomes as well as a better chance of undergoing breast conserving surgery, and fewer postoperative morbidities.5 6 7 This is an important issue that was often not addressed by these large-scale population studies such as the Swiss Medical Board study and the Cochrane review.2 3 The primary end-point of these studies was reduced mortality. They paid no regard to the short-term physical and psychological impact of cancer treatment. The current trend in treatment for breast cancer is multifaceted. A smaller tumour size increases the chances of breast conserving surgery with consequently less postoperative morbidity compared with standard mastectomy.8 Applying the same principle, the advent of sentinel lymph node mapping in the management of the axillary area implied a substantially reduced need for axillary dissection in early tumours, and hence lower risk of lymphoedema and its associated morbidities.9 10 Moreover, advances in imaging techniques may further improve the accuracy of screening. In the Norwegian nationwide study of over 40 000 women with breast cancer, screening led to a reduction in mortality by 4.8 deaths per 100 000 person-years when compared with the non-screened group.11 Furthermore, screening in the ‘modern’ era further reduced mortality by 7.2 deaths per 100 000 person-years compared with screening in the ‘historical’ era implying that changes to breast cancer awareness, advances in imaging techniques, and improved treatments in recent years could all contribute to the survival benefit of a screening programme. Such finding was also in line with the evidence provided by the National Health Service Screening Programme in which there was a steady decline in mortality for women with breast cancer aged between 50 and 79 years as the screening programme evolved over a 10-year period from 1990 to 2000.12 In Hong Kong, there has been a steady increment in the number of new cases of breast cancer over the last three decades. According to the Hong Kong Cancer Registry, breast cancer is now the most common female cancer with over 3500 new cases diagnosed annually.13 Public awareness of breast cancer has substantially improved in recent years following promotion by local media and other non-profitable organisations such as the Hong Kong Breast Cancer Foundation, Well Women Clinic of the Tung Wah Group of Hospitals, and the Family Planning Association. In fact, breast screening in our local population has been shown to be feasible and well accepted.14 Advanced imaging technology such as three-dimensional mammography has been introduced as an alternative efficient assessment tool for screening as well as multidisciplinary management of breast cancer in clinical practice. It may be premature to conclude that screening for the general female population in Hong Kong is of little clinical value.
 
Declaration
The author has no conflicts of interest to disclose.
 
References
1. Cancer Expert Working Group on Cancer Prevention and Screening. Recommendations on prevention and screening for breast cancer in Hong Kong. Hong Kong Med J 2018;24:298-306. Crossref
2. Gøtzsche PC, Jørgensen KJ. Screening for breast cancer with mammography. Cochrane Database Syst Rev 2013;(6):CD001877. Crossref
3. Biller-Andorno N, Jüni P. Abolishing mammography screening programs? A view from the Swiss Medical Board. N Engl J Med 2014;370:1965-7. Crossref
4. Miller AB, Baines CJ, To T, Wall C. Canadian National Breast Screening Study: 2. Breast cancer detection and death rates among women aged 50 to 59 years. CMAJ 1992;147:1477-88.
5. Cossetti RJ, Tyldesley SK, Speers CH, Zheng Y, Gelmon KA. Comparison of breast cancer recurrence and outcome patterns between patients treated from 1986 to 1992 and from 2004 to 2008. J Clin Oncol 2015;33:65-73. Crossref
6. Metzger-Filho O, Sun Z, Viale G, et al. Patterns of recurrence and outcome according to breast cancer subtypes in lymph node-negative disease: results from international breast cancer study group trials VIII and IX. J Clin Oncol 2013;31:3083-90. Crossref
7. Jacobson JA, Danforth DN, Cowan KH, et al. Ten-year results of a comparison of conservation with mastectomy in the treatment of stage I and II breast cancer. N Engl J Med 1995;332:907-11. Crossref
8. Eby PR. Evidence to support screening women annually. Radiol Clin North Am 2017;55:441-56.
9. Veronesi U, Paganelli G, Viale G, et al. A randomized comparison of sentinel-node biopsy with routine axillary dissection in breast cancer. N Engl J Med 2003;349:546-53. Crossref
10. Bromham N, Schmidt-Hansen M, Astin M, Hasler E, Reed MW. Axillary treatment for operable primary breast cancer. Cochrane Database Syst Rev 2017;(1):CD004561. Crossref
11. Kalager M, Zelen M, Langmark F, Adami HO. Effect of screening mammography on breast-cancer mortality in Norway. N Engl J Med 2010;363:1203-10. Crossref
12. Blanks RG, Moss SM, McGahan CE, Quinn MJ, Babb PJ. Effect of NHS breast screening programme on mortality from breast cancer in England and Wales, 1990-8: comparison of observed with predicted mortality. BMJ 2000;321:665-9. Crossref
13. Hong Kong Cancer Registry. Available from: http://www3.ha.org.hk/cancereg/. Accessed Jun 2018.
14. Kwong A, Cheung PS, Wong AY, et al. The acceptance and feasibility of breast cancer screening in the East. Breast 2008;17:42-50. Crossref

Multidisciplinary care for better clinical outcomes: role of pharmacists in medication management

DOI: 10.12809/hkmj175076
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
EDITORIAL
Multidisciplinary care for better clinical outcomes: role of pharmacists in medication management
Vivian WY Lee, PharmD, BCPS (AQ Cardiology); Franco WT Cheng, MClinPharm, BCPS
School of Pharmacy, The Chinese University of Hong Kong, Shatin, Hong Kong
 
Corresponding author: Prof Vivian WY Lee (vivianlee@cuhk.edu.hk)
 
 Full paper in PDF
 
Global ageing issue and the situation in Hong Kong
The global population aged 60 years or older was 962 million in 2017—double the number in 1980—and is expected to double again by 2050.1 More significantly, older persons are expected to outnumber children younger than 10 years and adolescents in 2030 and 2050, respectively.1 The ageing population is a global issue and Hong Kong is not exempt. Despite the persistently low fertility rate, it is projected that the dependency ratio, defined as the number of persons aged under 15 years and 65 years or over per 1000 persons aged 15 to 64 years, will increase from 397 in 2016 to 844 in 2066.2
 
A longer life can be an incredibly valuable resource,3 provided it is accompanied by good health.4 Nonetheless, over 70% of Hong Kong elderly people have chronic illnesses, ranging from cardiovascular problems to oncological diseases.5 It is also estimated that approximately 40% of the elderly population in Hong Kong take more than five medications every day.6 Given the substantial risk of drug-related problems among elderly people, the medication management for elderly patients in Hong Kong needs to be addressed. Hong Kong has a largely government-based subsidised health care system, with more than 90% of secondary and tertiary care provided by physician consultations in the public sector; a general out-patient clinic visit lasts an average of 3 to 5 minutes.7 It is difficult to provide adequate counselling and medication review during such a short time. In 2013, The University of Hong Kong conducted a study to analyse the nature of pharmaceutical services for elderly patients in Hong Kong. Although the study identified a number of services related to elderly patients, the lack of solid data concerning medication errors and effectiveness of pharmaceutical services6 made it difficult to understand medication management among the group.
 
Although there has been no formal study of medication management in an elderly population, research has clearly established a strong relationship between polypharmacy and negative clinical consequences, including but not limited to adverse drug reactions, drug-drug interactions, and non-compliance.8 Appropriate medication management may minimise drug wastage that also places a significant economic burden on the health care system.
 
Multidisciplinary team: role of pharmacists
The Institute of Medicine (IOM) declared that “health care professionals should be educated to deliver patient-centered care as members of an interdisciplinary team”.9 The IOM also stated that patients receive better and safer care when health care professionals work effectively as a team, understanding each other’s roles and communicating effectively.9 Pharmacists are known to be drug experts and therefore in a good position to prevent drug-related problems, which are a particular risk for the elderly patients.10 11 12 Different reviews have demonstrated the value of pharmacists in improving the overall quality of prescribing and consequently minimising drug-related problems. The outreach programme led by The Chinese University of Hong Kong has also demonstrated that pharmacists could improve blood pressure control and heart failure symptoms in addition to addressing the many drug-related problems faced by the community elderly population.13 14 In this issue, Chiu et al15 show that a pharmacist-led medication review programme was one of the important strategies to enhance the safety and quality of prescription among elderly patients in hospital. The study revealed that over half of the subjects were prescribed inappropriate medications. The authors stated that most inappropriate medication use was related to effectiveness, dosage, and directions. It highlighted the impact of a systematic pharmacist-led medication review programme on geriatric patients in the hospital setting. The potential cost-savings from avoidance of inappropriate medication use and unscheduled hospital readmission can be significant in the long term. Pharmacists should therefore be more proactive, both directly and collaboratively, in the teams caring for elders in order to optimise pharmacotherapy.
 
Despite their value, the pharmacist-to-population ratio in Hong Kong was only 1 per 2774 population in 2016,16 a ratio that is significantly less than that reported by the World Health Organization (1 per 1000)17 and other upper-middle–income and high-income countries.18 The lack of human resources in addition to the lack of government support may explain the underutilisation of clinical pharmacy services in Hong Kong. It was only recently that the government acknowledged the need to strengthen clinical pharmacy services for elderly persons living in elderly homes.19 Furthermore, many old-age home managers fail to appreciate that the role of the pharmacist extends beyond just dispensing drugs and instead consider employment of nurses or health care assistants to be a higher priority.6 Unless there is a more widespread appreciation of the diverse roles of a pharmacist, clinical pharmacy services in Hong Kong will not evolve.
 
Government policy
Recently, the government announced the establishment of the Steering Committee on Primary Healthcare Development to develop a blueprint for the sustainable development of primary care services in Hong Kong with an aim to “encourage the public to take precautionary measures against diseases, enhance their capability in self-care and home care, and reduce the demand for hospitalisation”.20 Although the effect of primary care may not be instant, its impact could be huge in the near future. The latest Thematic Household Survey Report revealed that over 40% of patients with chronic illnesses are aged 65 years or older.5 The health care system and geriatric care in particular cannot be sustained if no changes are made. An English proverb has it that “an ounce of prevention is worth a pound of cure”. From now on, our efforts should be directed away from treating the chronically ill to health promotion. This cannot be accomplished without a team that comprises every health care discipline. The government should have a policy that ensures proper utilisation of all health care professionals in the current setting. Implementation of medication safety programmes to ensure provision of quality pharmaceutical care services to high-risk patients is one of the important strategies for sustainable and cost-saving health care management.
 
Conclusion
Better clinical outcomes are achieved by effective multidisciplinary care. Pharmacists in both community and hospital sectors are part of this multidisciplinary team. They are equipped with expert drug knowledge to address drug-related problems. The study by Chiu et al15 demonstrates the clinical and economic benefits of a pharmacist-led medication review programme in the hospital setting.
 
Declaration
The authors have no conflicts of interest to disclose.
 
References
1. World Population Ageing 2017. Highlights. Available from: http://www.un.org/en/development/desa/population/publications/pdf/ageing/WPA2017_Highlights.pdf. Accessed 21 Dec 2017.
2. Hong Kong Population Projections 2017-2066. Available from: http://www.statistics.gov.hk/pub/B1120015072017XXXXB0100.pdf. Accessed 21 Dec 2017.
3. Beard JR, Biggs S, Bloom DE, editors. Global Population Ageing: Peril or Promise? Global Agenda Council on Ageing Society. Available from: http://demographic-challenge.com/files/downloads/6c59e8722eec82f7ffa0f1158d0f4e59/ageingbook_010612.pdf. Accessed 3 Jan 2018.
4. World Report on Ageing and Health. Available from: http://www.who.int/ageing/events/world-report-2015-launch/en/. Accessed 3 Jan 2018.
5. Census and Statistics Department, Hong Kong SAR Government. Thematic Household Survey Report No. 63. Available from: http://www.statistics.gov.hk/pub/B11302632017XXXXB0100.pdf. Accessed 21 Dec 2017.
6. Pharmaceutical services of elderly patients in Hong Kong: scoping study to identify and analyse the nature of pharmaceutical services provided to the elderly in Hong Kong. January 2013. Available from: http://www.ps.org.hk/uploads/files/Pharmaceutical Services of Elderly Patients in Hong Kong.pdf. Accessed 20 Dec 2017.
7. Lee VW, Law S, Chung NK, et al. Effect and sustainability of pharmacy outreach services in elderly adults: a 5-year experience in Hong Kong. J Am Geriatr Soc 2013;61:2242-4. Crossref
8. Maher RL, Hanlon JT, Hajjar ER. Clinical consequences of polypharmacy in elderly. Expert Opin Drug Saf 2014;13:57-65. Crossref
9. Greiner AC, Knebel E, editors. Institute of Medicine Committee on the Health Professions Education Summit. Health Professions Education: a Bridge to Quality. Washington DC: National Academy Press; 2003.
10. Wiedenmayer K, Summers RS, Mackie CA, Gous AG, Everard M. Developing Pharmacy Practice: a Focus on Patient Care. Handbook, 2006 edition. Available from: http://apps.who.int/medicinedocs/documents/s14094e/s14094e.pdf. Accessed 21 Dec 2017.
11. Resnick B, Gershowitz SZ. Pharmacists and the Elderly. Merck Manual Professional Edition. Available from: http://www.merckmanuals.com/professional/geriatrics/provision-of-care-to-the-elderly/pharmacists-and-the-elderly. Accessed 21 Dec 2017.
12. Lee J, Alshehri S, Kutbi H, Martin J. Optimizing pharmacotherapy in elderly patients: the role of pharmacists. Integr Pharm Res Pract 2015;4:101-11. Crossref
13. Lee VW, Choi LM, Wong WJ, Chung HW, Ng CK, Cheng FW. Pharmacist intervention in the prevention of heart failure for high-risk elderly patients in the community. BMC Cardiovasc Disord 2015;15:178. Crossref
14. Lee VW, Yi PT, Kong KW, Chan PK, Kwok FL. Impact of pharmacy outreach services on blood pressure management in the elderly community of Hong Kong. Geriatr Gerontol Int 2013;13:175-81. Crossref
15. Chiu PK, Lee AW, See TY, Chan FH. Outcomes of a pharmacist-led medication review programme for hospitalised elderly patients. Hong Kong Med J 2018;24:98-106. Crossref
16. Health Facts of Hong Kong. Available from: http://www.dh.gov.hk/english/statistics/statistics_hs/files/Health_Statistics_pamphlet_E.pdf. Accessed 21 Dec 2017.
17. Global Health Observatory (GHO) data. Available from: http://www.who.int/gho/health_workforce/en/. Accessed 21 Dec 2017.
18. Global Pharmacy Workforce Intelligence: Trends Report. 2015. Available from: http://fip.org/files/fip/PharmacyEducation/Trends/FIPEd_Trends_report_2015_web_v3.pdf. Accessed 3 Jan 2018.
19. The Chief Executive’s 2017 Policy Address. We connect for hope and happiness. Available from: https://www.policyaddress.gov.hk/2017/eng/pdf/PA2017.pdf. Accessed 20 Dec 2017.
20. Government establishes Steering Committee on Primary Healthcare Development. Press release. Available from: http://www.info.gov.hk/gia/general/201711/29/P2017112900377.htm. Accessed 21 Dec 2017.

Recent advances in breast cancer treatment

DOI: 10.12809/hkmj175077
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
EDITORIAL
Recent advances in breast cancer treatment
Polly SY Cheung, FRCS (Glasg), FRACS
Specialist in General Surgery, private practice, Hong Kong
 
Corresponding author: Dr Polly SY Cheung (pollyc@pca.hk)
 
 Full paper in PDF
 
Introduction
Breast cancer is an important health hazard in Hong Kong women. It has been the number one cancer to affect women in Hong Kong for two decades and the number of new cases diagnosed each year is increasing.1 Today, one in 16 women will have breast cancer in their lifetime.1 The local pattern of breast cancer is similar to that in the West, suggesting that a westernised lifestyle and diet may be the underlying driving force.
 
Owing to advances in a multidisciplinary approach to treatment, breast cancer is no longer solely a surgical disease. An understanding of the tumour biology has led to the development of targeted medical therapy and hence improved outcome for breast cancer treatment. Less radical surgery in appropriate patients and new techniques in radiotherapy have reduced treatment morbidity and improved quality of life for breast cancer survivors.
 
Molecular subtype of breast cancer
Breast cancer is a heterogeneous disease. An understanding of the tumour biology has been made possible from gene expression array analysis, leading to the identification of different intrinsic subtypes that exhibit different tumour behaviour with different prognoses, and that may require specific targeted therapies to maximise treatment effectiveness.2 The assay of hormone receptor (oestrogen/progesterone receptor)–related genes, human epidermal growth factor receptor 2 (HER2)–related genes, basal-like genes, and proliferation genes has led to the distinction of at least five intrinsic subtypes, namely luminal A and B, HER2-overexpressed, basal-like, and claudin-low, with the latter two being grouped as triple-negative subtypes. Clinical assays using immunohistochemistry measure surrogates that are used to differentiate the different biological subtypes and guide treatment.
 
Targeted therapy for HER2-positive breast cancer
Approximately 20% to 25% of all breast cancers exhibit HER2 overexpression. The development of the first anti-HER2–targeted therapy with trastuzumab more than 15 years ago has significantly improved the survival of breast cancer patients in both neoadjuvant, adjuvant, and metastatic settings.3 Newer agents such as lapatinib, pertuzumab, and an antibody-drug conjugate trastuzumab emtansine (T-DM1), have shown prolongation of disease-free survival.4 Dual blockade using trastuzumab and pertuzumab has shown prolonged survival in patients with advanced HER2-positive cancer when compared with trastuzumab alone.5 Different clinical studies have also confirmed the value of T-DM1 as second- or third-line therapy for advanced breast cancer.6 The paper by Yeo et al7 in this issue reports the results of a multicentre retrospective study of the use of T-DM1 in advanced HER2-positive breast cancer in Hong Kong. It showed that T-DM1 was well tolerated and, despite heavy pretreatment with anti-HER2 agents and cytotoxic chemotherapy, a meaningful achievement of progression-free survival of 6 months was achieved.
 
Neratinib, a tyrosine kinase inhibitor, given after trastuzumab has been shown to reduce the risk of recurrence or death when compared with placebo, leading to a promising future for advanced HER2-positive breast cancer.8
 
Endocrine therapy for hormone receptor–positive breast cancer
Approximately 75% of breast cancers express hormone receptors for oestrogen and progesterone. Tamoxifen, a selective oestrogen receptor modulator, was the first targeted therapy and has been used for more than 30 years to treat these hormone receptor–positive breast cancers.9 Recent treatment options have expanded to include agents such as aromatase inhibitors that reduce oestrogen synthesis, and selective oestrogen down-regulators such as fulvestrant. The use of these new agents has improved disease-free and overall survival.
 
Extended use of endocrine therapy using 10 years of tamoxifen10 or 5 years of tamoxifen followed by 5 years of aromatase inhibitors11 has been reported to reduce recurrence and mortality. For breast cancer with high risk of recurrence, continuation of endocrine therapy beyond 5 years should be considered, provided the side-effects of treatment are tolerable.
 
Some 20% to 30% of hormone-sensitive breast cancers may develop resistance with consequent recurrence or metastasis. Newer agents such as mTOR inhibitors, or CDK4/6 inhibitors, which target the altered pathways that produce endocrine resistance, have shown promising results when used in combination with anti-oestrogen agents.12 13
 
Genomic testing of breast cancer
Early-stage luminal cancers that are responsive to endocrine therapy may not require adjuvant chemotherapy. Genomic profile assays—such as the 21-gene assay (Oncotype DX; Genomic Health, Redwood City [CA], United States [US]), 70-gene assay (MammaPrint; Agendia, Amsterdam, Netherlands), PAM50 (Prosigna; NanoString Technologies Inc, Seattle [WA], US), and EndoPredict (Myriad Genetics Inc, Salt Lake City [UT], US)—provide additional genomic information about the breast cancer, either by estimating the prognosis or predicting the additional benefit of chemotherapy in early-stage breast cancers.14 15 Studies using some of these assays have shown a reduced need for chemotherapy in about one third of patients who may otherwise be referred for chemotherapy on the basis of clinical and pathological parameters alone.
 
Immunotherapy
The promising results of immunotherapy in treating non–small-cell lung cancer and other cancers have led to clinical trials in breast cancer. An improved clinical activity has been observed in treating triple-negative breast cancer and those expressing PD-L1.16 We await further results of clinical trials using immunotherapy.
 
Less-extensive surgery for appropriate cancer
Regular breast screening introduced in the 1970s has allowed detection of early breast cancer that may not require total mastectomy or complete axillary dissection, thereby reducing long-term morbidity. Long-term follow-up in studies started in the 1980s showed that breast-conserving surgery coupled with radiation has an equivalent outcome to total mastectomy in terms of survival.17 Today, one third of patients can receive breast-conserving treatment, which reduces the psychosocial impact of breast cancer on long-term survivorship.
 
The development of sentinel node biopsy in the mid-1990s has led to its use in clinically node-negative tumours, thereby reducing the occurrence of lymphoedema that can cause long-term complications in breast cancer survivors.18
 
The randomised ACOSOG Z11 trial19 that compared sentinel node biopsy alone versus the addition of complete axillary dissection for sentinel node-positive patients has shown no difference in survival outcomes, leading to the recommendation that axillary dissection is no longer valid in patients who undergo breast-conserving treatment and postoperative systemic therapy. This approach has become increasingly adopted in many medical centres despite the criticism of under-recruitment of study cases.
 
For patients who still require total mastectomy for multicentric early disease, total skin-sparing mastectomy with preservation of the nipple areolar complex has shown no difference in local recurrence. It allows immediate breast reconstruction and maximises the aesthetic outcome of treatment.20 It has therefore gained increasing acceptance in treating carefully selected patients.
 
New approach in radiotherapy
Short-course radiotherapy using hypofractionation has been found to result in a similar outcome to standard radiotherapy in terms of local recurrence and survival, without increasing long-term toxicities.21 It is therefore now accepted as a standard of care for early-stage breast cancer.
 
Whole-breast radiation following breast-conserving surgery aims to create a uniform dose distribution to target tissues with minimal toxicity to normal tissue. Clinical assessment and computed tomography–based treatment planning, together with techniques using compensators such as wedges, forward planning using segments, intensity-modulated radiotherapy, respiratory gating, or prone positioning, have all helped to achieve an optimal outcome.
 
Post-mastectomy radiotherapy is conventionally given to patients with involvement of four or more nodes to reduce locoregional failure and breast cancer mortality. For patients with one to three nodes, factors such as adverse tumour biology or tumour size of more than 5 cm may shift the decision to recommend radiotherapy after considering the benefits and toxicities.22
 
Conclusion
An improved understanding of the tumour biology of breast cancer has led to the identification of different intrinsic subtypes. Breast cancer care is now tailored to use the appropriate therapy to target the tumour characteristics of individual cancers, to achieve an improved survival outcome for breast cancer patients. Targeted cancer treatment is proliferating. More scientific work is required to further our understanding of the unknown subtypes, especially in triple-negative cancers, and elucidate the mechanisms that underlie the development of tumour resistance to drug therapy.
 
Declaration
The author has disclosed no conflicts of interest.
 
References
1. Crude incidence rate of breast cancer in Hong Kong. Available from: https://www.hkbcf.org/article.php?aid=138&cid=6&lang=eng. Accessed 10 Jan 2018.
2. Cancer Genome Atlas Network. Comprehensive molecular portraits of human breast tumours. Nature 2012;490:61-70. Crossref
3. Perez EA, Romond EH, Suman VJ, et al. Trastuzumab plus adjuvant chemotherapy for human epidermal growth factor receptor 2–positive breast cancer: planned joint analysis of overall survival from NSABP B-31 and NCCTG N9831. J Clin Oncol 2014;32:3744-52. Crossref
4. Swain SM, Baselga J, Kim SB, et al. Pertuzumab, trastuzumab, and docetaxel in HER2-positive metastatic breast cancer. N Engl J Med 2015;372:724-34. Crossref
5. Patel TA, Dave B, Rodriguez AA, Chang JC, Perez EA, Colon-Otero G. Dual HER2 blockade: preclinical and clinical data. Breast Cancer Res 2014;16:419. Crossref
6. Krop IE, Kim SB, González-Martín A, et al. Trastuzumab emtansine versus treatment of physician’s choice for pretreated HER2-positive advanced breast cancer (TH3RESA): a randomised, open-label, phase 3 trial. Lancet Oncol 2014;15:689-99.
7. Yeo W, Luk MY, Soong IS, et al. Efficacy and tolerability of trastuzumab emtansine in advanced human epidermal growth factor receptor 2–positive breast cancer. Hong Kong Med J 2018;24:56-62. Crossref
8. Chan A, Delaloge S, Holmes FA, et al. Neratinib after trastuzumab-based adjuvant therapy in patients with HER2-positive breast cancer (ExteNET): a multicentre, randomised, double-blind, placebo-controlled, phase 3 trial. Lancet Oncol 2016;17:367-77. Crossref
9. Early Breast Cancer Trialists’ Collaborative Group (EBCTCG), Davies C, Godwin J, Gray R, et al. Relevance of breast cancer hormone receptors and other factors to the efficacy of adjuvant tamoxifen: patient-level meta-analysis of randomised trials. Lancet 2011;378:771-84. Crossref
10. Davies C, Pan H, Godwin J, et al. Long-term effects of continuing adjuvant tamoxifen to 10 years versus stopping at 5 years after diagnosis of oestrogen receptor-positive breast cancer: ATLAS, a randomised trial. Lancet 2013;381:805-16. Crossref
11. Goss PE, Ingle JN, Pritchard KI, et al. Extending aromatase-inhibitor adjuvant therapy to 10 years. N Engl J Med 2016;375:209-19. Crossref
12. Piccart M, Hortobagyi GN, Campone M, et al. Everolimus plus exemestane for hormone-receptor-positive, human epidermal growth factor receptor-2-negative advanced breast cancer: overall survival results from BOLERO-2. Ann Oncol 2014;25:2357-62. Crossref
13. Finn RS, Crown JP, Lang I, et al. The cyclin-dependent kinase 4/6 inhibitor palbociclib in combination with letrozole versus letrozole alone as first-line treatment of oestrogen receptor-positive, HER2-negative, advanced breast cancer (PALOMA-1/TRIO-18): a randomised phase 2 study. Lancet Oncol 2015;16:25-35. Crossref
14. Paik S, Tang G, Shak S, et al. Gene expression and benefit of chemotherapy in women with node-negative, estrogen receptor–positive breast cancer. J Clin Oncol 2006;24:3726-34. Crossref
15. Harris LN, Ismaila N, McShane LM, et al. Use of biomarkers to guide decisions on adjuvant systemic therapy for women with early-stage invasive breast cancer: American Society of Clinical Oncology Clinical Practice Guideline. J Clin Oncol 2016;34:1134-50. Crossref
16. Rugo HS, Delord JP, Im SA, et al. Preliminary efficacy and safety of pembrolizumab (MK-3475) in patients with PD-L1-positive estrogen receptor-positive/HER2-negative advanced breast cancer enrolled in KEYNOTE-028 [abstract S5-07]. Proceedings of the San Antonio Breast Cancer Symposium; 2015 Dec 11.
17. Veronesi U, Cascinelli N, Mariani L, et al. Twenty-year follow-up of a randomized study comparing breast-conserving surgery with radical mastectomy for early breast cancer. N Engl J Med 2002;347:1227-32. Crossref
18. Krag DN, Anderson SJ, Julian TB, et al. Sentinel-lymph-node resection compared with conventional axillary-lymph-node dissection in clinically node-negative patients with breast cancer: overall survival findings from the NSABP B-32 randomised phase 3 trial. Lancet Oncology 2010;11:927-33. Crossref
19. Giuliano AE, Hunt KK, Ballman KV, et al. Axillary dissection vs no axillary dissection in women with invasive breast cancer and sentinel node metastasis: a randomized clinical trial. JAMA 2011;305:569-75. Crossref
20. Piper M, Peled AW, Foster RD, Moore DH, Esserman LJ. Total skin-sparing mastectomy: a systematic review of oncologic outcomes and postoperative complications. Ann Plast Surg 2013;70:435-7. Crossref
21. Whelan TJ, Pignol JP, Levine MN, et al. Long-term results of hypofractionated radiation therapy for breast cancer. N Engl J Med 2010;362:513-20. Crossref
22. Recht A, Comen EA, Fine RE, et al. Postmastectomy radiotherapy: an American Society of Clinical Oncology, American Society for Radiation Oncology, and Society of Surgical Oncology focused Guideline Update. Pract Radiat Oncol 2016;6:e219-34. Crossref

Living-related renal transplantation in Hong Kong

DOI: 10.12809/hkmj175078
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
EDITORIAL
Living-related renal transplantation in Hong Kong
KF Chau, FRCP (Lond, Glasg, Edin)
Department of Medicine, Queen Elizabeth Hospital, Jordan, Hong Kong
 
Corresponding author: Dr KF Chau (ckfz02@ha.org.hk)
 
 Full paper in PDF
 
Renal transplantation is the best treatment for end-stage renal disease, as it allows optimum rehabilitation with better survival than haemodialysis or peritoneal dialysis: in 2016, the annual mortality rate per 100 patient-years in Hong Kong was 1.88 for patients who received a renal transplant, 17.89 for patients on peritoneal dialysis, and 18.89 for those on haemodialysis.1 With a global shortage of cadaveric organs, living-related kidney donation has become an important alternative, especially in countries with a low cadaveric organ donation rate such as Japan. In Hong Kong, living-related kidney transplants account for an average of 14.8% of all renal transplants performed over the past 10 years.1 In this issue of the Hong Kong Medical Journal, the characteristics and clinical outcomes of living renal donors in Hong Kong are reported.2
 
Compared with a cadaveric kidney transplant, a living-related kidney transplant has a higher graft survival rate: the 10-year graft survival rate was 70% for cadaveric and 81% for living kidney transplant, and the 20-year graft survival rate was 44% for cadaveric and 61% for living kidney transplant.1 This is due to multiple factors that include matching for the most suitable donor, and elective surgery to minimise stress to the donor and cold ischaemic time of the kidney. According to the Hospital Authority Renal Registry, in 2016 the half-life of a cadaveric kidney transplant was 18 years, whereas that for a living kidney transplant was 30 years.1 Living-related kidney donation, however, carries potential risks to the donor. The short-term risks include those related to anaesthesia, bleeding, and infection. In the long term, there is an increased risk of hypertension and proteinuria,3 4 as well as hypertension, pre-eclampsia, and proteinuria during pregnancy.5
 
Laparoscopic nephrectomy rather than an open procedure is now the preferred approach in many transplant centres for living-kidney procurement. Comparative studies have shown a shorter hospital stay and less bleeding, although the ischaemic time is longer with the laparoscopic approach.6
 
In order to overcome the problem of ABO blood group or human leukocyte antigen incompatibility in living-related organ donation, paired kidney exchange is becoming popular in many countries. It may be a simple two-way exchange, a three-way exchange or, if an altruistic donor is available, a domino-paired exchange or altruistic donor chain (Fig). The longest chain was in 2012 in the United States and involved 30 kidneys and 60 patients. In preparation for paired kidney exchange in Hong Kong, the Food and Health Bureau plans to clarify the legal situation by submitting a proposal to the Legislative Council. Another means by which to overcome ABO blood group incompatibility is by a pre-transplant immunosuppressive protocol that includes plasmapheresis alone or together with rituximab.
 

Figure. Different types of living-related renal transplant exchanges
 
Because of the potential risks to the donor, a cadaveric kidney is still preferred. In 2016, the cadaveric organ donation rate was 6.3 per million population in Hong Kong.1 Owing to the increasing gap between the number of patients requiring a transplant and the number of organs available, the waiting time for a cadaveric organ is increasing. The average waiting time is approximately 6 years but may also be as long as 28 years.1 Public education is essential to raise general awareness of the need for cadaveric organ donation. Other measures include increasing human resources for organ procurement in acute care hospitals, increasing the effectiveness of donor referral and management and organ procurement, and establishing an independent organ procurement organisation. These initiatives are vital in order to boost organ donation rate in Hong Kong.
 
Declaration
The author has disclosed no conflicts of interest.
 
References
1. Hong Kong Hospital Authority Renal Registry; 2016.
2. Hong YL, Yee CH, Leung CB, et al. Characteristics and clinical outcomes of living renal donors in Hong Kong. Hong Kong Med J 2018;24:11-7. Crossref
3. Chu KH, Poon CK, Lam CM, et al. Long-term outcomes of living kidney donors: a single centre experience of 29 years. Nephrology (Carlton) 2012;17:85-8. Crossref
4. Okamoto M, Akioka K, Nobori S, et al. Short- and long-term donor outcomes after kidney donation: analysis of 601 cases over a 35-year period at Japanese single center. Transplantation 2009;87:419-23. Crossref
5. Ibrahim HN, Akkina SK, Leister E, et al. Pregnancy outcomes after kidney donation. Am J Transplant 2009;9:825-34. Crossref
6. Fonouni H, Mehrabi A, Golriz M, et al. Comparison of the laparoscopic versus open live donor nephrectomy: an overview of surgical complications and outcome. Langenbecks Arch Surg 2014;399:543-51. Crossref

We need a stroke system

DOI: 10.12809/hkmj175075
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
EDITORIAL
We need a stroke system
Gilberto KK Leung, FHKAM (Surgery), LLM
Department of Surgery, The University of Hong Kong, Queen Mary Hospital, Pokfulam, Hong Kong
 
Corresponding author: Prof Gilberto KK Leung (gilberto@hku.hk)
 
 Full paper in PDF
 
Trauma and acute stroke services share common features of being time-dependent, high-stakes, resource-intensive, and multidisciplinary in nature; both call for a robust system of care. In Hong Kong, we established a trauma system some one and a half decades ago.1 There is no reason why we cannot and should not do the same for stroke if Hong Kong, for all its worth, is to proclaim itself a ‘world-class city’. We need to build a stroke system.
 
Unmet needs
The fact that stroke will impose a considerable burden on our ageing population needs no elaboration.2 The introduction of intravenous thrombolysis (IVT) and mechanical thrombectomy (MT) has provided us with reliable tools to address these challenges—both IVT and MT are proven and clinically accessible treatments that can significantly improve patient outcomes.3 But while IVT is, arguably, fairly well established in Hong Kong, the provision of MT, as demonstrated by Tsang et al4 in this issue, remains uncoordinated, patchy, and inconsistent.
 
Mechanical thrombectomy involves the use of endovascular intervention within 6 hours of symptom onset. Its provision can be realised only if patients are directly admitted or secondarily transferred to a specialist unit in a timely manner.3 Although we have the expertise, it is presently spread across too many hospitals, few of which can individually sustain a full-fledged 24/7 stroke service. There is currently no designated stroke centre or sufficiently formalised referral network to ensure that patients will be treated at the right place and at the right time. Far too many patients are being denied these life-redefining therapies. Something needs to be done.
 
Merely having a few strategically placed stroke centres will not suffice. The singular solution is to adopt a territory-wide ‘system approach’ whereby prehospital diversion, secondary transferral arrangements, protocol-driven triage, and expeditious intervention can become the norm, as it is for trauma.5 Optimal stroke care also encompasses prevention, public education, rehabilitation, post-discharge social care, professional training, audit, and research.6 The presence of a formalised stroke system will serve to raise awareness, lend legitimacy, facilitate cultural change, and entice the injection and consolidation of resources for these purposes. Without it, we will forever sit passively at the receiving end of an impending stroke tsunami, shouting complaints and drowning in our own complacency.
 
Legal liabilities
Scientific evidence and judicial outcomes suggest that IVT and MT will likely become not only medically accepted but also legally required standards of care under common law, and a failure to provide these treatments may well fulfil the burden of proof in medical negligence.7 Numerous IVT-related claims have already materialised overseas including, but not limited to, 46 in the United States by 2013.8 The majority of reported cases involved doctors’ failure to treat, and hospitals were often found vicariously liable. In Australia, an inquest is currently underway into the deaths of two stroke patients at a hospital where both stroke interventionists were allowed to go on leave at the same time.9
 
It takes little imagination to contemplate the first related claim in Hong Kong should our situation remain unchanged. To defend it by saying that ‘we do not yet have these services’ would be untruthful because we do; they are just not properly organised. At present, depending on where one lives or develops a stroke, acute stroke care may be available all the time, during office hours only, or not at all. Although it is unrealistic to expect a comprehensive stroke service at every hospital, doctors can and do have the professional duty to refer. Few of us would question nowadays whether burn or head-injured patients should be transferred to a specialist unit. Stroke patients should be no exception. The question is about knowing where, when, and how.
 
Stroke claims are invariably expensive and demoralising. From a utilitarian standpoint, we only need a few successful claims to undermine any ‘savings’ gained through inaction, while damage to individual reputations and payouts through indemnity coverage will eventually be transferred to the rest of the professional community. Taxpayers will also want to see their money better spent. We must invest to save.
 
Corporate responsibilities
During the regionalisation of trauma services in Hong Kong, recommendations by external experts were accorded substantial weight and influence. We had unequivocal mandates from the highest authorities within the public sector that provided clear instructions and directions for change. A case-volume–orientated approach superseded the rigid, if not frigid, cluster-based thinking; five instead of seven trauma centres were designated in 2003. Collaboration with the ambulance services soon led to primary trauma diversion whereby patients are sent to the most appropriate centre instead of the nearest hospital. A clear sense of corporate responsibility and ownership was palpable. As a result, we now have a trauma system that is at least accountable if not respectable. Why don’t we take advantage of these valuable experiences and attempt the same for stroke?
 
The situation for stroke is that professional groups are still expected to work things out among themselves, find solutions, bid for resources, and, should they fail, keep trying. Although this may well be administratively necessary or even sound, more decisive and incisive steering and driving will undoubtedly move things farther and quicker. In the United Kingdom, acute stroke services were regionalised in two metropolitan cities using different strategies. Better access to care was soon established in London, where a top-down approach was used, than in Greater Manchester that adopted a more bottom-up method. Clinical and cost outcomes were correspondingly different.10 The choice and decision is one for the wise. Meanwhile, what we need is a clearer and stronger declaration of the vision and mission to build another respectable and accountable system of care here in Hong Kong.
 
This is not to say that we should simply copy and paste. What works in other countries may not be applicable here. We must learn, adapt, and be pragmatic. Local lessons from trauma system implementation also taught us that perpetual reliance on good will alone would not sustain something as demanding as a trauma or stroke system; additional resources must be planned for and availed. The designation of a specialist centre is essentially an irremediable step of franchising that has to be done boldly and carefully, as subsequent de-designation can be a potential cause of stroke for some. (We ended up with more trauma centres than we need with no realistic prospect of rectification.) Plainly, we do not want a 90-minute prehospital time for stroke but neither do we need a stroke centre at every street corner. It is a delicate balance between access to care, the concentration of clinical experience, and cost-effectiveness. Similarly, the failure to establish a regional trauma registry was a monumental error that must not be repeated.11 It all comes down to having the will and power to evolve, a lot of common sense, and, of course, proportional and handsome funding.
 
Hong Kong is blessed with an abundance of medical talent as well as an efficient and arguably well-subsidised health care system. We do not need to re-invent the wheel or try to build Rome. We already have the experience and machinery for change. The needs are real, the liabilities foreseeable, and the responsibilities non-delegable. Instead of leaving our stroke patients to nature’s course, there is much that we can and must do. The people of Hong Kong deserve better. Hong Kong deserves a stroke system.
 
Declaration
The author has disclosed no conflicts of interest.
 
References
1. Leung GK, Chang A, Cheung FC, et al. The first 5 years since trauma center designation in the Hong Kong Special Administrative Region, People’s Republic of China. J Trauma 2011;70:1128-33. Crossref
2. Woo J, Ho SC, Goggins W, Chau PH, Lo SV. Stroke incidence and mortality trends in Hong Kong: implications for public health education efforts and health resource utilisation. Hong Kong Med J 2014;20(Suppl 3):S24-9.
3. Miller JB, Merck LH, Wira CR, et al. The advanced reperfusion era: implications for emergency systems of ischemic stroke care. Ann Emerg Med 2017;69:192-201.
4. Tsang AC, Yeung RW, Tse MM, Lee R, Lui WM. Emergency thrombectomy for acute ischaemic stroke: current evidence, international guidelines and local clinical practice. Hong Kong Med J 2018;24:73-80. Crossref
5. Whelan KR, Hamilton J, Peeling L, Graham B, Hunter G, Kelly ME. Importance of developing stroke systems of care to improve access to endovascular therapies. World Neurosurg 2016;88:678-80. Crossref
6. Lindsay P, Furie KL, Davis SM, Donnan GA, Norrving B. World Stroke Organization global stroke services guidelines and action plan. Int J Stroke 2014;9 Suppl A100:4-13.
7. Blyth CO, Dudley N. Litigation risks with the National Stroke Strategy. BMJ 2007;335 [Response to: Short R. UK government to spend £105m to improve stroke services. BMJ 2007;335:1231.] Available from: http://www.bmj.com/ content/335/7632/1231.2/rapid-responses. Accessed 26 Nov 2017.
8. Bhatt A, Safdar A, Chaudhari D, et al. Medicolegal considerations with intravenous tissue plasminogen activator in stroke: a systematic review. Stroke Res Treat 2013;2013:562564. Crossref
9. Crouch B. Royal Adelaide Hospital knew its stroke service was ‘indefensible’ time bomb but failed to address it before two patients died. The Advertiser 2017 June 16. Available from: http://www.adelaidenow.com.au/news/south-australia/royal-adelaide-hospital-knew-its-stroke-service-was-indefensible-time-bomb-but-failed-to-address-it-before-two-patients-died/news-story/e0ecfeb7c359347fe461c8caaeca9bf6. Accessed 20 Dec 2017.
10. Fulop NJ, Ramsay AI, Perry C, et al. Explaining outcomes in major system change: a qualitative study of implementing centralised acute stroke services in two large metropolitan regions in England. Implement Sci 2016;11:80. Crossref
11. Leung GK. Trauma system in Hong Kong. Surg Pract 2010;14:38-43. Crossref

Public access defibrillation: the road ahead

DOI: 10.12809/hkmj175074
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
EDITORIAL
Public access defibrillation: the road ahead
Axel YC Siu, FHKCEM, FHKAM (Emergency Medicine)
Resuscitation Council of Hong Kong, Room 809, HKAM Jockey Club Building, 99 Wong Chuk Hang Road, Aberdeen, Hong Kong
 
Corresponding author: Dr Axel YC Siu (siuyca@ha.org.hk)
 
 Full paper in PDF
 
Hong Kong is regarded as one of the cities with the most advanced medical technology. The survival for out-of-hospital cardiac arrest (OHCA), however, remains far from ideal. From a series in 2012-2013, only 2.3% of all OHCA patients survived to discharge, a rate considered low compared with other developed countries in Asia.1 2 Meanwhile, the survival-to-discharge rate for OHCA in Singapore has doubled over the last 10 years because of the improved emergency medical services response time and the successful public access defibrillation (PAD) programme.3
 
Early defibrillation is one of the most important elements in the Chain of Survival.4 Hong Kong has had a PAD programme for more than 20 years although there are no formal statistics for the number of automatic external defibrillators (AEDs). According to an estimation of one of the AED locator mobile app developers, there are approximately 5000 AEDs installed in publicly accessible areas. This is only one quarter of the number per population in Japan.5 Nonetheless, number of AEDs installed is not the only factor that dictates the success or not of a PAD programme. The accessibility of the AED will affect the time to first defibrillation. In other countries, AEDs can be accessed by anyone. They can be found in convenience stores, vending machines, and even in taxis. On the contrary, a number of AEDs in Hong Kong can be accessed only via security staff or customer service personnel. This indirect approach will inevitably delay the time to first defibrillation. Even worse, despite the established benefit of AED in early defibrillation, misconceptions remain about individual liability when using an AED. This is evidenced by the disclaimer, which restricts use of AEDs to trained persons, that accompanies some locally installed AEDs.
 
Despite the availability of AEDs, a PAD programme is doomed to failure if AEDs are not used. A local study showed that public knowledge about AEDs was inadequate and fewer than 20% of respondents to a survey would use one.6 The lack of enactment of a Good Samaritan law may not reassure members of the public about possible liability when using an AED, even though they are designed to be operated by a layperson. On 1 October 2017, Mainland China enacted this law under Cap 184 of the Civil Law of the People’s Republic of China.7 There is a real need for Hong Kong to explore a similar enactment. We should also consider broadening the spectrum of cardiopulmonary resuscitation (CPR) and AED promulgation, eg mandatory CPR and AED training in secondary schools to teach this life-saving skill and relieve anxiety about initiating help.
 
Scientific research can also facilitate the PAD programme. In Singapore, national data revealed that the majority of OHCAs occur at home. The government responded by installing AEDs in all public housing estates.8 Lack of a territory-wide cardiac arrest registry and AED registry in Hong Kong may affect the cost-effectiveness of the PAD programme. The study by Fan et al1 is a good start but we need a continuous registry, like the Cancer Registry, to observe the ongoing trend of cardiac arrests.
 
At an international level, the Global Resuscitation Alliance (GRA) was established in 2016 and comprised a group of international experts in resuscitation. It aimed to improve the survival of OHCA by modifying the system in the community for response to an OHCA. Establishing a PAD programme was one of the 10 steps identified by the GRA for improving survival.9 At a local level, we need a strategic plan for a PAD programme, including using local OHCA data to coordinate the placement of AEDs as well as establishment of an AED registry. Together, these will facilitate technological advances such as a mobile phone app and enhance the accessibility of AED.10 The Resuscitation Council of Hong Kong was established in 2012 with the aim of promoting CPR and AED in the community. As well as routine public promotion activities, the Council also advocated relevant policy change in Hong Kong to promote a CPR- and AED-friendly environment. In the near future, the Council will focus on the establishment of an electronic AED Registry and enactment of the Good Samaritan law.11
 
Declaration
The author has disclosed no conflicts of interest.
 
References
1. Fan KL, Leung LP, Siu YC. Out-of-hospital cardiac arrest in Hong Kong: a territory wide study. Hong Kong Med J 2017;23:48-53. Crossref
2. Ong ME, Shin SD, De Souza NN, et al. Outcomes for out-of-hospital cardiac arrests across 7 countries in Asia: The Pan Asian Resuscitation Outcomes Study (PAROS). Resuscitation 2015;96:100-8. Crossref
3. Lai H, Choong CV, Fook-Chong S, et al. Interventional strategies associated with improvements in survival for out-of-hospital cardiac arrests in Singapore over 10 years. Resuscitation 2015;89:155-61.
4. Kleinmann ME, Brennan EE, Goldberger ZD, et al. Part 5: Adult basic life support and cardiopulmonary resuscitation quality. 2015 American Heart Association guidelines update for cardiopulmonary resuscitation and emergency cardiovascular care. Circulation 2015;132(18 Suppl 2):S414-35. Crossref
5. Iwami T. Effectiveness of public access defibrillation with AEDs for out-of-hospital cardiac arrests in Japan. Japan Med Assoc J 2012;55:225-30.
6. Fan KL, Leung LP, Poon HT, Chiu HY, Liu HL, Tang WY. Public knowledge of how to use an automatic external defibrillator in out-of-hospital cardiac arrest in Hong Kong. Hong Kong Med J 2016;22:582-8. Crossref
7. 中華人民共和國民法總則. Available from: http://www. npc.gov.cn/npc/xinwen/2017-03/15/content_2018907.htm. Accessed 1 Oct 2017.
8. Lee CY, Anatharaman V, Lim SH, et al. Singapore Defibrillation Guidelines 2016. Singapore Med J 2017;58:354-59. Crossref
9. Resuscitation Academy. 10 Steps for improving survival from sudden cardiac arrest. Available from: http://www. resuscitationacademy.org/downloads/ebook/TenStepsforImprovingSurvivalFromSuddenCardiacArrest-RA-eBook-PDFFinal-v1_2.pdf. Accessed 18 Sep 2017.
10. Fan KL, Lui CT, Leung LP. Public access defibrillation in Hong Kong in 2017. Hong Kong Med J 2017;23:635-40. Crossref
11. Wai AK. Protection of rescuers in emergency care: where does Hong Kong stand? Hong Kong Med J 2017;23:656-7. Crossref

Fertility preservation in young cancer patients as a springboard to address the needs of this unique population

DOI: 10.12809/hkmj175072
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
EDITORIAL
Fertility preservation in young cancer patients as a springboard to address the needs of this unique population
Herbert HF Loong, FHKCP, FHKAM (Medicine)
Department of Clinical Oncology, The Chinese University of Hong Kong; Adult Sarcoma Multidisciplinary Tumour Board, Prince of Wales Hospital; Shatin, Hong Kong
 
Corresponding author: Dr Herbert HF Loong (h_loong@clo.cuhk.edu.hk)
 
 Full paper in PDF
 
Treatment outcomes for patients with cancer have improved greatly, in part due to more aggressive forms of systemic treatments. Such treatments, however, can compromise fertility and this has precipitated a growing focus on fertility issues within the oncology community. International guidelines on fertility preservation in cancer patients recommend that physicians discuss, as early as possible, with all patients of reproductive age their risk of infertility from the disease and/or treatment and their interest in having children after cancer, and help with informed decisions about fertility preservation.1 2 A local study performed in a major teaching hospital reported that up to 32% of male cancer patients encountered deterioration of semen parameters after gonadotoxic treatments.3 The thought of the possibility or actual prior experience of treatment-related infertility can lead to psychological stress.4 5 Patients prefer maintaining their fertility and future reproductive function at the time of cancer diagnosis.6 Fertility concerns may also affect the decision to pursue treatment.7 8 9 As recommended by the American Society of Clinical Oncology2 and the European Society for Medical Oncology,1 sperm cryopreservation and embryo/oocyte cryopreservation are standard strategies for fertility preservation in male and female patients, respectively. Other strategies, which include pharmacological protection of the gonads and gonadal tissue cryopreservation, are currently considered experimental. Whilst these guidelines and recommendations are readily accessible, the ‘bottom-line’ of whether a suitable patient is referred for fertility preservation is entirely dependent on the treating physicians’ awareness and understanding as well as the local availability of fertility-preservation techniques.
 
In the article that accompanies this editorial, Chung et al10 present the results of a cross-sectional paper-based survey that assessed the awareness of, attitude towards, and knowledge about fertility preservation among 167 clinicians of various clinical specialties in Hong Kong. Specialists in General Surgery, Paediatrics, Clinical and Medical Oncology, and Haematology and Haematological Oncology were included. This is the first such study ever reported from the territory. Obstetrics and Gynaecology (O&G) specialists were also included in the survey and accounted for the largest proportion of respondents by specialty (40.7%). A limitation of this study, however, was that all respondents were specialists working in the public sector, as the communications directory of the Hospital Authority was used to identify potential subjects. The prior referral experiences of the respondents might be different to all O&G specialists in our locality, as there is currently no publicly funded fertility centre in Hong Kong.
 
Results of this study10 were surprising, to say the least. Without going into the specifics of different types of fertility preservation and their respective indications, less than half of the respondents (45.6%) reported being ‘aware of fertility preservation’. Specialists in O&G fared no better in this regard with only half (50.7%) of the respondents reporting themselves as being aware. As expected, O&G specialists were more aware of fertility-preservation techniques in females such as oocyte- and embryo-freezing as well as ovarian tissue freezing, than their non-O&G counterparts. Interestingly, when respondents were further asked about individual fertility-preservation procedures, an increased awareness was found. In fact, a higher percentage of the same O&G specialists in this study reported to be familiar with “all of the above” fertility-preservation techniques previously itemised, compared with being ‘aware of’ fertility preservation per se (63.6% vs 50.7%). These findings highlight a possible diversity of understanding within our medical community of what constitutes fertility preservation. Moreover, even if knowledge is indeed improved, suitable patients may still not be able to receive appropriate counselling and care, as only a little more than half (55%) of all respondents were aware that there are dedicated clinics and specialists who would be willing to accept referrals for fertility preservation. On a more encouraging note, an overwhelming majority of respondents (97%) felt that at least a dedicated clinic or fertility preservation centre is necessary in Hong Kong, and over half felt at least two centres are required to cater for both private and public patients. This study highlighted a gap in understanding among the medical community and a lack of currently available resources for fertility preservation that must be overcome if we are to truly provide this service effectively.
 
In general, risks of treatment-related infertility have been described previously by various groups. A recently published modified consensus4 11 divided systemic anti-cancer therapies and radiation therapy of specific doses to gonadal sites into five different risk categories, namely: (i) high risk, corresponding to >80% risk of permanent amenorrhoea in women and prolonged azoospermia in men; (ii) intermediate risk (40%-60% risk of permanent amenorrhoea in women and likelihood of azoospermia in men when given with other sterilising agents); (iii) low risk (<20% risk of permanent amenorrhoea in women and only temporary reduction in sperm counts in men); (iv) very low or no risk of permanent amenorrhoea in women and temporary reduction in sperm count in men; and (v) unknown risk of permanent amenorrhoea in women and effect on sperm production in men. It is important to note that the gonadotoxic effects of newer targeted therapies such as tyrosine-kinase inhibitors and monoclonal antibodies have not been studied in detail. The impact of these agents on a patient’s subsequent fertility has also not been well described. Whilst data are now gradually emerging, there is a need for the oncology community to study the impact of these newer agents on fertility, especially since they have now become the cornerstone of effective anti-cancer treatment. A possible approach may be to analyse large population-based health and cancer registries, and cross-reference individuals who may have received these agents with subsequent successful child-bearing or birth, either through natural or assisted means.
 
Moving forward, from a societal perspective, it is impractical to educate all clinicians of various specialties about the latest advancements and techniques of fertility preservation. This is also not necessary. What may be a more reasonable approach is for physicians, especially oncologists and haematologists who administer gonadotoxic chemotherapies, to become more diligent in recognising the fertility-preservation needs and concerns of ‘younger’ oncology patients, and to have ready access to referrals and consultative services that fertility specialists can provide. Fertility specialists should also be made more aware of both the improved treatment outcomes as well as their potential toxicities. This should not only be limited to toxicities associated with fertility, but with other physical side-effects as well as potential socio-economic burdens that newer anti-cancer treatments entail.
 
Physical, psychosocial, and economic impacts of cancer care, as well as the natural history of the disease, will likely affect a patient’s decision about whether to pursue fertility preservation. Younger patients who are often in the prime of their life when struck with the devastating diagnosis of cancer may have different priorities to older adults. The establishment of a dedicated multidisciplinary adolescent and young adults oncology team that consists of physicians and allied health professionals with training and experience in addressing the needs of this unique set of patients, and incorporating fertility preservation as one of its pillars, is the way forward.
 
References
1. Peccatori FA, Azim HA Jr, Orecchia R, et al. Cancer, pregnancy and fertility: ESMO Clinical Practice Guidelines for diagnosis, treatment and follow-up. Ann Oncol 2013;24 Suppl 6:vi160-70. Crossref
2. Loren AW, Mangu PB, Beck LN, et al. Fertility preservation for patients with cancer: American Society of Clinical Oncology clinical practice guideline update. J Clin Oncol 2013;31:2500-10. Crossref
3. Chung JP, Haines CJ, Kong GW. Sperm cryopreservation for Chinese male cancer patients: a 17-year retrospective analysis in an assisted reproductive unit in Hong Kong. Hong Kong Med J 2013;19:525-30. Crossref
4. Rosen A, Rodriguez-Wallberg KA, Rosenzweig L. Psychosocial distress in young cancer survivors. Sem Oncol Nurs 2009;25:268-77. Crossref
5. Gorman JR, Bailey S, Pierce JP, Su HI. How do you feel about fertility and parenthood? The voices of young female cancer survivors. J Cancer Surviv 2012;6:200-9. Crossref
6. Canada AL, Schover LR. The psychosocial impact of interrupted childbearing in long-term female cancer survivors. Psychooncology 2012;21:134-43. Crossref
7. Partridge AH, Gelber S, Peppercorn J, et al. Web-based survey of fertility issues in young women with breast cancer. J Clin Oncol 2004;22:4174-83. Crossref
8. Ruddy KJ, Gelber SI, Tamimi RM, et al. Prospective study of fertility concerns and preservation strategies in young women with breast cancer. J Clin Oncol 2014;32:1151-6. Crossref
9. Senkus E, Gomez H, Dirix L, et al. Attitudes of young patients with breast cancer toward fertility loss related to adjuvant systemic therapies. EORTC study 10002 BIG 3-98. Psychooncology 2014;23:173-82. Crossref
10. Chung J, Lao T, Li T. Evaluation of the awareness of, attitude to, and knowledge about fertility preservation in cancer patients among clinical practitioners in Hong Kong. Hong Kong Med J 2017;23:556-61. Crossref
11. Lambertini M, Del Mastro L, Pescio MC, et al. Cancer and fertility preservation: international recommendations from an expert meeting. BMC Med 2016;14:1. Crossref

Response to the Food and Drug Administration warning on the use of anaesthetics in young children

DOI: 10.12809/hkmj176918
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
 
EDITORIAL
Response to the Food and Drug Administration warning on the use of anaesthetics in young children
Silky Wong, FHKAM (Anaesthesiology), FANZCA; Theresa WC Hui, FHKAM (Anaesthesiology), FANZCA
Department of Anaesthesiology, Queen Mary Hospital, Pokfulam, Hong Kong
 
Corresponding author: (huiwct@ha.org.hk)
 
 Full paper in PDF
 
On 14 December 2016, the US Food and Drug Administration (FDA) issued a warning that the repeated or lengthy use of general anaesthetic and sedative drugs in children under 3 years old and in pregnant women in their third trimester may affect the development of children’s brains. Warning labels were required to be added to general anaesthetic and sedative drugs.1
 
Data from published studies in pregnant and young animals have shown that the use of general anaesthetics increases the chance of apoptosis and neurodegeneration in the developing brain. Persistent memory and learning disabilities have been demonstrated2 3 as well as increased severity with increasing duration of anaesthesia.4 Certain human studies suggest an association between anaesthesia and subsequent behaviour or learning issues such as autism, attention-deficit disorder, and language deficits.5 6 7 Some researchers postulate that even relatively simple anaesthesia of babies and young children can pose a risk of neurotoxicity. The question is whether or not we can translate such animal data to humans and to what extent we should interpret the animal findings.8
 
For many years well-designed human studies were lacking. Data were mainly observational and retrospective, and with too many confounding factors. There were often conflicting results in different studies.9 10 Recently, however, more robust human studies have been published such as General Anaesthesia compared to Spinal anaesthesia (GAS) study11 and Pediatric Anesthesia NeuroDevelopment Assessment (PANDA).12 13 The GAS study, which compares children less than 60 weeks’ post-gestational age (but older than 26 weeks’ post gestation) undergoing hernia surgery under either general anaesthesia or awake regional anaesthesia, has shown that at the 2-year mark (secondary outcome), there is no increase in risk of learning disability. This study is ongoing with its primary outcome being the Wechsler Preschool and Primary Scale of Intelligence Third Edition Full Scale Intelligence Quotient score at 5 years old. The PANDA study was a sibling-matched cohort observational study that examined whether anaesthesia exposure in healthy children younger than 3 years old is associated with an increased risk of impaired global cognitive function as the primary outcome. Their secondary outcome was abnormal domain-specific neurocognitive function and behaviour at the ages of 8 to 15 years. The study found no significant difference between the exposed and unexposed in terms of both primary and secondary outcomes. Both studies point towards a slightly more reassuring outlook for short-duration exposure to anaesthesia in children.
 
Although a FDA warning on anaesthesia and exposure to anaesthetic drugs in paediatric, neonatal, and third-trimester pregnant women has been long expected, the timing of this warning came as a surprise to many in the paediatric anaesthesia community, particularly in light of the recent findings of the more sanguine and robust human studies and no new evidence of detrimental effects of anaesthesia.
 
Moreover, the FDA uses a cut-off age of 3 years old. This age limit is highly debatable since there is currently no evidence to support the use of 3 years as a cut-off or that anaesthesia in infants older than 3 years will not be harmful; and vice versa. Some use 3 years as a cut-off for the period of rapid neurodevelopment in a child; nonetheless a few retrospective cohort studies point towards anaesthesia affecting children of an older age-group.14 15 Many of these concerns are likely to be applicable to all patients undergoing surgery with those at the extremes of age being more vulnerable. Duration of surgery and the extent of tissue trauma, need for blood transfusion, and the choice of anaesthetic agent are also important variables.
 
Data from the American Society of Anesthesiologists (ASA) Closed Claims Project were analysed and revealed that children under 1 year of age with associated disease were at increased risk of major and minor morbidity.16 Cardiac arrests related to anaesthesia most often occurred in infants who were ASA status 3 to 5 and undergoing emergency procedures. Paediatric anaesthesiologists should therefore collaborate with surgeons to determine the best time for surgery in a child.17 Often, children need anaesthesia for operations or procedures that should not be delayed. In these cases, it is easier to balance the detrimental effects of not having the surgery against the potential risk of anaesthesia. In non-urgent surgeries that will not affect the child or the outcome of the operation if postponed until later in life, it is reasonable to discuss with all parties involved, including their parents or guardians, as to whether deferring the surgery can be considered in very young children. Given that perioperative complications are more common in the very young,18 this is a good general principle that has always been advocated by those involved in perioperative paediatric care, notwithstanding this FDA warning.
 
References
1. FDA Drug Safety Communication: FDA review results in new warnings about using general anesthetics and sedation drugs in young children and pregnant women. Available from: https://www.fda.gov/Drugs/DrugSafety/ucm532356.htm. Accessed Jul 2017.
2. Jevtovic-Todorovic V, Hartman RE, Izumi Y, et al. Early exposure to common anesthetic agents causes widespread neurodegeneration in the developing rat brain and persistent learning deficits. J Neurosci 2003;23:876-82. Crossref
3. Vutskits L, Xie Z. Lasting impact of general anaesthesia on the brain: mechanisms and relevance. Nat Rev Neurosci 2016;17:705-17. Crossref
4. Zou X, Patterson TA, Divine RL, et al. Prolonged exposure to ketamine increases neurodegeneration in the developing monkey brain. Int J Dev Neurosci 2009;27:727-31. Crossref
5. Hansen TG. Anesthesia-related neurotoxicity and the developing animal brain is not a significant problem in children. Paediatr Anaesth 2015;25:65-72. Crossref
6. Ing C, DiMaggio C, Whitehouse A, et al. Long-term differences in language and cognitive function after childhood exposure to anesthesia. Pediatrics 2012;130:e476-85. Crossref
7. Ing CH, DiMaggio CJ, Malacova E, et al. Comparative analysis of outcome measures used in examining neurodevelopmental effects of early childhood anesthesia exposure. Anesthesiology 2014;120:1319-32. Crossref
8. Todd MM. Anesthetic neurotoxicity: the collision between laboratory neuroscience and clinical medicine. Anesthesiology 2004;101:272-3. Crossref
9. Hansen TG, Pedersen JK, Henneberg SW, et al. Academic performance in adolescence after inguinal hernia repair in infancy: a nationwide cohort study. Anesthesiology 2011;114:1076-85. Crossref
10. Hansen TG, Pedersen JK, Henneberg SW, Morton NS, Christensen K. Educational outcome in adolescence following pyloric stenosis repair before 3 months of age: a nationwide cohort study. Paediatr Anaesth 2013;23:883-90. Crossref
11. Davidson AJ, Disma N, de Graaff JC, et al. Neurodevelopmental outcome at 2 years of age after general anaesthesia and awake-regional anaesthesia in infancy (GAS): an international multicentre, randomised controlled trial. Lancet 2016;387:239-50. Crossref
12. Sun LS, Li G, Miller TL, et al. Association between a single general anesthesia exposure before age 36 months and neurocognitive outcomes in later childhood. JAMA 2016;315:2312-20. Crossref
13. Chinn GA, Sasaki Russell JM, Sall JW. Is a short anesthetic exposure in children safe? Time will tell: a focused commentary of the GAS and PANDA trials. Ann Transl Med 2016;4:408. Crossref
14. Graham MR, Brownell M, Chateau DG, Dragan RD, Burchill C, Fransoo RR. Neurodevelopmental assessment in kindergarten in children exposed to general anesthesia before the age of 4 years: a retrospective matched cohort study. Anesthesiology 2016;125:667-77. Crossref
15. O’Leary JD, Janus M, Duku E, et al. A population-based study evaluating the association between surgery in early life and children development at primary school entry. Anesthesiology 2016;125:272-9. Crossref
16. Jimenez N, Posner KL, Cheney FW, Caplan RA, Lee LA, Domino KB. An update on pediatric anesthesia liability: a closed claims analysis. Anesth Analg 2007;104:147-53. Crossref
17. Paterson N, Waterhouse P. Risk in paediatric anesthesia. Pediatr Anaesth 2011;21:848-57. Crossref
18. Weiss M, Hansen TG, Engelhardt T. Ensuring safe anaesthesia for neonates, infants and young children: what really matters. Arch Dis Child 2016;101:650-2. Crossref

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