Hong Kong Med J 2021 Oct;27(5):328–9 | Epub 30 Aug 2021
© Hong Kong Academy of Medicine. CC BY-NC-ND 4.0
EDITORIAL
Airborne transmission of SARS-CoV-2:
ventilation improvement strategies in preparation for school re-opening
David C Lung, MRCPCH (UK), FRCPath1; Mike YW Kwan, MSc (Applied Epidemiology) (CUHK), FHKAM (Paediatrics)2; CB Chow, MD, FHKAM (Paediatrics)3
1 Department of Pathology, Queen Elizabeth Hospital/Hong Kong Children’s Hospital, Hong Kong
2 Paediatric Infectious Disease Unit, Department of Paediatrics and Adolescent Medicine, Princess Margaret Hospital, Hong Kong
3 Department of Paediatrics and Adolescent Medicine, The University of Hong Kong, Hong Kong
Corresponding author: Dr Mike YW Kwan (mike_kwan@hotmail.com)
Airborne transmission of COVID-19
Hong Kong has adopted a multifaceted
approach to minimise the spread of severe acute
respiratory syndrome coronavirus 2 (SARS-CoV-2)
in the community since 2020. Measures currently
implemented, which include mask wearing, social
distancing, hand hygiene, and border controls,
mainly address transmission by the droplet route.
However, airborne transmission of SARS-CoV-2 in
confined spaces has been largely overlooked.
Short-range airborne transmission is currently
recognised as a predominant route for transmission
of SARS-CoV-2.1 The US Centers for Disease
Control and Prevention have also acknowledged the
importance of transmission of coronavirus disease
2019 (COVID-19) through inhalation of viruses
in the air at distances farther than six feet (2 m).2
Several important factors contribute to increased
risk, including: enclosed space with inadequate
ventilation; increased exhalation of respiratory fluid
(eg, shouting, singing, exercise); and prolonged
exposure (>15 minutes).
Enhancing ventilation in schools has been
recognised as an important measure for re-opening
of schools in multiple countries.3 In addition, a recent study in the US has demonstrated that mask
wearing can markedly reduce COVID-19 outbreaks
at schools.4
Will airborne transmission happen
at schools?
After nearly 15 months of prolonged interruption of
in-person learning since early 2020 in Hong Kong,
the Education Bureau announced the resumption of
face-to-face classes for all kindergartens and primary
and secondary schools after the Easter holidays
on 26 March 2021.5 However, other than the usual
mandatory mask wearing and social distancing
measures, there were no enhancements to infection
control measures at schools. The compliance with
mask wearing advice is often poor, especially in
children; at least 13 outbreaks of upper respiratory tract infection, mostly caused by Rhinovirus,
occurred between April and June 2021.6 This
suggests that COVID-19 transmission chains could
occur at schools despite the current measures, and
that there is an urgent need to examine and enhance
ventilation at schools.
Although regulations pertaining to schools
in Hong Kong state that “all school premises shall
be adequately ventilated and lighted”,7 8 there is no
clear definition or quantification of how well the
ventilation should be. In the US, fresh air supply
in classrooms (for ages 5-8 and ≥9 years) and other
education facilities should be at least 5 L/s per
person, in accordance with the American Society
of Heating, Refrigerating and Air-Conditioning
Engineers (ASHRAE) standard 62.1-2016.9 In Hong
Kong, standards for new buildings recommend that
fresh air provision in normally occupied spaces
should exceed the minimum ASHRAE standard by
at least 30%.10 Applied to the school setting, this
would be equivalent to 6.5 L/s per person. The World
Health Organization has recently stated that indoor
ventilation should be 10 L/s per person (around
8-10.4 air changes per hour [ACH] depending on the
ceiling height).11
Potential solution
A similar problem was encountered by the catering
industry. Prior to March 2021, multiple clusters of
COVID-19 cases occurred, resulting in restaurants
being forced to suspend dine-in service or shorten
business hours. To address the potential airborne
transmission of COVID-19 in dine-in catering
premises, the Hong Kong SAR Government decided
to promote enhancement of ventilation. The current
ventilation requirement for restaurants is 17 m3/h
per person (around 3.8-4.9 ACH depending on
ceiling height).12 Aiming to reduce the risk of
airborne transmission of COVID-19 in mask-off
indoor settings, the Government set a target of
6 ACH for these premises. A mandatory registration
scheme was launched on 18 March 2021, whereby
catering business operators were required to report whether their business premises attained ≥6 ACH.
For premises unable to meet this requirement, air
purifiers (with high-efficiency particulate arrestance
filters or ultraviolet devices) had to be installed
before 30 April 2021. The Government also formed
a working group to promote compliance and ensure
the smooth implementation of these requirements.13
As of July 2021, most dine-in restaurants met the
requirements, and no large clusters of cases in
dine-in restaurant settings have been reported since
April 2021, despite many individuals confirmed to
have COVID-19 visiting multiple restaurants during
their infectious period.
Schools, just like restaurants, are subject
to the same risk, because compliance with mask
wearing advice, especially among children, cannot
be guaranteed at all times. Therefore, all possible
measures should be optimised before the resumption
of schools in September 2021. Air conditioning alone
does not ensure adequate ventilation, since most
are recirculating air and there may be insufficient
fresh air to dilute the indoor air and contaminated
particles. It is understandable that changing the
heating, ventilation, and air conditioning system
at schools may not be always possible, especially
within such a short period of time. However, using
the experience of restaurants in Hong Kong as an
example, alternative means to improve ventilation
can be adopted, such as high-efficiency particulate
arrestance filters and ultraviolet-C devices.3 14 15
With support from the Government and
collaboration with architectural and engineering
professionals, technology can be implemented
to construct buildings with an infection resilient
environment, using a combination of ventilation,
air cleaning, and environmental monitoring.
This approach could greatly reduce the chance of
infection of the inhabitants and the environment.16
Although a fully vaccinated population is
the best defence against COVID-19, this will be
unachievable within the short period of time before
the next school term begins. It is time for relevant
stakeholders to review the latest scientific evidence
and international recommendations and to revise
current policies, prioritising ventilation in schools
as a major infection control measure for the safe re-opening
of schools. Schools should act promptly and
modify ventilation settings to prepare for the new
term and the expected winter surge in COVID-19
cases.
Author contributions
All authors contributed to the editorial, approved the final version for publication, and take responsibility for its accuracy
and integrity.
Conflicts of interest
DC Lung is a member of the “Working Group on Implementing the Requirement on Air Change or Air Purifiers in Dine-in Restaurants under Cap. 599F”. All other authors have disclosed no conflicts of
interest.
References
1. To KK, Sridhar S, Chiu KH, et al. Lessons learned 1 year
after SARS-CoV-2 emergence leading to COVID-19
pandemic. Emerg Microbes Infect 2021;10:507-35. Crossref
2. Centers for Disease Control and Prevention. Scientific
Brief: SARS-CoV-2 transmission. Available from: https://www.cdc.gov/coronavirus/2019-ncov/science/science-briefs/sars-cov-2-transmission.html. Accessed 21 Jul 2021.
3. Centers for Disease Control and Prevention. Ventilation
in schools and childcare programs: how to use CDC
building recommendations in your setting. Available from:
https://www.cdc.gov/coronavirus/2019-ncov/community/schools-childcare/ventilation.html. Accessed 23 Jul 2021.
4. Gettings J, Czarnik M, Morris E, et al. Mask use and
ventilation improvements to reduce covid-19 incidence in
elementary schools—Georgia, November 16-December
11, 2020. MMWR Morb Mortal Wkly Rep 2021;70:779-84. Crossref
5. Government announces class arrangements after Easter
holidays: Press release. 26 Mar 2021. Education Bureau,
Hong Kong SAR Government. Available from: https://www.info.gov.hk/gia/general/202103/26/P2021032600480.htm.
Accessed 1 Aug 2021.
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Hong Kong SAR Government. Media Room. Available
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Accessed 21 Jul 2021.
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Accessed 1 Aug 2021.
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Guidelines for registration of a new school. Available
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9. ANSI/ASHRAE Standard 62.1-2019. Ventilation for Acceptable Indoor Air Quality; 2019.
10. Hong Kong Green Building Council. BEAM Plus
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and ensure good indoor ventilation in the context of
COVID-19. Available from: https://www.who.int/publications/i/item/9789240021280. Accessed 1 Aug 2021.
12. Department of Justice, Hong Kong SAR Government. Cap. 132 Public Health and Municipal Services Ordinance.
13. Food and Environmental Hygiene Department, Hong
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of Dine-in Catering Premises. Available from: https://www.fehd.gov.hk/english/licensing/guide_general_reference/guide_on_compliance_with_requirement_on_air_change.html. Accessed 1 Aug 2021.
14. Olsiewski PJ, Bruns R, Gronvall GK, et al. School Ventilation: A Vital Tool to Reduce COVID-19 Spread. The Johns Hopkins Center for Health Security; 2021.
15. ASHRAE. Guidance for the re-opening of schools.
Available from: https://www.ashrae.org/file%20library/technical%20resources/covid-19/guidance-for-the-re-opening-of-schools.pdf. Accessed 1 Aug 2021.
16. Chartered Institution of Building Service Engineers.
Infection resilient environments: buildings that keep us
healthy and safe: initial report. Available from: https://www.raeng.org.uk/publications/reports/infection-resilient-environments. Accessed 1 Aug 2021.